Name: Dorman v. Charles 0CB1D7E Corporation, et al :: California Northern District Court :: Federal Civil Lawsuit No. 4:17-cv-00285, Judge Claudia Wilken presiding
Creator: California Northern District Court
Published: 2017-01-19
License: https://creativecommons.org/publicdomain/mark/1.0/
Keywords: court documents, legal case, docket, PACER, California Northern District Court

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148	Filed: 11/20/2019, Entered: 11/20/2019
	ORDER GRANTING MOTION TO COMPEL ARBITRATION OF DORMANS INDIVIDUAL CLAIMS AND STAYING ACTION PENDING ARBITRATION. Signed by Judge Claudia Wilken on 11/20/19. (dtmS, COURT STAFF) (Filed on 11/20/2019)
	Request

147	Filed: 11/15/2019, Entered: 11/15/2019
	MANDATE of USCA as to 96 Amended Notice of Appeal filed by 0CB1D7E Investment Management, Inc., 0CB1D7E Retirement Plan Services Inc., EB73DDE, E310BC0, 0CB1D7E & Co. Inc., 6176671, The 0CB1D7E Corporation, 8A5BF61, 0C0BDED, 0104BB0, 0CB1D7E, 0CB1D7E Bank. (cjlS, COURT STAFF) (Filed on 11/15/2019)
	Request

146	Filed: 8/30/2019, Entered: 8/30/2019
	ORDER of USCA: GRANTING Plaintiff-Appellees Motion for Extension of Time to File Petition for Rehearing and/or Rehearing En Banc as to 96 Amended Notice of Appeal, 83 Notice of Appeal, filed by 0CB1D7E Investment Management, Inc., 0CB1D7E Retirement Plan Services Inc., EB73DDE, E310BC0, 0CB1D7E & Co. Inc., 6176671, The 0CB1D7E Corporation, 8A5BF61, 93F8AF2CB1D7E, 0CB1D7E Bank (cpS, COURT STAFF) (Filed on 8/30/2019)
	Request

145	Filed: 8/20/2019, Entered: 8/20/2019
	USCA Memorandum as to 96 Amended Notice of Appeal,, filed by 0CB1D7E Investment Management, Inc., 0CB1D7E Retirement Plan Services Inc., EB73DDE, E310BC0, 0CB1D7E & Co. Inc., 6176671, The 0CB1D7E Corporation, 8A5BF61, 93F8AF2CB1D7E, 0CB1D7E Bank. (cjlS, COURT STAFF) (Filed on 8/20/2019)
	Request

144	Filed: 8/20/2019, Entered: 8/20/2019
	Opinion of U.S.COURT OF APPEALS. Case is Reversed and Remanded. (cjlS, COURT STAFF) (Filed on 8/20/2019)
	Request

	Filed: 8/6/2019, Entered: 8/6/2019
	Set Deadlines/Hearings: Close of Expert Discovery by 7/20/2020. Close of Fact Discovery by 4/1/2020. Designation of Experts due by 5/18/2020. Dispositive Motion due by 8/12/2020. Rebuttal Reports due by 6/22/2020. Jury Selection and Jury Trial (5 days) set for 3/8/2021 08:30 AM. Dispositive Motion Hearing set for 11/17/2020 02:30 PM. Pretrial Conference set for 2/9/2021 02:30 PM. (dtmS, COURT STAFF) (Filed on 8/6/2019)


143	Filed: 8/6/2019, Entered: 8/6/2019
	Order by Judge Claudia Wilken granting as modified 142 Stipulation Revising Scheduling Order.(dtmS, COURT STAFF) (Filed on 8/6/2019)
	Request

142	Filed: 7/24/2019, Entered: 7/24/2019
	STIPULATION WITH PROPOSED ORDER for Order Modifying Case Management Order filed by 6176671, 08F5CAA, B20BE1F, 0C0BDED, E310BC0, 0CB1D7E & Co. Inc., 0CB1D7E Bank, 0CB1D7E Investment Management, Inc., 8A5BF61, C0D23F4, 0104BB0, AD4A8CF, D384CA9, 538BC67, B5523BF, 0CB1D7E, 0CB1D7E Retirement Plan Services Inc., The 0CB1D7E Corporation, EB73DDE, Michael F. Dorman. (Attachments: # 1 Declaration of Lindsey Chopin, # 2 Proposed Order)(Shapiro, Howard) (Filed on 7/24/2019) Modified on 7/25/2019 (cpS, COURT STAFF).
	Request

141	Filed: 7/1/2019, Entered: 7/1/2019
	Order by Judge Claudia Wilken granting 140 Motion for Pro Hac Vice by Lindsey Chopin.(dtmS, COURT STAFF) (Filed on 7/1/2019)
	Request

140	Filed: 6/27/2019, Entered: 6/27/2019
	MOTION for leave to appear in Pro Hac Vice as to Lindsey H. Chopin ( Filing fee $ 310, receipt number 0971-13475190.) filed by 6176671, 08F5CAA, B20BE1F, 93F8AF2CB1D7E & Co. Inc., 0CB1D7E Bank, 0CB1D7E Investment Management, Inc., 8A5BF61, C0D23F4, 0104BB0, AD4A8CF, D384CA9, 538BC67, B5523BF, 0CB1D7E, 0CB1D7E Retirement Plan Services Inc., The 0CB1D7E Corporation, EB73DDE. (Chopin, Lindsey) (Filed on 6/27/2019) Modified on 6/28/2019 (cpS, COURT STAFF).
	Request

139	Filed: 4/25/2019, Entered: 4/25/2019
	Transcript of Proceedings held on March 12, 2019, before Judge Claudia Wilken. Court Reporter Diane E. Skillman, telephone number 925-899-2812, Diane_Skillman@cand.uscourts.gov. Per General Order No. 59 and Judicial Conference policy, this transcript may be viewed only at the Clerk's Office public terminal or may be purchased through the Court Reporter until the deadline for the Release of Transcript Restriction. After that date it may be obtained through PACER. Any Notice of Intent to Request Redaction, if required, is due no later than 5 business days from date of this filing. (Re 137 Transcript Order,, ) Release of Transcript Restriction set for 7/24/2019. (Related documents(s) 137 ) (Skillman, Diane) (Filed on 4/25/2019)
	Request

138	Filed: 4/2/2019, Entered: 4/2/2019
	ORDER GRANTING JOINT ADMINISTRATIVE MOTION FOR LEAVE TO AMEND THE CASE MANAGEMENT ORDER by Judge Claudia Wilken granting 136 Administrative Motion for Leave to Amend the Case Management Order. Bench Trial (5 days) set for 8/24/2020 at 08:30 AM before Judge Claudia Wilken. (kcS, COURT STAFF) (Filed on 4/2/2019)
	Request

137	Filed: 3/28/2019, Entered: 3/28/2019
	TRANSCRIPT ORDER for proceedings held on 3/12/2019 before Judge Claudia Wilken by 6176671, 08F5CAA, B20BE1F, 0C0BDED, E310BC0, 0CB1D7E & Co. Inc., 0CB1D7E Bank, 0CB1D7E Investment Management, Inc., 8A5BF61, C0D23F4, 0104BB0, AD4A8CF, D384CA9, 538BC67, B5523BF, 0CB1D7E, 0CB1D7E Retirement Plan Services Inc., The 0CB1D7E Corporation, EB73DDE, for Court Reporter Diane Skillman. (Shapiro, Howard) (Filed on 3/28/2019)
	Request

136	Filed: 3/22/2019, Entered: 3/22/2019
	Joint ADMINISTRATIVE MOTION for Leave to Amend the Case Management Order filed by 6176671, 08F5CAA, B20BE1F, 93F8AF2CB1D7E & Co. Inc., 0CB1D7E Bank, 0CB1D7E Investment Management, Inc., 8A5BF61, C0D23F4, 0104BB0, AD4A8CF, D384CA9, 538BC67, B5523BF, 0CB1D7E, 0CB1D7E Retirement Plan Services Inc., The 0CB1D7E Corporation, EB73DDE, Michael F. Dorman. Responses due by 3/26/2019. (Attachments: # 1 Supplement Stipulation to Amend Case Management Order, # 2 Proposed Order)(Shapiro, Howard) (Filed on 3/22/2019) Modified on 3/24/2019 (cpS, COURT STAFF).
	Request

