Name: Central Laborers Pension Fund et al v. Bank of Nova Scotia, New York Agency et al :: New York Southern District Court :: Federal Civil Lawsuit No. 1:15-cv-07631, Judge J. Paul Oetken presiding
Creator: New York Southern District Court
Published: 2015-09-28
License: https://creativecommons.org/publicdomain/mark/1.0/
Keywords: court documents, legal case, docket, PACER, New York Southern District Court

Save 25% on a pre-paid one year subscription.

115	Filed: 12/5/2019, Entered: None	Notice of Voluntary Dismissal

	Request

114	Filed: 12/4/2019, Entered: None	Notice (Other)

	Request

55	Filed: 11/6/2015, Entered: None
	RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent The Goldman Sachs Group, Inc. for Goldman, Sachs & Co.. Document filed by Goldman, Sachs & Co..(Shane, Penny) (Entered: 11/06/2015)
	Request

54	Filed: 10/30/2015, Entered: None
	NOTICE OF APPEARANCE by David A. Paul on behalf of Cantor Fitzgerald & Co.. (Paul, David) (Entered: 10/30/2015)
	Request

53	Filed: 10/30/2015, Entered: None
	NOTICE OF APPEARANCE by Ethan Edward Litwin on behalf of Cantor Fitzgerald & Co.. (Litwin, Ethan) (Entered: 10/30/2015)
	Request

52	Filed: 10/30/2015, Entered: None
	NOTICE OF APPEARANCE by Malik Havalic on behalf of Cantor Fitzgerald & Co.. (Havalic, Malik) (Entered: 10/30/2015)
	Request

51	Filed: 10/30/2015, Entered: None
	RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Cantor Fitzgerald & Co..(Popok, Michael) (Entered: 10/30/2015)
	Request

50	Filed: 10/30/2015, Entered: None
	NOTICE OF APPEARANCE by Michael Steven Popok on behalf of Cantor Fitzgerald & Co.. (Popok, Michael) (Entered: 10/30/2015)
	Request

49	Filed: 10/28/2015, Entered: None
	LETTER addressed to Judge Paul G. Gardephe from Robert Y. Sperling dated 10/28/2015 re: on behalf of all Defendants concerning the 9/3/2015 consolidation Order and Court's 10/21/2015 request for parties' positions as to consolidation. Document filed by Goldman, Sachs & Co..(Sperling, Robert) (Entered: 10/28/2015)
	Request

48	Filed: 10/7/2015, Entered: None
	NOTICE OF APPEARANCE by Matthew Alexander Schwartz on behalf of Barclays Capital Inc.. (Schwartz, Matthew) (Entered: 10/07/2015)
	Request

47	Filed: 10/7/2015, Entered: None
	NOTICE OF APPEARANCE by Kathleen Suzanne McArthur on behalf of Barclays Capital Inc.. (McArthur, Kathleen) (Entered: 10/07/2015)
	Request

46	Filed: 10/7/2015, Entered: None
	RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent BARCLAYS BANK PLC, Corporate Parent Barclays Group US Inc. for Barclays Capital Inc.. Document filed by Barclays Capital Inc..(Braff, David) (Entered: 10/07/2015)
	Request

45	Filed: 10/7/2015, Entered: None
	NOTICE OF APPEARANCE by David Harold Braff on behalf of Barclays Capital Inc.. (Braff, David) (Entered: 10/07/2015)
	Request

44	Filed: 10/5/2015, Entered: None
	RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Nomura Holdings, Inc., Corporate Parent Nomura Holding America Inc. for Nomura Securities International, Inc.. Document filed by Nomura Securities International, Inc..(Holley, Steven) (Entered: 10/05/2015)
	Request

43	Filed: 10/5/2015, Entered: None
	NOTICE OF APPEARANCE by Steven Lyon Holley on behalf of Nomura Securities International, Inc.. (Holley, Steven) (Entered: 10/05/2015)
	Request

42	Filed: 10/5/2015, Entered: None
	NOTICE OF APPEARANCE by Amanda Flug Davidoff on behalf of Nomura Securities International, Inc.. (Davidoff, Amanda) (Entered: 10/05/2015)
	Request

41	Filed: 10/2/2015, Entered: None
	ORDER ON MOTION TO ADMIT COUNSEL PRO HAC VICE granting 34 Motion for Elizabeth P. Papez to Appear Pro Hac Vice. (Signed by Judge J. Paul Oetken on 10/2/2015) (kko) (Entered: 10/02/2015)
	Request

