Movant: A. Marcus Gerber, Arkansas Teacher Retirement System, Banyan Capital Master Fund Ltd., Desmond Doris, Donald Pompliano, Eiffel Tower Ventures, LLC, Employees Retirement System of the Government of the Virgin Islands, Eric Rand, Facebook Investor Group, Facebook, Inc., Fresno County Employees' Retirement Association, Institutional Investor Group, Jose Galvan, KBC Asset Management NV, Mary Galvan, Michael Spatz, North Carolina Department of State Treasurer, Randford Williams, Sanjay Israni, The GAF Unit Trust, White Dune LLC, William H. Anhood
Plaintiff: Aaron M. Levine, Alexis Alexander, Atish Gandhi, Avatar Securities, LLC, Barbara Steinman, Benjamin Levine, Brian Gralnick, Brian Roffe Profit Sharing Plan, Chad Roderick, Colin Suzman, Crystal McMahon, Darryl Lazar, David Goldberg, David Kenton, Dennis Kuhn, Dennis Palkon, Dmitri Bougakov, Douglas M. Lightman, Edward Childs, Edward Shierry, Elliot Leitner, Eric Hamrick, Eugene Stricker, Faisal Sami, First New York Securities Llc, Garrett Garrison, Gaye Jones, George Michalitsianos, Goldrich Cousins P.C. 401(k) Profit Sharing Plan & Trust, Hal Hubuschman, Holly McConnaughey, Howard Savitt, Irving S. Braun, Jacinto Rivera, Jacob Salzmann, James, Chang, Janis Fleming, Jennifer Stokes, Jerry Rayborn, Joe Johnson, John, Gregory, Jonathan R. Simon, Jose Galvan, Jun Yan, Justin F. Lazard, Karen Cuker, Katerhine Loiacono, Kathy Reichenbaum, KBC Asset Management NV, Keith Wise, Kevin Hyms, Khodayar Amin, Lidia Levy, Lorrain Chin, Maren Twining, Mark Eshehata, Mary Galvan, Meredith Bailey, Michael Lieber, Michael Spatz, Nuhket Kayahan, Peter Brinckerhoff, Peter Mamula, Phillip Goldberg, Randy Teresa Mielke, Richard P. Eannarino, Rick Pond, Robert Herpst, Robert Lowinger, Rock Southward, Ryan Cefalu, Sameer Ansari, Sanjay Israni, Sanjeev Sharma, Steve Jarvis, Steve Sexton, Sylvia Gregorcyzk, T3 Trading Group, LLC, Thomas E. Nelson, Thomas J. Ahrendtsen, Vernon R. DeMois, Jr., Vijay Akkaraju, William Cole
STATEMENT OF PROCEEDINGS: On September 16, 2015, the Court held a Settlement Fairness Hearing ("Hearing") in the above-captioned Consolidated Nasdaq Actions (the "Nasdaq Action") in which counsel for the Nasdaq Plaintiffs and Nasdaq Defendants in the Nasdaq Action, as well as counsel for the Facebook Plaintiffs and the Intervenors-Facebook Defendants in the related Facebook Securities action (the "Facebook Action"), presented arguments regarding the judgment reduction provisions in Paragraph 11 of the [Proposed] Order and Final Judgment. (See ECF No. 326.) No electronic recording or stenographic report of the Hearing was made. The following is a statement of the Hearing proceedings pursuant to Rule 10(c) of the Federal Rules of Appellate Procedure: (As further set forth in this Order.) This statement is approved. (Signed by Judge Robert W. Sweet on 1/7/2016) Filed In Associated Cases: 1:12-md-02389-RWS et al.(kko) (Entered: 01/13/2016)
INTERNET CITATION NOTE: Material from decision with Internet citation re: 171 Memorandum & Opinion. (Attachments: # 1 internet citation, # 2 internet citation, # 3 internet citation, # 4 internet citation) (fk) (Entered: 01/04/2016)
INTERNET CITATION NOTE: Material from decision with Internet citation re: 171 Memorandum & Opinion. (Attachments: # 1 internet citation, # 2 internet citation, # 3 internet citation) (fk) (Entered: 01/04/2016)
INTERNET CITATION NOTE: Material from decision with Internet citation re: 171 Memorandum & Opinion. (Attachments: # 1 internet citation, # 2 internet citation, # 3 internet citation) (fk) (Entered: 01/04/2016)
OPINION re: 255 MOTION to Certify Class filed by Fresno County Employees' Retirement Association, Arkansas Teacher Retirement System, North Carolina Department of State Treasurer: For the foregoing reasons and as set forth above, the motions for class certification, appointment as Class Representatives, and appointment of Class Counsel are granted. In light of the confidentiality stipulation and order entered in this case, the parties are directed to jointly submit a redacted version of this opinion to be filed publicly. (Signed by Judge Robert W. Sweet on 12/11/2015) ***This document was previously filed under seal in envelope number 383, and unsealed pursuant to dkt. # 384 . (tn) (Entered: 12/30/2015)
384
Filed: 12/29/2015, Entered: None
ORDER: This Court's Opinion dated December 11, 2015 was initially sealed, consistent with the parties' representations that submissions and facts upon which the Opinion was based were confidential non-public information subject to a protective order. As counsel have indicated by correspondence with the Court on December 21, 2015 that they have conferred and agreed to submit no requests for redactions, the December 11, 2015 Opinion is hereby unsealed. It is so ordered. (Signed by Judge Robert W. Sweet on 12/26/2015) (lmb) (Entered: 12/29/2015)
383
Filed: 12/28/2015, Entered: None
SEALED DOCUMENT placed in vault.(mps) (Entered: 12/28/2015)
NOTICE OF APPEARANCE by Thomas Gregory Hoffman, Jr on behalf of Arkansas Teacher Retirement System, Fresno County Employees' Retirement Association, North Carolina Department of State Treasurer. (Hoffman, Thomas) (Entered: 12/23/2015)
NOTICE of Submission for Court Approval of Statement Pursuant to FRAP 10(c). Document filed by Marc L. Andreessen, Erskine B. Bowles, James W. Breyer, David Ebersman, Facebook, Inc., Donald E. Graham, Reed Hastings, Sheryl K. Sandberg, David M. Spillane, Peter A. Thiel, Mark Zuckerberg, Allen & Company LLC, BMO Capital Markets Corp., Barclays Capital Inc., Blaylock Robert Van LLC, C.L. King & Associates, Inc., Cabrera Capital Markets, LLC, Castleoak Securities, L.P., Citigroup Global Markets Inc., Cowen and Company, LLC, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., E Trade Securities, LLC., Goldman, Sachs & Co, Ita BBA USA Securities, Inc., J.P. Morgan Securities LLC, Lazard Capital Markets LLC, Lebenthal & Co., LLC, Loop Capital Markets LLC, M.R. Beal & Company, Macquarie Capital (USA) Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, Muriel Siebert & Co., Inc, Oppenheimer & Co. Inc.,, Pacific Crest Securities LLC, Piper Jaffray & Co., RBC Capital Markets LLC, Raymond James & Associates, Inc., Samuel A. Ramirez & Company, Inc., Stifel, Nicolaus & Company, Incorporated, The Williams Capital Group, L.P., Wells Fargo Securities, LLC, William Blair & Company, LLC, CitiGroup Global Market, Inc., Credit Suisse Securites (USA) LLC, Deutsche Bank Securites, Inc., E Trade Securities LLC, Goldman, Sachs & Co., ITAU BBA USA Securities, Inc., J.P. Morgan Securities LLC, Macquarie Capital (USA) Inc., Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, Muriel Siebert & Co., Inc., Oppenheimer & CO. Inc., Raymond James & Associates, Inc., Stifel, Nicolaus & Company, Inc., William Blair & Company L.L.C., Credit Suisse Securities (USA) LLC, Sheryl K. Sandberg. (Attachments: # 1 Proposed Statement of Proceedings)Filed In Associated Cases: 1:12-md-02389-RWS et al.(Bernstein, Richard) (Entered: 12/22/2015)
NOTICE OF APPEAL from (126 in 1:12-cv-04054-RWS, 126 in 1:12-cv-04054-RWS, 373 in 1:12-md-02389-RWS, 373 in 1:12-md-02389-RWS, 92 in 1:12-cv-04200-RWS, 92 in 1:12-cv-04200-RWS, 96 in 1:12-cv-04600-RWS, 96 in 1:12-cv-04600-RWS, 102 in 1:12-cv-04201-RWS, 102 in 1:12-cv-04201-RWS, 97 in 1:12-cv-04403-RWS, 97 in 1:12-cv-04403-RWS, 93 in 1:12-cv-04315-RWS, 93 in 1:12-cv-04315-RWS, 90 in 1:12-cv-04716-RWS, 90 in 1:12-cv-04716-RWS) Judgment, Add and Terminate Parties,,,,,,,,,,,, (372 in 1:12-md-02389-RWS) Memorandum & Opinion,,. Document filed by Marc L. Andreessen, Erskine B. Bowles, James W. Breyer, David Ebersman, Facebook, Inc., Donald E. Graham, Reed Hastings, Sheryl K. Sandberg, David M. Spillane, Peter A. Thiel, Mark Zuckerberg, Allen & Company LLC, BMO Capital Markets Corp., Barclays Capital Inc., Blaylock Robert Van LLC, C.L. King & Associates, Inc., Cabrera Capital Markets, LLC, Castleoak Securities, L.P., Citigroup Global Markets Inc., Cowen and Company, LLC, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., E Trade Securities, LLC., Goldman, Sachs & Co, Ita BBA USA Securities, Inc., J.P. Morgan Securities LLC, Lazard Capital Markets LLC, Lebenthal & Co., LLC, Loop Capital Markets LLC, M.R. Beal & Company, Macquarie Capital (USA) Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, Muriel Siebert & Co., Inc, Oppenheimer & Co. Inc.,, Pacific Crest Securities LLC, Piper Jaffray & Co., RBC Capital Markets LLC, Raymond James & Associates, Inc., Samuel A. Ramirez & Company, Inc., Stifel, Nicolaus & Company, Incorporated, The Williams Capital Group, L.P., Wells Fargo Securities, LLC, William Blair & Company, LLC, CitiGroup Global Market, Inc., Credit Suisse Securites (USA) LLC, Deutsche Bank Securites, Inc., E Trade Securities LLC, Goldman, Sachs & Co., ITAU BBA USA Securities, Inc., J.P. Morgan Securities LLC, Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, Muriel Siebert & Co., Inc., Oppenheimer & CO. Inc., Raymond James & Associates, Inc., Stifel, Nicolaus & Company, Inc., William Blair & Company L.L.C., Credit Suisse Securities (USA) LLC, Sheryl K. Sandberg. Filing fee $ 505.00, receipt number 0208-11718749. Form C and Form D are due within 14 days to the Court of Appeals, Second Circuit. (Attachments: # 1 Exhibit A, # 2 Exhibit B)Filed In Associated Cases: 1:12-md-02389-RWS et al.(Bernstein, Richard) (Entered: 12/09/2015)
INTERNET CITATION NOTE: Material from decision with Internet citation re: 372 Memorandum & Opinion. (Attachments: # 1 Citation) (vf) (Entered: 12/04/2015)
NOTICE OF CHANGE OF ADDRESS by Adam Henry Wierzbowski on behalf of Arkansas Teacher Retirement System, Fresno County Employees' Retirement Association, North Carolina Department of State Treasurer. New Address: Bernstein Litowitz Berger & Grossmann LLP, 1251 Avenue of the Americas, 44th, New York, New York, 10020, 212-554-1510. (Wierzbowski, Adam) (Entered: 12/03/2015)
OPINION #106042 re: 315 CONSENT MOTION to Vacate (87 in 1:12-cv-04054-RWS, 64 in 1:12-cv-04201-RWS, 57 in 1:12-cv-04600-RWS, 59 in 1:12-cv-04403-RWS, 55 in 1:12-cv-04315-RWS, 52 in 1:12-cv-04716-RWS, 53 in 1:12-cv-04200-RWS, 171 in 1:12-md-02389-RWS) Memorandum & Opinion,, filed by Nasdaqomx Group, Inc., Nasdaq OMX Group, Inc., Nasdaq Stock Market, Inc., Anna M. Ewing, Nasdaq OMX Group, Inc., NASDAQ OMX Group, Inc., Robert Greifeld, The Nasdaq Stock Market LLC, The Nasdaq Stock Market L.L.C. In the absence of extraordinary circumstance that would justify withdrawing the December 12, 2013 Opinion, the motion to vacate is denied. (As further set forth in this Order.) (Signed by Judge Robert W. Sweet on 11/24/2015) (spo) Modified on 11/30/2015 (ca). (Entered: 11/25/2015)
NOTICE OF CHANGE OF ADDRESS by John James Rizio-Hamilton on behalf of Arkansas Teacher Retirement System, Fresno County Employees' Retirement Association, North Carolina Department of State Treasurer. New Address: Bernstein Litowitz Berger & Grossmann LLP, 1251 Ave. of the Americas, 44th floor, New York, New York, 10020, 212-554-1505. (Rizio-Hamilton, John) (Entered: 11/19/2015)
NOTICE OF CHANGE OF ADDRESS by Gerald H. Silk on behalf of Arkansas Teacher Retirement System, Fresno County Employees' Retirement Association, North Carolina Department of State Treasurer. New Address: Bernstein Litowitz Berger & Grossmann LLP, 1251 Avenue of the Americas, 44th Floor, New York, New York, 10020, 212-55401282. (Silk, Gerald) (Entered: 11/17/2015)
NOTICE OF CHANGE OF ADDRESS by Salvatore Jo Graziano on behalf of Arkansas Teacher Retirement System, Fresno County Employees' Retirement Association, North Carolina Department of State Treasurer. New Address: Bernstein Litowitz Berger & Grossmann LLP, 1251 Avenue of the Americas, 44th Floor, New York, New York, 10020, 212-554-1538. (Graziano, Salvatore) (Entered: 11/17/2015)
ORDER AND FINAL JUDGMENT: The Court has jurisdiction over the subject matter of the Consolidated Nasdaq Actions and personal jurisdiction over the Lead Plaintiffs, the members of the Class, the Nasdaq Defendants and the Non-Settling Defendants. Pursuant to Rule 23 of the Federal Rules of Civil Procedure the Court hereby certifies for purposes of the Settlement the Consolidated Nasdaq Actions as a class action on behalf of all persons and entities that entered retail pre-market and aftermarket orders to purchase and/or sell the common stock of Facebook, Inc. on May 18, 2012, and who suffered monetary losses as a result of the conduct alleged in the CAC, including persons and entities (i) alleging claims for violations of the federal securities laws, and (ii) alleging claims for common law negligence; The Settlement is approved and so ordered as fair, reasonable and adequate, and the parties, the members of the Class and their respective counsel are authorized and directed to consummate the Settlement in accordance with the terms and conditions of the Stipulation. The CAC is hereby dismissed with prejudice and without costs. In accordance with Rule 54 (b) of the Federal Rules of Civil Procedure, the Court finds that there is no just reason for delay in the entry of this Order and Final Judgment as a final judgment with respect to the claims asserted against the Nasdaq Defendants. The Clerk is accordingly directed to enter this Order and Final Judgment as such forthwith. IT IS SO ORDERED. (As further set forth in this Order and Judgment.) NASDAQ OMX Group, Inc., Nasdaq Stock Market LLC, Anna M. Ewing and Robert Greifeld terminated. (Signed by Judge Robert W. Sweet on 11/9/2015) (kko) Modified on 11/10/2015 (kko). (Entered: 11/10/2015)
OPINION #106014 re: 308 MOTION to Approve Lead Plaintiffs' Notice of Motion and Motion for Final Approval of Settlement and Plan of Allocation filed by T3 Trading Group, LLC, 312 MOTION to Approve Co-Lead Counsel's Notice of Motion and Motion for an Award of Attorneys' Fees and Reimbursement of Expenses filed by T3 Trading Group, LLC. For the foregoing reasons, the motion for final approval of the settlement and plan of allocation is grant. The motion for an award of attorney's fees, expenses, and incentive awards is granted as detailed above. It is so ordered. (As further set forth in this Order.) (Signed by Judge Robert W. Sweet on 11/9/2015) (kko) Modified on 11/16/2015 (soh). (Entered: 11/10/2015)
PLAINTIFF MAREN TWINING'S NOTICE OF VOLUNTARY DISMISSAL PURSUANT TO FED. R. CIV. P. 41(a)(1)(A)(i): Pursuant to Fed. R. Civ. P. 41(a)(1)(A)(i) of the Federal Rules of Civil Procedure, Plaintiff Maren Twining, by and through her counsel, hereby gives notice that the above-captioned action, Twining v. Facebook, Inc. et al., No. 12-cv-4099 (RWS), is voluntarily dismissed as to all defendants. This dismissal shall apply to that action only, and shall not constitute a dismissal of any other actions in In re: Facebook, Inc. IPO Securities & Derivative Litigation, No. 12-md-2389 (RWS). (Signed by Judge Robert W. Sweet on 10/29/2015) Filed In Associated Cases: 1:12-md-02389-RWS, 1:12-cv-04099-RWS (spo) (Entered: 10/30/2015)
NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a Conference proceeding held on 10/07/2015 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(Grant, Patricia) (Entered: 10/27/2015)
TRANSCRIPT of Proceedings re: Conference held on 10/7/2015 before Judge Robert W. Sweet. Court Reporter/Transcriber: Lisa Picciano Fellis, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 11/20/2015. Redacted Transcript Deadline set for 11/30/2015. Release of Transcript Restriction set for 1/28/2016.(Grant, Patricia) (Entered: 10/27/2015)
LETTER addressed to Judge Robert W. Sweet from John J. Rizio-Hamilton and James W. Johnson dated 10/23/2015 re: Nasdaq Actions. Document filed by Arkansas Teacher Retirement System, Fresno County Employees' Retirement Association, North Carolina Department of State Treasurer.(Rizio-Hamilton, John) (Entered: 10/23/2015)
367
Filed: 10/22/2015, Entered: None
LETTER addressed to Judge Robert W. Sweet from Richard D. Bernstein dated October 22, 2015 re: Nasdaq Actions. Document filed by Allen & Company LLC, Marc L. Andreessen, BMO Capital Markets Corp., Barclays Capital Inc., Blaylock Robert Van LLC, Erskine B. Bowles, James W. Breyer, C.L. King & Associates, Inc., Cabrera Capital Markets, LLC, Castleoak Securities, L.P., CitiGroup Global Market, Inc., Cowen and Company, LLC, Credit Suisse Securites (USA) LLC, Deutsche Bank Securites, Inc., E Trade Securities LLC, David Ebersman, Facebook, Inc., Goldman Sachs & CO., Donald E. Graham, Reed Hastings, ITAU BBA USA Securities, Inc., J.P. Morgan Securiries LLC., Lazard Capital Markets LLC, Lebenthal & Co., LLC, Loop Capital Markets LLC, M.R. Beal & Company, Macquarie Capital (USA) Inc., Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, Muriel Siebert & Co., Inc., Oppenheimer & CO. Inc., Pacific Crest Securities LLC, Piper Jaffray & Co., RBC Capital Markets LLC, Raymond James & Associates, Inc., Samuel A. Ramirez & Company, Inc., Sheryl K. Sandberg, David M. Spillane, Stifel, Nicolaus & Company, Inc., The Williams Capital Group, L.P., Peter A. Thiel, Wells Fargo Securities, LLC, William Blair & Company L.L.C., Mark Zuckerberg.(Bernstein, Richard) (Entered: 10/22/2015)
LETTER addressed to Judge Robert W. Sweet from Richard D. Bernstein dated October 22, 2015 re: Nasdaq Actions. Document filed by Allen & Company LLC, Marc L. Andreessen, BMO Capital Markets Corp., Barclays Capital Inc., Blaylock Robert Van LLC, Erskine B. Bowles, James W. Breyer, C.L. King & Associates, Inc., Cabrera Capital Markets, LLC, Castleoak Securities, L.P., Citigroup Global Markets Inc., Cowen and Company, LLC, Credit Suisse Securites (USA) LLC, Deutsche Bank Securites, Inc., E Trade Securities LLC, David Ebersman, David A. Ebersman, Facebook, Inc., Facebook, Inc., Goldman, Sachs & Co., Donald E. Graham, Reed Hastings, ITAU BBA USA Securities, Inc., J.P. Morgan Securities LLC, Lazard Capital Markets LLC, Lebenthal & Co., LLC, Loop Capital Markets LLC, M.R. Beal & Company, Macquarie Capital (USA) Inc., Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, Muriel Siebert & Co., Inc., Oppenheimer & CO. Inc., Pacific Crest Securities LLC, Piper Jaffray & Co., RBC Capital Markets LLC, Raymond James & Associates, Inc., Samuel A. Ramirez & Company, Inc., Sheryl K. Sandberg, David M. Spillane, Stifel, Nicolaus & Company, Inc., The Williams Capital Group, L.P., Peter A. Thiel, Wells Fargo Securities, LLC, William Blair & Company L.L.C., Mark Zuckerberg.(Bernstein, Richard) (Entered: 10/22/2015)
LETTER addressed to Judge Robert W. Sweet from Vincent R. Cappucci dated October 21, 2015 re: Final Approval of Settlement of the Consolidated Nasdaq Actions. Document filed by T3 Trading Group, LLC. (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Cappucci, Vincent) (Entered: 10/21/2015)
