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 58 |
Filed: 7/14/2017, Entered: 7/14/2017 |
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MEMO ENDORSEMENT on re: 57 Letter filed by 1C10BA2. ENDORSEMENT: Time is enlarged 30 days. (Signed by Judge Alvin K. Hellerstein on 7/14/2017) (ras)
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| 57 |
Filed: 7/13/2017, Entered: 7/13/2017 |
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LETTER addressed to Judge Alvin K. Hellerstein from Peter Roldan dated July 13, 2017 re: Enlargement of Time. Document filed by 1C10BA2.(Roldan, Peter)
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Request |
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Filed: 6/15/2017, Entered: 6/15/2017 |
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Terminate Transcript Deadlines. (ras)
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| 56 |
Filed: 6/15/2017, Entered: 6/15/2017 |
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MEMO ENDORSEMENT on re: 55 Letter filed by 1C10BA2. ENDORSEMENT: A suggestion of settlement having been made, this case is dismissed. If the settlement is not consummated within 30 days of this order, or an authorized enlarged date, either party may apply by letter for restoration of the action within 10 days after the close of said period. All pending court dates are cancelled. The Clerk is directed to close the case. (Signed by Judge Alvin K. Hellerstein on 6/15/2017) (ras)
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| 55 |
Filed: 6/15/2017, Entered: 6/15/2017 |
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LETTER addressed to Judge Alvin K. Hellerstein from Peter Roldan dated June 15, 2017 re: Settlement. Document filed by 1C10BA2.(Roldan, Peter)
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Request |
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Filed: 6/14/2017, Entered: 6/15/2017 |
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Minute entry for proceedings held before Magistrate Judge Ronald L. Ellis: Settlement Conference held on 6/14/2017 at 2:30 p.m. Case Settled. (rsh)
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Filed: 5/17/2017, Entered: 5/17/2017 |
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NOTICE of Hearing: Settlement Conference set for 6/14/2017 at 2:30 PM in Courtroom 11C, 500 Pearl Street, New York, NY 10007 before Magistrate Judge Ronald L. Ellis. All counsel must be present and have e-filed a notice of appearance on the ECF system prior to the conference. Unless excused by the Court, each party, together with counsel, must appear in person for the conference. Any party appearing for the settlement conference must have FULL AUTHORITY TO SETTLE THE CASE. If a party is not prepared to go forward with settlement discussions, written notice to the Court is required prior to the conference. No request for adjournment will be considered unless made at least THREE BUSINESS DAYS before the scheduled conference and only after the parties have consulted with each other. Direct inquiries to Rupa Shah (212)-805-0242. (rsh)
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Filed: 5/17/2017, Entered: 5/17/2017 |
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ENDORSED LETTER addressed to Magistrate Judge Ronald L. Ellis from Peter Roldan dated 5/15/17 re: adjourning the June 12, 2017 settlement conference. ENDORSEMENT: GRANTED. (Signed by Magistrate Judge Ronald L. Ellis on 5/17/17) (Ellis, Ronald)
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| 54 |
Filed: 5/15/2017, Entered: 5/15/2017 |
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LETTER addressed to Magistrate Judge Ronald L. Ellis from Peter Roldan dated May 15, 2017 re: Settlement Conference on June 12, 2017. Document filed by 1C10BA2.(Roldan, Peter)
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Request |
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Filed: 5/9/2017, Entered: 5/9/2017 |
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NOTICE of Hearing: Settlement Conference set for 6/12/2017 at 2:30 PM in Courtroom 11C, 500 Pearl Street, New York, NY 10007 before Magistrate Judge Ronald L. Ellis. All counsel must be present and have e-filed a notice of appearance on the ECF system prior to the conference. Unless excused by the Court, each party, together with counsel, must appear in person for the conference. Any party appearing for the settlement conference must have FULL AUTHORITY TO SETTLE THE CASE. If a party is not prepared to go forward with settlement discussions, written notice to the Court is required prior to the conference. No request for adjournment will be considered unless made at least THREE BUSINESS DAYS before the scheduled conference and only after the parties have consulted with each other. Direct inquiries to Rupa Shah (212)-805-0242. (rsh)