40	Filed: 10/2/2015, Entered: None
	ORDER ON MOTION TO ADMIT COUNSEL PRO HAC VICE granting 33 Motion for Robert Y. Sperling to Appear Pro Hac Vice. (Signed by Judge J. Paul Oetken on 10/2/2015) (kko) (Entered: 10/02/2015)
	Request

39	Filed: 10/1/2015, Entered: None
	FILING ERROR - CORPORATE PARENT/OTHER AFFILIATE NOT ADDED - RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Goldman, Sachs & Co..(Shane, Penny) Modified on 10/1/2015 (lb). (Entered: 10/01/2015)
	Request

38	Filed: 10/1/2015, Entered: None
	NOTICE OF APPEARANCE by Stephen Ehrenberg on behalf of Goldman, Sachs & Co.. (Ehrenberg, Stephen) (Entered: 10/01/2015)
	Request

37	Filed: 10/1/2015, Entered: None
	NOTICE OF APPEARANCE by Penny Shane on behalf of Goldman, Sachs & Co.. (Shane, Penny) (Entered: 10/01/2015)
	Request

36	Filed: 10/1/2015, Entered: None
	NOTICE OF APPEARANCE by Jonathan Lucas Shapiro on behalf of Goldman, Sachs & Co.. (Shapiro, Jonathan) (Entered: 10/01/2015)
	Request

35	Filed: 10/1/2015, Entered: None
	NOTICE OF APPEARANCE by Susannah Providence Torpey on behalf of Goldman, Sachs & Co.. (Torpey, Susannah) (Entered: 10/01/2015)
	Request

34	Filed: 10/1/2015, Entered: None
	MOTION for Elizabeth P. Papez to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-11455879. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Goldman, Sachs & Co.. (Attachments: # 1 Exhibit A - Certificates of Good Standing, # 2 Text of Proposed Order)(Papez, Elizabeth) (Entered: 10/01/2015)
	Request

33	Filed: 10/1/2015, Entered: None
	MOTION for Robert Y. Sperling to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-11455422. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Goldman, Sachs & Co.. (Attachments: # 1 Exhibit A - Certificate of Good Standing, # 2 Text of Proposed Order)(Sperling, Robert) (Entered: 10/01/2015)
	Request

32	Filed: 9/30/2015, Entered: None
	RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Other Affiliate The Bank of Nova Scotia for Bank of Nova Scotia, New York Agency. Document filed by Bank of Nova Scotia, New York Agency.(Pepperman, Richard) (Entered: 09/30/2015)
	Request

31	Filed: 9/30/2015, Entered: None
	NOTICE OF APPEARANCE by John Joseph Hughes, III on behalf of Bank of Nova Scotia, New York Agency. (Hughes, John) (Entered: 09/30/2015)
	Request

30	Filed: 9/30/2015, Entered: None
	NOTICE OF APPEARANCE by Richard C. Pepperman, II on behalf of Bank of Nova Scotia, New York Agency. (Pepperman, Richard) (Entered: 09/30/2015)
	Request

29	Filed: 9/30/2015, Entered: None
	ELECTRONIC SUMMONS ISSUED as to BMO Capital Markets Corp., Bank of Nova Scotia, New York Agency, Barclays Capital Inc., Cantor Fitzgerald & Co., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Daiwa Capital Markets America Inc., Deutsche Bank Securities Inc., Goldman, Sachs & Co., HSBC Securities (USA) Inc., J.P. Morgan Securities LLC, Jefferies LLC, Merrill Lynch, Pierce, Fenner & Smith, Inc., Mizuho Securities USA Inc., Morgan Stanley & Co. LLC, Nomura Securities International, Inc., RBC Capital Markets, LLC, RBS Securities Inc., SG Americas Securities, LLC, TD Securities (USA) LLC, UBS Securities LLC. (dgo) (Entered: 09/30/2015)
	Request

28	Filed: 9/30/2015, Entered: None
	NOTICE OF APPEARANCE by David Elbaum on behalf of Deutsche Bank Securities Inc.. (Elbaum, David) (Entered: 09/30/2015)
	Request

27	Filed: 9/30/2015, Entered: None
	NOTICE OF APPEARANCE by David J. Woll on behalf of Deutsche Bank Securities Inc.. (Woll, David) (Entered: 09/30/2015)
	Request