NOTICE of of Withdrawal of Counsel Joseph P. Guglielmo. Document filed by Lidia Levy. Filed In Associated Cases: 1:12-md-02389-RWS, 1:12-cv-04315-RWS(Guglielmo, Joseph) (Entered: 10/08/2015)
REPLY MEMORANDUM OF LAW in Support re: 255 MOTION to Certify Class . Redacted. Document filed by Arkansas Teacher Retirement System, Fresno County Employees' Retirement Association, North Carolina Department of State Treasurer. (Graziano, Salvatore) (Entered: 10/07/2015)
MEMORANDUM OF LAW in Opposition re: 255 MOTION to Certify Class . . Document filed by Allen & Company LLC, Marc L. Andreessen, BMO Capital Markets Corp., Barclays Capital Inc., Blaylock Robert Van LLC, Erskine B. Bowles, James W. Breyer, C.L. King & Associates, Inc., Cabrera Capital Markets, LLC, Castleoak Securities, L.P., Citigroup Global Markets Inc., Cowen and Company, LLC, Credit Suisse Securites (USA) LLC, Deutsche Bank Securites, Inc., E Trade Securities LLC, David A. Ebersman, Goldman Sachs & CO., Donald E. Graham, Reed Hastings, ITAU BBA USA Securities, Inc., J.P. Morgan Securities LLC, Lazard Capital Markets LLC, Lebenthal & Co., LLC, Loop Capital Markets LLC, M.R. Beal & Company, Macquarie Capital (USA) Inc., Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, Muriel Siebert & Co., Inc., Oppenheimer & CO. Inc., Pacific Crest Securities LLC, Piper Jaffray & Co., RBC Capital Markets LLC, Raymond James & Associates, Inc., Samuel A. Ramirez & Company, Inc., Sheryl K. Sandberg, David M. Spillane, Stifel, Nicolaus & Company, Inc., The Williams Capital Group, L.P., Peter A. Thiel, Wells Fargo Securities, LLC, William Blair & Company L.L.C., Mark Zuckerberg. (Clubok, Andrew) (Entered: 10/07/2015)
MEMORANDUM OF LAW in Opposition re: 255 MOTION to Certify Class . . Document filed by Allen & Company LLC, Marc L. Andreessen, BMO Capital Markets Corp., Barclays Capital Inc., Blaylock Robert Van LLC, Erskine B. Bowles, James W. Breyer, C.L. King & Associates, Inc., Cabrera Capital Markets, LLC, Castleoak Securities, L.P., Citigroup Global Markets Inc., Cowen and Company, LLC, Credit Suisse Securites (USA) LLC, Deutsche Bank Securites, Inc., E Trade Securities LLC, David A. Ebersman, Goldman Sachs & CO., Donald E. Graham, Reed Hastings, ITAU BBA USA Securities, Inc., J.P. Morgan Securities LLC, Lazard Capital Markets LLC, Lebenthal & Co., LLC, Loop Capital Markets LLC, M.R. Beal & Company, Macquarie Capital (USA) Inc., Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, Muriel Siebert & Co., Inc., Oppenheimer & CO. Inc., Pacific Crest Securities LLC, Piper Jaffray & Co., RBC Capital Markets LLC, Raymond James & Associates, Inc., Samuel A. Ramirez & Company, Inc., Sheryl K. Sandberg, David M. Spillane, Stifel, Nicolaus & Company, Inc., The Williams Capital Group, L.P., Peter A. Thiel, Wells Fargo Securities, LLC, William Blair & Company L.L.C., Mark Zuckerberg. (Clubok, Andrew) (Entered: 10/07/2015)
SEALED DOCUMENT placed in vault.(rz) (Entered: 10/06/2015)
359
Filed: 10/6/2015, Entered: None
LETTER addressed to Judge Robert W. Sweet from Salvatore J. Graziano and Thomas A. Dubbs dated October 6, 2015 re: Plaintiffs' Response to Defendants' October 5, 2015 Letter re: Brecher. Document filed by Arkansas Teacher Retirement System, Fresno County Employees' Retirement Association, North Carolina Department of State Treasurer.(Graziano, Salvatore) (Entered: 10/06/2015)
LETTER addressed to Judge Robert W. Sweet from Andrew B. Clubok dated October 5, 2015 re: Brecher v Argentina. Document filed by Marc L. Andreessen, Erskine B. Bowles, James W. Breyer, David A. Ebersman, Facebook, Inc., Donald E. Graham, Reed Hastings, Sheryl K. Sandberg, David M. Spillane, Peter A. Thiel, Mark Zuckerberg.(Clubok, Andrew) (Entered: 10/05/2015)
Costs Taxed as to 327 USCA Mandate,,, USCA Case Number 14-632. in the amount of $255.80. on 09/21/2015 in favor of Appellee Marc L. Andreessen, Erskine B. Bowles, James W. Breyer, Facebook, Inc., Donald E. Graham, Reed Hastings, Peter A. Thiel and Mark E. Zuckerberg against Gaye Jones and Holly McConnaughey. (nd) (Entered: 09/22/2015)
Costs Taxed as to 327 USCA Mandate,,, USCA Case Number 14-1445. in the amount of $629.40. on 09/21/2015 in favor of Appellees Marc L. Andreessen, Erskine B. Bowles, James W. Breyer, David A. Ebersman, Donald E. Graham, Reed Hastings, Cipora Herman, Sheryl K. Sandberg, David Spillane and Peter A. Thiel against Appellant Lidia Levy. (nd) (Entered: 09/22/2015)
DECLARATION of Eric S. Schachter on behalf of A.B. Data, Ltd. in Support re: 308 MOTION to Approve Lead Plaintiffs' Notice of Motion and Motion for Final Approval of Settlement and Plan of Allocation .. Document filed by T3 Trading Group, LLC. (Cappucci, Vincent) (Entered: 09/15/2015)
MEMO ENDORSED ORDER on NOTICE TO WITHDRAW AS COUNSEL in case 1:12-cv-04081-RWS; granting (352) Motion to Withdraw as Attorney. ENDORSEMENT: So ordered. Attorney Arun Srinivas Subramanian terminated in case 1:12-md-02389-RWS. (Signed by Judge Robert W. Sweet on 9/14/2015) Filed In Associated Cases: 1:12-md-02389-RWS et al. (ajs) (Entered: 09/14/2015)
DECLARATION of Arun Subramanian in Support re: 352 MOTION for Arun Subramanian to Withdraw as Attorney Arun Subramanian.. Document filed by Howard Savitt. (Subramanian, Arun) (Entered: 09/14/2015)
INTERVENOR COMPLAINT against Avatar Securities, LLC, Meredith Bailey, Anna M. Ewing, Atish Gandhi, Phillip Goldberg, Robert Greifeld, Steve Jarvis, NASDAQ OMX Group, Inc., Faisal Sami, Colin Suzman, T3 Trading Group, LLC, The Nasdaq Stock Market L.L.C..Document filed by Goldman Sachs & CO., Wells Fargo Securities, LLC, Deutsche Bank Securites, Inc., Samuel A. Ramirez & Company, Inc., Piper Jaffray & Co., J.P. Morgan Securiries LLC., Castleoak Securities, L.P., C.L. King & Associates, Inc., Blaylock Robert Van LLC, Oppenheimer & CO. Inc., Allen & Company LLC, The Williams Capital Group, L.P., RBC Capital Markets LLC, Merrill Lynch Pierce Fenner & Smith Incorporated, Credit Suisse Securites (USA) LLC, E Trade Securities LLC, William Blair & Company L.L.C., CitiGroup Global Market, Inc., BMO Capital Markets Corp., M.R. Beal & Company, Pacific Crest Securities LLC, Lebenthal & Co., LLC, Cabrera Capital Markets, LLC, Morgan Stanley & Co. LLC, Stifel, Nicolaus & Company, Inc., Raymond James & Associates, Inc., Barclays Capital Inc., ITAU BBA USA Securities, Inc., Muriel Siebert & Co., Inc., Loop Capital Markets LLC, Macquarie Capital (USA) Inc., Lazard Capital Markets LLC, Cowen and Company, LLC.(Rouhandeh, James) (Entered: 09/11/2015)
DECLARATION of of Elizabeth Bower in Support re: 347 Response,,,,,. Document filed by Allen & Company LLC, Marc L. Andreessen, BMO Capital Markets Corp., Barclays Capital Inc., Blaylock Robert Van LLC, Erskine B. Bowles, James W. Breyer, C.L. King & Associates, Inc., Cabrera Capital Markets, LLC, Castleoak Securities, L.P., CitiGroup Global Market, Inc., Cowen and Company, LLC, Credit Suisse Securites (USA) LLC, Deutsche Bank Securites, Inc., E Trade Securities LLC, David Ebersman, Facebook, Inc., Goldman, Sachs & Co., Donald E. Graham, Reed Hastings, ITAU BBA USA Securities, Inc., J.P. Morgan Securiries LLC., Lazard Capital Markets LLC, Lebenthal & Co., LLC, Loop Capital Markets LLC, M.R. Beal & Company, Macquarie Capital (USA) Inc., Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, Muriel Siebert & Co., Inc., Oppenheimer & CO. Inc., Pacific Crest Securities LLC, Piper Jaffray & Co., RBC Capital Markets LLC, Raymond James & Associates, Inc., Samuel A. Ramirez & Company, Inc., Sheryl K. Sandberg, David M. Spillane, Stifel, Nicolaus & Company, Inc., The Williams Capital Group, L.P., Peter A. Thiel, Wells Fargo Securities, LLC, William Blair & Company L.L.C., Mark Zuckerberg. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7)(Bernstein, Richard) (Entered: 09/11/2015)
CERTIFICATE OF SERVICE of Reply Memorandum and Supplemental Declaration of Vincent R. Cappucci in Further Support of Lead Plaintiffs' Motion for Final Approval of Settlement and Plan of Allocation and Co-Lead Counsel's Motion for an Award of Attorneys' Fees and Reimbursement of Expenses on September 11, 2015. Document filed by T3 Trading Group, LLC. (Cappucci, Vincent) (Entered: 09/11/2015)
RESPONSE re: 326 Objection (non-motion), to the Terms of the Proposed Judgment in the Consolidated Nasdaq Actions. Document filed by Allen & Company LLC, Marc L. Andreessen, BMO Capital Markets Corp., Barclays Capital Inc., Blaylock Robert Van LLC, Erskine B. Bowles, James W. Breyer, C.L. King & Associates, Inc., Cabrera Capital Markets, LLC, Castleoak Securities, L.P., Citigroup Global Markets Inc., Cowen and Company, LLC, Credit Suisse Securites (USA) LLC, Deutsche Bank Securites, Inc., E Trade Securities LLC, David Ebersman, Facebook, Inc., Goldman Sachs & CO., Donald E. Graham, Reed Hastings, ITAU BBA USA Securities, Inc., J.P. Morgan Securities LLC, Lazard Capital Markets LLC, Lebenthal & Co., LLC, Loop Capital Markets LLC, M.R. Beal & Company, Macquarie Capital (USA) Inc., Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, Muriel Siebert & Co., Inc., Oppenheimer & CO. Inc., Pacific Crest Securities LLC, Piper Jaffray & Co., RBC Capital Markets LLC, Raymond James & Associates, Inc., Samuel A. Ramirez & Company, Inc., Sheryl K. Sandberg, David M. Spillane, Stifel, Nicolaus & Company, Inc., The Williams Capital Group, L.P., Peter A. Thiel, Wells Fargo Securities, LLC, William Blair & Company L.L.C., Mark Zuckerberg. (Bernstein, Richard) (Entered: 09/11/2015)
STIPULATION AND MODIFIED SCHEDULING ORDER: Expert Deposition due by 7/3/2016. Expert Discovery due by 7/3/2016. Fact Discovery due by 12/4/2015. Dispositive Motions due by 9/16/2016. Responses due by 11/4/2016, Replies due by 12/9/2016. SO ORDERED. (Signed by Judge Robert W. Sweet on 9/9/2015) Filed In Associated Cases: 1:12-md-02389-RWS et al.(ajs) (Entered: 09/10/2015)
LETTER MOTION to Adjourn Conference on Plaintiffs' Motion to Strike the Expert Report of Anindya Ghose, Ph.D. from September 16, 2015 to October 7, 2015 addressed to Judge Robert W. Sweet from John Rizio-Hamilton dated September 10, 2015. Document filed by Arkansas Teacher Retirement System, Fresno County Employees' Retirement Association, North Carolina Department of State Treasurer.(Rizio-Hamilton, John) (Entered: 09/10/2015)
FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for Arun Subramanian to Withdraw as Attorney of Record. Document filed by Howard Savitt. (Attachments: # 1 Declaration by Counsel of Arun Subramanian)(Subramanian, Arun) Modified on 9/14/2015 (db). (Entered: 09/10/2015)
ORDER: The Plaintiffs' motion for class certification will be heard at noon on Wednesday, October 7, 2015 in Courtroom 18C, United States Courthouse, 500 Pearl Street. It is so ordered. Motion Hearing set for 10/7/2015 at 12:00 PM in Courtroom 18C, 500 Pearl Street, New York, NY 10007 before Judge Robert W. Sweet. (Signed by Judge Robert W. Sweet on 9/1/2015) (ajs) (Entered: 09/10/2015)
JOINT RESPONSE re: 326 Objection (non-motion), to the proposed settlement of the Consolidated Nasdaq Actions. Document filed by Anna M. Ewing, Robert Greifeld, NASDAQ OMX Group, Inc., Nasdaq Stock Market, Inc., T3 Trading Group, LLC, The Nasdaq Stock Market L.L.C.. (Slaughter, William) (Entered: 09/09/2015)
DECLARATION of Vincent R. Cappucci in Support re: 312 MOTION to Approve Co-Lead Counsel's Notice of Motion and Motion for an Award of Attorneys' Fees and Reimbursement of Expenses ., 308 MOTION to Approve Lead Plaintiffs' Notice of Motion and Motion for Final Approval of Settlement and Plan of Allocation .. Document filed by T3 Trading Group, LLC. (Attachments: # 1 Exhibit 1 (Part 1 of 4), # 2 Exhibit 1 (Part 2 of 4), # 3 Exhibit 1 (Part 3 of 4), # 4 Exhibit 1 (Part 4 of 4), # 5 Exhibit 2)(Cappucci, Vincent) (Entered: 09/09/2015)
MEMORANDUM OF LAW in Support re: 308 MOTION to Approve Lead Plaintiffs' Notice of Motion and Motion for Final Approval of Settlement and Plan of Allocation ., 312 MOTION to Approve Co-Lead Counsel's Notice of Motion and Motion for an Award of Attorneys' Fees and Reimbursement of Expenses . . Document filed by T3 Trading Group, LLC. (Cappucci, Vincent) (Entered: 09/09/2015)
ORDER granting 322 Motion to Intervene; granting 330 Motion to Intervene. The motions filed by the Facebook Parties (Dkt. No. 322) and the Underwriter Parties (Dkt. No. 330) seeking to intervene in the settlement approval proceedings in the NASDAQ Action, being unopposed, are granted. Any papers shall be filed by Friday, September 11, 2015. (Signed by Judge Robert W. Sweet on 9/8/2015) (spo) (Entered: 09/08/2015)
LETTER addressed to Judge Robert W. Sweet from Vincent R. Cappucci dated September 2, 2015 re: NASDAQ Actions. Document filed by T3 Trading Group, LLC.(Cappucci, Vincent) (Entered: 09/02/2015)
LETTER addressed to Judge Robert W. Sweet from Richard D. Bernstein dated 8/28/2015 re: Response opposing letter request filed by Lead Plaintiffs in the Consolidated Nasdaq Actions seeking extension to file an opposition to Motion to Intervene. Document filed by Marc L. Andreessen, Erskine B. Bowles, James W. Breyer, David A. Ebersman, Facebook, Inc., Donald E. Graham, Reed Hastings, Sheryl K. Sandberg, David M. Spillane, Peter A. Thiel, Mark Zuckerberg.(Cosenza, Todd) (Entered: 08/28/2015)
LETTER addressed to Judge Robert W. Sweet from Vincent R. Cappucci dated August 28, 2015 re: Motions to Intervene and Objections to the Settlement. Document filed by T3 Trading Group, LLC.(Cappucci, Vincent) (Entered: 08/28/2015)
LETTER addressed to Judge Robert W. Sweet from Andrew B. Clubok dated August 26, 2015 re: responding to Mr. Rizio-Hamilton's letter dated Aug. 25 re class certification hearing. Document filed by Marc L. Andreessen, Erskine B. Bowles, James W. Breyer, David A. Ebersman, Facebook, Inc., Donald E. Graham, Reed Hastings, Sheryl K. Sandberg, David M. Spillane, Peter A. Thiel, Mark Zuckerberg.(Clubok, Andrew) (Entered: 08/26/2015)
MEMO ENDORSEMENT on re: 325 Letter filed by Marc L. Andreessen, James W. Breyer, David Ebersman, Facebook, Inc., Peter A. Thiel, David M. Spillane, Erskine B. Bowles, Mark Zuckerberg, Reed Hastings, Sheryl K. Sandberg, Donald E. Graham. Because Rule 24(c) requires that a pleading be filed in connection with our motion, which seeks leave to intervene for the purposes set forth in the proposed pleading, we respectfully request that the Court accept the document filed as ECF No. 324 (attached hereto as Ex. A) as satisfaction of Rule 24(c)'s requirement that a pleading be filed with a motion to intervene.ENDORSEMENT: SO ORDERED. (Signed by Judge Robert W. Sweet on 8/22/2015) (ama) (Entered: 08/26/2015)
ORDER: The Facebook Parties' motion to intervene will be heard on submission on Friday, September 4, 2015. All papers shall be served in accordance with Local Civil Rule 6.1. In the event the motion to intervene is granted, the Facebook Parties shall file their brief within 2 days of the motion's resolution. It is so ordered. (Signed by Judge Robert W. Sweet on 8/22/2015) (ajs) (Entered: 08/25/2015)
DECLARATION of James P. Rouhandeh in Support re: (86 in 1:12-cv-04716-RWS) MOTION to Intervene .. Document filed by Allen & Company LLC, BMO Capital Markets Corp., Barclays Capital Inc., Blaylock Robert Van LLC, C.L. King & Associates, Inc., Cabrera Capital Markets, LLC, Castleoak Securities, L.P., Citigroup Global Markets Inc., Cowen and Company, LLC, Credit Suisse Securites (USA) LLC, Deutsche Bank Securites, Inc., E Trade Securities LLC, Goldman, Sachs & Co., ITAU BBA USA Securities, Inc., J.P. Morgan Securities LLC, Lazard Capital Markets LLC, Lebenthal & Co., LLC, Loop Capital Markets LLC, M.R. Beal & Company, Macquarie Capital (USA) Inc., Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, Muriel Siebert & Co., Inc., Oppenheimer & CO. Inc., Pacific Crest Securities LLC, Piper Jaffray & Co., RBC Capital Markets LLC, Raymond James & Associates, Inc., Samuel A. Ramirez & Company, Inc., Stifel, Nicolaus & Company, Inc., The Williams Capital Group, L.P., Wells Fargo Securities, LLC, William Blair & Company L.L.C.. (Attachments: # 1 Exhibit A)Filed In Associated Cases: 1:12-md-02389-RWS et al.(Rouhandeh, James) (Entered: 08/21/2015)
MEMORANDUM OF LAW in Support re: (86 in 1:12-cv-04716-RWS) MOTION to Intervene . . Document filed by Allen & Company LLC, BMO Capital Markets Corp., Barclays Capital Inc., Blaylock Robert Van LLC, C.L. King & Associates, Inc., Cabrera Capital Markets, LLC, Castleoak Securities, L.P., Citigroup Global Markets Inc., Cowen and Company, LLC, Credit Suisse Securites (USA) LLC, Deutsche Bank Securites, Inc., E Trade Securities LLC, Goldman, Sachs & Co., ITAU BBA USA Securities, Inc., J.P. Morgan Securities LLC, Lazard Capital Markets LLC, Lebenthal & Co., LLC, Loop Capital Markets LLC, M.R. Beal & Company, Macquarie Capital (USA) Inc., Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, Muriel Siebert & Co., Inc., Oppenheimer & CO. Inc., Pacific Crest Securities LLC, Piper Jaffray & Co., RBC Capital Markets LLC, Raymond James & Associates, Inc., Samuel A. Ramirez & Company, Inc., Stifel, Nicolaus & Company, Inc., The Williams Capital Group, L.P., Wells Fargo Securities, LLC, William Blair & Company L.L.C.. Filed In Associated Cases: 1:12-md-02389-RWS et al.(Rouhandeh, James) (Entered: 08/21/2015)
MOTION to Intervene . Document filed by Allen & Company LLC, BMO Capital Markets Corp., Barclays Capital Inc., Blaylock Robert Van LLC, C.L. King & Associates, Inc., Cabrera Capital Markets, LLC, Castleoak Securities, L.P., Citigroup Global Markets Inc., Cowen and Company, LLC, Credit Suisse Securites (USA) LLC, Deutsche Bank Securites, Inc., E Trade Securities LLC, Goldman, Sachs & Co., ITAU BBA USA Securities, Inc., J.P. Morgan Securities LLC, Lazard Capital Markets LLC, Lebenthal & Co., LLC, Loop Capital Markets LLC, M.R. Beal & Company, Macquarie Capital (USA) Inc., Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, Muriel Siebert & Co., Inc., Oppenheimer & CO. Inc., Pacific Crest Securities LLC, Piper Jaffray & Co., RBC Capital Markets LLC, Raymond James & Associates, Inc., Samuel A. Ramirez & Company, Inc., Stifel, Nicolaus & Company, Inc., The Williams Capital Group, L.P., Wells Fargo Securities, LLC, William Blair & Company L.L.C..Filed In Associated Cases: 1:12-md-02389-RWS et al.(Rouhandeh, James) (Entered: 08/21/2015)
ORDER granting 307 Letter Motion for Leave to File Excess Pages. So ordered. (Signed by Judge Robert W. Sweet on 8/18/2015) (ajs) (Entered: 08/20/2015)
ORDER: The NASDAQ Defendants' motion to vacate the Court's December 12, 2013 Opinion and the Plaintiffs' Co-Lead Counsel's motion for fees and expenses related to the proposed settlement in the NASDAQ Actions will be heard as part of the already scheduled fairness hearing on Wednesday, September 16, 2015 in Courtroom 18C, United States Courthouse, 500 Pearl Street. It is so ordered. (Signed by Judge Robert W. Sweet on 8/18/2015) (ajs) (Entered: 08/20/2015)
