Request for Judicial Notice re 113 PARTIAL MOTION to Dismiss the Second Amended Complaint filed byJay Allen, Kathy Anderson, Jonathan Beatty, Walter W. Bettinger, III, Dave Callahan, Charles Schwab & Co. Inc., Charles Schwab Bank, Charles Schwab Investment Management, Inc., John C. Clark, Naureen Hassan, Joseph R. Martinetto, Brian McDonald, Ed Obuchowski, Bradley Peterson, Diane Russell, Charles R. Schwab, Schwab Retirement Plan Services Inc., The Charles Schwab Corporation, Martha Tuma. (Attachments: # 1 Proposed Order)(Related document(s) 113 ) (Shapiro, Howard) (Filed on 11/8/2018) Modified on 11/9/2018 (cpS, COURT STAFF).
Administrative Motion to File Under Seal Certain Documents in Support of Defendants' Partial Motion to Dismiss the Second Amended Complaint filed by Jay Allen, Kathy Anderson, Jonathan Beatty, Walter W. Bettinger, III, Dave Callahan, Charles Schwab & Co. Inc., Charles Schwab Bank, Charles Schwab Investment Management, Inc., John C. Clark, Naureen Hassan, Joseph R. Martinetto, Brian McDonald, Ed Obuchowski, Bradley Peterson, Diane Russell, Charles R. Schwab, Schwab Retirement Plan Services Inc., The Charles Schwab Corporation, Martha Tuma. (Attachments: # 1 Declaration of Howard Shapiro, # 2 Ex. A - FILED UNDER SEAL, # 3 Ex. B - FILED UNDER SEAL, # 4 Ex. C - FILED UNDER SEAL, # 5 Ex. D - FILED UNDER SEAL, # 6 Proposed Order, # 7 Proof of Service)(Shapiro, Howard) (Filed on 11/8/2018)
PARTIAL MOTION to Dismiss the Second Amended Complaint filed by Jay Allen, Kathy Anderson, Jonathan Beatty, Walter W. Bettinger, III, Dave Callahan, Charles Schwab & Co. Inc., Charles Schwab Bank, Charles Schwab Investment Management, Inc., John C. Clark, Naureen Hassan, Joseph R. Martinetto, Brian McDonald, Ed Obuchowski, Bradley Peterson, Diane Russell, Charles R. Schwab, Schwab Retirement Plan Services Inc., The Charles Schwab Corporation, Martha Tuma. Motion Hearing set for 2/26/2019 02:30 PM in Oakland, Courtroom 2, 4th Floor before Judge Claudia Wilken. Responses due by 11/23/2018. Replies due by 11/30/2018. (Attachments: # 1 Declaration of Tulio Chirinos, # 2 Ex. 1, # 3 Ex. 2, # 4 Ex. 3, # 5 Ex. 4, # 6 Ex. 5, # 7 Ex. 6, # 8 Ex. 7, # 9 Ex. 8, # 10 Ex. 9, # 11 Ex. 10, # 12 Ex. 11, # 13 Ex. 12, # 14 Ex. 13, # 15 Ex. 14, # 16 Ex. 15, # 17 Ex. 16, # 18 Ex. 17, # 19 Proposed Order)(Shapiro, Howard) (Filed on 11/8/2018) Modified on 11/9/2018 (cpS, COURT STAFF).
Statement in RESPONSE re 108 Administrative Motion to File Under Seal Second Amended Complaint by Jay Allen, Kathy Anderson, Jonathan Beatty, Dave Callahan, Charles Schwab & Co. Inc., Charles Schwab Bank, Charles Schwab Investment Management, Inc., John C. Clark, Naureen Hassan, Brian McDonald, Ed Obuchowski, Bradley Peterson, Diane Russell, Schwab Retirement Plan Services Inc., The Charles Schwab Corporation, Martha Tuma. (Attachments: # 1 Declaration of Howard Shapiro)(Shapiro, Howard) (Filed on 10/26/2018) Modified on 10/29/2018 (cpS, COURT STAFF).
STIPULATION WITH PROPOSED ORDER Extending Time to File Declaration filed by Jay Allen, Kathy Anderson, Jonathan Beatty, Dave Callahan, Charles Schwab & Co. Inc., Charles Schwab Bank, Charles Schwab Investment Management, Inc., John C. Clark, Naureen Hassan, Brian McDonald, Ed Obuchowski, Bradley Peterson, Diane Russell, Schwab Retirement Plan Services Inc., The Charles Schwab Corporation, Martha Tuma. (Attachments: # 1 Declaration of Howard Shapiro, # 2 Proposed Order)(Shapiro, Howard) (Filed on 10/19/2018) Modified on 10/21/2018 (cpS, COURT STAFF).
