RESPONSE by Citigroup Global Markets, Inc., Citigroup, Inc., John P. Havens, Xiao-mei Wangin Opposition to MOTION by Plaintiff Christine T. Wu to set aside judgment MOTION by Plaintiff Christine T. Wu to amend/correct 106 , 107 (Bahcall, Miriam) Modified on 7/28/2015 by Clerk's Office. (tlm). (Entered: 07/28/2015)
MEMORANDUM by Pruco Life Insurance Company, The, Prudential Financial, Inc. in Opposition to motion to alter judgment 107 , motion to set aside judgment, motion to amend/correct 106 (Attachments: # 1 Exhibit June 26, 2015 Transcript, # 2 Appendix Unreported Case)(Scharf, Stephanie) (Entered: 07/27/2015)
TRANSCRIPT OF PROCEEDINGS held on 06/26/2015 before the Honorable Milton I. Shadur. Court Reporter Contact Information: Rosemary Scarpelli, Rosemary_Scarpelli@ilnd.uscourts.gov, (312)435-5815. IMPORTANT: The transcript may be viewed at the court's public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through the Court Reporter/Transcriber or PACER. For further information on the redaction process, see the Court's web site at www.ilnd.uscourts.gov under Quick Links select Policy Regarding the Availability of Transcripts of Court Proceedings. Redaction Request due 7/21/2015. Redacted Transcript Deadline set for 7/31/2015. Release of Transcript Restriction set for 9/28/2015. (Scarpelli, Rosemary) (Entered: 06/30/2015)
MEMORANDUM by Michael H. Wu in support of motion to alter judgment 107 , motion to set aside judgment, motion to amend/correct 106 final version (May, Andrew) (Entered: 06/18/2015)
MEMORANDUM by Michael H. Wu in support of motion to alter judgment 107 , motion to set aside judgment, motion to amend/correct 106 (May, Andrew) (Entered: 06/18/2015)
NOTICE of Motion by Andrew S. May for presentment of motion to alter judgment 107 , motion to set aside judgment, motion to amend/correct 106 before Honorable Milton I. Shadur on 6/26/2015 at 09:15 AM. (May, Andrew) (Entered: 06/17/2015)
MOTION by Plaintiff Christine T. Wu to set aside judgment , MOTION by Plaintiff Christine T. Wu to amend/correct (Attachments: # 1 Exhibit A-C)(May, Andrew) (Entered: 06/17/2015)
TRANSCRIPT OF PROCEEDINGS held on 05/18/2015 before the Honorable Milton I. Shadur. Court Reporter Contact Information: Rosemary Scarpelli, Rosemary_Scarpelli@ilnd.uscourts.gov, (312)435-5815. IMPORTANT: The transcript may be viewed at the court's public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through the Court Reporter/Transcriber or PACER. For further information on the redaction process, see the Court's web site at www.ilnd.uscourts.gov under Quick Links select Policy Regarding the Availability of Transcripts of Court Proceedings. Redaction Request due 6/19/2015. Redacted Transcript Deadline set for 6/29/2015. Release of Transcript Restriction set for 8/27/2015. (Scarpelli, Rosemary) (Entered: 05/29/2015)
MEMORANDUM Order: The January 20, 2015 order is vacated in its entirety. This Court reinstates its November 14, 2014 order dismissing all claims with prejudice and reinstates the November 14, 2014 judgment against plaintiffs and in favor of all of the defendants. Signed by the Honorable Milton I. Shadur on 5/20/2015:Mailed notice(clw, ) (Entered: 05/21/2015)
TRANSCRIPT OF PROCEEDINGS held on 01/20/2015 before the Honorable Milton I. Shadur. Court Reporter Contact Information: Rosemary Scarpelli, Rosemary_Scarpelli@ilnd.uscourts.gov, (312)435-5815. IMPORTANT: The transcript may be viewed at the court's public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through the Court Reporter/Transcriber or PACER. For further information on the redaction process, see the Court's web site at www.ilnd.uscourts.gov under Quick Links select Policy Regarding the Availability of Transcripts of Court Proceedings. Redaction Request due 2/11/2015. Redacted Transcript Deadline set for 2/23/2015. Release of Transcript Restriction set for 4/21/2015. (Scarpelli, Rosemary) (Entered: 01/21/2015)