MANDATE of USCA (Certified Copy) as to (237 in 1:12-md-02389-RWS, 86 in 1:12-cv-07549-RWS) Notice of Appeal, filed by Facebook, Inc., (224 in 1:12-md-02389-RWS) Notice of Appeal, filed by Lidia Levy, (238 in 1:12-md-02389-RWS, 105 in 1:12-cv-07815-RWS) Notice of Cross Appeal, filed by Facebook Inc., (211 in 1:12-md-02389-RWS) Notice of Appeal, filed by Gaye Jones, Holly McConnaughey. USCA Case Number 14-1445; 14-1784; 14-1788; 14-632. Ordered, Adjudged and Decreed that the judgment of the District Court is AFFIRMED. Catherine O'Hagan Wolfe, Clerk USCA for the Second Circuit. Issued As Mandate: 08/19/2015. (Attachments: # 1 Opinion)Filed In Associated Cases: 1:12-md-02389-RWS, 1:12-cv-07549-RWS, 1:12-cv-07815-RWS(nd) (Entered: 08/20/2015)
Objection re: 308 MOTION to Approve Lead Plaintiffs' Notice of Motion and Motion for Final Approval of Settlement and Plan of Allocation . . Document filed by Arkansas Teacher Retirement System, Fresno County Employees' Retirement Association, North Carolina Department of State Treasurer. (Graziano, Salvatore) (Entered: 08/19/2015)
LETTER addressed to Judge Robert W. Sweet from Nathaniel J. Kritzer dated 8/18/2015 re: Intervenor Complaint [ECF No. 324]. Document filed by Marc L. Andreessen, Erskine B. Bowles, James W. Breyer, David Ebersman, Facebook, Inc., Donald E. Graham, Reed Hastings, Sheryl K. Sandberg, David M. Spillane, Peter A. Thiel, Mark Zuckerberg. (Attachments: # 1 Exhibit A)(Kritzer, Nathaniel) (Entered: 08/18/2015)
324
Filed: 8/17/2015, Entered: None
INTERVENOR COMPLAINT against T3 Trading Group, LLC, Avatar Securities, LLC, Phillip Goldberg, Steve Jarvis, Atish Gandhi, Colin Suzman, Meredith Bailey, Faisal Sami, NASDAQ OMX Group, Inc., Nasdaq Stock Market LLC, Robert Greifeld, Anna M. Ewing.Document filed by Donald E. Graham, David M. Spillane, Facebook, Inc., Peter A. Thiel, Erskine B. Bowles, David Ebersman, Mark Zuckerberg, Reed Hastings, Marc L. Andreessen, Sheryl K. Sandberg, James W. Breyer.(Clubok, Andrew) Modified on 8/18/2015 (moh). Modified on 8/26/2015 (laq). (Entered: 08/17/2015)
MEMORANDUM OF LAW in Support re: (83 in 1:12-cv-04716-RWS) MOTION to Intervene . . Document filed by Marc L. Andreessen, Erskine B. Bowles, James W. Breyer, David A. Ebersman, Facebook, Inc., Donald E. Graham, Reed Hastings, Sheryl K. Sandberg, David M. Spillane, Peter A. Thiel, Mark Zuckerberg. Filed In Associated Cases: 1:12-md-02389-RWS et al.(Clubok, Andrew) (Entered: 08/14/2015)
MOTION to Intervene . Document filed by Marc L. Andreessen, Erskine B. Bowles, James W. Breyer, David A. Ebersman, Facebook, Inc., Donald E. Graham, Reed Hastings, Sheryl K. Sandberg, David M. Spillane, Peter A. Thiel, Mark Zuckerberg.Filed In Associated Cases: 1:12-md-02389-RWS et al.(Clubok, Andrew) (Entered: 08/14/2015)
FILING ERROR - DEFICIENT PLEADING - FILED AGAINST PARTY ERROR - INTERVENOR COMPLAINT against Peter A. Thiel, Facebook, Inc., Mark Zuckerberg, David M. Spillane, James W. Breyer, Donald E. Graham, Marc L. Andreessen, Erskine B. Bowles, David A. Ebersman, Reed Hastings, Sheryl K. Sandberg, Thomas J. Ahrendtsen, Vijay Akkaraju, Alexis Alexander, Elbita Alfonso, Allen & Company LLC, Allen & Facebook (sic) LLC, Khodayar Amin, Sameer Ansari, Avatar Securities, LLC, BMO Capital Markets Corp., Meredith Bailey, Barclays Capital Inc., Blaylock Robert Van LLC, Dmitri Bougakov, Irving S. Braun(Individually), Irving S. Braun(on Behalf of all others similarly situated), Brian Roffe Profit Sharing Plan, Peter Brinckerhoff, C.L. King & Associates, Inc., Cabrera Capital Markets, LLC, Castleoak Securities, L.P., Ryan Cefalu, James Chang, Edward Childs, Lorrain Chin, CitiGroup Global Market, Inc., Citigroup Global Markets Inc., William Cole, Lawrence Corneck, Cowen and Company, LLC, Cowen and Facebook (sic) LLC, Credit Suisse Securites (USA) LLC, Karen Cuker, Vernon R. DeMois, Jr, Deutsche Bank Securites, Inc., E Trade Securities LLC, Richard P. Eannarino, David E. (sic) Ebersman, Mark Eshehata, Anna M. Ewing, First New York Securities L.L.C., Janis Fleming, Jose Galvan, Mary Galvan, Atish Gandhi, Garrett Garrison, David Goldberg, Phillip Goldberg, Goldman Sachs & CO., Goldman, Sachs & Co., Goldrich Cousins P.C. 401(k) Profit Sharing Plan & Trust, Brian Gralnick, Sylvia Gregorcyzk, John Gregory, Robert Greifeld, Steve Griffis, Eric Hamrick, Cipora Herman, Robert Herpst, Kevin Hicks, Hal Hubuschman, Kevin Hyms, ITAU BBA USA Securities, Inc., Sanjay Israni, J.P. Morgan Securiries LLC., J.P. Morgan Securities LLC, Steve Jarvis, Joe Johnson, Gaye Jones, Gaye Jones(Derivatively on Behalf of Facebook Inc.), Vicky Jones, KBC Asset Management NV, Nuhket Kayahan, David Kenton, King & Associates, Inc., Dennis Kuhn, Harvey Lapin, Darryl Lazar, Justin F. Lazard, Lazard Capital Markets LLC, Lebenthal & Co., LLC, Elliot Leitner, Aaron M. Levine, Benjamin Levine, Lidia Levy, Michael Lieber, Douglas M. Lightman, Katerhine Loiacono, Loop Capital Markets LLC, Robert Lowinger, Linh Luu, M.R. Beal & Company, M.R. Beal & Facebook (sic), Macquarie Capital (USA) Inc., Peter Mamula, Holly McConnaughey, Holly McConnaughey(Derivatively on Behalf of Facebook Inc.), Crystal McMahon, Merrill Lynch, Merrill Lynch Pierce Fenner & Smith Incorporated, George Michalitsianos, Randy Teresa Mielke, Morgan Stanley & Co, Inc., Morgan Stanley & Co. LLC, Muriel Siebert & Co., Inc., NASDAQ OMX Group, Inc., Nasdaq Stock Market, Inc., Nasdaqomx Group, Inc., Thomas E. Nelson, Oppenheimer & CO. Inc., Pacific Crest Securities LLC, Dennis Palkon, Phyllis Peterson, Pierce Fenner & Smith Incorporated, Piper Jaffray & Co., Stewart D Pollak, Rick Pond, RBC Capital Markets LLC, Jerry Rayborn, Raymond James & Associates, Inc., Kathy Reichenbaum, Jacinto Rivera, Chad Roderick, Jacob Salzmann, Faisal Sami, Samuel A. Ramirez & Company, Inc., Samuel A. Ramirez & Facebook (sic) Inc, Howard Savitt, Steve Sexton, Sanjeev Sharma, Edward Shierry, Jill D. Simon, Jonathan R. Simon, Rock Southward, Michael Spatz, Barbara Steinman, Stifel Nicholas & Facebook (sic) Incorporated, Stifel, Nicolaus & Company, Inc., Jennifer Stokes, Eugene Stricker, Colin Suzman, Uma M. Swaminathan, T3 Trading Group, LLC, The Nasdaq Stock Market L.L.C., The Williams Capital Group, L.P., Nick E. Tran, Maren Twining, Edward Vernoff, Wells Fargo Securities, LLC, William Blair & Company L.L.C., William Blair & Facebook (sic) LLC, Keith Wise, Jun Yan.Document filed by Peter A. Thiel, Facebook, Inc., Mark Zuckerberg, David M. Spillane, James W. Breyer, Donald E. Graham, Marc L. Andreessen, Erskine B. Bowles, David A. Ebersman, Reed Hastings, Sheryl K. Sandberg.(Clubok, Andrew) Modified on 8/17/2015 (moh). (Entered: 08/14/2015)
LETTER addressed to Judge Robert W. Sweet from Andrew B. Clubok dated August 14, 2015 re: Requesting a hearing be scheduled for Plaintiffs' Motion for Class Certification and Appointment of Class Representatives and Class Counsel. Document filed by Marc L. Andreessen, Erskine B. Bowles, James W. Breyer, David E. (sic) Ebersman, Facebook, Inc., Donald E. Graham, Reed Hastings, Sheryl K. Sandberg, David M. Spillane, Peter A. Thiel, Mark Zuckerberg.(Clubok, Andrew) (Entered: 08/14/2015)
MEMO ENDORSEMENT on NOTICE OF WITHDRAWAL OF COUNSEL OF RECORD on re: 306 Notice (Other) filed by Elliot Leitner. ENDORSEMENT: So ordered. Attorney Leigh R. Lasky terminated. (Signed by Judge Robert W. Sweet on 8/11/2015) (ajs) (Entered: 08/13/2015)
CERTIFICATE OF SERVICE of Consent Motion of the Nasdaq Defendants to Withdraw and Vacate Opinion of December 12, 2013 and Memorandum of Law served on Lead Counsel and Co-Lead Counsel for Plaintiffs on August 12, 2015. Document filed by Anna M. Ewing, Robert Greifeld, NASDAQ OMX Group, Inc., Nasdaq Stock Market, Inc., Nasdaq claimant group, Nasdaqomx Group, Inc., The Nasdaq Stock Market L.L.C.. Filed In Associated Cases: 1:12-md-02389-RWS et al.(Kastenberg, Stephen) (Entered: 08/12/2015)
MEMORANDUM OF LAW in Support re: (86 in 1:12-cv-04600-RWS, 81 in 1:12-cv-04200-RWS, 80 in 1:12-cv-04716-RWS, 82 in 1:12-cv-04315-RWS, 87 in 1:12-cv-04403-RWS, 92 in 1:12-cv-04201-RWS, 315 in 1:12-md-02389-RWS, 115 in 1:12-cv-04054-RWS) CONSENT MOTION to Vacate (87 in 1:12-cv-04054-RWS, 64 in 1:12-cv-04201-RWS, 57 in 1:12-cv-04600-RWS, 59 in 1:12-cv-04403-RWS, 55 in 1:12-cv-04315-RWS, 52 in 1:12-cv-04716-RWS, 53 in 1:12-cv-04200-RWS, 171 in 1:12-md-02389-RWS) Memorandum & Opinion,, . Document filed by NASDAQ OMX Group, Inc., The Nasdaq Stock Market LLC, Nasdaqomx Group, Inc., Anna M. Ewing, Robert Greifeld, Nasdaq Stock Market, Inc., The Nasdaq Stock Market L.L.C., The Nasdaq Stock Market L.L.C.. Filed In Associated Cases: 1:12-md-02389-RWS et al.(Kastenberg, Stephen) (Entered: 08/12/2015)
CONSENT MOTION to Vacate (87 in 1:12-cv-04054-RWS, 64 in 1:12-cv-04201-RWS, 57 in 1:12-cv-04600-RWS, 59 in 1:12-cv-04403-RWS, 55 in 1:12-cv-04315-RWS, 52 in 1:12-cv-04716-RWS, 53 in 1:12-cv-04200-RWS, 171 in 1:12-md-02389-RWS) Memorandum & Opinion,,,,, . Document filed by NASDAQ OMX Group, Inc., The Nasdaq Stock Market LLC, Nasdaqomx Group, Inc., Anna M. Ewing, Robert Greifeld, Nasdaq Stock Market, Inc., The Nasdaq Stock Market L.L.C..Filed In Associated Cases: 1:12-md-02389-RWS et al.(Kastenberg, Stephen) (Entered: 08/12/2015)
DECLARATION of Vincent R. Cappucci and Christopher Lovell in Support re: 312 MOTION to Approve Co-Lead Counsel's Notice of Motion and Motion for an Award of Attorneys' Fees and Reimbursement of Expenses .. Document filed by T3 Trading Group, LLC. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D (Part 1), # 5 Exhibit D (Part 2), # 6 Exhibit E, # 7 Exhibit F, # 8 Exhibit G)(Cappucci, Vincent) (Entered: 08/12/2015)
MEMORANDUM OF LAW in Support re: 312 MOTION to Approve Co-Lead Counsel's Notice of Motion and Motion for an Award of Attorneys' Fees and Reimbursement of Expenses . . Document filed by T3 Trading Group, LLC. (Cappucci, Vincent) (Entered: 08/12/2015)
MOTION to Approve Co-Lead Counsel's Notice of Motion and Motion for an Award of Attorneys' Fees and Reimbursement of Expenses . Document filed by T3 Trading Group, LLC.(Cappucci, Vincent) (Entered: 08/12/2015)
FILING ERROR - DEFICIENT DOCKET ENTRY - FILER ERROR MEMORANDUM OF LAW in Support re: 310 MOTION to Approve Lead Plaintiffs' Notice of Motion and Motion for Final Approval of Settlement and Plan of Allocation . . Document filed by T3 Trading Group, LLC. (Cappucci, Vincent) Modified on 8/13/2015 (kj). (Entered: 08/12/2015)
FILING ERROR - DEFICIENT DOCKET ENTRY - FILER ERROR MOTION to Approve Lead Plaintiffs' Notice of Motion and Motion for Final Approval of Settlement and Plan of Allocation . Document filed by T3 Trading Group, LLC.(Cappucci, Vincent) Modified on 8/13/2015 (kj). (Entered: 08/12/2015)
MEMORANDUM OF LAW in Support re: 308 MOTION to Approve Lead Plaintiffs' Notice of Motion and Motion for Final Approval of Settlement and Plan of Allocation . . Document filed by T3 Trading Group, LLC. (Cappucci, Vincent) (Entered: 08/12/2015)
MOTION to Approve Lead Plaintiffs' Notice of Motion and Motion for Final Approval of Settlement and Plan of Allocation . Document filed by T3 Trading Group, LLC.(Cappucci, Vincent) (Entered: 08/12/2015)
CONSENT LETTER MOTION for Leave to File Excess Pages re: sur-reply in opposition to Plaintiffs' motion for class certification addressed to Judge Robert W. Sweet from Andrew B. Clubok dated 8/10/2015. Document filed by Marc L. Andreessen, Erskine B. Bowles, James W. Breyer, David A. Ebersman, Facebook, Inc., Donald E. Graham, Reed Hastings, Sheryl K. Sandberg, David M. Spillane, Peter A. Thiel, Mark Zuckerberg.(Clubok, Andrew) (Entered: 08/10/2015)
OPINION #105754: For the reasons stated above, the request, treated as a motion, is denied. (As is further set forth in this Order.) (Signed by Judge Robert W. Sweet on 7/29/2015) Filed In Associated Cases: 1:12-md-02389-RWS, 1:12-cv-04215-RWS, 1:12-cv-04763-RWS (spo) Modified on 8/5/2015 (soh). (Entered: 08/03/2015)
MEMO ENDORSEMENT on re: 303 Letter requesting an extension of Defendants time to respond to Plaintiffs reply in support of their motion for class certification, filed by Facebook, Inc. ENDORSEMENT: So ordered. (Surreplies due by 8/13/2015.) (Signed by Judge Robert W. Sweet on 7/29/2015) (spo) (Entered: 08/03/2015)
LETTER addressed to Judge Robert W. Sweet from Andrew B. Clubok dated July 24, 2015 re: Requesting an extension of Defendants time to respond to Plaintiffs reply in support of their motion for class certification. Document filed by Facebook, Inc..(Clubok, Andrew) (Entered: 07/24/2015)
REPLY MEMORANDUM OF LAW in Support re: 292 MOTION to Strike the Expert Report of Anindya Ghose, Ph.D.. . Document filed by Arkansas Teacher Retirement System, Fresno County Employees' Retirement Association, North Carolina Department of State Treasurer. (Graziano, Salvatore) (Entered: 07/16/2015)
MEMORANDUM OF LAW in Support re: 292 MOTION to Strike the Expert Report of Anindya Ghose, Ph.D.. . Document filed by Arkansas Teacher Retirement System, Fresno County Employees' Retirement Association, North Carolina Department of State Treasurer. (Graziano, Salvatore) (Entered: 07/09/2015)
MEMORANDUM OF LAW in Opposition re: 292 MOTION to Strike the Expert Report of Anindya Ghose, Ph.D.. . Document filed by Marc L. Andreessen, Erskine B. Bowles, James W. Breyer, David A. Ebersman, Facebook, Inc., Donald E. Graham, Reed Hastings, Sheryl K. Sandberg, David M. Spillane, Peter A. Thiel, Mark Zuckerberg. (Clubok, Andrew) (Entered: 07/09/2015)
LETTER addressed to Judge Robert W. Sweet from Andrew B. Clubok dated July 9, 2015 re: filing an unredacted Memorandum of Law in Opposition to Plaintiffs Motion to Strike the Expert Report of Anindya Ghose, Ph.D.. Document filed by Facebook, Inc..(Clubok, Andrew) (Entered: 07/09/2015)
MEMORANDUM OF LAW in Opposition re: 292 MOTION to Strike the Expert Report of Anindya Ghose, Ph.D.. . Document filed by Marc L. Andreessen, Erskine B. Bowles, James W. Breyer, David A. Ebersman, Facebook, Inc., Donald E. Graham, Reed Hastings, Sheryl K. Sandberg, David M. Spillane, Peter A. Thiel, Mark Zuckerberg. (Clubok, Andrew) (Entered: 07/06/2015)
ORDER PRELIMINARILY APPROVING SETTLEMENT AND PROVIDING FOR NOTICE in case 1:12-cv-04054-RWS; granting (280) Motion for Settlement in case 1:12-md-02389-RWS. No opposition to preliminary approval having been secured and WHEREAS, all capitalized terms used herein and not otherwise defined have the meanings defined in the Stipulation. IT IS HEREBY ORDERED: 1. The Court has reviewed the Stipulation and does hereby preliminarily approve the Settlement set forth therein, and the Plan of Allocation, subject to further consideration at the Settlement Fairness Hearing described below. 2. Pursuant to Rule 23(b)(3) of the Federal Rules of Civil Procedure, and for purposes of the Settlement only, the Consolidated Nasdaq Actions are hereby certified as a class action on behalf of all persons and entities that entered retail pre-market and aftermarket orders to purchase and/or sell the common stock of Face book, Inc. on May 18, 2012, and who suffered monetary losses as a result of the conduct alleged in the CAC, including persons and entities (i) alleging claims for violations of the federal securities laws, and (ii) alleging claims for common law negligence; provided however, that the Class shall not include: the Nasdaq Defendants or their parent companies, subsidiaries, or affiliates; the officers and directors of Nasdaq and the Exchange; the legal representatives and heirs or assigns of any Nasdaq Defendant; any federal governmental entities and instrumentalities of the federal government; any judicial officer presiding over the Consolidated Nasdaq Actions and any member of his or her immediate family and judicial staff; and any person or entity that was on May 18, 2012 a member of the Exchange, as set forth within. A hearing (the "Settlement Fairness Hearing") pursuant to Rule 23(e) of the Federal Rules of Civil Procedure is hereby scheduled to be held before the Court on September 16, 2015, at 12:00 p.m. The Claims Administrator shall cause the Notice and Proof of Claim, substantially in the forms annexed hereto, to be mailed, by first class mail, postage prepaid, on or before July 1, 2015, as set forth within. (Signed by Judge Robert W. Sweet on 6/24/2015) Filed In Associated Cases: 1:12-md-02389-RWS et al. (ajs) (Entered: 06/25/2015)
LETTER MOTION for Extension of Time to respond to Plaintiffs' reply in support of their motion for class certification addressed to Judge Robert W. Sweet from Andrew B. Clubok dated June 19, 2015. Document filed by Facebook, Inc..(Clubok, Andrew) (Entered: 06/19/2015)
ORDER: The Lead Plaintiffs' Daubert motion, dated June 16, 2015, will be heard at noon on Wednesday, September 16, 2015 in Courtroom 18C, United States Courthouse, 500 Pearl Street. It is so ordered. Motion Hearing set for 9/16/2015 at 12:00 PM in Courtroom 18C, 500 Pearl Street, New York, NY 10007 before Judge Robert W. Sweet. (Signed by Judge Robert W. Sweet on 6/17/2015) (ajs) (Entered: 06/18/2015)
ORDER granting 290 Letter Motion for Leave to File Excess Pages. So ordered. (Signed by Judge Robert W. Sweet on 6/17/2015) (ajs) (Entered: 06/18/2015)
MOTION to Strike the Expert Report of Anindya Ghose, Ph.D.. Document filed by Arkansas Teacher Retirement System, Fresno County Employees' Retirement Association, North Carolina Department of State Treasurer.(Graziano, Salvatore) (Entered: 06/16/2015)
LETTER MOTION for Leave to File Excess Pages Re Reply brief to Plaintiffs' Motion for Class Certification and Appointment of Class Representatives and Class Counsel addressed to Judge Robert W. Sweet from James W. Johnson dated 6/11/2015. Document filed by Arkansas Teacher Retirement System, Banyan Capital Master Fund Ltd., Fresno County Employees' Retirement Association, Institutional Investor Group, North Carolina Department of State Treasurer.(Johnson, James) (Entered: 06/11/2015)
