Name: SECURITIES AND EXCHANGE COMMISSION v. RPM INTERNATIONAL, INC. et al :: District Of Columbia District Court :: Federal Civil Lawsuit No. 1:16-cv-01803, Judge Amy Berman Jackson presiding
Creator: District Of Columbia District Court
Published: 2016-09-09
License: https://creativecommons.org/publicdomain/mark/1.0/
Keywords: court documents, legal case, docket, PACER, District Of Columbia District Court

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111	Filed: 12/22/2020, Entered: 12/22/2020
	FINAL JUDGMENT as to Defendants RPM International, Inc. and E0D1488. Signed by Judge Amy Berman Jackson on 12/22/2020. (jth)
	Request

110	Filed: 12/21/2020, Entered: 12/21/2020
	Unopposed MOTION for Entry of Final Judgment by SECURITIES AND EXCHANGE COMMISSION (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Text of Proposed Order Final Judgment)(Halloran, Timothy)
	Request

	Filed: 11/25/2020, Entered: 11/25/2020
	MINUTE ORDER. The parties' Joint Motion to Stay Summary Judgment Briefing 109 is GRANTED. The briefing schedule set forth in the Court's September 29, 2020 Minute Order is stayed. The parties must submit a joint status report or consents and proposed judgments by January 4, 2021. SO ORDERED. Signed by Judge Amy Berman Jackson on 11/25/2020. (lcabj1) Modified on 11/25/2020 to reflect that the correct year due date for the joint status report is "2021" not "2020" (jth).


109	Filed: 11/25/2020, Entered: 11/25/2020
	Joint MOTION to Stay Summary Judgment Briefing Schedule by SECURITIES AND EXCHANGE COMMISSION (Attachments: # 1 Text of Proposed Order)(Bruckmann, Christopher)
	Request

108	Filed: 10/29/2020, Entered: 11/2/2020
	SEALED DOCUMENT re 103 MOTION for Summary Judgment filed by RPM INTERNATIONAL, INC. (This document is SEALED and only available to authorized persons.) (See Docket Entry 104 to view exhibits (Attachments: # 1 Statement of Facts) (zjf)


107	Filed: 10/29/2020, Entered: 11/2/2020
	SEALED Memorandum in Support re 105 MOTION for Summary Judgment /Redacted filed by E0D1488. (This document is SEALED and only available to authorized persons.)(zjf)


	Filed: 10/29/2020, Entered: 10/29/2020
	MINUTE ORDER. 104 Sealed Motion for Leave to File Motion Under Seal is granted. The Clerk of Court is directed to file under seal the [104-1] unredacted versions of RPM's Memorandum of Point and Authorities in Support of its Motion for Summary Judgment on All Claims, dated October 27, 2020; [104-2] RPM's and E0D1488 Joint Statement of Material Facts as to Which There Is No Dispute, dated October 27, 2020; and [104-3] and [104-4] Exhibits 34, 39-40, 44, 54, 56, 58-59, 61, 69-74, 77, 80, 82-83, 84, 91, 107-110, 113-114, 116, 126, 136-137, and 144 to the Declaration of Mitchell G. Blair, dated October 27, 2020, in support of RPM's Memorandum. The redacted versions of these documents may be filed on the public docket. SO ORDERED. Signed by Judge Amy Berman Jackson on 10/29/2020. (lcabj1) Modified on 10/31/2020 (zjth).


	Filed: 10/29/2020, Entered: 10/29/2020
	MINUTE ORDER. 106 E0D1488 Motion for Leave to File Documents Under Seal is granted. The Clerk of Court is directed to file under seal [106-1] the unredacted versions of E0D1488 Memorandum of Points and Authorities in Support of its Motion for Summary Judgment on All Claims. The redacted versions of E0D1488 Memorandum may be filed on the public docket. SO ORDERED. Signed by Judge Amy Berman Jackson on 10/29/2020. (lcabj1) Modified on 10/31/2020 (zjth).


106	Filed: 10/27/2020, Entered: 10/27/2020
	SEALED MOTION FOR LEAVE TO FILE DOCUMENT UNDER SEAL filed by E0D1488 (This document is SEALED and only available to authorized persons.) (Attachments: # 1 Memorandum in Support Memorandum of Points and Authorities in Support of Defendant E0D1488 Motion for Summary Judgment (Under Seal), # 2 Memorandum in Support Memorandum of Points and Authorities in Support of Defendant E0D1488 Motion for Summary Judgment (REDACTED), # 3 Text of Proposed Order, # 4 Certificate of Service)(Berke, Barry)


105	Filed: 10/27/2020, Entered: 10/27/2020
	MOTION for Summary Judgment /Redacted by E0D1488 (Attachments: # 1 Text of Proposed Order)(Berke, Barry)
	Request

104	Filed: 10/27/2020, Entered: 10/27/2020
	SEALED MOTION FOR LEAVE TO FILE DOCUMENT UNDER SEAL filed by RPM INTERNATIONAL, INC. (This document is SEALED and only available to authorized persons.) (Attachments: # 1 Memorandum in Support of Defendant RPM International Inc.'s Motion for Summary Judgment on All Claims (Unredacted), # 2 Statement of Facts as to Which There Is No Dispute (Unredacted), # 3 Exhibit 34, 39-40, 44, 54, 56, 58-59, 61, 69-74, 77, 80, 82-83 to Blair Declaration (Unredacted), # 4 Exhibit 84, 91, 107-110, 113-114, 116, 126, 136-137, 144 (Unredacted), # 5 Text of Proposed Order)(Nelles, Sharon)


103	Filed: 10/27/2020, Entered: 10/27/2020
	MOTION for Summary Judgment by RPM INTERNATIONAL, INC. (Attachments: # 1 Statement of Facts, # 2 Declaration of Mitchell G. Blair, # 3 Exhibit 1-22 to Blair Declaration, # 4 Exhibit 23-29 to Blair Declaration, # 5 Exhibit 30-33, 35-38 to Blair Declaration, # 6 Exhibit 41-50 to Blair Declaration, # 7 Exhibit 51-53, 55, 57, 60 to Blair Declaration, # 8 Exhibit 62-68, 75-76, 78-79, 81, 85-90, 92-97 to Blair Declaration, # 9 Exhibit 98-106, 111-112, 115, 117-125, 127-135, 138-143, 145 to Blair Declaration, # 10 Exhibit 146-156 to Blair Declaration, # 11 Text of Proposed Order)(Nelles, Sharon)
	Request

102	Filed: 10/16/2020, Entered: 10/16/2020
	NOTICE OF WITHDRAWAL OF APPEARANCE as to E0D1488. Attorney Joseph Alfonso Gonzalez terminated. (Onorato, Danny)
	Request

	Filed: 9/29/2020, Entered: 9/29/2020
	MINUTE ORDER granting 101 Motion for Briefing Schedule. Defendants' motions for summary judgment, if any, shall be due by October 27, 2020. Plaintiff's opposition and any cross-motion for summary judgment, to be supported by a single memorandum of points and authorities, shall be due by December 22, 2020. If defendants file separate motions for summary judgment, plaintiff may file a consolidated opposition and cross-motion memorandum of up to 70 pages. Defendants' replies and any cross-oppositions, to be supported by a single memorandum of points and authorities, must be filed by February 16, 2021. Plaintiff's cross-reply, if any, will be due by April 2, 2021. If defendants file separate cross-oppositions, plaintiff may file a consolidated cross-reply of up to 40 pages. SO ORDERED. Signed by Judge Amy Berman Jackson on 9/29/2020. (lcabj2)


101	Filed: 9/23/2020, Entered: 9/23/2020
	Joint MOTION for Briefing Schedule Re Summary Judgment by SECURITIES AND EXCHANGE COMMISSION (Attachments: # 1 Text of Proposed Order)(Halloran, Timothy)
	Request

	Filed: 7/14/2020, Entered: 7/14/2020
	MINUTE ORDER. Upon consideration of the parties' notice 100 , indicating no objection to the unsealing in full of the Court's 99 Order filed July 8, 2020, denying plaintiff's request that RPM be compelled to produce redacted versions of two documents, it is ORDERED that the Clerk of the Court shall unseal in its entirety the 99 Order. SO ORDERED. Signed by Judge Amy Berman Jackson on 7/14/2020. (lcabj2)


100	Filed: 7/10/2020, Entered: 7/10/2020
	NOTICE by SECURITIES AND EXCHANGE COMMISSION re 99 Sealed Order,, (Halloran, Timothy)
	Request

99	Filed: 7/8/2020, Entered: 7/8/2020
	UNSEALED PURSUANT TO MINUTE ORDER FILED ON 7/14/20.....SEALED ORDER. It is ORDERED that Plaintiff's Request that RPM be Compelled to Produce Redacted Versions of Two Documents (Dkt. #95 - Sealed) and (Dkt. #90-12 Redacted) is DENIED. (see the order for complete details). The parties must inform the Court by July 10, 2020 whether they agree that the Order can be unsealed in its entirety, or, if there are portions that should be redacted, to identify those portions and explain why they should remain sealed. SO ORDERED. (This document is SEALED and only available to authorized persons). Signed by Judge Amy Berman Jackson on 7/8/2020. (zjth) Modified to reflect that this order was unsealed pursuant to the minute order issued on 7/14/2020 (jth).
	Request

