PlainSite :: Arizona District Court :: Case No. 2:04-cv-00230-EHC: Herrmann v. Capital Mgt Invstr, et al, Earl H Carroll presiding

Arizona District Court, Case No. 2:04-cv-00230-EHC:
Herrmann v. Capital Mgt Invstr, et al
Judge Earl H Carroll, presiding

		Randolph G Herrmann, Plaintiff	Melvyn I. Weiss Phone: +1 212 594 5300 Fax: +1 212 868 1229
			Joseph R. Seidman Bernstein Liebhard LLP Phone: +1 212 779 1414 Fax: +1 212 779 3218 E-Mail: seidman@bernlieb.com
			Andrew Steven Friedman Bonnett, Fairbourn, Friedman & Balint, PC Phone: +1 602 776 5902 Fax: +1 602 274 1199 E-Mail: afriedman@bffb.com
			Francis Joseph Balint, Jr Bonnett, Fairbourn, Friedman & Balint, PC Phone: +1 602 274 1100 Fax: +1 602 274 1199 E-Mail: fbalint@bffb.com
		Beth A Seeger, Defendant	No attorney information is available for this party.
		Capital Management Investors Holdings, Inc., Defendant	Martin A. Aronson Morrill & Aronson PLC Phone: +1 602 650 4122 Fax: +1 602 285 9544 E-Mail: maronson@maazlaw.com
			Brian J Masternak Warner Norcross & Judd, LLP Phone: +1 616 752 2000 E-Mail: bmasternak@wnj.com
			William Kenneth Holmes Warner Norcross & Judd, LLP Phone: +1 616 752 2000 Fax: +1 616 222 2108 E-Mail: wholmes@wnj.com
			Daniel R. Gravelyn Warner Norcross & Judd, LLP Phone: +1 616 752 2000 Fax: +1 616 752 2500 E-Mail: dgravelyn@wnj.com
		Grant D Seeger, Defendant	No attorney information is available for this party.
		Security Trust Company, Defendant	William Kenneth Holmes Warner Norcross & Judd, LLP Phone: +1 616 752 2000 Fax: +1 616 222 2108 E-Mail: wholmes@wnj.com
			Daniel R. Gravelyn Warner Norcross & Judd, LLP Phone: +1 616 752 2000 Fax: +1 616 752 2500 E-Mail: dgravelyn@wnj.com
			Martin A. Aronson Morrill & Aronson PLC Phone: +1 602 650 4122 Fax: +1 602 285 9544 E-Mail: maronson@maazlaw.com
			Brian J Masternak Warner Norcross & Judd, LLP Phone: +1 616 752 2000 E-Mail: bmasternak@wnj.com
		Sharon D Kenyon, Defendant	Paul J Roshka, Jr. Roshka DeWulf & Patten, PLC Phone: +1 602 256 6100 Fax: +1 602 256 6800 E-Mail: roshka@rdp-law.com
		William A Kenyon, Defendant	Paul J Roshka, Jr. Roshka DeWulf & Patten, PLC Phone: +1 602 256 6100 Fax: +1 602 256 6800 E-Mail: roshka@rdp-law.com
		H Patterson Hezmall, Movant	Francis Joseph Balint, Jr Bonnett, Fairbourn, Friedman & Balint, PC Phone: +1 602 274 1100 Fax: +1 602 274 1199 E-Mail: fbalint@bffb.com
			Joseph R. Seidman Bernstein Liebhard LLP Phone: +1 212 779 1414 Fax: +1 212 779 3218 E-Mail: seidman@bernlieb.com
		Lisa Messina, Movant	Joseph R. Seidman Bernstein Liebhard LLP Phone: +1 212 779 1414 Fax: +1 212 779 3218 E-Mail: seidman@bernlieb.com
			Francis Joseph Balint, Jr Bonnett, Fairbourn, Friedman & Balint, PC Phone: +1 602 274 1100 Fax: +1 602 274 1199 E-Mail: fbalint@bffb.com
		Ricky R Klawitter, Movant	Joseph R. Seidman Bernstein Liebhard LLP Phone: +1 212 779 1414 Fax: +1 212 779 3218 E-Mail: seidman@bernlieb.com
			Francis Joseph Balint, Jr Bonnett, Fairbourn, Friedman & Balint, PC Phone: +1 602 274 1100 Fax: +1 602 274 1199 E-Mail: fbalint@bffb.com
		Security Trust Company, Movant	Francis Joseph Balint, Jr Bonnett, Fairbourn, Friedman & Balint, PC Phone: +1 602 274 1100 Fax: +1 602 274 1199 E-Mail: fbalint@bffb.com
			Melvyn I. Weiss Phone: +1 212 594 5300 Fax: +1 212 868 1229
			Andrew Steven Friedman Bonnett, Fairbourn, Friedman & Balint, PC Phone: +1 602 776 5902 Fax: +1 602 274 1199 E-Mail: afriedman@bffb.com