RESPONSE to Motion re: 280 MOTION for Settlement Lead Plaintiffs' Notice of Motion and Consent Motion for Preliminary Approval of Settlement. . Document filed by Allen & Company LLC, Marc L. Andreessen, BMO Capital Markets Corp., Barclays Capital Inc., Blaylock Robert Van LLC, Erskine B. Bowles, James W. Breyer, C.L. King & Associates, Inc., Cabrera Capital Markets, LLC, Castleoak Securities, L.P., CitiGroup Global Market, Inc., Cowen and Company, LLC, Credit Suisse Securites (USA) LLC, Deutsche Bank Securites, Inc., E Trade Securities LLC, David A. Ebersman, Facebook, Inc., Goldman, Sachs & Co., Donald E. Graham, Reed Hastings, ITAU BBA USA Securities, Inc., J.P. Morgan Securiries LLC., Lazard Capital Markets LLC, Lebenthal & Co., LLC, Loop Capital Markets LLC, M.R. Beal & Company, Macquarie Capital (USA) Inc., Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, Muriel Siebert & Co., Inc., Oppenheimer & CO. Inc., Pacific Crest Securities LLC, Piper Jaffray & Co., RBC Capital Markets LLC, Raymond James & Associates, Inc., Samuel A. Ramirez & Company, Inc., Sheryl K. Sandberg, David M. Spillane, Stifel, Nicolaus & Company, Inc., The Williams Capital Group, L.P., Peter A. Thiel, Wells Fargo Securities, LLC, William Blair & Company L.L.C., Mark Zuckerberg. (Clubok, Andrew) (Entered: 06/05/2015)
ORDER FOR SUBSTITUTION OF ESTATE OF LAWRENCE CORNECK BY EXECUTOR STEWART D. POLLAK FOR PLAINTIFF LAWRENCE CORNECK granting (137) Motion to Substitute Party. in case 1:12-cv-04081-RWS; granting (80) Motion to Substitute Party. in case 1:12-cv-04099-RWS; granting (71) Motion to Substitute Party. in case 1:12-cv-04131-RWS; granting (78) Motion to Substitute Party. in case 1:12-cv-04150-RWS; granting (79) Motion to Substitute Party. in case 1:12-cv-04157-RWS; granting (76) Motion to Substitute Party. in case 1:12-cv-04215-RWS; granting (77) Motion to Substitute Party. in case 1:12-cv-04184-RWS; granting (86) Motion to Substitute Party. in case 1:12-cv-04194-RWS; granting (77) Motion to Substitute Party. in case 1:12-cv-04252-RWS; granting (82) Motion to Substitute Party. in case 1:12-cv-04332-RWS; granting (77) Motion to Substitute Party. in case 1:12-cv-04291-RWS; granting (77) Motion to Substitute Party. in case 1:12-cv-04312-RWS; granting (72) Motion to Substitute Party. in case 1:12-cv-04362-RWS; granting (78) Motion to Substitute Party. in case 1:12-cv-04360-RWS; granting (68) Motion to Substitute Party. in case 1:12-cv-04551-RWS; granting (112) Motion to Substitute Party. in case 1:12-cv-04648-RWS; granting (73) Motion to Substitute Party. in case 1:12-cv-04763-RWS; granting (77) Motion to Substitute Party. in case 1:12-cv-04777-RWS; granting (286) Motion to Substitute Party. in case 1:12-md-02389-RWS; granting (85) Motion to Substitute Party. in case 1:12-cv-07542-RWS; granting (89) Motion to Substitute Party. in case 1:12-cv-07544-RWS; granting (171) Motion to Substitute Party. in case 1:12-cv-07546-RWS; granting (171) Motion to Substitute Party. in case 1:12-cv-07548-RWS; granting (88) Motion to Substitute Party. in case 1:12-cv-07550-RWS; granting (84) Motion to Substitute Party. in case 1:12-cv-07552-RWS; granting (172) Motion to Substitute Party. in case 1:12-cv-07543-RWS; granting (171) Motion to Substitute Party. in case 1:12-cv-07545-RWS; granting (171) Motion to Substitute Party. in case 1:12-cv-07547-RWS; granting (110) Motion to Substitute Party. in case 1:12-cv-07551-RWS; granting (165) Motion to Substitute Party. in case 1:12-cv-07587-RWS; granting (186) Motion to Substitute Party. in case 1:12-cv-07586-RWS. IT IS HEREBY ORDERED THAT: 1. the motion of Stewart D. Pollak is granted; and 2. Stewart D. Pollak, as executor of the estate of Lawrence Corneck, is hereby substituted for Mr. Corneck as a plaintiff in the within consolidated action and in 12-cv-4215 (RWS). SO ORDERED. (Signed by Judge Robert W. Sweet on 5/30/2015) Filed In Associated Cases: 1:12-md-02389-RWS et al. (ajs) (Entered: 06/01/2015)
DECLARATION of Stewart D. Pollak in Support re: (39 in 1:13-cv-01999-RWS, 165 in 1:12-cv-07587-RWS, 71 in 1:12-cv-04131-RWS, 34 in 1:12-cv-08040-RWS, 50 in 1:12-cv-07812-RWS, 77 in 1:12-cv-04184-RWS, 112 in 1:12-cv-04648-RWS, 76 in 1:12-cv-04215-RWS, 85 in 1:12-cv-07542-RWS, 137 in 1:12-cv-04081-RWS, 53 in 1:12-cv-09308-RWS, 89 in 1:12-cv-07544-RWS, 72 in 1:12-cv-04362-RWS, 88 in 1:12-cv-07550-RWS, 79 in 1:12-cv-04315-RWS, 89 in 1:12-cv-04201-RWS, 39 in 1:13-cv-02830-RWS, 66 in 1:13-cv-02244-RWS, 84 in 1:12-cv-04403-RWS, 171 in 1:12-cv-07546-RWS, 68 in 1:12-cv-04551-RWS, 84 in 1:12-cv-07552-RWS, 77 in 1:12-cv-04252-RWS, 25 in 1:14-cv-04185-RWS, 86 in 1:12-cv-04194-RWS, 93 in 1:12-cv-07553-RWS, 286 in 1:12-md-02389-RWS, 73 in 1:12-cv-04763-RWS, 110 in 1:12-cv-07551-RWS, 186 in 1:12-cv-07586-RWS, 52 in 1:12-cv-07531-RWS, 78 in 1:12-cv-04200-RWS, 79 in 1:12-cv-04157-RWS, 77 in 1:12-cv-04777-RWS, 171 in 1:12-cv-07548-RWS, 56 in 1:12-cv-04156-RWS, 77 in 1:12-cv-04291-RWS, 172 in 1:12-cv-07543-RWS, 48 in 1:12-cv-07811-RWS, 78 in 1:12-cv-04360-RWS, 83 in 1:12-cv-04600-RWS, 82 in 1:12-cv-04332-RWS, 80 in 1:12-cv-04099-RWS, 47 in 1:12-cv-07813-RWS, 77 in 1:12-cv-04716-RWS, 78 in 1:12-cv-04150-RWS, 77 in 1:12-cv-04312-RWS, 171 in 1:12-cv-07545-RWS, 112 in 1:12-cv-04054-RWS, 171 in 1:12-cv-07547-RWS, 92 in 1:12-cv-07549-RWS, 111 in 1:12-cv-07815-RWS, 45 in 1:13-cv-04016-RWS) MOTION to Substitute Party. Old Party: Lawrence Corneck, New Party: Stewart D. Pollak for the Estate of Lawrence Corneck .. Document filed by Lawrence Corneck, Lawrence Corneck. Filed In Associated Cases: 1:12-md-02389-RWS et al.(Feffer, Joel) (Entered: 05/29/2015)
MOTION to Substitute Party. Old Party: Lawrence Corneck, New Party: Stewart D. Pollak for the Estate of Lawrence Corneck . Document filed by Lawrence Corneck, Lawrence Corneck. (Attachments: # 1 Text of Proposed Order Proposed Order)Filed In Associated Cases: 1:12-md-02389-RWS et al.(Feffer, Joel) (Entered: 05/29/2015)
SUGGESTION OF DEATH upon the record . Document filed by Lawrence Corneck, Lawrence CorneckFiled In Associated Cases: 1:12-md-02389-RWS et al.(Feffer, Joel) (Entered: 05/28/2015)
FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION to Substitute Party. Old Party: Lawrence Corneck, New Party: Stewart D. Pollak for the Estate of Lawrence Corneck . Document filed by Lawrence Corneck, Lawrence Corneck. (Attachments: # 1 Text of Proposed Order Proposed Order, # 2 Declaration in Support of Motion)Filed In Associated Cases: 1:12-md-02389-RWS et al.(Feffer, Joel) Modified on 5/29/2015 (db). (Entered: 05/28/2015)
DECLARATION of Vincent R. Cappucci in Support re: 280 MOTION for Settlement Lead Plaintiffs' Notice of Motion and Consent Motion for Preliminary Approval of Settlement.. Document filed by T3 Trading Group, LLC. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D)(Cappucci, Vincent) (Entered: 05/27/2015)
DECLARATION of Vincent R. Cappucci in Support re: 280 MOTION for Settlement Lead Plaintiffs' Notice of Motion and Consent Motion for Preliminary Approval of Settlement.. Document filed by T3 Trading Group, LLC. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C)(Cappucci, Vincent) (Entered: 05/22/2015)
MEMORANDUM OF LAW in Support re: 280 MOTION for Settlement Lead Plaintiffs' Notice of Motion and Consent Motion for Preliminary Approval of Settlement. . Document filed by T3 Trading Group, LLC. (Cappucci, Vincent) (Entered: 05/22/2015)
MOTION for Settlement Lead Plaintiffs' Notice of Motion and Consent Motion for Preliminary Approval of Settlement. Document filed by T3 Trading Group, LLC.(Cappucci, Vincent) (Entered: 05/22/2015)
ORDER FOR ADMISSION PRO HAC VICE granting 278 Motion for Christopher W. Keegan to Appear Pro Hac Vice. (Signed by Judge Robert W. Sweet on 5/15/2015) (rjm) (Entered: 05/18/2015)
MOTION for Christopher W. Keegan to Appear Pro Hac Vice (Corrected). Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Facebook, Inc.. (Attachments: # 1 Certificate of Good Standing [California], # 2 Certificate of Good Standing [Illinois], # 3 Text of Proposed Order)(Keegan, Christopher) (Entered: 05/14/2015)
FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for Christopher W. Keegan to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-10917631. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Facebook, Inc.. (Attachments: # 1 Exhibit Certificate of Good Standing [California], # 2 Exhibit Certificate of Good Standing [Illinois], # 3 Text of Proposed Order)(Keegan, Christopher) Modified on 5/13/2015 (sdi). (Entered: 05/13/2015)
LETTER addressed to Judge Robert W. Sweet from Andrew B. Clubok dated May 12, 2015 re: case schedule. Document filed by Facebook, Inc..(Clubok, Andrew) (Entered: 05/12/2015)
NOTICE of Withdrawal of Counsel. Document filed by Employees Retirement System of the Government of the Virgin Islands, KBC Asset Management NV. Filed In Associated Cases: 1:12-md-02389-RWS et al.(Katz, Rebecca) (Entered: 04/29/2015)
MANDATE of USCA (Certified Copy) as to 233 Notice of Appeal, filed by William Cole USCA Case Number 14-1515....that the appeal is hereby WITHDRAWN pursuant to Rule 42 of the Federal Rules of Appellate Procedure. Catherine O'Hagan Wolfe, Clerk USCA for the Second Circuit. Issued As Mandate: 04/27/2015. (nd) (Entered: 04/28/2015)
MANDATE of USCA (Certified Copy) as to 224 Notice of Appeal, filed by Lidia Levy. USCA Case Number 14-1515. The parties have filed a stipulation withdrawing this appeal pursuant to FRAP 42. The stipulation is hereby "So Ordered". Catherine O'Hagan Wolfe, Clerk USCA for the Second Circuit. Issued As Mandate: 04/27/2015. (nd) (Entered: 04/27/2015)
NOTICE OF CHANGE OF ADDRESS by Jonathan Shub on behalf of Thomas J. Ahrendtsen. New Address: KOHN, SWIFT & GRAF, P.C., One South Broad Street, Suite 2100, Philadelphia, PA, United States 19107-3304, 2152381700. Filed In Associated Cases: 1:12-md-02389-RWS, 1:12-cv-07550-RWS(Shub, Jonathan) (Entered: 04/24/2015)
LETTER addressed to Judge Robert W. Sweet from Victor E. Stewart dated 23 April 2015 re: Settlement Agreement in Principle. Document filed by Meredith Bailey, Dmitri Bougakov, Ryan Cefalu, Lorrain Chin, Atish Gandhi, Phillip Goldberg, Eric Hamrick, Steve Jarvis, Joe Johnson, Nuhket Kayahan, David Kenton, Dennis Kuhn, Benjamin Levine, Katerhine Loiacono, Crystal McMahon, George Michalitsianos, Randy Teresa Mielke, Jacinto Rivera, Faisal Sami, Sanjeev Sharma, Colin Suzman.(Stewart, Victor) (Entered: 04/23/2015)
LETTER MOTION for Leave to File Excess Pages re: memorandum of law in opposition to Plaintiffs' Motion for Class Certification and Appointment of Class Representation and Class Counsel addressed to Judge Robert W. Sweet from Andrew B. Clubok dated 4/7/2015. Document filed by Marc L. Andreessen, Erskine B. Bowles, James W. Breyer, David A. Ebersman, Facebook, Inc., Donald E. Graham, Reed Hastings, Sheryl K. Sandberg, David M. Spillane, Peter A. Thiel, Mark Zuckerberg.(Clubok, Andrew) (Entered: 04/07/2015)
BRIEF re: 265 Letter, 266 Scheduling Order, Letter response in opposition to request for a judgment dismissing the Exchange Act Plaintiffs' actions with prejudice. Document filed by Arkansas Teacher Retirement System, Banyan Capital Master Fund Ltd., Fresno County Employees' Retirement Association, Institutional Investor Group, North Carolina Department of State Treasurer.(Johnson, James) (Entered: 03/30/2015)
LETTER addressed to Judge Robert W. Sweet from James P. Rouhandeh dated March 27, 2015 re: Opposition to the March 23, 2015 Request on behalf of Lawrence Corneck and Eugene Stricker. Document filed by Goldman, Sachs & Co., J.P. Morgan Securities LLC, Morgan Stanley & Co. LLC.(Rouhandeh, James) (Entered: 03/27/2015)
SCHEDULING ORDER: Plaintiffs Corneck (12 Civ. 4215) and Stricker's (12 Civ. 4763) letter dated March 23, 2015 (ECF No. 265) will be treated as a motion and will be heard on Wednesday, April 1, 2015 in Courtroom 18C, United States Courthouse, 500 Pearl Street. It is so ordered. (Signed by Judge Robert W. Sweet on 3/24/2015) (ajs) (Entered: 03/25/2015)
LETTER addressed to Judge Robert W. Sweet from Joel C. Feffer, Esq. dated 03/23/2015 re: Request for Court sua sponte enter a judgment dismissing Exchange Act Plaintiffs' actions with prejudice. Document filed by Eugene Stricker, Lawrence Corneck.Filed In Associated Cases: 1:12-md-02389-RWS et al.(Feffer, Joel) (Entered: 03/23/2015)
ORDER granting 263 Letter Motion for Extension of Time to File Response/Reply. So ordered. Responses due by 4/10/2015 Replies due by 5/13/2015. (Signed by Judge Robert W. Sweet on 3/19/2015) (ajs) (Entered: 03/20/2015)
LETTER MOTION for Extension of Time to File Response/Reply to Plaintiff's motion for class certification addressed to Judge Robert W. Sweet from Andrew B. Clubok dated 03/11/15. Document filed by Marc L. Andreessen, Erskine B. Bowles, James W. Breyer, David A. Ebersman, Facebook, Inc., Donald E. Graham, Reed Hastings, Sheryl K. Sandberg, David M. Spillane, Peter A. Thiel, Mark Zuckerberg.(Clubok, Andrew) (Entered: 03/11/2015)
STIPULATION AND ORDER TO STAY PROCEEDINGS: IT IS HEREBY STIPULATED AND AGREED, subject to this Court's approval, that this action be stayed pending resolution of NASDAQ's appeal of this Court's Order of December 12, 2013 granting in part and denying in part NASDAQ's Motion to Dismiss the Consolidated Class Action Complaint. Upon issuance of the mandate from the Court of Appeals, the parties will confer further on how this case should proceed in view of the Court of Appeals decision. SO ORDERED. (Signed by Judge Robert W. Sweet on 2/12/2015) (ajs) (Entered: 02/13/2015)
STIPULATION AND ORDER TO STAY PROCEEDINGS: IT IS HEREBY STIPULATED AND AGREED, subject to this Court's approval, that this action be stayed pending resolution of NASDAQ's appeal of this Court's Order of December 12, 2013 granting in part and denying in part NASDAQ's Motion to Dismiss the Consolidated Class Action Complaint. Upon issuance of the mandate from the Court of Appeals, the parties will confer further on how this case should proceed in view of the Court of Appeals decision. SO ORDERED. (Signed by Judge Robert W. Sweet on 2/12/2015) (ajs) (Entered: 02/13/2015)
ORDER: Plaintiffs' motion for class certification and appointment of class representative and class counsel, dated December 23, 2014, will be heard on Wednesday, May 13, 2015 in Courtroom 18C, United States Courthouse, 500 Pearl Street. All motion papers shall be served in accordance with Local Civil Rule 6.1. It is so ordered. (Signed by Judge Robert W. Sweet on 1/30/2015) (ajs) (Entered: 01/30/2015)
MEMORANDUM OF LAW in Support re: 255 MOTION to Certify Class . Redacted. Document filed by Arkansas Teacher Retirement System, Fresno County Employees' Retirement Association, North Carolina Department of State Treasurer. (Attachments: # 1 Exhibit Order)(Graziano, Salvatore) (Entered: 01/13/2015)
ENDORSED LETTER addressed to Judge Robert W. Sweet from Salvatore J. Graziano dated 12/23/2014 re: Request to file redacted Motion to Certify Class via ECF. ENDORSEMENT: So ordered. (Signed by Judge Robert W. Sweet on 1/3/2015) (ajs) (Entered: 01/07/2015)
MOTION to Certify Class . Document filed by Arkansas Teacher Retirement System, Fresno County Employees' Retirement Association, North Carolina Department of State Treasurer.(Graziano, Salvatore) (Entered: 12/23/2014)
ENDORSED LETTER addressed to Judge Robert W. Sweet from John Rizio-Hamilton dated 12/18/2014 re: Enlargement of page limitations. ENDORSEMENT: So ordered. (Signed by Judge Robert W. Sweet on 12/23/2014) (ajs) (Entered: 12/23/2014)
STIPULATION AND MODIFIED PRETRIAL SCHEDULING ORDER: Deadline to Join Additional Parties and Amend Pleadings is 2/9/2015. Deposition due by 1/11/2016. Expert Discovery due by 1/11/2016. Fact Discovery due by 6/17/2015. Motions due by 3/2/2016. Responses due by 4/20/2016, Replies due by 6/1/2016. (See Order.) (Signed by Judge Robert W. Sweet on 10/27/2014) Filed In Associated Cases: 1:12-md-02389-RWS et al.(ajs) Modified on 10/28/2014 (ajs). (Entered: 10/28/2014)
NOTICE OF APPEAL from (39 in 1:13-cv-04016-RWS, 251 in 1:12-md-02389-RWS) Memorandum & Opinion, (228 in 1:12-md-02389-RWS, 28 in 1:13-cv-04016-RWS) Clerk's Judgment, (27 in 1:13-cv-04016-RWS, 227 in 1:12-md-02389-RWS) Memorandum & Opinion,. Document filed by Robert Lowinger. Form C and Form D are due within 14 days to the Court of Appeals, Second Circuit. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C)Filed In Associated Cases: 1:12-md-02389-RWS, 1:13-cv-04016-RWS(Abraham, Jeffrey) (Entered: 10/01/2014)
OPINION #104691 re: (32 in 1:13-cv-04016-RWS) MOTION for Reconsideration re; (27) Memorandum & Opinion, filed by Robert Lowinger. Based on the conclusions set forth within, Plaintiff's motions for reconsideration and leave to amend are denied. It is so ordered. (See Order.) (Signed by Judge Robert W. Sweet on 9/1/2014) (ajs) Modified on 9/8/2014 (ca). (Entered: 09/04/2014)
OPINION & ORDER #104645 re: 221 MOTION to Compel The NASDAQ OMX Group, Inc., The NASDAQ Stock Market LLC, Robert Greifeld, Anna M. Ewing to To Participate In Limited Discovery Proceedings filed by First New York Securities L.L.C.: For the foregoing reasons, Lead Plaintiffs' motion to compel discovery is denied. (Signed by Judge Robert W. Sweet on 8/22/2014) (tn) Modified on 8/27/2014 (ca). (Entered: 08/26/2014)
STIPULATION AND MODIFIED PRETRIAL SCHEDULING ORDER: Amended Pleadings due by 12/31/2014. Expert Discovery due by 11/20/2015. Fact Discovery due by 5/8/2015. Joinder of Parties due by 12/31/2014. Dispositive Motions due by 1/22/2016. Responses due by 3/11/2016. Replies due by 4/22/2016. Deadline for the Lead Plaintiffs to file their class certification motion due by 11/14/2014. Response due by 2/18/2015. Reply due by 3/27/2015. (Signed by Judge Robert W. Sweet on 8/15/2014) Filed In Associated Cases: 1:12-md-02389-RWS et al.(cd) (Entered: 08/18/2014)
NOTICE OF APPEARANCE by Michael Courtney Keats on behalf of Marc L. Andreessen, Erskine B. Bowles, James W. Breyer, David A. Ebersman, Facebook, Inc., Donald E. Graham, Reed Hastings, Sheryl K. Sandberg, David M. Spillane, Peter A. Thiel, Mark Zuckerberg. Filed In Associated Cases: 1:12-md-02389-RWS et al.(Keats, Michael) (Entered: 07/24/2014)
CERTIFICATE OF SERVICE of Notices of Appearance of William A. Slaughter, Stephen J. Kastenberg, and Paul Lantieri III served on all counsel and pro se plaintiffs on June 12, 2014. Document filed by NASDAQ OMX Group, Inc.. Filed In Associated Cases: 1:12-md-02389-RWS, 1:14-cv-04185-RWS(Kastenberg, Stephen) (Entered: 06/12/2014)
NOTICE OF APPEARANCE by Stephen J Kastenberg on behalf of Nasdaq omx group inc.. Filed In Associated Cases: 1:12-md-02389-RWS, 1:14-cv-04185-RWS(Kastenberg, Stephen) (Entered: 06/12/2014)
NOTICE OF APPEARANCE by Paul Lantieri, III on behalf of Nasdaq omx group inc.. Filed In Associated Cases: 1:12-md-02389-RWS, 1:14-cv-04185-RWS(Lantieri, Paul) (Entered: 06/12/2014)
NOTICE OF APPEARANCE by William A. Slaughter on behalf of Nasdaq omx group inc.. Filed In Associated Cases: 1:12-md-02389-RWS, 1:14-cv-04185-RWS(Slaughter, William) (Entered: 06/12/2014)