98	Filed: 6/23/2020, Entered: 6/23/2020
	REPLY re 95 SEALED MEMORANDUM IN SUPPORT re 71 MOTION to Compel Interview Memoranda filed by SECURITIES AND EXCHANGE COMMISSION. (See Docket Entry 94 to view document) (zjf)


	Filed: 6/23/2020, Entered: 6/23/2020
	MINUTE ORDER granting 94 Motion for Leave to File Reply. The Clerk of the Court is directed to docket plaintiff's reply to the defendant's June 22, 2020 submission 94 . This matter is fully briefed. No further submissions will be necessary unless solicited by the Court. SO ORDERED. Signed by Judge Amy Berman Jackson on 6/23/2020. (lcabj2)


97	Filed: 6/22/2020, Entered: 6/23/2020
	RESPONSE re 95 SEALED MEMORANDUM IN SUPPORT re 71 MOTION to Compel Interview Memoranda filed by RPM INTERNATIONAL, INC. (zjf) (See Docket Entry 93 to view document)


96	Filed: 6/22/2020, Entered: 6/23/2020
	REDACTED DOCUMENT- to 95 SEALED MEMORANDUM IN SUPPORT re 71 MOTION to Compel Interview Memoranda by SECURITIES AND EXCHANGE COMMISSION. (zjf)
	Request

95	Filed: 6/22/2020, Entered: 6/23/2020
	SEALED MEMORANDUM IN SUPPORT re 71 MOTION to Compel Interview Memoranda filed by SECURITIES AND EXCHANGE COMMISSION. (This document is SEALED and only available to authorized persons.) (Attachments: # 1 Exhibits)(zjf)


94	Filed: 6/22/2020, Entered: 6/22/2020
	MOTION for Leave to File (with RPM's Consent) Reply to RPM's June 22, 2020 Reply by SECURITIES AND EXCHANGE COMMISSION (Concannon, Sarah)
	Request

	Filed: 6/22/2020, Entered: 6/22/2020
	MINUTE ORDER granting 93 Motion for Leave to File Reply. The Clerk of the Court is directed to docket defendant's reply to the arguments raised in the SEC's June 19, 2020 submission 93 . SO ORDERED. Signed by Judge Amy Berman Jackson on 6/22/2020. (lcabj2)


93	Filed: 6/22/2020, Entered: 6/22/2020
	MOTION for Leave to File (with the SEC's Consent) Reply to Arguments Raised for the First Time in the SEC's June 19, 2020 Submission by RPM INTERNATIONAL, INC. (Nelles, Sharon)
	Request

	Filed: 6/22/2020, Entered: 6/22/2020
	MINUTE ORDER granting 90 Sealed Motion for Leave to File Documents Under Seal. The Clerk of the Court is directed to file under seal the unredacted memorandum in support of plaintiff's request to compel defendant to produce two documents [90-2] and the nine unredacted exhibits attached thereto [90-3, 90-4, 90-5, 90-6, 90-7, 90-8, 90-9, 90-10, 90-11]. The Clerk of the Court is further directed to file on the public docket the redacted version of the memorandum in support of plaintiff's request to compel defendant to produce two documents [90-12] and the nine redacted exhibits attached thereto [90-13, 90-14, 90-15, 90-16, 90-17, 90-18, 90-19, 90-20, 90-21]. SO ORDERED. Signed by Judge Amy Berman Jackson on 6/22/2020. (lcabj2)


	Filed: 6/21/2020, Entered: 6/21/2020
	NOTICE OF CORRECTED DOCKET ENTRY: Document No. re 91 Memorandum, was entered in error as a duplicate filing. (See Docket Entry [92 to view document)(zjf)


92	Filed: 6/19/2020, Entered: 6/19/2020
	MEMORANDUM re [90-12] by RPM INTERNATIONAL, INC.. (Attachments: # 1 Declaration of William H. Wagener, # 2 Exhibit A to Wagener Declaration, # 3 Exhibit B to Wagener Declaration, # 4 Exhibit C to Wagener Declaration, # 5 Exhibit D to Wagener Declaration)(Nelles, Sharon) Modified to add link on 6/22/2020 (znmw).
	Request

91	Filed: 6/19/2020, Entered: 6/19/2020
	ENTERED IN ERROR.....MEMORANDUM by RPM INTERNATIONAL, INC.. (Attachments: # 1 Declaration of William H. Wagener, # 2 Exhibit A to Wagener Declaration, # 3 Exhibit B to Wagener Declaration, # 4 Exhibit C to Wagener Declaration, # 5 Exhibit D to Wagener Declaration)(Nelles, Sharon) Modified on 6/21/2020 (zjf).
	Request

	Filed: 6/19/2020, Entered: 6/19/2020
	MINUTE ORDER granting 89 Motion for Leave of Jacob G. Singer to Appear Pro Hac Vice only upon condition that the lawyer admitted, or at least one member of the lawyer's firm, undergo CM/ECF training, obtain a CM/ECF username and password, and agree to file papers electronically. No court papers will be mailed to any lawyer. Counsel should register for e-filing via PACER and file a notice of appearance pursuant to LCvR 83.6(a). Click for instructions. Signed by Judge Amy Berman Jackson on 6/19/20. (DMK)


90	Filed: 6/19/2020, Entered: 6/19/2020
	SEALED MOTION FOR LEAVE TO FILE DOCUMENT UNDER SEAL filed by SECURITIES AND EXCHANGE COMMISSION (This document is SEALED and only available to authorized persons.) (Attachments: # 1 Text of Proposed Order, # 2 Exhibit A (Unredacted Brief), # 3 Exhibit 1 (Unredacted Basch), # 4 Exhibit 2 (Unredacted Hoogenboom), # 5 Exhibit 3 (Unredacted Lightfoot), # 6 Exhibit 4 (Unredacted McGraw), # 7 Exhibit 5 (Unredacted E0D1488), # 8 Exhibit 6 (Unredacted Rice), # 9 Exhibit 7 (Unredacted Tierney), # 10 Exhibit 8 (Unredacted Korach), # 11 Exhibit 9 (Unredacted Madsen), # 12 Exhibit B (Redacted Brief), # 13 Exhibit 1 (Redacted Basch), # 14 Exhibit 2 (Redacted Hoogenboom), # 15 Exhibit 3 (Redacted Lightfoot), # 16 Exhibit 4 (Redacted McGraw), # 17 Exhibit 5 (Redacted E0D1488), # 18 Exhibit 6 (Redacted Rice), # 19 Exhibit 7 (Redacted Tierney), # 20 Exhibit 8 (Redacted Korach), # 21 Exhibit 9 (Redacted Madsen))(Halloran, Timothy)


89	Filed: 6/18/2020, Entered: 6/18/2020
	MOTION for Leave to Appear Pro Hac Vice :Attorney Name- Jacob G. Singer, Filing fee $ 100, receipt number ADCDC-7244295. Fee Status: Fee Paid. by RPM INTERNATIONAL, INC. (Attachments: # 1 Declaration, # 2 Text of Proposed Order)(Wagener, William)
	Request

	Filed: 6/10/2020, Entered: 6/10/2020
	Minute Entry for proceedings held before Judge Amy Berman Jackson: Discovery Telephone Conference Call held on 6/10/2020. (NO COURT REPORTER). (jth)


	Filed: 6/10/2020, Entered: 6/10/2020
	MINUTE ORDER. After a teleconference with the parties on June 10, 2020, it is ORDERED that plaintiff may conduct limited discovery occasioned by the recent production of the Jones Day interview memoranda notwithstanding the fact that discovery in this case has already otherwise closed. Plaintiff may propound additional requests for admissions to defendants based upon new information found within the memoranda. With respect to the three disputed documents referred to in the memoranda, the parties may set out their respective positions concerning the applicability of the attorney client privilege and any other legal principles to the request that the documents be produced by June 19, 2020. The question of whether additional depositions will be permitted is not ripe at this time. SO ORDERED. Signed by Judge Amy Berman Jackson on 6/10/2020. (lcabj2)


	Filed: 6/2/2020, Entered: 6/2/2020
	MINUTE ORDER. The status report 88 does not comport with the directions set forth in the scheduling order in this case governing the resolution of discovery disputes. No further briefing on the dispute is appropriate at this time. If the parties are in agreement that they cannot resolve the dispute among themselves, counsel may contact chambers in accordance with the scheduling order. SO ORDERED. Signed by Judge Amy Berman Jackson on 6/2/2020. (lcabj2)


88	Filed: 6/1/2020, Entered: 6/1/2020
	Supplemental STATUS REPORT by SECURITIES AND EXCHANGE COMMISSION. (Halloran, Timothy)
	Request