26	Filed: 9/30/2015, Entered: None
	NOTICE OF APPEARANCE by Patrick Joseph Campbell on behalf of Deutsche Bank Securities Inc.. (Campbell, Patrick) (Entered: 09/30/2015)
	Request

25	Filed: 9/30/2015, Entered: None
	NOTICE OF APPEARANCE by Jeffrey H. Knox on behalf of Deutsche Bank Securities Inc.. (Knox, Jeffrey) (Entered: 09/30/2015)
	Request

24	Filed: 9/30/2015, Entered: None
	NOTICE OF APPEARANCE by Shannon Price Torres on behalf of Deutsche Bank Securities Inc.. (Torres, Shannon) (Entered: 09/30/2015)
	Request

23	Filed: 9/30/2015, Entered: None
	NOTICE OF APPEARANCE by Omari Largos Royter Mason on behalf of Deutsche Bank Securities Inc.. (Mason, Omari) (Entered: 09/30/2015)
	Request

22	Filed: 9/30/2015, Entered: None
	RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent DB USA Corporation, Corporate Parent Deutsche Bank AG, Corporate Parent DB U.S. Financial Markets Holding Corporation for Deutsche Bank Securities Inc.. Document filed by Deutsche Bank Securities Inc..(Rice, Thomas) (Entered: 09/30/2015)
	Request

21	Filed: 9/30/2015, Entered: None
	NOTICE OF APPEARANCE by Thomas C. Rice on behalf of Deutsche Bank Securities Inc.. (Rice, Thomas) (Entered: 09/30/2015)
	Request

20	Filed: 9/29/2015, Entered: None
	CIVIL COVER SHEET filed. (Whalen, Paul) (Entered: 09/29/2015)
	Request

19	Filed: 9/29/2015, Entered: None
	REQUEST FOR ISSUANCE OF SUMMONS as to BMO Capital Markets Corp., Bank of Nova Scotia, New York Agency, Barclays Capital Inc., Cantor Fitzgerald & Co., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Daiwa Capital Markets America Inc., Deutsche Bank Securities Inc., Goldman, Sachs & Co., HSBC Securities (USA) Inc., J.P. Morgan Securities LLC, Jefferies LLC, Merrill Lynch, Pierce, Fenner & Smith, Inc., Mizuho Securities USA Inc., Morgan Stanley & Co. LLC, Nomura Securities International, Inc., RBC Capital Markets, LLC, RBS Securities Inc., SG Americas Securities, LLC, TD Securities (USA) LLC, UBS Securities LLC, re: 1 Complaint,,. Document filed by Central Laborers Pension Fund. (Attachments: # 1 Civil Cover Sheet)(Whalen, Paul) (Entered: 09/29/2015)
	Request

18	Filed: 9/29/2015, Entered: None
	NOTICE OF APPEARANCE by Paul Madison Eckles on behalf of Citigroup Global Markets Inc.. (Eckles, Paul) (Entered: 09/29/2015)
	Request

17	Filed: 9/29/2015, Entered: None
	NOTICE OF APPEARANCE by Shepard Goldfein on behalf of Citigroup Global Markets Inc.. (Goldfein, Shepard) (Entered: 09/29/2015)
	Request

16	Filed: 9/29/2015, Entered: None
	RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Citigroup Inc., Other Affiliate Citigroup Global Markets Holdings Inc., Other Affiliate Citigroup Financial Products, Inc. for Citigroup Global Markets Inc.. Document filed by Citigroup Global Markets Inc..(Kasner, Jay) (Entered: 09/29/2015)
	Request

15	Filed: 9/29/2015, Entered: None
	NOTICE OF APPEARANCE by Jay B. Kasner on behalf of Citigroup Global Markets Inc.. (Kasner, Jay) (Entered: 09/29/2015)
	Request

14	Filed: 9/29/2015, Entered: None
	RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Jefferies Group LLC, Corporate Parent Limestone Merger Sub LLC, Corporate Parent Leucadia National Corporation for Jefferies LLC. Document filed by Jefferies LLC.(Schacter, Kenneth) (Entered: 09/29/2015)
	Request

13	Filed: 9/29/2015, Entered: None
	NOTICE OF APPEARANCE by Kenneth Ian Schacter on behalf of Jefferies LLC. (Schacter, Kenneth) (Entered: 09/29/2015)
	Request

12	Filed: 9/29/2015, Entered: None
	NOTICE OF APPEARANCE by John D. Friel on behalf of BMO Capital Markets Corp.. (Friel, John) (Entered: 09/29/2015)
	Request

