In Re: Bernard L. Madoff Investment Securities LLC

Federal Civil Lawsuit New York Southern District Court, Case No. 1:16-cv-04462
District Judge Loretta A. Preska, presiding
Tags
District Judge Loretta A. Preska
Last Updated July 29, 2025 at 10:16 AM EDT (8.6 months ago) Update UpdateSpaceE-Mail Alert AlertsSpaceJump Jump
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Parties
No Logo Proposed Customers-Intervenors, Appellant

Represented by Alston & Bird, LLP

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Bethany D Simmons +1 212 210 9415 +1 212 922 3805 bethany.simmons@alston.com

Represented by Baker & McKenzie, LLP

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Laura Kristine Clinton +1 206 370 7808 +1 206 370 6033 laura.clinton@bakermckenzie.com
Space Richard Allen Kirby +1 202 661 3730 +1 202 778 9100 richard.kirby@bakermckenzie.com

Represented by Dentons (US) LLP

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Carole Neville +1 212 768 6700 +1 212 768 6800 cneville@sonnenschein.com
Space Carole Neville +1 212 768 6700 +1 212 768 6800 cneville@sonnenschein.com

Represented by K&L Gates LLP

Name Phone Fax E-Mail
LEAD ATTORNEY, PRO HAC VICE, ATTORNEY TO BE NOTICED Richard Allen Kirby +1 202 661 3730 +1 202 778 9100 richard.kirby@bakermckenzie.com

Represented by Loeb & Loeb LLP

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Daniel Bercu Besikof +1 212 407 4129 +1 646 417 6335 dbesikof@loeb.com
Space Daniel Bercu Besikof +1 212 407 4129 +1 646 417 6335 dbesikof@loeb.com
Space Peter Gregory Schwed +1 212 407 4000 +1 212 407 4990 gschwed@loeb.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Peter Gregory Schwed +1 212 407 4000 +1 212 407 4990 gschwed@loeb.com

Represented by Milberg LLP

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Matthew Aaron Kupillas +1 212 594 5300 +1 212 868 1229 mkupillas@milberg.com
Space Matthew Aaron Kupillas +1 212 594 5300 +1 212 868 1229 mkupillas@milberg.com

Represented by Office of the Washington Attorney General

Name Phone Fax E-Mail
Space Laura K Clinton +1 206 370 7808 +1 206 370 6033 laura.clinton@atg.wa.gov

Represented by Pryor Cashman LLP

Name Phone Fax E-Mail
Space Richard Levy, Jr. +1 212 326 0886 +1 212 326 0806 rlevy@pryorcashman.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Richard Levy, Jr. +1 212 326 0886 +1 212 326 0806 rlevy@pryorcashman.com
v.
No Logo Irving H. Picard, Appellee

Represented by Baker & Hostetler, LLP

Name Phone Fax E-Mail
Space Nicholas J. Cremona +1 212 589 4200 +1 212 589 4221 ncremona@bakerlaw.com
Space Keith R. Murphy +1 212 589 4200 +1 212 589 4201 kmurphy@bakerlaw.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED James Hefferan Rollinson +1 216 621 0200 +1 216 696 0740 jrollinson@bakerlaw.com
Space James Hefferan Rollinson +1 216 621 0200 +1 216 696 0740 jrollinson@bakerlaw.com
Space David J. Sheehan +1 212 589 4616 +1 212 589 4201 dsheehan@bakerlaw.com
Space Amy Elizabeth Vanderwal +1 212 589 4200 +1 212 589 4201 avanderwal@bakerlaw.com
ATTORNEY TO BE NOTICED Amy Elizabeth Vanderwal +1 212 589 4200 +1 212 589 4201 avanderwal@bakerlaw.com

Represented by Gardner Cornell, P.C.

