Plaintiff: Lawyers Comm For Urban Aff, 1199 SEIU Greater New York Pension Fund, A Plaintiff, Additional Class Counsel for the Putnam Subtrack, Alisa Brown, Anil Kapoor, Anita Walker, Ann Schneps Dubin, Anthony Antoniello, Anthony Cacciola, Antonio Ioakim, Aurora Santos, Barbara Cordani, Barbara Walsh, Boris Fieldman, Brad Smith, Brian Clark, Chemical Valley Pension Fund of West Virginia, City of Chicago, City of Lakeland Employees Pension Fund, Combined Welfare Fund, Craig J. McLaughlin, Craig Wangberger, Cynthia Puleo, Datren Williams, Datren Williams f/u/b/o Ledelous Little, David Armetta, David Grant, David L. Harris, David Shaev, Debora J. McLaughlin, Deborah Clark-Weintraub, Defered Compensation Plan for Employees of Nassau County, Delon Brown, Diane Hutto, Dina Rozenbaum, Donna Alexander, Donna Gaffney, Doreen Duke, Doris Banas, Edmund Woodbury, Edward Casey, Edward I. Segel, Edward L. Murphy, Sr., Edward Newman, Edward Segel, Elise M. Diamond, Employer-Teamsters Local Nos. 175 & 505 Pension Trust Fund, Erik P. Gagnon, Evon Yameen, First Derivative Traders, Gail Craven, George E. Pliska, George Slabe, George Tsetsekos, Gerald Born, Gerald Chait, Giacoma Ruggeri, Glenn Silva, Gloria Steinberg, Grace Nugent, Gustavo Bruckner, Harold Beardsley, Harriet Surks, Harry Jacobs, Harry Schipper, Helen Wasserman, Howard W. Mathews, Ira Newman, Iris Segel, Irving J. Chasen, Jack McBride, Jackie Williams, James E. Schultz, James Laufer, James W. Yameen, Janet Befort, Jason Hung, Jean Stigas, Jerry Huang, Jessica Corbett, Joanna Adams, Joanne S. Baseman, John Asseta, John E. Morrissey, John H. Diamond, Jr., John Hammerslaugh, John Hegstrom, John Joseph Gillis, John K. Clement, John Vining, Jonathan Clain, Joseph Cordani, Joseph P. McDonough, Joseph Shanis, Julian Rose Gillis, Julie Parisi, Katharine Clark, Katherine Clark, Kathleen Fitzgerald, Kenneth Yameen, Kliel Rose, Lauri C. Bader, Lawrence A. Stigas, Lead Class Counsel for the Columbia Subtrack, Lead Class Counsel for the One Group Subtrack, Lead Class Counsel for the Putnam Subtrack, Lead Class Plaintiffs, Lead Plaintiff Ohio Tuition Trust Authority, Leon Brazin, Linda B Parker, Lisa Yameen, Lori N. Wiswell, Lorraine Blacker, Maloon Powers Pitre & Higgins, LLC, Mark J. Keane, Mark Schwartz, Mark Snyder, Mary G. Naples, Matthew Wiggenhorn, Mayor Sutton, Mei Hung, Michael Gaines, Michael J. Meehan, Michael Lipstein, Michelle Yameen, Mike Sayegh, Miranda Zuber, Morris Sutton, Nitika Mehta, Norma Dweck, Pamela Yameen, Paolo LaFrancesca, Paula Beals, Peter Kavaler, Philip L. Erickson, Raquel Benun, Reiko Gagnon, Rhonda Vladimir, Richard Befort, Robert Brockway, Robert K. Finnell, Robin Resnick, ROGER BAILEY, Roger Kelso, Scott Howe, Seth B. Marks, Settling Plaintiffs, Sharon Gaines, Sherry Chait, Simon Denenberg, Simon J. Denenberg, Stephen J. Friedman, Steven Burda, Steven weigand, Sylvia Volin, Teresa M. Meehan, Thomas F. Bednarek, Tina Casey, Tina Gobillat, Todd Klein, Virginia Wilcox, Warren Pinchuck, Warren Sherman, Wathena Ann Forsee, William John Glebus, Jr., William Walsh, Zachary Alan Starr
Cross-Defendant: A Defendant, A.J.C. Smith, Abby M. O'Neill, Adele Simmons, AIC Asset Management, LLC, American International Group, Inc., Alan Waldbaum, Alger Associates, Inc., Alger Shareholder Services, Inc., Allan B. Muchin, Alliance Capital Management Corporation, Alliance Capital Management Holding L.P., Alliance Capital Management LP, Allianz AG, Andrew Goodwin, Ann-Lee Verville, Appalachian Trails, L.P., Arnold D. Scott, Arthur M. Dubow, AST Trust Co., Auerbach, Leonard B., Aurum Capital Management Corp., Aurum Capital Management Corporation, Aurum Securities Corp., AXA Equitable Life Insurance Company, B. Joseph White, Banc Of America Securities LLC, Bank of America Corporation, Bank of America, NA, JPMorgan Chase Bank, NA, Bank One Corporation, Bankers Trust Company, Bay Island Financial LLP, Bear, Stearns & Company, Inc., Brean Murray Inc, Broker Defendant John Does 1-25, BTS Asset Management, Buffalo Capital Corporation, Cadence Capital Management LLC, Canadian Imperial Bank Of Commerce, Canadian Imperial Holdings, Inc., Canary Capital Partners LLC, Canary Capital Partners Ltd, Canary Capital Partners, LLC, Canary Capital Partners, Ltd., Canary Investment Management LLC, Canary Investment Management, LLC, Canary Investment, LLC, Cantella & Co., Inc., Carmel Peters, Charles A Davis, Charles B. Curtis, Charles E. Porter, Sr., Charles F. Baird, Jr., Charles F. Michaelman, Charles I. Post, Charles Kalivas, Charles P. McQuaid, Charles R. Nelson, Charles Schwab & Co Inc., Charles Schwab & Company, Inc., Chronos Asset Management, CIBC Securities, Inc., Cibc World Markets, Circle Trust Company, Circle Trust, Inc., Citigroup Global Markets Holdings Inc., Citigroup Global Markets, Inc., Citigroup, Inc., Clearing Broker John Does 1-100, Clearing Defendant John Does 1-10, Clyde L. Carter, Columbia Acorn Fund, Columbia Acorn International Fund, Columbia Acorn International Select Fund, Columbia Acorn Select, Columbia Acorn Trust, Columbia Acorn USA, Columbia Fund Services, Inc., Columbia Funds and Columbia Fund Registrants and Trusts, excluding Columbia Acorn Trust and Columbia Acorn Funds, Columbia Funds Distributor, Inc., Columbia Funds Services, Inc., Columbia Funds Trust I, Columbia Funds Trust II, Columbia Funds Trust III, Columbia Funds Trust IV, Columbia Funds Trust V, Columbia Funds Trust VI, Columbia Funds Trust VII, Columbia Funds Trust VIII, Columbia Funds Trust XI, Columbia High Yield Fund Inc., Columbia International Stock Fund Inc., Columbia Management Advisors, Inc., Columbia Management Advisors, LLC, Columbia Management Distributors, Inc., Columbia Management Group, Inc., Columbia Management Group, LLC, Columbia Management, LLC, Columbia Mid Cap Growth Fund Inc., Columbia Thermostat Fund, Columbia Wanger Asset Management, L.P., Conseco Securities Inc., Contro, Jerome S., CPTR, LLC, Credit Suisse First Boston LLC, D.R. Loeser, D.R. Loeser & Co., Inc, Daniel C. Chung, Daniel Calugar, Daniel G. Calugar, David A. Olsen, David B. Stone, David Byck, David C. Arch, David C. Kleinman, David J. Kundert, David R. Meuse, Davidson Companies, DCIP, L.P., Deutsche Bank AG, Donald A Hoy, Donald L. Tuttle, Donald P Carter, Douglas A. Hacker, E Philip Cannon, Eastbourne Capital Management L.l.c., Edward J. Stern, Elaine R. Smith, Elizabeth T. Kennan, Enhanced Investment Technologies, LLC, Eric Burns, Facilitator Broker John Does 1-100, Financier John Does 1-100, Francis N. Bonsignore, Frank Perfetuo, Fred Alger & Company Incorporated, Fred Alger Management, Inc., Fred M. Alger, III, Frederick W. Ruebeck, Fund Defendants, G. Andrew Cox, G. Randall Hecht, Gary A Childress, Gary J. Madich, Geir Lode, Geirulv Lode, George Putnam III, George Putnam, III, Gerald M Thorne, Global Analytical Capital, Glynn, John W., Jr., Golden Gate Financial Group, LLC, Gordon H. Silver, Grant D. Seeger, Gregory S. Duch, Gregory Trautman, Gwendolyn S. King, Haidar Capital Management, Llc, Headstart Advisers Ltd., Helen Y. Hayes, Hon. J. David Gibbons, Sir., Howard J. Kerr, Hugo F. Sonnenschein, Ian S. Ferguson, Ilytat, L.P., Investec (us) Inc., Investments by Planners, Inc., Irene M. Esteves, J. Atwood Ives, J. B. Oxford, J. Dale Sherratt, J. Miles Branagan, J. W. Greenberg, Jack E. Nelson, Dimon, Jamie, James G. Lewis, James L. Callinan, James P. Connelly, Jr., James P. Craig, James Peterson, James Prusko, James Tambone, James Y. Lin, Jameson A. Baxter, Jameson Adkins Baxter, Janet Langford Kelly, Janus Adviser Series, Janus Aspen Series, Janus Capital Corporation, Janus Capital Group Inc., Janus Capital Group, Inc., Janus Capital Management, LLC, Janus Distributors LLC, Janus Distributors, LLC, Janus Investment Fund, Jb Oxford Holdings, Inc., Jeffrey L. Shames, Jeffrey W. Greenberg, Jemmco Advisers, Jerome Kahn, Jr., Jerry D. Choate, John A. Hill, John A. Wing, John Abunassar, John Does 1 through 100, John E. Cashwell, jr., John F. Finn, John H. Mullin, III, John J. Neuhauser, John Mari, John Peffer, John T. Sargent, John W. Ballen, Joseph Palombo, Joseph R. Palombo, Joseph W. Dello Russo, JPMorgan Securities, Inc., Julius Pallone, Justin Ficken, Justin Scott, Kaplan & Co. Securities, Inc., Kaplan & Company Securities, Inc., Karen Grunst-Johnson, Keith, Peter, Kenneth Corba, Kenneth T. Stevens, Kevin R. Parke, Kirlin Securities Inc., Kirlin Securities, Inc., Kopstein, Van Alen, Nash & Co., Inc., Kraig L. Kibble, Lance Newcomb, Landon H. Rowland, Lars O. Soderberg, Latanzi, Damon, Lawrence H. Cohn, Lawrence J Lasser, Lawrence J. Lasser, Lawrence T. Perera, Lenore Zarate, Leo Guthart, Lester L. Colbert, Jr., Lewis W. Bernard, Liberty Variable Investment Trust, Liebowitz, Larry, Lincoln Financial Advisors Corporation, Linda Hutton Heagy, Lord Lang, Louis Tasiopoulos, Marc C. Bilotti, Marc O. Mayer, Margaret Eisen, Marilyn McCoy, Mark A. Beeson, Mark A. Perry, Mark B. Whiston, Market Timer John Does 1-100, Marsh & Mclennan Companies, Inc., Marsh & McLennan Companies, Inc. Stock Investment Plan Committee, Martin Druffner, Massachusetts Financial Services Company, Massachusetts Financial Services Company Retirement Committee, Massachusetts Investors Growth Stock Fund, Massachusetts Investors Trust, Mathis Cabiallavetta, McCaffery, Michael G., Merrill Lynch & Company, Inc., Merrill Lynch, Pierce, Fenner & Smith, Inc., MFS Family of Funds, Mfs Fund Distributors, Mfs Fund Distributors, Inc., MFS Government Securities Fund, MFS Series Trust I, MFS Series Trust II, MFS Series Trust IV, MFS Series Trust IX, MFS Series Trust V, MFS Series Trust X, MFS Service Center, Inc., Michael Christiani, Michael Grady, Michael Vanin, Mitchell C, Merin, Morgan Stanley & Company Inc., Morton O. Schapiro, Nathan E. Saint-Amand, National Clearing Corporation, Nationwide Life Insurance Company, NFJ Investment Group LP, Nicholas-Applegate Capital Management LLC, Noah Lerner, Ohio Tuition Trust Authority, Omid Kamshad, One Group Administrative Services Inc., One Group Dealer Services, Inc., One Group Mutual Funds, One Group Services Company, Oscar Fanjul, Pa Distributors LLC, PA Fund Management, PA Fund Management LLC, Parametric Portfolio Associates, Patricia C. Flaherty, Patrick J. Simpson, Paul A. Flynn, Paul F. Balser, Paul L. Joskow, PEA Capital LLC, Peconic Partners LLC, Pentagon Asset Management, Perkins Wolf McDonnell & Company, Peter C. Marshall, Peter Coster, Peter W. Atwater, PFPC Distributors, Inc., Pfpc, Inc., Pimco Advisors Distributors LLC, Pimco Funds Multi-Manager Series, PIMCO Funds: Pacific Investment Management Series, Plan Advisory Committee, Powell, Lawrence S., Pritchard Capital Parners LLC, Pritchard Capital Partners LLC, Pritchard Capital Partners LLC, Pritchard Capital Services LLC, Prudential Financial, Inc., Prudential