Name: Securities And Exchange Commission v. GLR Capital Management, LLC :: California Northern District Court :: Federal Civil Lawsuit No. 5:12-cv-02663, Judge Edward J. Davila presiding
Creator: California Northern District Court
Published: 2012-05-24
License: https://creativecommons.org/publicdomain/mark/1.0/
Keywords: court documents, legal case, docket, PACER, California Northern District Court

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274	Filed: 1/26/2026, Entered: None	Letter

	Request

36	Filed: 8/28/2012, Entered: None
	Order by Hon. Lucy H. Koh granting 34 Stipulation to Modify Asset Freeze.(lhklc3, COURT STAFF) (Filed on 8/28/2012) (Entered: 08/28/2012)


15	Filed: 6/12/2012, Entered: None
	Order by Hon. Lucy H. Koh granting 8 Motion for Preliminary Injunction and Ancillary Relief.(lhklc3, COURT STAFF) (Filed on 6/12/2012) (Main Document 15 replaced on 7/9/2012) (ewn, COURT STAFF). (Entered: 06/12/2012)


273	Filed: 5/27/2016, Entered: None
	ORDER granting 270 Voluntary Dismissal re Defendant GLR Capital Management, LLC and Relief Defendant GLR Growth Fund, L.P. The Clerk shall close this file. Signed by Judge Edward J. Davila on 5/27/2016. (ejdlc1S, COURT STAFF) (Filed on 5/27/2016) (Entered: 05/27/2016)
	Request

272	Filed: 5/27/2016, Entered: None
	ORDER granting 258 Special Master's Final Motion for Approval of Fees and Costs. Signed by Judge Edward J. Davila on 5/27/2016. (ejdlc1S, COURT STAFF) (Filed on 5/27/2016) (Entered: 05/27/2016)
	Request

271	Filed: 5/2/2016, Entered: None
	ORDER. IT IS HEREBY ORDERED that upon entry of this Order, GLR Capital Management, LLC, is hereby removed as General Partner of GLR Growth Fund, L.P.A separate order will issue addressing the Special Master's Motion for fees and expenses. Signed by Judge Edward J. Davila on 5/2/2016. (ejdlc1S, COURT STAFF) (Filed on 5/2/2016) (Entered: 05/02/2016)
	Request

270	Filed: 3/18/2016, Entered: None
	NOTICE of Voluntary Dismissal re Defendant GLR Capital Management, LLC and Relief Defendant GLR Growth Fund, L.P. by Securities And Exchange Commission (Durham, Robert) (Filed on 3/18/2016) (Entered: 03/18/2016)
	Request

269	Filed: 3/17/2016, Entered: None
	Transcript of Proceedings held on 2-25-16, before Judge Edward J. Davila. Court Reporter/Transcriber Lee-Anne Shortridge, telephone number 408-287-4580 email: lee-anne_shortridge@cand.uscours.gov. Per General Order No. 59 and Judicial Conference policy, this transcript may be viewed only at the Clerk's Office public terminal or may be purchased through the Court Reporter/Transcriber until the deadline for the Release of Transcript Restriction. After that date it may be obtained through PACER. Any Notice of Intent to Request Redaction, if required, is due no later than 5 business days from date of this filing. (Re 268 Transcript Order ) Release of Transcript Restriction set for 6/15/2016. (Related documents(s) 268 ) (las, ) (Filed on 3/17/2016) (Entered: 03/17/2016)
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268	Filed: 2/26/2016, Entered: None
	TRANSCRIPT ORDER by Santa Cruz County Bank for Court Reporter Lee-Anne Shortridge. (Hall, Paul) (Filed on 2/26/2016) (Entered: 02/26/2016)
	Request

267	Filed: 2/25/2016, Entered: None
	Minute Entry for proceedings held before Hon. Edward J. Davila: Motion Hearing held on 2/25/2016 re 258 MOTION for approval of Payment Legal Fees; Special Master's Fees; & Discharge of Special Master filed by Gregory Sterling. Matter submitted. The Court to issue further order following hearing. Court Reporter Name Lee-Anne Shortridge. Total Time in Court 15 minutes. 11:45 AM - 12:00 PM) (ecg, COURT STAFF) (Date Filed: 2/25/2016) (Entered: 02/25/2016)
	Request

266	Filed: 2/22/2016, Entered: None
	CLERK'S NOTICE RESETTING TIME FOR 2/25/2016 CASE MANAGEMENT CONFERENCE AND MOTION HEARING FROM 10:00 AM to 11:00 AM. Set/Reset Deadlines as to 264 MOTION Appt. of General Partner for GLR Growth Fund, etc. re 263 Declaration in Support, AMENDED Proposed Order, 258 MOTION for approval of Payment Legal Fees; Special Master's Fees; & Discharge of Special Master. Case Management Conference and Motion Hearing set for 2/25/2016 11:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. (This is a text-only entry generated by the court. There is no document associated with this entry.) (ecg, COURT STAFF) (Filed on 2/22/2016) (Entered: 02/22/2016)
	Request

265	Filed: 2/18/2016, Entered: None
	CASE MANAGEMENT STATEMENT filed by Securities And Exchange Commission. (Durham, Robert) (Filed on 2/18/2016) (Entered: 02/18/2016)
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264	Filed: 2/18/2016, Entered: None
	AMENDED Proposed Order filed by Gregory Sterling. (Sterling, Gregory) (Filed on 2/18/2016) Modified text on 2/24/2016 to conform docket text to PDF document. Incorrect event used (Motion), Correct Event (Proposed Order). (ecg, COURT STAFF). (Entered: 02/18/2016)
	Request

263	Filed: 2/11/2016, Entered: None
	Declaration of Gregory Sterling in Support of 258 MOTION for approval of Payment Legal Fees; Special Master's Fees; & Discharge of Special Master Supplemental Declaration filed byGregory Sterling. (Attachments: # 1 Proposed Order)(Related document(s) 258 ) (Sterling, Gregory) (Filed on 2/11/2016) (Entered: 02/11/2016)
	Request

262	Filed: 2/11/2016, Entered: None
	STATUS REPORT Special Master's Report No. 5 by Gregory Sterling. (Sterling, Gregory) (Filed on 2/11/2016) (Entered: 02/11/2016)
	Request

261	Filed: 2/3/2016, Entered: None
	Statement of Non-Opposition re 258 MOTION for approval of Payment Legal Fees; Special Master's Fees; & Discharge of Special Master filed bySecurities And Exchange Commission. (Related document(s) 258 ) (Durham, Robert) (Filed on 2/3/2016) (Entered: 02/03/2016)
	Request

260	Filed: 1/29/2016, Entered: None
	Transcript of Proceedings held on 01/21/2016, before Judge Davila. Court Reporter Irene L. Rodriguez, telephone number (408)947-8160 Irene_Rodriguez@cand.uscourts.gov. Per General Order No. 59 and Judicial Conference policy, this transcript may be viewed only at the Clerk's Office public terminal or may be purchased through the Court Reporter until the deadline for the Release of Transcript Restriction. After that date it may be obtained through PACER. Any Notice of Intent to Request Redaction, if required, is due no later than 5 business days from date of this filing. (Re 259 Transcript Order, 256 Transcript Order ) Release of Transcript Restriction set for 4/28/2016. (Related documents(s) 259, 256 ) (Rodriguez, Irene) (Filed on 1/29/2016) (Entered: 01/29/2016)
	Request

259	Filed: 1/26/2016, Entered: None
	TRANSCRIPT ORDER by Securities And Exchange Commission for Court Reporter Irene Rodriguez. (Durham, Robert) (Filed on 1/26/2016) (Entered: 01/26/2016)
	Request

258	Filed: 1/22/2016, Entered: None
	MOTION for approval of Payment Legal Fees; Special Master's Fees; & Discharge of Special Master filed by Gregory Sterling. Motion Hearing set for 2/25/2016 10:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 2/5/2016. Replies due by 2/12/2016. (Attachments: # 1 Declaration of Gregory Sterling, # 2 Proposed Order)(Sterling, Gregory) (Filed on 1/22/2016) Modified on 1/22/2016 (cv, COURT STAFF). (Entered: 01/22/2016)
	Request

257	Filed: 1/21/2016, Entered: None
	ORDER granting 250 Motion for Additional Instructions to Special Master. Signed by Judge Edward J. Davila on 1/21/2016. (ejdlc1S, COURT STAFF) (Filed on 1/21/2016) (Entered: 01/21/2016)
	Request

256	Filed: 1/21/2016, Entered: None
	TRANSCRIPT ORDER by Santa Cruz County Bank for Court Reporter Irene Rodriguez. (Hall, Paul) (Filed on 1/21/2016) (Entered: 01/21/2016)
	Request

255	Filed: 1/21/2016, Entered: None
	Minute Entry for proceedings held before Hon. Edward J. Davila: Motion Hearing held on 1/21/2016 re 250 MOTION Additional Instructions filed by Gregory Sterling Plaintiff Attorney: Robert Durham, Sheila O'Callaghan. Defendant Attorney: No Appearances. Other appearance: Gregory Sterling (Special Master). Matter submitted. The Court to issue further order. Total Time in Court 18 minutes (10:13 - 10:31AM). Court Reporter Name Irene Rodriguez. (ecg, COURT STAFF) (Date Filed: 1/21/2016) (Entered: 01/21/2016)
	Request

254	Filed: 1/14/2016, Entered: None
	STATUS REPORT Special Master's Rept. No. 4 by Gregory Sterling. (Sterling, Gregory) (Filed on 1/14/2016) (Entered: 01/14/2016)
	Request

253	Filed: 1/14/2016, Entered: None
	* FILED IN ERROR. PLEASE SEE 254 * STATUS REPORT Special Master's Rept. No. 4 by Gregory Sterling. (Sterling, Gregory) (Filed on 1/14/2016) Modified text on 1/15/2016 (ecg, COURT STAFF). (Entered: 01/14/2016)
	Request

252	Filed: 12/30/2015, Entered: None
	Statement of Non-Opposition re 250 MOTION Additional Instructions filed bySecurities And Exchange Commission. (Related document(s) 250 ) (Durham, Robert) (Filed on 12/30/2015) (Entered: 12/30/2015)
	Request

251	Filed: 12/29/2015, Entered: None
	Declaration of GLR Steering Committee in Support of 250 MOTION Additional Instructions filed byGregory Sterling. (Related document(s) 250 ) (Sterling, Gregory) (Filed on 12/29/2015) (Entered: 12/29/2015)
	Request

	Filed: 12/17/2015, Entered: None
	Set/Reset Deadlines as to 250 MOTION Additional Instructions . Motion Hearing set for 1/21/2016 10:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. (ecg, COURT STAFF) (Filed on 12/17/2015)(Staff notes: Correcting Courtroom assignment.)
	Request

250	Filed: 12/16/2015, Entered: None
	MOTION Additional Instructions filed by Gregory Sterling. Motion Hearing set for 1/21/2015 10:00 AM in Courtroom 3, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 12/30/2015. Replies due by 1/6/2016. (Attachments: # 1 Declaration Dec. of G. Sterling, # 2 Proposed Order Proposed Order)(Sterling, Gregory) (Filed on 12/16/2015) (Entered: 12/16/2015)
	Request

	Filed: 11/25/2015, Entered: None
	Set Deadlines/Hearings re 249 Order : Case Management Statements due by 2/18/2016. Case Management Conference previously set for 2/25/2016 at 10:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. (ecg, COURT STAFF) (Filed on 11/25/2015)
	Request

249	Filed: 11/25/2015, Entered: None
	CASE MANAGEMENT CONFERENCE ORDER. The hearings and deadlines provided in the Case Management Order filed on 8/3/2015 are VACATED. A Further Case Management Conference is scheduled for 10:00 a.m. on 2/25/2016. On or before 2/18/2016, the SEC and the Special Master shall file statements. Signed by Judge Edward J. Davila on 11/25/2015. (ejdlc1S, COURT STAFF) (Filed on 11/25/2015) (Entered: 11/25/2015)
	Request

248	Filed: 11/25/2015, Entered: None
	ORDER granting 236 Special Master's Motion for Approval of Certain Fees and Costs. Signed by Judge Edward J. Davila on 11/25/2015. (ejdlc1S, COURT STAFF) (Filed on 11/25/2015) (Entered: 11/25/2015)
	Request

247	Filed: 11/24/2015, Entered: None
	RELATED CASE ORDER. 5:12cv02663EJDSecurities And Exchange Commission v. CLR Capital Management, LLC and 5:15-cv-05106-CRB Strudley v. Santa Cruz County Bank ARE RELATED. The parties are instructed that all future filings in any reassigned case are to bear theinitials of the newly assigned judge immediately after the case number. Signed by Judge Edward J. Davila on 11/24/2015. (ecg, COURT STAFF) (Filed on 11/24/2015) (Entered: 11/24/2015)
	Request

246	Filed: 11/20/2015, Entered: None
	TRANSCRIPT ORDER by Santa Cruz County Bank for Court Reporter Irene Rodriguez. (Hall, Paul) (Filed on 11/20/2015) (Entered: 11/20/2015)
	Request