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Office	Phoenix Division
Filed	2/3/2004
Jury Demand	Plaintiff
Demand	$0
Nature of Suit	850 - Securities/Commodities
Cause	15 U.S.C. § 78m(a) Securities Exchange Act
Jurisdiction	Federal Question
Disposition	Transfer/Remand - MDL Transfer
County	XX US, Outside State
Terminated	6/3/2004
Origin	1
Reopened	None
Lead Case	None
Related Case
Other Court Case	None
Def Custody Status
Flags	MULTI-DISTRICT, STD, TERMED, TRANSFER

1	Filed: 2/3/2004, Entered: 2/3/2004	Complaint
	COMPLAINT FILED (ESH)

2	Filed: 2/25/2004, Entered: 3/1/2004	Motion to Consolidate Cases
	MOTION to consolidate cases CIV-04-230-PHX-EHC w/member cases CIV-03-2508-PHX-LOA, CIV-04-31-PHX-SRB, CIV-04-82-PHX-JAT, CIV-04-87-PHX-PGR and CIV-04-143-PHX-SMM by Movants H Patterson Hezmall, Ricky Klawitter, Lisa Messina [2-1] , for appointment as lead Plaintiffs by Movants H Patterson Hezmall, Ricky R Klawitter, Lisa Messina [2-2] and for approval of their selectionof lead counsel by Movants H Patterson Hezmall, Ricky R Klawitter, Lisa Messina [2-3] Modified on 03/01/2004

3	Filed: 2/25/2004, Entered: 3/1/2004	Declaration
	DECLARATION of Joseph E. Seidman Jr re motion to consolidate cases CIV-04-230-PHX-EHC w/member cases CIV-03-2508-PHX-LOA, CIV-04-31-PHX-SRB, CIV-04-82-PHX-JAT, CIV-04-87-PHX-PGR and CIV-04-143-PHX-SMM by Movants H Patterson Hezmall, Ricky Klawitter, Lisa Messina [2-1], re motion for appointment as lead Plaintiffs by Movants H Patterson Hezmall, Ricky R Klawitter, Lisa Messina [2-2], re motion for approval of their selectionof lead counsel by Movants H Patterson Hezmall, Ricky R Klawitter, Lisa Messina [2-3] by H Patterson Hezmall, Ricky R Klawitter, Lisa Messina Modified on 03/01/2004

4	Filed: 2/25/2004, Entered: 3/1/2004, Terminated: 3/4/2004	Motion to Consolidate Cases
	MOTION to consolidate cases CIV-04-230-PHX-EHC w/member cases CIV-03-2508-PHX-LOA; CIV-04-31-PHX-SRB; CIV-04-82-PHX-JAT; CIV-04-87-PHX-PGR and CIV-04-143-PHX-SMM by movant Security Trust Co [4-1] , for appoinment of lead Plaintiff by movant Security Trust Co [4-2] , for appoinment of steering committee and approval of selection of coordinating counsel, lead counsel and liaison by movant Security Trust Co [4-3]

5	Filed: 2/25/2004, Entered: 3/1/2004	Declaration
	DECLARATION of Sharon M Lee re motion to consolidate cases CIV-04-230-PHX-EHC w/member cases CIV-03-2508-PHX-LOA; CIV-04-31-PHX-SRB; CIV-04-82-PHX-JAT; CIV-04-87-PHX-PGR and CIV-04-143-PHX-SMM by movant Security Trust Co [4-1], re motion for appoinment of lead Plaintiff by movant Security Trust Co [4-2], re motion for appoinment of steering committee and approval of selection of coordinating counsel, lead counsel and liaison by movant Security Trust Co [4-3] by movant Security Trust Co (MAP)