87	Filed: 5/11/2020, Entered: 5/11/2020
	NOTICE of Appearance by Barry H. Berke on behalf of E0D1488 (Berke, Barry)
	Request

	Filed: 3/6/2020, Entered: 3/6/2020
	Set/Reset Deadlines: Defendants' production of the interview memoranda due by 3/19/2020. (tg)


86	Filed: 3/5/2020, Entered: 3/5/2020
	ORDER. Defendant's motions for certification for interlocutory appeal and a stay pending appellate review 83 are DENIED. Defendants must produce the interview memoranda by March 19, 2020, fourteen days from the date of this order. See Order for complete details. SO ORDERED. Signed by Judge Amy Berman Jackson on 3/5/2020. (lcabj2)
	Request

85	Filed: 3/3/2020, Entered: 3/3/2020
	Memorandum in opposition to re 83 MOTION for Certification for interlocatory appeal Under 28 U.S.C. 1292(b), and for Stay Pending Interlocutory Appeal or Petition for a Writ of Mandamus filed by SECURITIES AND EXCHANGE COMMISSION. (Attachments: # 1 Text of Proposed Order)(Halloran, Timothy)
	Request

84	Filed: 2/26/2020, Entered: 2/26/2020
	Joint STATUS REPORT by SECURITIES AND EXCHANGE COMMISSION. (Concannon, Sarah)
	Request

	Filed: 2/19/2020, Entered: 2/19/2020
	NOTICE OF ERROR re 83 Motion for Certification for interlocatory appeal; emailed to wagenerw@sullcrom.com, cc'd 19 associated attorneys -- The PDF file you docketed contained errors: 1. Invalid attorney signature, 2. DO NOT REFILE - Login/Password must match signature for all future filings (zjf, )


83	Filed: 2/18/2020, Entered: 2/18/2020
	MOTION for Certification for interlocatory appeal Under 28 U.S.C. 1292(b), and for Stay Pending Interlocutory Appeal or Petition for a Writ of Mandamus by RPM INTERNATIONAL, INC. (Attachments: # 1 Text of Proposed Order Proposed Order, # 2 Text of Proposed Order Alternative Proposed Order)(Wagener, William)
	Request

82	Filed: 2/14/2020, Entered: 2/14/2020
	TRANSCRIPT OF PROCEEDINGS before Judge Amy Berman Jackson held on February 12, 2020; Page Numbers: 1-19. Date of Issuance:February 14, 2020. Court Reporter: Janice Dickman, Telephone number: 202-354-3267, Transcripts may be ordered by submitting the Transcript Order FormFor the first 90 days after this filing date, the transcript may be viewed at the courthouse at a public terminal or purchased from the court reporter referenc ed above. After 90 days, the transcript may be accessed via PACER. Other transcript formats, (multi-page, condensed, CD or ASCII) may be purchased from the court reporter.NOTICE RE REDACTION OF TRANSCRIPTS: The parties have twenty-one days to file with the court and the court reporter any request to redact personal identifiers from this transcript. If no such requests are filed, the transcript will be made available to the public via PACER without redaction after 90 days. The policy, which includes the five personal identifiers specifically covered, is located on our website at www.dcd.uscourts.gov. Redaction Request due 3/6/2020. Redacted Transcript Deadline set for 3/16/2020. Release of Transcript Restriction set for 5/14/2020.(Dickman, Janice)
	Request

	Filed: 2/12/2020, Entered: 2/12/2020
	Minute Entry for Proceedings held before Judge Amy Berman Jackson: Status Conference held on 2/12/2020. For the reasons stated on the record in open Court, Plaintiff's (SEC) 71 Motion to Compel is GRANTED. The parties shall file a Joint Status Report and Proposed Schedule by 2/26/2020. (Court Reporter: Janice Dickman) (jth)


	Filed: 2/11/2020, Entered: 2/11/2020
	Set/Reset Hearing: A Status Conference in this case is scheduled for Wednesday, February 12, 2020, at 10:00 AM in Courtroom 3 before Judge Amy Berman Jackson. (jth)


81	Filed: 2/7/2020, Entered: 2/7/2020
	NOTICE OF WITHDRAWAL OF APPEARANCE as to SECURITIES AND EXCHANGE COMMISSION. Attorney Gregory R. Bockin terminated. (Bockin, Gregory)
	Request

80	Filed: 2/7/2020, Entered: 2/7/2020
	NOTICE of Appearance by Christopher Mark Bruckmann on behalf of SECURITIES AND EXCHANGE COMMISSION (Bruckmann, Christopher)
	Request

79	Filed: 12/10/2019, Entered: 12/10/2019
	NOTICE of Appearance by Sarah Heaton Concannon on behalf of SECURITIES AND EXCHANGE COMMISSION (Concannon, Sarah)
	Request

	Filed: 10/8/2019, Entered: 10/8/2019
	Set/Reset Deadlines: Defendant's delivery by 10/15/2019, for in camera inspection, the unredacted nineteen interview memoranda at issue. (tg)


	Filed: 10/8/2019, Entered: 10/8/2019
	MINUTE ORDER. In order to assist the Court in making its decision regarding the pending motion to compel 71 , defendant is directed to deliver to chambers for in camera inspection, on or before October 15, 2019, the unredacted nineteen interview memoranda at issue. SO ORDERED. Signed by Judge Amy Berman Jackson on 10/8/2019. (lcabj2)


78	Filed: 9/13/2019, Entered: 9/13/2019
	NOTICE OF WITHDRAWAL OF APPEARANCE as to RPM INTERNATIONAL, INC.. Attorney Kerry Anne Tirrell terminated. (Tirrell, Kerry)
	Request

77	Filed: 7/31/2019, Entered: 7/31/2019
	REPLY to opposition to motion re 71 MOTION to Compel Interview Memoranda filed by SECURITIES AND EXCHANGE COMMISSION. (Halloran, Timothy)
	Request

75	Filed: 7/24/2019, Entered: 7/24/2019
	REDACTED DOCUMENT- Redacted Exhibits to 73 Memorandum in Opposition,,,, by RPM INTERNATIONAL, INC.. (Nelles, Sharon)
	Request

76	Filed: 7/23/2019, Entered: 7/25/2019
	SEALED DOCUMENT (Exhibits H and I) filed by RPM INTERNATIONAL, INC. re 73 Memorandum in Opposition filed by RPM INTERNATIONAL, INC. (This document is SEALED and only available to authorized persons.) (Attachments: # 1 Exhibit I)(znmw)


	Filed: 7/23/2019, Entered: 7/23/2019
	MINUTE ORDER granting 74 Sealed Motion for Leave to File Documents Under Seal. The Clerk of Court is directed to file UNDER SEAL the unredacted versions of Exhibit H [74-2] and Exhibit I [74-4] to the Declaration of William H. Wagener [73-1]. The redacted versions of Exhibit H [74-1] and Exhibit I [74-3] may be filed on the public docket. SO ORDERED. Signed by Judge Amy Berman Jackson on 7/23/2019. (lcabj2)


74	Filed: 7/22/2019, Entered: 7/22/2019
	SEALED MOTION FOR LEAVE TO FILE DOCUMENT UNDER SEAL filed by RPM INTERNATIONAL, INC. (This document is SEALED and only available to authorized persons.) (Attachments: # 1 Exhibit H to Wagener Declaration (Redacted), # 2 Exhibit H to Wagener Declaration (Unredacted), # 3 Exhibit I to Wagener Declaration (Redacted), # 4 Exhibit I to Wagener Declaration (Unredacted))(Nelles, Sharon)


73	Filed: 7/22/2019, Entered: 7/22/2019
	Memorandum in opposition to re 71 MOTION to Compel Interview Memoranda filed by RPM INTERNATIONAL, INC.. (Attachments: # 1 Declaration of William H. Wagener, # 2 Exhibit A to Wagener Declaration, # 3 Exhibit B to Wagener Declaration, # 4 Exhibit C to Wagener Declaration, # 5 Exhibit D to Wagener Declaration, # 6 Exhibit E to Wagener Declaration, # 7 Exhibit F to Wagener Declaration, # 8 Exhibit G to Wagener Declaration, # 9 Exhibit J to Wagener Declaration, # 10 Exhibit K to Wagener Declaration, # 11 Exhibit L to Wagener Declaration, # 12 Exhibit M to Wagener Declaration, # 13 Exhibit N to Wagener Declaration, # 14 Exhibit O to Wagener Declaration, # 15 Exhibit P to Wagener Declaration, # 16 Exhibit Q to Wagener Declaration, # 17 Exhibit R to Wagener Declaration, # 18 Exhibit S to Wagener Declaration, # 19 Exhibit T to Wagener Declaration, # 20 Exhibit U to Wagener Declaration, # 21 Text of Proposed Order, # 22 Declaration of Stephen G. Sozio)(Nelles, Sharon)
	Request

	Filed: 7/18/2019, Entered: 7/18/2019
	MINUTE ORDER granting 72 Motion to Modify. The SEC's reply in support of its motion to compel 71 must be filed by July 31, 2019. SO ORDERED. Signed by Judge Amy Berman Jackson on 7/18/2019. (lcabj2)