Securities Inc., Putnam American Government Income Fund, Putnam Arizona Tax Exempt Income Fund, Putnam Asia Pacific Growth Fund, Putnam Asset Allocation Fund, Putnam Balanced Retirement Fund, Putnam California Tax Exempt Income Fund, Putnam California Tax Exempt Money Market Fund, Putnam Capital Appreciation Fund, Putnam Classic Equity Fund, Putnam Convertible Income-Growth Trust, Putnam Discovery Growth Fund, Putnam Diversified Income Trust, Putnam Equity Income Fund, Putnam Europe Equity Fund, Putnam Family of Funds, Putnam Fiduciary Trust, Co., Putnam Florida Tax Exempt Income Fund, Putnam Funds Trust, Putnam Global Equity Fund, Putnam Global Income Trust, Putnam Global Natural Resources Fund, Putnam Health Sciences Trust, Putnam High Yield Advantage Fund, Putnam High Yield Trust, Putnam Income Fund, Putnam Intermediate U.S. Government Income Fund, Putnam International Equity Fund, Putnam Investment Funds, Putnam Investment Management LLC, Putnam Investment Management Trust, Putnam Investment Management, LLC, Putnam Investments Trust, Putnam Investments, LLC, Putnam Investors Fund, Putnam Management Trust, Putnam Massachusetts Tax Exempt Income Fund, Putnam Michigan Tax Exempt Income Fund, Putnam Minnesota Tax Exempt Income Fund, Putnam Money Market Fund, Putnam Municipal Income Fund, Putnam New Jersey Tax Exempt Income Fund, Putnam New Opportunities Fund, Putnam New York Tax Exempt Income Fund, Putnam New York Tax Exempt Money Market Fund, Putnam Ohio Tax Exempt Income Fund, Putnam Otc And Emerging Growth Fund, Putnam PennsylvaniaTax Exempt Income Fund, Putnam Preferred Income Fund, Putnam Retail Management GP, Inc., Putnam Retail Management Limited Partnership, Putnam Retail Management, LP, Putnam Strategic Income Fund, Putnam Tax Exempt Income Fund, Putnam Tax Exempt Money Market Fund, Putnam Tax Smart Funds Trust, Putnam Tax-Free Income Trust, Putnam U.S. Government Income Trust, Putnam Utilities Growth and Income Fund, Putnam Vista Fund, Putnam Voyager Fund, Putnam, LLC, R. Craig Kennedy, Ralph Wanger, Ray J. Groves, Rcm Capital Management LLC, Richard F. Powers, Richard Garland, Richard L. Woolworth, Richard R. Jandrain, III, Richard R. Wade, Richard W. Lowry, Richard W. Vague, Ritchie Capital Management, Inc., Ritchie Capital Management, LLC, Robert A. Oden, Robert A. Oden, Jr., Robert E. Nason, Robert E Patterson, Robert F. Erburu, Robert F. Lucey, Robert N. Burt, Robert Shannon, Robert Skidelsky, Robin Beery, Rod Dammeyer, Roger Hertog, Roger P. Cheever, Ronald J. Jackson, Round Hill Securities, Inc, RS Contrarian Value Fund, RS Diversified Growth Fund, RS Emerging Growth Fund, RS Global Natural Resources Fund, RS Growth Fund, RS Information Age Fund, RS Internet Age Fund, Rs Investment Management Company LLC, RS Investment Management, Inc., RS Investment Management, LP, Rs Investment Trust, RS Midcap Opportunities Fund, RS Partner Fund, RS Smaller Company Growth Fund, RTE Asset Management, Ryan Goldberg, Rydex Investments, Salomon Smith Barney, Salomon Smith Barney, Inc., Samaritan Asset Management, Sandra S. Wijnberg, Sandra Wright, Schield Management Company, Schwab Capital Markets, LP, Securities America, Inc., Security Brokerage, Inc., Security Trust Company, NA, Signalert Corporation, Skifter Ajro, Smith Barney Asset Management, Smith Barney Citigroup, Smith Barney Fund Management, LLC, Spectrum Financial, Inc., Sta.Ana, Delano N., Stephen E Gibson, Stephen E. O'Neil, Stephen J Treadway, Stephen M. Oristaglio, Stephen R. Hardis, Steven L. Scheid, Steven M Cohen, Steven N. Kaplan, Sun Life Assurance Company of Canada - U.S. Operations Holdings, Inc., Sun Life Financial (U.S.) Investments LLC, Sun Life Financial, Inc., Sun Life of Canada (U.S.) Financial Services Holdings, Inc., Suzanne H. Woolsey, Tak-Lung Tsim, Tandem Financial Services, Tandem Financial Services, Inc., The Alger American Fund, The Alger Fund, The Alger Institutional Funds, The Bear Stearns Companies Inc., The George Putnam Fund of Boston, The One Group Services Company, The Putnam Fund for Growth and Income, The Spectra Fund, Theodore C. Sihpol, III, Theodore J Coburn, Thomas C. Theobald, Thomas E. Stitzel, Trautman Wasserman & Company, Inc., Trout Trading Management Co., UBS AG, UBS Financial Services, Inc., Van Kampen Asset Management, Van Kampen Equity and Income Fund, Van Kampen Equity Trust, Van Kampen Funds, Van Kampen Funds Inc., Van Kampen Investments Inc., Van Kampen Investor Services Inc., Veras Investment Partners, LLC, Veras Investment Partners, LLP, W Bryant Stooks, W. Nicholas Thorndike, W. Thomas Stephens, Wachovia Corporation, Wachovia Securities, Inc., Wachovia Securities, LLC, Wall Street Global, LLC, Ward & Smith, Warren B. Lammert, III, Wayne W. Whalen, William E. Mayer, William G. Jurgenson, William H. Woolverton, William J. Poorvu, William L. Rosoff, William P. Boardman, William R. Gutow, Wilshire Associates Inc.
Movant: Individual Fund Plaintiffs, Jonathan Lee Riches, Leven Proposed Lead Plaintiffs, Peng Yinan, Steven S. Scholes, The Chiumento Group, The Illinois Police/Firefighter's Public Pension Fund Group, The Individual Fund Plaintiffs, The Krouse Group, The Perkins Proposed Lead Plaintiffs, The Ruby Oman Testamentary Trust Proposed Lead Plaintiffs, Xiao, Tian
ORDER granting (3662) Motion to Dismiss for Failure to State a Claim in case 1:04-md-15863-JFM; granting (36) Motion to Dismiss for Failure to State a Claim in case 1:04-cv-02605-JFM in case 1:04-md-15863-JFM. Signed by Judge J. Frederick Motz on 11/27/13 Associated Cases: 1:04-md-15863-JFM, 1:04-cv-02605-JFM(cags, Deputy Clerk) (Entered: 11/27/2013)
MEMORANDUM Signed by Judge J. Frederick Motz on 11/27/13. Associated Cases: 1:04-md-15863-JFM, 1:04-cv-02605-JFM(cags, Deputy Clerk) (Entered: 11/27/2013)
REPLY to Response to Motion re (36 in 1:04-cv-02605-JFM) MOTION to Dismiss for Failure to State a Claim, (3662 in 1:04-md-15863-JFM) MOTION to Dismiss for Failure to State a Claim filed by Putnam, LLC. Associated Cases: 1:04-md-15863-JFM, 1:04-cv-02605-JFM(Carroll, James) (Entered: 11/15/2013)
Paperless ORDER granting 3664 Motion for Extension of Time to File Document. Signed by Judge J. Frederick Motz on 11/8/13. (Motz, J.) (Entered: 11/08/2013)
MOTION for Extension of Time to File Reply In Further Support Of Its Motion To Dismiss The Amended Complaint (Assented-To) by Putnam, LLC Responses due by 11/25/2013 (Attachments: # 1 Memorandum Of Law)Associated Cases: 1:04-md-15863-JFM, 1:04-cv-02605-JFM(Carroll, James) (Entered: 11/06/2013)
RESPONSE in Opposition re (36 in 1:04-cv-02605-JFM) MOTION to Dismiss for Failure to State a Claim filed by Kaveh S. Shahi, Leslie S. Shahi. Replies due by 11/7/2013. (Attachments: # 1 Exhibit 11-6-03 Putnam Corrsp, # 2 Exhibit Certificate of Service)Associated Cases: 1:04-md-15863-JFM, 1:04-cv-02605-JFM(Shahi, Kaveh) (Entered: 10/21/2013)
MOTION to Dismiss for Failure to State a Claim by Putnam, LLC Responses due by 10/28/2013 (Attachments: # 1 Memorandum of Law, # 2 Exhibit A)(Carroll, James) (Entered: 10/10/2013)
Paperless ORDER granting (3660) Motion for Extension of Time in case 1:04-md-15863-JFM. Signed by Judge J. Frederick Motz on 12/30/2013. Associated Cases: 1:04-md-15863-JFM, 1:04-cv-02605-JFM(Motz, J.) Modified on 9/30/2013 (cags, Deputy Clerk). Modified on 9/30/2013 (cags, Deputy Clerk). (Entered: 09/30/2013)
MOTION for Extension of Time to Respond To Plaintiffs' Amended Complaint (ASSENTED-TO) by Putnam, LLC Responses due by 10/15/2013 (Attachments: # 1 Memorandum In Support)Associated Cases: 1:04-md-15863-JFM, 1:04-cv-02605-JFM(Carroll, James) (Entered: 09/25/2013)
ORDER in case 1:04-md-15863-JFM; granting in part and denying in part (29) Motion to Dismiss in case 1:04-cv-02605-JFM; Count 4 is dismissed; Plaintiffs are granted leave to amend the complaint. Signed by Judge J. Frederick Motz on 8/16/13 Associated Cases: 1:04-md-15863-JFM, 1:04-cv-02605-JFM(cags, Deputy Clerk) (Entered: 08/26/2013)
MEMORANDUM OPINION Signed by Judge J. Frederick Motz on 8/26/13. Associated Cases: 1:04-md-15863-JFM, 1:04-cv-02605-JFM(cags, Deputy Clerk) (Entered: 08/26/2013)
ORDER APPROVING DISTRIBUTION Signed by Judge J. Frederick Motz on 8/20/13. Associated Cases: 1:04-md-15863-JFM, 1:04-cv-01924-JFM, 1:04-cv-01933-JFM(cags, Deputy Clerk) (Entered: 08/21/2013)
MOTION for Disbursement of Funds Motion for Class Distribution Order by Combined Welfare Fund Responses due by 8/19/2013 (Attachments: # 1 Text of Proposed Order [Proposed] Order Approving Distribution, # 2 Memorandum in Support of Motion for Approval of Distribution Plan, # 3 Affidavit Declaration of Julie Swanson in Support of Motion for Approval of Distribution Plan)Associated Cases: 1:04-md-15863-JFM, 1:04-cv-01933-JFM(Waldman, Chet) (Entered: 08/01/2013)
MOTION for Disbursement of Funds Motion for Class Distribution Order by A Plaintiff Responses due by 7/29/2013 (Attachments: # 1 Memorandum of Law in Support, # 2 Affidavit, # 3 Text of Proposed Order)(Isbister, John) (Entered: 07/12/2013)
FILED IN ERROR - MOTION for Disbursement of Funds by A Plaintiff Responses due by 7/29/2013 (Attachments: # 1 Affidavit, # 2 Text of Proposed Order)(Isbister, John) Modified on 7/12/2013 (jnls, Deputy Clerk). (Entered: 07/11/2013)
REPLY to Response to Motion re (29 in 1:04-cv-02605-JFM) MOTION to Dismiss (Hearing Requested), (3647 in 1:04-md-15863-JFM) MOTION to Dismiss (Hearing Requested) filed by Putnam, LLC. Associated Cases: 1:04-md-15863-JFM, 1:04-cv-02605-JFM(Carroll, James) (Entered: 07/01/2013)
MOTION Entry Of Scheduling Order (Assented-To) by Putnam, LLC Responses due by 5/10/2013 Associated Cases: 1:04-md-15863-JFM, 1:04-cv-02605-JFM(Carroll, James) (Entered: 04/23/2013)
3643
Filed: None, Entered: None
Correspondence confirming matters discussed during the conference. Associated Cases: 1:04-md-15863-JFM, 1:04-cv-02605-JFM(Motz, J.) (Entered: 04/09/2013)
A scheduling conference will be held by telephone at 4:30 pm on April 8, 2013. I ask counsel for plaintiffs to make the arrangements for the telephone conference call. Associated Cases: 1:04-md-15863-JFM, 1:04-cv-02605-JFM(Motz, J.) (Entered: 03/15/2013)
PAPERLESS ORDER Approving (3638 in 1:04-md-15863-JFM) Letter requesting that Robert Gotlieb be withdrawn from the case. Signed by Judge J. Frederick Motz on 1/23/13 Associated Cases: 1:04-md-15863-JFM et al.(cags, Deputy Clerk) (Entered: 01/23/2013)
NOTICE by Signalert Corporation , Re: Letter From Robert W. Gottlieb, To The Hon. J. Frederick Motz, Dated 1/16/2013, Requesting Removal From The ECF System And Docket, filed by (Gottlieb, Robert) (Entered: 01/16/2013)
REPLY to Response to Motion re 3628 MOTION for Disbursement of Funds INVESTOR CLASS LEAD PLAINTIFFS MOTION FOR APPROVAL OF DISTRIBUTION PLAN filed by City of Chicago Deferred Compensation Plan. (Attachments: # 1 Declaration of John Mills, # 2 Supplemental Declaration of Jason Zuena, # 3 Certificate of Service)(Luse, Jaime) (Entered: 12/20/2012)