245	Filed: 11/19/2015, Entered: None
	ORDER OF SUA SPONTE REFERRAL AS TO WHETHER CASES ARE RELATED: This action is REFERRED to the Honorable Judge Edward J. Davila under Rule 3-12(c) for a determination of whether this action is related to SEC v. GLR Capital Management, LLC, No. C 12-02663 EJD (N.D.Cal.). Signed by Judge Charles R. Breyer on 11/18/2015. (afmS, COURT STAFF) (Filed on 11/19/2015) (Entered: 11/19/2015)
	Request

244	Filed: 11/16/2015, Entered: None
	Transcript of Proceedings held on 11/05/2015, before Judge Davila. Court Reporter Irene L. Roddriguez, telephone number (408)947-8160 Irene_Rodriguez@cand.uscourts.gov. Per General Order No. 59 and Judicial Conference policy, this transcript may be viewed only at the Clerk's Office public terminal or may be purchased through the Court Reporter until the deadline for the Release of Transcript Restriction. After that date it may be obtained through PACER. Any Notice of Intent to Request Redaction, if required, is due no later than 5 business days from date of this filing. (Re 243 Transcript Order ) Release of Transcript Restriction set for 2/16/2016. (Related documents(s) 243 ) (Rodriguez, Irene) (Filed on 11/16/2015) (Entered: 11/16/2015)
	Request

243	Filed: 11/5/2015, Entered: None
	TRANSCRIPT ORDER by Securities And Exchange Commission for Court Reporter Irene Rodriguez. (Durham, Robert) (Filed on 11/5/2015) (Entered: 11/05/2015)
	Request

242	Filed: 11/5/2015, Entered: None
	Minute Entry for proceedings held before Hon. Edward J. Davila: Further Case Management Conference held on 11/5/2015 from 10:18-11:00 AM. Written orders will follow. A further Case Management Conference is set for 2/25/2016 at 10:00 AM in Courtroom 4, 5th Floor, San Jose. Court Reporter: Irene Rodriguez. (sms, COURT STAFF) (Date Filed: 11/5/2015) (Entered: 11/05/2015)
	Request

241	Filed: 10/29/2015, Entered: None
	CASE MANAGEMENT STATEMENT filed by Securities And Exchange Commission. (O'Callaghan, Sheila) (Filed on 10/29/2015) (Entered: 10/29/2015)
	Request

240	Filed: 10/23/2015, Entered: None
	SUPPLEMENTAL DECLARATION in support of 236 MOTION for Approval to Pay Tax Professional; Approval to Hire Legal Counsel; and Approval of Interim Payment of Special Master's Fees filed by Gregory Sterling. Motion Hearing set for 11/5/2015 10:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 10/13/2015. Replies due by 10/20/2015. (Sterling, Gregory) (Filed on 10/23/2015) Modified on 10/23/2015 (cv, COURT STAFF). Modified on 10/23/2015 (cv, COURT STAFF). (Entered: 10/23/2015)
	Request

	Filed: 10/21/2015, Entered: None
	Set Deadlines/Hearings as to 239 Order: Set/Reset Deadlines as to 236 MOTION Motion for Approval to Pay Tax Professional; Approval to Hire Legal Counsel; and Approval of Interim Payment of Special Master's Fees . Motion Hearing set for 11/5/2015 10:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Joint Case Management Statement due by 10/29/2015. Case Management Conference set for 11/5/2015 10:00 AM before Hon. Edward J. Davila. (ecgS, COURT STAFF) (Filed on 10/21/2015)
	Request

239	Filed: 10/21/2015, Entered: None
	ORDER RE: 236 RECEIVER'S MOTION FILED ON 9/29/2015; ADVANCING CASE MANAGEMENT CONFERENCE. On or before 10/30/2015, the Receiver shall file a brief supplemental declaration. The motion hearing currently scheduled for 9:00 a.m. on 11/5/2015 is reset to 10:00 a.m. on that same date. All parties, including the Receiver and the SEC, shall appear in person. The court advances the Case Management Conference scheduled for 11/19/2015 to coincide with the motion hearing at 10:00 a.m. on 11/5/2015. On or before 10/29/2015, the SEC shall file a Case Management Conference Statement. Signed by Judge Edward J. Davila on 10/21/2015. (ejdlc1S, COURT STAFF) (Filed on 10/21/2015) (Entered: 10/21/2015)
	Request

238	Filed: 10/19/2015, Entered: None
	STATUS REPORT Special Master's Report No. 3 by Gregory Sterling. (Sterling, Gregory) (Filed on 10/19/2015) (Entered: 10/19/2015)
	Request

237	Filed: 10/6/2015, Entered: None
	Statement of Non-Opposition re 236 MOTION Motion for Approval to Pay Tax Professional; Approval to Hire Legal Counsel; and Approval of Interim Payment of Special Master's Fees filed bySecurities And Exchange Commission. (Related document(s) 236 ) (Durham, Robert) (Filed on 10/6/2015) (Entered: 10/06/2015)
	Request

236	Filed: 9/29/2015, Entered: None
	MOTION for Approval to Pay Tax Professional; Approval to Hire Legal Counsel; and Approval of Interim Payment of Special Master's Fees filed by Gregory Sterling. Motion Hearing set for 11/5/2015 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 10/13/2015. Replies due by 10/20/2015. (Attachments: # 1 Declaration, # 2 Proposed Order)(Sterling, Gregory) (Filed on 9/29/2015) Modified on 10/23/2015 (cv, COURT STAFF). (Entered: 09/29/2015)
	Request

235	Filed: 9/24/2015, Entered: None
	Transcript of Proceedings held on 03/12/2015, before Judge Davila. Court Reporter Irene L. Rodriguez, telephone number (408)947-8160 Irene_Rodriguez@cand.uscourts.gov. Per General Order No. 59 and Judicial Conference policy, this transcript may be viewed only at the Clerk's Office public terminal or may be purchased through the Court Reporter until the deadline for the Release of Transcript Restriction. After that date it may be obtained through PACER. Any Notice of Intent to Request Redaction, if required, is due no later than 5 business days from date of this filing. (Re 232 Transcript Order - CJA, 233 Transcript Order ) Release of Transcript Restriction set for 12/23/2015. (Related documents(s) 232, 233 ) (Rodriguez, Irene) (Filed on 9/24/2015) (Entered: 09/24/2015)
	Request

234	Filed: 9/24/2015, Entered: None
	Transcript of Proceedings held on 11/07/2012, before Judge Koh. Court Reporter Irene L. Rodriguez, telephone number (408)947-8160 Irene_Rodriguez@cand.uscourts.gov. Per General Order No. 59 and Judicial Conference policy, this transcript may be viewed only at the Clerk's Office public terminal or may be purchased through the Court Reporter until the deadline for the Release of Transcript Restriction. After that date it may be obtained through PACER. Any Notice of Intent to Request Redaction, if required, is due no later than 5 business days from date of this filing. (Re 232 Transcript Order - CJA, 233 Transcript Order ) Release of Transcript Restriction set for 12/23/2015. (Related documents(s) 232, 233 ) (Rodriguez, Irene) (Filed on 9/24/2015) (Entered: 09/24/2015)
	Request

233	Filed: 9/22/2015, Entered: None
	TRANSCRIPT ORDER by Santa Cruz County Bank for Court Reporter Irene Rodriguez. (Hall, Paul) (Filed on 9/22/2015) (Entered: 09/22/2015)
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232	Filed: 9/11/2015, Entered: None
	TRANSCRIPT ORDER - CJA (11/7/2012; 3/12/2015) for Court Reporter Irene Rodriguez. (smg, COURT STAFF) (Filed on 9/11/2015) (Entered: 09/11/2015)
	Request

231	Filed: 8/3/2015, Entered: None
	CASE MANAGEMENT ORDER. Based on Plaintiff's Case Management Statement and proposed schedule, the court has determined an appearance is unnecessary at this time. Accordingly, the 8/6/2015 Case Management Conference is VACATED and the parties are ordered to comply with the following schedule: Fact Discovery cutoff 11/4/2015. Further Joint Case Management Statement due by 11/12/2015. Further Case Management Conference set for 11/19/2015 10:00 AM in Courtroom 4, 5th Floor, San Jose. Deadline for Filing Dispositive Motions or Motion for Default Judgment due by 12/3/2015. Anticipated Hearing for Dispositive Motions and/or Motions for Default Judgment set for 1/7/2016 09:00 AM before Hon. Edward J. Davila. Signed by Judge Edward J. Davila on 8/3/2015. (ecg, COURT STAFF) (Filed on 8/3/2015) (Entered: 08/03/2015)
	Request

230	Filed: 7/31/2015, Entered: None
	STATUS REPORT Special Master's Report No. 2 by Gregory Sterling. (Sterling, Gregory) (Filed on 7/31/2015) (Entered: 07/31/2015)
	Request

229	Filed: 7/30/2015, Entered: None
	CASE MANAGEMENT STATEMENT of Plaintiff Securities and Exchange Commission filed by Securities And Exchange Commission. (Durham, Robert) (Filed on 7/30/2015) (Entered: 07/30/2015)
	Request

228	Filed: 6/15/2015, Entered: None
	CERTIFICATE OF SERVICE by Securities And Exchange Commission re 226 Order on Stipulation re Final Judgment as to Defendant Christopher A. Luck (Durham, Robert) (Filed on 6/15/2015) (Entered: 06/15/2015)
	Request

227	Filed: 6/10/2015, Entered: None
	Order Granting 225 FINAL JUDGMENT AS TO DEFENDANT KEITH E. RODE. Signed by Hon. Edward J. Davila on 6/10/2015. (ecg, COURT STAFF) (Filed on 6/10/2015) (Entered: 06/10/2015)
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226	Filed: 6/10/2015, Entered: None
	Order Granting 224 FINAL JUDGMENT AS TO DEFENDANT CHRISTOPHER A. LUCK. Signed by Hon. Edward J. Davila on 6/10/2015. (ecg, COURT STAFF) (Filed on 6/10/2015) (Entered: 06/10/2015)
	Request

225	Filed: 6/8/2015, Entered: None
	STIPULATION WITH PROPOSED ORDER Consent of Keith E. Rode filed by Securities And Exchange Commission. (Attachments: # 1 Proposed Order)(Durham, Robert) (Filed on 6/8/2015) (Entered: 06/08/2015)
	Request

224	Filed: 6/8/2015, Entered: None
	STIPULATION WITH PROPOSED ORDER Consent of Christopher A. Luck filed by Securities And Exchange Commission. (Attachments: # 1 Proposed Order)(Durham, Robert) (Filed on 6/8/2015) (Entered: 06/08/2015)
	Request

223	Filed: 6/4/2015, Entered: None
	Order Granting 220 Motion for Permission for Special Master to Utilize Electronic Case Filing System. Signed by Hon. Edward J. Davila on 6/4/2015.(ecg, COURT STAFF) (Filed on 6/4/2015) (Entered: 06/04/2015)
	Request

222	Filed: 6/2/2015, Entered: None
	CERTIFICATE OF SERVICE by Gregory Sterling re 221 Declaration in Support, 220 MOTION for Permission for Electronic Case Filing (cv, COURT STAFF) (Filed on 6/2/2015) (Entered: 06/03/2015)
	Request

221	Filed: 6/2/2015, Entered: None
	Declaration of G. Sterling in Support of 220 MOTION for Permission for Electronic Case Filing filed byGregory Sterling. (Related document(s) 220 ) (cv, COURT STAFF) (Filed on 6/2/2015) (Entered: 06/03/2015)
	Request

220	Filed: 6/2/2015, Entered: None
	MOTION for Permission for Electronic Case Filing filed by Gregory Sterling. (Attachments: # 1 Proposed Order)(cv, COURT STAFF) (Filed on 6/2/2015) (Entered: 06/03/2015)
	Request

219	Filed: 6/1/2015, Entered: None
	ORDER granting 206 Motion for instructions to special master and approval of use of funds. IT IS HEREBY ORDERED that the Special Master shall file regular reports with the Court every 60 days, including a full financial statement that would set forth any expenditures of GLR Growth Fund's cash. The hearing scheduled for 6/4/2015 is VACATED. Signed by Judge Edward J. Davila on 6/1/2015. (ejdlc1S, COURT STAFF) (Filed on 6/1/2015) (Entered: 06/01/2015)
	Request

218	Filed: 6/1/2015, Entered: None
	ORDER granting 198 Motion by Special Master to employ the firm of Frank, Rimerman & Co., LLP. The hearing scheduled for 6/4/2015 is VACATED. Signed by Judge Edward J. Davila on 6/1/2015. (ejdlc1S, COURT STAFF) (Filed on 6/1/2015) (Entered: 06/01/2015)
	Request

217	Filed: 5/29/2015, Entered: None
	CERTIFICATE OF SERVICE by Securities And Exchange Commission re 216 Statement of Non-Opposition, and Revised Proposed Order (Durham, Robert) (Filed on 5/29/2015) (Entered: 05/29/2015)
	Request

216	Filed: 5/29/2015, Entered: None
	Statement of Non-Opposition re 206 MOTION instructions to special master and approval of use of funds filed bySecurities And Exchange Commission. (Attachments: # 1 Proposed Order)(Related document(s) 206 ) (Durham, Robert) (Filed on 5/29/2015) (Entered: 05/29/2015)
	Request

