Bader v. Ainslie et al

Federal Civil Lawsuit New York Southern District Court, Case No. 1:06-cv-05884
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Parties
No Logo Lauri Cohen Bader, Plaintiff

Represented by Barrack, Rodos & Bacine

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED Daniel E. Bacine +1 215 963 0600 +1 215 963 0838 dbacine@barrack.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED A. Arnold Gershon +1 212 688 0782 +1 212 688 0783 agershon@barrack.com
ATTORNEY TO BE NOTICED Gloria Kui Melwani +1 212 688 0782 +1 212 688 0783 gmelwani@barrack.com
v.
No Logo Henry Kaufman, Defendant
No Logo John D Macomber, Defendant
No Logo John F. Akers, Defendant
Lehman Brothers Holdings, Inc. Lehman Brothers Holdings, Inc., Defendant

Represented by Simpson Thacher & Bartlett LLP

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Michael Joseph Chepiga +1 212 455 2598 +1 212 455 2502 mchepiga@stblaw.com
ATTORNEY TO BE NOTICED James Gaal Gamble +1 212 455 2000 +1 212 455 2502 jgamble@stblaw.com
No Logo Marsha Johnson Evans, Defendant
No Logo Michael Ainslie, Defendant
No Logo Richard Fuld, Jr., Defendant
No Logo Roger S. Berlind, Defendant
No Logo Roland A. Hernandez, Defendant
No Logo Sir Christopher Gent, Defendant
No Logo Thomas H. Cruikshank, Defendant
Attributes
Timeline
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Legal Document (Payment Possibly Required) 48 Filed: 4/17/2008, Entered: None
MANDATE of USCA WITHDRAWING APPEAL (Certified Copy) as to 22 Notice of Appeal filed by Lauri Cohen Bader USCA Case Number 06-5428-cv. It is hereby stipulated and agreed by and between the parties that the appeal is WITHDRAWN, without costs and without attorneys' fees for the time spent on this appeal, pursuant to F.R.A.P. 42(b). The case is returned to the District Court to conclude its proceeding. Only in the unlikely event that the District Court were to vacate its restoration order of December 21, 2006, appellant retains the right to reinstate this appeal by letter notice to the Clrk of this Court so requesting, within 20 days after any such order. Catherine O'Hagan Wolfe, Clerk USCA. Certified: 4/1/08. (tp) (Entered: 04/18/2008)
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Legal Document (Payment Possibly Required) 47 Filed: 6/18/2007, Entered: None Court Filing
ORDER that the clerk of the court is directed to mark this case closed. (Signed by Judge William H. Pauley III on 6/13/07) (dle) (Entered: 06/19/2007)
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Legal Document (Payment Possibly Required) 46 Filed: 5/7/2007, Entered: None Court Filing
STIPULATION AND ORDER agreement of Settlement (Signed by Judge William H. Pauley III on 5/1/2007) (jmi) (Entered: 05/08/2007)
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Legal Document (Payment Possibly Required) 45 Filed: 5/7/2007, Entered: None Court Filing
MODIFICATION STIPULATION AND ORDER and agreement of settlement. SO ORDERED. (Signed by Judge William H. Pauley III on 5/1/2007) (jmi) (Entered: 05/08/2007)
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Legal Document (Payment Possibly Required) 44 Filed: 4/26/2007, Entered: None Court Filing
TRANSCRIPT of proceedings held on 4/5/2007 before Judge William H. Pauley III. (jp) (Entered: 04/26/2007)
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Legal Document (Payment Possibly Required) 43 Filed: 4/26/2007, Entered: None Court Filing
TRANSCRIPT of proceedings held on 4/5/2007 before Judge William H. Pauley III. (jp) (Entered: 04/26/2007)
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Legal Document (Payment Possibly Required) 42 Filed: 4/6/2007, Entered: None Court Filing
FINAL ORDER APPROVING SETTLEMENT this order and final judgment incorporates by reference the definitions in the stipulation, and all terms used herein shall have the same meanings set forth in the Stipulation... SO ORDERED. (Signed by Judge William H. Pauley III on 4/7/2007) (jmi) Modified on 4/13/2007 (Miles, Janeen). (Entered: 04/09/2007)