STANDING ORDER IN RE PILOT PROJECT REGARDING CASE MANAGEMENT TECHNIQUES FOR COMPLEX CIVIL CASES IN THE SOUTHERN DISTRICT OF NEW YORK (See M-10-468 Order filed November 1, 2011). This case is hereby designated for inclusion in the Pilot Project Regarding Case Management Techniques for Complex Civil Cases in the Southern District of New York (the Pilot Project), unless the judge to whom this case is assigned determines otherwise. This case is designated for inclusion in the Pilot Project because it is a class action, an MDL action, or is in one of the following Nature of Suit categories: 160, 245, 315, 355, 365, 385, 410, 830, 840, 850, 893, or 950. The presiding judge in a case that does not otherwise qualify for inclusion in the Pilot Project may nevertheless designate the case for inclusion in the Pilot Project by issuing an order directing that the case be included in the Pilot Project. The description of the Pilot Project, including procedures to be followed, is attached to this Order. Filed In Associated Cases:1:14-cv-04185(RWS), 1:12-md-02389(RWS) (Signed by Judge Loretta A. Preska on 10/31/2011) (sjo) (Entered: 06/12/2014)
MEMO ENDORSEMENT on NOTICE OF WITHDRAWAL OF COUNSEL OF RECORD. ENDORSEMENT: So ordered. Granting 241 Motion to Withdraw as Attorney. Attorney Deborah R. Gross terminated. (Signed by Judge Robert W. Sweet on 6/9/2014) (rjm) (Entered: 06/10/2014)
MOTION for Deborah R. Gross to Withdraw as Attorney . Document filed by Jacob Salzmann. (Attachments: # 1 Certificate of Service)(Gross, Deborah) (Entered: 06/06/2014)
MEMORANDUM OF LAW in Opposition re: (32 in 1:13-cv-04016-RWS) MOTION for Reconsideration re; (27) Memorandum & Opinion, . Lead Underwriters' Memorandum of Law in Opposition to Plaintiff's Motion for Reconsideration or Reargument. Document filed by Goldman Sachs & Co., J.P. Morgan Securities LLC, Morgan Stanley & Co. LLC, Goldman, Sachs & Co.. Filed In Associated Cases: 1:12-md-02389-RWS, 1:13-cv-04016-RWS(Rouhandeh, James) (Entered: 05/30/2014)
CERTIFIED TRUE COPY OF MDL ORDER FROM THE MDL PANEL LIFTING STAY OF CONDITIONAL TRANSFER ORDER... that the stay of the Panel's conditional transfer order designated as CTO-5, filed on 5/7/2014, is LIFTED and the action is transferred to the United States District Court - Southern District of New York for the coordinated or consolidated pretrial proceedings under 28 U.S.C. 1407 being conducted by the Honorable Robert W. Sweet. (Signed by MDL Panel on 5/29/2014) (sjo) (Entered: 05/30/2014)
NOTICE OF CROSS APPEAL from (101 in 1:12-cv-07815-RWS, 218 in 1:12-md-02389-RWS) Judgment, (66 in 1:12-md-02389-RWS) Memorandum & Opinion,,. Document filed by Facebook Inc.. Form C and Form D are due within 14 days to the Court of Appeals, Second Circuit. Filed In Associated Cases: 1:12-md-02389-RWS, 1:12-cv-07815-RWS(Clubok, Andrew) (Entered: 05/21/2014)
NOTICE OF APPEAL from (217 in 1:12-md-02389-RWS) Judgment, (219 in 1:12-md-02389-RWS, 82 in 1:12-cv-07549-RWS) Judgment, (66 in 1:12-md-02389-RWS) Memorandum & Opinion,,. Document filed by Facebook, Inc.. Form C and Form D are due within 14 days to the Court of Appeals, Second Circuit. Filed In Associated Cases: 1:12-md-02389-RWS, 1:12-cv-07549-RWS(Clubok, Andrew) (Entered: 05/21/2014)
STIPULATION AND PROTECTIVE ORDER... regarding procedures to be followed that shall govern the handling of confidential material... (Signed by Judge Robert W. Sweet on 5/12/2014) Filed In Associated Cases: 1:12-md-02389-RWS et al. (rjm) (Entered: 05/13/2014)
ANSWER to 71 Amended Complaint,,,,,,. Document filed by Allen & Company LLC, BMO Capital Markets Corp., Barclays Capital Inc., Blaylock Robert Van LLC, C.L. King & Associates, Inc., Cabrera Capital Markets, LLC, Castleoak Securities, L.P., Citigroup Global Markets Inc., Cowen and Company, LLC, Credit Suisse Securites (USA) LLC, Deutsche Bank Securites, Inc., E Trade Securities LLC, Goldman, Sachs & Co., ITAU BBA USA Securities, Inc., J.P. Morgan Securities LLC, Lazard Capital Markets LLC, Lebenthal & Co., LLC, Loop Capital Markets LLC, M.R. Beal & Company, Macquarie Capital (USA) Inc., Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, Muriel Siebert & Co., Inc., Oppenheimer & CO. Inc., Pacific Crest Securities LLC, Piper Jaffray & Co., RBC Capital Markets LLC, Raymond James & Associates, Inc., Samuel A. Ramirez & Company, Inc., Stifel, Nicolaus & Company, Inc., The Williams Capital Group, L.P., Wells Fargo Securities, LLC, William Blair & Company L.L.C..(Rouhandeh, James) (Entered: 05/09/2014)
ENDORSED LETTER addressed to Judge Robert W. Sweet from Kellen S. Dwyer dated 5/8/2014 re: Defendants respectfully request that the deadline for filing an Answer be extended to May 9, 2014, as the Parties had originally intended. ENDORSEMENT: So ordered., Allen & Company LLC answer due 5/9/2014; Allen & Facebook (sic) LLC answer due 5/9/2014; Marc L. Andreessen answer due 5/9/2014; BMO Capital Markets Corp. answer due 5/9/2014; Barclays Capital Inc. answer due 5/9/2014; Blaylock Robert Van LLC answer due 5/9/2014; Erskine B. Bowles answer due 5/9/2014; James W. Breyer answer due 5/9/2014; C.L. King & Associates, Inc. answer due 5/9/2014; Cabrera Capital Markets, LLC answer due 5/9/2014; Castleoak Securities, L.P. answer due 5/9/2014; CitiGroup Global Market, Inc. answer due 5/9/2014; Citigroup Global Markets Inc. answer due 5/9/2014; Lawrence Corneck answer due 5/9/2014; Cowen and Company, LLC answer due 5/9/2014; Cowen and Facebook (sic) LLC answer due 5/9/2014; Credit Suisse Securites (USA) LLC answer due 5/9/2014; Deutsche Bank Securites, Inc. answer due 5/9/2014; E Trade Securities LLC answer due 5/9/2014; David A. Ebersman answer due 5/9/2014; David E. (sic) Ebersman answer due 5/9/2014; Anna M. Ewing answer due 5/9/2014; Facebook, Inc. answer due 5/9/2014; Goldman Sachs & CO. answer due 5/9/2014; Goldman, Sachs & Co. answer due 5/9/2014; Donald E. Graham answer due 5/9/2014; Robert Greifeld answer due 5/9/2014; Reed Hastings answer due 5/9/2014; Cipora Herman answer due 5/9/2014; Kevin Hicks answer due 5/9/2014; ITAU BBA USA Securities, Inc. answer due 5/9/2014; J.P. Morgan Securiries LLC. answer due 5/9/2014; J.P. Morgan Securities LLC answer due 5/9/2014; King & Associates, Inc. answer due 5/9/2014; Harvey Lapin answer due 5/9/2014; Lazard Capital Markets LLC answer due 5/9/2014; Lebenthal & Co., LLC answer due 5/9/2014; Loop Capital Markets LLC answer due 5/9/2014; Linh Luu answer due 5/9/2014; M.R. Beal & Company answer due 5/9/2014; M.R. Beal & Facebook (sic) answer due 5/9/2014; Macquarie Capital (USA) Inc. answer due 5/9/2014; Merrill Lynch answer due 5/9/2014; Merrill Lynch Pierce Fenner & Smith Incorporated answer due 5/9/2014; Morgan Stanley & Co, Inc. answer due 5/9/2014; Morgan Stanley & Co. LLC answer due 5/9/2014; Muriel Siebert & Co., Inc. answer due 5/9/2014; NASDAQ OMX Group, Inc. answer due 5/9/2014; Nasdaq Stock Market, Inc. answer due 5/9/2014; Nasdaqomx Group, Inc. answer due 5/9/2014; Oppenheimer & CO. Inc. answer due 5/9/2014; Pacific Crest Securities LLC answer due 5/9/2014; Pierce Fenner & Smith Incorporated answer due 5/9/2014; Piper Jaffray & Co. answer due 5/9/2014; RBC Capital Markets LLC answer due 5/9/2014; Raymond James & Associates, Inc. answer due 5/9/2014; Samuel A. Ramirez & Company, Inc. answer due 5/9/2014; Samuel A. Ramirez & Facebook (sic) Inc answer due 5/9/2014; Sheryl K. Sandberg answer due 5/9/2014; Jill D. Simon answer due 5/9/2014; David M. Spillane answer due 5/9/2014; Stifel Nicholas & Facebook (sic) Incorporated answer due 5/9/2014; Stifel, Nicolaus & Company, Inc. answer due 5/9/2014; Uma M. Swaminathan answer due 5/9/2014; The Nasdaq Stock Market L.L.C. answer due 5/9/2014; The Williams Capital Group, L.P. answer due 5/9/2014; Peter A. Thiel answer due 5/9/2014; Nick E. Tran answer due 5/9/2014; Wells Fargo Securities, LLC answer due 5/9/2014; William Blair & Company L.L.C. answer due 5/9/2014; William Blair & Facebook (sic) LLC answer due 5/9/2014; Mark Zuckerberg answer due 5/9/2014. (Signed by Judge Robert W. Sweet on 5/8/2014) (lmb) (Entered: 05/09/2014)
NOTICE OF APPEAL from 217 Judgment, 219 Judgment, 220 Stipulation and Order, 216 Judgment, 218 Judgment, 66 Memorandum & Opinion,,. Document filed by William Cole. Filing fee $ 505.00, receipt number 0208-9659479. Form C and Form D are due within 14 days to the Court of Appeals, Second Circuit. (Sanders, Shane) (Entered: 05/09/2014)
ANSWER to 71 Amended Complaint,,,,,, with JURY DEMAND. Document filed by Marc L. Andreessen, Erskine B. Bowles, James W. Breyer, David A. Ebersman, Facebook, Inc., Donald E. Graham, Reed Hastings, Sheryl K. Sandberg, David M. Spillane, Peter A. Thiel, Mark Zuckerberg.(Clubok, Andrew) (Entered: 05/09/2014)
REPLY MEMORANDUM OF LAW in Support re: 221 MOTION to Compel The NASDAQ OMX Group, Inc., The NASDAQ Stock Market LLC, Robert Greifeld, Anna M. Ewing to To Participate In Limited Discovery Proceedings. . Document filed by First New York Securities L.L.C., T3 Trading Group, LLC. (Attachments: # 1 Exhibit A)(Cappucci, Vincent) (Entered: 05/06/2014)
CERTIFICATE OF SERVICE of Response in Opposition to Motion served on Lead Counsel and Co-Lead Counsel on 5/5/2014. Document filed by Anna M. Ewing, Robert Greifeld, NASDAQ OMX Group, Inc., Nasdaq Stock Market, Inc., Nasdaqomx Group, Inc., The Nasdaq Stock Market L.L.C.. Filed In Associated Cases: 1:12-md-02389-RWS et al.(Kastenberg, Stephen) (Entered: 05/05/2014)
RESPONSE in Opposition to Motion re: (221 in 1:12-md-02389-RWS) MOTION to Compel The NASDAQ OMX Group, Inc., The NASDAQ Stock Market LLC, Robert Greifeld, Anna M. Ewing to To Participate In Limited Discovery Proceedings. . Document filed by Anna M. Ewing, Robert Greifeld, NASDAQ OMX Group, Inc., Nasdaq Stock Market, Inc., Nasdaqomx Group, Inc., The Nasdaq Stock Market L.L.C.. Filed In Associated Cases: 1:12-md-02389-RWS et al.(Kastenberg, Stephen) (Entered: 05/05/2014)
CLERK'S JUDGMENT: It is ORDERED, ADJUDGED AND DECREED: That for the reasons stated in the Court's Opinion (Doc. # 11 in case number 13-cv-401/Doc. # 160 in case number 12-md-02389), defendants' motion to dismiss the Complaint is granted. (Signed by Clerk of Court Ruby Krajick on 5/5/2014) Filed In Associated Cases: 1:12-md-02389-RWS, 1:13-cv-04016-RWS (tn) (Entered: 05/05/2014)
227
Filed: 5/2/2014, Entered: None
OPINION 104294 re: (11 in 1:13-cv-04016-RWS, 160 in 1:12-md-02389-RWS) MOTION to Dismiss filed by Morgan Stanley & Co. LLC, Goldman, Sachs & Co., J.P. Morgan Securities LLC, Goldman Sachs & Co. Based on the conclusions set forth above, Defendants' motion to dismiss the Complaint is granted. (Signed by Judge Robert W. Sweet on 5/2/2014) Filed In Associated Cases: 1:12-md-02389-RWS, 1:13-cv-04016-RWS(lmb) Modified on 5/6/2014 (nt). (Entered: 05/02/2014)
STIPULATION AND ORDER EXTENDING TIME. WHEREAS, Plaintiffs in the above-captioned actions filed the Consolidated Class Action Complaint (the "Complaint") on February 28, 2013. WHEREAS, pursuant to the agreed upon scheduling order entered by the Court on February 5, 2014, the deadline for Defendants to answer the Complaint is April 25, 2014. WHEREAS, Defendants have requested an extension of time to answer the Complaint and Plaintiffs have consented to Defendants' request: IT IS HEREBY STIPULATED AND AGREED between the undersigned parties that the time for all Defendants to answer the Complaint is extended to May 8, 2014. (Signed by Judge Robert W. Sweet on 4/28/2014) Filed In Associated Cases: 1:12-md-02389-RWS et al. (rjm) (Entered: 04/30/2014)
ORDER. Plaintiffs' motion to compel discovery dated April 25, 2015 will be heard on Wednesday, May 7, 2014. All motion papers shall be served in accordance with Local Civil Rule 6.1. It is so ordered. (Signed by Judge Robert W. Sweet on 4/28/2014) (rjm) (Entered: 04/29/2014)
NOTICE OF APPEAL from 217 Judgment, 219 Judgment, 220 Stipulation and Order, 216 Judgment, 218 Judgment, 66 Memorandum & Opinion,,. Document filed by Lidia Levy. Filing fee $ 505.00, receipt number 0208-9609193. Form C and Form D are due within 14 days to the Court of Appeals, Second Circuit. (Guglielmo, Joseph) (Entered: 04/28/2014)
AFFIDAVIT of Vincent R. Cappucci in Support re: 221 MOTION to Compel The NASDAQ OMX Group, Inc., The NASDAQ Stock Market LLC, Robert Greifeld, Anna M. Ewing to To Participate In Limited Discovery Proceedings.. Document filed by First New York Securities L.L.C.. (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Cappucci, Vincent) (Entered: 04/24/2014)
MEMORANDUM OF LAW in Support re: 221 MOTION to Compel The NASDAQ OMX Group, Inc., The NASDAQ Stock Market LLC, Robert Greifeld, Anna M. Ewing to To Participate In Limited Discovery Proceedings.. Document filed by First New York Securities L.L.C.. (Cappucci, Vincent) (Entered: 04/24/2014)
MOTION to Compel The NASDAQ OMX Group, Inc., The NASDAQ Stock Market LLC, Robert Greifeld, Anna M. Ewing to To Participate In Limited Discovery Proceedings. Document filed by First New York Securities L.L.C..(Cappucci, Vincent) (Entered: 04/24/2014)
STIPULATION AND ORDER: Accordingly, it is hereby ORDERED that the Crocitto Amended Complaint is dismissed on the grounds set forth in Derivative Opinion I and Derivative Opinion II. The Clerk shall enter judgment in the above-noted actions on the basis of this order. (Signed by Judge Robert W. Sweet on 4/21/2014) Filed In Associated Cases: 1:12-md-02389-RWS, 1:12-cv-07549-RWS, 1:12-cv-07553-RWS, 1:12-cv-07815-RWS(lmb) (Entered: 04/23/2014)
JUDGMENT. ORDERED, ADJUDGED AND DECREED, that for the reasons stated in the Court's February 12, 2013 Opinion and Order, and in the April 17, 2014 Stipulation and Order, final judgment is entered dismissing the action in its entirety. (Signed by Judge Robert W. Sweet on 4/21/2014) Filed In Associated Cases: 1:12-md-02389-RWS, 1:12-cv-07549-RWS (rjm) (Entered: 04/23/2014)
JUDGMENT. ORDERED, ADJUDGED AND DECREED, that for the reasons stated in the Court's February 12, 2013 Opinion and Order, and in the April 17, 2014 Stipulation and Order, final judgment is entered dismissing the action in its entirety. (Signed by Judge Robert W. Sweet on 4/21/2014) Filed In Associated Cases: 1:12-md-02389-RWS, 1:12-cv-07815-RWS (rjm) (Entered: 04/23/2014)
JUDGMENT. ORDERED, ADJUDGED AND DECREED, that for the reasons stated in the Court's February 12, 2013 Opinion and Order, and in the April 17, 2014 Stipulation and Order, final judgment is entered dismissing the action in its entirety. (Signed by Judge Robert W. Sweet on 4/21/2014) Filed In Associated Cases: 1:12-md-02389-RWS, 1:12-cv-07553-RWS (rjm) (Entered: 04/23/2014)
JUDGMENT. ORDERED, ADJUDGED AND DECREED, that for the reasons stated in Derivative Opinion I, in Derivative Opinion II, and in the April 17, 2014 Stipulation and Order, final judgment is entered dismissing the action in its entirety. (Signed by Judge Robert W. Sweet on 4/21/2014). Relates to 12md2389, 13-786. (rjm) (Entered: 04/23/2014)
PLAINTIFF EDWARD CHILDS' NOTICE OF VOLUNTARY DISMISSAL PURSUANT TO FED. R. CIV. P. 41(a)(1)(A)(i). Pursuant to Fed. R. Civ. P. 41(a)(1)(A)(i) of the Federal Rules of Civil Procedure, Plaintiff Edward Childs, by and through his counsel, hereby gives notice that the above-captioned action, 12-cv-4156 (RWS), is voluntarily dismissed as to all defendants. This dismissal shall apply to that action only, and shall not constitute a dismissal of any other actions in In re: Facebook, Inc. IPO Securities and Derivative Litigation, 12-md-2389 (RWS). So ordered. (Signed by Judge Robert W. Sweet on 4/18/2014) Filed In Associated Cases: 1:12-md-02389-RWS, 1:12-cv-04156-RWS (rjm) (Entered: 04/22/2014)
OPINION & ORDER #104064. Based upon the conclusions set forth above, Defendants' motion for interlocutory appeal is denied. (Signed by Judge Robert W. Sweet on 3/7/2014) (lmb) Modified on 3/17/2014 (ca). (Entered: 03/13/2014)
ENDORSED LETTER addressed to Judge Robert W. Sweet from James P. Rouhandeh dated 2/24/2014 re: Request for an adjournment of the oral argument relating to the Lead Underwriters' motion to dismiss the complaint in Lowinger v. Morgan Stanley & Co. LLC, No. 13 Civ. 4016, from its current scheduled date of 3/26/2014 to 4/9/2014 at 12:00 p.m. due to scheduling conflicts. ENDORSEMENT: So ordered. (Signed by Judge Robert W. Sweet on 2/28/2014) Filed In Associated Cases: 1:12-md-02389-RWS, 1:13-cv-04016-RWS (rjm) (Entered: 03/05/2014)
NOTICE OF APPEAL from 196 Judgment, 173 Memorandum & Opinion,,. Document filed by Gaye Jones, Holly McConnaughey. Filing fee $ 505.00, receipt number 0208-9403189. Form C and Form D are due within 14 days to the Court of Appeals, Second Circuit. (Rudman, Samuel) (Entered: 02/28/2014)
STIPULATION AND SCHEDULING ORDER: The Parties have agreed to exchange initial disclosures pursuant to Fed. R. Civ. P. 26(a)(1) on March 14, 2014. In accordance with Fed. R. Civ. P. 26(f)(3), the Parties jointly submit thefollowing Proposed Pretrial Schedule which is subject to Defendants' position (opposed by Plaintiffs) that further proceedings in this matter, including the commencement of discovery, should be stayed pending resolution of Defendants' 1292(b) motion. Amended Pleadings due by 12/5/2014. Joinder of Parties due by 12/5/2014. Motions due by 9/25/2015. Responses due by 11/13/2015 Replies due by 12/18/2015. Fact Discovery due by 1/30/2015. Expert Discovery due by 7/24/2015. SO ORDERED. (Signed by Judge Robert W. Sweet on 2/03/2014) (ama) (Entered: 02/18/2014)
CERTIFICATE OF SERVICE of Notice of Appeal served on Lead and Co-Lead Counsel on February 14, 2014. Document filed by Anna M. Ewing, Robert Greifeld, NASDAQ OMX Group, Inc., Nasdaq Stock Market, Inc., Nasdaqomx Group, Inc., The Nasdaq Stock Market L.L.C.. Filed In Associated Cases: 1:12-md-02389-RWS et al.(Kastenberg, Stephen) (Entered: 02/14/2014)
NOTICE OF INTERLOCUTORY APPEAL from (87 in 1:12-cv-04054-RWS, 64 in 1:12-cv-04201-RWS, 57 in 1:12-cv-04600-RWS, 59 in 1:12-cv-04403-RWS, 55 in 1:12-cv-04315-RWS, 52 in 1:12-cv-04716-RWS, 53 in 1:12-cv-04200-RWS, 171 in 1:12-md-02389-RWS) Memorandum & Opinion,,,,,. Document filed by NASDAQ OMX Group, Inc., The Nasdaq Stock Market LLC, Nasdaqomx Group, Inc., Anna M. Ewing, Robert Greifeld, Nasdaq Stock Market, Inc., The Nasdaq Stock Market L.L.C., The Nasdaq Stock Market L.L.C.. Filing fee $ 505.00, receipt number 0208-9358398. Form C and Form D are due within 14 days to the Court of Appeals, Second Circuit. Filed In Associated Cases: 1:12-md-02389-RWS et al.(Kastenberg, Stephen) (Entered: 02/14/2014)
OPINION AND ORDER: #103976 re: 177 MOTION to Amend/Correct (171 in 1:12-md-02389-RWS) Memorandum & Opinion, and certify Order for interlocutory appeal pursuant to 28 U.S.C. § 1292(b). MOTION to Amend/Correct (171 in 1:12-md-02389-RWS) Memorandum & Opinion, and certify Order for interlocutory appeal pursuant to 28 U.S.C. § 1292(b). filed by Nasdaqomx Group, Inc., Nasdaq OMX Group, Inc., Nasdaq Stock Market, Inc., Anna M. Ewing, NASDAQ OMX Group, Inc., Robert Greifeld, The Nasdaq Stock Market LLC, The Nasdaq Stock Market L.L.C. Based upon the conclusions set forth above, Defendants' motion for interlocutory appeal is DENIED. IT IS SO ORDERED. (Signed by Judge Robert W. Sweet on 2/11/2014) (ama) Modified on 2/21/2014 (ca). (Entered: 02/14/2014)
NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a CONFERENCE CORRECTED proceeding held on 2/4/14 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(Rodriguez, Somari) (Entered: 02/13/2014)
TRANSCRIPT of Proceedings re: CONFERENCE CORRECTED held on 2/4/2014 before Judge Robert W. Sweet. Court Reporter/Transcriber: Steven Greenblum, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 3/10/2014. Redacted Transcript Deadline set for 3/20/2014. Release of Transcript Restriction set for 5/19/2014.(Rodriguez, Somari) (Entered: 02/13/2014)
NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a CONFERENCE proceeding held on 2/4/14 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(Rodriguez, Somari) (Entered: 02/13/2014)
TRANSCRIPT of Proceedings re: CONFERENCE held on 2/4/2014 before Judge Robert W. Sweet. Court Reporter/Transcriber: Steven Greenblum, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 3/10/2014. Redacted Transcript Deadline set for 3/20/2014. Release of Transcript Restriction set for 5/19/2014.(Rodriguez, Somari) (Entered: 02/13/2014)
ORDER as to (160 in 1:12-md-02389-RWS, 11 in 1:13-cv-04016-RWS) MOTION to Dismiss. Defendants' motion to dismiss shall be heard at noon on March 26, 2014, in Courtroom 18C, United States Courthouse, 500 Pearl Street. All motion papers shall be served in accordance with Local Civil Rule 6.1. It is so ordered. (Motion Hearing set for 3/26/2014 at 12:00 PM in Courtroom 18C, 500 Pearl Street, New York, NY 10007 before Judge Robert W. Sweet.) (Signed by Judge Robert W. Sweet on 2/5/2014) Filed In Associated Cases: 1:12-md-02389-RWS, 1:13-cv-04016-RWS(ja) (Entered: 02/06/2014)
ENDORSED LETTER addressed to Judge Robert W. Sweet, from Andrew B. Clubok, dated 1/30/2014, re: We represent Facebook, Inc. and its officers and directors in the above referenced litigation... Defendants will be filing a reply brief in support their Motion To Amend and Certify December 12 Order for Interlocutory Appeal Pursuant to 28 U.S.C. § 1292(b) - request thirteen pages for this reply. ENDORSEMENT: So ordered. (Signed by Judge Robert W. Sweet on 1/31/2014) (ja) (Entered: 02/03/2014)
REPLY MEMORANDUM OF LAW in Support re: (58 in 1:12-cv-04131-RWS, 64 in 1:12-cv-04777-RWS, 123 in 1:12-cv-04081-RWS, 64 in 1:12-cv-04291-RWS, 72 in 1:12-cv-07542-RWS, 67 in 1:12-cv-04099-RWS, 158 in 1:12-cv-07546-RWS, 158 in 1:12-cv-07548-RWS, 159 in 1:12-cv-07543-RWS, 158 in 1:12-cv-07547-RWS, 65 in 1:12-cv-04360-RWS, 59 in 1:12-cv-04362-RWS, 74 in 1:12-cv-07550-RWS, 65 in 1:12-cv-04150-RWS, 59 in 1:12-cv-04763-RWS, 61 in 1:12-cv-04215-RWS, 64 in 1:12-cv-04312-RWS, 152 in 1:12-cv-07587-RWS, 55 in 1:12-cv-04551-RWS, 99 in 1:12-cv-04648-RWS, 73 in 1:12-cv-04194-RWS, 180 in 1:12-md-02389-RWS, 173 in 1:12-cv-07586-RWS, 64 in 1:12-cv-04184-RWS, 76 in 1:12-cv-07544-RWS, 68 in 1:12-cv-04332-RWS, 71 in 1:12-cv-07552-RWS, 64 in 1:12-cv-04252-RWS, 97 in 1:12-cv-07551-RWS, 66 in 1:12-cv-04157-RWS, 158 in 1:12-cv-07545-RWS) MOTION to Amend/Correct (172 in 1:12-cv-07586-RWS, 172 in 1:12-cv-07586-RWS, 172 in 1:12-md-02389-RWS, 172 in 1:12-md-02389-RWS) Memorandum & Opinion, Set Hearings,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, and c MOTION to Amend/Correct (172 in 1:12-cv-07586-RWS, 172 in 1:12-cv-07586-RWS, 172 in 1:12-md-02389-RWS, 172 in 1:12-md-02389-RWS) Memorandum & Opinion, Set Hearings,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, and c MOTION to Amend/Correct (172 in 1:12-cv-07586-RWS, 172 in 1:12-cv-07586-RWS, 172 in 1:12-md-02389-RWS, 172 in 1:12-md-02389-RWS) Memorandum & Opinion, Set Hearings,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, and c MOTION to Amend/Correct (172 in 1:12-cv-07586-RWS, 172 in 1:12-cv-07586-RWS, 172 in 1:12-md-02389-RWS, 172 in 1:12-md-02389-RWS) Memorandum & Opinion, Set Hearings,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, and c MOTION to Amend/Correct (172 in 1:12-cv-07586-RWS, 172 in 1:12-cv-07586-RWS, 172 in 1:12-md-02389-RWS, 172 in 1:12-md-02389-RWS) Memorandum & Opinion, Set Hearings,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, and c MOTION to Amend/Correct (172 in 1:12-cv-07586-RWS, 172 in 1:12-cv-07586-RWS, 172 in 1:12-md-02389-RWS, 172 in 1:12-md-02389-RWS) Memorandum & Opinion, Set Hearings,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, and c MOTION to Amend/Correct (172 in 1:12-cv-07586-RWS, 172 in 1:12-cv-07586-RWS, 172 in 1:12-md-02389-RWS, 172 in 1:12-md-02389-RWS) Memorandum & Opinion, Set Hearings,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, and c MOTION to Amend/Correct (172 in 1:12-cv-07586-RWS, 172 in 1:12-cv-07586-RWS, 172 in 1:12-md-02389-RWS, 172 in 1:12-md-02389-RWS) Memorandum & Opinion, Set Hearings,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, and c MOTION to Amend/Correct (172 in 1:12-cv-07586-RWS, 172 in 1:12-cv-07586-RWS, 172 in 1:12-md-02389-RWS, 172 in 1:12-md-02389-RWS) Memorandum & Opinion, Set Hearings,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, and c MOTION to Amend/Correct (172 in 1:12-cv-07586-RWS, 172 in 1:12-cv-07586-RWS, 172 in 1:12-md-02389-RWS, 172 in 1:12-md-02389-RWS) Memorandum & Opinion, Set Hearings,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, and c MOTION to Amend/Correct (172 in 1:12-cv-07586-RWS, 172 in 1:12-cv-07586-RWS, 172 in 1:12-md-02389-RWS, 172 in 1:12-md-02389-RWS) Memorandum & Opinion, Set Hearings,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, and c MOTION to Amend/Correct (172 in 1:12-cv-07586-RWS, 172 in 1:12-cv-07586-RWS, 172 in 1:12-md-02389-RWS, 172 in 1:12-md-02389-RWS) Memorandum & Opinion, Set Hearings,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, and c MOTION to Amend/Correct (172 in 1:12-cv-07586-RWS, 172 in 1:12-cv-07586-RWS, 172 in 1:12-md-02389-RWS, 172 in 1:12-md-02389-RWS) Memorandum & Opinion, Set Hearings,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, and c MOTION to Amend/Correct (172 in 1:12-cv-07586-RWS, 172 in 1:12-cv-07586-RWS, 172 in 1:12-md-02389-RWS, 172 in 1:12-md-02389-RWS) Memorandum & Opinion, Set Hearings,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, and c MOTION to Amend/Correct (172 in 1:12-cv-07586-RWS, 172 in 1:12-cv-07586-RWS, 172 in 1:12-md-02389-RWS, 172 in 1:12-md-02389-RWS) Memorandum & Opinion, Set Hearings,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, and c MOTION to Amend/Correct (172 in 1:12-cv-07586-RWS, 172 in 1:12-cv-07586-RWS, 172 in 1:12-md-02389-RWS, 172 in 1:12-md-02389-RWS) Memorandum & Opinion, Set Hearings,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, and c MOTION to Amend/Correct (172 in 1:12-cv-07586-RWS, 172 in 1:12-cv-07586-RWS, 172 in 1:12-md-02389-RWS, 172 in 1:12-md-02389-RWS) Memorandum & Opinion, Set Hearings,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, and c MOTION to Amend/Correct (172 in 1:12-cv-07586-RWS, 172 in 1:12-cv-07586-RWS, 172 in 1:12-md-02389-RWS, 172 in 1:12-md-02389-RWS) Memorandum & Opinion, Set Hearings,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, and c MOTION to Amend/Correct (172 in 1:12-cv-07586-RWS, 172 in 1:12-cv-07586-RWS, 172 in 1:12-md-02389-RWS, 172 in 1:12-md-02389-RWS) Memorandum & Opinion, Set Hearings,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, and c. Document filed by Allen & Company LLC, Marc L. Andreesen, BMO Capital Markets Corp., Barclays Capital Inc., Blaylock Robert Van LLC, Erskine B. Bowles, James W. Breyer, C.L. King & Associates, Inc., Cabrera Capital Markets, LLC, Castleoak Securities, L.P., Citigroup Global Markets Inc., Cowen and Company, LLC, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., ETrade Securities LLC, David A. Ebersman, Facebook, Inc., Goldman, Sachs & Co., Donald E. Graham, Reed Hastings, ITAU BBA USA Securities, Inc., J.P. Morgan Securities LLC, J.P. Morgan Securities LLC, Lazard Capital Markets LLC, Lebenthal & Co., LLC, Loop Capital Markets LLC, M.R. Beal & Company, Macquarie Capital (USA) Inc., Merrill Lynch, Pierce, Fenner & Smith Inc., Morgan Stanley & Co. LLC, Muriel Seibert & Co., Inc., Oppenheimer & Co. Inc.,, Pacific Crest Securities LLC, Piper Jaffray & Co., RBC Capital Markets, LLC, Raymond James & Associates, Inc., Samuel A. Ramirez & Company, Inc., David M. Spillane, Stifel, Nicolaus & Company, Incorporated, The Williams Capital Group, L.P., Peter A. Thiel, William Blair & Company, L.L.C., Mark Zuckerberg, Marc L. Andreessen, C.L. King & Associates, Inc, Credit Suisse Securities (USA), LLC, E Trade Securities, LLC., Goldman Sachs & Co., Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co, LLC, Muriel Siebert & Co., Inc., Oppenheimer & Co., Inc., Barclays Capital Inc, CastleOak Securities L.P, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., E Trade Securities LLC, Goldman, Sachs & Co., JP Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Inc., Oppenheimer & Co. Inc, Piper Jaffrey & Co., Raymond James & Associates, Inc., Sheryl K. Sandberg, Wells Fargo Securities, LLC, Facebook Inc., Allen & Facebook (sic) LLC, CitiGroup Global Market, Inc., Lawrence Corneck, Cowen and Facebook (sic) LLC, Credit Suisse Securites (USA) LLC, Deutsche Bank Securites, Inc., David E. (sic) Ebersman, Facebook, Inc., Goldman Sachs & CO., Goldman, Sachs & Co., Cipora Herman, Kevin Hicks, J.P. Morgan Securiries LLC., King & Associates, Inc., Harvey Lapin, Linh Luu, M.R. Beal & Facebook (sic), Macquarie Capital (USA) Inc., Merrill Lynch, Morgan Stanley & Co, Inc., Oppenheimer & CO. Inc., Pierce Fenner & Smith Incorporated, RBC Capital Markets LLC, Samuel A. Ramirez & Facebook (sic) Inc, Jill D. Simon, Stifel Nicholas & Facebook (sic) Incorporated, Stifel, Nicolaus & Company, Inc., Uma M. Swaminathan, Nick E. Tran, William Blair & Company L.L.C., William Blair & Facebook (sic) LLC, Marc L Andreessen, James Chang, Goldman Sachs & Co, Allen & Company, L.L.C., Credit Suisse Securities (USA) L.L.C., Deutsche Bank Securities Inc., Goldman, Sachs & Co., J.P. Morgan Securities L.L.C., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. L.L.C., RBC Capital Markets L.L.C., Wells Fargo Securities L.L.C., Deutsche Bank Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co., LLC, Peter Thiel, Barclays Capital, Inc., Merrill Lynch, Pierce Fenner & Smith Incorporated, Allen & Company L.L.C., Goldman Sachs & Co., Morgan Stanley & Co.L.L.C., Rick Pond, Macquarie Capital (USA) Inc., Oppenheimer & Co., Inc., Raymond James & Associates, Inc., Stifel Nicolaus & Company, Incorporated, Deutsche Bank Securities, Inc., Lazard Capital Markets, LLC, Oppenheimer & CO., Inc., Stifel, Nicolaus & Company, Incorporated, Merrill Lynch, Pierce, Fenner & Smith Inc., Morgan Stanley & Co. Inc., Merrill Lynch, Pierce, Fenner & Smith, Inc., Morgan Stanley & Co., Inc., C.L. King & Associates Inc, Cabrera Capital Markets LLC, Castleoak Securities LP, Cowen and Company LLC, Itau BBA USA Securities Inc, Lebenthal & Co LLC, Muriel Siebert & Co Inc, Oppenheimer & Co Inc, Piper Jaffray & Co, Raymond James & Associates Inc, Samuel A. Ramirez & Company Inc, Stifel Nicolaus & Company Incorporated, The Williams Capital Group LP, Wells Fargo Securities LLC, William Blair & Company LLC, Cowen & Facebook (sic) LLC, Merrill Lynch, Muriel Siebert & Co., Inc, Mark Zukerburg (sic), Citigroup Global Markets, Inc., Credit Suisse Securities (USA) LLC, Goldman Sachs & Co., Muriel Siebert & Co, Inc., Samuel A Ramirez & Company, Inc, David Ebersman, J.P. Morgan Securities Holdings LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, David E. (sic) Ebersman, Stifel, Nicolaus & Company Incorporated, Williams Capital Group, L.P., William H. Anhood. Filed In Associated Cases: 1:12-md-02389-RWS et al.(Clubok, Andrew) (Entered: 01/31/2014)
ENDORSED LETTER addressed to Judge Robert W. Sweet from Vincent R. Cappucci dated 1/13/2014 re: We write on behalf of Lead Plaintiffs in the consolidated NASDAQ Actions. Lead Plaintiffs' Memorandum of Law in Opposition to Defendants' Motion to Amend and Certify Order Entered December 16, 2013 for Interlocutory Appeal Pursuant to 28 U.S.C. § 1292(b) is due to be filed on January 16, 2014. We write to request that the Court extend this deadline five days, to January 21, 2014. ENDORSEMENT: SO ORDERED. (Signed by Judge Robert W. Sweet on 1/13/2014) (ama) (Entered: 01/30/2014)
JUDGMENT That for the reasons stated in the Court's Opinion dated December 20, 2013, the Nominal Defendant's motion to dismiss is denied in part and granted in part, and Plaintiffs' motion to remand is denied as moot. (Signed by Judge Robert W. Sweet on 1/29/14) (Attachments: # 1 Notice of Right to Appeal)Filed In Associated Cases: 1:12-md-02389-RWS, 1:13-cv-02830-RWS(ml) (Entered: 01/30/2014)
CERTIFICATE OF SERVICE of Reply Memorandum in Further Support of Defendants Motion to Amend and Certify Order Entered December 16, 2013 for Interlocutory Appeal Pursuant to 28 U.S.C. § 1292(b) served on Counsel for Lead Plaintiffs on January 30, 2014. Document filed by Anna M. Ewing, Robert Greifeld, NASDAQ OMX Group, Inc., Nasdaq Stock Market, Inc., Nasdaqomx Group, Inc., The Nasdaq Stock Market L.L.C.. Filed In Associated Cases: 1:12-md-02389-RWS et al.(Kastenberg, Stephen) (Entered: 01/30/2014)
REPLY MEMORANDUM OF LAW in Support re: (62 in 1:12-cv-04600-RWS, 57 in 1:12-cv-04716-RWS, 92 in 1:12-cv-04054-RWS, 64 in 1:12-cv-04403-RWS, 58 in 1:12-cv-04200-RWS, 60 in 1:12-cv-04315-RWS, 177 in 1:12-md-02389-RWS, 69 in 1:12-cv-04201-RWS) MOTION to Amend/Correct (171 in 1:12-md-02389-RWS) Memorandum & Opinion,,,,,, and certify Order for interlocutory appeal pursuant to 28 U.S.C. § 1292(b). MOTION to Amend/Correct (171 in 1:12-md-02389-RWS) Memorandum & Opinion,,,,,, and certify Order for interlocutory appeal pursuant to 28 U.S.C. § 1292(b).. Document filed by NASDAQ OMX Group, Inc., The Nasdaq Stock Market LLC, Nasdaqomx Group, Inc., Anna M. Ewing, Robert Greifeld, Nasdaq Stock Market, Inc., The Nasdaq Stock Market L.L.C., The Nasdaq Stock Market L.L.C.. Filed In Associated Cases: 1:12-md-02389-RWS et al.(Kastenberg, Stephen) (Entered: 01/30/2014)
ENDORSED LETTER addressed to Judge Robert W. Sweet from James P. Rouhandeh dated 1/21/2014 re: The Lead Underwriters request permission to file a reply brief of 17 pages. ENDORSEMENT: So Ordered. (Signed by Judge Robert W. Sweet on 1/23/2014) Filed In Associated Cases: 1:12-md-02389-RWS, 1:13-cv-04016-RWS(cd) (Entered: 01/27/2014)
MEMORANDUM OF LAW in Opposition re: 180 MOTION to Amend/Correct (172 in 1:12-cv-07586-RWS, 172 in 1:12-cv-07586-RWS, 172 in 1:12-md-02389-RWS, 172 in 1:12-md-02389-RWS) Memorandum & Opinion, Set Hearings,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, and c MOTION to Amend/Correct (172 in 1:12-cv-07586-RWS, 172 in 1:12-cv-07586-RWS, 172 in 1:12-md-02389-RWS, 172 in 1:12-md-02389-RWS) Memorandum & Opinion, Set Hearings,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, and c MOTION to Amend/Correct (172 in 1:12-cv-07586-RWS, 172 in 1:12-cv-07586-RWS, 172 in 1:12-md-02389-RWS, 172 in 1:12-md-02389-RWS) Memorandum & Opinion, Set Hearings,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, and c MOTION to Amend/Correct (172 in 1:12-cv-07586-RWS, 172 in 1:12-cv-07586-RWS, 172 in 1:12-md-02389-RWS, 172 in 1:12-md-02389-RWS) Memorandum & Opinion, Set Hearings,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, and c MOTION to Amend/Correct (172 in 1:12-cv-07586-RWS, 172 in 1:12-cv-07586-RWS, 172 in 1:12-md-02389-RWS, 172 in 1:12-md-02389-RWS) Memorandum & Opinion, Set Hearings,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, and c MOTION to Amend/Correct (172 in 1:12-cv-07586-RWS, 172 in 1:12-cv-07586-RWS, 172 in 1:12-md-02389-RWS, 172 in 1:12-md-02389-RWS) Memorandum & Opinion, Set Hearings,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, and c MOTION to Amend/Correct (172 in 1:12-cv-07586-RWS, 172 in 1:12-cv-07586-RWS, 172 in 1:12-md-02389-RWS, 172 in 1:12-md-02389-RWS) Memorandum & Opinion, Set Hearings,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, and c MOTION to Amend/Correct (172 in 1:12-cv-07586-RWS, 172 in 1:12-cv-07586-RWS, 172 in 1:12-md-02389-RWS, 172 in 1:12-md-02389-RWS) Memorandum & Opinion, Set Hearings,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, and c MOTION to Amend/Correct (172 in 1:12-cv-07586-RWS, 172 in 1:12-cv-07586-RWS, 172 in 1:12-md-02389-RWS, 172 in 1:12-md-02389-RWS) Memorandum & Opinion, Set Hearings,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, and c MOTION to Amend/Correct (172 in 1:12-cv-07586-RWS, 172 in 1:12-cv-07586-RWS, 172 in 1:12-md-02389-RWS, 172 in 1:12-md-02389-RWS) Memorandum & Opinion, Set Hearings,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, and c MOTION to Amend/Correct (172 in 1:12-cv-07586-RWS, 172 in 1:12-cv-07586-RWS, 172 in 1:12-md-02389-RWS, 172 in 1:12-md-02389-RWS) Memorandum & Opinion, Set Hearings,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, and c MOTION to Amend/Correct (172 in 1:12-cv-07586-RWS, 172 in 1:12-cv-07586-RWS, 172 in 1:12-md-02389-RWS, 172 in 1:12-md-02389-RWS) Memorandum & Opinion, Set Hearings,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, and c MOTION to Amend/Correct (172 in 1:12-cv-07586-RWS, 172 in 1:12-cv-07586-RWS, 172 in 1:12-md-02389-RWS, 172 in 1:12-md-02389-RWS) Memorandum & Opinion, Set Hearings,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, and c MOTION to Amend/Correct (172 in 1:12-cv-07586-RWS, 172 in 1:12-cv-07586-RWS, 172 in 1:12-md-02389-RWS, 172 in 1:12-md-02389-RWS) Memorandum & Opinion, Set Hearings,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, and c MOTION to Amend/Correct (172 in 1:12-cv-07586-RWS, 172 in 1:12-cv-07586-RWS, 172 in 1:12-md-02389-RWS, 172 in 1:12-md-02389-RWS) Memorandum & Opinion, Set Hearings,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, and c MOTION to Amend/Correct (172 in 1:12-cv-07586-RWS, 172 in 1:12-cv-07586-RWS, 172 in 1:12-md-02389-RWS, 172 in 1:12-md-02389-RWS) Memorandum & Opinion, Set Hearings,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, and c MOTION to Amend/Correct (172 in 1:12-cv-07586-RWS, 172 in 1:12-cv-07586-RWS, 172 in 1:12-md-02389-RWS, 172 in 1:12-md-02389-RWS) Memorandum & Opinion, Set Hearings,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, and c MOTION to Amend/Correct (172 in 1:12-cv-07586-RWS, 172 in 1:12-cv-07586-RWS, 172 in 1:12-md-02389-RWS, 172 in 1:12-md-02389-RWS) Memorandum & Opinion, Set Hearings,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, and c MOTION to Amend/Correct (172 in 1:12-cv-07586-RWS, 172 in 1:12-cv-07586-RWS, 172 in 1:12-md-02389-RWS, 172 in 1:12-md-02389-RWS) Memorandum & Opinion, Set Hearings,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, and c. Document filed by Arkansas Teacher Retirement System, Banyan Capital Master Fund Ltd., Fresno County Employees' Retirement Association, North Carolina Department of State Treasurer. (Dubbs, Thomas) (Entered: 01/24/2014)