TRANSCRIPT OF PROCEEDINGS held on 12/18/2014 before the Honorable Milton I. Shadur. Court Reporter Contact Information: Rosemary Scarpelli, Rosemary_Scarpelli@ilnd.uscourts.gov, (312)435-5815. IMPORTANT: The transcript may be viewed at the court's public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through the Court Reporter/Transcriber or PACER. For further information on the redaction process, see the Court's web site at www.ilnd.uscourts.gov under Quick Links select Policy Regarding the Availability of Transcripts of Court Proceedings. Redaction Request due 2/11/2015. Redacted Transcript Deadline set for 2/23/2015. Release of Transcript Restriction set for 4/21/2015. (Scarpelli, Rosemary) (Entered: 01/21/2015)
TRANSCRIPT OF PROCEEDINGS held on 11/14/2014 before the Honorable Milton I. Shadur. Court Reporter Contact Information: Rosemary Scarpelli, Rosemary_Scarpelli@ilnd.uscourts.gov, (312)435-5815. IMPORTANT: The transcript may be viewed at the court's public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through the Court Reporter/Transcriber or PACER. For further information on the redaction process, see the Court's web site at www.ilnd.uscourts.gov under Quick Links select Policy Regarding the Availability of Transcripts of Court Proceedings. Redaction Request due 1/2/2015. Redacted Transcript Deadline set for 1/12/2015. Release of Transcript Restriction set for 3/12/2015. (Scarpelli, Rosemary) (Entered: 12/12/2014)
NOTICE of Motion by Christine T. Wu, Michael H. Wu for presentment of motion to reconsider Order of November 14, 2014 92 before Honorable Milton I. Shadur on 12/18/2014 at 09:15 AM. (Attachments: # 1 Notice of Filing)(jh, ) (Entered: 12/12/2014)
MEMORANDUM by Citigroup Global Markets, Inc., Citigroup, Inc., John P. Havens, Xiao-mei Wang in support of Motion to Dismiss 87 . (Bahcall, Miriam) Docket Text Modified by Clerks Office on 11/7/2014 (jh, ). (Entered: 11/06/2014)
NOTICE of Motion by Miriam Goldman Bahcall for presentment of Motion to Dismiss 87 before Honorable Milton I. Shadur on 11/14/2014 at 08:45 AM. (Bahcall, Miriam) Docket Text Modified by Clerks Office on 11/7/2014 (jh, ). (Entered: 11/06/2014)
NOTICE of Motion by Brandon Allen Carnes for presentment of Motion to Dismiss 83 before Honorable Milton I. Shadur on 11/14/2014 at 08:45 AM. (Carnes, Brandon) Docket Text Modified by Clerks Office on 11/7/2014 (jh, ). (Entered: 11/06/2014)
MEMORANDUM by T. Rowe Price Associates, Inc. in support of Motion to Dismiss 83 . (Carnes, Brandon) Docket Text Modified by Clerks Office on 11/7/2014 (jh, ). (Entered: 11/06/2014)
THE PRUDENTIAL ENTITY Defendants' FED.R. CIV. P. Rule 7.1 and L.R. 3.2 Disclosure by AST Investment Services, Inc., Mark Brown Grier, Richard J. Carbone, Global Portfolio Strategies, Inc., Christopher Hagan, Jennison Associates LLC, Christine C. Marcks, Pruco Life Insurance Company, The, Pruco Securities, LLC, Prudential Annuities Distributors Inc., Prudential Annuities, Inc., Prudential Bache Securities LLC, Prudential Financial, Inc., Prudential Insurance Company Of America, Prudential Investment Management Services LLC, Prudential Investment Management, Inc., Prudential Investments LLC, Prudential Retirement Insurance and Annuity Company, Quantitative Management Associates LLC, Judy Ann Rice, John Robert Strangfeld, Jr, Michael Weissberger (Sax, George) Docket Text Modified by Clerks Office on 11/7/2014 (jh, ). (Entered: 11/06/2014)