MOTION for Disbursement of Funds INVESTOR CLASS LEAD PLAINTIFFS MOTION FOR APPROVAL OF DISTRIBUTION PLAN by City of Chicago Deferred Compensation Plan Responses due by 11/30/2012 (Attachments: # 1 Exhibit 1 - Proposed Order, # 2 Memoranudm in Support of Motion for Approval of Distribution Plan, # 3 Declaration Part 1, # 4 Declaration Part 2, # 5 Certificate of Service)(Luse, Jaime) (Entered: 11/13/2012)
3628
Filed: None, Entered: None
MOTION for Disbursement of Funds INVESTOR CLASS LEAD PLAINTIFFS MOTION FOR APPROVAL OF DISTRIBUTION PLAN by City of Chicago Deferred Compensation Plan Responses due by 11/30/2012 (Attachments: # 1 Exhibit 1 - Proposed Order, # 2 Memoranudm in Support of Motion for Approval of Distribution Plan, # 3 Declaration Part 1, # 4 Declaration Part 2, # 5 Certificate of Service)(Luse, Jaime) (Entered: 11/13/2012)
3627
Filed: 11/5/2012, Entered: 11/5/2012
Response in Opposition to Motion
RESPONSE in Opposition re (18 in 1:04-cv-02605-JFM, 3625 in 1:04-md-15863-JFM) MOTION to Remand filed by Putnam, LLC. Replies due by 11/26/2012. Associated Cases: 1:04-md-15863-JFM, 1:04-cv-02605-JFM(Carroll, James) (Entered: 11/05/2012)
3627
Filed: None, Entered: None
RESPONSE in Opposition re (18 in 1:04-cv-02605-JFM, 3625 in 1:04-md-15863-JFM) MOTION to Remand filed by Putnam, LLC. Replies due by 11/26/2012. Associated Cases: 1:04-md-15863-JFM, 1:04-cv-02605-JFM(Carroll, James) (Entered: 11/05/2012)
MOTION to Remand by Kaveh S. Shahi, Leslie S. Shahi Responses due by 11/5/2012 (Attachments: # 1 Exhibit)Associated Cases: 1:04-md-15863-JFM, 1:04-cv-02605-JFM(Shahi, Kaveh) (Entered: 10/17/2012)
MOTION to Remand by Kaveh S. Shahi, Leslie S. Shahi Responses due by 11/5/2012 (Attachments: # 1 Exhibit)Associated Cases: 1:04-md-15863-JFM, 1:04-cv-02605-JFM(Shahi, Kaveh) (Entered: 10/17/2012)
NOTICE of Appearance by Kaveh S Shahi on behalf of Kaveh S. Shahi, Leslie S. Shahi Associated Cases: 1:04-md-15863-JFM, 1:04-cv-02605-JFM(Shahi, Kaveh) (Entered: 10/17/2012)
3624
Filed: None, Entered: None
NOTICE of Appearance by Kaveh S Shahi on behalf of Kaveh S. Shahi, Leslie S. Shahi Associated Cases: 1:04-md-15863-JFM, 1:04-cv-02605-JFM(Shahi, Kaveh) (Entered: 10/17/2012)
3623
Filed: 10/4/2012, Entered: 10/4/2012
~Notice (other)
NOTICE by Lead Class Plaintiffs Notice of Withdrawal of Chad Johnson (Luse, Jaime) (Entered: 10/04/2012)
3623
Filed: None, Entered: None
NOTICE by Lead Class Plaintiffs Notice of Withdrawal of Chad Johnson (Luse, Jaime) (Entered: 10/04/2012)
ORDER that unless counsel show good cause to the contrary within 30 days, the cases listed will be administratively closed. Signed by Judge J. Frederick Motz on 7/18/12 Associated Cases: 1:04-md-15863-JFM et al.(cags, Deputy Clerk) (Entered: 07/18/2012)
3620
Filed: 5/8/2012, Entered: 5/8/2012
Order
ORDER Approving Residue Payments. Signed by Judge J. Frederick Motz on 5/7/12 (cags, Deputy Clerk) (Entered: 05/08/2012)
MOTION for Entry of Order Approving Residue Payments Pursuant to August 9, 2011 Class Distribution Order by John Abunassar, Peter W. Atwater, Banc One Investment Advisors Corporation, Bank One Corporation, Bank One High Yield Partners, LLC, Bank One Trust Company, N.A., Mark A. Beeson, William P. Boardman, Richard R. Jandrain, III, William G. Jurgenson, David J. Kundert, Gary J. Madich, David R. Meuse, One Group Dealer Services, Inc., One Group Services Company, Kenneth T. Stevens, Richard W. Vague, Richard R. Wade Responses due by 5/14/2012 (Attachments: # 1 Bank One Defendants' Memorandum of Law in Support of Motion for Entry of Order Approving Residue Payments Pursuant to August 9, 2011 Class Distribution Order, # 2 Exhibit A, # 3 Exhibit B, # 4 Exhibit C, # 5 Affidavit of Jennifer S. Hilton in Support of Motion to Approve Residue Payments, # 6 Text of Proposed Order)(Velazquez, Liza) (Entered: 04/27/2012)
ORDER in case 1:04-md-15863-JFM; granting (3) Motion for entry of final judgment of dismissal in case 1:04-cv-02604-JFM. Signed by Judge J. Frederick Motz on 11/15/11 Associated Cases: 1:04-md-15863-JFM, 1:04-cv-02604-JFM(cags, Deputy Clerk) (Entered: 11/15/2011)
ORDER that unless counsel show good cause to the contrary within 30 days, the cases listed will be administratively closed. Signed by Judge J. Frederick Motz on 7/18/12 Associated Cases: 1:04-md-15863-JFM et al.(cags, Deputy Clerk) (Entered: 07/18/2012)
3620
Filed: None, Entered: None
ORDER Approving Residue Payments. Signed by Judge J. Frederick Motz on 5/7/12 (cags, Deputy Clerk) (Entered: 05/08/2012)
MOTION for Entry of Order Approving Residue Payments Pursuant to August 9, 2011 Class Distribution Order by John Abunassar, Peter W. Atwater, Banc One Investment Advisors Corporation, Bank One Corporation, Bank One High Yield Partners, LLC, Bank One Trust Company, N.A., Mark A. Beeson, William P. Boardman, Richard R. Jandrain, III, William G. Jurgenson, David J. Kundert, Gary J. Madich, David R. Meuse, One Group Dealer Services, Inc., One Group Services Company, Kenneth T. Stevens, Richard W. Vague, Richard R. Wade Responses due by 5/14/2012 (Attachments: # 1 Bank One Defendants' Memorandum of Law in Support of Motion for Entry of Order Approving Residue Payments Pursuant to August 9, 2011 Class Distribution Order, # 2 Exhibit A, # 3 Exhibit B, # 4 Exhibit C, # 5 Affidavit of Jennifer S. Hilton in Support of Motion to Approve Residue Payments, # 6 Text of Proposed Order)(Velazquez, Liza) (Entered: 04/27/2012)
Correspondence re: Response to Document No. 3617 (Letter from Mark Molumphy to Mr. and Mrs. Santos) (Molumphy, Mark) (Entered: 04/26/2012)
3617
Filed: None, Entered: None
Correspondence from Aida R. Santos re: legitimacy of this case. (cag, Deputy Clerk) (Entered: 04/09/2012)
3616
Filed: 1/6/2012, Entered: None
MARGINAL ORDER APPROVING (111 in 1:04-cv-00564-JFM, 3614 in 1:04-md-15863-JFM) Stipulation of Dismissal filed by Putnam Retail Management, L.P., Putnam Fiduciary Trust, Co., Putnam Retail Management GP, Inc., Putnam Investment Management, LLC. Signed by Judge J. Frederick Motz on 1/6/12 Associated Cases: 1:04-md-15863-JFM, 1:04-cv-00564-JFM(cags, Deputy Clerk) (Entered: 01/06/2012)
3615
Filed: 1/6/2012, Entered: None
(ELECTRONICALLY FILED IN ERROR) MANDATE of USCA as to 3594 Notice of Appeal filed by Robert Brockway (sls, Deputy Clerk) Modified on 1/12/2012 (sls, Deputy Clerk). (Entered: 01/06/2012)
ORDER in case 1:04-md-15863-JFM; granting (3) Motion for entry of final judgment of dismissal in case 1:04-cv-02604-JFM. Signed by Judge J. Frederick Motz on 11/15/11 Associated Cases: 1:04-md-15863-JFM, 1:04-cv-02604-JFM(cags, Deputy Clerk) (Entered: 11/15/2011)
ORDER of USCA "DENYING" motion for clarification of remand instructions and "REMANDING" to the U.S. District Court for further consideration as therein set forth as to 3594 Notice of Appeal filed by Robert Brockway. (slss, Deputy Clerk) (Entered: 08/25/2011)
CLASS DISTRIBUTION ORDER granting 3600 Motion for Entry of Class Distribution Order. Signed by Judge J. Frederick Motz on 8/5/11. (dass, Deputy Clerk) (Entered: 08/09/2011)
Correspondence re: Parent Investor Class Plaintiff's Response to Janus Defendants' 7/15/11 letter to the Court re: U.S. Supreme Court Decision in Janus Capital Group Inc. v. First Derivative Traders (Press, Ira) (Entered: 07/15/2011)
MOTION for Entry of Class Distribution Order by John Abunassar, Peter W. Atwater, Bank One Corporation, Bank One High Yield Partners, LLC, Bank One Investment Advisors Corporation, Bank One Trust Company, N.A., Mark A. Beeson, William P. Boardman, Richard R. Jandrain, III, William G. Jurgenson, David J. Kundert, Gary J. Madich, David R. Meuse, One Group Dealer Services, Inc., Kenneth T. Stevens, The One Group Services Company, Richard W. Vague, Richard R. Wade Responses due by 7/29/2011 (Attachments: # 1 Bank One Defendants' Memorandum of Law in Support of Motion for Entry of Class Distribution Order, # 2 Affidavit of Madeline J. Fitzgerald in Support of Motion for Class Distribution Order, # 3 Text of Proposed Order)(Velazquez, Liza) (Entered: 07/12/2011)
Transmission of Notice of Appeal and Docket Sheet to US Court of Appeals re 3594 Notice of Appeal. IMPORTANT NOTICE: To access forms which you are required to file with the United States Court of Appeals for the Fourth Circuit please go to http://www.ca4.uscourts.gov and click on Forms & Notices. (nrm, Deputy Clerk) (Entered: 05/25/2011)
3595
Filed: 5/25/2011, Entered: None
ORDER granting (3593) Motion for Judgment of dismissal in case 1:04-md-15863-JFM. Signed by Judge J. Frederick Motz on 5/25/11 Associated Cases: 1:04-md-15863-JFM, 1:05-cv-02220-JFM(cag, Deputy Clerk) (Entered: 05/25/2011)
NOTICE by John K. Clement, Gail Craven, Simon Denenberg, Simon J. Denenberg, Robin Resnick, Edward I. Segel, Edward Segel, Iris Segel, Zachary Alan Starr, George Tsetsekos Notice of Withdrawal of Attorney Denise Davis Schwartzman As Counsel for Plaintiffs (Schwartzman, Denise) (Entered: 03/29/2011)
Correspondence from Hilda N Perez re: settlement. (jnl, Deputy Clerk) (Entered: 03/29/2011)
3582
Filed: 3/23/2011, Entered: None
ORDER directing that Kimberly J. Cliftons Objection to the Proposed Settlement and Objection to Attorneys Fees Request is rejected. Signed by Judge J. Frederick Motz on 3/23/11 (cag, Deputy Clerk) (Entered: 03/23/2011)
Stipulation of Dismissal and Approval. Signed by Judge J. Frederick Motz on 3/2/11 Associated Cases: 1:04-md-15863-JFM, 1:06-cv-00433-JFM(cags, Deputy Clerk) (Entered: 03/03/2011)
ORDER Granting 3575 Motion by Kimberly J. Clifton to Quash without prejudice to the Investor Class Plaintiffs seeking to depose Clifton at a later time if the evidence they seek to obtain by the deposition becomes material to the litigation. Signed by Judge J. Frederick Motz on 2/22/11 (c/m 2/22/11-cag) (cag, Deputy Clerk) (Entered: 02/22/2011)
RESPONSE in Support re 3569 MOTION to Stay Proceedings Pending Decision of Appeal in Janus Subtrack filed by Miranda Zuber. Replies due by 3/11/2011. (Prussin, H) (Entered: 02/22/2011)
Kimberly J. Clifton's Amended Objection to Settlement, Objection to Attorneys' fees request, Notice of Intention to Appear and Request to Speak at the Hearing (cags, Deputy Clerk) (Entered: 02/16/2011)
RESPONSE re (74 in 1:04-cv-01933-JFM) Miscellaneous Correspondence, Investor Class Plaintiffs' Opposition to Objector's Motion to Quash Deposition, served February 11, 2011, filed by Combined Welfare Fund. (Attachments: # 1 Exhibit A - February 9, 2011 email, # 2 Certificate of Service)Associated Cases: 1:04-md-15863-JFM, 1:04-cv-01933-JFM(Waldman, Chet) (Entered: 02/14/2011)
NOTICE to Take Deposition of Kimberly J. Clifton. (Attachments: # 1 Exhibit Certificate of Service)Associated Cases: 1:04-md-15863-JFM, 1:04-cv-01933-JFM(Waldman, Chet) (Entered: 02/10/2011)