191
Filed: 1/22/2014, Entered: None
MEMORANDUM OF LAW in Opposition re: 177 MOTION to Amend/Correct (171 in 1:12-md-02389-RWS) Memorandum & Opinion,,,,,, and certify Order for interlocutory appeal pursuant to 28 U.S.C. § 1292(b). MOTION to Amend/Correct (171 in 1:12-md-02389-RWS) Memorandum & Opinion,,,,,, and certify Order for interlocutory appeal pursuant to 28 U.S.C. § 1292(b). CORRECTED COPY. Document filed by First New York Securities L.L.C.. (Cappucci, Vincent) (Entered: 01/22/2014)
FILING ERROR - DEFICIENT DOCKET ENTRY - (SEE DOCUMENT #191) MEMORANDUM OF LAW in Opposition re: 177 MOTION to Amend/Correct (171 in 1:12-md-02389-RWS) Memorandum & Opinion,,,,,, and certify Order for interlocutory appeal pursuant to 28 U.S.C. § 1292(b). MOTION to Amend/Correct (171 in 1:12-md-02389-RWS) Memorandum & Opinion,,,,,, and certify Order for interlocutory appeal pursuant to 28 U.S.C. § 1292(b).. Document filed by First New York Securities L.L.C.. (Cappucci, Vincent) Modified on 1/24/2014 (lb). (Entered: 01/21/2014)
ORDER re: MOTIONS to Amend/Correct (in 1:12-md-02389-RWS), Memorandum & Opinion, and certify Order for interlocutory appeal pursuant to 28 U.S.C. Sec. 1292(b) as set forth in the case numbers listed in this Order. Defendants The NASDAQ OMX Group, Inc., the NASDAQ Stock Market LLC, Robert Greifeld and Anna M. Ewing ("Defendants") motion pursuant to 28 U.S.C. Sec. 1292(b) to amend and certify the Order entered December 16, 2013 for interlocutory appeal, dated December 30, 2013 will be heard at noon on Wednesday, February 5, 2014, in Courtroom 18C, United States Courthouse, 500 Pearl Street. All motion papers shall be served in accordance with Local Civil Rule 6.1 It is so ordered. (Motion Hearing set for 2/5/2014 at 12:00 PM in Courtroom 18C, 500 Pearl Street, New York, NY 10007 before Judge Robert W. Sweet.) (Signed by Judge Robert W. Sweet on 1/14/2014) Filed In Associated Cases: 1:12-md-02389-RWS et al.(ja) Modified on 1/16/2014 (ja). Modified on 1/17/2014 (ja). (Entered: 01/16/2014)
ORDER: Defendants' motion to amend and certify the December 12, 2013 order for interlocutory appeal, dated January 10, 2014, shall be heard at 10 a.m. on Tuesday, February 4, 2014, in Courtroom 18C, United States Courthouse, 500 Pearl Street. All motion papers shall be served in accordance with Local Civil Rule 6.1. ( Motion Hearing set for 2/4/2014 at 10:00 AM in Courtroom 18C, 500 Pearl Street, New York, NY 10007 before Judge Robert W. Sweet.) (Signed by Judge Robert W. Sweet on 1/14/2014) (cd) (Entered: 01/15/2014)
ENDORSED LETTER re: 174 MOTION for Extension of Time to Appeal Pursuant to Fed. R.A.P. 4(a)(5). MOTION for Extension of Time to Appeal Pursuant to Fed. R.A.P. 4(a)(5) filed by Nasdaqomx Group, Inc., Nasdaq OMX Group, Inc., Nasdaq Stock Market, Inc., Anna M. Ewing, NASDAQ OMX Group, Inc., Robert Greifeld, The Nasdaq Stock Market LLC, The Nasdaq Stock Market L.L.C. addressed to Judge Robert W. Sweet from Vincent R. Cappucci dated 1/13/2014 re: Request to extend time to 1/21/2014 for reply on motion to amend and certify order entered 12/16/2013. ENDORSEMENT: So Ordered. Set Deadlines/Hearing as to 174 MOTION for Extension of Time to Appeal Pursuant to Fed. R.A.P. 4(a)(5). MOTION for Extension of Time to Appeal Pursuant to Fed. R.A.P. 4(a)(5). ( Replies due by 1/21/2014.) (Signed by Judge Robert W. Sweet on 1/13/2014) (cd) (Entered: 01/15/2014)
ORDER: in case 1:12-cv-04054-RWS et al; granting (183) Letter Motion for Extension of Time in case 1:12-md-02389-RWS. ORDERED that Defendants' deadline to file a notice of appeal is hereby extended to February 14, 2014. (Signed by Judge Robert W. Sweet on 1/13/2014) Filed In Associated Cases: 1:12-md-02389-RWS et al. (cd) (Entered: 01/15/2014)
STIPULATION AND ORDER EXTENDING TIME TO ANSWER THE CONSOLIDATED AMENDED CLASS ACTION COMPLAINT: WHEREAS, Defendants The NASDAQ OMX Group, Inc., The NASDAQ Stock Market LLC, Robert Greifeld, and Anna M. Ewing filed a Motion to Dismiss the CAC, which the Court granted in part and denied in part on December 16, 2013; the parties to this action agree that extending the time for Defendants to answer the CAC would serve the interests of the parties and the Court; NOW, THEREFORE, IT IS HEREBY STIPULATED AND AGREED, subject to the approval of the Court, that the time for Defendants to answer the CAC is hereby extended to February 17, 2014. NASDAQ OMX Group, Inc. answer due 2/17/2014; The Nasdaq Stock Market LLC answer due 2/17/2014; Nasdaqomx Group, Inc. answer due 2/17/2014; The Nasdaq Stock Market L.L.C. answer due 2/17/2014. (Signed by Judge Robert W. Sweet on 1/9/2014) Filed In Associated Cases: 1:12-md-02389-RWS et al.(ja) (Entered: 01/13/2014)
STIPULATION: that the time for all Defendants to answer Plaintiffs' consolidated class action complaint shall be deferred until such time that the parties can meet and confer in good faith to determine a reasonable schedule. So ordered. (Signed by Judge Robert W. Sweet on 1/9/2014) Filed In Associated Cases: 1:12-md-02389-RWS et al.(ja) (Entered: 01/13/2014)
LETTER MOTION for Extension of Time addressed to Judge Robert W. Sweet from Vincent R. Cappucci dated January 13, 2014. Document filed by Avatar Securities, LLC, First New York Securities L.L.C., T3 Trading Group, LLC.(Cappucci, Vincent) (Entered: 01/13/2014)
RESPONSE to Motion re: 174 MOTION for Extension of Time to Appeal Pursuant to Fed. R.A.P. 4(a)(5). MOTION for Extension of Time to Appeal Pursuant to Fed. R.A.P. 4(a)(5). Lead Plaintiffs' Response to Defendants' Motion to Extend Time to Appeal Pursuant to Fed. R.A.P. 4(a)(5). Document filed by Avatar Securities, LLC, First New York Securities L.L.C., T3 Trading Group, LLC. (Cappucci, Vincent) (Entered: 01/13/2014)
MEMORANDUM OF LAW in Support re: (58 in 1:12-cv-04131-RWS, 64 in 1:12-cv-04777-RWS, 123 in 1:12-cv-04081-RWS, 64 in 1:12-cv-04291-RWS, 72 in 1:12-cv-07542-RWS, 67 in 1:12-cv-04099-RWS, 158 in 1:12-cv-07546-RWS, 158 in 1:12-cv-07548-RWS, 159 in 1:12-cv-07543-RWS, 158 in 1:12-cv-07547-RWS, 65 in 1:12-cv-04360-RWS, 59 in 1:12-cv-04362-RWS, 74 in 1:12-cv-07550-RWS, 65 in 1:12-cv-04150-RWS, 59 in 1:12-cv-04763-RWS, 61 in 1:12-cv-04215-RWS, 64 in 1:12-cv-04312-RWS, 55 in 1:12-cv-04551-RWS, 152 in 1:12-cv-07587-RWS, 99 in 1:12-cv-04648-RWS, 73 in 1:12-cv-04194-RWS, 180 in 1:12-md-02389-RWS, 173 in 1:12-cv-07586-RWS, 64 in 1:12-cv-04184-RWS, 76 in 1:12-cv-07544-RWS, 68 in 1:12-cv-04332-RWS, 71 in 1:12-cv-07552-RWS, 64 in 1:12-cv-04252-RWS, 97 in 1:12-cv-07551-RWS, 66 in 1:12-cv-04157-RWS, 158 in 1:12-cv-07545-RWS) MOTION to Amend/Correct (172 in 1:12-cv-07586-RWS, 172 in 1:12-cv-07586-RWS, 172 in 1:12-md-02389-RWS, 172 in 1:12-md-02389-RWS) Memorandum & Opinion, Set Hearings,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, and c MOTION to Amend/Correct (172 in 1:12-cv-07586-RWS, 172 in 1:12-cv-07586-RWS, 172 in 1:12-md-02389-RWS, 172 in 1:12-md-02389-RWS) Memorandum & Opinion, Set Hearings,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, and c MOTION to Amend/Correct (172 in 1:12-cv-07586-RWS, 172 in 1:12-cv-07586-RWS, 172 in 1:12-md-02389-RWS, 172 in 1:12-md-02389-RWS) Memorandum & Opinion, Set Hearings,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, and c MOTION to Amend/Correct (172 in 1:12-cv-07586-RWS, 172 in 1:12-cv-07586-RWS, 172 in 1:12-md-02389-RWS, 172 in 1:12-md-02389-RWS) Memorandum & Opinion, Set Hearings,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, and c MOTION to Amend/Correct (172 in 1:12-cv-07586-RWS, 172 in 1:12-cv-07586-RWS, 172 in 1:12-md-02389-RWS, 172 in 1:12-md-02389-RWS) Memorandum & Opinion, Set Hearings,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, and c MOTION to Amend/Correct (172 in 1:12-cv-07586-RWS, 172 in 1:12-cv-07586-RWS, 172 in 1:12-md-02389-RWS, 172 in 1:12-md-02389-RWS) Memorandum & Opinion, Set Hearings,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, and c MOTION to Amend/Correct (172 in 1:12-cv-07586-RWS, 172 in 1:12-cv-07586-RWS, 172 in 1:12-md-02389-RWS, 172 in 1:12-md-02389-RWS) Memorandum & Opinion, Set Hearings,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, and c MOTION to Amend/Correct (172 in 1:12-cv-07586-RWS, 172 in 1:12-cv-07586-RWS, 172 in 1:12-md-02389-RWS, 172 in 1:12-md-02389-RWS) Memorandum & Opinion, Set Hearings,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, and c MOTION to Amend/Correct (172 in 1:12-cv-07586-RWS, 172 in 1:12-cv-07586-RWS, 172 in 1:12-md-02389-RWS, 172 in 1:12-md-02389-RWS) Memorandum & Opinion, Set Hearings,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, and c MOTION to Amend/Correct (172 in 1:12-cv-07586-RWS, 172 in 1:12-cv-07586-RWS, 172 in 1:12-md-02389-RWS, 172 in 1:12-md-02389-RWS) Memorandum & Opinion, Set Hearings,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, and c MOTION to Amend/Correct (172 in 1:12-cv-07586-RWS, 172 in 1:12-cv-07586-RWS, 172 in 1:12-md-02389-RWS, 172 in 1:12-md-02389-RWS) Memorandum & Opinion, Set Hearings,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, and c MOTION to Amend/Correct (172 in 1:12-cv-07586-RWS, 172 in 1:12-cv-07586-RWS, 172 in 1:12-md-02389-RWS, 172 in 1:12-md-02389-RWS) Memorandum & Opinion, Set Hearings,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, and c MOTION to Amend/Correct (172 in 1:12-cv-07586-RWS, 172 in 1:12-cv-07586-RWS, 172 in 1:12-md-02389-RWS, 172 in 1:12-md-02389-RWS) Memorandum & Opinion, Set Hearings,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, and c MOTION to Amend/Correct (172 in 1:12-cv-07586-RWS, 172 in 1:12-cv-07586-RWS, 172 in 1:12-md-02389-RWS, 172 in 1:12-md-02389-RWS) Memorandum & Opinion, Set Hearings,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, and c MOTION to Amend/Correct (172 in 1:12-cv-07586-RWS, 172 in 1:12-cv-07586-RWS, 172 in 1:12-md-02389-RWS, 172 in 1:12-md-02389-RWS) Memorandum & Opinion, Set Hearings,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, and c MOTION to Amend/Correct (172 in 1:12-cv-07586-RWS, 172 in 1:12-cv-07586-RWS, 172 in 1:12-md-02389-RWS, 172 in 1:12-md-02389-RWS) Memorandum & Opinion, Set Hearings,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, and c MOTION to Amend/Correct (172 in 1:12-cv-07586-RWS, 172 in 1:12-cv-07586-RWS, 172 in 1:12-md-02389-RWS, 172 in 1:12-md-02389-RWS) Memorandum & Opinion, Set Hearings,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, and c MOTION to Amend/Correct (172 in 1:12-cv-07586-RWS, 172 in 1:12-cv-07586-RWS, 172 in 1:12-md-02389-RWS, 172 in 1:12-md-02389-RWS) Memorandum & Opinion, Set Hearings,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, and c MOTION to Amend/Correct (172 in 1:12-cv-07586-RWS, 172 in 1:12-cv-07586-RWS, 172 in 1:12-md-02389-RWS, 172 in 1:12-md-02389-RWS) Memorandum & Opinion, Set Hearings,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, and c and certify Order for Interlocutory Appeal pursuant to 28 U.S.C. § 1292(b). Document filed by Allen & Company LLC, Marc L. Andreesen, BMO Capital Markets Corp., Barclays Capital Inc., Blaylock Robert Van LLC, Erskine B. Bowles, James W. Breyer, C.L. King & Associates, Inc., Cabrera Capital Markets, LLC, Castleoak Securities, L.P., Citigroup Global Markets Inc., Cowen and Company, LLC, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., ETrade Securities LLC, David A. Ebersman, Facebook, Inc., Goldman, Sachs & Co., Donald E. Graham, Reed Hastings, ITAU BBA USA Securities, Inc., J.P. Morgan Securities LLC, J.P. Morgan Securities LLC, Lazard Capital Markets LLC, Lebenthal & Co., LLC, Loop Capital Markets LLC, M.R. Beal & Company, Macquarie Capital (USA) Inc., Merrill Lynch, Pierce, Fenner & Smith Inc., Morgan Stanley & Co. LLC, Muriel Seibert & Co., Inc., Oppenheimer & Co. Inc.,, Pacific Crest Securities LLC, Piper Jaffray & Co., RBC Capital Markets, LLC, Raymond James & Associates, Inc., Samuel A. Ramirez & Company, Inc., David M. Spillane, Stifel, Nicolaus & Company, Incorporated, The Williams Capital Group, L.P., Peter A. Thiel, William Blair & Company, L.L.C., Mark Zuckerberg, Marc L. Andreessen, C.L. King & Associates, Inc, Credit Suisse Securities (USA), LLC, E Trade Securities, LLC., Goldman Sachs & Co., Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co, LLC, Muriel Siebert & Co., Inc., Oppenheimer & Co., Inc., Barclays Capital Inc, CastleOak Securities L.P, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., E Trade Securities LLC, Goldman, Sachs & Co., JP Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Inc., Oppenheimer & Co. Inc, Piper Jaffrey & Co., Raymond James & Associates, Inc., Sheryl K. Sandberg, Wells Fargo Securities, LLC, Facebook Inc., Allen & Facebook (sic) LLC, CitiGroup Global Market, Inc., Lawrence Corneck, Cowen and Facebook (sic) LLC, Credit Suisse Securites (USA) LLC, Deutsche Bank Securites, Inc., David E. (sic) Ebersman, Anna M. Ewing, Facebook, Inc., Goldman Sachs & CO., Goldman, Sachs & Co., Robert Greifeld, Cipora Herman, Kevin Hicks, J.P. Morgan Securiries LLC., King & Associates, Inc., Harvey Lapin, M.R. Beal & Facebook (sic), Macquarie Capital (USA) Inc., Merrill Lynch, Morgan Stanley & Co, Inc., Oppenheimer & CO. Inc., Pierce Fenner & Smith Incorporated, RBC Capital Markets LLC, Samuel A. Ramirez & Facebook (sic) Inc, Jill D. Simon, Stifel Nicholas & Facebook (sic) Incorporated, Stifel, Nicolaus & Company, Inc., Nick E. Tran, William Blair & Company L.L.C., William Blair & Facebook (sic) LLC, Marc L Andreessen, Goldman Sachs & Co, Allen & Company, L.L.C., Credit Suisse Securities (USA) L.L.C., Deutsche Bank Securities Inc., Goldman, Sachs & Co., J.P. Morgan Securities L.L.C., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. L.L.C., RBC Capital Markets L.L.C., Wells Fargo Securities L.L.C., Deutsche Bank Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co., LLC, Peter Thiel, Barclays Capital, Inc., Merrill Lynch, Pierce Fenner & Smith Incorporated, Allen & Company L.L.C., Goldman Sachs & Co., Morgan Stanley & Co.L.L.C., Macquarie Capital (USA) Inc., Oppenheimer & Co., Inc., Raymond James & Associates, Inc., Stifel Nicolaus & Company, Incorporated, Deutsche Bank Securities, Inc., Lazard Capital Markets, LLC, Oppenheimer & CO., Inc., Stifel, Nicolaus & Company, Incorporated, Merrill Lynch, Pierce, Fenner & Smith Inc., Morgan Stanley & Co. Inc., Merrill Lynch, Pierce, Fenner & Smith, Inc., Morgan Stanley & Co., Inc., C.L. King & Associates Inc, Cabrera Capital Markets LLC, Castleoak Securities LP, Cowen and Company LLC, Itau BBA USA Securities Inc, Lebenthal & Co LLC, Muriel Siebert & Co Inc, Oppenheimer & Co Inc, Piper Jaffray & Co, Raymond James & Associates Inc, Samuel A. Ramirez & Company Inc, Stifel Nicolaus & Company Incorporated, The Williams Capital Group LP, Wells Fargo Securities LLC, William Blair & Company LLC, Cowen & Facebook (sic) LLC, Merrill Lynch, Muriel Siebert & Co., Inc, Mark Zukerburg (sic), Citigroup Global Markets, Inc., Credit Suisse Securities (USA) LLC, Goldman Sachs & Co., Muriel Siebert & Co, Inc., Samuel A Ramirez & Company, Inc, David Ebersman, J.P. Morgan Securities Holdings LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, David E. (sic) Ebersman, Stifel, Nicolaus & Company Incorporated, Williams Capital Group, L.P.. Filed In Associated Cases: 1:12-md-02389-RWS et al.(Clubok, Andrew) (Entered: 01/10/2014)
180
Filed: 1/10/2014, Entered: None
MOTION to Amend/Correct (172 in 1:12-cv-07586-RWS, 172 in 1:12-cv-07586-RWS, 172 in 1:12-md-02389-RWS, 172 in 1:12-md-02389-RWS) Memorandum & Opinion, Set Hearings,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, and certify Order for Interlocutory Appeal pursuant to 28 U.S.C. § 1292(b). Document filed by Allen & Company LLC, Marc L. Andreesen, BMO Capital Markets Corp., Barclays Capital Inc., Blaylock Robert Van LLC, Erskine B. Bowles, James W. Breyer, C.L. King & Associates, Inc., Cabrera Capital Markets, LLC, Castleoak Securities, L.P., Citigroup Global Markets Inc., Cowen and Company, LLC, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., ETrade Securities LLC, David A. Ebersman, Facebook, Inc., Goldman, Sachs & Co., Donald E. Graham, Reed Hastings, ITAU BBA USA Securities, Inc., J.P. Morgan Securities LLC, J.P. Morgan Securities LLC, Lazard Capital Markets LLC, Lebenthal & Co., LLC, Loop Capital Markets LLC, M.R. Beal & Company, Macquarie Capital (USA) Inc., Merrill Lynch, Pierce, Fenner & Smith Inc., Morgan Stanley & Co. LLC, Muriel Seibert & Co., Inc., Oppenheimer & Co. Inc.,, Pacific Crest Securities LLC, Piper Jaffray & Co., RBC Capital Markets, LLC, Raymond James & Associates, Inc., Samuel A. Ramirez & Company, Inc., David M. Spillane, Stifel, Nicolaus & Company, Incorporated, The Williams Capital Group, L.P., Peter A. Thiel, William Blair & Company, L.L.C., Mark Zuckerberg, Marc L. Andreessen, C.L. King & Associates, Inc, Credit Suisse Securities (USA), LLC, E Trade Securities, LLC., Goldman Sachs & Co., Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co, LLC, Muriel Siebert & Co., Inc., Oppenheimer & Co., Inc., Barclays Capital Inc, CastleOak Securities L.P, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., E Trade Securities LLC, Goldman, Sachs & Co., JP Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Inc., Oppenheimer & Co. Inc, Piper Jaffrey & Co., Raymond James & Associates, Inc., Sheryl K. Sandberg, Wells Fargo Securities, LLC, Facebook Inc., Allen & Facebook (sic) LLC, CitiGroup Global Market, Inc., Lawrence Corneck, Cowen and Facebook (sic) LLC, Credit Suisse Securites (USA) LLC, Deutsche Bank Securites, Inc., David E. (sic) Ebersman, Facebook, Inc., Goldman Sachs & CO., Goldman, Sachs & Co., Cipora Herman, Kevin Hicks, J.P. Morgan Securiries LLC., King & Associates, Inc., Harvey Lapin, M.R. Beal & Facebook (sic), Macquarie Capital (USA) Inc., Merrill Lynch, Morgan Stanley & Co, Inc., Oppenheimer & CO. Inc., Pierce Fenner & Smith Incorporated, RBC Capital Markets LLC, Samuel A. Ramirez & Facebook (sic) Inc, Stifel Nicholas & Facebook (sic) Incorporated, Stifel, Nicolaus & Company, Inc., Nick E. Tran, William Blair & Company L.L.C., William Blair & Facebook (sic) LLC, Marc L Andreessen, Goldman Sachs & Co, Allen & Company, L.L.C., Credit Suisse Securities (USA) L.L.C., Deutsche Bank Securities Inc., Goldman, Sachs & Co., J.P. Morgan Securities L.L.C., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. L.L.C., RBC Capital Markets L.L.C., Wells Fargo Securities L.L.C., Deutsche Bank Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co., LLC, Peter Thiel, Barclays Capital, Inc., Merrill Lynch, Pierce Fenner & Smith Incorporated, Allen & Company L.L.C., Goldman Sachs & Co., Morgan Stanley & Co.L.L.C., Macquarie Capital (USA) Inc., Oppenheimer & Co., Inc., Raymond James & Associates, Inc., Stifel Nicolaus & Company, Incorporated, Deutsche Bank Securities, Inc., Lazard Capital Markets, LLC, Oppenheimer & CO., Inc., Stifel, Nicolaus & Company, Incorporated, Merrill Lynch, Pierce, Fenner & Smith Inc., Morgan Stanley & Co. Inc., Merrill Lynch, Pierce, Fenner & Smith, Inc., Morgan Stanley & Co., Inc., C.L. King & Associates Inc, Cabrera Capital Markets LLC, Castleoak Securities LP, Cowen and Company LLC, Itau BBA USA Securities Inc, Lebenthal & Co LLC, Muriel Siebert & Co Inc, Oppenheimer & Co Inc, Piper Jaffray & Co, Raymond James & Associates Inc, Samuel A. Ramirez & Company Inc, Stifel Nicolaus & Company Incorporated, The Williams Capital Group LP, Wells Fargo Securities LLC, William Blair & Company LLC, Cowen & Facebook (sic) LLC, Merrill Lynch, Muriel Siebert & Co., Inc, Mark Zukerburg (sic), Citigroup Global Markets, Inc., Credit Suisse Securities (USA) LLC, Goldman Sachs & Co., Muriel Siebert & Co, Inc., Samuel A Ramirez & Company, Inc, David Ebersman, J.P. Morgan Securities Holdings LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, David E. (sic) Ebersman, Stifel, Nicolaus & Company Incorporated, Williams Capital Group, L.P..Filed In Associated Cases: 1:12-md-02389-RWS et al.(Clubok, Andrew) (Entered: 01/10/2014)