	Filed: 5/22/2015, Entered: None
	Set/Reset Deadlines as to 206 MOTION instructions to special master and approval of use of funds: Response due by 5/29/2015. Motion Hearing set for 6/4/2015 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. (ecg, COURT STAFF) (Filed on 5/22/2015)
	Request

215	Filed: 5/22/2015, Entered: None
	Order Granting 210 Motion to Shorten Time 206 Motion for Instructions to Special Master and Approval of use of Funds. Signed by Hon. Edward J. Davila on 5/22/2015.(ecg, COURT STAFF) (Filed on 5/22/2015) (Entered: 05/22/2015)
	Request

214	Filed: 5/21/2015, Entered: None
	Statement of Non-Opposition re 210 MOTION to Shorten Time filed bySecurities And Exchange Commission. (Related document(s) 210 ) (Durham, Robert) (Filed on 5/21/2015) (Entered: 05/21/2015)
	Request

213	Filed: 5/20/2015, Entered: None
	CERTIFICATE OF SERVICE by Gregory Sterling re 210 MOTION to Shorten Time, 212 Proposed Order, 211 Declaration in Support (cv, COURT STAFF) (Filed on 5/20/2015) (Entered: 05/21/2015)
	Request

212	Filed: 5/20/2015, Entered: None
	Proposed Order re 210 MOTION to Shorten Time by Gregory Sterling. (cv, COURT STAFF) (Filed on 5/20/2015) (Entered: 05/21/2015)
	Request

211	Filed: 5/20/2015, Entered: None
	Declaration of Gregory Sterling in Support of 210 MOTION to Shorten Time filed byGregory Sterling. (Related document(s) 210 ) (cv, COURT STAFF) (Filed on 5/20/2015) (Entered: 05/21/2015)
	Request

210	Filed: 5/20/2015, Entered: None
	MOTION to Shorten Time re 206 MOTION instructions to special master and approval of use of funds filed by Gregory Sterling. filed by Gregory Sterling. (cv, COURT STAFF) (Filed on 5/20/2015) Modified text on 5/22/2015 (ecg, COURT STAFF). (Entered: 05/21/2015)
	Request

209	Filed: 5/20/2015, Entered: None
	CERTIFICATE OF SERVICE by Gregory Sterling re 206 MOTION instructions to special master and approval of use of funds, 207 Declaration in Support, 208 Proposed Order (cv, COURT STAFF) (Filed on 5/20/2015) (Entered: 05/21/2015)
	Request

208	Filed: 5/20/2015, Entered: None
	Proposed Order re 206 MOTION instructions to special master and approval of use of funds by Gregory Sterling. (cv, COURT STAFF) (Filed on 5/20/2015) (Entered: 05/21/2015)
	Request

207	Filed: 5/20/2015, Entered: None
	Declaration of Gregory Sterling in Support of 206 MOTION instructions to special master and approval of use of funds filed byGregory Sterling. (Related document(s) 206 ) (cv, COURT STAFF) (Filed on 5/20/2015) (Entered: 05/21/2015)
	Request

206	Filed: 5/20/2015, Entered: None
	MOTION instructions to special master and approval of use of funds filed by Gregory Sterling. Motion Hearing set for 6/25/2015 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 6/3/2015. Replies due by 6/10/2015. (cv, COURT STAFF) (Filed on 5/20/2015) (Entered: 05/21/2015)
	Request

205	Filed: 5/18/2015, Entered: None
	CERTIFICATE OF SERVICE by Gregory Sterling re 204 SPECIAL Master's Report No. 1 (cv, COURT STAFF) (Filed on 5/18/2015) (Entered: 05/18/2015)
	Request

204	Filed: 5/18/2015, Entered: None
	SPECIAL Master's Report No. 1 by Gregory Sterling (Attachments: # 1 Exhibit)(cv, COURT STAFF) (Filed on 5/18/2015) (Entered: 05/18/2015)
	Request

203	Filed: 4/27/2015, Entered: None
	CERTIFICATE OF SERVICE by Securities And Exchange Commission re 202 Opposition/Response to Motion, (Durham, Robert) (Filed on 4/27/2015) (Entered: 04/27/2015)
	Request

202	Filed: 4/27/2015, Entered: None
	RESPONSE (re 198 MOTION to employ the firm of Frank, Rimerman & Co., LLP ) STATEMENT OF NONOPPOSITION TO MOTION FOR COURT APPROVAL OF SPECIAL MASTERS EMPLOYMENT OF TAX PROFESSIONAL filed bySecurities And Exchange Commission. (Durham, Robert) (Filed on 4/27/2015) (Entered: 04/27/2015)
	Request

201	Filed: 4/24/2015, Entered: None
	CERTIFICATE OF SERVICE by Gregory Sterling re 200 Proposed Order, 199 Declaration in Support, 198 MOTION to employ the firm of Frank, Rimerman & Co., LLP (cv, COURT STAFF) (Filed on 4/24/2015) (Entered: 04/24/2015)
	Request

200	Filed: 4/24/2015, Entered: None
	Proposed Order re 198 MOTION to employ the firm of Frank, Rimerman & Co., LLP by Gregory Sterling. (cv, COURT STAFF) (Filed on 4/24/2015) (Entered: 04/24/2015)
	Request

199	Filed: 4/24/2015, Entered: None
	Declaration of Gregory Sterling in Support of 198 MOTION to employ the firm of Frank, Rimerman & Co., LLP filed by Gregory Sterling. (Related document(s) 198 ) (cv, COURT STAFF) (Filed on 4/24/2015) (Entered: 04/24/2015)
	Request

198	Filed: 4/24/2015, Entered: None
	MOTION to employ the firm of Frank, Rimerman & Co., LLP filed by Gregory Sterling. Motion Hearing set for 6/4/2015 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 5/8/2015. Replies due by 5/15/2015. (cv, COURT STAFF) (Filed on 4/24/2015) (Entered: 04/24/2015)
	Request

197	Filed: 4/16/2015, Entered: None
	Transcript of Proceedings held on 04/02/2015, before Judge Davila. Court Reporter/Irene L. Rodriguez, Telephone number (408)947-8160 Irene_Rodriguez@cand.uscourts.gov. Per General Order No. 59 and Judicial Conference policy, this transcript may be viewed only at the Clerks Office public terminal or may be purchased through the Court Reporter until the deadline for the Release of Transcript Restriction.After that date it may be obtained through PACER. Any Notice of Intent to Request Redaction, if required, is due no later than 5 business days from date of this filing. Release of Transcript Restriction set for 7/15/2015. (Rodriguez, Irene) (Filed on 4/16/2015) (Entered: 04/16/2015)
	Request

196	Filed: 4/3/2015, Entered: None
	SECOND ORDER Appointing Special Master. Signed by Judge Edward J. Davila on 4/3/2015. (ejdlc1S, COURT STAFF) (Filed on 4/3/2015) (Entered: 04/03/2015)
	Request

194	Filed: 4/3/2015, Entered: None
	TRANSCRIPT ORDER by Securities And Exchange Commission for Court Reporter Irene Rodriguez. (Durham, Robert) (Filed on 4/3/2015) (Entered: 04/03/2015)
	Request

193	Filed: 4/3/2015, Entered: None
	Proposed Order re 191 Order on Motion for Miscellaneous Relief, Revised, by Securities And Exchange Commission. (Durham, Robert) (Filed on 4/3/2015) (Entered: 04/03/2015)
	Request

195	Filed: 4/2/2015, Entered: None
	returned as undeliverable John Arnold Geringer re 171 Clerk's Notice,. (cv, COURT STAFF) (Filed on 4/2/2015) Modified on 4/3/2015 (cv, COURT STAFF). (Entered: 04/03/2015)
	Request

192	Filed: 4/2/2015, Entered: None
	TRANSCRIPT ORDER by Santa Cruz County Bank for Court Reporter Irene Rodriguez. (Hall, Paul) (Filed on 4/2/2015) (Entered: 04/02/2015)
	Request

191	Filed: 4/2/2015, Entered: None
	ORDER granting 180 Motion for Reappointment of Special Master. The SEC shall forthwith provide a proposed order of appointment which incorporates the amendments discussed at the hearing. The court schedules this case for a Case Management Conference at 10:00 a.m. on 8/6/2015. An updated Case Management Statement shall be filed on or before 7/30/2015. Signed by Judge Edward J. Davila on 4/2/2015. (ejdlc1S, COURT STAFF) (Filed on 4/2/2015) (Entered: 04/02/2015)
	Request

	Filed: 4/2/2015, Entered: None
	Set Deadlines/Hearings re 190 : Joint Case Management Statement due by 7/30/2015. Case Management Conference set for 8/6/2015 10:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. (ecg, COURT STAFF) (Filed on 4/2/2015)
	Request

190	Filed: 4/2/2015, Entered: None
	Minute Entry for proceedings held before Hon. Edward J. Davila: Motion Hearing held on 4/2/2015 re 180 MOTION to Reappoint Special Master filed by Securities And Exchange Commission. The Court issued tentative ruling as modified for the reasons stated on the record and will issue further order following hearing. Further Case Management Conference set for 8/6/2015 at 10:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Court Reporter Name Irene Rodriguez. (Time in Court: 11:54 - 12:42) (ecg, COURT STAFF) (Date Filed: 4/2/2015) Modified text on 4/20/2015 (ecg, COURT STAFF). (Entered: 04/02/2015)
	Request

189	Filed: 4/2/2015, Entered: None
	Minute Entry for proceedings held before Magistrate Judge Nathanael M. Cousins: Settlement Conference held on 4/2/2015. Case settled as to Defendants Christopher Luck and Keith Rode. Plaintiff's Attorneys: Sheila O'Callaghan, Robert Duram. Pro Se Defendants: Christopher Luck, Keith Rode. This is a text only Minute Entry. (lmh, COURT STAFF) (Date Filed: 4/2/2015) (Entered: 04/02/2015)
	Request

188	Filed: 3/23/2015, Entered: None
	REPLY (re 180 MOTION to Reappoint Special Master ) filed bySecurities And Exchange Commission. (Durham, Robert) (Filed on 3/23/2015) (Entered: 03/23/2015)
	Request

187	Filed: 3/16/2015, Entered: None
	RESPONSE (re 180 MOTION Motion to Reappoint Special Master ) filed byKeith Everts Rode. (Rode, Keith) (Filed on 3/16/2015) (Entered: 03/16/2015)
	Request

186	Filed: 3/12/2015, Entered: None
	AMENDED Minute Entry for proceedings held before Hon. Edward J. Davila: Status Conference held on 3/12/2015.The Court lifted the stay as to each case.As to 12-02663: The Court refers the matter Magistrate Judge Cousins for a Settlement Conference on April 2, 2015 at 9:30 AM. The Court previously set a Motion to Reappoint a Special Master in 12-02663-EJD for April 2, 2015 at 10:00 AM. In light of the referral for a Settlement Conference, the Court maintains the hearing date at this time and will coordinate any need for continuance or delayed hearing on April 2, 2015 subject to the Settlement Conference. As to 13-01290: The court to issue further order resetting briefing on Motion to Dismiss.Court Reporter Name: Irene Rodriguez. (ecg, COURT STAFF) (Date Filed: 3/12/2015) (Entered: 03/12/2015)
	Request

185	Filed: 3/12/2015, Entered: None
	NOTICE OF SETTLEMENT CONFERENCE AND ORDER - Settlement Conference set for 4/2/2015 09:30 AM in Courtroom 7, 4th Floor, San Jose. Signed by Judge Nathanael Cousins on 3/12/2015. (Attachments: # 1 Standing Order)(lmh, COURT STAFF) (Filed on 3/12/2015) (Entered: 03/12/2015)
	Request

184	Filed: 3/12/2015, Entered: None
	STATUS CONFERENCE ORDER. As indicated at the hearing, the stay originally ordered on February 13, 2013 (Docket Item No. 73 ) is DISSOLVED. The Clerk shall administratively re-open this file. 2. Pursuant to ADR Local Rule 7-2, this case is referred to Magistrate Judge Nathanael Cousins for a settlement conference to occur at 9:30 a.m. on April 2, 2015. The hearing before the undersigned on Plaintiff's Motion to Reappoint the Special Master (Docket Item No. 180 ) will remain scheduled for 10:00 a.m. but will trail the settlement conference. ***Case reopened. Signed by Judge Edward J. Davila on 3/12/2015. (ecg, COURT STAFF) (Filed on 3/12/2015) (Entered: 03/12/2015)
	Request

183	Filed: 3/12/2015, Entered: None
	*** FILED IN ERROR. PLEASE SEE 186 Minute Entry for proceedings held before Hon. Edward J. Davila: Status Conference held on 3/12/2015. Stay lifted in 5:12-cv-02663-EJD, SEC v. GLR Capital Management LLC et al and 5:13-cv-01290-EJD, Lynn Bridges et al v. John Geringer et al. Each matter is referred to Magistrate Judge Cousins for settlement conference on 4/2/2015 at 9:30 AM. The court to issue further order following hearing. Court Reporter Name: Irene Rodriguez. (ecg, COURT STAFF) (Date Filed: 3/12/2015) Modified text on 3/25/2015 (ecg, COURT STAFF). (Entered: 03/12/2015)
	Request