135	Filed: 3/12/2019, Entered: 3/15/2019
	Minute Entry for proceedings held before Judge Claudia Wilken: Further Case Management Conference held on 3/12/2019. Close of Fact Discovery by 10/1/2019. Designation of Experts due by 11/18/2019. Rebuttal Experts due by 12/22/2019. Close of Expert Discovery by 1/20/2020. Dispositive Motion due by 2/12/2020. Response/Motion for Class Certification due by 3/10/2020. Reply/Response to Motion for Class Certification due by 4/16/2020. Reply re Motion for Class Certification due by 4/23/2020. Motions Hearing set for 5/19/2020 02:30 PM. Pretrial Conference set for 8/11/2020 02:30 PM. Jury Selection and Jury Trial (5 days) set for 8/24/2020 08:30 AM. Court Reporter: Diane Skillman. (dtmS, COURT STAFF) (Date Filed: 3/12/2019)
	Request

134	Filed: 3/8/2019, Entered: 3/8/2019
	ANSWER to Amended Complaint (Second) byJay 6176671, 08F5CAA, B20BE1F, 93F8AF2CB1D7E & Co. Inc., 0CB1D7E Bank, 0CB1D7E Investment Management, Inc., 8A5BF61, C0D23F4, 0104BB0, AD4A8CF, D384CA9, 538BC67, B5523BF, 0CB1D7E, 0CB1D7E Retirement Plan Services Inc., The 0CB1D7E Corporation, EB73DDE. (Shapiro, Howard) (Filed on 3/8/2019)
	Request

133	Filed: 3/5/2019, Entered: 3/5/2019
	JOINT CASE MANAGEMENT STATEMENT & [PROPOSED] ORDER filed by Michael F. Dorman, 0CB1D7E & Co. Inc., The 0CB1D7E Corporation, 0CB1D7E Retirement Plan Services Inc., 0CB1D7E Bank and 0CB1D7E Investment Management, Inc. (Nestico, John) (Filed on 3/5/2019) Modified on 3/6/2019 (jmlS, COURT STAFF).
	Request

132	Filed: 2/14/2019, Entered: 2/14/2019
	STIPULATION Regarding Response to Second Amended Complaint filed by 6176671, 08F5CAA, B20BE1F, 0C0BDED, E310BC0, 0CB1D7E & Co. Inc., 0CB1D7E Bank, 0CB1D7E Investment Management, Inc., 8A5BF61, C0D23F4, 0104BB0, AD4A8CF, D384CA9, 538BC67, B5523BF, 0CB1D7E, 0CB1D7E Retirement Plan Services Inc., The 0CB1D7E Corporation, EB73DDE, Michael F. Dorman. (Shapiro, Howard) (Filed on 2/14/2019) Modified on 2/15/2019 (cpS, COURT STAFF).
	Request

131	Filed: 2/8/2019, Entered: 2/8/2019
	ORDER ON 113 DEFENDANTS MOTION TO DISMISS IN PART SECOND AMENDED COMPLAINT by Judge Claudia Wilken. Joint Case Management Statement due by 3/5/2019. Further Case Management Conference set for 3/12/2019 02:30 PM in Oakland, Courtroom 6, 2nd Floor.(dtmS, COURT STAFF) (Filed on 2/8/2019) Modified on 2/8/2019 (dtmS, COURT STAFF).
	Request

130	Filed: 2/1/2019, Entered: 2/1/2019
	Statement of Recent Decisions relevant to re 113 PARTIAL MOTION to Dismiss the Second Amended Complaint Plaintiff Michael F. Dorman's Statement of Recent Decisions by Michael F. Dorman. (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Bloom, James) (Filed on 2/1/2019) Modified on 2/4/2019 (cpS, COURT STAFF).
	Request

129	Filed: 1/31/2019, Entered: 1/31/2019
	OPPOSITION/RESPONSE (re 113 PARTIAL MOTION to Dismiss the Second Amended Complaint ) , redacted pursuant to Dkt. # 124 filed byMichael F. Dorman. (Bloom, James) (Filed on 1/31/2019)
	Request

128	Filed: 1/31/2019, Entered: 1/31/2019
	SECOND AMENDED COMPLAINT redacted pursuant to Dkt. # 124 against 6176671, 08F5CAA, B20BE1F, 0C0BDED, 93F8AF2, E310BC0, 0CB1D7E & Co. Inc., 0CB1D7E Bank, 0CB1D7E Investment Management, Inc., 8A5BF61, C0D23F4, 0104BB0, AD4A8CF, D384CA9, 538BC67, B5523BF, 0CB1D7E, 0CB1D7E Retirement Plan Services Inc., The 0CB1D7E Corporation, EB73DDE. Filed byMichael F. Dorman. (Bloom, James) (Filed on 1/31/2019) Modified on 2/1/2019 (cpS, COURT STAFF).
	Request

127	Filed: 1/31/2019, Entered: 1/31/2019
	OPPOSITION to Defendants' Partial Motion to Dismiss Second Amended Complaint. DOCUMENT E-FILED UNDER SEAL re 124 Order on Administrative Motion to File Under Seal by Michael F. Dorman. (Collins, Todd) (Filed on 1/31/2019) Modified on 2/1/2019 (cpS, COURT STAFF).


126	Filed: 1/31/2019, Entered: 1/31/2019
	Second Amended Complaint DOCUMENT E-FILED UNDER SEAL re 124 Order on Administrative Motion to File Under Seal by Michael F. Dorman. (Collins, Todd) (Filed on 1/31/2019) Modified on 2/1/2019 (cpS, COURT STAFF).


125	Filed: 1/29/2019, Entered: 1/29/2019
	CLERK'S NOTICE: The Court finds that the motion to dismiss 113 is appropriate for resolution without oral argument pursuant to L.R. 7-1(b). Accordingly, the 2/26/2019 hearing is vacated and the Court will issue a written ruling. (This is a text-only entry generated by the court. There is no document associated with this entry.) (dtmS, COURT STAFF) (Filed on 1/29/2019)


124	Filed: 1/24/2019, Entered: 1/24/2019
	ORDER GRANTING IN PART AND DENYING IN PART MOTIONS TO SEAL by Judge Claudia Wilken.(dtmS, COURT STAFF) (Filed on 1/24/2019)
	Request

123	Filed: 1/11/2019, Entered: 1/11/2019
	REPLY (re 113 PARTIAL MOTION to Dismiss the Second Amended Complaint ) filed byJay 6176671, 08F5CAA, B20BE1F, 93F8AF2CB1D7E & Co. Inc., 0CB1D7E Bank, 0CB1D7E Investment Management, Inc., 8A5BF61, C0D23F4, 0104BB0, AD4A8CF, D384CA9, 538BC67, B5523BF, 0CB1D7E, 0CB1D7E Retirement Plan Services Inc., The 0CB1D7E Corporation, EB73DDE. (Shapiro, Howard) (Filed on 1/11/2019)
	Request

122	Filed: 12/21/2018, Entered: 12/21/2018
	Statement in Response to re 119 Administrative Motion to File Under Seal by 6176671, 08F5CAA, B20BE1F, 0C0BDED, E310BC0, 0CB1D7E & Co. Inc., 0CB1D7E Bank, 0CB1D7E Investment Management, Inc., 8A5BF61, C0D23F4, 0104BB0, AD4A8CF, D384CA9, 538BC67, B5523BF, 0CB1D7E, 0CB1D7E Retirement Plan Services Inc., The 0CB1D7E Corporation, EB73DDE. (Attachments: # 1 Declaration of Howard Shapiro in Response to Plaintiff's Administrative Motion for Leave to File Documents Under Seal (L.R. 7-11, 79-5))(Shapiro, Howard) (Filed on 12/21/2018) Modified on 12/24/2018 (cpS, COURT STAFF).
	Request

121	Filed: 12/19/2018, Entered: 12/19/2018
	Order by Judge Claudia Wilken granting 120 Stipulation Extending Time to File Declaration.(dtmS, COURT STAFF) (Filed on 12/19/2018)
	Request

120	Filed: 12/17/2018, Entered: 12/17/2018
	STIPULATION WITH PROPOSED ORDER Extending Time to File Declaration filed by 6176671, 08F5CAA, B20BE1F, 93F8AF2CB1D7E & Co. Inc., 0CB1D7E Bank, 0CB1D7E Investment Management, Inc., 8A5BF61, C0D23F4, 0104BB0, AD4A8CF, D384CA9, 538BC67, B5523BF, 0CB1D7E, 0CB1D7E Retirement Plan Services Inc., The 0CB1D7E Corporation, EB73DDE, Michael F. Dorman. (Attachments: # 1 Declaration of Howard Shapiro, # 2 Proposed Order)(Shapiro, Howard) (Filed on 12/17/2018) Modified on 12/18/2018 (cpS, COURT STAFF).
	Request