RESPONSE re (3566 in 1:04-md-15863-JFM, 74 in 1:04-cv-01933-JFM) Miscellaneous Correspondence, (3568 in 1:04-md-15863-JFM) Correspondence Investor Class Plaintiffs' Response to the Objection of Kimberly J. Clifton filed by Combined Welfare Fund. (Attachments: # 1 Supplemental Declaration of Chet B. Waldman in Response to the Objection of Kimberly J. Clifton, # 2 Affidavit of Michael Potter of Rust Consulting, Inc., Submitted in Response to the Objection of Kimberly J. Clifton, # 3 Certificate of Service)Associated Cases: 1:04-md-15863-JFM, 1:04-cv-01933-JFM(Waldman, Chet) (Entered: 01/31/2011)
MOTION to Stay Proceedings Pending Decision of Appeal in Janus Subtrack by Miranda Zuber Responses due by 2/7/2011 (Attachments: # 1 Memorandum in Support of Motion For Stay of Proceedings Pending Decision of Appeal in Janus Subtrack, # 2 Exhibit A, # 3 Exhibit B, # 4 Exhibit C, # 5 Text of Proposed Order)(Prussin, H) (Entered: 01/21/2011)
ORDER granting (324) Motion by the Putnam defendants for Entry of separate and final Judgment under Rule 54(b) in case 1:04-cv-00560-JFM; granting (3563) Motion for Entry of Judgment under Rule 54(b) in case 1:04-md-15863-JFM; granting (24) Motion for Entry of Judgment under Rule 54(b) in case 1:10-cv-01887-JFM. Signed by Judge J. Frederick Motz on 1/19/11 Associated Cases: 1:04-md-15863-JFM, 1:04-cv-00560-JFM, 1:10-cv-01887-JFM(cags, Deputy Clerk) (Entered: 01/19/2011)
Correspondence re: Objection to Settlement (Attachments: # 1 Exhibit Kimberly J. Clifton's Objection to Proposed Settlement, Objection to Attorneys' Fees Request and Notice of Intention to Appear and Request to Speak at the Hearing (With Redacted Exhibits))Associated Cases: 1:04-md-15863-JFM, 1:04-cv-01924-JFM, 1:04-cv-01933-JFM(Waldman, Chet) (Entered: 01/19/2011)
CERTIFICATE OF SERVICE by Putnam Investment Management LLC re (324 in 1:04-cv-00560-JFM, 3563 in 1:04-md-15863-JFM) MOTION for Entry of Judgment under Rule 54(b) (Assented-To) MOTION for Entry of Judgment under Rule 54(b) (Assented-To) Associated Cases: 1:04-md-15863-JFM, 1:04-cv-00560-JFM(Carroll, James) (Entered: 01/13/2011)
ORDER AND FINAL JUDGMENT. Signed by Judge J. Frederick Motz on 11/15/10 (Attachments: # 1 Attachment 1)Associated Cases: 1:04-md-15863-JFM, 1:04-cv-00560-JFM(cag, Deputy Clerk) (Entered: 11/15/2010)
ORDER granting (316) Motion for Approval of Revised Expenses in case 1:04-cv-00560-JFM. Signed by Judge J. Frederick Motz on 11/15/10 Associated Cases: 1:04-md-15863-JFM, 1:04-cv-00560-JFM(cag, Deputy Clerk) (Entered: 11/15/2010)
MEMORANDUM Signed by Judge J. Frederick Motz on 11/15/10. Associated Cases: 1:04-md-15863-JFM, 1:04-cv-00560-JFM(cag, Deputy Clerk) (Entered: 11/15/2010)
NOTICE OF FILING OF OFFICIAL TRANSCRIPT of Proceedings held on 10/21/2010, before Judge Judge Blake and Motz. Court Reporter/Transcriber Mary M. Zajac, Telephone number 410-962-4544. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained from the Court Reporter or through PACER... Redaction Request due 11/23/2010. Redacted Transcript Deadline set for 12/3/2010. Release of Transcript Restriction set for 1/31/2011. Associated Cases: 1:04-md-15863-JFM et al.(mmz, Court Reporter) (Entered: 11/02/2010)
NOTICE OF FILING OF OFFICIAL TRANSCRIPT of Proceedings held on 10/21/2010, before Judge Judges Blake and Motz. Court Reporter/Transcriber Mary M. Zajac, Telephone number 410-962-4544. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained from the Court Reporter or through PACER... Redaction Request due 11/23/2010. Redacted Transcript Deadline set for 12/3/2010. Release of Transcript Restriction set for 1/31/2011. Associated Cases: 1:04-md-15861-CCB et al.(mmz, Court Reporter) (Entered: 11/02/2010)
JUDGMENT on Attorney Fees. ORDER AWARDING attorneys' fees and litigation expenses in the MFS Sub-Track. Signed by Judge J. Frederick Motz on 10/25/2010. (das, Deputy Clerk) (Entered: 10/27/2010)
ORDER and FINAL JUDGMENT with respect to Wishire Associates. Signed by Judge J. Frederick Motz on 10/25/10. (das, Deputy Clerk) (Additional attachment(s) added on 11/3/2010: # 1 Exhibits) (cags, Deputy Clerk). (Entered: 10/27/2010)
ORDER and FINAL JUDGMENT with respect to Tewksbury. Signed by Judge J. Frederick Motz on 10/25/2010. (das, Deputy Clerk) (Additional attachment(s) added on 11/3/2010: # 1 Exhibits) (cags, Deputy Clerk). (Entered: 10/27/2010)
ORDER and FINAL JUDGMENT respect to the Security Brokerage Parties. Signed by Judge J. Frederick Motz on 10/25/2010. (das, Deputy Clerk) (Additional attachment(s) added on 11/3/2010: # 1 Exhibits) (cags, Deputy Clerk). (Entered: 10/27/2010)
ORDER and FINAL JUDGMENT with respect to MFS Funds Defendants. Signed by Judge J. Frederick Motz on 10/25/2010. (das, Deputy Clerk) (Additional attachment(s) added on 11/3/2010: # 1 Exhibits) (cags, Deputy Clerk). (Entered: 10/27/2010)
ORDER and FINAL JUDGMENT with respect to Canary Defendants. Signed by Judge J. Frederick Motz on 10/25/2010. (das, Deputy Clerk) (Additional attachment(s) added on 11/3/2010: # 1 Exhibits) (cags, Deputy Clerk). (Entered: 10/27/2010)
ORDER and FINAL JUDGMENT with respect to Bear Sterns Defendants. Signed by Judge J. Frederick Motz on 10/25/2010. (das, Deputy Clerk) (Additional attachment(s) added on 11/3/2010: # 1 Exhibits) (cags, Deputy Clerk). (Entered: 10/27/2010)
ORDER and FINAL JUDGMENT with respect to Banc of America Securities. Signed by Judge J. Frederick Motz on 10/25/2010. (das, Deputy Clerk) (Additional attachment(s) added on 11/3/2010: # 1 Exhibits) (cags, Deputy Clerk). (Entered: 10/27/2010)
ORDER and FINAL JUDGMENT with respect to MFS Defendants. Signed by Judge J. Frederick Motz on 10/25/2010. (das, Deputy Clerk) (Additional attachment(s) added on 11/3/2010: # 1 Exhibits) (cags, Deputy Clerk). (Entered: 10/27/2010)
(FILED IN ERROR- WRONG MASTER CASE) FINAL JUDGMENT and ORDER re: 04-cv-1455, and 04-cv-3353. Signed by Judge Catherine C. Blake on 10/25/10. (das, Deputy Clerk) Modified on 10/27/2010 (das, Deputy Clerk). (Entered: 10/27/2010)
JUDGMENT on Attorney Fees. ORDER AWARDING Attorneys' Fees and Expenses in the Alger Sub-Track. Signed by Judge J. Frederick Motz on 10/25/10. (das, Deputy Clerk) (Entered: 10/27/2010)
ORDER APPROVING Plan of Allocation of Settlement Proceeds in the Alger Sub-Track. Signed by Judge J. Frederick Motz on 10/25/10. (das, Deputy Clerk) (Entered: 10/27/2010)
ORDER and FINAL JUDGMENT with respect to the Canary Defendants. Signed by Judge J. Frederick Motz on 10/25/10. (das, Deputy Clerk) (Additional attachment(s) added on 11/4/2010: # 1 Exhibits) (cag, Deputy Clerk). (Entered: 10/27/2010)
ORDER and FINAL JUDGMENT with respect to Bear Sterns Defendants. Signed by Judge J. Frederick Motz on 10/25/10. (das, Deputy Clerk) (Additional attachment(s) added on 11/4/2010: # 1 Exhibits) (cag, Deputy Clerk). (Entered: 10/27/2010)
ORDER and FINAL JUDGMENT with respect to Banc of America Securities LLC. Signed by Judge J. Frederick Motz on 10/25/10. (das, Deputy Clerk) (Additional attachment(s) added on 11/4/2010: # 1 Exhibits) (cag, Deputy Clerk). (Entered: 10/27/2010)
FINAL JUDGMENT and ORDER re: Alger sub-tracks. Signed by Judge J. Frederick Motz on 10/25/10. Associated Cases: 1:04-md-15863-JFM, 1:04-cv-00861-JFM, 1:04-cv-00876-JFM(das, Deputy Clerk) (Additional attachment(s) added on 11/4/2010: # 1 Exhibits) (cag, Deputy Clerk). (Entered: 10/27/2010)
JUDGMENT on Attorney Fees. ORDER AWARDING Fees and Expenses to Plaintiffs' counsel in connection with the settlements in the One Group sub-Track. Signed by Judge J. Frederick Motz on 10/25/10. (das, Deputy Clerk) (Entered: 10/26/2010)
ORDER APPROVING Plan of Allocation in the One Group Sub-Track. Signed by Judge J. Frederick Motz on 10/25/10. (das, Deputy Clerk) (Entered: 10/26/2010)
JUDGMENT APPROVING Settlements and DISMISSING Actions against the Settling Defendants in the One Group Subtrack. Signed by Judge J. Frederick Motz on 10/25/10. (das, Deputy Clerk)(.22) (Entered: 10/26/2010)
JUDGMENT on Attorney Fees. Fees and Expenses awarded to Plaintiffs' Counsel in connection with the settlement in the Columbia Sub-Track. Signed by Judge J. Frederick Motz on 10/25/10. (das, Deputy Clerk)(.22) (Entered: 10/26/2010)
ORDER APPROVING Plan of Distribution in the Columbia Sub-Track. Signed by Judge J. Frederick Motz on 10/25/10. (das, Deputy Clerk) (Entered: 10/26/2010)
ORDER and FINAL JUDGMENT with the Settling Defendants in the Columbia Sub-Track. Signed by Judge J. Frederick Motz on 10/25/10. (das, Deputy Clerk) (Additional attachment(s) added on 11/4/2010: # 1 Exhibits) (cag, Deputy Clerk). (Entered: 10/26/2010)
JUDGMENT on Attorney Fees. Fees awarded to Plaintiffs as therein set forth. Signed by Judge J. Frederick Motz on 10/25/10. (das, Deputy Clerk)(interest rate.22) Modified on 10/27/2010 (das, Deputy Clerk). (Entered: 10/26/2010)
ORDER and FINAL JUDGMENT. Signed by Judge J. Frederick Motz on 10/25/10. (das, Deputy Clerk) (Additional attachment(s) added on 11/5/2010: # 1 Exhibits) (cags, Deputy Clerk). (Entered: 10/26/2010)
3517
Filed: 10/25/2010, Entered: None
FINAL JUDGMENT and ORDER OF DISMISSAL. Signed by Judge J. Frederick Motz on 10/25/10. Associated Cases: 1:04-md-15863-JFM, 1:04-cv-03798-JFM(das, Deputy Clerk) (Entered: 10/25/2010)
Supplemental to Plaintiffs' Motions for (a) Final Approval of Settlements (b) Final Approval of Plan of Allocation and (c) Application for Award of Attorneys' Fees and Reimbursement of Litigation Expenses.. (Attachments: # 1 Text of Proposed Order Approving Plan of Allocation, # 2 Text of Proposed Order Granting Plaintiffs' Lead and Liason Counsel's Motin for an Award of Attorneys' Fees and Reimbursement of Expenses)(Molumphy, Mark) (Entered: 10/22/2010)
Supplemental to (198 in 1:04-cv-03798-JFM, 3492 in 1:04-md-15863-JFM) Response in Support of Motion, filed by Anthony Cacciola Text of Proposed Order of Final Judgment and Order of Dismissal. (Lahm, James) (Entered: 10/22/2010)
Supplemental to 3488 Reply to Response to Motion,,,, filed by A Plaintiff Text of Proposed Judgment Approving Settlements and Dismissing Actions Against the Settling Defendants (One Group Sub-Track). (Attachments: # 1 Text of Proposed Order Approving Plan of Allocation, # 2 Text of Proposed Order Awarding Fees and Expenses)(Goodstein, Clifford) (Entered: 10/22/2010)
Supplemental to 3494 Reply to Response to Motion,,,, filed by A Plaintiff Text of Proposed Order and Final Judgment (Columbia Sub-Track). (Attachments: # 1 Text of Proposed Order Approving Plan of Distribution, # 2 Text of Proposed Order Awarding Fees and Expenses)(Goodstein, Clifford) (Entered: 10/22/2010)