	Filed: 3/4/2015, Entered: None
	Set/Reset Deadlines as to 180 MOTION Motion to Reappoint Special Master . Responses due by 3/16/2015. Replies due by 3/23/2015. Motion Hearing set for 4/2/2015 10:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. (ecg, COURT STAFF) (Filed on 3/4/2015)
	Request

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182	Filed: 3/4/2015, Entered: None
	Order Granting 181 Administrative Motion to Advance Hearing re 180 Motion to Reappoint Special Master. Hearing advanced to 4/2/2015 at 10:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Signed by Hon. Edward J. Davila on 3/4/2015.(ecg, COURT STAFF) (Filed on 3/4/2015) (Entered: 03/04/2015)
	Request

181	Filed: 3/2/2015, Entered: None
	MOTION for Hearing re 180 MOTION Motion to Reappoint Special Master (Administrative Motion) filed by Securities And Exchange Commission. (Attachments: # 1 Proposed Order, # 2 Declaration)(Durham, Robert) (Filed on 3/2/2015) (Entered: 03/02/2015)
	Request

180	Filed: 3/2/2015, Entered: None
	MOTION to Reappoint Special Master filed by Securities And Exchange Commission. Motion Hearing set for 6/25/2015 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 3/16/2015. Replies due by 3/23/2015. (Attachments: # 1 Proposed Order, # 2 Declaration)(Durham, Robert) (Filed on 3/2/2015) Modified on 3/18/2015 (cv, COURT STAFF). (Entered: 03/02/2015)
	Request

179	Filed: 2/24/2015, Entered: None
	ORDER Granting (178) Motion to Appear by Telephone in case 5:12-cv-02663-EJD. Defendant Keith Rode shall contact Court call to arrange for a telephonic appearance for the 3/12/2015 Case Management Conference. Signed by Judge Edward J. Davila on 2/24/2015. (ecg, COURT STAFF) (Filed on 2/24/2015) (Entered: 02/24/2015)
	Request

178	Filed: 2/23/2015, Entered: None
	MOTION to Appear by Telephone filed by Keith Everts Rode. (Rode, Keith) (Filed on 2/23/2015) (Entered: 02/23/2015)
	Request

177	Filed: 2/5/2015, Entered: None
	TRANSCRIPT ORDER by Santa Cruz County Bank for Court Reporter Irene Rodriguez. (Hall, Paul) (Filed on 2/5/2015) (Entered: 02/05/2015)
	Request

176	Filed: 2/4/2015, Entered: None
	Transcript of Proceedings held on 02/03/2014, before Judge Davila. Court Reporter Irene L. Rodriguez, Telephone number (408)947-8160 Irene_Rodriguez@cand.uscourts.gov. Per General Order No. 59 and Judicial Conference policy, this transcript may be viewed only at the Clerks Office public terminal or may be purchased through the Court Reporter until the deadline for the Release of Transcript Restriction.After that date it may be obtained through PACER. Any Notice of Intent to Request Redaction, if required, is due no later than 5 business days from date of this filing. (Re 173 Transcript Order ) Release of Transcript Restriction set for 5/5/2015. (Related documents(s) 173 ) (Rodriguez, Irene) (Filed on 2/4/2015) (Entered: 02/04/2015)
	Request

175	Filed: 2/4/2015, Entered: None
	Transcript of Proceedings held on 01/27/2014, before Judge Davila. Court Reporter Irene L. Rodriguez, Telephone number (408)947-8160 Irene_Rodriguez@cand.uscourts.gov. Per General Order No. 59 and Judicial Conference policy, this transcript may be viewed only at the Clerks Office public terminal or may be purchased through the Court Reporter until the deadline for the Release of Transcript Restriction.After that date it may be obtained through PACER. Any Notice of Intent to Request Redaction, if required, is due no later than 5 business days from date of this filing. (Re 173 Transcript Order ) Release of Transcript Restriction set for 5/5/2015. (Related documents(s) 173 ) (Rodriguez, Irene) (Filed on 2/4/2015) (Entered: 02/04/2015)
	Request

174	Filed: 2/3/2015, Entered: None
	ORDER granting 172 Stipulation for Entry of Final Judgment as to Defendants John A. Geringer and GLR Advisors, LLC. Signed by Judge Edward J. Davila on 2/3/2015. (ejdlc1S, COURT STAFF) (Filed on 2/3/2015) (Entered: 02/03/2015)
	Request

173	Filed: 1/28/2015, Entered: None
	TRANSCRIPT ORDER by Securities And Exchange Commission for Court Reporter Irene Rodriguez. (Durham, Robert) (Filed on 1/28/2015) (Entered: 01/28/2015)
	Request

172	Filed: 1/16/2015, Entered: None
	STIPULATION WITH PROPOSED ORDER [Proposed] Final Judgment as to Defendants John A. Geringer and GLR Advisors, LLC filed by Securities And Exchange Commission. (Attachments: # 1 Consent of John A. Geringer, # 2 Consent of GLR Advisors, LLC)(Durham, Robert) (Filed on 1/16/2015) (Entered: 01/16/2015)
	Request

171	Filed: 1/16/2015, Entered: None
	CLERK'S NOTICE SETTING CASE MANAGEMENT CONFERENCE. No joint statements are necessary. Case Management Conference set for 3/12/2015 10:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. (ecg, COURT STAFF) (Filed on 1/16/2015) (Entered: 01/16/2015)
	Request

170	Filed: 8/19/2014, Entered: None
	ORDER granting 157 Motion for court approval and adoption of special master's report and final application for fees. The hearing scheduled for 8/22/2014 is VACATED. Signed by Judge Edward J. Davila on 8/19/2014. (ejdlc1S, COURT STAFF) (Filed on 8/19/2014) (Entered: 08/19/2014)
	Request

168	Filed: 7/22/2014, Entered: None
	CERTIFICATE OF SERVICE by Securities And Exchange Commission re 167 Opposition/Response to Motion, for Court Approval and Adoption of Special Master's Report and Final Application for Fees (O'Callaghan, Sheila) (Filed on 7/22/2014) (Entered: 07/22/2014)
	Request

167	Filed: 7/21/2014, Entered: None
	RESPONSE (re 157 MOTION for court approval and adoption of special master's report and final application for fees ) filed bySecurities And Exchange Commission. (Attachments: # 1 Exhibit A)(O'Callaghan, Sheila) (Filed on 7/21/2014) (Entered: 07/21/2014)
	Request

166	Filed: 7/18/2014, Entered: None
	CERTIFICATE OF SERVICE by Santa Cruz County Bank re 165 Opposition/Response to Motion (Hall, Paul) (Filed on 7/18/2014) (Entered: 07/18/2014)
	Request

165	Filed: 7/18/2014, Entered: None
	RESPONSE (re 157 MOTION for court approval and adoption of special master's report and final application for fees ) Brief filed bySanta Cruz County Bank. (Hall, Paul) (Filed on 7/18/2014) (Entered: 07/18/2014)
	Request

164	Filed: 7/18/2014, Entered: None
	RESPONSE (re 157 MOTION for court approval and adoption of special master's report and final application for fees ) filed byJohn Arnold Geringer. (Geringer, John) (Filed on 7/18/2014) (Entered: 07/18/2014)
	Request

163	Filed: 7/17/2014, Entered: None
	CERTIFICATE OF SERVICE by Gregory Sterling re 160 Proposed Order (cv, COURT STAFF) (Filed on 7/17/2014) (Entered: 07/17/2014)
	Request

162	Filed: 7/16/2014, Entered: None
	RESPONSE (re 157 MOTION for court approval and adoption of special master's report and final application for fees ) filed byKeith Everts Rode. (Rode, Keith) (Filed on 7/16/2014) (Entered: 07/16/2014)
	Request

169	Filed: 7/9/2014, Entered: None
	ORDER finding as moot (154 Motion to Stay in case 5:12-cv-02663-EJD signed by Judge Edward J. Davila on July 9, 2014. (ejdlc4S, COURT STAFF) (Filed on 7/9/2014) (Entered: 08/08/2014)
	Request

161	Filed: 7/7/2014, Entered: None
	CERTIFICATE OF SERVICE by Gregory Sterling re 160 Proposed Order, 158 Declaration in Support, 157 MOTION for court approval and adoption of special master's report and final application for fees, 159 Declaration in Support, (cv, COURT STAFF) (Filed on 7/7/2014) (Entered: 07/09/2014)
	Request

160	Filed: 7/7/2014, Entered: None
	Proposed Order re 157 MOTION for court approval and adoption of special master's report and final application for fees by Gregory Sterling. (cv, COURT STAFF) (Filed on 7/7/2014) (Entered: 07/09/2014)
	Request

159	Filed: 7/7/2014, Entered: None
	Declaration of Joseph Albero in Support of 157 MOTION for court approval and adoption of special master's report and final application for fees filed byGregory Sterling. (Attachments: # 1 Exhibit, # 2 Exhibit)(Related document(s) 157 ) (cv, COURT STAFF) (Filed on 7/7/2014) (Entered: 07/09/2014)
	Request

158	Filed: 7/7/2014, Entered: None
	Declaration of Gregory Sterling in Support of 157 MOTION for court approval and adoption of special master's report and final application for fees filed by Gregory Sterling. (Attachments: # 1 Exhibit, # 2 Exhibit)(Related document(s) 157 ) (cv, COURT STAFF) (Filed on 7/7/2014) (Entered: 07/09/2014)
	Request

157	Filed: 7/7/2014, Entered: None
	NOTICE of MOTION and MOTION for court approval and adoption of special master's report and final application for fees filed by Gregory Sterling. Motion Hearing set for 8/22/2014 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Responses due by 7/21/2014. Replies due by 7/28/2014. (cv, COURT STAFF) (Filed on 7/7/2014) (Entered: 07/09/2014)
	Request

156	Filed: 7/3/2014, Entered: None
	RESPONSE (re 154 MOTION to Stay re 152 Order on Motion to Stay, ) In Opposition to Stay Joint Brief filed bySanta Cruz County Bank. (Hall, Paul) (Filed on 7/3/2014) (Entered: 07/03/2014)
	Request

155	Filed: 6/26/2014, Entered: None
	RESPONSE (re 154 MOTION to Stay re 152 Order on Motion to Stay, ) Plaintiff Securities and Exchange Commission's Objection to Defendants' Motion for Continuance of Stay of Civil Proceedings filed bySecurities And Exchange Commission. (Durham, Robert) (Filed on 6/26/2014) (Entered: 06/26/2014)
	Request

154	Filed: 6/19/2014, Entered: None
	MOTION to Stay re 152 Order on Motion to Stay, filed by Keith Everts Rode. Responses due by 7/3/2014. Replies due by 7/10/2014. (Attachments: # 1 Proposed Order)(Rode, Keith) (Filed on 6/19/2014) (Entered: 06/19/2014)
	Request

153	Filed: 2/14/2014, Entered: None
	ORDER VACATING CASE MANAGEMENT CONFERENCE. In light of the recently-extended stay of this action, the Case Management Conference scheduled for 3/28/2014 is VACATED and will be reset by the court when appropriate. Signed by Judge Edward J. Davila on 2/14/2014. (ejdlc1S, COURT STAFF) (Filed on 2/14/2014) (Entered: 02/14/2014)
	Request

152	Filed: 2/11/2014, Entered: None
	ORDER granting 142 Motion to Stay. The instant case, along with all related civil matters, shall be stayed pending resolution of the related criminal cases, or further order of the court. All pending motions are terminated without prejudice to be re-filed upon dissolution of the stay. Signed by Judge Edward J. Davila on 2/11/2014. (ejdlc4S, COURT STAFF) (Filed on 2/11/2014) Modified on 2/12/2014 (ejdlc1S, COURT STAFF). (Entered: 02/11/2014)
	Request

151	Filed: 2/11/2014, Entered: None
	ORDER Appointing Special Master. Signed by Judge Edward J. Davila on 2/11/2014. (ejdlc4S, COURT STAFF) (Filed on 2/11/2014) Modified on 2/12/2014 (ejdlc1S, COURT STAFF). (Entered: 02/11/2014)
	Request

150	Filed: 2/10/2014, Entered: None
	EXHIBITS re 149 Proposed Order - Exhibit 1 to [Proposed] Order Appointing Special Master filed bySanta Cruz County Bank. (Related document(s) 149 ) (Hall, Paul) (Filed on 2/10/2014) (Entered: 02/10/2014)
	Request

149	Filed: 2/10/2014, Entered: None
	Proposed Order Appointing Special Master by Santa Cruz County Bank. (Hall, Paul) (Filed on 2/10/2014) (Entered: 02/10/2014)
	Request

148	Filed: 2/7/2014, Entered: None
	RESPONSE (re 142 Second MOTION to Stay Order Continuance ) - Joint Brief of Plaintiffs and Defendant Santa Cruz County Bank in Opposition to Motion for Stay of Bridges Case by Defendants Geringer, Luck and Rode filed bySanta Cruz County Bank. (Hall, Paul) (Filed on 2/7/2014) (Entered: 02/07/2014)
	Request

147	Filed: 2/7/2014, Entered: None
	RESPONSE (re 142 Second MOTION to Stay Order Continuance ) filed bySecurities And Exchange Commission. (Attachments: # 1 Proposed Order)(Durham, Robert) (Filed on 2/7/2014) (Entered: 02/07/2014)
	Request