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Legal Document (Payment Possibly Required) 41 Filed: 3/15/2007, Entered: None Court Filing
LETTER addressed to Judge William H. Pauley from William O. Lenihan dated 3/11/07 re: William O. Lenihan is the owner of 313.9758 shares of Lehman Brothers Holdings, Inc. - Common Stock and has owned these shares since 1975. Settlement of any action by shareholders should include all at the record date and the addressee asks for review of his claim. Document filed by Lauri Cohen Bader.Received by the Chambers of the Honorable William H. Pauley on 3/11/07.(tro) (Entered: 04/05/2007)
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Legal Document (Payment Possibly Required) 40 Filed: 3/30/2007, Entered: None
DECLARATION of Anand M. Vijh in Support re: 36 MOTION for Settlement.. Document filed by Lauri Cohen Bader. (Attachments: # 1 Exhibit 1# 2 Exhibit 2)(Gershon, A.) (Entered: 03/30/2007)
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Legal Document (Payment Possibly Required) 39 Filed: 3/30/2007, Entered: None
DECLARATION of Daniel W. Collins in Support re: 36 MOTION for Settlement.. Document filed by Lauri Cohen Bader. (Attachments: # 1 Exhibit 1)(Gershon, A.) (Entered: 03/30/2007)
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Legal Document (Payment Possibly Required) 38 Filed: 3/30/2007, Entered: None
DECLARATION of Alexander Arnold Gershon in Support re: 36 MOTION for Settlement.. Document filed by Lauri Cohen Bader. (Attachments: # 1 Exhibit 1# 2 Exhibit 2)(Gershon, A.) (Entered: 03/30/2007)
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Legal Document (Payment Possibly Required) 37 Filed: 3/30/2007, Entered: None
MEMORANDUM OF LAW in Support re: 36 MOTION for Settlement.. Document filed by Lauri Cohen Bader. (Gershon, A.) (Entered: 03/30/2007)
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Legal Document (Payment Possibly Required) 36 Filed: 3/30/2007, Entered: None
MOTION for Settlement. Document filed by Lauri Cohen Bader.Return Date set for 4/5/2007 04:00 PM.(Gershon, A.) (Entered: 03/30/2007)
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Legal Document (Payment Possibly Required) 35 Filed: 3/22/2007, Entered: None Court Filing
ORDER granting 32 Motion for Daniel E. Bacine to Appear Pro Hac Vice. So Ordered.(Signed by Judge William H. Pauley III on 3/21/07) (jco) (Entered: 03/23/2007)
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Legal Document (Payment Possibly Required) 34 Filed: 3/19/2007, Entered: None
AFFIDAVIT OF SERVICE. Document filed by Lehman Brothers Holdings Inc.. (Gamble, James) (Entered: 03/19/2007)
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Legal Document (Payment Possibly Required) 33 Filed: 3/13/2007, Entered: None Court Filing
TRANSCRIPT of proceedings held on 2/9/07 before Judge William H. Pauley III. (tro) (Entered: 03/13/2007)
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Legal Document (Payment Possibly Required) 32 Filed: 2/28/2007, Entered: None
MOTION for Daniel E. Bacine to Appear Pro Hac Vice. Document filed by Lauri Cohen Bader.(jco) (Entered: 03/02/2007)
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Legal Document (Payment Possibly Required) 31 Filed: 2/9/2007, Entered: None Court Filing
PRELIMINARY ORDER APPROVING SETTLEMENT AND NOTICE: It is hereby ordered this 9th day of February, 2007 that the Stipulation and Settlement set forth therein are found preliminarily to be fair and adequate to Nominal Defendant LehmanBrothers Holdings, Inc.. A Hearing shall be held before the Honorable William H. Pauley III on April 5, 2007, at 4:00 p.m. in Courtroom 11D of the Daniel Patrick Moynihan United States Courthouse (500 Pearl Street, New York, New York 10007-1312. (Signed by Judge William H. Pauley III on 2/9/07) (js) (Entered: 02/13/2007)
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Legal Document (Payment Possibly Required) 30 Filed: 2/1/2007, Entered: None