NOTICE of Motion by Norman K. Beck for presentment of motion to dismiss 79 before Honorable Milton I. Shadur on 11/14/2014 at 08:45 AM. (Beck, Norman) (Entered: 11/06/2014)
MEMORANDUM by LSV Asset Management, Marsico Capital Management LLC, William Blair & Company LLC in support of motion to dismiss 79 (Attachments: # 1 Exhibit A)(Beck, Norman) (Entered: 11/06/2014)
NOTICE of Motion by George D Sax for presentment of Motion to Dismiss for Failure to State a Claim 76 before Honorable Milton I. Shadur on 11/14/2014 at 08:45 AM. (Sax, George) (Entered: 11/06/2014)
MEMORANDUM by AST Investment Services, Inc., Mark Brown Grier, Richard J. Carbone, Global Portfolio Strategies, Inc., Christopher Hagan, Jennison Associates LLC, Christine C. Marcks, Pruco Life Insurance Company, The, Pruco Securities, LLC, Prudential Annuities Distributors Inc., Prudential Annuities, Inc., Prudential Bache Securities LLC, Prudential Financial, Inc., Prudential Insurance Company Of America, Prudential Investment Management Services LLC, Prudential Investment Management, Inc., Prudential Investments LLC, Prudential Retirement Insurance and Annuity Company, Quantitative Management Associates LLC, Judy Ann Rice, John Robert Strangfeld, Jr, Michael Weissberger in support of Motion to Dismiss for Failure to State a Claim 76 (Attachments: # 1 Appendix Unreported Cases Cited in Memorandum in Support of the Prudential Defendants' Motion to Dismiss)(Sax, George) (Entered: 11/06/2014)
NOTICE of Motion by Norman K. Beck for presentment of motion for extension of time to file answer 72 before Honorable Milton I. Shadur on 10/24/2014 at 09:15 AM. (Beck, Norman) (Entered: 10/20/2014)
RESPONSE by William Blair & Company LLC to MOTION by Plaintiffs Christine T. Wu, Michael H. Wu for default judgment as to 69 (Attachments: # 1 Exhibit A)(Beck, Norman) (Entered: 10/20/2014)
NOTICE of Motion by Christine T. Wu, Michael H. Wu for presentment of motion for default judgment 69 before Honorable Milton I. Shadur on 10/24/2014 at 09:15 AM. (jh, ) (Entered: 10/20/2014)
NOTICE of Motion by Stephanie Ann Scharf for presentment of extension of time,, 63 before Honorable Milton I. Shadur on 10/17/2014 at 09:15 AM. (Scharf, Stephanie) (Entered: 10/15/2014)
NOTICE of Motion by Patrick William Chinnery for presentment of motion to join 52 before Honorable Milton I. Shadur on 9/5/2014 at 09:15 AM. (Chinnery, Patrick) (Entered: 09/03/2014)
ATTORNEY Appearance for Defendants Citigroup Global Markets, Inc., Citigroup, Inc., John P. Havens, Xiao-mei Wang by Julia D. Riedel Emfinger (Riedel Emfinger, Julia) (Entered: 09/03/2014)
NOTICE by Citigroup Global Markets, Inc., Citigroup, Inc., John P. Havens, Xiao-mei Wang re MOTION by Defendants Citigroup Global Markets, Inc., Citigroup, Inc., John P. Havens, Xiao-mei Wang for joinder to Prudential Defendants Motion for Extension of Time to Respond to the Complaint 49 (Bahcall, Miriam) (Entered: 09/03/2014)
WAIVER OF SERVICE returned executed by Xiao-mei Wang, Citigroup Global Markets, Inc., John P. Havens, Citigroup, Inc.. Xiao-mei Wang waiver sent on 8/8/2014, answer due 10/7/2014; Citigroup Global Markets, Inc. waiver sent on 8/8/2014, answer due 10/7/2014; John P. Havens waiver sent on 8/8/2014, answer due 10/7/2014; Citigroup, Inc. waiver sent on 8/8/2014, answer due 10/7/2014. (Bahcall, Miriam) (Entered: 09/03/2014)
ATTORNEY Appearance for Defendants Citigroup Global Markets, Inc., Citigroup, Inc., John P. Havens, Xiao-mei Wang by Miriam Goldman Bahcall (Bahcall, Miriam) (Entered: 09/03/2014)
CERTIFICATE of Service by Patrick William Chinnery on behalf of T. Rowe Price Associates, Inc. regarding waiver of service executed 42 , attorney appearance 40 , attorney appearance 41 (Chinnery, Patrick) (Entered: 08/28/2014)