146	Filed: 2/7/2014, Entered: None
	Transcript of Proceedings held on 02/05/2014, before Judge Davila. Court Reporter Irene L. Rodriguez, Telephone number (408)947-8160 Irene_Rodriguez@cand.uscourts.gov. Per General Order No. 59 and Judicial Conference policy, this transcript may be viewed only at the Clerks Office public terminal or may be purchased through the Court Reporter/Transcriber until the deadline for the Release of Transcript Restriction.After that date it may be obtained through PACER. Any Notice of Intent to Request Redaction, if required, is due no later than 5 business days from date of this filing. Release of Transcript Restriction set for 5/8/2014. (Related documents(s) 145 ) (Rodriguez, Irene) (Filed on 2/7/2014) (Entered: 02/07/2014)
	Request

145	Filed: 2/5/2014, Entered: None
	TRANSCRIPT ORDER by Securities And Exchange Commission for Court Reporter Irene Rodriguez. (Durham, Robert) (Filed on 2/5/2014) (Entered: 02/05/2014)
	Request

144	Filed: 2/5/2014, Entered: None
	Minute Entry: Status Conference (Date Filed: 2/5/2014). Deadline for requested materials due 2/10/2014. (Court Reporter Irene Rodriguez.) (ecg, COURT STAFF) (Date Filed: 2/5/2014) (Entered: 02/05/2014)
	Request

143	Filed: 2/4/2014, Entered: None
	STATUS REPORT - Joint Status Report of Third Parties Lynn Bridges, et al., and Santa Cruz County Bank Regarding SEC's Motion for Receiver by Santa Cruz County Bank. (Attachments: # 1 Proposed Order)(Hall, Paul) (Filed on 2/4/2014) (Entered: 02/04/2014)
	Request

142	Filed: 2/3/2014, Entered: None
	Second MOTION to Stay Order Continuance filed by John Arnold Geringer. Responses due by 2/7/2014. Replies due by 2/11/2014. (Attachments: # 1 Proposed Order)(Geringer, John) (Filed on 2/3/2014) (Entered: 02/03/2014)
	Request

141	Filed: 2/3/2014, Entered: None
	Minute Entry: Status Conference (Date Filed: 2/3/2014). Further Status Conference set for 2/5/2014 11:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. (Court Reporter Irene Rodriguez.) (ecg, COURT STAFF) (Date Filed: 2/3/2014) (Entered: 02/03/2014)
	Request

140	Filed: 1/31/2014, Entered: None
	RESPONSE to re 138 Motion Hearing, Set Hearings,,,, - Proposed Names for Appointment as Special Master Submitted by Santa Cruz County Bank. (Attachments: # 1 Proposed Order)(Hall, Paul) (Filed on 1/31/2014) (Entered: 01/31/2014)
	Request

139	Filed: 1/30/2014, Entered: None
	RESPONSE to re 138 Motion Hearing, Set Hearings,,,, PROPOSED NAMES FOR APPOINTMENT AS SPECIAL MASTER by Lynn Bridges, et al.. (Gregory, Philip) (Filed on 1/30/2014) (Entered: 01/30/2014)
	Request

138	Filed: 1/27/2014, Entered: None
	Minute Entry: Motion Hearing held on 1/27/2014 before Judge Edward J. Davila (Date Filed: 1/27/2014) re 77 MOTION to Appoint Receiver filed by Securities And Exchange Commission. The Court denied the request to appoint receiver. Counsel in related civil action to submit proposed names for appointment of special master due by 1/31/2014. The Court VACATED the settlement conference deadline before Magistrate Judge Lloyd. Status Conference SPECIALLY SET for 2/3/2014 11:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. (Court Reporter Irene Rodriguez.) (ecg, COURT STAFF) (Date Filed: 1/27/2014) Modified text on 1/27/2014 (ecg, COURT STAFF)(x2) (Entered: 01/27/2014)
	Request

137	Filed: 1/23/2014, Entered: None
	NOTICE of Appearance by Susan F. LaMarca (additional counsel for SEC) (LaMarca, Susan) (Filed on 1/23/2014) (Entered: 01/23/2014)
	Request

	Filed: 1/15/2014, Entered: None
	Set/Reset Deadlines as to 77 MOTION to Appoint Receiver : Motion Hearing set for 1/27/2014 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. (ecg, COURT STAFF) (Filed on 1/15/2014)
	Request

136	Filed: 1/14/2014, Entered: None
	ORDER CONTINUING MOTION HEARING. The hearing on 77 Motion for Appointment of a Receiver is CONTINUED to a special setting on 1/27/2014 at 9:00 a.m. The court advises that only the named parties to this action will be allowed to enter an appearance and present argument at the motion hearing. Signed by Judge Edward J. Davila on 1/14/2014. (ejdlc1, COURT STAFF) (Filed on 1/14/2014) (Entered: 01/14/2014)
	Request

135	Filed: 1/6/2014, Entered: None
	REPLY (re 77 MOTION to Appoint Receiver ) Response to SEC Supplemental Reply filed byJohn Arnold Geringer. (Geringer, John) (Filed on 1/6/2014) (Entered: 01/06/2014)
	Request

134	Filed: 12/30/2013, Entered: None
	REPLY (re 77 MOTION to Appoint Receiver ) Supplemental Reply filed bySecurities And Exchange Commission. (Durham, Robert) (Filed on 12/30/2013) (Entered: 12/30/2013)
	Request

133	Filed: 12/13/2013, Entered: None
	EXHIBIT 2 TO 130 DECLARATION OF CAMILO ARTIGA-PURCELL IN SUPPORT OF OPPOSITION TO PLAINTIFF SECURITIES AND EXCHANGE COMMISSIONS MOTION FOR APPOINTMENT OF A RECEIVER: CORRECTION OF DOCKET # [130-2] filed by Lynn Bridges, et al.. (Related document(s) 130 ) (Artiga-Purcell, Jose) (Filed on 12/13/2013) Modified on 12/18/2013 (cv, COURT STAFF). (Entered: 12/13/2013)
	Request

132	Filed: 12/13/2013, Entered: None
	Joinder re 129 Opposition/Response to Motion, Non-Party Santa Cruz County Bank's Joinder in the Bridges Plaintiffs' Opposition to Motion to Appoint Receiver by Santa Cruz County Bank. (Hall, Paul) (Filed on 12/13/2013) (Entered: 12/13/2013)
	Request

131	Filed: 12/13/2013, Entered: None
	Proposed Order to Deny filed by John Arnold Geringer. (Geringer, John) (Filed on 12/13/2013) Modified text on 12/24/2013,(to conform with document posted by counsel. (cv, COURT STAFF). (Entered: 12/13/2013)
	Request

130	Filed: 12/13/2013, Entered: None
	Declaration of CAMILO ARTIGA-PURCELL in Support of 129 Opposition/Response to Motion, filed by Lynn Bridges, et al.. (Attachments: # 1 Exhibit 1, # * PDF ERROR * blank page(2) Exhibit 2)(Related document(s) 129 ) (Artiga-Purcell, Jose) (Filed on 12/13/2013) Modified on 12/18/2013 (cv, COURT STAFF). (Entered: 12/13/2013)
	Request

129	Filed: 12/13/2013, Entered: None
	RESPONSE (re 77 MOTION to Appoint Receiver ) filed byLynn Bridges, et al.. (Attachments: # 1 Proposed Order DENYING PLAINTIFF SECURITIES AND EXCHANGE COMMISSIONS MOTION FOR APPOINTMENT OF A RECEIVER)(Artiga-Purcell, Jose) (Filed on 12/13/2013) (Entered: 12/13/2013)
	Request

128	Filed: 12/12/2013, Entered: None
	RESPONSE (re 77 MOTION to Appoint Receiver ) Opposition filed byJohn Arnold Geringer. (Geringer, John) (Filed on 12/12/2013) (Entered: 12/12/2013)
	Request

127	Filed: 12/4/2013, Entered: None
	ORDER denying 125 Administrative Motion to File Under Seal. Signed by Judge Edward J. Davila on 12/4/2013. (ejdlc1, COURT STAFF) (Filed on 12/4/2013) (Entered: 12/04/2013)
	Request

126	Filed: 11/29/2013, Entered: None
	RESPONSE (re 125 Administrative Motion to File Under Seal ) filed bySecurities And Exchange Commission. (Attachments: # 1 Proposed Order)(Durham, Robert) (Filed on 11/29/2013) (Entered: 11/29/2013)
	Request

125	Filed: 11/25/2013, Entered: None
	Administrative Motion to File Under Seal filed by John Arnold Geringer, Christopher A Luck, Keith Everts Rode. (Attachments: # 1 Declaration, # 2 Proposed Order, # 3 Unredacted Version, # 4 Unredacted Version, # 5 Unredacted Version, # 6 Unredacted Version, # 7 Unredacted Version, # 8 Unredacted Version)(cvS, COURT STAFF) (Filed on 11/25/2013) (Entered: 11/25/2013)
	Request

124	Filed: 11/20/2013, Entered: None
	DECLARATION of SHEILA E. OCALLAGHAN in Opposition to 122 Opposition/Response to Motion filed bySecurities And Exchange Commission. (Attachments: # 1 Exhibit)(Related document(s) 122 ) (O'Callaghan, Sheila) (Filed on 11/20/2013) (Entered: 11/20/2013)
	Request

	Filed: 11/20/2013, Entered: None
	Set/Reset Deadlines re 123 Order on Motion for Miscellaneous Relief: as to 77 MOTION to Appoint Receiver : Opposition due by 12/13/2013. Reply due by 1/4/2014. Motion Hearing set for 1/17/2014 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Joint Case Management Statement due by 3/21/2014. Case Management Conference set for 3/28/2014 10:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. (ecg, COURT STAFF) (Filed on 11/20/2013)
	Request

123	Filed: 11/20/2013, Entered: None
	ORDER CONTINUING CASE MANAGEMENT CONFERENCE. (1) The previously-imposed stay of this action shall remain in effect until 2/13/2014. The 2/13/2014 deadline for the completion of a settlement conference shall also remain as presently ordered. (2) The Motions to Seal 86, 121 are DENIED WITHOUT PREJUDICE to being re-filed in accordance with Civil Local Rule 79-5(d). (3) The hearing on Plaintiff's Motion for Appointment of Receiver 77 is ADVANCED to 1/17/2014 at 9:00 a.m. The Case Management Conference is CONTINUED to 3/28/2014 at 10:00 a.m. The parties shall file an updated Joint Case Management Statement on or before 3/21/2014. Signed by Judge Edward J. Davila on 11/20/2013. (ejdlc1S, COURT STAFF) (Filed on 11/20/2013) (Entered: 11/20/2013)
	Request

122	Filed: 11/20/2013, Entered: None
	RESPONSE (re 121 Administrative Motion to File Under Seal ) filed bySecurities And Exchange Commission. (Attachments: # 1 Proposed Order)(O'Callaghan, Sheila) (Filed on 11/20/2013) (Entered: 11/20/2013)
	Request

121	Filed: 11/18/2013, Entered: None
	Administrative Motion to File Under Seal filed by John Arnold Geringer, Christopher A Luck, Keith Everts Rode. (Attachments: # 1 Declaration, # 2 Proposed Order)(cv, COURT STAFF) (Filed on 11/18/2013) (Entered: 11/18/2013)
	Request

120	Filed: 11/15/2013, Entered: None
	JOINT CASE MANAGEMENT STATEMENT filed by Securities And Exchange Commission. (O'Callaghan, Sheila) (Filed on 11/15/2013) (Entered: 11/15/2013)
	Request

119	Filed: 10/29/2013, Entered: None
	Order Granting 117 Motion to Appear by Telephone for the November 22, 2013 Case Management Conference. Defendant Rode shall arrange for a telephonic appearance through CourtCall. Signed by Hon. Edward J. Davila on 10/29/2013.(ecg, COURT STAFF) (Filed on 10/29/2013) (Entered: 10/29/2013)
	Request

118	Filed: 10/29/2013, Entered: None
	CLERKS NOTICE CONTINUING CASE MANAGEMENT CONFERENCE. Joint Case Management Statement due by 11/15/2013. Case Management Conference set for 11/22/2013 10:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. (ecg, COURT STAFF) (Filed on 10/29/2013) (Entered: 10/29/2013)
	Request

117	Filed: 10/28/2013, Entered: None
	MOTION to Appear by Telephone filed by Keith Everts Rode. (Rode, Keith) (Filed on 10/28/2013) (Entered: 10/28/2013)
	Request

116	Filed: 9/26/2013, Entered: None
	CLERKS NOTICE SETTING CASE MANAGEMENT CONFERENCE FOLLOWING RELATED CASE ORDER; RESETTING HEARING ON MOTIONS IN C 12-2663 and C 13-3055-EJD. Set/Reset Deadlines as to (77 in 5:12-cv-02663-EJD) MOTION to Appoint Receiver, (29 in 5:13-cv-03055-EJD) MOTION to Stay, (20 in 5:13-cv-03055-EJD) MOTION to Dismiss Under Fed R. Civ 12(b)(6) and 9(b): Motion Hearing in C 12-2663 and C 13-3055-EJD set for 3/7/2014 09:00 AM in Courtroom 4, 5th Floor, San Jose before Hon. Edward J. Davila. Joint Case Management Statement due IN ALL CASES by 11/1/2013. Case Management Conference set for ALL CASES 11/8/2013 10:00 AM in Courtroom 4, 5th Floor, San Jose. (Attachments: # 1 Certificate of Service) (ecg, COURT STAFF) (Filed on 9/26/2013) Modified text on 9/26/2013 (ecg, COURT STAFF). (Entered: 09/26/2013)
	Request