119	Filed: 12/14/2018, Entered: 12/14/2018
	Administrative Motion to File Under Seal filed by Michael F. Dorman. (Attachments: # 1 Declaration Declaration of John Nestico, # 2 Exhibit 1 - UNREDACTED version of Opposition to Defendant's Partial Motion to Dismiss, # 3 Proposed Order)(Nestico, John) (Filed on 12/14/2018) Modified on 12/24/2018 (cpS, COURT STAFF).
	Request

118	Filed: 12/14/2018, Entered: 12/14/2018
	OPPOSITION/RESPONSE (re 113 PARTIAL MOTION to Dismiss the Second Amended Complaint ) filed byMichael F. Dorman. (Nestico, John) (Filed on 12/14/2018)
	Request

	Filed: 11/20/2018, Entered: 11/20/2018
	Set/Reset Deadlines as to 113 PARTIAL MOTION to Dismiss the Second Amended Complaint. Responses due by 12/14/2018. Replies due by 1/11/2019. (dtmS, COURT STAFF) (Filed on 11/20/2018)


117	Filed: 11/20/2018, Entered: 11/20/2018
	Order by Judge Claudia Wilken granting 116 Stipulation re Briefing Schedule.(dtmS, COURT STAFF) (Filed on 11/20/2018)
	Request

116	Filed: 11/19/2018, Entered: 11/19/2018
	STIPULATION WITH PROPOSED ORDER Regarding Briefing Schedule re 113 PARTIAL MOTION to Dismiss the Second Amended Complaint filed by Michael F. Dorman, The 0CB1D7E Corporation, et al. (Attachments: # 1 Proposed Order)(Nestico, John) (Filed on 11/19/2018) Modified on 11/20/2018 (cpS, COURT STAFF).
	Request

115	Filed: 11/8/2018, Entered: 11/8/2018
	Request for Judicial Notice re 113 PARTIAL MOTION to Dismiss the Second Amended Complaint filed byJay 6176671, 08F5CAA, B20BE1F, 0C0BDED, E310BC0, 0CB1D7E & Co. Inc., 0CB1D7E Bank, 0CB1D7E Investment Management, Inc., 8A5BF61, C0D23F4, 0104BB0, AD4A8CF, D384CA9, 538BC67, B5523BF, 0CB1D7E, 0CB1D7E Retirement Plan Services Inc., The 0CB1D7E Corporation, EB73DDE. (Attachments: # 1 Proposed Order)(Related document(s) 113 ) (Shapiro, Howard) (Filed on 11/8/2018) Modified on 11/9/2018 (cpS, COURT STAFF).
	Request

114	Filed: 11/8/2018, Entered: 11/8/2018
	Administrative Motion to File Under Seal Certain Documents in Support of Defendants' Partial Motion to Dismiss the Second Amended Complaint filed by 6176671, 08F5CAA, B20BE1F, 93F8AF2CB1D7E & Co. Inc., 0CB1D7E Bank, 0CB1D7E Investment Management, Inc., 8A5BF61, C0D23F4, 0104BB0, AD4A8CF, D384CA9, 538BC67, B5523BF, 0CB1D7E, 0CB1D7E Retirement Plan Services Inc., The 0CB1D7E Corporation, EB73DDE. (Attachments: # 1 Declaration of Howard Shapiro, # 2 Ex. A - FILED UNDER SEAL, # 3 Ex. B - FILED UNDER SEAL, # 4 Ex. C - FILED UNDER SEAL, # 5 Ex. D - FILED UNDER SEAL, # 6 Proposed Order, # 7 Proof of Service)(Shapiro, Howard) (Filed on 11/8/2018)


113	Filed: 11/8/2018, Entered: 11/8/2018
	PARTIAL MOTION to Dismiss the Second Amended Complaint filed by 6176671, 08F5CAA, B20BE1F, 93F8AF2CB1D7E & Co. Inc., 0CB1D7E Bank, 0CB1D7E Investment Management, Inc., 8A5BF61, C0D23F4, 0104BB0, AD4A8CF, D384CA9, 538BC67, B5523BF, 0CB1D7E, 0CB1D7E Retirement Plan Services Inc., The 0CB1D7E Corporation, EB73DDE. Motion Hearing set for 2/26/2019 02:30 PM in Oakland, Courtroom 2, 4th Floor before Judge Claudia Wilken. Responses due by 11/23/2018. Replies due by 11/30/2018. (Attachments: # 1 Declaration of Tulio Chirinos, # 2 Ex. 1, # 3 Ex. 2, # 4 Ex. 3, # 5 Ex. 4, # 6 Ex. 5, # 7 Ex. 6, # 8 Ex. 7, # 9 Ex. 8, # 10 Ex. 9, # 11 Ex. 10, # 12 Ex. 11, # 13 Ex. 12, # 14 Ex. 13, # 15 Ex. 14, # 16 Ex. 15, # 17 Ex. 16, # 18 Ex. 17, # 19 Proposed Order)(Shapiro, Howard) (Filed on 11/8/2018) Modified on 11/9/2018 (cpS, COURT STAFF).
	Request

112	Filed: 10/26/2018, Entered: 10/26/2018
	Statement in RESPONSE re 108 Administrative Motion to File Under Seal Second Amended Complaint by 6176671, 08F5CAA, B20BE1F, E310BC0, 0CB1D7E & Co. Inc., 0CB1D7E Bank, 0CB1D7E Investment Management, Inc., 8A5BF61, C0D23F4, AD4A8CF, D384CA9, 538BC67, B5523BF, 0CB1D7E Retirement Plan Services Inc., The 0CB1D7E Corporation, EB73DDE. (Attachments: # 1 Declaration of Howard Shapiro)(Shapiro, Howard) (Filed on 10/26/2018) Modified on 10/29/2018 (cpS, COURT STAFF).
	Request

111	Filed: 10/22/2018, Entered: 10/22/2018
	NOTICE of Appearance by Eric Lechtzin for Plaintiff Michael Dorman (Lechtzin, Eric) (Filed on 10/22/2018)
	Request

110	Filed: 10/19/2018, Entered: 10/19/2018
	Order by Judge Claudia Wilken granting 109 Stipulation Extending Time to File Declaration.(dtmS, COURT STAFF) (Filed on 10/19/2018)
	Request

109	Filed: 10/19/2018, Entered: 10/19/2018
	STIPULATION WITH PROPOSED ORDER Extending Time to File Declaration filed by 6176671, 08F5CAA, B20BE1F, E310BC0, 0CB1D7E & Co. Inc., 0CB1D7E Bank, 0CB1D7E Investment Management, Inc., 8A5BF61, C0D23F4, AD4A8CF, D384CA9, 538BC67, B5523BF, 0CB1D7E Retirement Plan Services Inc., The 0CB1D7E Corporation, EB73DDE. (Attachments: # 1 Declaration of Howard Shapiro, # 2 Proposed Order)(Shapiro, Howard) (Filed on 10/19/2018) Modified on 10/21/2018 (cpS, COURT STAFF).
	Request

108	Filed: 10/18/2018, Entered: 10/18/2018
	Administrative Motion to File Under Seal Second Amended Complaint filed by Michael F. Dorman. (Attachments: # 1 Declaration, # 2 Proposed Order, # 3 Redacted Version of Exhibit A, # 4 Unredacted Version of Exhibit B, # 5 Certificate/Proof of Service)(Nestico, John) (Filed on 10/18/2018)
	Request

107	Filed: 10/18/2018, Entered: 10/18/2018
	*REMOVED PER ORDER (DKT # 124 )*AMENDED COMPLAINT Second Amended Complaint against All Defendants. Filed byMichael F. Dorman. (Nestico, John) (Filed on 10/18/2018) Modified on 1/25/2019 (cpS, COURT STAFF). (Main Document 107 replaced on 1/25/2019) (napS, COURT STAFF).
	Request

106	Filed: 10/11/2018, Entered: 10/11/2018
	Order by Judge Claudia Wilken granting 105 Stipulation re Second Amended Complaint and Response. Amended Pleadings due by 10/18/2018.(dtmS, COURT STAFF) (Filed on 10/11/2018)
	Request

105	Filed: 10/10/2018, Entered: 10/10/2018
	STIPULATION WITH PROPOSED ORDER re 104 Order on Motion to Dismiss filed by Michael F. Dorman, THE 0CB1D7E CORPORATION;CHARLES 0CB1D7E & CO INC.; 0CB1D7E RETIREMENT PLAN SERVICES INC.; 0CB1D7E BANK; 0CB1D7E INVESTMENT MANAGEMENT, INC.; 93F8AF2104BB0; EB73DDE; 6176671; E310BC0; 8A5BF61. (Attachments: # 1 Declaration John J Nestico, # 2 Proposed Order proposed order)(Nestico, John) (Filed on 10/10/2018) Modified on 10/11/2018 (jmlS, COURT STAFF).
	Request

