MATTHEW FARLEY (Attorney)
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MATTHEW FARLEY has been involved in the following cases:
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3/6/2018 |
1:18-cv-02013 |
FIRST CAPITAL REAL ESTATE INVESTMENTS, LLC v. SDDCO Brokerag... |
Financial Industry Regulatory Authority, Inc. |
Defendant |
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5/8/2012 |
2:12-cv-02753 |
MAHONEY v. FINANCIAL INDUSTRY REGULATORY AUTHORITY |
FINANCIAL INDUSTRY REGULATORY AUTHORITY |
Defendant |
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5/27/2011 |
1:11-cv-03634 |
Xu et al v. Financial Industry Regulatory Authority, Inc. |
Financial Industry Regulatory Authority, Inc. |
Defendant |
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2/17/2011 |
1:11-cv-01110 |
Vertis, Inc. v. The Segerdahl Corporation |
Vertis, Inc. |
Plaintiff |
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8/26/2009 |
1:09-cv-04365 |
AGOSTINI v. TRANSAMERICA et al |
FINRA |
Counter-Defendant |
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2/26/2008 |
1:08-cv-01912-JGK |
Ober v. Financial Industry Regulatory Authority - Dispute Re... |
Financial Industry Regulatory Authority - Dispute Resolution... |
Defendant |
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12/12/2006 |
1:06-cv-14355 |
Securities Investor Protection Corporation v. Paul L. Forchh... |
Securities Investor Protection Corporation |
Plaintiff |
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5/12/2005 |
2:05-cv-02484 |
VARNES v. NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. e... |
NATIONAL ASSOCIATION OF SECURITIES DEALERS, INC. |
Defendant |
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11/2/2001 |
2:01-cv-05132-WHW |
MARSCO INVESTMENT v. FMR CORP., et al |
FMR CORP. |
Defendant |
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12/19/1991 |
1:91-cv-05493-JBS |
BENDER v. BARNEY, et al |
SMITH BARNEY |
Defendant |
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12/19/1991 |
1:91-cv-05493-JBS |
BENDER v. BARNEY, et al |
HARRIS UPHAM & CO., INC. |
Defendant |
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12/19/1991 |
1:91-cv-05493-JBS |
BENDER v. BARNEY, et al |
RICHARD T. CARLIN, JR. |
Defendant |
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12/19/1991 |
1:91-cv-05493-JBS |
BENDER v. BARNEY, et al |
JOHN MAINE |
Defendant |
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10/5/1990 |
1:90-cv-04070-JHR |
CAPORALE v. NATIONAL ASSOCIATION |
NATIONAL ASSOCIATION OF SECURITIES DEALERS INC. |
Defendant |
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6/18/1990 |
1:90-cv-02347-JFG |
BENDER v. SMITH-BARNEY INC., et al |
SMITH-BARNEY INC. |
Defendant |
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6/18/1990 |
1:90-cv-02347-JFG |
BENDER v. SMITH-BARNEY INC., et al |
RICHARD T. CARLIN, JR. |
Defendant |
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6/18/1990 |
1:90-cv-02347-JFG |
BENDER v. SMITH-BARNEY INC., et al |
JOHN MAINE |
Defendant |
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Date Filed