72	Filed: 7/18/2019, Entered: 7/18/2019
	Unopposed MOTION to Modify Briefing Schedule by SECURITIES AND EXCHANGE COMMISSION (Attachments: # 1 Text of Proposed Order)(Halloran, Timothy)
	Request

71	Filed: 7/3/2019, Entered: 7/3/2019
	MOTION to Compel Interview Memoranda by SECURITIES AND EXCHANGE COMMISSION (Attachments: # 1 Memorandum in Support, # 2 Declaration, # 3 Exhibit 1, # 4 Exhibit 2, # 5 Exhibit 3, # 6 Exhibit 4, # 7 Exhibit 5, # 8 Exhibit 6, # 9 Exhibit 7, # 10 Exhibit 8, # 11 Exhibit 9, # 12 Exhibit 10, # 13 Text of Proposed Order)(Halloran, Timothy)
	Request

	Filed: 7/2/2019, Entered: 7/2/2019
	Minute Entry for proceedings held before Judge Amy Berman Jackson: Discovery Telephonic Conference held on 7/2/2019. (tg)


	Filed: 7/2/2019, Entered: 7/2/2019
	MINUTE ORDER. As discussed during the telephonic discovery conference held on this date, the SEC must file its motion to compel by July 3, 2019. Defendant's response is due July 22, 2019, and the SEC's reply is due July 29, 2019. The summary judgment briefing schedule and status conference scheduled for July 11, 2019 are hereby VACATED. The Court will reset the status conference when it rules on the motion to compel. SO ORDERED. Signed by Judge Amy Berman Jackson on 07/02/2019. (lcabj3)


	Filed: 6/5/2019, Entered: 6/5/2019
	Set/Reset Hearings: Post-Discovery Status Conference RESCHEDULED for 7/11/2019, at 10:00 AM in Courtroom 3 before Judge Amy Berman Jackson. (tg)


	Filed: 6/5/2019, Entered: 6/5/2019
	MINUTE ORDER granting 70 Motion to Continue. The post-discovery status conference currently scheduled for June 10, 2019 is hereby VACATED and rescheduled for July 11, 2019 at 10:00 AM in Courtroom 3 before Judge Amy Berman Jackson. SO ORDERED. Signed by Judge Amy Berman Jackson on 6/5/2019. (lcabj2)


70	Filed: 6/4/2019, Entered: 6/4/2019
	Consent MOTION to Continue the June 10, 2019 Status Conference by E0D1488 (Gonzalez, Joseph)
	Request

69	Filed: 6/3/2019, Entered: 6/3/2019
	TRANSCRIPT OF PROCEEDINGS before Judge Amy Berman Jackson held on May 16, 2019; Page Numbers: 1-21. Date of Issuance:June 3, 2019. Court Reporter: Janice Dickman, Telephone number: 202-354-3267, Transcripts may be ordered by submitting the Transcript Order FormFor the first 90 days after this filing date, the transcript may be viewed at the courthouse at a public terminal or purchased from the court reporter referenced above. After 90 days, the transcript may be accessed via PACER. Other transcript formats, (multi-page, condensed, CD or ASCII) may be purchased from the court reporter.NOTICE RE REDACTION OF TRANSCRIPTS: The parties have twenty-one days to file with the court and the court reporter any request to redact personal identifiers from this transcript. If no such requests are filed, the transcript will be made available to the public via PACER without redaction after 90 days. The policy, which includes the five personal identifiers specifically covered, is located on our website at www.dcd.uscourts.gov. Redaction Request due 6/24/2019. Redacted Transcript Deadline set for 7/4/2019. Release of Transcript Restriction set for 9/1/2019.(Dickman, Janice)
	Request

	Filed: 5/16/2019, Entered: 5/16/2019
	Minute Entry for proceedings held before Judge Amy Berman Jackson: Discovery Telephone Conference Call held on 5/16/2019. (Court Reporter: Janice Dickman) (jth)


68	Filed: 5/15/2019, Entered: 5/15/2019
	NOTICE to Withdraw as Attorney by SECURITIES AND EXCHANGE COMMISSION (Petalas, Ann) Modified on 5/16/2019 to correct docket event/text (jf).
	Request

	Filed: 5/9/2019, Entered: 5/9/2019
	MINUTE ORDER. A Discovery Telephone Conference in this case is set for Thursday, May 16, 2019, at 10:00 AM in Courtroom 3 before Judge Amy Berman Jackson. Counsel for the parties will be notified by the Court's Deputy Clerk via separate email of the dial in telephone number and pass code to allow them to participate on the call. SO ORDERED. By Judge Amy Berman Jackson on 5/9/2019. (jth)


67	Filed: 4/19/2019, Entered: 4/19/2019
	NOTICE OF SUBSTITUTION OF COUNSEL by Shermineh C. Jones on behalf of E0D1488 Substituting for attorney Shermineh C. Jones (Jones, Shermineh)
	Request

	Filed: 4/4/2019, Entered: 4/4/2019
	MINUTE ORDER granting 66 Motion for Extension of Time to Complete Discovery. The parties have until June 3, 2019 to complete the deposition of defendant RPM's Chief Executive Officer. SO ORDERED. Signed by Judge Amy Berman Jackson on 4/4/2019. (lcabj2)


66	Filed: 4/2/2019, Entered: 4/2/2019
	Unopposed MOTION for Extension of Time to Complete Discovery by RPM INTERNATIONAL, INC. (Attachments: # 1 Text of Proposed Order)(Wagener, William)
	Request

	Filed: 3/28/2019, Entered: 3/28/2019
	Set/Reset Deadlines: The parties have until 5/31/2019 to complete the deposition of defendant RPM's Chief Executive Officer. The post-discovery status conference currently scheduled for 5/17/2019 is hereby VACATED and rescheduled for 6/10/2019 at 10:00 AM in Courtroom 3. (jth)


	Filed: 3/27/2019, Entered: 3/27/2019
	MINUTE ORDER granting 65 Motion for Extension of Time. While all other discovery must be completed by May 10, 2019, the parties have until May 31, 2019 to complete the deposition of defendant RPM's Chief Executive Officer. The post-discovery status conference currently scheduled for May 17, 2019 is hereby VACATED and rescheduled for June 10, 2019 at 10:00 AM in Courtroom 3 before Judge Amy Berman Jackson. SO ORDERED. Signed by Judge Amy Berman Jackson on 3/27/2019. (lcabj2)


65	Filed: 3/26/2019, Entered: 3/26/2019
	Unopposed MOTION for Extension of Time to Complete Discovery by RPM INTERNATIONAL, INC. (Attachments: # 1 Text of Proposed Order)(Wagener, William)
	Request

64	Filed: 3/14/2019, Entered: 3/14/2019
	NOTICE OF WITHDRAWAL OF COUNSEL by E0D1488 (Onorato, Danny)
	Request

63	Filed: 3/5/2019, Entered: 3/5/2019
	RESPONSE re 59 Memorandum, filed by SECURITIES AND EXCHANGE COMMISSION. (Attachments: # 1 Declaration Halloran, # 2 Exhibit A, # 3 Exhibit B, # 4 Exhibit C, # 5 Exhibit D, # 6 Exhibit E)(Halloran, Timothy)
	Request

61	Filed: 2/28/2019, Entered: 2/28/2019
	NOTICE of Filing of REDACTED Exhibit A to the Declaration of William H. Wagener pursuant to Court Order entered February 27, 2019 by RPM INTERNATIONAL, INC. re 59 Memorandum, (Wagener, William)
	Request

62	Filed: 2/27/2019, Entered: 2/28/2019
	SEALED DOCUMENT (Exhibit A to Wagener Declaration) filed by RPM INTERNATIONAL, INC.. (This document is SEALED and only available to authorized persons.)(ztd)


	Filed: 2/27/2019, Entered: 2/27/2019
	MINUTE ORDER granting 60 Motion for Leave to File Under Seal. The Clerk of Court is directed to file UNDER SEAL the unredacted version of Exhibit A [60-2] to the Declaration of William H. Wagener [59-1]. The redacted version of Exhibit A [60-1] may be filed on the public docket. SO ORDERED. Signed by Judge Amy Berman Jackson on 2/27/2019. (lcabj2)


60	Filed: 2/26/2019, Entered: 2/26/2019
	SEALED MOTION FOR LEAVE TO FILE DOCUMENT UNDER SEAL filed by RPM INTERNATIONAL, INC. (This document is SEALED and only available to authorized persons.) (Attachments: # 1 Exhibit A to Wagener Declaration (Redacted), # 2 Exhibit A to Wagener Declaration (Unredacted))(Wagener, William)


59	Filed: 2/26/2019, Entered: 2/26/2019
	MEMORANDUM by RPM INTERNATIONAL, INC.. (Attachments: # 1 Declaration of William H. Wagener, # 2 Exhibit B to Wagener Declaration, # 3 Exhibit C to Wagener Declaration, # 4 Exhibit D to Wagener Declaration, # 5 Exhibit E to Wagener Declaration, # 6 Exhibit F to Wagener Declaration, # 7 Exhibit G to Wagener Declaration, # 8 Exhibit H to Wagener Declaration)(Wagener, William)
	Request