104	Filed: 9/20/2018, Entered: 9/20/2018
	ORDER ON DEFENDANTS MOTION TO DISMISS THE FIRST AMENDED COMPLAINT by Judge Claudia Wilken. Amended Pleadings due by 10/11/2018.(dtmS, COURT STAFF) (Filed on 9/20/2018)
	Request

103	Filed: 8/29/2018, Entered: 8/29/2018
	NOTICE of Change of Address by Todd Stowe Collins (Collins, Todd) (Filed on 8/29/2018)
	Request

102	Filed: 8/29/2018, Entered: 8/29/2018
	NOTICE of Change of Address by Ellen T. Noteware (Noteware, Ellen) (Filed on 8/29/2018)
	Request

101	Filed: 8/29/2018, Entered: 8/29/2018
	NOTICE of Change of Address by Shanon Jude Carson (Carson, Shanon) (Filed on 8/29/2018)
	Request

100	Filed: 7/25/2018, Entered: 7/25/2018
	Transcript of Proceedings of the official sound recording held on 07/17/18, before Judge Claudia Wilken. FTR/Transcriber Echo Reporting, Inc., telephone number (858) 453-7590. Tape Number: FTR 3:13 - 3:54. Per General Order No. 59 and Judicial Conference policy, this transcript may be viewed only at the Clerk's Office public terminal or may be purchased through the Court Reporter/Transcriber until the deadline for the Release of Transcript Restriction. After that date it may be obtained through PACER. Any Notice of Intent to Request Redaction, if required, is due no later than 5 business days from date of this filing. (Re 97 Transcript Order ) Redaction Request due 8/15/2018. Redacted Transcript Deadline set for 8/27/2018. Release of Transcript Restriction set for 10/23/2018. (Related documents(s) 97 ) (tgb, COURT STAFF) (Filed on 7/25/2018)
	Request

98	Filed: 7/19/2018, Entered: 7/19/2018
	TRANSCRIPT ORDER for proceedings held on 7/17/2018 before Judge Claudia Wilken by 6176671, 0C0BDED, E310BC0, 0CB1D7E & Co. Inc., 0CB1D7E Bank, 0CB1D7E Investment Management, Inc., 8A5BF61, 0104BB0, 0CB1D7E, 0CB1D7E Retirement Plan Services Inc., The 0CB1D7E Corporation, EB73DDE, for Court Reporter FTR - Oakland. (Shapiro, Howard) (Filed on 7/19/2018)
	Request

97	Filed: 7/19/2018, Entered: 7/19/2018
	TRANSCRIPT ORDER for proceedings held on 7/17/2018 before Judge Claudia Wilken by Michael F. Dorman, for Court Reporter FTR - Oakland. (Bloom, James) (Filed on 7/19/2018)
	Request

99	Filed: 7/17/2018, Entered: 7/23/2018
	Minute Entry for proceedings held before Judge Claudia Wilken: Motion 88 Hearing held on 7/17/2018. FTR Time: 3:13-3:54(Assigned Transcriber: Tara Bauer). (dtmS, COURT STAFF) (Date Filed: 7/17/2018) Modified on 7/23/2018 (napS, COURT STAFF).
	Request

96	Filed: 7/13/2018, Entered: 7/13/2018
	AMENDED NOTICE OF APPEAL by 6176671, 93F8AF2CB1D7E & Co. Inc., 0CB1D7E Bank, 0CB1D7E Investment Management, Inc., 8A5BF61, 0104BB0, 0CB1D7E, 0CB1D7E Retirement Plan Services Inc., The 0CB1D7E Corporation, EB73DDE as to 95 Order on Motion for Leave to File, 79 Order on Motion to Compel, Order on Administrative Motion to File Under Seal . (Attachments: # 1 Ex. A, # 2 Ex. B)(Shapiro, Howard) (Filed on 7/13/2018)
	Request

95	Filed: 7/9/2018, Entered: 7/9/2018
	ORDER by Judge Claudia Wilken denying 82 Motion for Leave to File Motion for Reconsideration. (dtmS, COURT STAFF) (Filed on 7/9/2018)
	Request

94	Filed: 6/28/2018, Entered: 6/28/2018
	REPLY (re 88 MOTION to Dismiss the First Amended Complaint ) filed byJay 6176671, 0C0BDED, E310BC0, 0CB1D7E & Co. Inc., 0CB1D7E Bank, 0CB1D7E Investment Management, Inc., 8A5BF61, 0104BB0, 0CB1D7E, 0CB1D7E Retirement Plan Services Inc., The 0CB1D7E Corporation, EB73DDE. (Shapiro, Howard) (Filed on 6/28/2018)
	Request

93	Filed: 5/29/2018, Entered: 5/29/2018
	OPPOSITION/RESPONSE (re 88 MOTION to Dismiss the First Amended Complaint ) filed byMichael F. Dorman. (Bloom, James) (Filed on 5/29/2018) Modified on 5/30/2018 (cpS, COURT STAFF).
	Request

92	Filed: 5/11/2018, Entered: 5/11/2018
	NOTICE of Change of Address by Ronald Scott Kravitz (Kravitz, Ronald) (Filed on 5/11/2018)
	Request

91	Filed: 4/5/2018, Entered: 4/5/2018
	STIPULATED ORDER RE: DISCOVERY OF ELECTRONICALLY STORED INFORMATION by Judge Claudia Wilken.(dtmS, COURT STAFF) (Filed on 4/5/2018)
	Request

90	Filed: 4/3/2018, Entered: 4/3/2018
	STIPULATION WITH PROPOSED ORDER Re: Discovery of Electronically Stored Information filed by 6176671, 93F8AF2CB1D7E & Co. Inc., 0CB1D7E Bank, 0CB1D7E Investment Management, Inc., 8A5BF61, 0104BB0, 0CB1D7E, 0CB1D7E Retirement Plan Services Inc., The 0CB1D7E Corporation, EB73DDE, Michael F. Dorman. (Shapiro, Howard) (Filed on 4/3/2018) Modified on 4/4/2018 (cpS, COURT STAFF).
	Request

89	Filed: 3/28/2018, Entered: 3/28/2018
	Request for Judicial Notice re 88 MOTION to Dismiss the First Amended Complaint filed byJay 6176671, 0C0BDED, E310BC0, 0CB1D7E & Co. Inc., 0CB1D7E Bank, 0CB1D7E Investment Management, Inc., 8A5BF61, 0104BB0, 0CB1D7E, 0CB1D7E Retirement Plan Services Inc., The 0CB1D7E Corporation, EB73DDE. (Attachments: # 1 Proposed Order)(Related document(s) 88 ) (Shapiro, Howard) (Filed on 3/28/2018)
	Request

88	Filed: 3/28/2018, Entered: 3/28/2018
	MOTION to Dismiss the First Amended Complaint filed by 6176671, 93F8AF2CB1D7E & Co. Inc., 0CB1D7E Bank, 0CB1D7E Investment Management, Inc., 8A5BF61, 0104BB0, 0CB1D7E, 0CB1D7E Retirement Plan Services Inc., The 0CB1D7E Corporation, EB73DDE. Motion Hearing set for 7/17/2018 02:30 PM in Oakland, Courtroom 2, 4th Floor before Judge Claudia Wilken. Responses due by 5/29/2018. Replies due by 6/28/2018. (Attachments: # 1 Decl. of Holly Morgan, # 2 Ex. 1, # 3 Ex. 2, # 4 Ex. 3, # 5 Ex. 4, # 6 Ex. 5, # 7 Ex. 6, # 8 Decl. of Tulio Chirinos, # 9 Ex. 1, # 10 Ex. 2, # 11 Ex. 3, # 12 Ex. 4, # 13 Ex. 5, # 14 Ex. 6, # 15 Ex. 7, # 16 Ex. 8, # 17 Ex. 9, # 18 Ex. 10, # 19 Ex. 11, # 20 Ex. 12, # 21 Ex. 13, # 22 Ex. 14, # 23 Proposed Order)(Shapiro, Howard) (Filed on 3/28/2018)
	Request

87	Filed: 3/21/2018, Entered: 3/21/2018
	Transcript Designation Form for proceedings held on 11/14/2017 before Judge Honorable Claudia Wilken, 9th Cir. Court of Appeals Case No. 18-15281 (Shapiro, Howard) (Filed on 3/21/2018)
	Request