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Nicholas J. Cremona +1 212 589 4200 +1 212 589 4221 ncremona@bakerlaw.com
ATTORNEY TO BE NOTICED Keith R. Murphy +1 212 589 4200 +1 212 589 4201 kmurphy@bakerlaw.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED David J. Sheehan +1 212 589 4616 +1 212 589 4201 dsheehan@bakerlaw.com
Other Parties
No Logo Anonymized Party [C5CB58B], Adr provider
No Logo Bernard L. Madoff Investment Securities, LLC, Debtor
No Logo Bernard L. Madoff Investment Securities, LLC, In Re
No Logo Patrice M. Auld, et al., Customer-Appellants represented by Pryor Cashman LLP, ADR Provider
Attributes
Citation Unknown
Nature of Suit 422 - Bankruptcy Appeals, Rule 28 U.S.C. ยง 158
Jurisdiction Federal Question
Case Status closed
Jury Demand None
Anonymization By SCALES
Timeline
  Entries (36) Tab Overlap Calendar Events Tab Overlap Related (0) Tab Overlap Tools Right End
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Legal Document (Payment Possibly Required) 28 Filed: 4/4/2017, Entered: 4/5/2017
MANDATE of USCA (Certified Copy) as to 27 Notice of Appeal, filed by Proposed Customers-Intervenors, 26 Notice of Appeal, filed by Proposed Customers-Intervenors. USCA Case Number 16-4045, 16-4049... Appellants filed an unopposed motion to voluntarily dismiss these appeals pursuant to FRAP 42(b), with each side to bear their own costs. IT IS HEREBY ORDERED that the motion is GRANTED.. Catherine O'Hagan Wolfe, Clerk USCA for the Second Circuit. Issued As Mandate: 04/04/2017. (nd)
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Blank  Filed: 12/2/2016, Entered: 12/2/2016
Appeal Record Sent to USCA (Electronic File). Certified Indexed record on Appeal Electronic Files for 27 Notice of Appeal, filed by Proposed Customers-Intervenors were transmitted to the U.S. Court of Appeals. (nd)
LREF
Blank  Filed: 12/2/2016, Entered: 12/2/2016
Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court of Appeals re: 27 Notice of Appeal,. (nd)
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Legal Document (Payment Possibly Required) 27 Filed: 12/2/2016, Entered: 12/2/2016
NOTICE OF APPEAL from 25 Clerk's Judgment, 24 Order. Document filed by Proposed Customers-Intervenors. Filing fee $ 505.00, receipt number 0208-13052435. Form C and Form D are due within 14 days to the Court of Appeals, Second Circuit. (Schwed, Peter)
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Blank  Filed: 12/2/2016, Entered: 12/2/2016
Appeal Record Sent to USCA (Electronic File). Certified Indexed record on Appeal Electronic Files for 26 Notice of Appeal, filed by Proposed Customers-Intervenors were transmitted to the U.S. Court of Appeals. (tp)
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Blank  Filed: 12/2/2016, Entered: 12/2/2016
Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court of Appeals re: 26 Notice of Appeal. (tp)
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Legal Document (Payment Possibly Required) 26 Filed: 12/2/2016, Entered: 12/2/2016
NOTICE OF APPEAL from 25 Clerk's Judgment, 24 Order. Document filed by Proposed Customers-Intervenors. Filing fee $ 505.00, receipt number 0208-13051712. Form C and Form D are due within 14 days to the Court of Appeals, Second Circuit. (Kirby, Richard)
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Legal Document (Payment Possibly Required) 25 Filed: 11/3/2016, Entered: 11/3/2016
CLERK'S JUDGMENT: It is, ORDERED, ADJUDGED AND DECREED: That for the reasons stated in the Court's Order dated November 2, 2016, Appellants' appeal is denied, and the decision of the Bankruptcy Court is affirmed. (Signed by Clerk of Court Ruby Krajick on 11/3/2016) (Attachments: # 1 Right to Appeal, # 2 Right to Appeal)(km)
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Blank  Filed: 11/2/2016, Entered: 11/2/2016
Transmission to Judgments and Orders Clerk. Transmitted re: 24 Order, to the Judgments and Orders Clerk. (mro)