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| 53 |
Filed: 4/26/2017, Entered: 4/26/2017 |
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REVISED ORDER REFERRING CASE TO MAGISTRATE JUDGE. Order that case be referred to the Clerk of Court for assignment to a Magistrate Judge for Settlement. Referred to Magistrate Judge Ronald L. Ellis. (Signed by Judge Alvin K. Hellerstein on 4/26/2017) (cla)
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Request |
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| 52 |
Filed: 4/26/2017, Entered: 4/26/2017 |
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ORDER REFERRING CASE TO MAGISTRATE JUDGE. Order that case be referred to the Clerk of Court for assignment to a Magistrate Judge for General Pretrial (includes scheduling, discovery, non-dispositive pretrial motions, and settlement). Referred to Magistrate Judge Ronald L. Ellis. (Signed by Judge Alvin K. Hellerstein on 4/26/2017) (cla)
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Request |
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Filed: 3/31/2017, Entered: 3/31/2017 |
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Minute Entry for proceedings held before Judge Alvin K. Hellerstein: Status Conference held on 3/31/2017, Case referred to the Magistrate Judge for settlement. ( Status Conference set for 6/16/2017 at 10:00 AM in Courtroom 14D, 500 Pearl Street, New York, NY 10007 before Judge Alvin K. Hellerstein.). (Jones, Brigitte)
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| 51 |
Filed: 3/29/2017, Entered: 3/29/2017 |
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ANSWER to Complaint. Document filed by SG Americas Securities, LLC, SG Americas, Inc..(Myler, Samuel)
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Request |
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| 50 |
Filed: 3/29/2017, Entered: 3/29/2017 |
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NOTICE OF CHANGE OF ADDRESS by Peter Roldan on behalf of 1C10BA2. New Address: Emergent LLP, 300 Park Avenue, 12th Floor, New York, NY, USA 10022, (415) 894-9284. (Roldan, Peter)
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Request |
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| 49 |
Filed: 3/24/2017, Entered: 3/24/2017 |
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ORDER FOR ADMISSION PRO HAC VICE granting 48 Motion for Samuel P. Myler to Appear Pro Hac Vice. (Signed by Judge Alvin K. Hellerstein on 3/24/2017) (rjm)
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Request |
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Filed: 3/23/2017, Entered: 3/23/2017 |
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>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. 48 MOTION for Samuel P. Myler to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (ma)
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| 48 |
Filed: 3/23/2017, Entered: 3/23/2017 |
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MOTION for Samuel P. Myler to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by SG Americas Securities, LLC, SG Americas, Inc.. (Attachments: # 1 Exhibit, # 2 Affidavit, # 3 Text of Proposed Order)(Myler, Samuel)
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Filed: 3/23/2017, Entered: 3/23/2017 |
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>>>NOTICE REGARDING DEFICIENT MOTION TO APPEAR PRO HAC VICE. Notice to RE-FILE Document No. 47 MOTION for Samuel P. Myler to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-13457308. Motion and supporting papers to be reviewed by Clerk's Office staff... The filing is deficient for the following reason(s): MISSING AFFIDAVIT OR DECLARATION PURSUANT TO LOCAL RULE 1.3;. Re-file the motion as a Motion to Appear Pro Hac Vice - attach the correct signed PDF - select the correct named filer/filers - attach valid Certificates of Good Standing issued within the past 30 days - attach Proposed Order.. (ma)
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| 47 |
Filed: 3/23/2017, Entered: 3/23/2017 |
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FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for Samuel P. Myler to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-13457308. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by SG Americas Securities, LLC, SG Americas, Inc.. (Attachments: # 1 Exhibit Certificate of Good Standing, # 2 Text of Proposed Order Proposed Order)(Myler, Samuel) Modified on 3/23/2017 (ma).