86	Filed: 3/14/2018, Entered: 3/14/2018
	STIPULATED PROTECTIVE ORDER by Judge Claudia Wilken.(dtmS, COURT STAFF) (Filed on 3/14/2018)
	Request

85	Filed: 3/9/2018, Entered: 3/9/2018
	STIPULATION for Protective Order filed by 6176671, 0C0BDED, E310BC0, 0CB1D7E & Co. Inc., 0CB1D7E Bank, 0CB1D7E Investment Management, Inc., 8A5BF61, 0104BB0, 0CB1D7E, 0CB1D7E Retirement Plan Services Inc., The 0CB1D7E Corporation, EB73DDE. (Shapiro, Howard) (Filed on 3/9/2018) Modified on 3/12/2018 (dtmS, COURT STAFF).
	Request

84	Filed: 2/21/2018, Entered: 2/22/2018
	USCA Case Number 18-15281 9th Circuit for 83 Notice of Appeal,, filed by 0CB1D7E Investment Management, Inc., 0CB1D7E Retirement Plan Services Inc., EB73DDE, E310BC0, 0CB1D7E & Co. Inc., 6176671, The 0CB1D7E Corporation, 8A5BF61, 93F8AF2CB1D7E, 0CB1D7E Bank. (cpS, COURT STAFF) (Filed on 2/21/2018)
	Request

83	Filed: 2/20/2018, Entered: 2/20/2018
	NOTICE OF APPEAL to the 9th Circuit Court of Appeals filed by 6176671, 93F8AF2CB1D7E & Co. Inc., 0CB1D7E Bank, 0CB1D7E Investment Management, Inc., 8A5BF61, 0104BB0, 0CB1D7E, 0CB1D7E Retirement Plan Services Inc., The 0CB1D7E Corporation, EB73DDE. Appeal of Order on Motion to Compel, Order on Administrative Motion to File Under Seal 79 (Appeal fee of $505 receipt number 0971-12124404 paid.) (Shapiro, Howard) (Filed on 2/20/2018)
	Request

82	Filed: 2/16/2018, Entered: 2/16/2018
	MOTION for Leave to File Motion for Partial Reconsideration filed by 6176671, 0C0BDED, E310BC0, 0CB1D7E & Co. Inc., 0CB1D7E Bank, 0CB1D7E Investment Management, Inc., 8A5BF61, 0104BB0, 0CB1D7E, 0CB1D7E Retirement Plan Services Inc., The 0CB1D7E Corporation, EB73DDE. (Attachments: # 1 Declaration of Tulio D. Chirinos, # 2 Exhibit 1 - Mot. for Reconsideration, # 3 Exhibit A to Mot. for Reconsideration, # 4 Exhibit B to Mot. for Reconsideration, # 5 Exhibit 2 - Proposed Order, # 6 Proposed Order)(Shapiro, Howard) (Filed on 2/16/2018)
	Request

81	Filed: 2/5/2018, Entered: 2/5/2018
	Modified Order by Judge Claudia Wilken granting 80 Stipulation re Response to First Amended Complaint and Briefing Schedule. Motion due by 3/28/2018. Motion Hearing set for 7/17/2018 02:30 PM before Judge Claudia Wilken.(dtmS, COURT STAFF) (Filed on 2/5/2018)
	Request

80	Filed: 1/30/2018, Entered: 1/30/2018
	STIPULATION WITH PROPOSED ORDER Regarding Response to First Amended Complaint and Briefing Schedule filed by 6176671, 93F8AF2CB1D7E & Co. Inc., 0CB1D7E Bank, 0CB1D7E Investment Management, Inc., 8A5BF61, 0104BB0, 0CB1D7E, 0CB1D7E Retirement Plan Services Inc., The 0CB1D7E Corporation, EB73DDE. (Attachments: # 1 Proposed Order)(Cerrone, Stacey) (Filed on 1/30/2018)
	Request

79	Filed: 1/18/2018, Entered: 1/18/2018
	ORDER ON DEFENDANTS MOTION TO COMPEL ARBITRATION, DISMISS, AND TO STAY CLAIMS AND DEFENDANTS ADMINISTRATIVE MOTION TO SEAL by Judge Claudia Wilken. (dtmS, COURT STAFF) (Filed on 1/18/2018)
	Request

78	Filed: 11/28/2017, Entered: 11/28/2017
	TRANSCRIPT ORDER for proceedings held on 11/14/2017 before Judge Claudia Wilken by 6176671, 0C0BDED, E310BC0, 0CB1D7E & Co. Inc., 0CB1D7E Bank, 0CB1D7E Investment Management, Inc., 8A5BF61, 0104BB0, 0CB1D7E, 0CB1D7E Retirement Plan Services Inc., The 0CB1D7E Corporation, EB73DDE, for Court Reporter FTR - Oakland. (Shapiro, Howard) (Filed on 11/28/2017)
	Request

77	Filed: 11/28/2017, Entered: 11/28/2017
	Transcript of Proceedings of the official sound recording held on 11/14/17, before Judge Claudia Wilken. FTR/Transcriber Echo Reporting, Inc., telephone number 8584537590. Tape Number: FTR 3:45 - 4:18. Per General Order No. 59 and Judicial Conference policy, this transcript may be viewed only at the Clerk's Office public terminal or may be purchased through the Court Reporter/Transcriber until the deadline for the Release of Transcript Restriction. After that date it may be obtained through PACER. Any Notice of Intent to Request Redaction, if required, is due no later than 5 business days from date of this filing. (Re 76 Transcript Order ) Redaction Request due 12/19/2017. Redacted Transcript Deadline set for 12/29/2017. Release of Transcript Restriction set for 2/26/2018. (Related documents(s) 76 ) (tgb, COURT STAFF) (Filed on 11/28/2017)
	Request

76	Filed: 11/20/2017, Entered: 11/20/2017
	TRANSCRIPT ORDER for proceedings held on 11/14/2017 before Judge Claudia Wilken by Michael F. Dorman, for Court Reporter FTR - Oakland. (Bloom, James) (Filed on 11/20/2017)
	Request

75	Filed: 11/14/2017, Entered: 11/20/2017
	Minute Entry for proceedings held before Judge Claudia Wilken: Initial Case Management Conference and Motion Hearing held on 11/14/2017.FTR Time: 3:45-4:18. (dtmS, COURT STAFF) (Date Filed: 11/14/2017)
	Request

74	Filed: 11/7/2017, Entered: 11/7/2017
	JOINT CASE MANAGEMENT STATEMENT & Proposed Order filed by Michael F. Dorman, The 0CB1D7E Corporation, et al. (Bloom, James) (Filed on 11/7/2017) Modified on 11/8/2017 (cpS, COURT STAFF).
	Request

73	Filed: 10/24/2017, Entered: 10/24/2017
	REPLY (re 70 MOTION to Compel Arbitration, Dismiss, and to Stay Claims ) filed byJay 6176671, 0C0BDED, E310BC0, 0CB1D7E & Co. Inc., 0CB1D7E Bank, 0CB1D7E Investment Management, Inc., 8A5BF61, 0104BB0, 0CB1D7E, 0CB1D7E Retirement Plan Services Inc., The 0CB1D7E Corporation, EB73DDE. (Rumeld, Myron) (Filed on 10/24/2017)
	Request

72	Filed: 9/29/2017, Entered: 9/29/2017
	OPPOSITION/RESPONSE (re 70 MOTION to Compel Arbitration, Dismiss, and to Stay Claims ) filed byMichael F. Dorman. (Bloom, James) (Filed on 9/29/2017)
	Request

71	Filed: 8/15/2017, Entered: 8/15/2017
	Administrative Motion to File Under Seal Certain Documents in Support of Motion to Compel Arbitration, Dismiss, and to Stay Claims filed by 6176671, 93F8AF2CB1D7E & Co. Inc., 0CB1D7E Bank, 0CB1D7E Investment Management, Inc., 8A5BF61, 0104BB0, 0CB1D7E, 0CB1D7E Retirement Plan Services Inc., The 0CB1D7E Corporation, EB73DDE. (Attachments: # 1 Declaration of Myron Rumeld, # 2 Proposed Order, # 3 Ex. A - Ex. 4 (Redacted), # 4 Ex. B - Ex. 4 (Unredacted), # 5 Proof of Service)(Rumeld, Myron) (Filed on 8/15/2017)
	Request