NOTICE of Joint Supplement To Joint Motion For Preliminary Approval Of Stipulation Of Settlement re: 26 JOINT MOTION to Approve MOTION FOR PRELIMINARY APPROVAL OF STIPULATION OF SETTLEMENT.. Document filed by Henry Kaufman, John D Macomber, Lehman Brothers Holdings Inc., Lauri Cohen Bader, Michael Ainslie, John F. Akers, Roger S. Berlind, Thomas H. Cruikshank, Marsha Johnson Evans, Richard Fuld, Jr, Christopher Gent, Roland A. Hernandez. (Gamble, James) (Entered: 02/01/2007)
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Legal Document (Payment Possibly Required) 29 Filed: 1/25/2007, Entered: None
RESPONSE in Support re: 26 JOINT MOTION to Approve MOTION FOR PRELIMINARY APPROVAL OF STIPULATION OF SETTLEMENT., 25 MOTION to Approve NOTICE OF JOINT MOTION FOR PRELIMINARY APPROVAL OF STIPULATION OF SETTLEMENT.. Document filed by Henry Kaufman, John D Macomber, Lehman Brothers Holdings Inc., Michael Ainslie, John F. Akers, Roger S. Berlind, Thomas H. Cruikshank, Marsha Johnson Evans, Richard Fuld, Jr, Christopher Gent, Roland A. Hernandez. (Gamble, James) (Entered: 01/25/2007)
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Legal Document (Payment Possibly Required) 28 Filed: 1/22/2007, Entered: None
MANDATE of USCA WITHDRAWING APPEAL (Certified Copy) as to 22 Notice of Appeal filed by Lauri Cohen Bader USCA Case Number 06-5428-cv....that the appeal is hereby WITHDRAWN pursuant to Rule 42(b) of the Federal Rules of Appellate Procedure. Thomas Asreen, Acting Clerk USCA. Certified: 1/19/2007. (nd) (Entered: 01/22/2007)
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Legal Document (Payment Possibly Required) 27 Filed: 1/10/2007, Entered: None
MEMORANDUM OF LAW in Support re: 26 JOINT MOTION to Approve MOTION FOR PRELIMINARY APPROVAL OF STIPULATION OF SETTLEMENT.. Document filed by Lauri Cohen Bader. (Gershon, A.) (Entered: 01/10/2007)
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Legal Document (Payment Possibly Required) 26 Filed: 1/10/2007, Entered: None
JOINT MOTION to Approve MOTION FOR PRELIMINARY APPROVAL OF STIPULATION OF SETTLEMENT. Document filed by Henry Kaufman, John D Macomber, Lehman Brothers Holdings Inc., Lauri Cohen Bader, Michael Ainslie, John F. Akers, Roger S. Berlind, Thomas H. Cruikshank, Marsha Johnson Evans, Richard Fuld, Jr, Christopher Gent, Roland A. Hernandez. (Gamble, James) (Entered: 01/10/2007)
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Legal Document (Payment Possibly Required) 25 Filed: 1/10/2007, Entered: None
MOTION to Approve NOTICE OF JOINT MOTION FOR PRELIMINARY APPROVAL OF STIPULATION OF SETTLEMENT. Document filed by Henry Kaufman, John D Macomber, Lehman Brothers Holdings Inc., Lauri Cohen Bader, Michael Ainslie, John F. Akers, Roger S. Berlind, Thomas H. Cruikshank, Marsha Johnson Evans, Richard Fuld, Jr, Christopher Gent, Roland A. Hernandez. Return Date set for 2/9/2007 10:00 AM. (Gamble, James) (Entered: 01/10/2007)
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Legal Document (Payment Possibly Required) 24 Filed: 12/26/2006, Entered: None Court Filing
SCHEDULING ORDER No. 1 Motions due by 1/10/2007. Responses due by 1/26/2007. A preliminary approval hearing shall be held on 2/9/07 at 10:00 a.m. (Signed by Judge William H. Pauley III on 12/22/06) (js, ) (Entered: 12/27/2006)
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Legal Document (Payment Possibly Required) 23 Filed: 11/29/2006, Entered: None Court Filing
ENDORSED LETTER addressed to Judge William H. Pauley from A. Arnold Gershon dated 10/25/06 re: Plaintiff therefor requests that the action be restored in the Court's calendar, or alternatively, grant a pre-motion conference if a motion to restore is necessary. ENDORSEMENT: The action is restored to this Court's calendar. Counsel are directed to appear in Courtroom 11D of the U.S. Courthouse at 500 Pearl Street, New York, New York at 11:00 a.m. (Signed by Judge William H. Pauley III on 11/28/06) (js, ) (Entered: 12/01/2006)
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Legal Document (Payment Possibly Required) 22 Filed: 11/27/2006, Entered: None