7	Filed: 3/2/2004, Entered: 3/5/2004	Summons Returned Executed - Complaint/Habeas Petit
	RETURN OF SERVICE EXECUTED by personal service of summons/complaint upon dft Grant D Seeger on 2/25/04 (KMG)

8	Filed: 3/2/2004, Entered: 3/5/2004	Summons Returned Executed - Complaint/Habeas Petit
	RETURN OF SERVICE EXECUTED by serving Grant D. Seeger with summons/complaint for dft Beth Seeger on 2/25/04 (KMG)

6	Filed: 3/4/2004, Entered: 3/4/2004	Order
	ORDER by Judge Susan R. Bolton denying as moot the Motion of H. Patterson Hezmall, Ricky R. Klawitter and Lisa Messina for Consolidation of Related Cases, Appointment as Lead Plas and for Approval of Their Selection of Lead Counsel filed 2/23/04 [4-1], [4-2], [4-3], [2-] [2-2], [2-3]. (cc: all counsel) (KMG)

10	Filed: 3/11/2004, Entered: 3/16/2004	Stipulation
	STIPULATION to Extend Time for plas' to file responses concerning the appointment of lead pla in the actions be extended to 3/19/04; and plas' time to file any reply memo be extended to 4/1/04 by pla, and movants (KMG)

--	Filed: 3/12/2004, Entered: 3/12/2004	Pro Hac Vice Fee Paid
	Pro Hac Vice $25 Fee Paid as to Joseph R Seidman Jr (BAS)

9	Filed: 3/12/2004, Entered: 3/16/2004, Terminated: 3/16/2004	Motion for Admission Pro Hac Vice
	MOTION for admission pro hac vice as to Joseph R. Seidman, Jr., atty for pla Randolph G Herrmann [9-1] (KMG)

12	Filed: 3/15/2004, Entered: 3/16/2004, Terminated: 3/18/2004	Motion for Admission Pro Hac Vice
	MOTION for admission pro hac vice as to Daniel R. Gravelyn, atty for dft Capital Mgt Invstr, dft Security Trust Co [12-1] (KMG)

13	Filed: 3/15/2004, Entered: 3/16/2004, Terminated: 3/18/2004	Motion for Admission Pro Hac Vice
	MOTION for admission pro hac vice as to William K. Holmes, atty for dft Capital Mgt Invstr, dft Security Trust Co [13-1] (KMG)

14	Filed: 3/15/2004, Entered: 3/16/2004, Terminated: 3/18/2004	Motion for Admission Pro Hac Vice
	MOTION for admission pro hac vice as to Brian J. Masternak, atty for dft Capital Mgt Invstr, dft Security Trust Co [14-1] (KMG)

11	Filed: 3/16/2004, Entered: 3/16/2004	Order
	ORDER by Judge Earl H. Carroll granting motion for admission pro hac vice as to Joseph R. Seidman, Jr., atty for pla Randolph G Herrmann [9-1] (cc: all counsel) (KMG)

--	Filed: 3/17/2004, Entered: 3/17/2004	Pro Hac Vice Fee Paid
	Pro Hac Vice $25 Fee Paid as to William K Holmes (BAS)

--	Filed: 3/17/2004, Entered: 3/17/2004	Pro Hac Vice Fee Paid
	Pro Hac Vice $25 Fee Paid as to Daniel R Gravelyn (BAS)

--	Filed: 3/17/2004, Entered: 3/17/2004	Pro Hac Vice Fee Paid
	Pro Hac Vice $25 Fee Paid as to Brian J Masternak (BAS)

15	Filed: 3/18/2004, Entered: 3/18/2004	Order
	ORDER by Judge Earl H. Carroll granting motion for admission pro hac vice as to William K. Holmes, atty for dft Capital Mgt Invstr, dft Security Trust Co [13-1] (cc: all counsel) (KMG)

16	Filed: 3/18/2004, Entered: 3/18/2004	Order
	ORDER by Judge Earl H. Carroll granting motion for admission pro hac vice as to Daniel R. Gravelyn, atty for dft Capital Mgt Invstr, dft Security Trust Co [12-1] (cc: all counsel) (KMG)