NOTICE by A Plaintiff Proposed Final Judgment and Order (Attachments: # 1 Text of Proposed Order Order and Final Judgment With Respect to Banc of America Securities LLC, # 2 Text of Proposed Order Order and Final Judgment With Respect to Bear Stearns Defendants, # 3 Text of Proposed Order Order and Final Judgment With Respect to the Canary Defendants, # 4 Text of Proposed Order Order Approving Plan of Allocation to Settlement Proceeds in the Alger Sub-Track, # 5 Text of Proposed Order Order Awarding Attorneys' Fees and Expenses in the Alger Sub-Track)(Newcomer, Michelle) (Entered: 10/22/2010)
Supplemental to Plaintiffs' Motions for (a) Final Approval of Settlements (b) Final Approval of Plan of Allocation and (c) Application for Award of Attorneys' Fees and Reimbursement of Litigation Expenses. (Attachments: # 1 Text of Proposed Order MFS Defendants, # 2 Text of Proposed Order BAS Defendants, # 3 Text of Proposed Order Bear Stearns Defendants, # 4 Text of Proposed Order Canary Defendants, # 5 Text of Proposed Order MFS Funds Defendants, # 6 Text of Proposed Order Security Brokerage Defendants, # 7 Text of Proposed Order Defendant Tewksbury, # 8 Text of Proposed Order Defendant Wilshire Associates, # 9 Text of Proposed Order Plan of Allocation, # 10 Text of Proposed Order Attorneys' Fees & Litigation Expenses)Associated Cases: 1:04-md-15863-JFM, 1:04-cv-01162-JFM(Bien Willner, Jerald) (Entered: 10/22/2010)
Supplemental to Declaration of Chet Waldman in Support of Final Approval of Class Action and Plan of Allocation, Class Certification, and Award of Attorneys' Fees, Plaintiffs' Award, and Reimbursement of Expenses. Associated Cases: 1:04-md-15863-JFM, 1:04-cv-01924-JFM, 1:04-cv-01933-JFM(Waldman, Chet) (Entered: 10/20/2010)
NOTICE by City of Chicago Deferred Compensation Plan Notice of Filing of Correspondence (relates to Docket No. 3500) Associated Cases: 1:04-md-15863-JFM, 1:04-cv-01162-JFM(Bien Willner, Jerald) (Entered: 10/18/2010)
Correspondence re: proposed Supplemental Order regarding mailings per Court conference of October 12, 2010 (Attachments: # 1 Text of Proposed Order Supplement to Amended Order Preliminarily Approving Settlements of Class Action and Establishing Notice Procedures dated May 19, 2010)Associated Cases: 1:04-md-15863-JFM, 1:04-cv-01924-JFM, 1:04-cv-01933-JFM(Waldman, Chet) (Entered: 10/18/2010)
Correspondence from Hutchinson Black and Cook on behalf of Thelma F. Shew re: settlement. (Attachments: # 1 Envelope)(jnl, Deputy Clerk) (Entered: 10/15/2010)
Supplemental to 3446 MOTION for Settlement (Plaintiffs' Motion for Final Approval of Settlements, Approval of Plan of Allocation, and Certification of Settlement Class) MOTION for Settlement (Plaintiffs' Motion for Final Approval of Settlements, Approval of Plan of Allocation, and Certification of Settlement Class) filed by Maloon Powers Pitre & Higgins, LLC Amended [Proposed] Order and Final Judgment. (Molumphy, Mark) (Entered: 10/14/2010)
Supplemental to (198 in 1:04-cv-03798-JFM) Response in Support of Motion, filed by Anthony Cacciola [Corrected Amended Proposed] Final Judgment and Order of Dismissal. (Lahm, James) (Entered: 10/08/2010)
REPLY to Response to Motion re 3452 MOTION for Settlement PLAINTIFFS MOTION FOR FINAL APPROVAL OF SETTLEMENTS, APPROVAL OF PLAN OF ALLOCATION, CERTIFICATION OF SETTLEMENT CLASS, AND AWARD OF ATTORNEYS FEES AND REIMBURSEMENT OF EXPENSES (Columbia Sub-track) MOTION for Settlement PLAINTIFFS MOTION FOR FINAL APPROVAL OF SETTLEMENTS, APPROVAL OF PLAN OF ALLOCATION, CERTIFICATION OF SETTLEMENT CLASS, AND AWARD OF ATTORNEYS FEES AND REIMBURSEMENT OF EXPENSES (Columbia Sub-track) MOTION for Settlement PLAINTIFFS MOTION FOR FINAL APPROVAL OF SETTLEMENTS, APPROVAL OF PLAN OF ALLOCATION, CERTIFICATION OF SETTLEMENT CLASS, AND AWARD OF ATTORNEYS FEES AND REIMBURSEMENT OF EXPENSES (Columbia Sub-track) MOTION for Settlement PLAINTIFFS MOTION FOR FINAL APPROVAL OF SETTLEMENTS, APPROVAL OF PLAN OF ALLOCATION, CERTIFICATION OF SETTLEMENT CLASS, AND AWARD OF ATTORNEYS FEES AND REIMBURSEMENT OF EXPENSES (Columbia Sub-track) filed by A Plaintiff. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I, # 10 Certificate of Service)(Goodstein, Clifford) (Entered: 10/07/2010)
RESPONSE in Support re (195 in 1:04-cv-03798-JFM) MOTION for Settlement , Final Approval of Settlements and Approval of Plan of Allocation, Certification of Settlement Class, and Approval of Attorneys Fees and Expenses and Plaintiffs Expenses and Costs filed by Anthony Cacciola. Replies due by 10/25/2010. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7)(Lahm, James) (Entered: 10/06/2010)
Supplemental to ECF Docket Nos. 3455 (Plaintiffs' Motion for Final Approval of the Settlements and Plan of Allocation in the MFS Sub-Track), 3456 (Plaintiffs Counsels Motion for an Award of Attorneys' Fees and Reimbursement of Litigation Expenses in the MFS Sub-Track). (Attachments: # 1 Supplemental Declaration, # 2 Exhibit 1, # 3 Exhibit 2, # 4 Exhibit 3, # 5 Exhibit 4, # 6 Appendix, # 7 Exhibit 1 to Appendix, # 8 Exhibit 2 to Appendix, # 9 Exhibit 3 to Appendix, # 10 Exhibit 4 to Appendix, # 11 Exhibit 5 to Appendix, # 12 Exhibit 6 to Appendix, # 13 Exhibit 7 to Appendix, # 14 Exhibit 8 to Appendix, # 15 Exhibit 9 to Appendix, # 16 Exhibit 10 to Appendix)Associated Cases: 1:04-md-15863-JFM, 1:04-cv-01162-JFM(Johnson, C) (Entered: 10/06/2010)
RESPONSE re 3447 MOTION for Attorney Fees of Cotchett, Pitre & McCarthy and Chimicles & Tikellis LLP for An Award of Attorneys Fees and Reimbursement of Expenses, 3448 Notice (Other), Notice (Other), Notice (Other), Notice (Other), Notice (Other), Notice (Other), Notice (Other), 3446 MOTION for Settlement (Plaintiffs' Motion for Final Approval of Settlements, Approval of Plan of Allocation, and Certification of Settlement Class) MOTION for Settlement (Plaintiffs' Motion for Final Approval of Settlements, Approval of Plan of Allocation, and Certification of Settlement Class), REPLY to Response to Motion filed by Maloon Powers Pitre & Higgins, LLC. (Attachments: # 1 Supplemental Appendix, # 2 Ex. 15 Waugh Declaration, # 3 Ex. 16 Walfish Objection, # 4 Ex. 17 Bylsma Objection, # 5 Ex. 18 Perlstein Objection, # 6 Ex. 19 Hughes Objection, # 7 Ex. 20 Bechtold Objection, # 8 Proposed Order, # 9 Certificate of Service)(Molumphy, Mark) (Entered: 10/06/2010)
REPLY to Response to Motion re 3449 MOTION for Settlement PLAINTIFFS MOTION FOR FINAL APPROVAL OF SETTLEMENTS, APPROVAL OF PLAN OF ALLOCATION, CERTIFICATION OF SETTLEMENT CLASSES, AND AWARD OF ATTORNEYS FEES AND REIMBURSEMENT OF EXPENSES (One Group Track) MOTION for Settlement PLAINTIFFS MOTION FOR FINAL APPROVAL OF SETTLEMENTS, APPROVAL OF PLAN OF ALLOCATION, CERTIFICATION OF SETTLEMENT CLASSES, AND AWARD OF ATTORNEYS FEES AND REIMBURSEMENT OF EXPENSES (One Group Track) MOTION for Settlement PLAINTIFFS MOTION FOR FINAL APPROVAL OF SETTLEMENTS, APPROVAL OF PLAN OF ALLOCATION, CERTIFICATION OF SETTLEMENT CLASSES, AND AWARD OF ATTORNEYS FEES AND REIMBURSEMENT OF EXPENSES (One Group Track) MOTION for Settlement PLAINTIFFS MOTION FOR FINAL APPROVAL OF SETTLEMENTS, APPROVAL OF PLAN OF ALLOCATION, CERTIFICATION OF SETTLEMENT CLASSES, AND AWARD OF ATTORNEYS FEES AND REIMBURSEMENT OF EXPENSES (One Group Track) filed by A Plaintiff. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I, # 10 Certificate of Service)(Goodstein, Clifford) (Entered: 10/06/2010)
(FILED IN ERROR) REPLY to Response to Motion re 3452 MOTION for Settlement PLAINTIFFS MOTION FOR FINAL APPROVAL OF SETTLEMENTS, APPROVAL OF PLAN OF ALLOCATION, CERTIFICATION OF SETTLEMENT CLASS, AND AWARD OF ATTORNEYS FEES AND REIMBURSEMENT OF EXPENSES (Columbia Sub-track) MOTION for Settlement PLAINTIFFS MOTION FOR FINAL APPROVAL OF SETTLEMENTS, APPROVAL OF PLAN OF ALLOCATION, CERTIFICATION OF SETTLEMENT CLASS, AND AWARD OF ATTORNEYS FEES AND REIMBURSEMENT OF EXPENSES (Columbia Sub-track) MOTION for Settlement PLAINTIFFS MOTION FOR FINAL APPROVAL OF SETTLEMENTS, APPROVAL OF PLAN OF ALLOCATION, CERTIFICATION OF SETTLEMENT CLASS, AND AWARD OF ATTORNEYS FEES AND REIMBURSEMENT OF EXPENSES (Columbia Sub-track) MOTION for Settlement PLAINTIFFS MOTION FOR FINAL APPROVAL OF SETTLEMENTS, APPROVAL OF PLAN OF ALLOCATION, CERTIFICATION OF SETTLEMENT CLASS, AND AWARD OF ATTORNEYS FEES AND REIMBURSEMENT OF EXPENSES (Columbia Sub-track) filed by A Plaintiff. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I, # 10 Certificate of Service)(Goodstein, Clifford) Modified on 10/7/2010 (jnls, Deputy Clerk). (Entered: 10/06/2010)
RESPONSE re (54 in 1:04-cv-01924-JFM) Notice (Other), (52 in 1:04-cv-01924-JFM) Joint MOTION for Settlement and Attorneys' Fees and Expenses Final Approval : Response to the Objection of Martin Sir (Since Withdrawn) and the Letters of Theodore A. Bechtold, Esq. filed by Combined Welfare Fund. (Attachments: # 1 Exhibit A - Sept. 20, 2010 letter from T. Bechtold, # 2 Affidavit Certificate of Service)Associated Cases: 1:04-md-15863-JFM, 1:04-cv-01924-JFM, 1:04-cv-01933-JFM(Waldman, Chet) (Entered: 10/06/2010)
NOTICE by Combined Welfare Fund re (3472 in 1:04-md-15863-JFM) Correspondence Withdrawal of Objections of Martin Sir, Custodian for Minors Associated Cases: 1:04-md-15863-JFM, 1:04-cv-01924-JFM, 1:04-cv-01933-JFM(Waldman, Chet) (Entered: 10/04/2010)
NOTICE by Combined Welfare Fund of Deposition of Objector Martin Sir Associated Cases: 1:04-md-15863-JFM, 1:04-cv-01924-JFM, 1:04-cv-01933-JFM(Waldman, Chet) (Entered: 09/24/2010)
Correspondence from Martin Sir, custodian of minors through counsel N. Albert Bacharach, Jr., Paul Rothstein re: Objection to Settlement. (cag, Deputy Clerk) (Entered: 09/23/2010)
NOTICE by A Plaintiff re 3452 MOTION for Settlement PLAINTIFFS MOTION FOR FINAL APPROVAL OF SETTLEMENTS, APPROVAL OF PLAN OF ALLOCATION, CERTIFICATION OF SETTLEMENT CLASS, AND AWARD OF ATTORNEYS FEES AND REIMBURSEMENT OF EXPENSES (Columbia Sub-track) MOTION for Settlement PLAINTIFFS MOTION FOR FINAL APPROVAL OF SETTLEMENTS, APPROVAL OF PLAN OF ALLOCATION, CERTIFICATION OF SETTLEMENT CLASS, AND AWARD OF ATTORNEYS FEES AND REIMBURSEMENT OF EXPENSES (Columbia Sub-track) MOTION for Settlement PLAINTIFFS MOTION FOR FINAL APPROVAL OF SETTLEMENTS, APPROVAL OF PLAN OF ALLOCATION, CERTIFICATION OF SETTLEMENT CLASS, AND AWARD OF ATTORNEYS FEES AND REIMBURSEMENT OF EXPENSES (Columbia Sub-track) MOTION for Settlement PLAINTIFFS MOTION FOR FINAL APPROVAL OF SETTLEMENTS, APPROVAL OF PLAN OF ALLOCATION, CERTIFICATION OF SETTLEMENT CLASS, AND AWARD OF ATTORNEYS FEES AND REIMBURSEMENT OF EXPENSES (Columbia Sub-track) Exhibit 5 - Affidavit of Mark C. Rifkin (Exhibit inadvertently omitted from original filing) (Goodstein, Clifford) (Entered: 09/20/2010)
Memorandum re (195 in 1:04-cv-03798-JFM) MOTION for Settlement , Final Approval of Settlements and Approval of Plan of Allocation, Certification of Settlement Class, and Approval of Attorneys Fees and Expenses and Plaintiffs Expenses and Costs filed by The Krouse Group. (Lahm, James) (Entered: 09/15/2010)