Administrative Motion to File Under Seal Second Amended Complaint filed by Michael F. Dorman. (Attachments: # 1 Declaration, # 2 Proposed Order, # 3 Redacted Version of Exhibit A, # 4 Unredacted Version of Exhibit B, # 5 Certificate/Proof of Service)(Nestico, John) (Filed on 10/18/2018)
Order by Judge Claudia Wilken granting 105 Stipulation re Second Amended Complaint and Response. Amended Pleadings due by 10/18/2018.(dtmS, COURT STAFF) (Filed on 10/11/2018)
STIPULATION WITH PROPOSED ORDER re 104 Order on Motion to Dismiss filed by Michael F. Dorman, THE CHARLES SCHWAB CORPORATION;CHARLES SCHWAB & CO INC.; SCHWAB RETIREMENT PLAN SERVICES INC.; CHARLES SCHWAB BANK; CHARLES SCHWAB INVESTMENT MANAGEMENT, INC.; WALTER W. BETTINGER III; CHARLES R. SCHWAB; JOSEPH R. MARTINETTO; MARTHA TUMA; JAY ALLEN; DAVE CALLAHAN; JOHN C. CLARK. (Attachments: # 1 Declaration John J Nestico, # 2 Proposed Order proposed order)(Nestico, John) (Filed on 10/10/2018) Modified on 10/11/2018 (jmlS, COURT STAFF).
ORDER ON DEFENDANTS MOTION TO DISMISS THE FIRST AMENDED COMPLAINT by Judge Claudia Wilken. Amended Pleadings due by 10/11/2018.(dtmS, COURT STAFF) (Filed on 9/20/2018)
Transcript of Proceedings of the official sound recording held on 07/17/18, before Judge Claudia Wilken. FTR/Transcriber Echo Reporting, Inc., telephone number (858) 453-7590. Tape Number: FTR 3:13 - 3:54. Per General Order No. 59 and Judicial Conference policy, this transcript may be viewed only at the Clerk's Office public terminal or may be purchased through the Court Reporter/Transcriber until the deadline for the Release of Transcript Restriction. After that date it may be obtained through PACER. Any Notice of Intent to Request Redaction, if required, is due no later than 5 business days from date of this filing. (Re 97 Transcript Order ) Redaction Request due 8/15/2018. Redacted Transcript Deadline set for 8/27/2018. Release of Transcript Restriction set for 10/23/2018. (Related documents(s) 97 ) (tgb, COURT STAFF) (Filed on 7/25/2018)
TRANSCRIPT ORDER for proceedings held on 7/17/2018 before Judge Claudia Wilken by Jay Allen, Walter W. Bettinger, III, Dave Callahan, Charles Schwab & Co. Inc., Charles Schwab Bank, Charles Schwab Investment Management, Inc., John C. Clark, Joseph R. Martinetto, Charles R. Schwab, Schwab Retirement Plan Services Inc., The Charles Schwab Corporation, Martha Tuma, for Court Reporter FTR - Oakland. (Shapiro, Howard) (Filed on 7/19/2018)
TRANSCRIPT ORDER for proceedings held on 7/17/2018 before Judge Claudia Wilken by Michael F. Dorman, for Court Reporter FTR - Oakland. (Bloom, James) (Filed on 7/19/2018)
AMENDED NOTICE OF APPEAL by Jay Allen, Walter W. Bettinger, III, Dave Callahan, Charles Schwab & Co. Inc., Charles Schwab Bank, Charles Schwab Investment Management, Inc., John C. Clark, Joseph R. Martinetto, Charles R. Schwab, Schwab Retirement Plan Services Inc., The Charles Schwab Corporation, Martha Tuma as to 95 Order on Motion for Leave to File, 79 Order on Motion to Compel, Order on Administrative Motion to File Under Seal . (Attachments: # 1 Ex. A, # 2 Ex. B)(Shapiro, Howard) (Filed on 7/13/2018)
REPLY (re 88 MOTION to Dismiss the First Amended Complaint ) filed byJay Allen, Walter W. Bettinger, III, Dave Callahan, Charles Schwab & Co. Inc., Charles Schwab Bank, Charles Schwab Investment Management, Inc., John C. Clark, Joseph R. Martinetto, Charles R. Schwab, Schwab Retirement Plan Services Inc., The Charles Schwab Corporation, Martha Tuma. (Shapiro, Howard) (Filed on 6/28/2018)
OPPOSITION/RESPONSE (re 88 MOTION to Dismiss the First Amended Complaint ) filed byMichael F. Dorman. (Bloom, James) (Filed on 5/29/2018) Modified on 5/30/2018 (cpS, COURT STAFF).