11	Filed: 9/29/2015, Entered: None
	NOTICE OF APPEARANCE by David J. Yeres on behalf of BMO Capital Markets Corp.. (Yeres, David) (Entered: 09/29/2015)
	Request

10	Filed: 9/29/2015, Entered: None
	RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Bank of Montreal for BMO Capital Markets Corp.. Document filed by BMO Capital Markets Corp..(Houck, Robert) (Entered: 09/29/2015)
	Request

9	Filed: 9/29/2015, Entered: None
	NOTICE OF APPEARANCE by Robert G. Houck on behalf of BMO Capital Markets Corp.. (Houck, Robert) (Entered: 09/29/2015)
	Request

8	Filed: 9/28/2015, Entered: None
	NOTICE OF CHANGE OF ADDRESS by Paul C. Whalen on behalf of Central Laborers Pension Fund. New Address: Law Office of Paul C. Whalen, P.C., 768 Plandome Road, Manhasset, NY, United States 11030, (516) 627-5610. (Whalen, Paul) (Entered: 09/28/2015)
	Request

Save 25% on a pre-paid one year subscription.

7	Filed: 9/28/2015, Entered: None
	RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Mizuho Bank, Ltd., Corporate Parent Mizuho Financial Group, Inc., Corporate Parent Mizuho Securities Co., Ltd. for Mizuho Securities USA Inc.. Document filed by Mizuho Securities USA Inc..(Fortinsky, Jerome) (Entered: 09/28/2015)
	Request

6	Filed: 9/28/2015, Entered: None
	NOTICE OF APPEARANCE by Joanna Shally on behalf of Mizuho Securities USA Inc.. (Shally, Joanna) (Entered: 09/28/2015)
	Request

5	Filed: 9/28/2015, Entered: None
	NOTICE OF APPEARANCE by John A. Nathanson on behalf of Mizuho Securities USA Inc.. (Nathanson, John) (Entered: 09/28/2015)
	Request

4	Filed: 9/28/2015, Entered: None
	NOTICE OF APPEARANCE by Jerome Steven Fortinsky on behalf of Mizuho Securities USA Inc.. (Fortinsky, Jerome) (Entered: 09/28/2015)
	Request

3	Filed: 9/28/2015, Entered: None
	NOTICE OF APPEARANCE by Stuart Jay Baskin on behalf of Mizuho Securities USA Inc.. (Baskin, Stuart) (Entered: 09/28/2015)
	Request

2	Filed: 9/28/2015, Entered: None
	FILING ERROR - DEFICIENT PLEADING - FILER ERROR - REQUEST FOR ISSUANCE OF SUMMONS as to BMO Capital Markets Corp., Bank of Nova Scotia, New York Agency, Barclays Capital Inc., Cantor Fitzgerald & Co., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Daiwa Capital Markets America Inc., Deutsche Bank Securities Inc., Goldman, Sachs & Co., HSBC Securities (USA) Inc., J.P. Morgan Securities LLC, Jefferies LLC, Merrill Lynch, Pierce, Fenner & Smith, Inc., Mizuho Securities USA Inc., Morgan Stanley & Co. LLC, Nomura Securities International, Inc., RBC Capital Markets, LLC, RBS Securities Inc., SG Americas Securities, LLC, TD Securities (USA) LLC, UBS Securities LLC., re: 1 Complaint,,. Document filed by Central Laborers Pension Fund. (Attachments: # 1 Civil Cover Sheet)(Whalen, Paul) Modified on 9/29/2015 (dgo). (Entered: 09/28/2015)
	Request

1	Filed: 9/28/2015, Entered: None
	COMPLAINT against BMO Capital Markets Corp., Bank of Nova Scotia, New York Agency, Barclays Capital Inc., Cantor Fitzgerald & Co., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Daiwa Capital Markets America Inc., Deutsche Bank Securities Inc., Goldman, Sachs & Co., HSBC Securities (USA) Inc., J.P. Morgan Securities LLC, Jefferies LLC, Merrill Lynch, Pierce, Fenner & Smith, Inc., Mizuho Securities USA Inc., Morgan Stanley & Co. LLC, Nomura Securities International, Inc., RBC Capital Markets, LLC, RBS Securities Inc., SG Americas Securities, LLC, TD Securities (USA) LLC, UBS Securities LLC. (Filing Fee $ 400.00, Receipt Number 0208-11439454)Document filed by Central Laborers Pension Fund.(Whalen, Paul) (Entered: 09/28/2015)
	Request