MOTION for Settlement , Final Approval of Settlements and Approval of Plan of Allocation, Certification of Settlement Class, and Approval of Attorneys Fees and Expenses and Plaintiffs Expenses and Costs by Krouse Group Responses due by 10/4/2010 (Lahm, James) (Entered: 09/15/2010)
Joint MOTION for Settlement and Attorneys' Fees and Expenses Final Approval by Combined Welfare Fund Responses due by 10/1/2010 (Attachments: # 1 Plaintiffs' Memorandum of Law in Support of Final Approval of Proposed Settlements, Plan of Allocation, Class Certification, Award of Attorneys' Fees, Lead Plaintiff Award, and Reimbursement of Expenses, # 2 Declaration of Chet B. Waldman in Support of Plaintiffs' Motion for Final Approval of Proposed Settlements, Plan of Allocation, Class Certification, Award of Attorneys' Fees, Lead Plaintiff Award, and Reimbursement of Expenses)Associated Cases: 1:04-md-15863-JFM, 1:04-cv-01924-JFM, 1:04-cv-01933-JFM(Waldman, Chet) (Entered: 09/14/2010)
Joint MOTION for Attorney Fees PLAINTIFFS COUNSELS MOTION FOR ATTORNEYS FEES AND REIMBURSEMENT OF LITIGATION EXPENSES IN THE MFS SUB-TRACK by City of Chicago Deferred Compensation Plan Responses due by 10/1/2010 (Attachments: # 1 PLAINTIFFS COUNSELS MEMORANDUM OF LAW IN SUPPORT OF MOTION FOR ATTORNEYS FEES AND REIMBURSEMENT OF LITIGATION EXPENSES IN THE MFS SUB-TRACK, # 2 DECLARATION OF CHAD JOHNSON, WILLIAM C. FREDERICKS AND JERALD BIEN-WILLNER IN SUPPORT OF FINAL APPROVAL OF PROPOSEDSETTLEMENTS, PLAN OF ALLOCATION OF SETTLEMENT PROCEEDS, AND APPLICATION FOR ATTORNEYS FEES AND REIMBURSEMENT OF LITIGATION EXPENSES IN THE MFS SUB-TRACK, # 3 Exhibit 1 to BLB&G Declaration, # 4 Exhibit 2 to BLB&G Declaration, # 5 Exhibit 3 to BLB&G Declaration, # 6 Exhibit 4-A to BLB&G Declaration, # 7 Exhibit 4-B to BLB&G Declaration, # 8 Exhibit 4-C to BLB&G Declaration, # 9 Exhibit 5 to BLB&G Declaration, # 10 Affidavit of Derivative Lead Counsel (filed as a courtesy for Derivative Counsel), # 11 Affidavit of ERISA Lead Counsel (filed as a courtesy for ERISA Counsel))Associated Cases: 1:04-md-15863-JFM, 1:04-cv-01162-JFM(Johnson, C) (Entered: 09/14/2010)
Joint MOTION for Settlement PLAINTIFFS MOTION FOR FINAL APPROVAL OF THE SETTLEMENTS AND PLAN OF ALLOCATION IN THE MFS SUB-TRACK by City of Chicago Deferred Compensation Plan Responses due by 10/1/2010 (Attachments: # 1 PLAINTIFFS MEMORANDUM OF LAW IN SUPPORT OF FINAL APPROVAL OF THE SETTLEMENTS AND PLAN OF ALLOCATION IN THE MFS SUB-TRACK, # 2 DECLARATION OF CHAD JOHNSON, WILLIAM C. FREDERICKS AND JERALD BIEN-WILLNER IN SUPPORT OF FINAL APPROVAL OF PROPOSED SETTLEMENTS, PLAN OF ALLOCATION OF SETTLEMENT PROCEEDS, ANDAPPLICATION FOR ATTORNEYS FEES AND REIMBURSEMENT OF LITIGATION EXPENSES IN THE MFS SUB-TRACK, # 3 1 to BLB&G Declaration, # 4 2 to BLB&G Declaration, # 5 3 to BLB&G Declaration, # 6 4-A to BLB&G Declaration, # 7 4-B to BLB&G Declaration, # 8 4-C to BLB&G Declaration, # 9 5 to BLB&G Declaration, # 10 Affidavit of Derivative Lead Counsel (filed as a courtesy for Derivative Lead Counsel), # 11 Affidavit of ERISA Lead Counsel (filed as a courtesy for ERISA Lead Counsel))Associated Cases: 1:04-md-15863-JFM, 1:04-cv-01162-JFM(Johnson, C) (Entered: 09/14/2010)
MOTION for Attorney Fees (PLAINTIFFS OMNIBUS MEMORANDUM OF LAW IN SUPPORT OF APPLICATIONS FOR ATTORNEYS FEES AND REIMBURSEMENT OF EXPENSES) by A Plaintiff Responses due by 10/1/2010 (Luse, Jaime) (Entered: 09/14/2010)
MOTION for Settlement (PLAINTIFFS OMNIBUS MEMORANDUM OF LAW IN SUPPORT OF FINAL APPROVAL OF THE PROPOSED SETTLEMENTS AND PLANS OF ALLOCATION) by A Plaintiff Responses due by 10/1/2010 (Luse, Jaime) (Entered: 09/14/2010)
MOTION for Settlement PLAINTIFFS MOTION FOR FINAL APPROVAL OF SETTLEMENTS, APPROVAL OF PLAN OF ALLOCATION, CERTIFICATION OF SETTLEMENT CLASS, AND AWARD OF ATTORNEYS FEES AND REIMBURSEMENT OF EXPENSES (Columbia Sub-track) by A Plaintiff Responses due by 10/1/2010 (Attachments: # 1 Memorandum of Law, # 2 Declaration of Clifford S. Goodstein, # 3 Exhibit 1 - Affidavit of Elizabeth K. Nelson, # 4 Exhibit 2 - Declaration of Stephen J. Cirami, # 5 Exhibit 3 - Affidavit of Clifford S. Goodstein, # 6 Exhibit 4 - Affidavit of Charles J. Piven, # 7 Exhibit 6 - Affidavit of Nicholas E. Chimicles, # 8 Exhibit 7 - Affidavit of Nadeem Faruqi, # 9 Exhibit 8 - Affidavit of Robert D. Hillman, # 10 Exhibit 9 - Affidavit of Martin D. Chitwood)(Goodstein, Clifford) (Entered: 09/14/2010)
MOTION for Settlement PLAINTIFFS MOTION FOR FINAL APPROVAL OF SETTLEMENTS, APPROVAL OF PLAN OF ALLOCATION, CERTIFICATION OF SETTLEMENT CLASSES, AND AWARD OF ATTORNEYS FEES AND REIMBURSEMENT OF EXPENSES (One Group Track) by Linda B Parker Responses due by 10/1/2010 (Attachments: # 1 Memorandum of Law, # 2 Declaration of Nicholas E. Chimicles, # 3 Affidavit of Nicholas E. Chimicles, # 4 Declaration of Clifford S. Goodstein, # 5 Exhibit 1 - Affidavit of Madeline J. Fitzgerald, # 6 Exhibit 2 - Declaration of Stephen J. Cirami, # 7 Exhibit 3 - Affidavit of of Clifford S. Goodstein, # 8 Exhibit 4 - Affidavit of Michael K. Yarnoff, # 9 Exhibit 5 - Affidavit of Charles J. Piven, # 10 Exhibit 6 - Affidavit of Samuel K. Rosen)(Goodstein, Clifford) (Entered: 09/14/2010)
NOTICE by Maloon Powers Pitre & Higgins, LLC re 3447 MOTION for Attorney Fees of Cotchett, Pitre & McCarthy and Chimicles & Tikellis LLP for An Award of Attorneys Fees and Reimbursement of Expenses, 3446 MOTION for Settlement (Plaintiffs' Motion for Final Approval of Settlements, Approval of Plan of Allocation, and Certification of Settlement Class) MOTION for Settlement (Plaintiffs' Motion for Final Approval of Settlements, Approval of Plan of Allocation, and Certification of Settlement Class) PLAINTIFFS' APPENDIX OF EXHIBITS (Attachments: # 1 Exhibit 1- [Proposed] Order and Final Judgment, # 2 Exhibit 2-Stipulation and Agreement of Settlement (Janus Defendants), # 3 Exhibit 3-Janus/Canary Severed Agreement and Stipulation of Settlement, # 4 Exhibit 4- Master Agreement of Settlement with Canary Defendants, # 5 Exhibit 5- Janus/Bear Stearns Severed Agreement and Stipulation of Settlement, # 6 Exhibit 6- Master Agreement of Settlement with Bear Stearns Defendants, # 7 Exhibit 7- Stipulation and Agreement of Settlement with Round Hill Defendants, # 8 Exhibit 8-Rydex Distributors, Inc., Agreement and Stipulation of Settlement, # 9 Exhibit 9- Janus/BAS Severed Agreement and Stipulation of Settlement, # 10 Exhibit 10- Master Agreement of Settlement with Bank of America, # 11 Exhibit 11-Declaration of Mark C. Molumphy, # 12 Exhibit 12-Declaration of Mark A. Pitre, # 13 Exhibit 13-Declaration of Aaron Waugh, # 14 Exhibit 14- Declaration of Stephen J. Cirami)(Molumphy, Mark) (Entered: 09/14/2010)
MOTION for Attorney Fees of Cotchett, Pitre & McCarthy and Chimicles & Tikellis LLP for An Award of Attorneys Fees and Reimbursement of Expenses by Maloon Powers Pitre & Higgins, LLC Responses due by 10/1/2010 (Attachments: # 1 Memorandum of Law in Support of Plaintiffs' Lead Counsel's Motion)(Molumphy, Mark) (Entered: 09/14/2010)
MOTION for Settlement (Plaintiffs' Motion for Final Approval of Settlements, Approval of Plan of Allocation, and Certification of Settlement Class) by Maloon Powers Pitre & Higgins, LLC Responses due by 10/1/2010 (Attachments: # 1 Memorandum of Law In Support of Plaintiffs' Motion, # 2 [Proposed] Order Approving Plan of Allocation)(Molumphy, Mark) (Entered: 09/14/2010)
MOTION for Attorney Fees of Tydings & Rosenberg LLP for Attorneys' Fees and Costs Incurred as Plaintiffs' Liaison and Chief Administrative Counsel by A Plaintiff Responses due by 10/1/2010 (Attachments: # 1 Memorandum in Support, # 2 Exhibit A - Affidavit of John B. Isbister (including Affidavit Exhibits 1, 2, 3), # 3 Exhibit B - Summary of Settlements)(Isbister, John) (Entered: 09/14/2010)
Status Report Submitted regarding claims administration process per Court's July 28, 2010 request by Combined Welfare Fund Associated Cases: 1:04-md-15863-JFM, 1:04-cv-01933-JFM(Waldman, Chet) (Entered: 08/18/2010)
Status Report Submitted re: Update on Settlement Administration in the Janus Subtrack by Maloon Powers Pitre & Higgins, LLC (Molumphy, Mark) (Entered: 08/18/2010)
PAPERLESS ORDER granting 3376 Motion to Withdraw as Attorney. Attorney Michael R Bromwich terminated. Signed by Judge J. Frederick Motz on 7/19/10 (cag, Deputy Clerk) (Entered: 07/28/2010)
Correspondence from Frederic E. Michels on behalf of Sandra Marie Johnson re: settlement. (Attachments: # 1 Envelope)(jnl, Deputy Clerk) (Entered: 07/26/2010)
Correspondence from David Murray re: request for forms to be added to class action suit. (Attachments: # 1 Envelope)(jnls, Deputy Clerk) (Entered: 07/12/2010)
Correspondence from Donald and Patricia Harshbarger re: Objection to and exclusion from settlements. (Attachments: # 1 Envelope)(jnls, Deputy Clerk) (Entered: 07/12/2010)
MOTION to Withdraw as Attorney Michael R. Bromwich by Ritchie Capital Management, Inc. Responses due by 7/19/2010 (Attachments: # 1 Text of Proposed Order)(Bromwich, Michael) (Entered: 06/30/2010)
ORDER granting 3372 Plaintiff's Motion to Amend Preliminary Approval Order to Authorize Postcard Notice. Signed by Judge J. Frederick Motz on 6/7/10 (cag, Deputy Clerk) (Entered: 06/08/2010)
PRELIMINARY ORDER for Notice and Hearing in Connection with Settlement Proceedings in the MFS Sub-Track. Signed by Judge J. Frederick Motz on 5/19/10 (cags, Deputy Clerk) (Entered: 05/20/2010)
PRELIMINARY ORDER for Notice and Hearing in Connection with Settlement Proceedings in the One Group Subtrack. Signed by Judge J. Frederick Motz on 5/19/10 (cags, Deputy Clerk) (Entered: 05/20/2010)
PRELIMINARY ORDER for notice and hearing in connection with settlement proceedings in the Columbia sub-track. Signed by Judge J. Frederick Motz on 5/19/10. (jnl, Deputy Clerk) (Entered: 05/20/2010)
PRELIMINARY ORDER for notice and hearing in connection with settlement proceedings in the Alger sub-track. Signed by Judge J. Frederick Motz on 5/19/10. (jnl, Deputy Clerk) (Entered: 05/20/2010)
PRELIMINARY ORDER for notice and hearing in connection with settlement proceedings in the Janus subtrack. Signed by Judge J. Frederick Motz on 5/19/10. (jnl, Deputy Clerk) (Entered: 05/20/2010)
ORDER preliminarily approving the proposed settlements, preliminarily certifying class for settlement proposes only, approving form and manner of notice and setting fairness hearing. Signed by Judge J. Frederick Motz on 5/19/10. Associated Cases: 1:04-md-15863-JFM, 1:04-cv-03798-JFM(jnl, Deputy Clerk) (Entered: 05/20/2010)
AMENDED ORDER preliminarily approving settlements of class action and establishing notice procedures. Signed by Judge J. Frederick Motz on 5/19/10. Associated Cases: 1:04-md-15863-JFM, 1:04-cv-01924-JFM, 1:04-cv-01933-JFM(jnl, Deputy Clerk) (Entered: 05/20/2010)