STIPULATION WITH PROPOSED ORDER Re: Discovery of Electronically Stored Information filed by Jay Allen, Walter W. Bettinger, III, Dave Callahan, Charles Schwab & Co. Inc., Charles Schwab Bank, Charles Schwab Investment Management, Inc., John C. Clark, Joseph R. Martinetto, Charles R. Schwab, Schwab Retirement Plan Services Inc., The Charles Schwab Corporation, Martha Tuma, Michael F. Dorman. (Shapiro, Howard) (Filed on 4/3/2018) Modified on 4/4/2018 (cpS, COURT STAFF).
Request for Judicial Notice re 88 MOTION to Dismiss the First Amended Complaint filed byJay Allen, Walter W. Bettinger, III, Dave Callahan, Charles Schwab & Co. Inc., Charles Schwab Bank, Charles Schwab Investment Management, Inc., John C. Clark, Joseph R. Martinetto, Charles R. Schwab, Schwab Retirement Plan Services Inc., The Charles Schwab Corporation, Martha Tuma. (Attachments: # 1 Proposed Order)(Related document(s) 88 ) (Shapiro, Howard) (Filed on 3/28/2018)
Transcript Designation Form for proceedings held on 11/14/2017 before Judge Honorable Claudia Wilken, 9th Cir. Court of Appeals Case No. 18-15281 (Shapiro, Howard) (Filed on 3/21/2018)
STIPULATION for Protective Order filed by Jay Allen, Walter W. Bettinger, III, Dave Callahan, Charles Schwab & Co. Inc., Charles Schwab Bank, Charles Schwab Investment Management, Inc., John C. Clark, Joseph R. Martinetto, Charles R. Schwab, Schwab Retirement Plan Services Inc., The Charles Schwab Corporation, Martha Tuma. (Shapiro, Howard) (Filed on 3/9/2018) Modified on 3/12/2018 (dtmS, COURT STAFF).
USCA Case Number 18-15281 9th Circuit for 83 Notice of Appeal,, filed by Charles Schwab Investment Management, Inc., Schwab Retirement Plan Services Inc., Martha Tuma, Dave Callahan, Charles Schwab & Co. Inc., Jay Allen, The Charles Schwab Corporation, John C. Clark, Walter W. Bettinger, III, Joseph R. Martinetto, Charles R. Schwab, Charles Schwab Bank. (cpS, COURT STAFF) (Filed on 2/21/2018) (Entered: 02/22/2018)
NOTICE OF APPEAL to the 9th Circuit Court of Appeals filed by Jay Allen, Walter W. Bettinger, III, Dave Callahan, Charles Schwab & Co. Inc., Charles Schwab Bank, Charles Schwab Investment Management, Inc., John C. Clark, Joseph R. Martinetto, Charles R. Schwab, Schwab Retirement Plan Services Inc., The Charles Schwab Corporation, Martha Tuma. Appeal of Order on Motion to Compel, Order on Administrative Motion to File Under Seal 79 (Appeal fee of $505 receipt number 0971-12124404 paid.) (Shapiro, Howard) (Filed on 2/20/2018)
MOTION for Leave to File Motion for Partial Reconsideration filed by Jay Allen, Walter W. Bettinger, III, Dave Callahan, Charles Schwab & Co. Inc., Charles Schwab Bank, Charles Schwab Investment Management, Inc., John C. Clark, Joseph R. Martinetto, Charles R. Schwab, Schwab Retirement Plan Services Inc., The Charles Schwab Corporation, Martha Tuma. (Attachments: # 1 Declaration of Tulio D. Chirinos, # 2 Exhibit 1 - Mot. for Reconsideration, # 3 Exhibit A to Mot. for Reconsideration, # 4 Exhibit B to Mot. for Reconsideration, # 5 Exhibit 2 - Proposed Order, # 6 Proposed Order)(Shapiro, Howard) (Filed on 2/16/2018)