NOTICE OF APPEAL from 21 Order. Document filed by Lauri Cohen Bader. Filing fee $ 455.00, receipt number E 597931. (nd, ) (Entered: 11/28/2006)
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Legal Document (Payment Possibly Required) 21 Filed: 10/24/2006, Entered: None Court Filing
ORDER: It having been reported to this Court that this action has been or will be settled, it is ordered that this action is discontinued without costs to any party, and without prejudice to restoring the action to this Court's calendar if the application to restore the action is made within 30 days of the date of this order. The conference scheduled for October 20, 2006 is cancelled. The Clerk of the Court is directed to mark this case closed. (Signed by Judge William H. Pauley III on 10/23/06) (js, ) (Entered: 10/24/2006)
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Legal Document (Payment Possibly Required) 20 Filed: 10/6/2006, Entered: None Court Filing
ENDORSED LETTER: addressed to Judge William H. Pauley III from A. Arnold Gershon dated 9/26/2006. ENDORSEMENT: Application for a pre-motion conference granted. A consolidated pre-motion conference shall be held on 10/20/2006 at 9:45 a.m. The 11/17/2006 conference is cancelled. So Ordered. (Signed by Judge William H. Pauley III on 10/6/2006) (lb, ) (Entered: 10/10/2006)
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Legal Document (Payment Possibly Required) 19 Filed: 10/3/2006, Entered: None Court Filing
ENDORSED LETTER addressed to Judge William H. Pauley from Michael J. Chepiga dated 9/20/06 re: a request for a pre-motion conference on a motion to dismiss the complaint. ENDORSEMENT: Application granted. The pre-motion conference shall be held concurrently with the initial pretrial conference on 11/17/2006 at 10:45 a.m. (Signed by Judge William H. Pauley III on 9/27/06) (kco, ) (Entered: 10/03/2006)
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Legal Document (Payment Possibly Required) 18 Filed: 9/26/2006, Entered: None
NOTICE OF APPEARANCE by Gloria Kui on behalf of Lauri Cohen Bader (Kui, Gloria) (Entered: 09/26/2006)
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Legal Document (Payment Possibly Required) 17 Filed: 9/26/2006, Entered: None
NOTICE OF APPEARANCE by James Gaal Gamble on behalf of Lehman Brothers Holdings Inc. (Gamble, James) (Entered: 09/26/2006)
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Legal Document (Payment Possibly Required) 16 Filed: 9/20/2006, Entered: None
RULE 7.1 DISCLOSURE STATEMENT. Document filed by Lehman Brothers Holdings Inc..(Chepiga, Michael) (Entered: 09/20/2006)
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Legal Document (Payment Possibly Required) 15 Filed: 9/20/2006, Entered: None
NOTICE OF APPEARANCE by Michael Joseph Chepiga on behalf of Lehman Brothers Holdings Inc. (Chepiga, Michael) (Entered: 09/20/2006)
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Legal Document (Payment Possibly Required) 14 Filed: 8/29/2006, Entered: None Court Filing
STIPULATION FOR EXTENSION OF TIME TO ANSWER OR OTHERWISE MOVE: No defendant shall have an obligation to answer or otherwise respond to the complaint before 9/28/2006. (Signed by Judge William H. Pauley III on 8/29/2006) (lb, ) (Entered: 08/29/2006)
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Legal Document (Payment Possibly Required) 13 Filed: 8/29/2006, Entered: None Court Filing
ORDER FOR INITIAL PRETRIAL CONFERENCE: Initial Conference set for 11/17/2006 at 10:45 AM before Judge William H. Pauley III in Courtroom 11D, 500 Pearl Street, New York, New York. (Signed by Judge William H. Pauley III on 8/28/2006) Copies Mailed By Chambers(lb, ) (Entered: 08/29/2006)
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Legal Document (Payment Possibly Required) 12 Filed: 8/11/2006, Entered: None
AFFIDAVIT OF SERVICE. Lehman Brothers Holdings Inc. served on 8/7/2006, answer due 8/28/2006. Service was accepted by Marisol Munoz. Document filed by Lauri Cohen Bader. (Gershon, A.) (Entered: 08/11/2006)