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| 46 |
Filed: 3/22/2017, Entered: 3/22/2017 |
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ENDORSED LETTER addressed to Judge Alvin K. Hellerstein from Peter Roldan dated 3/21/2017 re: Appearance for March 24, 2017 Status Conference. ENDORSEMENT: The status conf. is adjourned to March 31, 2017, 10:00 a.m. Partner Chi-Ru Jou may appear in lieu of Peter Roldan. (Status Conference set for 3/31/2017 at 10:00 AM before Judge Alvin K. Hellerstein.) (Signed by Judge Alvin K. Hellerstein on 3/22/2017) (cla)
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| 45 |
Filed: 3/21/2017, Entered: 3/21/2017 |
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MEMO ENDORSEMENT: on re: 44 Letter, filed by SG Americas Securities, LLC, SG Americas, Inc. 43 Letter filed by 1C10BA2. ENDORSEMENT: Personal appearance by the attorneys in charge are required. (Signed by Judge Alvin K. Hellerstein on 3/21/2017) (ap)
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Request |
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| 44 |
Filed: 3/21/2017, Entered: 3/21/2017 |
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LETTER addressed to Judge Alvin K. Hellerstein from Abigail M. Bartine dated March 21, 2017 re: Request to Appear by Telephone for March 24, 2017 Status Conference. Document filed by SG Americas Securities, LLC, SG Americas, Inc..(Bartine, Abigail)
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Request |
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| 43 |
Filed: 3/17/2017, Entered: 3/17/2017 |
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LETTER addressed to Judge Alvin K. Hellerstein from Peter Roldan dated 03/17/2017 re: Request to appear by telephone for March 24, 2017 Status Conference. Document filed by 1C10BA2.(Roldan, Peter)
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Request |
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Filed: 3/15/2017, Entered: 3/15/2017 |
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Set/Reset Hearings: Status Conference set for 3/24/2017 at 10:00 AM before Judge Alvin K. Hellerstein. (cla)
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| 42 |
Filed: 3/15/2017, Entered: 3/15/2017 |
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ORDER GRANTING PLAINTIFF'S MOTION FOR RECONSIDERATION AND DENYING DEFENDANTS' MOTION FOR RECONSIDERATION denying as moot 30 Motion for Reconsideration; granting 37 Motion for Reconsideration. Accordingly, on reconsideration, my prior holding improperly deprived plaintiff of a lawful, available remedy for a fiduciary's breach of trust. Granting plaintiff's motion for reconsideration is therefore necessary to "prevent manifest injustice." Kolel Beth Yechiel Mechil of Tartikov, Inc., 729 F.3d at 104. Since plaintiff's surcharge remedy is now restored, there is no basis for the relief sought in defendants' motion for reconsideration, and so I deny that motion as moot. A status conference will be held on March 24, 2017 at 10:00 a.m. The parties shall propose a discovery plan for my consideration at the conference. The clerk shall terminate the motions (Dkt. Nos. 30, 37).. (Signed by Judge Alvin K. Hellerstein on 3/15/2017) (cla) Modified on 3/15/2017 (cla).