Modified Order by Judge Claudia Wilken granting 80 Stipulation re Response to First Amended Complaint and Briefing Schedule. Motion due by 3/28/2018. Motion Hearing set for 7/17/2018 02:30 PM before Judge Claudia Wilken.(dtmS, COURT STAFF) (Filed on 2/5/2018)
STIPULATION WITH PROPOSED ORDER Regarding Response to First Amended Complaint and Briefing Schedule filed by Jay Allen, Walter W. Bettinger, III, Dave Callahan, Charles Schwab & Co. Inc., Charles Schwab Bank, Charles Schwab Investment Management, Inc., John C. Clark, Joseph R. Martinetto, Charles R. Schwab, Schwab Retirement Plan Services Inc., The Charles Schwab Corporation, Martha Tuma. (Attachments: # 1 Proposed Order)(Cerrone, Stacey) (Filed on 1/30/2018)
ORDER ON DEFENDANTS MOTION TO COMPEL ARBITRATION, DISMISS, AND TO STAY CLAIMS AND DEFENDANTS ADMINISTRATIVE MOTION TO SEAL by Judge Claudia Wilken. (dtmS, COURT STAFF) (Filed on 1/18/2018)
TRANSCRIPT ORDER for proceedings held on 11/14/2017 before Judge Claudia Wilken by Jay Allen, Walter W. Bettinger, III, Dave Callahan, Charles Schwab & Co. Inc., Charles Schwab Bank, Charles Schwab Investment Management, Inc., John C. Clark, Joseph R. Martinetto, Charles R. Schwab, Schwab Retirement Plan Services Inc., The Charles Schwab Corporation, Martha Tuma, for Court Reporter FTR - Oakland. (Shapiro, Howard) (Filed on 11/28/2017)
Transcript of Proceedings of the official sound recording held on 11/14/17, before Judge Claudia Wilken. FTR/Transcriber Echo Reporting, Inc., telephone number 8584537590. Tape Number: FTR 3:45 - 4:18. Per General Order No. 59 and Judicial Conference policy, this transcript may be viewed only at the Clerk's Office public terminal or may be purchased through the Court Reporter/Transcriber until the deadline for the Release of Transcript Restriction. After that date it may be obtained through PACER. Any Notice of Intent to Request Redaction, if required, is due no later than 5 business days from date of this filing. (Re 76 Transcript Order ) Redaction Request due 12/19/2017. Redacted Transcript Deadline set for 12/29/2017. Release of Transcript Restriction set for 2/26/2018. (Related documents(s) 76 ) (tgb, COURT STAFF) (Filed on 11/28/2017)
TRANSCRIPT ORDER for proceedings held on 11/14/2017 before Judge Claudia Wilken by Michael F. Dorman, for Court Reporter FTR - Oakland. (Bloom, James) (Filed on 11/20/2017)
Minute Entry for proceedings held before Judge Claudia Wilken: Initial Case Management Conference and Motion Hearing held on 11/14/2017.FTR Time: 3:45-4:18. (dtmS, COURT STAFF) (Date Filed: 11/14/2017) (Entered: 11/20/2017)
JOINT CASE MANAGEMENT STATEMENT & Proposed Order filed by Michael F. Dorman, The Charles Schwab Corporation, et al. (Bloom, James) (Filed on 11/7/2017) Modified on 11/8/2017 (cpS, COURT STAFF).