WAIVER OF SERVICE returned executed by T. Rowe Price Associates, Inc.. T. Rowe Price Associates, Inc. waiver sent on 8/8/2014, answer due 10/7/2014. (Chinnery, Patrick) (Entered: 08/28/2014)
NOTICE of Motion by George D Sax for presentment of motion for extension of time to file response/reply,,, 38 before Honorable Milton I. Shadur on 9/5/2014 at 09:15 AM. (Sax, George) (Entered: 08/28/2014)
ATTORNEY Appearance for Defendants AST Investment Services, Inc., Mark Brown Grier, Richard J. Carbone, Global Portfolio Strategies, Inc., Christopher Hagan, Jennison Associates LLC, Christine C. Marcks, Pruco Life Insurance Company, The, Pruco Securities, LLC, Prudential Annuities Distributors Inc., Prudential Annuities, Inc., Prudential Bache Securities LLC, Prudential Financial, Inc., Prudential Insurance Company Of America, Prudential Investment Management Services LLC, Prudential Investment Management, Inc., Prudential Investments LLC, Prudential Retirement Insurance and Annuity Company, Quantitative Management Associates LLC, Judy Ann Rice, John Robert Strangfeld, Jr, Michael Weissberger by George D Sax (Sax, George) (Entered: 08/28/2014)
ATTORNEY Appearance for Defendants AST Investment Services, Inc., Mark Brown Grier, Richard J. Carbone, Global Portfolio Strategies, Inc., Christopher Hagan, Jennison Associates LLC, Christine C. Marcks, Pruco Life Insurance Company, The, Pruco Securities, LLC, Prudential Annuities Distributors Inc., Prudential Annuities, Inc., Prudential Bache Securities LLC, Prudential Financial, Inc., Prudential Insurance Company Of America, Prudential Investment Management Services LLC, Prudential Investment Management, Inc., Prudential Investments LLC, Prudential Retirement Insurance and Annuity Company, Quantitative Management Associates LLC, Judy Ann Rice, John Robert Strangfeld, Jr, Michael Weissberger by Bruce V. Spiva (Spiva, Bruce) (Entered: 08/28/2014)
MINUTE entry before the Honorable Milton I. Shadur: Status hearing set for 9/2/2014 is vacated and reset to 10/21/2014 at 9:00 AM. Mailed notice (tlp, ) (Entered: 08/25/2014)
WAIVER OF SERVICE returned executed as to Quantitative Management Associates LLC waiver sent on 8/8/2014, answer due 10/7/2014. (jh, ) (Entered: 08/21/2014)
WAIVER OF SERVICE returned executed as to Prudential Retirement Insurance and Annuity Company waiver sent on 8/8/2014, answer due 10/7/2014. (jh, ) (Entered: 08/21/2014)
WAIVER OF SERVICE returned executed as to Prudential Investment Management, Inc. waiver sent on 8/8/2014, answer due 10/7/2014. (jh, ) (Entered: 08/21/2014)
WAIVER OF SERVICE returned executed as to Prudential Investment Management Services LLC waiver sent on 8/8/2014, answer due 10/7/2014. (jh, ) (Entered: 08/21/2014)
WAIVER OF SERVICE returned executed as to Global Portfolio Strategies, Inc. waiver sent on 8/8/2014, answer due 10/7/2014. (jh, ) (Entered: 08/21/2014)
WAIVER OF SERVICE returned executed as to Prudential Annuities Distributors Inc. waiver sent on 8/8/2014, answer due 10/7/2014. (jh, ) (Entered: 08/21/2014)
WAIVER OF SERVICE returned executed as to Pruco Life Insurance Company, The waiver sent on 8/8/2014, answer due 10/7/2014. (jh, ) (Entered: 08/21/2014)
WAIVER OF SERVICE returned executed as to Prudential Insurance Company Of America waiver sent on 8/8/2014, answer due 10/7/2014. (jh, ) (Entered: 08/21/2014)
MINUTE entry before the Honorable Milton I. Shadur: By plaintiffs' agreement, status hearing set for 7/24/2014 at 9:30 a.m. Mailed notice (meg, ) (Entered: 07/22/2014)
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