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Legal Document (Payment Possibly Required) 24 Filed: 11/2/2016, Entered: 11/2/2016 Court Filing
ORDER: For the foregoing reasons, Appellants' appeal (ECF No. 1) is DENIED, and the decision of the Bankruptcy Court is AFFIRMED. (As further set forth in this Order.) (Signed by Judge Loretta A. Preska on 11/2/2016) (mro)
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Legal Document (Payment Possibly Required) 23 Filed: 8/22/2016, Entered: 8/22/2016
Appellant's REPLY BRIEF. Document filed by Proposed Customers-Intervenors. (Schwed, Peter)
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Legal Document (Payment Possibly Required) 22 Filed: 8/8/2016, Entered: 8/8/2016
Appellee's BRIEF. Document filed by Irving H. Picard. Appellant Reply Brief due by 8/22/2016. (Cremona, Nicholas)
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Legal Document (Payment Possibly Required) 21 Filed: 7/22/2016, Entered: 7/22/2016 Court Filing
LETTER addressed to Judge Loretta A. Preska from Nicholas J. Cremona dated July 22, 2016 re: Response to the Letter Dated July 20, 2016 From Richard Levy, Jr., and Other Counsel for C5CB58B. Document filed by Irving H. Picard.(Cremona, Nicholas)
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Legal Document (Payment Possibly Required) 20 Filed: 7/20/2016, Entered: 7/20/2016 Court Filing
LETTER addressed to Judge Loretta A. Preska from Richard Levy, Jr., and other counsel for C5CB58B dated July 20, 2016 re: motion to withdraw filed by counsel for Andrew Cohen in Picard v. Cohen, 16-cv-5513 (LTS). Document filed by Proposed Customers-Intervenors.(Levy, Richard)
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Legal Document (Payment Possibly Required) 19 Filed: 7/15/2016, Entered: 7/15/2016 Court Filing
LETTER addressed to Judge Loretta A. Preska from Nicholas J. Cremona dated July 15, 2016 re: Contesting the Claim of Relatedness Filed by Andrew H. Cohen on July 12, 2016. Document filed by Irving H. Picard.(Cremona, Nicholas)
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Legal Document (Payment Possibly Required) 18 Filed: 7/14/2016, Entered: 7/14/2016 Court Filing
ORDER granting 16 Letter Motion for Leave to File Excess Pages. SO ORDERED. (Signed by Judge Loretta A. Preska on 7/13/2016) (kl)
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Legal Document (Payment Possibly Required) 17 Filed: 7/12/2016, Entered: 7/12/2016
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Proposed Customers-Intervenors.(Clinton, Laura)
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Legal Document (Payment Possibly Required) 16 Filed: 7/12/2016, Entered: 7/12/2016 Court Filing
LETTER MOTION for Leave to File Excess Pages addressed to Judge Loretta A. Preska from Nicholas J. Cremona dated July 12, 2016. Document filed by Irving H. Picard.(Cremona, Nicholas)
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Legal Document (Payment Possibly Required) 15 Filed: 7/8/2016, Entered: 7/8/2016
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by C5CB58B represented by Pryor Cashman LLP.(Levy, Richard)
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Legal Document (Payment Possibly Required) 14 Filed: 7/8/2016, Entered: 7/8/2016 Court Filing
LETTER MOTION for Oral Argument addressed to Judge Loretta A. Preska from Richard Levy, Jr, and other counsel for C5CB58B dated July 8, 2016. Document filed by Proposed Customers-Intervenors.(Levy, Richard)
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Legal Document (Payment Possibly Required) 13 Filed: 7/7/2016, Entered: 7/7/2016
Appellant's BRIEF. Document filed by Proposed Customers-Intervenors. Appellee Brief due by 8/8/2016. (Attachments: # 1 Record on Appeal Volume 1 (Part 1), # 2 Record on Appeal Volume 1 (Part 2), # 3 Record on Appeal Volume 2 (Part 1), # 4 Record on Appeal Volume 2 (Part 2), # 5 Record on Appeal Volume 2 (Part 3), # 6 Record on Appeal Volume 3 (Part 1), # 7 Record on Appeal Volume 3 (Part 2), # 8 Record on Appeal Volume 3 (Part 3))(Schwed, Peter)