REPLY (re 70 MOTION to Compel Arbitration, Dismiss, and to Stay Claims ) filed byJay Allen, Walter W. Bettinger, III, Dave Callahan, Charles Schwab & Co. Inc., Charles Schwab Bank, Charles Schwab Investment Management, Inc., John C. Clark, Joseph R. Martinetto, Charles R. Schwab, Schwab Retirement Plan Services Inc., The Charles Schwab Corporation, Martha Tuma. (Rumeld, Myron) (Filed on 10/24/2017)
Administrative Motion to File Under Seal Certain Documents in Support of Motion to Compel Arbitration, Dismiss, and to Stay Claims filed by Jay Allen, Walter W. Bettinger, III, Dave Callahan, Charles Schwab & Co. Inc., Charles Schwab Bank, Charles Schwab Investment Management, Inc., John C. Clark, Joseph R. Martinetto, Charles R. Schwab, Schwab Retirement Plan Services Inc., The Charles Schwab Corporation, Martha Tuma. (Attachments: # 1 Declaration of Myron Rumeld, # 2 Proposed Order, # 3 Ex. A - Ex. 4 (Redacted), # 4 Ex. B - Ex. 4 (Unredacted), # 5 Proof of Service)(Rumeld, Myron) (Filed on 8/15/2017) (Entered: 08/15/2017)
MOTION to Compel Arbitration, Dismiss, and to Stay Claims filed by Jay Allen, Walter W. Bettinger, III, Dave Callahan, Charles Schwab & Co. Inc., Charles Schwab Bank, Charles Schwab Investment Management, Inc., John C. Clark, Joseph R. Martinetto, Charles R. Schwab, Schwab Retirement Plan Services Inc., The Charles Schwab Corporation, Martha Tuma. Motion Hearing set for 11/14/2017 02:30 PM in Courtroom 2, 4th Floor, Oakland before Hon. Claudia Wilken. Responses due by 9/29/2017. Replies due by 10/24/2017. (Attachments: # 1 Declaration of Holly Morgan, # 2 Ex. 1, # 3 Ex. 2, # 4 Ex. 3, # 5 Ex. 4, # 6 Ex. 5, # 7 Ex. 6, # 8 Proposed Order)(Rumeld, Myron) (Filed on 8/15/2017) (Entered: 08/15/2017)
SUMMONS Returned Executed by Christopher W. Severson, Michael F. Dorman. Jay Allen served on 7/11/2017, answer due 8/1/2017; Walter W. Bettinger, III served on 7/11/2017, answer due 8/1/2017; Dave Callahan served on 7/11/2017, answer due 8/1/2017; John C. Clark served on 7/11/2017, answer due 8/1/2017; Joseph R. Martinetto served on 7/11/2017, answer due 8/1/2017; C. Dawn Rorig served on 7/11/2017, answer due 8/1/2017; Charles R. Schwab served on 7/11/2017, answer due 8/1/2017; Martha Tuma served on 7/11/2017, answer due 8/1/2017., CERTIFICATE OF SERVICE by Christopher W. Severson; Michael F. Dorman re 67 Summons Issued, (Bloom, James) (Filed on 7/11/2017)
Summons Issued as to Jay Allen, Walter W. Bettinger, III, Dave Callahan, John C. Clark, Joseph R. Martinetto, C. Dawn Rorig, Charles R. Schwab, Martha Tuma. (Attachments: # 1 Walter W. Bettinger III, # 2 Dave Callahan, # 3 John C. Clark, # 4 Joseph R. Martinetto, # 5 C. Dawn Rorig, # 6 Martha Tuma, # 7 Charles R. Schwab)(cpS, COURT STAFF) (Filed on 7/11/2017)
Order by Hon. Claudia Wilken granting 57 Stipulation re Response to First Amended Complaint and Briefing Schedule.(dtmS, COURT STAFF) (Filed on 7/5/2017)
STIPULATION WITH PROPOSED ORDER Regarding Response to First Amended Complaint and Briefing Schedule filed by Jay Allen, Walter W. Bettinger, III, Walter W. Bettinger, II, Dave Callahan, Charles Schwab & Co. Inc., Charles Schwab Bank, Charles Schwab Investment Management, Inc., John C. Clark, Joseph R. Martinetto, C. Dawn Rorig, Charles R. Schwab, Schwab Retirement Plan Services Inc., The Charles Schwab Corporation, Martha Tuma, Michael F. Dorman. (Attachments: # 1 Proposed Order Granting Stipulation Regarding Response to First Amended Complaint and Briefing Schedule)(Kravitz, Ronald) (Filed on 6/29/2017) Modified on 6/30/2017 (cpS, COURT STAFF).
FIRST AMENDED COMPLAINT against Charles Schwab & Co. Inc., Charles Schwab Bank, Charles Schwab Investment Management, Inc., Schwab Retirement Plan Services Inc., The Charles Schwab Corporation, Walter W. Bettinger, II, Charles R. Schwab, Joseph R. Martinetto, Martha Tuma, Jay Allen, Dave Callahan, C. Dawn Rorig, John C. Clark. Filed by Michael F. Dorman. (Bloom, James) (Filed on 6/16/2017) Modified on 6/19/2017 (cpS, COURT STAFF).