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Legal Document (Payment Possibly Required) 11 Filed: 8/11/2006, Entered: None
AFFIDAVIT OF SERVICE. John D Macomber served on 8/9/2006, answer due 8/29/2006. Service was accepted by Marisol Munoz. Service was made by Mail. Document filed by Lauri Cohen Bader. (Gershon, A.) (Entered: 08/11/2006)
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Legal Document (Payment Possibly Required) 10 Filed: 8/11/2006, Entered: None
AFFIDAVIT OF SERVICE. Henry Kaufman served on 8/9/2006, answer due 8/29/2006. Service was accepted by Marisol Munoz. Service was made by Mail. Document filed by Lauri Cohen Bader. (Gershon, A.) (Entered: 08/11/2006)
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Legal Document (Payment Possibly Required) 9 Filed: 8/11/2006, Entered: None
AFFIDAVIT OF SERVICE. Roland A. Hernandez served on 8/9/2006, answer due 8/29/2006. Service was accepted by Marisol Munoz. Service was made by Mail. Document filed by Lauri Cohen Bader. (Gershon, A.) (Entered: 08/11/2006)
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Legal Document (Payment Possibly Required) 8 Filed: 8/11/2006, Entered: None
AFFIDAVIT OF SERVICE. Christopher Gent served on 8/9/2006, answer due 8/29/2006. Service was accepted by Marisol Munoz. Service was made by Mail. Document filed by Lauri Cohen Bader. (Gershon, A.) (Entered: 08/11/2006)
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Legal Document (Payment Possibly Required) 7 Filed: 8/11/2006, Entered: None
AFFIDAVIT OF SERVICE. Richard Fuld, Jr served on 8/9/2006, answer due 8/29/2006. Service was accepted by Marisol Munoz. Service was made by Mail. Document filed by Lauri Cohen Bader. (Gershon, A.) (Entered: 08/11/2006)
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Legal Document (Payment Possibly Required) 6 Filed: 8/11/2006, Entered: None
AFFIDAVIT OF SERVICE. Marsha Johnson Evans served on 8/9/2006, answer due 8/29/2006. Service was accepted by Marisol Munoz. Service was made by Mail. Document filed by Lauri Cohen Bader. (Gershon, A.) (Entered: 08/11/2006)
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Legal Document (Payment Possibly Required) 5 Filed: 8/11/2006, Entered: None
AFFIDAVIT OF SERVICE. Thomas H. Cruikshank served on 8/9/2006, answer due 8/29/2006. Service was accepted by Marisol Munoz. Service was made by Mail. Document filed by Lauri Cohen Bader. (Gershon, A.) (Entered: 08/11/2006)
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Legal Document (Payment Possibly Required) 4 Filed: 8/11/2006, Entered: None
AFFIDAVIT OF SERVICE. Roger S. Berlind served on 8/9/2006, answer due 8/29/2006. Service was accepted by Marisol Munoz. Service was made by Mail. Document filed by Lauri Cohen Bader. (Gershon, A.) (Entered: 08/11/2006)
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Legal Document (Payment Possibly Required) 3 Filed: 8/11/2006, Entered: None
AFFIDAVIT OF SERVICE. John F. Akers served on 8/9/2006, answer due 8/29/2006. Service was accepted by Marisol Munoz. Service was made by Mail. Document filed by Lauri Cohen Bader. (Gershon, A.) (Entered: 08/11/2006)
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Legal Document (Payment Possibly Required) 2 Filed: 8/11/2006, Entered: None
AFFIDAVIT OF SERVICE. Michael Ainslie served on 8/9/2006, answer due 8/29/2006. Service was accepted by Marisol Munoz. Service was made by Mail. Document filed by Lauri Cohen Bader. (Gershon, A.) (Entered: 08/11/2006)
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Legal Document (Payment Possibly Required) 1 Filed: 8/3/2006, Entered: None
COMPLAINT against Henry Kaufman, John D Macomber, Lehman Brothers Holdings Inc., Michael Ainslie, John F. Akers, Roger S. Berlind, Thomas H. Cruikshank, Marsha Johnson Evans, Richard Fuld, Jr, Christopher Gent, Roland A. Hernandez. (Filing Fee $ 350.00, Receipt Number 586803)Document filed by Lauri Cohen Bader.(laq, ) Additional attachment(s) added on 8/7/2006 (rag, ). (Entered: 08/04/2006)
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