115	Filed: 9/24/2013, Entered: None
	RELATED CASE ORDER. CR12-00888 EJD USA v. Geringer et al, C 12-02663 EJD Securities And Exchange Commission v. GLR Capital Management, LLC et al, C 13-01290 EJD Bridges et al v. Geringer et al and C 13-03055 JST Selleck v. Rode et al. ARE RELATED. Signed by Judge Hon. Edward J. Davila on 9/24/2013. Signed by Judge Edward J. Davila on 9/24/2013. (ecg, COURT STAFF) (Filed on 9/24/2013) (Entered: 09/24/2013)
	Request

114	Filed: 9/19/2013, Entered: None
	RESPONSE (re 113 MOTION to Relate Case ) Opposition filed byCliftonLarsonAllen LLP. (Bonheyo, Patricia) (Filed on 9/19/2013) (Entered: 09/19/2013)
	Request

113	Filed: 9/16/2013, Entered: None
	MOTION to Relate Case filed by Keith Everts Rode. (Rode, Keith) (Filed on 9/16/2013) (Entered: 09/16/2013)
	Request

112	Filed: 9/10/2013, Entered: None
	RESPONSE (re 77 MOTION to Appoint Receiver ) SEC Notice Regarding Submitted Matter filed byJohn Arnold Geringer. (Geringer, John) (Filed on 9/10/2013) (Entered: 09/10/2013)
	Request

111	Filed: 9/10/2013, Entered: None
	NOTICE by Securities And Exchange Commission Regarding Submitted Matter (Durham, Robert) (Filed on 9/10/2013) (Entered: 09/10/2013)
	Request

110	Filed: 8/27/2013, Entered: None
	ORDER RE RECUSAL. Signed by Judge Lucy H. Koh on 08/27/2013. (lhklc1, COURT STAFF) (Filed on 8/27/2013) (Entered: 08/27/2013)
	Request

	Filed: 7/24/2013, Entered: None
	Vacating Case Management Conference re 109 Order on Motion to Continue (mpb, COURT STAFF) (Filed on 7/24/2013)
	Request

109	Filed: 7/24/2013, Entered: None
	Order by Hon. Lucy H. Koh granting (101) Motion to Continue in case 5:12-cv-02663-LHK.Associated Cases: 5:12-cv-02663-LHK, 5:13-cv-01290-LHK(lhklc3, COURT STAFF) (Filed on 7/24/2013) (Entered: 07/24/2013)
	Request

108	Filed: 7/24/2013, Entered: None
	ORDER by Judge Lucy H. Koh in case 5:12-cv-02663-LHK; denying (25) Motion to Dismiss without prejudice; granting (34) Motion to Stay; granting (42) Motion to Stay in case 5:13-cv-01290-LHK (lhklc3, COURT STAFF) (Filed on 7/24/2013) (Entered: 07/24/2013)
	Request

107	Filed: 7/23/2013, Entered: None
	Order by Hon. Lucy H. Koh in case 5:12-cv-02663-LHK; granting (35) Stipulation selecting Mediation in case 5:13-cv-01290-LHK.Associated Cases: 5:13-cv-01290-LHK, 5:12-cv-02663-LHK(lhklc3, COURT STAFF) (Filed on 7/23/2013) (Entered: 07/23/2013)
	Request

106	Filed: 7/22/2013, Entered: None
	ORDER GRANTING STIPULATION TO CONTINUE DEADLINE FOR COMPLETION OF SETTLEMENT CONFERENCE AND REQUEST TO VACATE SETTLEMENT CONFERENCE SCHEDULED FOR JULY 26,2013. Signed by Judge Lucy H. Koh on 7/22/2013. (lhklc3, COURT STAFF) (Filed on 7/22/2013) (Entered: 07/22/2013)
	Request

105	Filed: 7/19/2013, Entered: None
	CERTIFICATE OF SERVICE by Securities And Exchange Commission (Durham, Robert) (Filed on 7/19/2013) (Entered: 07/19/2013)
	Request

104	Filed: 7/19/2013, Entered: None
	Transcript of Proceedings held on 2-13-13, before Judge Lucy H. Koh. Court Reporter/Transcriber Lee-Anne Shortridge, Telephone number 408-287-4580 email: lee-anne_shortridge@cand.uscourts.gov. Per General Order No. 59 and Judicial Conference policy, this transcript may be viewed only at the Clerks Office public terminal or may be purchased through the Court Reporter/Transcriber until the deadline for the Release of Transcript Restriction.After that date it may be obtained through PACER. Any Notice of Intent to Request Redaction, if required, is due no later than 5 business days from date of this filing. Release of Transcript Restriction set for 10/17/2013. (Related documents(s) 100 ) (las, ) (Filed on 7/19/2013) (Entered: 07/19/2013)
	Request

103	Filed: 7/17/2013, Entered: None
	REPLY (re 86 MOTION Administrative Motion to File Under Seal ) Response filed byJohn Arnold Geringer. (Geringer, John) (Filed on 7/17/2013) (Entered: 07/17/2013)
	Request

102	Filed: 7/16/2013, Entered: None
	STIPULATION to Extend Deadline For Completion of Settlement Conference and Request to Vacate Settlement Conference Scheduled for July 26, 2013 filed by Securities And Exchange Commission. (Durham, Robert) (Filed on 7/16/2013) (Entered: 07/16/2013)
	Request

101	Filed: 7/12/2013, Entered: None
	MOTION to Continue Stay Order filed by John Arnold Geringer. (Attachments: # 1 Proposed Order)(Geringer, John) (Filed on 7/12/2013) (Entered: 07/12/2013)
	Request

100	Filed: 7/12/2013, Entered: None
	TRANSCRIPT ORDER by Securities And Exchange Commission for Court Reporter Lee-Anne Shortridge. (Durham, Robert) (Filed on 7/12/2013) (Entered: 07/12/2013)
	Request

99	Filed: 7/3/2013, Entered: None
	OPPOSITION to ( 86 MOTION Administrative Motion to File Under Seal ) filed by Securities And Exchange Commission. (Attachments: # 1 Proposed Order)(O'Callaghan, Sheila) (Filed on 7/3/2013) Modified text on 7/8/2013 (dhmS, COURT STAFF). (Entered: 07/03/2013)
	Request

98	Filed: 6/24/2013, Entered: None
	ORDER Re Motion to Seal. Signed by Judge Lucy H. Koh on 6/24/2013. (lhklc3, COURT STAFF) (Filed on 6/24/2013) (Entered: 06/24/2013)
	Request

97	Filed: 6/13/2013, Entered: None
	Order by Hon. Lucy H. Koh granting 83 Motion to Relate Case.(lhklc3, COURT STAFF) (Filed on 6/13/2013) Modified on 6/13/2013 (mpb, COURT STAFF). Case 13-01290 is related to this case. (Entered: 06/13/2013)
	Request

96	Filed: 5/20/2013, Entered: None
	CERTIFICATE OF SERVICE by Securities And Exchange Commission re 95 Reply to Opposition/Response, (Durham, Robert) (Filed on 5/20/2013) (Entered: 05/20/2013)
	Request

95	Filed: 5/17/2013, Entered: None
	REPLY MEMORANDUM in Support of ( 77 MOTION to Appoint Receiver ) filed by Securities And Exchange Commission. (Attachments: # 1 Declaration of Robert J. Durham)(Durham, Robert) (Filed on 5/17/2013) Modified text on 5/20/2013 (dhmS, COURT STAFF). (Entered: 05/17/2013)
	Request

94	Filed: 5/13/2013, Entered: None
	AMENDED PROOF OF SERVICE by Santa Cruz County Bank re 91 Opposition to Motion to Relate Cases of Defendant Keigh E. Rode, (Hall, Paul) (Filed on 5/13/2013) Modified text on 5/14/2013 (dhmS, COURT STAFF). (Entered: 05/13/2013)
	Request

93	Filed: 5/13/2013, Entered: None
	CERTIFICATE OF SERVICE by Santa Cruz County Bank re 91 Opposition to Motion to Relate Cases, (Hall, Paul) (Filed on 5/13/2013) Modified text on 5/14/2013 (dhmS, COURT STAFF). (Entered: 05/13/2013)
	Request

92	Filed: 5/13/2013, Entered: None
	EXHIBIT A to 91 Opposition to Motion to Relate Cases by Defendant Keith E. Rode, filed by Santa Cruz County Bank. (Related document(s) 91 ) (Hall, Paul) (Filed on 5/13/2013) Modified text on 5/14/2013 (dhmS, COURT STAFF). (Entered: 05/13/2013)
	Request

91	Filed: 5/13/2013, Entered: None
	OPPOSITION to ( 83 MOTION to Relate Case ) by Defendant Keith E. Rode (erroneously filed in Case No. CV-13-01290 PJH in Oakland Division) filed bySanta Cruz County Bank. (Attachments: # 1 Proposed Order)(Hall, Paul) (Filed on 5/13/2013) Modified text on 5/14/2013 (dhmS, COURT STAFF). (Entered: 05/13/2013)
	Request

90	Filed: 5/10/2013, Entered: None
	Proposed Order re 88 Opposition to Motion of SECURITIES AND EXCHANGE COMMISSIONS FOR APPOINTMENT OF A RECEIVER by Lynn Bridges, et al.. (Artiga-Purcell, Jose) (Filed on 5/10/2013) Modified text on 5/13/2013 (dhmS, COURT STAFF). (Entered: 05/10/2013)
	Request

89	Filed: 5/10/2013, Entered: None
	Declaration of Camilo Artiga-Purcell in Support of 88 Opposition of SECURITIES AND EXCHANGE COMMISSION FOR APPOINTMENT OF A RECEIVER filed by Lynn Bridges, et al.. (Related document(s) 88 ) (Artiga-Purcell, Jose) (Filed on 5/10/2013) Modified text on 5/13/2013 (dhmS, COURT STAFF). (Entered: 05/10/2013)
	Request

88	Filed: 5/10/2013, Entered: None
	OPPOSITION to ( 77 MOTION to Appoint Receiver ) filed by Lynn Bridges, et al.. (Artiga-Purcell, Jose) (Filed on 5/10/2013) Modified text on 5/13/2013 (dhmS, COURT STAFF). (Entered: 05/10/2013)
	Request

87	Filed: 5/10/2013, Entered: None
	RESPONSE to 86 MOTION Administrative Motion to File Under Seal Defendants' Memorandum in Opposition to Plaintiff's Motion for Appointment of Receiver by Securities And Exchange Commission. (Attachments: # 1 Proposed Order)(Durham, Robert) (Filed on 5/10/2013) Modified text on 5/13/2013 (dhmS, COURT STAFF). (Entered: 05/10/2013)
	Request

86	Filed: 5/8/2013, Entered: None
	MOTION Administrative Motion to File Under Seal Defendants' Memorandum in Oppostion to Plaintiff's Motion for Appointment of Receiver filed by John Arnold Geringer. Responses due by 5/22/2013. Replies due by 5/29/2013. (Attachments: # 1 Declaration, # 2 Proposed Order)(Geringer, John) (Filed on 5/8/2013) Modified text on 5/9/2013 (dhmS, COURT STAFF). (Entered: 05/08/2013)
	Request

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85	Filed: 5/6/2013, Entered: None
	Proof of Service re 84 Opposition to Motion to Relate Cases of Defendant John Geringer, filed by Santa Cruz County Bank., (Hall, Paul) (Filed on 5/6/2013) Modified text on 5/7/2013 (dhmS, COURT STAFF). (Entered: 05/06/2013)
	Request

84	Filed: 5/6/2013, Entered: None
	OPPOSITION to ( 83 MOTION to Relate Case by Defendant John Geringer ) filed byS anta Cruz County Bank. (Attachments: # 1 Exhibit A, # 2 Proposed Order)(Hall, Paul) (Filed on 5/6/2013) Modified text on 5/7/2013 (dhmS, COURT STAFF). (Entered: 05/06/2013)
	Request

83	Filed: 5/2/2013, Entered: None
	MOTION to Relate Case filed by John Arnold Geringer. (Geringer, John) (Filed on 5/2/2013) (Entered: 05/02/2013)
	Request

82	Filed: 4/29/2013, Entered: None
	CERTIFICATE OF SERVICE by Securities And Exchange Commission re 81 Clerks Notice of Settlement Conference and Settlement Conference Order (Durham, Robert) (Filed on 4/29/2013) (Entered: 04/29/2013)
	Request

81	Filed: 4/29/2013, Entered: None
	CLERKS NOTICE of Settlement Conference and Order. Settlement Conference set for 7/26/2013 09:30 AM in Courtroom 2, 5th Floor, San Jose. (pmc, COURT STAFF) (Filed on 4/29/2013) (Entered: 04/29/2013)
	Request