	Filed: 2/19/2019, Entered: 2/19/2019
	MINUTE ORDER. With respect to the discovery dispute related to the SEC's Request for Production of Documents #33, Defendant RPM must file its submission concerning its custody and control of the requested interview memoranda by February 26, 2019. Plaintiff must file its response by March 5, 2019. SO ORDERED. Signed by Judge Amy Berman Jackson on 2/19/2019. (lcabj2)


	Filed: 2/19/2019, Entered: 2/19/2019
	Minute Entry for proceedings held before Judge Amy Berman Jackson: Discovery Telephone Conference held on 2/19/2019. (NO COURT REPORTER) (jth)


	Filed: 1/30/2019, Entered: 1/30/2019
	MINUTE ORDER granting 58 Motion to Modify Scheduling Order. The Court's January 16, 2019 minute order granting a stay in this case is hereby lifted. It is ORDERED that discovery must be completed by May 10, 2019. The status conference scheduled for February 13, 2019 is hereby VACATED and rescheduled for May 17, 2019 at 10:00 AM in Courtroom 3 before Judge Amy Berman Jackson. Defendants' motion for summary judgment must be filed by July 19, 2019. Plaintiff's opposition and any cross-motion for summary judgment must be filed by September 13, 2019. Defendants' reply and any cross-opposition must be filed by October 11, 2019. Plaintiff's cross-reply, if necessary, must be filed by November 8, 2019. The Court notes that because the proposed schedule is expansive in comparison to the local rules and even this Court's more relaxed regular practice, there will have to be extraordinary circumstances to support a request for an extension. SO ORDERED. Signed by Judge Amy Berman Jackson on 1/30/2019. (lcabj2)


58	Filed: 1/29/2019, Entered: 1/29/2019
	Unopposed MOTION to Modify Scheduling Order by SECURITIES AND EXCHANGE COMMISSION (Attachments: # 1 Text of Proposed Order)(Halloran, Timothy)
	Request

	Filed: 1/16/2019, Entered: 1/16/2019
	MINUTE ORDER granting 57 Motion to Stay. Plaintiff must notify the Court within two business days of the resumption of government operations and propose a revised schedule for the completion of discovery. SO ORDERED. Signed by Judge Amy Berman Jackson on 1/16/2019. (lcabj2)


57	Filed: 1/15/2019, Entered: 1/15/2019
	Unopposed MOTION to Stay by SECURITIES AND EXCHANGE COMMISSION (Attachments: # 1 Text of Proposed Order)(Halloran, Timothy)
	Request

	Filed: 10/4/2018, Entered: 10/4/2018
	MINUTE ORDER granting 56 Motion for Leave of Stephen Ehrenberg to Appear Pro Hac Vice only upon condition that the lawyers admitted, or at least one member of the lawyers' firm, undergo CM/ECF training, obtain a CM/ECF username and password, and agree to file papers electronically. Signed by Judge Amy Berman Jackson on 10/4/18. (DMK)


56	Filed: 10/3/2018, Entered: 10/3/2018
	MOTION for Leave to Appear Pro Hac Vice :Attorney Name- Stephen Ehrenberg, :Firm- Sullivan & Cromwell LLP, :Address- 125 Broad Street. Phone No. - (212) 558-4000. Fax No. - (212) 558-3588 Filing fee $ 100, receipt number 0090-5720676. Fee Status: Fee Paid. by RPM INTERNATIONAL, INC. (Attachments: # 1 Declaration of Stephen Ehrenberg, # 2 Text of Proposed Order)(Wagener, William)
	Request

	Filed: 8/24/2018, Entered: 8/24/2018
	MINUTE ORDER granting 55 Motion to Modify Scheduling Order. Plaintiff shall serve its expert reports, if any, by November 2, 2018. Defendants shall serve their expert reports, if any, by November 30, 2018. Plaintiff shall serve its rebuttal expert reports, if any, by December 21, 2018. The parties may begin taking depositions of experts on January 3, 2019. The remaining dates set forth in the Scheduling Order shall remain in effect. SO ORDERED. Signed by Judge Amy Berman Jackson on 8/24/2018. (lcabj2)


55	Filed: 8/24/2018, Entered: 8/24/2018
	Joint MOTION Modify Scheduling Order by SECURITIES AND EXCHANGE COMMISSION (Attachments: # 1 Text of Proposed Order)(Halloran, Timothy) Modified event on 8/29/2018 (ztd).
	Request

54	Filed: 8/22/2018, Entered: 8/22/2018
	NOTICE of Appearance by Ann H. Petalas on behalf of All Plaintiffs (Petalas, Ann)
	Request

	Filed: 6/18/2018, Entered: 6/18/2018
	MINUTE ORDER granting 53 motion to modify scheduling order. The scheduling order 46 is hereby modified as follows: Plaintiff shall serve its expert reports, if any, by October 12, 2018. Defendants shall serve their expert reports, if any, by November 9, 2018. Plaintiff shall serve its rebuttal expert reports, if any, by November 30, 2018. The parties may begin taking depositions of experts on December 3, 2018. All discovery shall be completed by February 12, 2019. A status conference is scheduled for February 13, 2019 at 10:00 am in Courtroom 3. Defendants' motions for summary judgment, if any, will be due March 26, 2019. Plaintiff's opposition (and cross motion, if any, must be supported by the same memorandum of points and authorities) will be due April 16, 2019; defendants' reply (combined with its cross opposition, if necessary) will be due May 7, 2019; and plaintiff's cross reply, if any, will be due May 21, 2019. SO ORDERED. Signed by Judge Amy Berman Jackson on 6/18/2018. (lcabj2)


53	Filed: 6/18/2018, Entered: 6/18/2018
	Joint MOTION to Modify Scheduling Order by SECURITIES AND EXCHANGE COMMISSION (Attachments: # 1 Text of Proposed Order)(Halloran, Timothy)
	Request

52	Filed: 3/13/2018, Entered: 3/14/2018
	PROTECTIVE ORDER REGARDING CONFIDENTIAL INFORMATION. Signed by Judge Amy Berman Jackson on 3/12/2018. (jth)
	Request

51	Filed: 3/12/2018, Entered: 3/12/2018
	Joint MOTION for Protective Order regarding confidential information by RPM INTERNATIONAL, INC. (Attachments: # 1 Text of Proposed Order)(Wagener, William)
	Request

50	Filed: 2/14/2018, Entered: 2/14/2018
	NOTICE OF WITHDRAWAL OF APPEARANCE as to SECURITIES AND EXCHANGE COMMISSION. Attorney Herbert Michael Semler terminated. (Semler, Herbert)
	Request

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49	Filed: 12/4/2017, Entered: 12/4/2017
	TRANSCRIPT OF INITIAL SCHEDULING CONFERENCE before Judge Amy Berman Jackson held on 11-8-2017; Page Numbers: 1 through 11. Date of Issuance: 12-4-2017. Court Reporter/Transcriber Timothy R. Miller, Telephone number (202) 354-3111, Transcripts may be ordered by submitting the Transcript Order FormFor the first 90 days after this filing date, the transcript may be viewed at the courthouse at a public terminal or purchased from t he court reporter referenced above. After 90 days, the transcript may be accessed via PACER. Other transcript formats, (multi-page, condensed, CD or ASCII) may be purchased from the court reporter.NOTICE RE REDACTION OF TRANSCRIPTS: The parties have twenty-one days to file with the court and the court reporter any request to redact personal identifiers from this transcript. If no such requests are filed, the transcript will be made available to the public via PACER without redaction after 90 days. The policy, which includes the five personal identifiers specifically covered, is located on our website at www.dcd.uscourts.gov. Redaction Request due 12/25/2017. Redacted Transcript Deadline set for 1/4/2018. Release of Transcript Restriction set for 3/4/2018.(Miller, Timothy)
	Request

48	Filed: 11/27/2017, Entered: 11/28/2017
	PROTECTIVE ORDER REGARDING CONFIDENTIAL PERSONAL INFORMATION. Signed by Judge Amy Berman Jackson on 11/27/2017. (jth)
	Request

47	Filed: 11/22/2017, Entered: 11/22/2017
	Joint MOTION for Protective Order Regarding Confidential Personal Information by SECURITIES AND EXCHANGE COMMISSION (Attachments: # 1 Text of Proposed Order proposed Protective Order)(Semler, Herbert)
	Request

	Filed: 11/13/2017, Entered: 11/13/2017
	Set/Reset Hearings: A Status Conference is set for 12/19/2018 at 10:00 AM in Courtroom 3 before Judge Amy Berman Jackson. (jth)