ORDER of preliminary approval. Signed by Judge J. Frederick Motz on 5/19/10. Associated Cases: 1:04-md-15863-JFM, 1:04-cv-00560-JFM, 1:04-cv-00564-JFM(jnl, Deputy Clerk) (Entered: 05/20/2010)
Supplemental to (3336 in 1:04-md-15863-JFM) MOTION for Settlement Approval in Allianz Dresdner Sub-track filed by Combined Welfare Fund Amended [Proposed] Order Preliminarily Approving Settlements of Class Action and Establishing Notice Procedures. (Attachments: # 1 Exhibit Long Form Notice as amended, # 2 Exhibit Mailed Postcard Notice as amended, # 3 Exhibit Proof of Claim and Release as amended, # 4 Exhibit Amended Order Awarding Fees and Expenses, # 5 Exhibit Final Order and Judgment as amended)Associated Cases: 1:04-md-15863-JFM, 1:04-cv-01924-JFM, 1:04-cv-01933-JFM(Waldman, Chet) (Entered: 05/13/2010)
Supplemental to (188 in 1:04-cv-03798-JFM, 3340 in 1:04-md-15863-JFM) MOTION for Settlement - Plaintiffs' Motion for an Order Preliminarily Approving the Proposed Settlements, Preliminarily Certifying Class for Settlement Purposes Only, Approving Form and Manner of Notice, and Setting Fairness Hearing filed by The Krouse Group [Proposed] Order Preliminarily Approving the Proposed Settlements, Preliminarily Certifying Class for Settlement Purposes Only, Approving Form and Manner of Notice, and Setting Fairness Hearing. (Attachments: # 1 Exhibit Amended Long Form Notice, # 2 Exhibit Amended Short Form (Direct Mailing) Notice)(Lahm, James) (Entered: 05/13/2010)
Supplemental to 3347 MOTION for Settlement Plaintiffs' Motion for Preliminary Approval of Settlements in the Janus Sub-Track, Approval of Notice, and Certification of the Class for Settlement Purposes filed by Maloon Powers Pitre & Higgins, LLC [UPDATED]. (Attachments: # 1 Exhibit 1 - Notice of Pendency & Proposed Settlements (Short Form), # 2 Exhibit 2 - Long Form Notice of Pendency & Proposed Settlements, # 3 Exhibit 3 - Proof of Claim & Release, # 4 Exhibit 4 - Summary Notice of Proposed Settlements)(Molumphy, Mark) (Entered: 05/12/2010)
Supplemental to 3339 MOTION for Settlement PLAINTIFFS' MOTION FOR PRELIMINARY APPROVAL OF SETTLEMENTS IN THE ALGER SUB-TRACK, APPROVAL OF NOTICE PLAN, AND CERTIFICATION OF CLASS FOR SETTLEMENT PURPOSES MOTION to Certify Class filed by A Plaintiff [Proposed] Preliminary Order for Notice and Hearing in Connection with Settlement Proceedings in the Alger Sub-Track. (Attachments: # 1 Short Form Notice, # 2 Long Form Notice, # 3 Proof of Claim)(Luse, Jaime) (Entered: 05/12/2010)
Supplemental to (3337 in 1:04-md-15863-JFM) MOTION for Settlement PLAINTIFFS MOTION FOR PRELIMINARY APPROVAL OF SETTLEMENTS IN THE MFS SUB-TRACK, APPROVAL OF NOTICE, AND CERTIFICATION OF THE CLASSES FOR SETTLEMENT PURPOSES filed by City of Chicago Deferred Compensation Plan [Updated] Plaintiffs' [Proposed] Preliminary Order for Notice and Hearing in Connection with Settlement Proceedings in the MFS Sub-Track. (Attachments: # 1 Exhibit [Updated]Notice of Pendency and Proposed Settlements of Class Actions, Motion for Attorneys Fees and Expenses, and Settlement Hearing, # 2 Exhibit [Updated]Long-Form Notice of Pendency and Proposed Settlements of Class and Derivative Actions, Motions For Attorneys Fees and Expenses, and Settlement Hearing, # 3 Exhibit [Updated] Proof of Claim and Release, # 4 Exhibit [Updated]Summary Notice of Proposed Settlements in the In re Mutual Funds Investment Litigation and Settlement Fairness Hearing)Associated Cases: 1:04-md-15863-JFM, 1:04-cv-01162-JFM(Bien Willner, Jerald) (Entered: 05/12/2010)
Supplemental to 3344 MOTION for Settlement MOTION FOR PRELIMINARY APPROVAL OF SETTLEMENT IN COLUMBIA SUB-TRACK filed by A Plaintiff [proposed] Preliminary Order For Notice and Hearing in Connection with Settlement Proceedings in the Columbia Sub-Track. (Attachments: # 1 Exhibit List, # 2 Exhibit A - Short Form, # 3 Exhibit B- Long Form, # 4 Exhibit C- Proof of Claim)(Luse, Jaime) (Entered: 05/12/2010)
Supplemental to 3343 MOTION for Settlement MOTION FOR PRELIMINARY APPROVAL OF SETTLEMENT IN ONE GROUP TRACK filed by A Plaintiff [Proposed] Preliminary Order for Notice and Hearing in Connection with Settlement Proceedings in the One Group Subtrack. (Attachments: # 1 Exhibit List, # 2 Exhibit A - Short Form Notice, # 3 Exhibit B- Long Form Notice)(Luse, Jaime) (Entered: 05/12/2010)
Supplemental to (99 in 1:04-cv-00564-JFM, 3346 in 1:04-md-15863-JFM, 306 in 1:04-cv-00560-JFM) MOTION MOTION FOR PRELIMINARY APPROVAL OF CLASS SETTLEMENT, CERTIFICATION OF SETTLEMENT CLASS AND APPOINTMENT OF CLASS COUNSEL filed by Lead Plaintiff Ohio Tuition Trust Authority Revised proposed preliminary approval order and. (Attachments: # 1 revised long form notice)Associated Cases: 1:04-md-15863-JFM, 1:04-cv-00560-JFM, 1:04-cv-00564-JFM(Heuck, Robert) (Entered: 05/11/2010)
NOTICE by Maloon Powers Pitre & Higgins, LLC re 3348 Notice (Other), Notice (Other), Notice (Other) Revised Exhibit 1.1 (Notice of Pendency and Proposed Settlements of Class and Derivative Actions, Motion for Attorneys' Fees and Expenses, and Settlement Hearing and Revised Exhibit 1.2-Long Form Notice of Pendency and Proposed Settlements of Class and Derivative Actions (Attachments: # 1 Exhibit 1.2 Long Form Notice of Pendency and Proposed Settlements of Class and Derivative Actions)(Molumphy, Mark) (Entered: 05/06/2010)
NOTICE by A Plaintiff re (99 in 1:04-cv-00564-JFM, 3346 in 1:04-md-15863-JFM, 306 in 1:04-cv-00560-JFM) MOTION MOTION FOR PRELIMINARY APPROVAL OF CLASS SETTLEMENT, CERTIFICATION OF SETTLEMENT CLASS AND APPOINTMENT OF CLASS COUNSEL Second Revised Proposed Preliminary Approval Order and Long Form Notice (Attachments: # 1 Supplement)Associated Cases: 1:04-md-15863-JFM, 1:04-cv-00560-JFM, 1:04-cv-00564-JFM(Heuck, Robert) (Entered: 05/06/2010)
Correspondence re: Janus Defendants' Response to Parent Investor Class Plaintiff's Letter to the Court (Attachments: # 1 Exhibit Exhibit A)(Perry, Mark) (Entered: 05/05/2010)
NOTICE by A Plaintiff re (99 in 1:04-cv-00564-JFM, 3346 in 1:04-md-15863-JFM, 306 in 1:04-cv-00560-JFM) MOTION MOTION FOR PRELIMINARY APPROVAL OF CLASS SETTLEMENT, CERTIFICATION OF SETTLEMENT CLASS AND APPOINTMENT OF CLASS COUNSEL REVISED PROPOSED PRELIMINARY APPROVAL ORDER (Attachments: # 1 REVISED LONG FORM NOTICE)Associated Cases: 1:04-md-15863-JFM, 1:04-cv-00560-JFM, 1:04-cv-00564-JFM(Heuck, Robert) (Entered: 05/04/2010)
NOTICE by Maloon Powers Pitre & Higgins, LLC re (3347 in 1:04-md-15863-JFM) MOTION for Settlement Plaintiffs' Motion for Preliminary Approval of Settlements in the Janus Sub-Track, Approval of Notice, and Certification of the Class for Settlement Purposes Notice of [Revised Proposed] Preliminary Order for Notice and Hearing in Connection With Settlement Proceedings in the Janus Subtrack (Attachments: # 1 Revised Proposed Order)Associated Cases: 1:04-md-15863-JFM, 1:04-cv-00514-JFM(Molumphy, Mark) (Entered: 05/04/2010)
PAPERLESS ORDER granting (45) Motion to Seal in case 1:04-cv-00518-JFM; granting (3266) Motion to Seal in case 1:04-md-15863-JFM. Signed by Judge J. Frederick Motz on 10/21/09. Associated Cases: 1:04-md-15863-JFM, 1:04-cv-00518-JFM(jnl, Deputy Clerk) (Entered: 10/22/2009)
NOTICE of Change of Address by Ira Lee Sorkin Associated Cases: 1:04-md-15861-CCB, 1:04-md-15862-JFM, 1:04-md-15863-JFM, 1:04-md-15864-JFM(Sorkin, Ira) (Entered: 10/05/2009)
ORDER APPROVING (186 in 1:04-cv-03798-JFM, 3268 in 1:04-md-15863-JFM) Notice of Voluntary Dismissal of AIC Asset Management, LLC and Security Trust Compnay, N.A.. Signed by Judge J. Frederick Motz on 10/1/09 Associated Cases: 1:04-md-15863-JFM, 1:04-cv-03798-JFM(cag, Deputy Clerk) (Entered: 10/01/2009)
RESPONSE in Support re (42 in 1:04-cv-00518-JFM) MOTION for Summary Judgment filed by Janus Capital Management LLC, Janus Capital Group, Inc.. Replies due by 10/13/2009. Associated Cases: 1:04-md-15863-JFM, 1:04-cv-00518-JFM(Perry, Mark) (Entered: 09/29/2009)
PAPERLESS ORDER granting 3269 Motion to Withdraw as Attorney. Attorney Robert A Gaumont terminated. Signed by Judge J. Frederick Motz on 9/23/09. (jnl, Deputy Clerk) (Entered: 09/24/2009)
MOTION to Withdraw as Attorney by Banc of America Securities LLC, Bank of America, N.A., Bank of America Corporation, Columbia Management Advisors, LLC, Columbia Management Distributors, Inc., Columbia Management Group, LLC, Bacap Distributors, LLC, Banc of America Capital Management LLC, Columbia Wanger Asset Management, L.P., Bank of America, NA Responses due by 10/9/2009 Associated Cases: 1:04-md-15861-CCB, 1:04-md-15862-AMD, 1:04-md-15863-JFM, 1:04-md-15864-JFM(Gaumont, Robert) (Entered: 09/22/2009)
RESPONSE in Opposition re (3242 in 1:04-md-15863-JFM) MOTION for Summary Judgment, (42 in 1:04-cv-00518-JFM) MOTION for Summary Judgment -- Fund Derivative Plaintiffs' Memorandum of Law in Opposition to Janus Defendants' Motion for Summary Judgment (Offset) -- Filed Under Seal filed by Mei Hung, Jason Hung, Robin Resnick, Doreen Duke, Lauri C. Bader, Sylvia Volin, George Tsetsekos, Lawrence A. Stigas, Jean Stigas, Erik P. Gagnon, Mark J. Keane, Reiko Gagnon, Katharine Clark, Gloria Steinberg, Michael Gaines, Sharon Gaines, Roger Bailey, Joseph Cordani, Barbara Cordani, Michael Lipstein, James E. Schultz, Rhonda Vladimir, Robert K. Finnell, Sherry Chait, Gerald Chait, Janus Adviser Series, Sharon Gaines, A Plaintiff, Smith Barney Fund Management, LLC. Replies due by 10/2/2009. Associated Cases: 1:04-md-15863-JFM, 1:04-cv-00518-JFM(Chimicles, Nicholas) (Additional attachment(s) added on 9/21/2009: # 1 Sealed Opposition, # 2 Sealed Exhibit A, # 3 Sealed Exhibit B, # 4 Sealed Exhibit C, # 5 Sealed Exhibit D, # 6 Sealed Exhibit E, # 7 Sealed Exhibit F, # 8 Sealed Exhibit G, # 9 Sealed Exhibit H) (jnl, Deputy Clerk). Modified on 9/21/2009 (jnl, Deputy Clerk). (Entered: 09/18/2009)
MOTION to Seal Fund Derivative Plaintiffs' Memorandum of Law in Opposition to Janus Defendants' Motion for Summary Judgment (Offset) by Mei Hung, Jason Hung, Robin Resnick, Doreen Duke, Lauri C. Bader, Sylvia Volin, George Tsetsekos, Lawrence A. Stigas, Jean Stigas, Erik P. Gagnon, Mark J. Keane, Reiko Gagnon, Katharine Clark, Gloria Steinberg, Michael Gaines, Sharon Gaines, Roger Bailey, Joseph Cordani, Barbara Cordani, Michael Lipstein, James E. Schultz, Rhonda Vladimir, Robert K. Finnell, Sherry Chait, Gerald Chait, Katherine Clark, Sharon Gaines, A Plaintiff Responses due by 10/5/2009 (Attachments: # 1 Text of Proposed Order)Associated Cases: 1:04-md-15863-JFM, 1:04-cv-00518-JFM(Chimicles, Nicholas) (Entered: 09/18/2009)
Paperless ORDER approving 3264 Request for Extension of Time to File filed by Janus Capital Management LLC, Janus Capital Group, Inc.. Signed by Judge J. Frederick Motz on 9/16/09. (Motz, J.) (Entered: 09/16/2009)
Joint REQUEST for Extension of Time to File Answer to the Complaint, for Serving and Responding to Discovery Requests and for the Fact Discovery (Perry, Mark) (Entered: 09/15/2009)