17	Filed: 3/18/2004, Entered: 3/18/2004	Order
	ORDER by Judge Earl H. Carroll granting motion for admission pro hac vice as to Brian J. Masternak, atty for dft Capital Mgt Invstr, dft Security Trust Co [14-1] (cc: all counsel) (KMG)

18	Filed: 3/18/2004, Entered: 3/19/2004	Stipulation
	STIPULATION to Extend Time for All dfts to Respond to pla's Complaint (to answer) by pla Randolph G Herrmann and dfts Capital Mgt Invstr, Security Trust Co, Grant D Seeger, Beth A Seeger, William A Kenyon, and Sharon D Kenyon [18-1] (KMG)

19	Filed: 3/19/2004, Entered: 3/22/2004	Memorandum
	MEMORANDUM OF LAW IN FURTHER SUPPORT by movant Security Trust Co of the Motion of the Security Trust Lead Pla Movans for Appointment of Steering Committee, and Approval of Selection of Lead Counsel, Coordinating Counsel, and Liaison Counsel in Opposition to the Competing Motions [6-1] (KMG)

--	Filed: 3/22/2004, Entered: 3/22/2004	Pro Hac Vice Fee Paid
	Pro Hac Vice $25 Fee Paid as to Melvyn I Weiss (BAS)

20	Filed: 3/22/2004, Entered: 3/23/2004, Terminated: 3/23/2004	Motion for Admission Pro Hac Vice
	MOTION for admission pro hac vice as to Melvyn I. Weiss, atty for pla Randolph G Herrmann [20-1] (KMG)

21	Filed: 3/23/2004, Entered: 3/23/2004	Order
	ORDER by Judge Earl H. Carroll granting motion for admission pro hac vice as to Melvyn I. Weiss, atty for pla Randolph G Herrmann [20-1] (cc: all counsel) (KMG)

22	Filed: 3/23/2004, Entered: 3/23/2004	Order
	ORDER by Judge Earl H. Carroll dfts shall not be required to answer, move or otherwise respond to the initial complaint filed in this action. After consolidation and appointment of Lead Pla and Lead Counsel, the parties shall agree upon and submit to the Court an appropriate schedule for the filing of a consolidated complaint and for briefing any responsive motions to the consolidated complaint [18-1] (cc: all counsel) (KMG)

--	Filed: 3/31/2004, Entered: 3/31/2004	Remark (Public)
	REMARK as to Randolph G Herrmann, H Patterson Hezmall, Ricky R Klawitter, Lisa Messina re atty Sandy A Liebhard Bernstein Liebhard & Lifshitz LLP 10 E 40th St New York NY 10016 removed from database for noncompliance w/admission deadline of 3/6/04 pty represented by other admitted counsel (BAS)

23	Filed: 4/8/2004, Entered: 4/15/2004	Reply to Response to Motion
	REPLY MEMORANDUM OF LAW by movant Security Trust Co in Further Support of the Motion for appoinment of lead Plaintiff by movant Security Trust Co [4-2] [4-2] (KMG)

--	Filed: 4/21/2004, Entered: 4/21/2004	Remark (Public)
	REMARK as to Security Trust Co re atty Steven G Schulman Milberg Weiss Bershad Hynes & Lerach LLP 1 Pennsylvania Plaza 49th Floor New York NY 10119-0165 removed from database for noncompliance w/admission procedures pty represented by other admitted counsel (BAS)

--	Filed: 6/3/2004, Entered: 6/3/2004	Case Transferred Out to Another District
	CERTIFIED copies of transfer order and docket sheet, and transmittal letter Federal Expressed to Maryland (MAP)

24	Filed: 6/3/2004, Entered: 6/3/2004	Order
	CERTIFIED COPY OF MDL TRANSFER ORDER transferring case to the District of Maryland to be included in MDL 1586 (cc: all counsel/MDL Panel) (MAP)

--	Filed: 6/8/2004, Entered: 6/9/2004	Remark (Public)
	ACKNOWLEDMENT OF Receipt of transferred case at USDC Dist of Maryland; New Case No: CIV-04-1449 (MAP)

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