	Filed: 11/13/2017, Entered: 11/13/2017
	Set/Reset Deadlines/Hearings: Any Additional Parties must be Joined by 12/1/2017; The plaintiff's expert reports, if any, shall be served by 8/13/2018; Defendants expert reports, if any, shall be served by 9/12/2018; The plaintiff shall serve any rebuttal expert reports by 10/3/2018; All discovery shall be completed by December 14, 2018. A status conference is scheduled for 12/19/2018 at 10:00 AM in Courtroom 3 before Judge Amy Berman Jackson. (jth)


46	Filed: 11/9/2017, Entered: 11/9/2017
	SCHEDULING ORDER. It is hereby ordered that parties shall make their initial disclosures no later than December 1, 2017. Additionally, the Securities and Exchange Commission shall produce the documents described in Paragraph 8 of the Joint Rule 26(f) Report no later than December 1, 2017. See 45 . Formal discovery will commence as of January 2, 2018. Any additional parties must be joined, and any amendments to the pleadings must be filed, by March 30, 2018. The parties have agreed that the taking of depositions of fact witnesses will begin after April 2, 2018, and that the depositions of experts may be conducted after October 4, 2018. The parties may agree to revise these internal dates without seeking leave of Court. The plaintiff shall serve its expert reports, if any, by August 13, 2018. Defendants shall serve their expert reports, if any, by September 12, 2018. The plaintiff shall serve its rebuttal expert reports, if any, by October 3, 2018. All discovery shall be completed by December 14, 2018. A status conference is scheduled for December 19, 2018 at 10:00 am in Courtroom 3. Defendants' motions for summary judgment, if any, will be due January 25, 2019. Plaintiff's opposition (and cross motion, if any, must be supported by the same memorandum of points and authorities) will be due February 15, 2019; defendants' reply (combined with its cross opposition, if necessary) will be due March 8, 2019; and plaintiff's cross reply, if any, will be due March 22, 2019. Signed by Judge Amy Berman Jackson on 11/09/2017. (lcabj3)
	Request

	Filed: 11/8/2017, Entered: 11/8/2017
	Minute Entry for proceedings held before Judge Amy Berman Jackson: Meet and Confer Hearing held on 11/8/2017. Scheduling Order to be issued. (Court Reporter: Tim Miller) (jth)


45	Filed: 10/30/2017, Entered: 10/30/2017
	MEET AND CONFER STATEMENT. (Attachments: # 1 Text of Proposed Order Exh. A -- proposed Scheduling Order)(Semler, Herbert)
	Request

	Filed: 10/26/2017, Entered: 10/26/2017
	MINUTE ORDER: Based on the parties' joint oral request, the status hearing currently set for 10:00 a.m. on 11/08/17 is being reset to 02:30p.m. on the same day in Courtroom 3 before Judge Amy Berman Jackson. SO ORDERED - by Judge Amy Berman Jackson on 10/26/17. (tb)


	Filed: 10/18/2017, Entered: 10/18/2017
	MINUTE ORDER. Meet and Confer Initial Scheduling Conference set for 11/8/2017 at 10:00 AM in Courtroom 3 before Judge Amy Berman Jackson. The parties shall meet, confer, and file a Joint Report pursuant to Local Rule 16.3 by 11/1/2017. Any dates contained in the Report should be expressed as specific dates (month/day/year) rather than as time frames (e.g., "60 days after the entry of the scheduling order"). Counsel are directed to contact the Court's Deputy Clerk in the first instance to request the rescheduling of court appearances. The party seeking the change in schedule must first confer with counsel for all other parties and be prepared to provide the Deputy Clerk with proposed mutually agreeable dates. SO ORDERED. By Judge Amy Berman Jackson on 10/18/2017. (jth)


	Filed: 10/17/2017, Entered: 10/17/2017
	MINUTE ORDER granting 42 Motion for Leave of Sharon L. Nells to Appear Pro Hac Vice only upon condition that the lawyer admitted, or at least one member of the lawyer's firm, undergo CM/ECF training, obtain a CM/ECF username and password, and agree to file papers electronically. No court papers will be mailed to any lawyer. Signed by Judge Amy Berman Jackson on 10/17/18. (DMK)


44	Filed: 10/16/2017, Entered: 10/16/2017
	ANSWER to Complaint with Jury Demand by RPM INTERNATIONAL, INC..(Wagener, William)
	Request

43	Filed: 10/16/2017, Entered: 10/16/2017
	ANSWER to Complaint with Jury Demand by E0D1488.(Jones, Shermineh)
	Request

42	Filed: 10/16/2017, Entered: 10/16/2017
	MOTION for Leave to Appear Pro Hac Vice :Attorney Name- Sharon L. Nelles, :Firm- Sullivan & Cromwell LLP, :Address- 125 Broad Street, New York, NY 10004. Phone No. - (212) 558-4000. Fax No. - (212) 558-3588 Filing fee $ 100, receipt number 0090-5160601. Fee Status: Fee Paid. by RPM INTERNATIONAL, INC. (Attachments: # 1 Declaration of Sharon L. Nelles, # 2 Text of Proposed Order)(Wagener, William)
	Request

	Filed: 10/2/2017, Entered: 10/2/2017
	MINUTE ORDER. All defendants must file an answer by October 16, 2017. SO ORDERED. Signed by Judge Amy Berman Jackson on 10/2/2017. (lcabj2)


41	Filed: 9/29/2017, Entered: 9/29/2017
	MEMORANDUM OPINION. Signed by Judge Amy Berman Jackson on 9/29/2017. (lcabj2)
	Request

40	Filed: 9/29/2017, Entered: 9/29/2017
	ORDER. Pursuant to Federal Rules of Civil Procedure 9 and 12, and for the reasons stated in the accompanying Memorandum Opinion, it is hereby ORDERED that 30 defendant RPM International, Inc.'s Motion to Dismiss and 31 defendant E0D1488 Motion to Dismiss are DENIED. See Order for details. SO ORDERED. Signed by Judge Amy Berman Jackson on 9/29/2017. (lcabj2)
	Request

39	Filed: 6/12/2017, Entered: 6/12/2017
	NOTICE OF WITHDRAWAL OF APPEARANCE as to RPM INTERNATIONAL, INC.. Attorney Steven Robert Peikin terminated. (Wagener, William)
	Request

38	Filed: 5/5/2017, Entered: 5/5/2017
	NOTICE OF WITHDRAWAL OF APPEARANCE as to E0D1488, RPM INTERNATIONAL, INC.. Attorney Bradley Paul Smith terminated. (Wagener, William)
	Request

37	Filed: 5/3/2017, Entered: 5/3/2017
	RESPONSE re 36 NOTICE OF SUPPLEMENTAL AUTHORITY filed by SECURITIES AND EXCHANGE COMMISSION. (Semler, Herbert)
	Request

36	Filed: 5/2/2017, Entered: 5/2/2017
	NOTICE OF SUPPLEMENTAL AUTHORITY by E0D1488, RPM INTERNATIONAL, INC. (Attachments: # 1 Exhibit A)(Wagener, William)
	Request

35	Filed: 4/13/2017, Entered: 4/13/2017
	REPLY to opposition to motion re 31 MOTION to Dismiss filed by E0D1488. (Jones, Shermineh)
	Request

34	Filed: 4/13/2017, Entered: 4/13/2017
	REPLY to opposition to motion re 30 MOTION to Dismiss filed by RPM INTERNATIONAL, INC.. (Attachments: # 1 Supplemental Declaration of William H. Wagener, # 2 Exhibit A to Supplemental Wagener Declaration, # 3 Exhibit B to Supplemental Wagener Declaration, # 4 Exhibit C to Supplemental Wagener Declaration, # 5 Exhibit D to Supplemental Wagener Declaration)(Wagener, William)
	Request

33	Filed: 3/24/2017, Entered: 3/24/2017
	Memorandum in opposition to re 30 MOTION to Dismiss , 31 MOTION to Dismiss filed by SECURITIES AND EXCHANGE COMMISSION. (Attachments: # 1 Declaration Declaration of Timothy Halloran, # 2 Exhibit Ex. 1 to Halloran Decl., # 3 Exhibit Ex. 2 to Halloran Decl., # 4 Exhibit Ex. 3 to Halloran Decl., # 5 Exhibit Ex. 4 to Halloran Decl, # 6 Exhibit Ex. 5 to Halloran Decl.)(Semler, Herbert)
	Request

	Filed: 2/27/2017, Entered: 2/27/2017
	MINUTE ORDER granting 32 Motion for Extension of Time. Plaintiff shall file a single opposition brief to both 30 31 motions to dismiss not to exceed 65 pages by March 24, 2017. Defendants shall file their reply briefs by April 14, 2017. SO ORDERED. Signed by Judge Amy Berman Jackson on 2/27/2017. (lcabj2)


32	Filed: 2/24/2017, Entered: 2/24/2017
	Unopposed MOTION for Extension of Time to File Response/Reply by SECURITIES AND EXCHANGE COMMISSION (Attachments: # 1 Text of Proposed Order)(Semler, Herbert)
	Request