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| 41 |
Filed: 3/3/2017, Entered: 3/3/2017 |
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REPLY MEMORANDUM OF LAW in Support re: 37 MOTION for Reconsideration re; 29 Order on Motion to Dismiss, . . Document filed by 1C10BA2. (Roldan, Peter)
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| 40 |
Filed: 2/24/2017, Entered: 2/24/2017 |
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RESPONSE to Motion re: 30 MOTION for Reconsideration ., 37 MOTION for Reconsideration re; 29 Order on Motion to Dismiss, . DEFENDANTS REPLY IN SUPPORT OF THEIR MOTION FOR RECONSIDERATION 30 AND OPPOSITION TO PLAINTIFFS MOTION FOR RECONSIDERATION 37 . Document filed by SG Americas Securities, LLC, SG Americas, Inc.. (Ross, Nancy)
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| 39 |
Filed: 2/17/2017, Entered: 2/17/2017 |
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MEMORANDUM OF LAW in Opposition re: 30 MOTION for Reconsideration . . Document filed by 1C10BA2. (Roldan, Peter)
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| 38 |
Filed: 2/13/2017, Entered: 2/13/2017 |
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MEMORANDUM OF LAW in Support re: 37 MOTION for Reconsideration re; 29 Order on Motion to Dismiss, . . Document filed by 1C10BA2. (Roldan, Peter)
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| 37 |
Filed: 2/13/2017, Entered: 2/13/2017 |
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MOTION for Reconsideration re; 29 Order on Motion to Dismiss, . Document filed by 1C10BA2.(Roldan, Peter)
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Request |
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| 36 |
Filed: 2/10/2017, Entered: 2/10/2017 |
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NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a MOTION proceeding held on 1/30/17 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(McGuirk, Kelly)
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| 35 |
Filed: 2/10/2017, Entered: 2/10/2017 |
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TRANSCRIPT of Proceedings re: motion held on 1/30/2017 before Judge Alvin K. Hellerstein. Court Reporter/Transcriber: Thomas Murray, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 3/3/2017. Redacted Transcript Deadline set for 3/13/2017. Release of Transcript Restriction set for 5/11/2017.(McGuirk, Kelly)
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| 34 |
Filed: 2/10/2017, Entered: 2/10/2017 |
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ORDER granting 33 Letter Motion to Continue. Defendant must answer within 14 days of the Court's ruling on the motion for reconsideration. The status conference is adjourned to March 24, 2017 @ 10 am. (Status Conference set for 3/24/2017 at 10:00 AM before Judge Alvin K. Hellerstein.) (Signed by Judge Alvin K. Hellerstein on 2/10/2017) (cla)
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Request |
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| 33 |
Filed: 2/10/2017, Entered: 2/10/2017 |
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LETTER MOTION to Continue answer and discovery hearing [Unopposed] addressed to Judge Alvin K. Hellerstein from Abigail M. Bartine dated 02/10/2017. Document filed by SG Americas Securities, LLC, SG Americas, Inc..(Bartine, Abigail)
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Request |
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| 32 |
Filed: 2/3/2017, Entered: 2/3/2017 |
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DECLARATION of Nancy G. Ross in Support re: 30 MOTION for Reconsideration .. Document filed by SG Americas Securities, LLC, SG Americas, Inc.. (Attachments: # 1 Exhibit A)(Ross, Nancy)
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| 31 |
Filed: 2/3/2017, Entered: 2/3/2017 |
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MEMORANDUM OF LAW in Support re: 30 MOTION for Reconsideration . . Document filed by SG Americas Securities, LLC, SG Americas, Inc.. (Ross, Nancy)
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| 30 |
Filed: 2/3/2017, Entered: 2/3/2017 |
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MOTION for Reconsideration . Document filed by SG Americas Securities, LLC, SG Americas, Inc..(Ross, Nancy)
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| 29 |
Filed: 1/31/2017, Entered: 1/31/2017 |
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ORDER DENYING DEFENDANTS' MOTION TO DISMISS re: 16 Motion to Dismiss. For the reasons stated on the record, and as supplemented herein, defendants' motion is denied. The parties shall propose a discovery plan at the status conference to be held on March 3, 2017 at 10:00 a.m. The clerk shall terminate the motion (Dkt. No. 16). (Signed by Judge Alvin K. Hellerstein on 1/31/2017) (cla)