80	Filed: 4/26/2013, Entered: None
	CERTIFICATE OF SERVICE by Securities And Exchange Commission re 78 Declaration in Support, 79 Proposed Order, 77 MOTION to Appoint Receiver (Durham, Robert) (Filed on 4/26/2013) (Entered: 04/26/2013)
	Request

79	Filed: 4/26/2013, Entered: None
	Proposed Order re 77 MOTION to Appoint Receiver by Securities And Exchange Commission. (Durham, Robert) (Filed on 4/26/2013) (Entered: 04/26/2013)
	Request

78	Filed: 4/26/2013, Entered: None
	Declaration of Robert J. Durham in Support of 77 MOTION to Appoint Receiver filed bySecurities And Exchange Commission. (Related document(s) 77 ) (Durham, Robert) (Filed on 4/26/2013) (Entered: 04/26/2013)
	Request

77	Filed: 4/26/2013, Entered: None
	MOTION to Appoint Receiver filed by Securities And Exchange Commission. Responses due by 5/10/2013. Replies due by 5/17/2013. (Durham, Robert) (Filed on 4/26/2013) (Entered: 04/26/2013)
	Request

76	Filed: 2/14/2013, Entered: None
	CERTIFICATE OF SERVICE re 72 Joint Stipulation, 73 Order Staying Civil Proceedings, 74 Certificate of Service by Securities and Exchange Commission (Durham, Robert) (Filed on 2/14/2013) Modified on 2/15/2013 linking entry to document #72, 73 and #74 (dhmS, COURT STAFF). (Entered: 02/14/2013)
	Request

75	Filed: 2/13/2013, Entered: None
	Minute Entry and Case Management Order: Further Case Management Conference held on 2/13/2013 before Judge Lucy H. Koh (Date Filed: 2/13/2013). Further Case Management Conference set for 8/7/2013 02:00 PM in Courtroom 8, 4th Floor, San Jose. (Court Reporter Lee-Anne Shortridge.) (Attachments: # 1 Certificate/Proof of Service) (mpb, COURT STAFF) (Date Filed: 2/13/2013) (Entered: 02/14/2013)
	Request

74	Filed: 2/13/2013, Entered: None
	CERTIFICATE OF SERVICE by Securities And Exchange Commission re 72 Joint Stipulation for Stay of Civil Proceedings (Durham, Robert) (Filed on 2/13/2013) Modified on 2/14/2013 linking entry to document #72 (dhmS, COURT STAFF). (Entered: 02/13/2013)
	Request

73	Filed: 2/13/2013, Entered: None
	Order by Hon. Lucy H. Koh granting 72 Stipulation for Stay of Civil Proceedings.(lhklc3, COURT STAFF) (Filed on 2/13/2013) (Additional attachment(s) added on 2/14/2013: # 1 Certificate/Proof of Service) (mpb, COURT STAFF). (Entered: 02/13/2013)
	Request

72	Filed: 2/12/2013, Entered: None
	STIPULATION WITH PROPOSED ORDER Joint Stipulation for Stay of Civil Proceedings filed by Securities And Exchange Commission. (Attachments: # 1 Proposed Order)(Durham, Robert) (Filed on 2/12/2013) (Entered: 02/12/2013)
	Request

71	Filed: 2/12/2013, Entered: None
	ORDER FOR DEFENDANT KEITH E. RODE TO FILE CASE MANAGEMENT CONFERENCE STATEMENT. Signed by Judge Lucy H. Koh on 2/12/2013. (lhklc3, COURT STAFF) (Filed on 2/12/2013) (Entered: 02/12/2013)
	Request

70	Filed: 2/11/2013, Entered: None
	Order by Hon. Lucy H. Koh granting 63 Motion for Permission for Electronic Case Filing as to Keith E. Rhode.(lhklc3, COURT STAFF) (Filed on 2/11/2013) Modified text on 9/24/2013 (ecg, COURT STAFF). (Entered: 02/11/2013)
	Request

69	Filed: 2/7/2013, Entered: None
	CASE MANAGEMENT STATEMENT filed by Christopher A. Luck. (dhmS, COURT STAFF) (Filed on 2/7/2013) (Entered: 02/07/2013)
	Request

68	Filed: 2/6/2013, Entered: None
	SECOND CASE MANAGEMENT STATEMENT filed by John Arnold Geringer. (Geringer, John) (Filed on 2/6/2013) Modified text on 2/7/2013 (dhmS, COURT STAFF). (Entered: 02/06/2013)
	Request

67	Filed: 2/6/2013, Entered: None
	CERTIFICATE OF SERVICE by Securities And Exchange Commission re 66 Case Management Statement, 65 Opposition/Response to Motion (Durham, Robert) (Filed on 2/6/2013) (Entered: 02/06/2013)
	Request

66	Filed: 2/6/2013, Entered: None
	SECOND CASE MANAGEMENT STATEMENT filed by Securities And Exchange Commission. (Durham, Robert) (Filed on 2/6/2013) Modified text on 2/7/2013 (dhmS, COURT STAFF). (Entered: 02/06/2013)
	Request

65	Filed: 2/6/2013, Entered: None
	Statement of Nonopposition to ( 63 MOTION for Permission for Electronic Case Filing ) filed by Securities And Exchange Commission. (Durham, Robert) (Filed on 2/6/2013) Modified text on 2/7/2013 (dhmS, COURT STAFF). (Entered: 02/06/2013)
	Request

64	Filed: 2/5/2013, Entered: None
	Proposed Order re 63 MOTION for Permission for Electronic Case Filing by Keith E. Rode. (dhmS, COURT STAFF) (Filed on 2/5/2013) (Entered: 02/06/2013)
	Request

63	Filed: 2/5/2013, Entered: None
	MOTION for Permission for Electronic Case Filing filed by Keith E. Rode. Responses due by 2/19/2013. Replies due by 2/26/2013. (dhmS, COURT STAFF) (Filed on 2/5/2013) (Entered: 02/06/2013)
	Request

62	Filed: 2/5/2013, Entered: None
	ANSWER to Amended Complaint by Christopher A. Luck. (dhmS, COURT STAFF) (Filed on 2/5/2013) (Entered: 02/05/2013)
	Request

61	Filed: 2/5/2013, Entered: None
	ANSWER to Amended Complaint; Jury Demand by Keith E. Rode. (dhmS, COURT STAFF) (Filed on 2/5/2013) (Entered: 02/05/2013)
	Request

60	Filed: 2/1/2013, Entered: None
	CERTIFICATE OF SERVICE by Securities And Exchange Commission ECF Registration Information Handout, Documents Listed as Docket Numbers 1-58 on Attachment to This Certificate of Service, Plaintiff Securities and Exchange Commission's Initial Disclosures, John A. Geringer Initial Disclosures (Durham, Robert) (Filed on 2/1/2013) (Entered: 02/01/2013)
	Request

59	Filed: 2/1/2013, Entered: None
	CERTIFICATE OF SERVICE by Securities And Exchange Commission Standing Order Regarding Case Management in Civil Cases (Durham, Robert) (Filed on 2/1/2013) (Entered: 02/01/2013)
	Request

58	Filed: 1/29/2013, Entered: None
	CERTIFICATE OF SERVICE re 51 Order on Motion to Amend, 55 Summons, 52 Amended Complaint. SUMMONS Executed by Securities And Exchange Commission. Christopher A. Luck served on 1/24/2013, answer due 2/14/2013. (O'Callaghan, Sheila) (Filed on 1/29/2013) Modified on 1/30/2013 incorrect event type selected when posting document (dhmS, COURT STAFF). (Entered: 01/29/2013)
	Request

57	Filed: 1/28/2013, Entered: None
	Affidavit of Process Server for Amended Complaint, Summons and Order Granting Leave to File Amended Complaint. SUMMONS Executed by Securities And Exchange Commission. Keith E. Rode served on 1/25/2013, answer due 2/15/2013, filed by Securities And Exchange Commission. (O'Callaghan, Sheila) (Filed on 1/28/2013) Modified on 1/30/2013 incorrect event type selected when posting document (dhmS, COURT STAFF). (Entered: 01/28/2013)
	Request

56	Filed: 1/24/2013, Entered: None
	Summons Issued as to Keith E. Rode. (dhmS, COURT STAFF) (Filed on 1/24/2013) (Entered: 01/24/2013)
	Request

55	Filed: 1/24/2013, Entered: None
	Summons Issued as to Christopher A. Luck. (dhmS, COURT STAFF) (Filed on 1/24/2013) (Entered: 01/24/2013)
	Request

54	Filed: 1/24/2013, Entered: None
	CERTIFICATE OF SERVICE by Securities And Exchange Commission re 51 Order on Motion to Amend/Correct, 52 Amended Complaint (O'Callaghan, Sheila) (Filed on 1/24/2013) (Entered: 01/24/2013)
	Request

53	Filed: 1/23/2013, Entered: None
	ORDER RELATING CASE. Criminal case 12-00088 is related to this case. Signed by Judge Lucy H. Koh on 1/23/13. (Attachments: # 1 Certificate/Proof of Service)(mpb, COURT STAFF) (Filed on 1/23/2013) (Entered: 01/24/2013)
	Request

52	Filed: 1/23/2013, Entered: None
	AMENDED COMPLAINT against All Defendants. Filed bySecurities And Exchange Commission. (O'Callaghan, Sheila) (Filed on 1/23/2013) (Entered: 01/23/2013)
	Request

51	Filed: 1/22/2013, Entered: None
	Order by Hon. Lucy H. Koh granting 45 Motion to Amend/Correct ; Christopher A. Luck and Keith E. Rode are required to E-FILE any response to the amended document within 14 days of this Order.(lhklc3, COURT STAFF) (Filed on 1/22/2013) (Entered: 01/22/2013)
	Request

50	Filed: 1/22/2013, Entered: None
	NOTICE by US Attorney's Office Notice of Related Cases (Schenk, Jeffrey) (Filed on 1/22/2013) (Entered: 01/22/2013)
	Request

49	Filed: 1/16/2013, Entered: None
	NOTICE of Non-Receipt of Opposition to 45 MOTION for Leave to Amend Complaint by Securities And Exchange Commission (O'Callaghan, Sheila) (Filed on 1/16/2013) Modified on 1/17/2013 (dhmS, COURT STAFF). (Entered: 01/16/2013)
	Request

48	Filed: 1/15/2013, Entered: None
	NOTICE of Appearance GLR Advisors, LLC, GLR Capital Management, LLC, GLR Growth Fund, L.P. (Geringer, John) (Filed on 1/15/2013) (Entered: 01/15/2013)
	Request

47	Filed: 12/26/2012, Entered: None
	CERTIFICATE OF SERVICE by Securities And Exchange Commission re 44 Notice of Voluntary Dismissal, 46 Proposed Order, 45 MOTION to Amend/Correct Securities and Exchange Commission's Motion for Leave to Amend Complaint; Memorandum in Support; Proposed Amended Complaint (Durham, Robert) (Filed on 12/26/2012) (Entered: 12/26/2012)
	Request

46	Filed: 12/21/2012, Entered: None
	Proposed Order re 45 MOTION to Amend/Correct Securities and Exchange Commission's Motion for Leave to Amend Complaint; Memorandum in Support; Proposed Amended Complaint by Securities And Exchange Commission. (Durham, Robert) (Filed on 12/21/2012) (Entered: 12/21/2012)
	Request

45	Filed: 12/21/2012, Entered: None
	MOTION to Amend/Correct Securities and Exchange Commission's Motion for Leave to Amend Complaint; Memorandum in Support; Proposed Amended Complaint filed by Securities And Exchange Commission. Motion Hearing set for 4/25/2013 01:30 PM before Hon. Lucy H. Koh. Responses due by 1/4/2013. Replies due by 1/11/2013. (Attachments: # 1 Appendix A, # 2 Appendix B)(Durham, Robert) (Filed on 12/21/2012) (Entered: 12/21/2012) Attachment 1 Appendix A Attachment 2 Appendix B
	Request

44	Filed: 12/21/2012, Entered: None
	NOTICE of Voluntary Dismissal Geringer, Luck & Rode LLC by Securities And Exchange Commission (Durham, Robert) (Filed on 12/21/2012) (Entered: 12/21/2012)
	Request

43	Filed: 11/7/2012, Entered: None
	Minute Entry and Case Management Conference: Initial Case Management Conference held on 11/7/2012 before Judge Lucy H. Koh (Date Filed: 11/7/2012). Further Case Management Conference set for 2/13/2013 02:00 PM in Courtroom 8, 4th Floor, San Jose. Final Pretrial Conference set for 12/12/2013 01:30 PM in Courtroom 8, 4th Floor, San Jose. Jury Selection set for 1/13/2014 09:00 AM in Courtroom 8, 4th Floor, San Jose before Hon. Lucy H. Koh. Jury Trial set for 1/13/2014 09:00 AM in Courtroom 8, 4th Floor, San Jose before Hon. Lucy H. Koh. (Court Reporter Irene Rodriguez.) (Attachments: # 1 certificate of service) (mpb, COURT STAFF) (Date Filed: 11/7/2012) (Entered: 11/08/2012) Attachment 1 certificate of service) (mpb, COURT STAFF) (Date Filed: 11/7/2012) (Entered: 11/08/2012
	Request