70	Filed: 8/15/2017, Entered: 8/15/2017
	MOTION to Compel Arbitration, Dismiss, and to Stay Claims filed by 6176671, 93F8AF2CB1D7E & Co. Inc., 0CB1D7E Bank, 0CB1D7E Investment Management, Inc., 8A5BF61, 0104BB0, 0CB1D7E, 0CB1D7E Retirement Plan Services Inc., The 0CB1D7E Corporation, EB73DDE. Motion Hearing set for 11/14/2017 02:30 PM in Courtroom 2, 4th Floor, Oakland before Hon. Claudia Wilken. Responses due by 9/29/2017. Replies due by 10/24/2017. (Attachments: # 1 Declaration of Holly Morgan, # 2 Ex. 1, # 3 Ex. 2, # 4 Ex. 3, # 5 Ex. 4, # 6 Ex. 5, # 7 Ex. 6, # 8 Proposed Order)(Rumeld, Myron) (Filed on 8/15/2017)
	Request

69	Filed: 8/10/2017, Entered: 8/10/2017
	NOTICE of Voluntary Dismissal of Defendant 724C771 by Michael F. Dorman (Bloom, James) (Filed on 8/10/2017)
	Request

68	Filed: 7/11/2017, Entered: 7/11/2017
	SUMMONS Returned Executed by Christopher W. Severson, Michael F. Dorman. 6176671 served on 7/11/2017, answer due 8/1/2017; 93F8AF2/11/2017, answer due 8/1/2017; E310BC0 served on 7/11/2017, answer due 8/1/2017; 8A5BF61 served on 7/11/2017, answer due 8/1/2017; 0104BB0 served on 7/11/2017, answer due 8/1/2017; 724C771 served on 7/11/2017, answer due 8/1/2017; 0CB1D7E served on 7/11/2017, answer due 8/1/2017; EB73DDE served on 7/11/2017, answer due 8/1/2017. , CERTIFICATE OF SERVICE by Christopher W. Severson; Michael F. Dorman re 67 Summons Issued, (Bloom, James) (Filed on 7/11/2017)
	Request

67	Filed: 7/11/2017, Entered: 7/11/2017
	Summons Issued as to 6176671, 0C0BDED, E310BC0, 8A5BF61, 0104BB0, 724C771, 0CB1D7E, EB73DDE. (Attachments: # 1 93F8AF20, # 3 8A5BF61, # 4 0104BB0, # 5 724C771, # 6 EB73DDE, # 7 0CB1D7E)(cpS, COURT STAFF) (Filed on 7/11/2017)
	Request

66	Filed: 7/10/2017, Entered: 7/10/2017
	Proposed Summons. (Bloom, James) (Filed on 7/10/2017)
	Request

65	Filed: 7/10/2017, Entered: 7/10/2017
	Proposed Summons. (Bloom, James) (Filed on 7/10/2017)
	Request

64	Filed: 7/10/2017, Entered: 7/10/2017
	Proposed Summons. (Bloom, James) (Filed on 7/10/2017)
	Request

63	Filed: 7/10/2017, Entered: 7/10/2017
	Proposed Summons. (Bloom, James) (Filed on 7/10/2017)
	Request

62	Filed: 7/10/2017, Entered: 7/10/2017
	Proposed Summons. (Bloom, James) (Filed on 7/10/2017)
	Request

61	Filed: 7/10/2017, Entered: 7/10/2017
	Proposed Summons. (Bloom, James) (Filed on 7/10/2017)
	Request

60	Filed: 7/10/2017, Entered: 7/10/2017
	Proposed Summons. (Bloom, James) (Filed on 7/10/2017)
	Request

59	Filed: 7/10/2017, Entered: 7/10/2017
	Proposed Summons. (Bloom, James) (Filed on 7/10/2017)
	Request

	Filed: 7/5/2017, Entered: 7/5/2017
	Set Deadlines/Hearings: Joint Case Management Statement due by 11/7/2017. Initial Case Management Conference and Motion Hearing set for 11/14/2017 02:30 PM. (dtmS, COURT STAFF) (Filed on 7/5/2017)


58	Filed: 7/5/2017, Entered: 7/5/2017
	Order by Hon. Claudia Wilken granting 57 Stipulation re Response to First Amended Complaint and Briefing Schedule.(dtmS, COURT STAFF) (Filed on 7/5/2017)
	Request

57	Filed: 6/29/2017, Entered: 6/29/2017
	STIPULATION WITH PROPOSED ORDER Regarding Response to First Amended Complaint and Briefing Schedule filed by 6176671, 93F8AF2310BC0, 0CB1D7E & Co. Inc., 0CB1D7E Bank, 0CB1D7E Investment Management, Inc., 8A5BF61, 0104BB0, 724C771, 0CB1D7E, 0CB1D7E Retirement Plan Services Inc., The 0CB1D7E Corporation, EB73DDE, Michael F. Dorman. (Attachments: # 1 Proposed Order Granting Stipulation Regarding Response to First Amended Complaint and Briefing Schedule)(Kravitz, Ronald) (Filed on 6/29/2017) Modified on 6/30/2017 (cpS, COURT STAFF).
	Request

56	Filed: 6/16/2017, Entered: 6/16/2017
	FIRST AMENDED COMPLAINT against 0CB1D7E & Co. Inc., 0CB1D7E Bank, 0CB1D7E Investment Management, Inc., 0CB1D7E Retirement Plan Services Inc., The 0CB1D7E Corporation, 93F8AF2, 0CB1D7E, 0104BB0, EB73DDE, 6176671, E310BC0, 724C771, 8A5BF61. Filed by Michael F. Dorman. (Bloom, James) (Filed on 6/16/2017) Modified on 6/19/2017 (cpS, COURT STAFF).
	Request

55	Filed: 5/30/2017, Entered: 5/31/2017
	ORDER by Judge Claudia Wilken granting 54 Stipulation: Plaintiff's deadline set for 5/31/2017 to respond to Defendants' Motion to Compel Arbitration, Dismiss and Stay Claims is suspended; Hearing on Defendants' Motion and Initial Case Management set for 7/25/2017 at 2:30 PM is vacated; Plaintiff to file Amended Complaint by 6/16/2017; Stipulation re: briefing schedule as to Defendants' response to Plaintiff's Amended Complaint due by 6/30/2017. (ig, COURT STAFF) (Filed on 5/30/2017)
	Request

54	Filed: 5/30/2017, Entered: 5/30/2017
	STIPULATION WITH PROPOSED ORDER re 51 MOTION to Compel Arbitration, Dismiss and to Stay Claims (Regarding Briefing Schedule and Leave to Amend) filed by Christopher W. Severson. (Attachments: # 1 Proposed Order)(Bloom, James) (Filed on 5/30/2017)
	Request

53	Filed: 5/23/2017, Entered: 5/23/2017
	CLERK'S NOTICE. You are hereby notified that the Case Management Conference set for 6/6/2017 is continued to 7/25/2017 at 2:30 pm. A joint case management statement is due by 7/18/2017. (This is a text-only entry generated by the court. There is no document associated with this entry.) (dtmS, COURT STAFF) (Filed on 5/23/2017)


52	Filed: 5/5/2017, Entered: 5/5/2017
	NOTICE of Appearance by Mai Petersen Klaassen For Defendants The 0CB1D7E Corporation; 0CB1D7E & Co. Inc; 0CB1D7E Retirement Plan Services, Inc.; 0CB1D7E Bank; and 0CB1D7E Investment Management, Inc. (Klaassen, Mai) (Filed on 5/5/2017)
	Request

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51	Filed: 4/7/2017, Entered: 4/7/2017
	MOTION to Compel Arbitration, Dismiss and to Stay Claims filed by 0CB1D7E & Co. Inc., 0CB1D7E Bank, 0CB1D7E Investment Management, Inc., 0CB1D7E Retirement Plan Services Inc., The 0CB1D7E Corporation. Motion Hearing set for 7/25/2017 02:30 PM in Courtroom 2, 4th Floor, Oakland before Hon. Claudia Wilken. Responses due by 5/31/2017. Replies due by 6/30/2017. (Attachments: # 1 Declaration of Holly Morgan, # 2 Exhibit 1, # 3 Exhibit 2, # 4 Exhibit 3, # 5 Exhibit 4, # 6 Exhibit 5, # 7 Exhibit 6, # 8 Exhibit 7, # 9 Proposed Order)(Rumeld, Myron) (Filed on 4/7/2017)
	Request

50	Filed: 4/6/2017, Entered: 4/6/2017
	Order by Hon. Claudia Wilken granting 43 Motion for Pro Hac Vice by Tulio Chirinos.(dtmS, COURT STAFF) (Filed on 4/6/2017)
	Request

49	Filed: 4/6/2017, Entered: 4/6/2017
	Order by Hon. Claudia Wilken granting 42 Motion for Pro Hac Vice by Howard Shapiro.(dtmS, COURT STAFF) (Filed on 4/6/2017)
	Request