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| 28 |
Filed: 1/10/2017, Entered: 1/10/2017 |
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MEMO ENDORSEMENT on re: 27 Letter re: Request for Adjournment of Oral Argument Hearing, filed by SG Americas Securities, LLC, SG Americas, Inc. ENDORSEMENT: Oral argument is adjourned until Jan. 30, 2017 @ 11:00 am. (Oral Argument set for 1/30/2017 at 11:00 AM before Judge Alvin K. Hellerstein.) (Signed by Judge Alvin K. Hellerstein on 1/10/2017) (cla)
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| 27 |
Filed: 1/9/2017, Entered: 1/9/2017 |
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LETTER addressed to Judge Alvin K. Hellerstein from Abigail Bartine dated 01/09/2017 re: Request for Adjournment of Oral Argument Hearing. Document filed by SG Americas Securities, LLC, SG Americas, Inc..(Bartine, Abigail)
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| 26 |
Filed: 1/6/2017, Entered: 1/9/2017 |
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ENDORSED LETTER addressed to Concerned Parties from Brigitte Jones, Courtroom Deputy dated 1/6/2016 re: The oral/arg. previously scheduled for 1/1/11/17 is hereby adjourned. ENDORSEMENT: So Ordered. (Oral Argument set for 1/24/2017 at 10:30 AM in Courtroom 14D, 500 Pearl Street, New York, NY 10007 before Judge Alvin K. Hellerstein.) (Signed by Judge Alvin K. Hellerstein on 1/6/2017) (cla)
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| 25 |
Filed: 12/19/2016, Entered: 12/19/2016 |
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RESPONSE to Motion re: 16 MOTION to Dismiss (Motion To Dismiss The Complaint With Prejudice Pursuant To Rule 12(b)(6). (Joint Appendix of Certain Documents Referenced in the Complaint or Defendants Motion to Dismiss). Document filed by SG Americas Securities, LLC, SG Americas, Inc.. (Bartine, Abigail)
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| 24 |
Filed: 12/9/2016, Entered: 12/9/2016 |
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ORDER: Defendants have moved to dismiss the complaint pursuant to Rule 12(b)(6). See Dkt. No. 16. The parties' motion papers reference various documents that defendant provided to plaintiff concerning his benefits. However, not all of those documents have been provided to the Court as exhibits, such as the Benefits Open Enrollment booklet referenced in paragraph 7 of the complaint. By December 19, 2016, the parties shall file a joint appendix consisting of all documents that defendant provided to plaintiff referenced in either the complaint or the parties' motion papers. (Signed by Judge Alvin K. Hellerstein on 12/9/2016) (cla)
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| 23 |
Filed: 11/18/2016, Entered: 11/18/2016 |
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ORDER granting 22 Letter Motion to Continue the Oral Argument. Argument is adjourned until January 11, 2017 @ 4:00pm. (Oral Argument set for 1/11/2017 at 04:00 PM before Judge Alvin K. Hellerstein.) (Signed by Judge Alvin K. Hellerstein on 11/18/2016) (cla)
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| 22 |
Filed: 11/17/2016, Entered: 11/17/2016 |
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LETTER MOTION to Continue the Oral Argument addressed to Judge Alvin K. Hellerstein from Abigail M. Bartine dated 11/17/2016. Document filed by SG Americas Securities, LLC, SG Americas, Inc..(Bartine, Abigail)
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| 21 |
Filed: 11/17/2016, Entered: 11/17/2016 |
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REPLY MEMORANDUM OF LAW in Support re: 16 MOTION to Dismiss (Motion To Dismiss The Complaint With Prejudice Pursuant To Rule 12(b)(6). . Document filed by SG Americas Securities, LLC, SG Americas, Inc.. (Ross, Nancy)
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| 20 |
Filed: 11/10/2016, Entered: 11/10/2016 |
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ORDER: You are hereby notified that you are required to appear for an oral argument. Date: December 19, 2016. Time: 11:00 a.m. Place: U.S. Courthouse - Southern District of New York 500 Pearl Street Courtroom 14D New York, New York 10007. (As further set forth in this Order.) (Oral Argument set for 12/19/2016 at 11:00 AM in Courtroom 14D, 500 Pearl Street, New York, NY 10007 before Judge Alvin K. Hellerstein.) (Signed by Judge Alvin K. Hellerstein on 11/10/2016) (cf)
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| 19 |
Filed: 11/7/2016, Entered: 11/7/2016 |