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Legal Document (Payment Possibly Required) 12 Filed: 7/5/2016, Entered: 7/5/2016 Court Filing
ORDER granting 10 Letter Motion for Leave to File Excess Pages. Granted. SO ORDERED. (Signed by Judge Loretta A. Preska on 6/30/2016) (kl)
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Legal Document (Payment Possibly Required) 11 Filed: 7/1/2016, Entered: 7/1/2016
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Proposed Customers-Intervenors.(Besikof, Daniel)
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Legal Document (Payment Possibly Required) 10 Filed: 6/30/2016, Entered: 6/30/2016 Court Filing
LETTER MOTION for Leave to File Excess Pages on Appellants' Opening Brief addressed to Judge Loretta A. Preska from Daniel B. Besikof dated June 30, 2016. Document filed by Proposed Customers-Intervenors.(Besikof, Daniel)
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Legal Document (Payment Possibly Required) 9 Filed: 6/17/2016, Entered: 6/17/2016
NOTICE OF APPEARANCE by James Hefferan Rollinson on behalf of Irving H. Picard. (Rollinson, James)
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Legal Document (Payment Possibly Required) 8 Filed: 6/17/2016, Entered: 6/17/2016
NOTICE OF APPEARANCE by Keith R. Murphy on behalf of Irving H. Picard. (Murphy, Keith)
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Legal Document (Payment Possibly Required) 7 Filed: 6/17/2016, Entered: 6/17/2016
NOTICE OF APPEARANCE by Nicholas J. Cremona on behalf of Irving H. Picard. (Cremona, Nicholas)
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Legal Document (Payment Possibly Required) 6 Filed: 6/17/2016, Entered: 6/17/2016
NOTICE OF APPEARANCE by Amy Elizabeth Vanderwal on behalf of Irving H. Picard. (Vanderwal, Amy)
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Blank  Filed: 6/14/2016, Entered: 6/14/2016
NOTICE OF RECORD OF APPEAL AVAILABILITY (COMPLETION). Re: 1 Bankruptcy Appeal,. All Documents from the United States Bankruptcy Court - Southern District of New York have been filed with the U.S.D.C. S.D.N.Y. Record of Appeal is Complete and Available Electronically. Appellant Brief due by 7/14/2016. (bkar)
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Legal Document (Payment Possibly Required) 5 Filed: 6/14/2016, Entered: 6/14/2016
COUNTER DESIGNATION OF BANKRUPTCY RECORD ON APPEAL Document filed by Appellee Irving H. Picard. (bkar)
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Legal Document (Payment Possibly Required) 4 Filed: 6/14/2016, Entered: 6/14/2016
AMENDED DESIGNATION OF BANKRUPTCY RECORD ON APPEAL re: 1 Bankruptcy Appeal,. Document filed by Appellant Proposed Customers-Intervenors. (bkar)
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Legal Document (Payment Possibly Required) 3 Filed: 6/14/2016, Entered: 6/14/2016
DESIGNATION OF BANKRUPTCY RECORD ON APPEAL re: 1 Bankruptcy Appeal,. Document filed by Appellant Proposed Customers-Intervenors. (bkar)
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Blank  Filed: 6/14/2016, Entered: 6/14/2016
Case Designated ECF. (bkar)
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Blank  Filed: 6/14/2016, Entered: 6/14/2016
Magistrate Judge Debra C. Freeman is so designated. (bkar)
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Legal Document (Payment Possibly Required) 2 Filed: 6/14/2016, Entered: 6/14/2016
CIVIL COVER SHEET filed. (bkar)
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Legal Document (Payment Possibly Required) 1 Filed: 6/14/2016, Entered: 6/14/2016 Court Filing
NOTICE OF APPEAL FROM THE BANKRUPTCY COURT TO THE S.D.N.Y. from the Order of Judge Stuart M. Bernstein dated April 28, 2016. Bankruptcy Court Case Numbers: 10-4311A, 08-1789A (SMB). Certified copies of file received.Document filed by Proposed Customers-Intervenors.(bkar)
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