48	Filed: 4/6/2017, Entered: 4/6/2017
	Order by Hon. Claudia Wilken granting 45 Motion for Pro Hac Vice by Stacey Cerrone.(dtmS, COURT STAFF) (Filed on 4/6/2017)
	Request

47	Filed: 4/6/2017, Entered: 4/6/2017
	Order by Hon. Claudia Wilken granting 44 Motion for Pro Hac Vice by Myron Rumeld.(dtmS, COURT STAFF) (Filed on 4/6/2017)
	Request

46	Filed: 4/4/2017, Entered: 4/4/2017
	NOTICE of Appearance by Lowell Harry Haky For Defendants The 0CB1D7E Corporation; 0CB1D7E & Co. Inc; 0CB1D7E Retirement Plan Services, Inc.; 0CB1D7E Bank; and 0CB1D7E Investment Management, Inc. (Haky, Lowell) (Filed on 4/4/2017)
	Request

45	Filed: 4/4/2017, Entered: 4/4/2017
	MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 310, receipt number 0971-11287732.) filed by 0CB1D7E & Co. Inc., 0CB1D7E Bank, 0CB1D7E Investment Management, Inc., 0CB1D7E Retirement Plan Services Inc., The 0CB1D7E Corporation. (Cerrone, Stacey) (Filed on 4/4/2017)
	Request

44	Filed: 4/4/2017, Entered: 4/4/2017
	MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 310, receipt number 0971-11287702.) filed by 0CB1D7E & Co. Inc., 0CB1D7E Bank, 0CB1D7E Investment Management, Inc., 0CB1D7E Retirement Plan Services Inc., The 0CB1D7E Corporation. (Rumeld, Myron) (Filed on 4/4/2017)
	Request

43	Filed: 4/4/2017, Entered: 4/4/2017
	MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 310, receipt number 0971-11287677.) filed by 0CB1D7E & Co. Inc., 0CB1D7E Bank, 0CB1D7E Investment Management, Inc., 0CB1D7E Retirement Plan Services Inc., The 0CB1D7E Corporation. (Chirinos, Tulio) (Filed on 4/4/2017)
	Request

42	Filed: 4/4/2017, Entered: 4/4/2017
	MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 310, receipt number 0971-11287611.) filed by 0CB1D7E & Co. Inc., 0CB1D7E Bank, 0CB1D7E Investment Management, Inc., 0CB1D7E Retirement Plan Services Inc., The 0CB1D7E Corporation. (Shapiro, Howard) (Filed on 4/4/2017)
	Request

	Filed: 4/4/2017, Entered: 4/4/2017
	Set Deadlines/Hearings: Updated Case Management Statement due by 5/30/2017. Initial Case Management Conference set for 6/6/2017 02:30 PM. (dtmS, COURT STAFF) (Filed on 4/4/2017)


41	Filed: 4/4/2017, Entered: 4/4/2017
	Order by Hon. Claudia Wilken granting 39 Stipulation Continuing Initial Case Mgt Conference.(dtmS, COURT STAFF) (Filed on 4/4/2017)
	Request

40	Filed: 4/3/2017, Entered: 4/3/2017
	Order by Hon. Claudia Wilken granting 37 Stipulation selecting Private ADR.(dtmS, COURT STAFF) (Filed on 4/3/2017)
	Request

39	Filed: 3/31/2017, Entered: 3/31/2017
	STIPULATION WITH PROPOSED ORDER To Continue Initial Case Management Conference filed by 0CB1D7E & Co. Inc., 0CB1D7E Bank, 0CB1D7E Investment Management, Inc., 0CB1D7E Retirement Plan Services Inc., The 0CB1D7E Corporation., Christopher W. Severson (Attachments: # 1 Proposed Order Granting Continuance of Initial Case Management Conference)(Kravitz, Ronald) (Filed on 3/31/2017) Modified on 4/3/2017 (cpS, COURT STAFF).
	Request

38	Filed: 3/30/2017, Entered: 3/30/2017
	ADR Certification (ADR L.R. 3-5 b) of discussion of ADR options (Kravitz, Ronald) (Filed on 3/30/2017)
	Request

37	Filed: 3/30/2017, Entered: 3/30/2017
	STIPULATION and Proposed Order selecting Private ADR by 0CB1D7E & Co. Inc., 0CB1D7E Bank, 0CB1D7E Investment Management, Inc., 0CB1D7E Retirement Plan Services Inc., The 0CB1D7E Corporation filed by 0CB1D7E & Co. Inc., 0CB1D7E Bank, 0CB1D7E Investment Management, Inc., 0CB1D7E Retirement Plan Services Inc., The 0CB1D7E Corporation, Christopher W. Serverson. (Kravitz, Ronald) (Filed on 3/30/2017) Modified on 3/31/2017 (cpS, COURT STAFF).
	Request

36	Filed: 3/28/2017, Entered: 3/28/2017
	ADR Certification (ADR L.R. 3-5 b) of discussion of ADR options (Cottrell, Carolyn) (Filed on 3/28/2017)
	Request

35	Filed: 3/24/2017, Entered: 3/24/2017
	Certificate of Interested Entities by 0CB1D7E & Co. Inc., 0CB1D7E Bank, 0CB1D7E Investment Management, Inc., 0CB1D7E Retirement Plan Services Inc., The 0CB1D7E Corporation (Kravitz, Ronald) (Filed on 3/24/2017)
	Request

34	Filed: 3/24/2017, Entered: 3/24/2017
	NOTICE of Appearance by Ronald Scott Kravitz for Defendants The 0CB1D7E Corporation; 0CB1D7E & Co. Inc; 0CB1D7E Retirement Plan Services, Inc.; 0CB1D7E Bank; and 0CB1D7E Investment Management, Inc. (Kravitz, Ronald) (Filed on 3/24/2017)
	Request

33	Filed: 3/9/2017, Entered: 3/9/2017
	CASE MANAGEMENT SCHEDULING ORDER FOR REASSIGNED CIVIL CASE. Joint Case Management Statement due by 4/18/2017. Initial Case Management Conference set for 4/25/2017 02:30 PM. Signed by Judge Claudia Wilken on 3/9/17. (dtmS, COURT STAFF) (Filed on 3/9/2017)
	Request

32	Filed: 3/3/2017, Entered: 3/3/2017
	ORDER, Case reassigned to Judge Claudia Wilken. Magistrate Judge Joseph C. Spero no longer assigned to the case. This case is assigned to a judge who participates in the Cameras in the Courtroom Pilot Project. See General Order 65 and http://cand.uscourts.gov/cameras. Signed by Executive Committee on 3/3/17. (Attachments: # 1 Notice of Eligibility for Video Recording)(haS, COURT STAFF) (Filed on 3/3/2017)
	Request

31	Filed: 3/3/2017, Entered: 3/3/2017
	CLERK'S NOTICE of Impending Reassignment to U.S. District Judge (klhS, COURT STAFF) (Filed on 3/3/2017)
	Request

30	Filed: 3/1/2017, Entered: 3/1/2017
	CONSENT/DECLINATION to Proceed Before a US Magistrate Judge by 0CB1D7E & Co. Inc., 0CB1D7E Bank, 0CB1D7E Investment Management, Inc., 0CB1D7E Retirement Plan Services Inc., The 0CB1D7E Corporation.. (Kravitz, Ronald) (Filed on 3/1/2017)
	Request

29	Filed: 2/17/2017, Entered: 2/17/2017
	ORDER GRANTING re 27 Stipulation Re: Response to Complaint and Briefing Schedule filed by 0CB1D7E Investment Management, Inc., 0CB1D7E Retirement Plan Services Inc., 0CB1D7E & Co. Inc., 0CB1D7E Bank, The 0CB1D7E Corporation. Signed by Chief Magistrate Judge Joseph C. Spero on 2/17/17. (klhS, COURT STAFF) (Filed on 2/17/2017)
	Request

28	Filed: 2/17/2017, Entered: 2/17/2017
	CLERK'S NOTICE Re: Consent or Declination: Defendants shall file a consent or declination to proceed before a magistrate judge Consent/Declination due by 3/3/2017. Note that any party is free to withhold consent to proceed before a magistrate judge without adverse substantive consequences. The forms are available at: http://cand.uscourts.gov/civilforms. (Party/parties were also notified via telephone or email.) Consent/Declination due by 3/3/2017. (klhS, COURT STAFF) (Filed on 2/17/2017)
	Request