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MEMORANDUM OF LAW in Opposition re: 16 MOTION to Dismiss (Motion To Dismiss The Complaint With Prejudice Pursuant To Rule 12(b)(6). . Document filed by 1C10BA2. (Roldan, Peter)
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| 18 |
Filed: 10/19/2016, Entered: 10/19/2016 |
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DECLARATION of Nancy G. Ross in Support re: 16 MOTION to Dismiss (Motion To Dismiss The Complaint With Prejudice Pursuant To Rule 12(b)(6).. Document filed by SG Americas Securities, LLC, SG Americas, Inc.. (Ross, Nancy)
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Request |
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| Save 25% on a pre-paid one year subscription. |
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| 17 |
Filed: 10/19/2016, Entered: 10/19/2016 |
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MEMORANDUM OF LAW in Support re: 16 MOTION to Dismiss (Motion To Dismiss The Complaint With Prejudice Pursuant To Rule 12(b)(6). . Document filed by SG Americas Securities, LLC, SG Americas, Inc.. (Attachments: # 1 Exhibit A)(Ross, Nancy)
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| 16 |
Filed: 10/19/2016, Entered: 10/19/2016 |
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MOTION to Dismiss (Motion To Dismiss The Complaint With Prejudice Pursuant To Rule 12(b)(6). Document filed by SG Americas Securities, LLC, SG Americas, Inc..(Ross, Nancy)
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| 15 |
Filed: 10/19/2016, Entered: 10/19/2016 |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Societe Generale for SG Americas Securities, LLC, SG Americas, Inc.. Document filed by SG Americas Securities, LLC, SG Americas, Inc..(Ross, Nancy)
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| 14 |
Filed: 10/19/2016, Entered: 10/19/2016 |
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NOTICE OF APPEARANCE by Nancy G. Ross on behalf of SG Americas Securities, LLC, SG Americas, Inc.. (Ross, Nancy)
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Request |
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| 13 |
Filed: 10/19/2016, Entered: 10/19/2016 |
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NOTICE OF APPEARANCE by Abigail M Bartine on behalf of SG Americas Securities, LLC, SG Americas, Inc.. (Bartine, Abigail)
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Request |
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| 12 |
Filed: 10/19/2016, Entered: 10/19/2016 |
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ORDER FOR ADMISSION PRO HAC VICE granting 10 Motion for Nancy G Ross to Appear Pro Hac Vice. (Signed by Judge Alvin K. Hellerstein on 10/18/2016) (cla)
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| 11 |
Filed: 10/19/2016, Entered: 10/19/2016 |
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ORDER FOR ADMISSION PRO HAC VICE granting 9 Motion for Abigail M. Bartine to Appear Pro Hac Vice. (Signed by Judge Alvin K. Hellerstein on 10/18/2016) (cla)
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Filed: 10/14/2016, Entered: 10/14/2016 |
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>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. 10 MOTION for Nancy G Ross to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-12871930. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (wb)
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| 10 |
Filed: 10/14/2016, Entered: 10/14/2016 |
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MOTION for Nancy G Ross to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-12871930. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by SG Americas Securities, LLC, SG Americas, Inc.. (Attachments: # 1 Exhibit Certificate of Good Standing, # 2 Text of Proposed Order)(Ross, Nancy)
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Filed: 10/14/2016, Entered: 10/14/2016 |
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>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. 9 MOTION for Abigail Marie Bartine to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-12871802. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (wb)
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| 9 |
Filed: 10/14/2016, Entered: 10/14/2016 |
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MOTION for Abigail Marie Bartine to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-12871802. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by SG Americas Securities, LLC, SG Americas, Inc.. (Attachments: # 1 Exhibit Certificate of Good Standing, # 2 Text of Proposed Order)(Bartine, Abigail)
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| 8 |
Filed: 10/12/2016, Entered: 10/12/2016 |