ORDER by Judge Claudia Wilken granting 54 Stipulation: Plaintiff's deadline set for 5/31/2017 to respond to Defendants' Motion to Compel Arbitration, Dismiss and Stay Claims is suspended; Hearing on Defendants' Motion and Initial Case Management set for 7/25/2017 at 2:30 PM is vacated; Plaintiff to file Amended Complaint by 6/16/2017; Stipulation re: briefing schedule as to Defendants' response to Plaintiff's Amended Complaint due by 6/30/2017. (ig, COURT STAFF) (Filed on 5/30/2017) (Entered: 05/31/2017)
STIPULATION WITH PROPOSED ORDER re 51 MOTION to Compel Arbitration, Dismiss and to Stay Claims (Regarding Briefing Schedule and Leave to Amend) filed by Christopher W. Severson. (Attachments: # 1 Proposed Order)(Bloom, James) (Filed on 5/30/2017)
CLERK'S NOTICE. You are hereby notified that the Case Management Conference set for 6/6/2017 is continued to 7/25/2017 at 2:30 pm. A joint case management statement is due by 7/18/2017. (This is a text-only entry generated by the court. There is no document associated with this entry.) (dtmS, COURT STAFF) (Filed on 5/23/2017) (Entered: 05/23/2017)
NOTICE of Appearance by Mai Petersen Klaassen For Defendants The Charles Schwab Corporation; Charles Schwab & Co. Inc; Schwab Retirement Plan Services, Inc.; Charles Schwab Bank; and Charles Schwab Investment Management, Inc. (Klaassen, Mai) (Filed on 5/5/2017)
MOTION to Compel Arbitration, Dismiss and to Stay Claims filed by Charles Schwab & Co. Inc., Charles Schwab Bank, Charles Schwab Investment Management, Inc., Schwab Retirement Plan Services Inc., The Charles Schwab Corporation. Motion Hearing set for 7/25/2017 02:30 PM in Courtroom 2, 4th Floor, Oakland before Hon. Claudia Wilken. Responses due by 5/31/2017. Replies due by 6/30/2017. (Attachments: # 1 Declaration of Holly Morgan, # 2 Exhibit 1, # 3 Exhibit 2, # 4 Exhibit 3, # 5 Exhibit 4, # 6 Exhibit 5, # 7 Exhibit 6, # 8 Exhibit 7, # 9 Proposed Order)(Rumeld, Myron) (Filed on 4/7/2017)
NOTICE of Appearance by Lowell Harry Haky For Defendants The Charles Schwab Corporation; Charles Schwab & Co. Inc; Schwab Retirement Plan Services, Inc.; Charles Schwab Bank; and Charles Schwab Investment Management, Inc. (Haky, Lowell) (Filed on 4/4/2017)
MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 310, receipt number 0971-11287732.) filed by Charles Schwab & Co. Inc., Charles Schwab Bank, Charles Schwab Investment Management, Inc., Schwab Retirement Plan Services Inc., The Charles Schwab Corporation. (Cerrone, Stacey) (Filed on 4/4/2017)
MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 310, receipt number 0971-11287702.) filed by Charles Schwab & Co. Inc., Charles Schwab Bank, Charles Schwab Investment Management, Inc., Schwab Retirement Plan Services Inc., The Charles Schwab Corporation. (Rumeld, Myron) (Filed on 4/4/2017)
MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 310, receipt number 0971-11287677.) filed by Charles Schwab & Co. Inc., Charles Schwab Bank, Charles Schwab Investment Management, Inc., Schwab Retirement Plan Services Inc., The Charles Schwab Corporation. (Chirinos, Tulio) (Filed on 4/4/2017)
MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 310, receipt number 0971-11287611.) filed by Charles Schwab & Co. Inc., Charles Schwab Bank, Charles Schwab Investment Management, Inc., Schwab Retirement Plan Services Inc., The Charles Schwab Corporation. (Shapiro, Howard) (Filed on 4/4/2017)
STIPULATION WITH PROPOSED ORDER To Continue Initial Case Management Conference filed by Charles Schwab & Co. Inc., Charles Schwab Bank, Charles Schwab Investment Management, Inc., Schwab Retirement Plan Services Inc., The Charles Schwab Corporation., Christopher W. Severson (Attachments: # 1 Proposed Order Granting Continuance of Initial Case Management Conference)(Kravitz, Ronald) (Filed on 3/31/2017) Modified on 4/3/2017 (cpS, COURT STAFF).
STIPULATION and Proposed Order selecting Private ADR by Charles Schwab & Co. Inc., Charles Schwab Bank, Charles Schwab Investment Management, Inc., Schwab Retirement Plan Services Inc., The Charles Schwab Corporation filed by Charles Schwab & Co. Inc., Charles Schwab Bank, Charles Schwab Investment Management, Inc., Schwab Retirement Plan Services Inc., The Charles Schwab Corporation, Christopher W. Serverson. (Kravitz, Ronald) (Filed on 3/30/2017) Modified on 3/31/2017 (cpS, COURT STAFF).