	Filed: 11/5/2012, Entered: None
	ADR Remark: ADR Phone Conference held by HAH on 11/5/12. (tjs, COURT STAFF) (Filed on 11/5/2012)
	Request

42	Filed: 10/31/2012, Entered: None
	JOINT CASE MANAGEMENT STATEMENT filed by Securities And Exchange Commission. (Durham, Robert) (Filed on 10/31/2012) (Entered: 10/31/2012)
	Request

41	Filed: 10/23/2012, Entered: None
	ADR Clerk Notice Setting ADR Phone Conference on 11/5/12 at 11:30 a.m. Pacific. Please note that you must be logged into an ECF account of counsel of record in order to view this document. (sgd, COURT STAFF) (Filed on 10/23/2012) (Entered: 10/23/2012)
	Request

40	Filed: 10/19/2012, Entered: None
	ADR Certification (ADR L.R. 3-5 b) of discussion of ADR options (Durham, Robert) (Filed on 10/19/2012) (Entered: 10/19/2012)
	Request

39	Filed: 10/19/2012, Entered: None
	NOTICE of need for ADR Phone Conference (ADR L.R. 3-5 d) (Durham, Robert) (Filed on 10/19/2012) (Entered: 10/19/2012)
	Request

38	Filed: 10/1/2012, Entered: None
	ANSWER to Complaint byGLR Advisors, LLC, GLR Capital Management, LLC, GLR Growth Fund, L.P., John Arnold Geringer, Geringer, Luck & Rode, LLC. (Geringer, John) (Filed on 10/1/2012) (Entered: 10/01/2012)
	Request

37	Filed: 8/28/2012, Entered: None
	CERTIFICATE OF SERVICE by Securities And Exchange Commission re 36 Order on Stipulation (Durham, Robert) (Filed on 8/28/2012) (Entered: 08/28/2012)
	Request

36	Filed: 8/28/2012, Entered: None
	Order by Hon. Lucy H. Koh granting 34 Stipulation to Modify Asset Freeze.(lhklc3, COURT STAFF) (Filed on 8/28/2012) (Entered: 08/28/2012)
	Request

35	Filed: 8/27/2012, Entered: None
	CERTIFICATE OF SERVICE by Securities And Exchange Commission re 34 STIPULATION WITH PROPOSED ORDER To Modify Asset Freeze To Deposit Funds In Account (Durham, Robert) (Filed on 8/27/2012) (Entered: 08/27/2012)
	Request

34	Filed: 8/27/2012, Entered: None
	STIPULATION WITH PROPOSED ORDER To Modify Asset Freeze To Deposit Funds In Account filed by Securities And Exchange Commission. (Durham, Robert) (Filed on 8/27/2012) (Entered: 08/27/2012)
	Request

33	Filed: 8/8/2012, Entered: None
	CERTIFICATE OF SERVICE by Securities And Exchange Commission re Set/Reset Hearings (Durham, Robert) (Filed on 8/8/2012) (Entered: 08/08/2012)
	Request

	Filed: 8/6/2012, Entered: None
	Set/Reset Hearing re 32 Order on Stipulation Case Management Conference set for 11/7/2012 02:00 PM in Courtroom 8, 4th Floor, San Jose. (mpb, COURT STAFF) (Filed on 8/6/2012)
	Request

32	Filed: 8/6/2012, Entered: None
	Order by Hon. Lucy H. Koh granting 29 Stipulation to Continue Case Management Conference and Extend Time to Answer Complaint. (Attachments: # 1 Certificate/Proof of Service)(lhklc3S, COURT STAFF) (Filed on 8/6/2012) (Entered: 08/06/2012)
	Request

31	Filed: 8/6/2012, Entered: None
	Order by Hon. Lucy H. Koh granting 26 Motion for Permission for Electronic Case Filing as to John A. Geringer. (Attachments: # 1 Certificate/Proof of Service)(lhklc3S, COURT STAFF) (Filed on 8/6/2012) Modified text on 9/24/2013 (ecg, COURT STAFF). (Entered: 08/06/2012)
	Request

30	Filed: 8/2/2012, Entered: None
	CERTIFICATE OF SERVICE by Securities And Exchange Commission re 29 STIPULATION WITH PROPOSED ORDER to Continue Case Management Conference and Extend Time to Answer (Durham, Robert) (Filed on 8/2/2012) (Entered: 08/02/2012)
	Request

29	Filed: 8/2/2012, Entered: None
	STIPULATION WITH PROPOSED ORDER to Continue Case Management Conference and Extend Time to Answer filed by Securities And Exchange Commission. (Durham, Robert) (Filed on 8/2/2012) (Entered: 08/02/2012)
	Request

28	Filed: 7/31/2012, Entered: None
	CERTIFICATE OF SERVICE by Securities And Exchange Commission re 27 Opposition/Response to Motion (Durham, Robert) (Filed on 7/31/2012) (Entered: 07/31/2012)
	Request

27	Filed: 7/26/2012, Entered: None
	STATEMENT OF NONOPPOSITION to ( 26 MOTION for Permission for Electronic Case Filing ) filed by Securities And Exchange Commission. (Durham, Robert) (Filed on 7/26/2012) Modified text on 7/27/2012 (dhm, COURT STAFF). (Entered: 07/26/2012)
	Request

26	Filed: 7/18/2012, Entered: None
	MOTION for Permission for Electronic Case Filing filed by John A Geringer. Responses due by 8/1/2012. Replies due by 8/8/2012. (dhm, COURT STAFF) (Filed on 7/18/2012) (Entered: 07/20/2012)
	Request

25	Filed: 6/25/2012, Entered: None
	CERTIFICATE OF SERVICE by Securities And Exchange Commission re 18 Stipulation, 24 Stipulation (Durham, Robert) (Filed on 6/25/2012) (Entered: 06/25/2012)
	Request

24	Filed: 6/25/2012, Entered: None
	STIPULATION TO EXTEND TIME TO ANSWER COMPLAINT AS TO DEFENDANT GLR CAPITAL MANAGEMENT, LLC AND RELIEF DEFENDANT GLR GROWTH FUND, L.P. filed by Securities And Exchange Commission. (Durham, Robert) (Filed on 6/25/2012) (Entered: 06/25/2012)
	Request

23	Filed: 6/21/2012, Entered: None
	CERTIFICATE OF SERVICE by Securities And Exchange Commission (Durham, Robert) (Filed on 6/21/2012) (Entered: 06/21/2012)
	Request

22	Filed: 6/21/2012, Entered: None
	CLERKS NOTICE SETTING CASE MANAGEMENT FOLLOWING REASSIGNMENT Case Management Statement due by 8/29/2012. Case Management Conference set for 9/5/2012 02:00 PM in Courtroom 8, 4th Floor, San Jose. (mpb, COURT STAFF) (Filed on 6/21/2012) (Entered: 06/21/2012)
	Request

21	Filed: 6/15/2012, Entered: None
	CERTIFICATE OF SERVICE re 15 Order Granting Preliminary Injunction and Ancillary Relief by Securities And Exchange Commission (Durham, Robert) (Filed on 6/15/2012) Modified on 6/18/2012 linking entry to document #15 (dhm, COURT STAFF). (Entered: 06/15/2012)
	Request

20	Filed: 6/15/2012, Entered: None
	CERTIFICATE OF SERVICE re 15 Order Granting Preliminary Injunction and Ancillary Relief by Securities And Exchange Commission (Durham, Robert) (Filed on 6/15/2012) Modified on 6/18/2012 linking entry to document #15 (dhm, COURT STAFF). (Entered: 06/15/2012)
	Request

19	Filed: 6/15/2012, Entered: None
	CERTIFICATE OF SERVICE re 18 Stipulation to Extend Time to Answer by Securities And Exchange Commission (Durham, Robert) (Filed on 6/15/2012) Modified on 6/18/2012 linking entry to document #18 (dhm, COURT STAFF). (Entered: 06/15/2012)
	Request

18	Filed: 6/12/2012, Entered: None
	STIPULATION TO EXTEND TIME TO ANSWER COMPLAINT AS TO DEFENDANTS JOHN A. GERINGER AND GLR ADVISORS, LLC filed by Securities And Exchange Commission. (Durham, Robert) (Filed on 6/12/2012) (Entered: 06/12/2012)
	Request

17	Filed: 6/12/2012, Entered: None
	CERTIFICATE OF SERVICE re 15 Order by Securities And Exchange Commission (Durham, Robert) (Filed on 6/12/2012) Modified on 6/13/2012 linking entry to document #15 (dhm, COURT STAFF). (Entered: 06/12/2012)
	Request

16	Filed: 6/12/2012, Entered: None
	CERTIFICATE OF SERVICE by Securities And Exchange Commission (Attachments: # 1 Certificate/Proof of Service)(Durham, Robert) (Filed on 6/12/2012) (Entered: 06/12/2012)
	Request

15	Filed: 6/12/2012, Entered: None
	Order by Hon. Lucy H. Koh granting 8 Motion for Preliminary Injunction and Ancillary Relief.(lhklc3, COURT STAFF) (Filed on 6/12/2012) (Main Document 15 replaced on 7/9/2012) (ewn, COURT STAFF). (Entered: 06/12/2012)
	Request

14	Filed: 6/1/2012, Entered: None
	CERTIFICATE OF SERVICE by Securities And Exchange Commission re 13 Order Reassigning Case, Case Assigned/Reassigned (Durham, Robert) (Filed on 6/1/2012) (Entered: 06/01/2012)
	Request

13	Filed: 6/1/2012, Entered: None
	ORDER REASSIGNING CASE. Case reassigned to Judge Lucy H. Koh for all further proceedings and Magistrate Judge Howard R. Lloyd for all discovery matters. Signed by The Executive Committee on 6/1/2012. (tsh, COURT STAFF) (Filed on 6/1/2012) (Entered: 06/01/2012)
	Request

12	Filed: 5/31/2012, Entered: None
	CERTIFICATE OF SERVICE re 8 MOTION for Preliminary Injunction, 9 Consent/Declination to Proceed Before a US Magistrate Judge by Securities And Exchange Commission (Durham, Robert) (Filed on 5/31/2012) Modified on 6/1/2012 (bwS, COURT STAFF). (Entered: 05/31/2012)
	Request

11	Filed: 5/31/2012, Entered: None
	CERTIFICATE OF SERVICE re 10 Clerk's Notice of Impending Reassignment by Securities And Exchange Commission (Durham, Robert) (Filed on 5/31/2012) Modified on 6/1/2012 (bwS, COURT STAFF). (Entered: 05/31/2012)
	Request

10	Filed: 5/31/2012, Entered: None
	CLERK'S NOTICE of Impending Reassignment to U.S. District Judge (pmc, COURT STAFF) (Filed on 5/31/2012) (Entered: 05/31/2012)
	Request

9	Filed: 5/25/2012, Entered: None
	CONSENT/DECLINATION to Proceed Before a US Magistrate Judge by Securities And Exchange Commission. (bw, COURT STAFF) (Filed on 5/25/2012) (Entered: 05/29/2012)
	Request

8	Filed: 5/25/2012, Entered: None
	Motion for Entry of Order Granting Preliminary Injunction and Ancillary Relief filed by Securities And Exchange Commission. Responses due by 6/8/2012. Replies due by 6/15/2012. (bw, COURT STAFF) (Filed on 5/25/2012) (Entered: 05/29/2012)
	Request

	Filed: 5/24/2012, Entered: None
	CASE DESIGNATED for Electronic Filing. (bw, COURT STAFF) (Filed on 5/24/2012)
	Request

7	Filed: 5/24/2012, Entered: None
	ADR SCHEDULING ORDER: Case Management Statement due by 7/24/2012. Case Management Conference set for 7/31/2012 01:30 PM in Courtroom 2, 5th Floor, San Jose. (bw, COURT STAFF) (Filed on 5/24/2012) (Entered: 05/29/2012)
	Request

6	Filed: 5/24/2012, Entered: None
	Summons Issued as to John A Geringer. (bw, COURT STAFF) (Filed on 5/24/2012) (Entered: 05/29/2012)
	Request

5	Filed: 5/24/2012, Entered: None
	Summons Issued as to Geringer, Luck & Rode, LLC. (bw, COURT STAFF) (Filed on 5/24/2012) (Entered: 05/29/2012)
	Request

4	Filed: 5/24/2012, Entered: None
	Summons Issued as to GLR Advisors, LLC. (bw, COURT STAFF) (Filed on 5/24/2012) (Entered: 05/29/2012)
	Request

3	Filed: 5/24/2012, Entered: None
	Summons Issued as to GLR Capital Management, LLC. (bw, COURT STAFF) (Filed on 5/24/2012) (Entered: 05/29/2012)
	Request

2	Filed: 5/24/2012, Entered: None
	Summons Issued as to GLR Growth Fund, L.P. (bw, COURT STAFF) (Filed on 5/24/2012) (Entered: 05/29/2012)
	Request

1	Filed: 5/24/2012, Entered: None
	COMPLAINT (Summons Issued); fee waived) against All Defendants. Filed by Securities And Exchange Commission. (Attachments: # 1 Civil Cover Sheet) (bw, COURT STAFF) (Filed on 5/24/2012) Modified on 5/30/2012 (bwS, COURT STAFF). (Entered: 05/29/2012)
	Request

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