27	Filed: 2/16/2017, Entered: 2/16/2017
	STIPULATION REGARDING RESPONSE TO COMPLAINT AND BRIEFING SCHEDULE filed by 0CB1D7E & Co. Inc., 0CB1D7E Bank, 0CB1D7E Investment Management, Inc., 0CB1D7E Retirement Plan Services Inc., The 0CB1D7E Corporation. (Kravitz, Ronald) (Filed on 2/16/2017)
	Request

26	Filed: 2/6/2017, Entered: 2/6/2017
	SUMMONS Returned Executed by Christopher W. Severson. 0CB1D7E & Co. Inc. served on 1/26/2017, answer due 2/16/2017; 0CB1D7E Bank served on 1/27/2017, answer due 2/17/2017; 0CB1D7E Investment Management, Inc. served on 1/26/2017, answer due 2/16/2017; 0CB1D7E Retirement Plan Services Inc. served on 1/26/2017, answer due 2/16/2017; The 0CB1D7E Corporation served on 1/26/2017, answer due 2/16/2017. (Attachments: # 1 Exhibit A Proof of Service to 0CB1D7E & Co Inc., # 2 Exhibit B Proof of Service to 0CB1D7E Investment Management, Inc., # 3 Exhibit C Proof of Service to 0CB1D7E Retirement Plan Services, Inc., # 4 Exhibit D Proof of Service to The 0CB1D7E Corporation, # 5 Exhibit E Proof of Service to 0CB1D7E Bank)(Bloom, James) (Filed on 2/6/2017)
	Request

25	Filed: 2/3/2017, Entered: 2/3/2017
	CONSENT/DECLINATION to Proceed Before a US Magistrate Judge by Christopher W. Severson.. (Bates, Kyle) (Filed on 2/3/2017)
	Request

24	Filed: 2/3/2017, Entered: 2/3/2017
	Order, signed 2/3/17, by Chief Magistrate Judge Joseph C. Spero granting 21 Motion for Pro Hac Vice for Shanon J. Carson.(klhS, COURT STAFF) (Filed on 2/3/2017)
	Request

23	Filed: 2/3/2017, Entered: 2/3/2017
	Order, signed 2/3/17, by Chief Magistrate Judge Joseph C. Spero granting 20 Motion for Pro Hac Vice for Ellen T. Noteware.(klhS, COURT STAFF) (Filed on 2/3/2017)
	Request

22	Filed: 2/3/2017, Entered: 2/3/2017
	Order, signed 2/3/17, by Chief Magistrate Judge Joseph C. Spero granting 19 Motion for Pro Hac Vice for Todd S. Collins.(klhS, COURT STAFF) (Filed on 2/3/2017)
	Request

21	Filed: 2/1/2017, Entered: 2/1/2017
	MOTION for leave to appear in Pro Hac Vice of Shanon J. Carson ( Filing fee $ 310, receipt number 0971-11120901.) filed by Christopher W. Severson. (Carson, Shanon) (Filed on 2/1/2017)
	Request

20	Filed: 1/31/2017, Entered: 1/31/2017
	MOTION for leave to appear in Pro Hac Vice Ellen T. Noteware ( Filing fee $ 310, receipt number 0971-11116659.) filed by Christopher W. Severson. (Noteware, Ellen) (Filed on 1/31/2017)
	Request

19	Filed: 1/31/2017, Entered: 1/31/2017
	MOTION for leave to appear in Pro Hac Vice Todd Collins ( Filing fee $ 310, receipt number 0971-11115861.) filed by Christopher W. Severson. (Collins, Todd) (Filed on 1/31/2017)
	Request

18	Filed: 1/24/2017, Entered: 1/24/2017
	Summons Issued as to 0CB1D7E Retirement Plan Services Inc.. (gbaS, COURT STAFF) (Filed on 1/24/2017)
	Request

17	Filed: 1/24/2017, Entered: 1/24/2017
	Summons Issued as to 0CB1D7E Investment Management, Inc.. (gbaS, COURT STAFF) (Filed on 1/24/2017)
	Request

16	Filed: 1/24/2017, Entered: 1/24/2017
	Summons Issued as to The 0CB1D7E Corporation. (gbaS, COURT STAFF) (Filed on 1/24/2017)
	Request

15	Filed: 1/24/2017, Entered: 1/24/2017
	Summons Issued as to 0CB1D7E Bank. (gbaS, COURT STAFF) (Filed on 1/24/2017)
	Request

14	Filed: 1/24/2017, Entered: 1/24/2017
	Summons Issued as to 0CB1D7E & Co. Inc.. (gbaS, COURT STAFF) (Filed on 1/24/2017)
	Request

13	Filed: 1/24/2017, Entered: 1/24/2017
	Initial Case Management Scheduling Order with ADR Deadlines: Case Management Statement due by 4/14/2017. Case Management Conference set for 4/21/2017 02:00 PM in Courtroom G, 15th Floor, San Francisco. (gbaS, COURT STAFF) (Filed on 1/24/2017)
	Request

12	Filed: 1/23/2017, Entered: 1/23/2017
	Order, signed 1/23/17, by Chief Magistrate Judge Joseph C. Spero granting 8 Motion for Pro Hac Vice for Garrett Wotkyns.(klhS, COURT STAFF) (Filed on 1/23/2017)
	Request

11	Filed: 1/23/2017, Entered: 1/23/2017
	Order, signed 1/23/17, by Chief Magistrate Judge Joseph C. Spero granting 7 Motion for Pro Hac Vice for John Nestico.(klhS, COURT STAFF) (Filed on 1/23/2017)
	Request

10	Filed: 1/20/2017, Entered: 1/20/2017
	NOTICE of Appearance by Kyle Geoffrey Bates (Bates, Kyle) (Filed on 1/20/2017)
	Request

9	Filed: 1/20/2017, Entered: 1/20/2017
	Case assigned to Magistrate Judge Joseph C. Spero. Counsel for plaintiff or the removing party is responsible for serving the Complaint or Notice of Removal, Summons and the assigned judge's standing orders and all other new case documents upon the opposing parties. For information, visit E-Filing A New Civil Case at http://cand.uscourts.gov/ecf/caseopening.Standing orders can be downloaded from the court's web page at www.cand.uscourts.gov/judges. Upon receipt, the summons will be issued and returned electronically. Counsel is required to send chambers a copy of the initiating documents pursuant to L.R. 5-1(e)(7). A scheduling order will be sent by Notice of Electronic Filing (NEF) within two business days. Consent/Declination due by 2/3/2017. (haS, COURT STAFF) (Filed on 1/20/2017)


8	Filed: 1/20/2017, Entered: 1/20/2017
	MOTION for leave to appear in Pro Hac Vice (Filing fee $ 310.00, receipt number 0971-11089991.) filed by Christopher Severson. (Attachments: # 1 Certificate/Proof of Service)(Wotkyns, Garrett) (Filed on 1/20/2017) Modified on 1/24/2017 (gbaS, COURT STAFF).
	Request

7	Filed: 1/20/2017, Entered: 1/20/2017
	MOTION for leave to appear in Pro Hac Vice (Filing fee $ 310.00, receipt number 0971-11089874.) filed by Christopher Severson. (Attachments: # 1 Certificate/Proof of Service)(Nestico, John) (Filed on 1/20/2017) Modified on 1/24/2017 (gbaS, COURT STAFF).
	Request

6	Filed: 1/19/2017, Entered: 1/19/2017
	Proposed Summons. (Bloom, James) (Filed on 1/19/2017)
	Request

5	Filed: 1/19/2017, Entered: 1/19/2017
	Proposed Summons. (Bloom, James) (Filed on 1/19/2017)
	Request

4	Filed: 1/19/2017, Entered: 1/19/2017
	Proposed Summons. (Bloom, James) (Filed on 1/19/2017)
	Request

3	Filed: 1/19/2017, Entered: 1/19/2017
	Proposed Summons. (Bloom, James) (Filed on 1/19/2017)
	Request

2	Filed: 1/19/2017, Entered: 1/19/2017
	Proposed Summons. (Bloom, James) (Filed on 1/19/2017)
	Request

1	Filed: 1/19/2017, Entered: 1/19/2017
	CLASS ACTION COMPLAINT against 0CB1D7E & Co. Inc., 0CB1D7E Bank, 0CB1D7E Investment Management, Inc., 0CB1D7E Retirement Plan Services Inc., The 0CB1D7E Corporation (Filing Fee $ 400.00, receipt number 0971-11088474.). Filed by Christopher Severson. (Attachments: # 1 Civil Cover Sheet)(Bloom, James) (Filed on 1/19/2017) Modified on 1/24/2017 (gbaS, COURT STAFF).
	Request

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