Certificate of Interested Entities by Charles Schwab & Co. Inc., Charles Schwab Bank, Charles Schwab Investment Management, Inc., Schwab Retirement Plan Services Inc., The Charles Schwab Corporation (Kravitz, Ronald) (Filed on 3/24/2017)
NOTICE of Appearance by Ronald Scott Kravitz for Defendants The Charles Schwab Corporation; Charles Schwab & Co. Inc; Schwab Retirement Plan Services, Inc.; Charles Schwab Bank; and Charles Schwab Investment Management, Inc. (Kravitz, Ronald) (Filed on 3/24/2017)
CASE MANAGEMENT SCHEDULING ORDER FOR REASSIGNED CIVIL CASE. Joint Case Management Statement due by 4/18/2017. Initial Case Management Conference set for 4/25/2017 02:30 PM. Signed by Judge Claudia Wilken on 3/9/17. (dtmS, COURT STAFF) (Filed on 3/9/2017)
ORDER, Case reassigned to Judge Claudia Wilken. Magistrate Judge Joseph C. Spero no longer assigned to the case. This case is assigned to a judge who participates in the Cameras in the Courtroom Pilot Project. See General Order 65 and http://cand.uscourts.gov/cameras. Signed by Executive Committee on 3/3/17. (Attachments: # 1 Notice of Eligibility for Video Recording)(haS, COURT STAFF) (Filed on 3/3/2017)
CONSENT/DECLINATION to Proceed Before a US Magistrate Judge by Charles Schwab & Co. Inc., Charles Schwab Bank, Charles Schwab Investment Management, Inc., Schwab Retirement Plan Services Inc., The Charles Schwab Corporation.. (Kravitz, Ronald) (Filed on 3/1/2017)
ORDER GRANTING re 27 Stipulation Re: Response to Complaint and Briefing Schedule filed by Charles Schwab Investment Management, Inc., Schwab Retirement Plan Services Inc., Charles Schwab & Co. Inc., Charles Schwab Bank, The Charles Schwab Corporation. Signed by Chief Magistrate Judge Joseph C. Spero on 2/17/17. (klhS, COURT STAFF) (Filed on 2/17/2017)
CLERK'S NOTICE Re: Consent or Declination: Defendants shall file a consent or declination to proceed before a magistrate judge Consent/Declination due by 3/3/2017. Note that any party is free to withhold consent to proceed before a magistrate judge without adverse substantive consequences. The forms are available at: http://cand.uscourts.gov/civilforms. (Party/parties were also notified via telephone or email.) Consent/Declination due by 3/3/2017. (klhS, COURT STAFF) (Filed on 2/17/2017)
STIPULATION REGARDING RESPONSE TO COMPLAINT AND BRIEFING SCHEDULE filed by Charles Schwab & Co. Inc., Charles Schwab Bank, Charles Schwab Investment Management, Inc., Schwab Retirement Plan Services Inc., The Charles Schwab Corporation. (Kravitz, Ronald) (Filed on 2/16/2017)
SUMMONS Returned Executed by Christopher W. Severson. Charles Schwab & Co. Inc. served on 1/26/2017, answer due 2/16/2017; Charles Schwab Bank served on 1/27/2017, answer due 2/17/2017; Charles Schwab Investment Management, Inc. served on 1/26/2017, answer due 2/16/2017; Schwab Retirement Plan Services Inc. served on 1/26/2017, answer due 2/16/2017; The Charles Schwab Corporation served on 1/26/2017, answer due 2/16/2017. (Attachments: # 1 Exhibit A Proof of Service to Charles Schwab & Co Inc., # 2 Exhibit B Proof of Service to Charles Schwab Investment Management, Inc., # 3 Exhibit C Proof of Service to Schwab Retirement Plan Services, Inc., # 4 Exhibit D Proof of Service to The Charles Schwab Corporation, # 5 Exhibit E Proof of Service to Charles Schwab Bank)(Bloom, James) (Filed on 2/6/2017)
Order, signed 2/3/17, by Chief Magistrate Judge Joseph C. Spero granting 21 Motion for Pro Hac Vice for Shanon J. Carson.(klhS, COURT STAFF) (Filed on 2/3/2017)
Order, signed 2/3/17, by Chief Magistrate Judge Joseph C. Spero granting 20 Motion for Pro Hac Vice for Ellen T. Noteware.(klhS, COURT STAFF) (Filed on 2/3/2017)