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STIPULATION AND ORDER: Defendants' time to answer, move, or otherwise respond to the Complaint in this action is extended from October 12, 2016 through and including October 19, 2016 Defendants expressly reserve all of their defenses and rights with respect to this action. IT IS SO ORDERED. SG Americas Securities, LLC answer due 10/19/2016; SG Americas, Inc. answer due 10/19/2016. (Signed by Judge Alvin K. Hellerstein on 10/12/2016) (kko)
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| 7 |
Filed: 9/1/2016, Entered: 9/1/2016 |
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STIPULATION AND ORDER: IT IS HEREBY STIPULATED AND AGREED, by and between the undersigned counsel for the parties to this action, as follows: WHEREAS Plaintiff filed the original complaint in this action on August 11, 2016; WHEREAS Plaintiff served the original summons and complaint in this action upon Defendants SG Americas, Inc. dba Societe Generale Americas, and SG Americas Securities, LLC (collectively, "Defendants") on or about August 22, 2016. Defendants' time to answer, move, or otherwise respond to the Amended Complaint in this action is extended from September 12, 2016 through and including October 12, 20 l 6. No prior extension has been requested. Defendants expressly reserve all of their defenses and rights with respect to this action. SG Americas Securities, LLC answer due 10/12/2016; SG Americas, Inc. answer due 10/12/2016. (Signed by Judge Alvin K. Hellerstein on 9/1/2016) (cla)
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Filed: 8/31/2016, Entered: 8/31/2016 |
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NOTICE OF APPEARANCE by Henninger Simons Bullock on behalf of SG Americas Securities, LLC, SG Americas, Inc.. (Bullock, Henninger)
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Filed: 8/12/2016, Entered: 8/12/2016 |
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CIVIL COVER SHEET filed. (Roldan, Peter)
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Filed: 8/12/2016, Entered: 8/12/2016 |
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ELECTRONIC SUMMONS ISSUED as to SG Americas Securities, LLC, SG Americas, Inc.. (dgo)
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Filed: 8/12/2016, Entered: 8/12/2016 |
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Case Designated ECF. (dgo)
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Filed: 8/12/2016, Entered: 8/12/2016 |
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Magistrate Judge Ronald L. Ellis is so designated. (dgo)
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Filed: 8/12/2016, Entered: 8/12/2016 |
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CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Alvin K. Hellerstein. Please download and review the Individual Practices of the assigned District Judge, located at http://nysd.uscourts.gov/judges/District. Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. Please download and review the ECF Rules and Instructions, located at http://nysd.uscourts.gov/ecf_filing.php. (dgo)
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Filed: 8/12/2016, Entered: 8/12/2016 |
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***NOTICE TO ATTORNEY REGARDING DEFICIENT CIVIL COVER SHEET. Notice to attorney Peter Roldan to RE-FILE Document No. 3 Civil Cover Sheet. The filing is deficient for the following reason(s): No signature;. Re-file the document using the event type Civil Cover Sheet found under the event list Other Documents and attach the correct PDF. Use civil cover sheet issued by S.D.N.Y. dated April 2014. The S.D.N.Y. Civil Cover Sheet dated April 2014 is located athttp://nysd.uscourts.gov/file/forms/civil-cover-sheet.. (dgo)
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Filed: 8/11/2016, Entered: 8/11/2016 |
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FILING ERROR - DEFICIENT PLEADING - SIGNATURE ERROR - CIVIL COVER SHEET filed. (Roldan, Peter) Modified on 8/12/2016 (dgo).
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Filed: 8/11/2016, Entered: 8/11/2016 |
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REQUEST FOR ISSUANCE OF SUMMONS as to SG Americas, Inc.; SG Americas Securities, LLC, re: 1 Complaint,. Document filed by 1C10BA2. (Roldan, Peter)
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Filed: 8/11/2016, Entered: 8/11/2016 |
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COMPLAINT against SG Americas Securities, LLC, SG Americas, Inc.. (Filing Fee $ 400.00, Receipt Number 0208-12640761)Document filed by 1C10BA2. (Attachments: # 1 Exhibit Exhibit A to Complaint, # 2 Exhibit Exhibit B to Complaint)(Roldan, Peter)
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