31	Filed: 2/17/2017, Entered: 2/17/2017
	MOTION to Dismiss by E0D1488 (Attachments: # 1 Memorandum in Support, # 2 Declaration, # 3 Exhibit Decl Ex-1, # 4 Exhibit Decl Ex-2, # 5 Exhibit Decl Ex-3, # 6 Exhibit Decl Ex-4, # 7 Exhibit Decl Ex-5, # 8 Exhibit Decl Ex-6, # 9 Exhibit Decl Ex-7, # 10 Exhibit Decl Ex-8, # 11 Exhibit Decl Ex-9, # 12 Exhibit Decl Ex-10, # 13 Exhibit Decl Ex-11, # 14 Exhibit Decl Ex-12, # 15 Exhibit Decl Ex-13, # 16 Exhibit Decl Ex-14, # 17 Exhibit Decl Ex-15, # 18 Exhibit Decl Ex-16, # 19 Text of Proposed Order)(Onorato, Danny)
	Request

30	Filed: 2/17/2017, Entered: 2/17/2017
	MOTION to Dismiss by RPM INTERNATIONAL, INC. (Attachments: # 1 Declaration of William H. Wagener, # 2 Exhibit A to Wagener Declaration, # 3 Exhibit B to Wagener Declaration, # 4 Exhibit C to Wagener Declaration, # 5 Exhibit D to Wagener Declaration, # 6 Exhibit E to Wagener Declaration, # 7 Exhibit F to Wagener Declaration, # 8 Exhibit G to Wagener Declaration, # 9 Exhibit H to Wagener Declaration, # 10 Exhibit I to Wagener Declaration, # 11 Exhibit J to Wagener Declaration, # 12 Exhibit K to Wagener Declaration, # 13 Exhibit L to Wagener Declaration, # 14 Exhibit M to Wagener Declaration, # 15 Exhibit N to Wagener Declaration, # 16 Exhibit O to Wagener Declaration, # 17 Exhibit P to Wagener Declaration, # 18 Exhibit Q to Wagener Declaration, # 19 Exhibit R to Wagener Declaration, # 20 Exhibit S to Wagener Declaration, # 21 Exhibit T to Wagener Declaration, # 22 Exhibit U to Wagener Declaration, # 23 Exhibit V to Wagener Declaration, # 24 Text of Proposed Order)(Wagener, William)
	Request

29	Filed: 2/16/2017, Entered: 2/16/2017
	NOTICE of Appearance by Shermineh C. Jones on behalf of E0D1488 (Jones, Shermineh)
	Request

28	Filed: 2/16/2017, Entered: 2/16/2017
	NOTICE of Appearance by Danny C. Onorato on behalf of E0D1488 (Onorato, Danny)
	Request

27	Filed: 1/18/2017, Entered: 1/18/2017
	Corporate Disclosure Statement by RPM INTERNATIONAL, INC.. (Smith, Bradley)
	Request

	Filed: 1/18/2017, Entered: 1/18/2017
	Set/Reset Deadlines: Defendants must file a responsive pleading by 2/17/2017. (jth)


	Filed: 1/6/2017, Entered: 1/6/2017
	MINUTE ORDER granting 26 Motion for Extension of Time. Defendants must file a responsive pleading by February 17, 2017. If defendants file a motion to dismiss plaintiff's complaint as their responsive pleading, the parties' obligations under Federal Rules of Civil Procedure 26(f) and 26(a)(1), if any, will be stayed until 30 days and 45 days, respectively, from the date the Court rules on defendants' motion to dismiss plaintiff's complaint. SO ORDERED. Signed by Judge Amy Berman Jackson on 1/6/2017. (lcabj2)


26	Filed: 1/5/2017, Entered: 1/5/2017
	Unopposed MOTION for Extension of Time to Respond to Plaintiff's Complaint and to Stay Certain of the Parties' Discovery Obligations by E0D1488, RPM INTERNATIONAL, INC. (Attachments: # 1 Text of Proposed Order)(Smith, Bradley)
	Request

25	Filed: 12/20/2016, Entered: 12/20/2016
	MEMORANDUM OPINION AND ORDER denying 19 defendants' motion to transfer. See Order for details. SO ORDERED. Signed by Judge Amy Berman Jackson on 12/20/2016. (lcabj2)
	Request

24	Filed: 11/17/2016, Entered: 11/17/2016
	NOTICE OF SUPPLEMENTAL AUTHORITY by E0D1488, RPM INTERNATIONAL, INC. (Attachments: # 1 Exhibit A)(Smith, Bradley)
	Request

23	Filed: 11/14/2016, Entered: 11/14/2016
	REPLY to opposition to motion re 19 MOTION to Transfer Case filed by E0D1488, RPM INTERNATIONAL, INC.. (Attachments: # 1 Exhibit Supplemental Declaration of Tracy D. Crandall)(Smith, Bradley)
	Request

22	Filed: 10/31/2016, Entered: 10/31/2016
	Memorandum in opposition to re 19 MOTION to Transfer Case filed by SECURITIES AND EXCHANGE COMMISSION. (Attachments: # 1 Text of Proposed Order Proposed Order, # 2 Affidavit Bogart Declaration, # 3 Exhibit SEC Ex. 1, # 4 Exhibit SEC Ex. 2, # 5 Exhibit SEC Ex. 3, # 6 Exhibit SEC Ex. 4, # 7 Exhibit SEC Ex. 5, # 8 Exhibit SEC Ex. 6, # 9 Exhibit SEC Ex. 7, # 10 Exhibit SEC Ex. 8)(Semler, Herbert)
	Request

	Filed: 10/11/2016, Entered: 10/11/2016
	Set/Reset Deadlines: The SEC shall file its Opposition to Defendants' Motion to Transfer by 10/31/2016; Defendants shall file their Reply in support of their Motion to Transfer by 11/14/2016. (jth)


	Filed: 10/11/2016, Entered: 10/11/2016
	MINUTE ORDER. In light of the parties' 21 stipulation, the briefing schedule with regard to 19 defendants' motion to transfer shall be as follows: the SEC shall file its opposition to defendants' motion to transfer by October 31, 2016; defendants shall file their reply in support of their motion to transfer by November 14, 2016; defendants' obligation to respond to the complaint shall be stayed until 30 days from the date the Court rules on defendants' motion to transfer; and the parties' obligations under Federal Rule of Civil Procedure 26(a)(1) and 26(f) shall be stayed until either 30 days from the date on which the case arrives in the Northern District of Ohio if defendants' motion to transfer is granted or from the date on which the Court denies defendants' motion to transfer. SO ORDERED. Signed by Judge Amy Berman Jackson on 10/11/2016. (lcabj2)


21	Filed: 10/11/2016, Entered: 10/11/2016
	STIPULATION re 19 MOTION to Transfer Case by E0D1488, RPM INTERNATIONAL, INC.. (Attachments: # 1 Text of Proposed Order)(Smith, Bradley)
	Request

20	Filed: 10/5/2016, Entered: 10/5/2016
	ERRATA to Defendants' Motion to Transfer by E0D1488, RPM INTERNATIONAL, INC. 19 MOTION to Transfer Case filed by RPM INTERNATIONAL, INC., E0D1488. (Attachments: # 1 Exhibit A to Defendants' Errata)(Smith, Bradley)
	Request

	Filed: 10/5/2016, Entered: 10/5/2016
	NOTICE OF ERROR re 19 Motion to Transfer Case; emailed to smithbr@sullcrom.com, cc'd 14 associated attorneys -- The PDF file you docketed contained errors: 1. Invalid attorney signature, 2. Please refile document, 3. An errata of the signature page.. BradleySmith name should be on the signature block; password/login was used to efile documents (jf, )


19	Filed: 10/4/2016, Entered: 10/4/2016
	MOTION to Transfer Case by E0D1488, RPM INTERNATIONAL, INC. (Attachments: # 1 Memorandum in Support, # 2 Declaration of Tracy D. Crandall, # 3 Exhibit A to Crandall Declaration, # 4 Exhibit B to Crandall Declaration, # 5 Exhibit C to Crandall Declaration, # 6 Declaration of Edward D. E0D1488, # 7 Text of Proposed Order)(Smith, Bradley)
	Request

	Filed: 10/3/2016, Entered: 10/3/2016
	MINUTE ORDER granting 15 16 and 17 Motions for Leave of Barry H. Berke, Darren LaVerne, and Marjorie E. Sheldon to Appear Pro Hac Vice only upon condition that the lawyer admitted, or at least one member of the lawyer's firm, undergo CM/ECF training, obtain a CM/ECF username and password, and agree to file papers electronically. No court papers will be mailed to any lawyer. Signed by Judge Amy Berman Jackson on 10/3/16. (DMK)


18	Filed: 9/29/2016, Entered: 9/29/2016
	NOTICE of Appearance by Bradley Paul Smith on behalf of E0D1488 (Smith, Bradley) (Main Document 18 replaced on 9/30/2016) (jf).
	Request

17	Filed: 9/28/2016, Entered: 9/28/2016
	MOTION for Leave to Appear Pro Hac Vice :Attorney Name- Marjorie E. Sheldon, :Firm- Kramer Levin Naftalis & Frankel, :Address- 1177 Avenue of the Americas, New York, NY 10036. Phone No. - (212) 715-9502. Filing fee $ 100, receipt number 0090-4690519. Fee Status: Fee Paid. by E0D1488 (Attachments: # 1 Declaration, # 2 Text of Proposed Order)(Smith, Bradley)
	Request