TRANSCRIPT REQUEST by Putnam Investment Management, LLC, Putnam, LLC, Putnam Retail Management Limited Partnership, Stephen M. Oristaglio, Robert F. Lucey, Irene M. Esteves, Gordon H. Silver, Putnam Investments Trust, Putnam Investment Management Trust (Carroll, James) (Entered: 08/10/2009)
Paperless ORDER granting 3252 Motion for Extension of Time to File Response/Reply. Signed by Judge J. Frederick Motz on 8/4/09. (Motz, J.) (Entered: 08/04/2009)
Second MOTION for Extension of Time to File Response/Reply as to (172 in 1:04-cv-03798-JFM) Bill of Costs,, ( Responses due by 8/17/2009) by Krouse Group (Lahm, James) (Entered: 07/30/2009)
Paperless ORDER granting 3247 Motion for Extension of Time to File Document. Signed by Judge J. Frederick Motz on 7/24/09. (Motz, J.) (Entered: 07/24/2009)
Paperless ORDER granting re 3246 Miscellaneous Correspondence requesting extension of time.. Signed by Judge J. Frederick Motz on 7/23/09. (Motz, J.) (Entered: 07/23/2009)
Second REQUEST for Extension of Time to File A MEMORANDUM IN SUPPORT OF THEIR MOTION FOR (1) MANDATORY COURT FINDINGS PURSUANT TO THE PRIVATE SECURITIES LITIGATION REFORM ACT OF 1995 AND (2) AWARD OF ATTORNEYS FEES (Baucus, Zeno) (Entered: 07/23/2009)
Second MOTION for Extension of Time to File MEMORANDUM IN SUPPORT OF THEIR MOTION FOR (1) MANDATORY COURT FINDINGS PURSUANT TO THE PRIVATE SECURITIES LITIGATION REFORM ACT OF 1995 AND (2) AWARD OF ATTORNEYS FEES by RS Investment Management, LP, James L. Callinan, Steven M. Cohen, G. Randall Hecht, Keith, Peter, McCaffery, Michael G., RS Investment Management Co., LLC, RS Investment Management, Inc., RS Investment Trust, RS Contrarian Value Fund, RS Diversified Growth Fund, RS Emerging Growth Fund, RS Global Natural Resources Fund, RS Growth Fund, RS Information Age Fund, RS Internet Age Fund, RS Midcap Opportunities Fund, RS Partner Fund, RS Smaller Company Growth Fund Responses due by 8/10/2009 (Baucus, Zeno) (Entered: 07/23/2009)
Correspondence re: Fund Derivative Plaintiffs' Response to Motion for Summary Judgment by Janus Capital Group (Dkt. No. 3242) Associated Cases: 1:04-md-15863-JFM, 1:04-cv-00518-JFM(Mathews, Timothy) (Entered: 07/22/2009)
MOTION for Summary Judgment by Janus Capital Group Inc.. Responses due by 8/3/2009 (Attachments: # 1 Memorandum in Support of Janus Defendants Motion for Summary Judgment, # 2 John Mari Supplemental Declaration, # 3 Certificate of Service)(Perry, Mark) (Entered: 07/16/2009)
ORDER directing defendants bill of costs be administratively closed, subject to being reopened upon notice by defendants in the event that this courts rulings are affirmed on appeal. Signed by Judge J. Frederick Motz on 7/16/09. Associated Cases: 1:04-md-15863-JFM, 1:04-cv-00560-JFM(jnls, Deputy Clerk) (Entered: 07/16/2009)
ORDER granting 3239 Motion of RS defendants for entry of final Judgment. Signed by Judge J. Frederick Motz on 7/16/09. (jnls, Deputy Clerk) (Entered: 07/16/2009)
MOTION for Judgment by RS Investment Management, LP, James L. Callinan, Steven M. Cohen, G. Randall Hecht, Keith, Peter, McCaffery, Michael G., RS Investment Management Co., LLC, RS Investment Management, Inc., RS Investment Trust, RS Contrarian Value Fund, RS Diversified Growth Fund, RS Emerging Growth Fund, RS Global Natural Resources Fund, RS Growth Fund, RS Information Age Fund, RS Internet Age Fund, RS Midcap Opportunities Fund, RS Partner Fund, RS Smaller Company Growth Fund Responses due by 7/31/2009 (Attachments: # 1 Memorandum In Support)(Baucus, Zeno) (Entered: 07/14/2009)
Transmission of Notice of Appeal and Docket Sheet to US Court of Appeals re 3236 Notice of Appeal. IMPORTANT NOTICE: To access forms which you are required to file with the United States Court of Appeals for the Fourth Circuit please go to http://www.ca4.uscourts.gov and click on Forms & Notices. (sls, Deputy Clerk) (Entered: 07/08/2009)
NOTICE OF APPEAL as to 3230 Order on Motion for Entry of Judgment under Rule 54(b), Order on Motion for Entry of Judgment under Rule 54(b), 3235 Order on Motion for Entry of Judgment under Rule 54(b), Order on Motion for Entry of Judgment under Rule 54(b), Order on Motion for Entry of Judgment under Rule 54(b), Order on Motion for Entry of Judgment under Rule 54(b), Order on Motion for Entry of Judgment under Rule 54(b), Order on Motion for Entry of Judgment under Rule 54(b)by Ohio Tuition Trust Authority. Filing fee $ 455, receipt number 04160000000002170738 (sls, Deputy Clerk) (Entered: 07/08/2009)
ORDER granting (282) Motion for Entry of Judgment under Rule 54(b) in case 1:04-cv-00560-JFM; granting (95) Motion for Entry of Judgment under Rule 54(b) in case 1:04-cv-00564-JFM; granting (3212) Motion for Entry of Judgment under Rule 54(b) in case 1:04-md-15863-JFM. Signed by Judge J. Frederick Motz on 7/1/09. Associated Cases: 1:04-md-15863-JFM, 1:04-cv-00560-JFM, 1:04-cv-00564-JFM(jnl, Deputy Clerk) (Entered: 07/01/2009)
ORDER denying 3197 Motion for reconsideraation en banc and motion to intervenefiled by Peng Yinan, Jonathan Lee Riches, and Xiao Tian. Signed by Judge J. Frederick Motz on 6/29/09. (jnl, Deputy Clerk) (Entered: 06/29/2009)
MOTION for Other Relief Submission of Proposed Order by Carmel Peters Responses due by 7/13/2009 (Attachments: # 1 Text of Proposed Order)Associated Cases: 1:04-md-15863-JFM, 1:04-cv-00560-JFM(Casey, Peter) (Entered: 06/24/2009)
ORDER granting (284) Motion for Entry of Judgment under Rule 54(b) in case 1:04-cv-00560-JFM; granting (3214) Motion for Entry of Judgment under Rule 54(b) in case 1:04-md-15863-JFM; ENTERING Judgment in favor of each and all movants as to each and all claims against them in Saunders. Signed by Judge J. Frederick Motz on 6/24/09. Associated Cases: 1:04-md-15863-JFM, 1:04-cv-00560-JFM(dass, Deputy Clerk) (Entered: 06/24/2009)
ORDER Concerning Attachment, APPROVING 3225 Stipulation filed by Daniel G. Calugar. Signed by Judge J. Frederick Motz on 6/23/09. (dass, Deputy Clerk)(04-cv-2277) (Entered: 06/24/2009)
MOTION for Extension of Time to Submit Bill of Costs by Janus Distributors LLC, Janus Capital Management LLC, Janus Capital Group Inc. Responses due by 7/6/2009 (Attachments: # 1 Memorandum in Support of Motion to Extend Bill of Costs, # 2 Text of Proposed Order)Associated Cases: 1:04-md-15863-JFM, 1:04-cv-00497-JFM(McConkie, John) (Entered: 06/18/2009)
RESPONSE in Support re (2327 in 1:04-md-15863-JFM) MOTION for Judgment ENTRY PURSUANT TO RULE 54(b) of the FRCP, (2206 in 1:04-md-15863-JFM, 108 in 1:04-cv-00560-JFM) MOTION for Entry of Judgment under Rule 54(b) Memorandum of Plaintiffs Regarding Motions of the Putnam Employee Defendants, Ian C. Ferguson, William H. Woolverton and Omid Kamshad for Entry of Final Judgment filed by Lead Plaintiff Ohio Tuition Trust Authority. Replies due by 6/26/2009. Associated Cases: 1:04-md-15863-JFM, 1:04-cv-00560-JFM(Heuck, Robert) (Entered: 06/12/2009)
ORDER GRANTING (84 in 1:04-cv-00497-JFM, 2954 in 1:04-md-15863-JFM) MOTION for Summary Judgment filed by Janus Distributors LLC, Janus Capital Management LLC, Janus Capital Group Inc.; ENTERING Judgment in favor of Defendants Janus Capital Group Inc., Janus Capital Management LLC, and Janus Distributors LLC, against Plaintiffs Signed by Judge J. Frederick Motz on 6/12/09. Associated Cases: 1:04-md-15863-JFM, 1:04-cv-00497-JFM(cag, Deputy Clerk) (Entered: 06/12/2009)
RESPONSE re (281 in 1:04-cv-00560-JFM) Bill of Costs,, Memorandum of Plaintiffs in Opposition to Putnam Defendants' Bill of Costs filed by Lead Plaintiff Ohio Tuition Trust Authority. Associated Cases: 1:04-md-15863-JFM, 1:04-cv-00560-JFM(Heuck, Robert) (Entered: 06/11/2009)
ORDER of USCA "Denying" the petition for rehearing en banc as to 2404 Notice of Appeal filed by First Derivative Traders (nrm, Deputy Clerk) (Entered: 06/02/2009)
Paperless ORDER granting 3215 Motion for Extension of Time to File Response to RS Defendants' Bill of Costs. Signed by Judge J. Frederick Motz on 06/01/2009. (Motz, J.) (Entered: 06/01/2009)
MOTION for Extension of Time to File Response/Reply as to (172 in 1:04-cv-03798-JFM) Bill of Costs,, (3206 in 1:04-md-15863-JFM) Bill of Costs,, ( Responses due by 6/15/2009) by Krouse Group (Lahm, James) (Entered: 05/29/2009)
MOTION for Entry of Judgment under Rule 54(b) [Unopposed] by Putnam Retail Management Limited Partnership, Stephen M. Oristaglio, Robert F. Lucey, Irene M. Esteves, Gordon H. Silver, Lawrence J. Lasser, Putnam Investment Management Trust, Putnam LLC, Marsh & McLennan Companies, Inc., Putnam Investments Trust, Putnam Investment Management LLC, Putnam Retail Management Limited Partnership, Stephen M. Oristaglio, Robert F. Lucey, Irene M. Esteves, Gordon H. Silver, Putnam Investment Management LLC, Putnam Investments Trust Responses due by 6/15/2009 (Attachments: # 1 Memorandum Of Law, # 2 [Proposed] Order)Associated Cases: 1:04-md-15863-JFM, 1:04-cv-00560-JFM(Simshauser, Peter) (Entered: 05/29/2009)
MOTION for Entry of Judgment under Rule 54(b) Memorandum in Support of Putnam Employee Defendants' Rule 54(b) Motion by Carmel Peters Responses due by 6/15/2009 (Casey, Peter) (Entered: 05/29/2009)
MOTION for Entry of Judgment under Rule 54(b) of Putnam Employee Defendants by Carmel Peters Responses due by 6/15/2009 (Casey, Peter) (Entered: 05/29/2009)
BILL OF COSTS by Putnam Retail Management Limited Partnership, Stephen M. Oristaglio, Robert F. Lucey, Irene M. Esteves, Gordon H. Silver, Putnam Investment Management Trust, Putnam LLC, Putnam Investments Trust, Putnam Investment Management LLC, Putnam Retail Management Limited Partnership, Stephen M. Oristaglio, Robert F. Lucey, Irene M. Esteves, Gordon H. Silver, Putnam Investment Management LLC, Putnam Investments Trust. (Attachments: # 1 Memorandum Of Law In Support Of The Putnam Defendants' Bill Of Costs, # 2 Declaration Of Peter Simshauser, # 3 Exhibit 1, # 4 Exhibit 2, # 5 Exhibit 3, # 6 Exhibit 4)Associated Cases: 1:04-md-15863-JFM, 1:04-cv-00560-JFM(Simshauser, Peter) (Entered: 05/28/2009)
MOTION for Extension of Time to file Memorandum in Support of Motion for (1) Mandatory Court Findings Pursuant to the Private Securities Litigation Reform Act of 1995 and (2) Award of Attorneys' Fees by RS Investment Management, LP, James L. Callinan, Steven M. Cohen, G. Randall Hecht, Keith, Peter, McCaffery, Michael G., RS Investment Management Co., LLC, RS Investment Management, Inc., RS Investment Trust, RS Contrarian Value Fund, RS Diversified Growth Fund, RS Emerging Growth Fund, RS Global Natural Resources Fund, RS Growth Fund, RS Information Age Fund, RS Internet Age Fund, RS Midcap Opportunities Fund, RS Partner Fund, RS Smaller Company Growth Fund Responses due by 6/15/2009 (Baucus, Zeno) (Entered: 05/28/2009)
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