Order, signed 2/3/17, by Chief Magistrate Judge Joseph C. Spero granting 19 Motion for Pro Hac Vice for Todd S. Collins.(klhS, COURT STAFF) (Filed on 2/3/2017)
MOTION for leave to appear in Pro Hac Vice of Shanon J. Carson ( Filing fee $ 310, receipt number 0971-11120901.) filed by Christopher W. Severson. (Carson, Shanon) (Filed on 2/1/2017)
MOTION for leave to appear in Pro Hac Vice Ellen T. Noteware ( Filing fee $ 310, receipt number 0971-11116659.) filed by Christopher W. Severson. (Noteware, Ellen) (Filed on 1/31/2017)
MOTION for leave to appear in Pro Hac Vice Todd Collins ( Filing fee $ 310, receipt number 0971-11115861.) filed by Christopher W. Severson. (Collins, Todd) (Filed on 1/31/2017)
Initial Case Management Scheduling Order with ADR Deadlines: Case Management Statement due by 4/14/2017. Case Management Conference set for 4/21/2017 02:00 PM in Courtroom G, 15th Floor, San Francisco. (gbaS, COURT STAFF) (Filed on 1/24/2017)
Order, signed 1/23/17, by Chief Magistrate Judge Joseph C. Spero granting 8 Motion for Pro Hac Vice for Garrett Wotkyns.(klhS, COURT STAFF) (Filed on 1/23/2017)
Order, signed 1/23/17, by Chief Magistrate Judge Joseph C. Spero granting 7 Motion for Pro Hac Vice for John Nestico.(klhS, COURT STAFF) (Filed on 1/23/2017)
Case assigned to Magistrate Judge Joseph C. Spero. Counsel for plaintiff or the removing party is responsible for serving the Complaint or Notice of Removal, Summons and the assigned judge's standing orders and all other new case documents upon the opposing parties. For information, visit E-Filing A New Civil Case at http://cand.uscourts.gov/ecf/caseopening.Standing orders can be downloaded from the court's web page at www.cand.uscourts.gov/judges. Upon receipt, the summons will be issued and returned electronically. Counsel is required to send chambers a copy of the initiating documents pursuant to L.R. 5-1(e)(7). A scheduling order will be sent by Notice of Electronic Filing (NEF) within two business days. Consent/Declination due by 2/3/2017. (haS, COURT STAFF) (Filed on 1/20/2017) (Entered: 01/20/2017)
MOTION for leave to appear in Pro Hac Vice (Filing fee $ 310.00, receipt number 0971-11089991.) filed by Christopher Severson. (Attachments: # 1 Certificate/Proof of Service)(Wotkyns, Garrett) (Filed on 1/20/2017) Modified on 1/24/2017 (gbaS, COURT STAFF).
MOTION for leave to appear in Pro Hac Vice (Filing fee $ 310.00, receipt number 0971-11089874.) filed by Christopher Severson. (Attachments: # 1 Certificate/Proof of Service)(Nestico, John) (Filed on 1/20/2017) Modified on 1/24/2017 (gbaS, COURT STAFF).
CLASS ACTION COMPLAINT against Charles Schwab & Co. Inc., Charles Schwab Bank, Charles Schwab Investment Management, Inc., Schwab Retirement Plan Services Inc., The Charles Schwab Corporation (Filing Fee $ 400.00, receipt number 0971-11088474.). Filed by Christopher Severson. (Attachments: # 1 Civil Cover Sheet)(Bloom, James) (Filed on 1/19/2017) Modified on 1/24/2017 (gbaS, COURT STAFF).
Set Deadlines/Hearings: Joint Case Management Statement due by 11/7/2017. Initial Case Management Conference and Motion Hearing set for 11/14/2017 02:30 PM. (dtmS, COURT STAFF) (Filed on 7/5/2017)
Set Deadlines/Hearings: Updated Case Management Statement due by 5/30/2017. Initial Case Management Conference set for 6/6/2017 02:30 PM. (dtmS, COURT STAFF) (Filed on 4/4/2017)
Third party AI contribution in government documents
Possible
Document content is reproduced directly from government sources. Some filings in our database may themselves contain AI-generated content submitted by third parties to government agencies.
Update
Alerts
Jump
114