16	Filed: 9/28/2016, Entered: 9/28/2016
	MOTION for Leave to Appear Pro Hac Vice :Attorney Name- Darren LaVerne, :Firm- Kramer Levin Naftalis & Frankel LLP, :Address- 1177 Avenue of the Americas, New York, NY 10036. Phone No. - (212) 715-9190. Filing fee $ 100, receipt number 0090-4690518. Fee Status: Fee Paid. by E0D1488 (Attachments: # 1 Declaration, # 2 Text of Proposed Order)(Smith, Bradley)
	Request

15	Filed: 9/28/2016, Entered: 9/28/2016
	MOTION for Leave to Appear Pro Hac Vice :Attorney Name- Barry H. Berke, :Firm- Kramer Levin Naftalis & Frankel LLP, :Address- 1177 Avenue of the Americas, New York, NY 10036. Phone No. - (212) 715-7560. Filing fee $ 100, receipt number 0090-4690517. Fee Status: Fee Paid. by E0D1488 (Attachments: # 1 Declaration, # 2 Text of Proposed Order)(Smith, Bradley)
	Request

	Filed: 9/27/2016, Entered: 9/27/2016
	MINUTE ORDER granting 10 , 11 , 12 Motions for Leave of Mitchell G. Blair, Fritz E. Berckmueller, and Matthew J. Kucharson to Appear Pro Hac Vice only upon condition that the lawyers admitted, or at least one member of the lawyers' firm, undergo CM/ECF training, obtain a CM/ECF username and password, and agree to file papers electronically. No court papers will be mailed to any lawyer. Signed by Judge Amy Berman Jackson on 9/27/16. (DMK)


	Filed: 9/27/2016, Entered: 9/27/2016
	MINUTE ORDER granting 9 Motion for Leave of Kerry A. Tirrell to Appear Pro Hac Vice only upon condition that the lawyer admitted, or at least one member of the lawyer's firm, undergo CM/ECF training, obtain a CM/ECF username and password, and agree to file papers electronically. No court papers will be mailed to any lawyer. Signed by Judge Amy Berman Jackson on 9/27/16. (DMK)


	Filed: 9/27/2016, Entered: 9/27/2016
	MINUTE ORDER granting 8 Motion for Leave of William H. Wagener to Appear Pro Hac Vice only upon condition that the lawyer admitted, or at least one member of the lawyer's firm, undergo CM/ECF training, obtain a CM/ECF username and password, and agree to file papers electronically. No court papers will be mailed to any lawyer. Signed by Judge Amy Berman Jackson on 9/27/16. (DMK)


14	Filed: 9/27/2016, Entered: 9/27/2016
	MINUTE ORDER granting 7 Motion for Leave of Steven R. Peikin to Appear Pro Hac Vice only upon condition that the lawyer admitted, or at least one member of the lawyer's firm, undergo CM/ECF training, obtain a CM/ECF username and password, and agree to file papers electronically. No court papers will be mailed to any lawyer. Signed by Judge Amy Berman Jackson on 9/27/16. (DMK) Modified on 9/27/2016 to indicate that this is a minute (paperless) order (jth).
	Request

13	Filed: 9/27/2016, Entered: 9/27/2016
	NOTICE of Appearance by Bradley Paul Smith on behalf of RPM INTERNATIONAL, INC. (Smith, Bradley)
	Request

12	Filed: 9/26/2016, Entered: 9/26/2016
	MOTION for Leave to Appear Pro Hac Vice :Attorney Name- Matthew J. Kucharson, :Firm- Calfee, Halter & Griswold LLP, :Address- 1405 East Sixth St., Cleveland, Ohio 44114. Phone No. - (216) 622-8493. Filing fee $ 100, receipt number 0090-4687495. Fee Status: Fee Paid. by RPM INTERNATIONAL, INC. (Attachments: # 1 Declaration, # 2 Text of Proposed Order)(Smith, Bradley)
	Request

11	Filed: 9/26/2016, Entered: 9/26/2016
	MOTION for Leave to Appear Pro Hac Vice :Attorney Name- Fritz. E. Berckmueller, :Firm- Calfee, Halter & Griswold LLP, :Address- 1405 East Sixth St., Cleveland, OH 44114. Phone No. - (216) 622-8671. Filing fee $ 100, receipt number 0090-4687491. Fee Status: Fee Paid. by RPM INTERNATIONAL, INC. (Attachments: # 1 Declaration, # 2 Text of Proposed Order)(Smith, Bradley)
	Request

10	Filed: 9/26/2016, Entered: 9/26/2016
	MOTION for Leave to Appear Pro Hac Vice :Attorney Name- Mitchell G. Blair, :Firm- Calfee, Halter & Griswold LLP, :Address- 1405 East Sixth St. Cleveland, OH 44114. Phone No. - (216) 622-8361. Filing fee $ 100, receipt number 0090-4687490. Fee Status: Fee Paid. by RPM INTERNATIONAL, INC. (Attachments: # 1 Declaration, # 2 Text of Proposed Order)(Smith, Bradley)
	Request

9	Filed: 9/26/2016, Entered: 9/26/2016
	MOTION for Leave to Appear Pro Hac Vice :Attorney Name- Kerry A. Tirrell, :Firm- Sullivan & Cromwell LLP, :Address- 125 Broad St. New York, NY 10004. Phone No. - (212) 558-3572. Fax No. - (212) 291-9435 Filing fee $ 100, receipt number 0090-4687489. Fee Status: Fee Paid. by RPM INTERNATIONAL, INC. (Attachments: # 1 Declaration, # 2 Text of Proposed Order)(Smith, Bradley)
	Request

8	Filed: 9/26/2016, Entered: 9/26/2016
	MOTION for Leave to Appear Pro Hac Vice :Attorney Name- William H. Wagener, :Firm- Sullivan & Cromwell LLP, :Address- 125 Broad St. New York, NY 10004. Phone No. - (212) 558-7945. Fax No. - (212) 291-9521 Filing fee $ 100, receipt number 0090-4687487. Fee Status: Fee Paid. by RPM INTERNATIONAL, INC. (Attachments: # 1 Declaration, # 2 Text of Proposed Order)(Smith, Bradley)
	Request

7	Filed: 9/26/2016, Entered: 9/26/2016
	MOTION for Leave to Appear Pro Hac Vice :Attorney Name- Steven R. Peikin, :Firm- Sullivan & Cromwell LLP, :Address- 125 Broad St. New York, NY 10004. Phone No. - (212) 558-7228. Fax No. - (212) 291-9112 Filing fee $ 100, receipt number 0090-4687470. Fee Status: Fee Paid. by RPM INTERNATIONAL, INC. (Attachments: # 1 Declaration, # 2 Text of Proposed Order)(Smith, Bradley)
	Request

6	Filed: 9/26/2016, Entered: 9/26/2016
	NOTICE of Appearance by Gregory R. Bockin on behalf of SECURITIES AND EXCHANGE COMMISSION (Bockin, Gregory)
	Request

5	Filed: 9/20/2016, Entered: 9/20/2016
	WAIVER OF SERVICE by SECURITIES AND EXCHANGE COMMISSION. E0D1488 waiver sent on 9/9/2016, answer due 11/8/2016. (Halloran, Timothy)
	Request

4	Filed: 9/20/2016, Entered: 9/20/2016
	WAIVER OF SERVICE by SECURITIES AND EXCHANGE COMMISSION. RPM INTERNATIONAL, INC. waiver sent on 9/9/2016, answer due 11/8/2016. (Halloran, Timothy)
	Request

3	Filed: 9/19/2016, Entered: 9/19/2016
	NOTICE of Appearance by Herbert Michael Semler on behalf of SECURITIES AND EXCHANGE COMMISSION (Semler, Herbert)
	Request

2	Filed: 9/9/2016, Entered: 9/9/2016
	SUMMONS (2) Issued Electronically as to E0D1488, RPM INTERNATIONAL, INC. (Attachments: # 1 Consent Forms)(dr)
	Request

	Filed: 9/9/2016, Entered: 9/9/2016
	Case Assigned to Judge Amy Berman Jackson. (dr)


1	Filed: 9/9/2016, Entered: 9/9/2016
	COMPLAINT against All Defendants with Jury Demand (Fee Status:Filing Fee Waived) filed by SECURITIES AND EXCHANGE COMMISSION. (Attachments: # 1 Civil Cover Sheet, # 2 Summons to RPM, # 3 Summons to E0D1488)(Halloran, Timothy) Attachment 1 Civil Cover Sheet Attachment 2 Summons to RPM Attachment 3 Summons to Moore
	Request

AI text generation	None
AI document summarization	None
AI-augmented search	None
AI-generated images	None
AI chat or Q&A interface	Linkable via MCP
Third party AI contribution in government documents	Possible