CERTIFICATE OF SERVICE of Notice of Motion to Amend and Certify Order Entered December 16, 2013 for Interlocutory Appeal Pursuant to 28 U.S.C. § 1292(b) and Memorandum of Law in Support Thereof served on Lead Counsel and Co-Lead Counsel for Plaintiffs on December 30, 2013. Document filed by Anna M. Ewing, Robert Greifeld, NASDAQ OMX Group, Inc., Nasdaq Stock Market, Inc., Nasdaqomx Group, Inc., The Nasdaq Stock Market L.L.C.. Filed In Associated Cases: 1:12-md-02389-RWS et al.(Kastenberg, Stephen) (Entered: 12/30/2013)
MEMORANDUM OF LAW in Support re: (62 in 1:12-cv-04600-RWS, 57 in 1:12-cv-04716-RWS, 92 in 1:12-cv-04054-RWS, 64 in 1:12-cv-04403-RWS, 58 in 1:12-cv-04200-RWS, 60 in 1:12-cv-04315-RWS, 177 in 1:12-md-02389-RWS, 69 in 1:12-cv-04201-RWS) MOTION to Amend/Correct (171 in 1:12-md-02389-RWS) Memorandum & Opinion,,,,,, and certify Order for interlocutory appeal pursuant to 28 U.S.C. § 1292(b). MOTION to Amend/Correct (171 in 1:12-md-02389-RWS) Memorandum & Opinion,,,,,, and certify Order for interlocutory appeal pursuant to 28 U.S.C. § 1292(b).. Document filed by NASDAQ OMX Group, Inc., The Nasdaq Stock Market LLC, Nasdaqomx Group, Inc., Anna M. Ewing, Robert Greifeld, Nasdaq Stock Market, Inc., The Nasdaq Stock Market L.L.C., The Nasdaq Stock Market L.L.C.. Filed In Associated Cases: 1:12-md-02389-RWS et al.(Kastenberg, Stephen) (Entered: 12/30/2013)
177
Filed: 12/30/2013, Entered: None
MOTION to Amend/Correct (171 in 1:12-md-02389-RWS) Memorandum & Opinion,,,,,, and certify Order for interlocutory appeal pursuant to 28 U.S.C. § 1292(b). Document filed by NASDAQ OMX Group, Inc., The Nasdaq Stock Market LLC, Nasdaqomx Group, Inc., Anna M. Ewing, Robert Greifeld, Nasdaq Stock Market, Inc., The Nasdaq Stock Market L.L.C., The Nasdaq Stock Market L.L.C..Filed In Associated Cases: 1:12-md-02389-RWS et al.(Kastenberg, Stephen) (Entered: 12/30/2013)
CERTIFICATE OF SERVICE of Notice of Motion to Extend Time to Appeal Pursuant to Fed R.A.P. 4(a)(5) and Memorandum of Law in Support Thereof served on Counsel for Lead Plaintiffs and Co-Lead Plaintiffs on December 30, 2013. Document filed by Anna M. Ewing, Robert Greifeld, NASDAQ OMX Group, Inc., Nasdaq Stock Market, Inc., Nasdaqomx Group, Inc., The Nasdaq Stock Market L.L.C.. Filed In Associated Cases: 1:12-md-02389-RWS et al.(Kastenberg, Stephen) (Entered: 12/30/2013)
MEMORANDUM OF LAW in Support re: (66 in 1:12-cv-04201-RWS, 59 in 1:12-cv-04600-RWS, 61 in 1:12-cv-04403-RWS, 89 in 1:12-cv-04054-RWS, 55 in 1:12-cv-04200-RWS, 54 in 1:12-cv-04716-RWS, 174 in 1:12-md-02389-RWS, 57 in 1:12-cv-04315-RWS) MOTION for Extension of Time to Appeal Pursuant to Fed. R.A.P. 4(a)(5). MOTION for Extension of Time to Appeal Pursuant to Fed. R.A.P. 4(a)(5).. Document filed by NASDAQ OMX Group, Inc., The Nasdaq Stock Market LLC, Nasdaqomx Group, Inc., Anna M. Ewing, Robert Greifeld, Nasdaq Stock Market, Inc., The Nasdaq Stock Market L.L.C.. Filed In Associated Cases: 1:12-md-02389-RWS et al.(Kastenberg, Stephen) (Entered: 12/30/2013)
174
Filed: 12/30/2013, Entered: None
MOTION for Extension of Time to Appeal Pursuant to Fed. R.A.P. 4(a)(5). Document filed by NASDAQ OMX Group, Inc., The Nasdaq Stock Market LLC, Nasdaqomx Group, Inc., Anna M. Ewing, Robert Greifeld, Nasdaq Stock Market, Inc., The Nasdaq Stock Market L.L.C..Filed In Associated Cases: 1:12-md-02389-RWS et al.(Kastenberg, Stephen) (Entered: 12/30/2013)
173
Filed: 12/23/2013, Entered: None
OPINION re: (108 in 1:12-md-02389-RWS, 16 in 1:13-cv-02830-RWS) MOTION to Dismiss Derivative Complaint, filed by Facebook, Inc., Facebook Inc., (85 in 1:12-md-02389-RWS) MOTION to Remand Matter to the Court of Chancery of the State of Delaware, filed by Gaye Jones, Holly McConnaughey. Based on the conclusions set forth above, (1) Nominal Defendant's motion to dismiss is denied in part and granted in part; and (2) Plaintiffs' motion to remand is denied as moot. (See Opinion). (Signed by Judge Robert W. Sweet on 12/20/2013) Filed In Associated Cases: 1:12-md-02389-RWS, 1:13-cv-02830-RWS(ja) (Entered: 12/23/2013)
OPINION & ORDER re: (54 in 1:12-cv-07542-RWS, 140 in 1:12-cv-07548-RWS, 43 in 1:12-cv-04215-RWS, 46 in 1:12-cv-04777-RWS, 46 in 1:12-cv-04252-RWS, 89 in 1:12-md-02389-RWS, 79 in 1:12-cv-07551-RWS, 47 in 1:12-cv-04150-RWS, 46 in 1:12-cv-04291-RWS, 49 in 1:12-cv-04099-RWS, 140 in 1:12-cv-07545-RWS, 41 in 1:12-cv-04362-RWS, 46 in 1:12-cv-04184-RWS, 40 in 1:12-cv-04131-RWS, 81 in 1:12-cv-04648-RWS, 56 in 1:12-cv-07550-RWS, 46 in 1:12-cv-04312-RWS, 155 in 1:12-cv-07586-RWS, 134 in 1:12-cv-07587-RWS, 41 in 1:12-cv-04763-RWS, 55 in 1:12-cv-04194-RWS, 140 in 1:12-cv-07546-RWS, 50 in 1:12-cv-04332-RWS, 140 in 1:12-cv-07547-RWS, 47 in 1:12-cv-04360-RWS, 141 in 1:12-cv-07543-RWS, 53 in 1:12-cv-07552-RWS, 57 in 1:12-cv-07544-RWS, 48 in 1:12-cv-04157-RWS, 37 in 1:12-cv-04551-RWS, 104 in 1:12-cv-04081-RWS) MOTION to Dismiss Consolidated Class Action Complaint, filed by The Williams Capital Group LP, C.L. King & Associates, Inc, Deutsche Bank Securities Inc., Loop Capital Markets LLC, David E. (sic) Ebersman, David M. Spillane, RBC Capital Markets LLC, Uma M. Swaminathan, C.L. King & Associates, Inc., Pacific Crest Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Reed Hastings, Morgan Stanley & Co, LLC, Piper Jaffrey & Co., Piper Jaffray & Co., J.P. Morgan Securities LLC, Robert Herpst, Cowen and Company, LLC, M.R. Beal & Facebook (sic), Stifel, Nicolaus & Company, Incorporated, Mark Zukerburg (sic), Barclays Capital, Inc., Marc L. Andreessen, Castleoak Securities, L.P., J.P. Morgan Securities L.L.C., Lebenthal & Co., LLC, Citigroup Global Markets, Inc., Macquarie Capital (USA) Inc., Merrill Lynch, Pierce, Fenner & Smith, Inc., Muriel Siebert & Co, Inc., Donald E. Graham, Barclays Capital Inc., BMO Capital Markets Corp., James W. Breyer, Raymond James & Associates, Inc., Credit Suisse Securities (USA) LLC, Merrill Lynch, Pierce Fenner & Smith Incorporated, Lazard Capital Markets, LLC, Oppenheimer & Co Inc, Cowen and Facebook (sic) LLC, Stifel, Nicolaus & Company, Inc., Jose Galvan, Merrill Lynch Pierce Fenner & Smith Incorporated, Wells Fargo Securities L.L.C., Goldman Sachs & Co., Citigroup Global Markets Inc., Morgan Stanley & Co. L.L.C., David A. Ebersman, Stifel, Nicolaus & Company Incorporated, Allen & Company LLC, Morgan Stanley & Co. Inc., Sheryl K. Sandberg, Oppenheimer & Co., Inc., RBC Capital Markets, LLC, Oppenheimer & Co. Inc., The Nasdaq Stock Market L.L.C., Deutsche Bank Securites, Inc., Samuel A. Ramirez & Company, Inc., Credit Suisse Securities (USA), LLC, Muriel Seibert & Co., Inc., Morgan Stanley & Co., Inc., Muriel Siebert & Co., Inc, David Ebersman, Wells Fargo Securities, LLC, William Blair & Facebook (sic) LLC, ITAU BBA USA Securities, Inc., Muriel Siebert & Co Inc, Samuel A. Ramirez & Company Inc, Goldman, Sachs & Co., Oppenheimer & CO., Inc., Morgan Stanley & Co.L.L.C., Facebook Inc., Lebenthal & Co LLC, Linh Luu, C.L. King & Associates Inc, Cabrera Capital Markets, LLC, Goldman Sachs & Co, Harvey Lapin, Edward Shierry, Facebook, Inc., Rick Pond, Allen & Company, L.L.C., Erskine B. Bowles, William Blair & Company LLC, Pierce Fenner & Smith Incorporated, E* Trade Securities LLC, Barclays Capital Inc, Morgan Stanley & Co., LLC, JP Morgan Securities LLC, Muriel Siebert & Co., Inc., Credit Suisse Securities (USA) L.L.C., Blaylock Robert Van LLC, E Trade Securities, LLC., Piper Jaffray & Co, E*Trade Securities LLC, Wells Fargo Securities LLC, Jill D. Simon, David E. (sic) Ebersman, The Williams Capital Group, L.P., Credit Suisse Securities (USA) LLC, Lawrence Corneck, Cowen & Facebook (sic) LLC, Marc L Andreessen, Stifel Nicolaus & Company Incorporated, Allen & Facebook (sic) LLC, Itau BBA USA Securities Inc, Samuel A. Ramirez & Facebook (sic) Inc, Allen & Company L.L.C., Mark Zuckerberg, King & Associates, Inc., Oppenheimer & Co. Inc, Oppenheimer & CO. Inc., Peter Thiel, Stifel Nicolaus & Company, Incorporated, Cowen and Company LLC, Raymond James & Associates Inc, Cipora Herman, J.P. Morgan Securiries LLC., Cabrera Capital Markets LLC, CitiGroup Global Market, Inc., Marc L. Andreesen, Morgan Stanley & Co, Inc., Samuel A Ramirez & Company, Inc, Peter A. Thiel, Williams Capital Group, L.P., Nick E. Tran, Stifel Nicholas & Facebook (sic) Incorporated, J.P. Morgan Securities LLC, Kevin Hicks, Goldman Sachs & CO., RBC Capital Markets L.L.C., J.P. Morgan Securities Holdings LLC, Morgan Stanley & Co. LLC, William Blair & Company, L.L.C., Lazard Capital Markets LLC, Credit Suisse Securites (USA) LLC, M.R. Beal & Company, Merrill Lynch, Pierce, Fenner & Smith Inc., Castleoak Securities LP, William Blair & Company L.L.C., CastleOak Securities L.P, Deutsche Bank Securities, Inc., Merrill Lynch. Based on the conclusions determined above, Defendants' motion to dismiss is denied. The parties will meet and confer upon the schedule for further proceedings which will be the subject of a pretrial conference at 10 a.m. February 4, 2014, or at such other time as determined by counsel and the Court. It is so ordered. (Pretrial Conference set for 2/4/2014 at 10:00 AM before Judge Robert W. Sweet.) (Signed by Judge Robert W. Sweet on 12/11/2013) Filed In Associated Cases: 1:12-md-02389-RWS et al.(ja) (Entered: 12/18/2013)
OPINION & ORDER re: #103823 & 103824(46 in 1:12-cv-04600-RWS, 76 in 1:12-cv-04054-RWS, 53 in 1:12-cv-04201-RWS, 126 in 1:12-md-02389-RWS, 48 in 1:12-cv-04403-RWS, 44 in 1:12-cv-04315-RWS, 42 in 1:12-cv-04200-RWS, 41 in 1:12-cv-04716-RWS) MOTION to Dismiss Consolidated Amended Class Action Complaint, filed by Nasdaqomx Group, Inc., Nasdaq OMX Group, Inc., Nasdaq Stock Market, Inc., Anna M. Ewing, NASDAQ OMX Group, Inc., Robert Greifeld, The Nasdaq Stock Market LLC, The Nasdaq Stock Market L.L.C., (117 in 1:12-md-02389-RWS) MOTION Lifting Discovery Stay - Lead Plaintiffs Notice of Motion And Motion For an Order Partially Lifting The PSLRA Discovery Stay and for Leave to Amend the Consolidated Amended Class Action Complaint, filed by Avatar Securities, LLC, First New York Securities L.L.C., T3 Trading Group, LLC. Based upon the conclusions set forth above, (1) Defendants' motion to dismiss is denied in part and granted in part; (2) Plaintiffs' request to lift the PSLRA discovery stay is rendered moot; and (3) Plaintiff's motion to amend is granted in part and denied in part. The parties will meet and confer upon the schedule for further proceedings which will be the subject of a pretrial conference at 10 a.m. February 3, 2014, or at such other time as determined by counsel and the Court. It is so ordered. (Signed by Judge Robert W. Sweet on 12/11/2013) Filed In Associated Cases: 1:12-md-02389-RWS et al.(ja) Modified on 12/17/2013 (ca). Modified on 12/17/2013 (ca). (Entered: 12/16/2013)
NOTICE OF CHANGE OF ADDRESS by Rebecca M Katz on behalf of Employees Retirement System of the Government of the Virgin Islands, KBC Asset Management NV. New Address: MOTLEY RICE LLC, 600 Third Avenue, 21st Floor, New York, NY, USA 10016, 2125770040. (Katz, Rebecca) (Entered: 11/11/2013)
STIPULATION AND ORDER EXTENDING TIME: IT IS HEREBY STIPULATED AND AGREED between the undersigned parties, subject to the Court's approval, that: The time for Facebook to answer or otherwise respond to the Complaint is extended to and including the date fourteen days after the Court's entry of an order deciding the Underwriters' motion to dismiss. This Stipulation and the extension provided for herein shall not be used as a basis for arguing for any additional or further relief. (Signed by Judge Robert W. Sweet on 10/28/2013) Filed In Associated Cases: 1:12-md-02389-RWS, 1:13-cv-04016-RWS(rsh) (Entered: 10/28/2013)
168
Filed: 10/22/2013, Entered: None
LETTER addressed to Judge Robert W. Sweet from Christopher Lovell dated 10/22/13 re: Reply to Mr. Kastenberg's letter of October 15, 2013. Document filed by Phillip Goldberg.(Lovell, Christopher) (Entered: 10/22/2013)
NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a ARGUMENT proceeding held on 10/3/2013 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(McGuirk, Kelly) (Entered: 10/21/2013)
TRANSCRIPT of Proceedings re: ARGUMENT held on 10/3/2013 before Judge Robert W. Sweet. Court Reporter/Transcriber: Eve Giniger, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 11/15/2013. Redacted Transcript Deadline set for 11/25/2013. Release of Transcript Restriction set for 1/22/2014.(McGuirk, Kelly) (Entered: 10/21/2013)
NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a CONFERENCE proceeding held on 10/8/13 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(Rodriguez, Somari) (Entered: 10/17/2013)
TRANSCRIPT of Proceedings re: CONFERENCE held on 10/8/2013 before Judge Robert W. Sweet. Court Reporter/Transcriber: Steven Griffing, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 11/12/2013. Redacted Transcript Deadline set for 11/21/2013. Release of Transcript Restriction set for 1/18/2014.(Rodriguez, Somari) (Entered: 10/17/2013)
ENDORSED LETTER: addressed to Judge Robert W. Sweet from James P. Rouhandeh dated 10/15/2013 re: The Lead Underwriters request that the Court extend the page limit for the memorandum in support of their motion to thirty five pages. ENDORSEMENT: So Ordered. (Signed by Judge Robert W. Sweet on 10/16/2013) Filed In Associated Cases: 1:12-md-02389-RWS, 1:13-cv-04016-RWS(js) (Entered: 10/17/2013)
DECLARATION of James P. Rouhandeh in Support re: (11 in 1:13-cv-04016-RWS, 160 in 1:12-md-02389-RWS) MOTION to Dismiss.. Document filed by Goldman Sachs & Co., J.P. Morgan Securities LLC, Morgan Stanley & Co. LLC, Goldman, Sachs & Co.. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G)Filed In Associated Cases: 1:12-md-02389-RWS, 1:13-cv-04016-RWS(Rouhandeh, James) (Entered: 10/16/2013)
MEMORANDUM OF LAW in Support re: (11 in 1:13-cv-04016-RWS, 160 in 1:12-md-02389-RWS) MOTION to Dismiss.. Document filed by Goldman Sachs & Co., J.P. Morgan Securities LLC, Morgan Stanley & Co. LLC, Goldman, Sachs & Co.. Filed In Associated Cases: 1:12-md-02389-RWS, 1:13-cv-04016-RWS(Rouhandeh, James) (Entered: 10/16/2013)
LETTER addressed to Judge Robert W. Sweet from Stephen J. Kastenberg dated October 15, 2013 re: Letter from Christopher Lovell dated 10/11/13. Document filed by NASDAQ OMX Group, Inc., The Nasdaq Stock Market LLC, Nasdaqomx Group, Inc., Nasdaq Stock Market, Inc., The Nasdaq Stock Market L.L.C., The Nasdaq Stock Market L.L.C..Filed In Associated Cases: 1:12-md-02389-RWS et al.(Kastenberg, Stephen) (Entered: 10/15/2013)
LETTER addressed to Judge Robert W. Sweet from Christopher Lovell & Douglas Thompson dated 10/11/13 re: NASDAQ OMX By-Law Article XII. Document filed by Phillip Goldberg.(Lovell, Christopher) (Entered: 10/11/2013)
LETTER addressed to Judge Robert W. Sweet from James W. Johnson dated October 7, 2013 re: Motion to Dismiss Oral Argument. Document filed by Arkansas Teacher Retirement System, Banyan Capital Master Fund Ltd., Fresno County Employees' Retirement Association, North Carolina Department of State Treasurer.(Johnson, James) (Entered: 10/07/2013)
156
Filed: 10/2/2013, Entered: None
LETTER addressed to Judge Robert W. Sweet from Christopher Lovell dated 10/2/2013 re: Motion to Dismiss Oral Argument. Document filed by Phillip Goldberg.(Lovell, Christopher) (Entered: 10/02/2013)
CERTIFICATE OF SERVICE of Reply in Further Support of Defendants' Motion to Dismiss the Consolidated Amended Class Action Complaint and Declaration of Paul Lantieri III served on Counsel and Unrepresented Parties on September 26, 2013. Document filed by Anna M. Ewing, Robert Greifeld, NASDAQ OMX Group, Inc., Nasdaq Stock Market, Inc., Nasdaqomx Group, Inc., The Nasdaq Stock Market L.L.C.. Filed In Associated Cases: 1:12-md-02389-RWS et al.(Kastenberg, Stephen) (Entered: 09/26/2013)
DECLARATION of Paul Lantieri III in Support re: (46 in 1:12-cv-04600-RWS, 76 in 1:12-cv-04054-RWS, 53 in 1:12-cv-04201-RWS, 126 in 1:12-md-02389-RWS, 48 in 1:12-cv-04403-RWS, 44 in 1:12-cv-04315-RWS, 42 in 1:12-cv-04200-RWS, 41 in 1:12-cv-04716-RWS) MOTION to Dismiss Consolidated Amended Class Action Complaint.. Document filed by NASDAQ OMX Group, Inc., The Nasdaq Stock Market LLC, Nasdaqomx Group, Inc., Anna M. Ewing, Robert Greifeld, Nasdaq Stock Market, Inc., The Nasdaq Stock Market L.L.C., The Nasdaq Stock Market L.L.C.. (Attachments: # 1 Exhibit A - NASDAQ OMX By-law Article XII)Filed In Associated Cases: 1:12-md-02389-RWS et al.(Kastenberg, Stephen) (Entered: 09/26/2013)
REPLY MEMORANDUM OF LAW in Support re: (46 in 1:12-cv-04600-RWS, 76 in 1:12-cv-04054-RWS, 53 in 1:12-cv-04201-RWS, 126 in 1:12-md-02389-RWS, 48 in 1:12-cv-04403-RWS, 44 in 1:12-cv-04315-RWS, 42 in 1:12-cv-04200-RWS, 41 in 1:12-cv-04716-RWS) MOTION to Dismiss Consolidated Amended Class Action Complaint.. Document filed by NASDAQ OMX Group, Inc., The Nasdaq Stock Market LLC, Nasdaqomx Group, Inc., Anna M. Ewing, Robert Greifeld, Nasdaq Stock Market, Inc., The Nasdaq Stock Market L.L.C., The Nasdaq Stock Market L.L.C.. Filed In Associated Cases: 1:12-md-02389-RWS et al.(Kastenberg, Stephen) (Entered: 09/26/2013)
152
Filed: 9/26/2013, Entered: None
ENDORSED LETTER addressed to Judge Robert W. Sweet from Stephen J. Kastenberg dated 9/24/2013 re: Request that the Court extend the page limit for the reply to 40 pages. ENDORSEMENT: So Ordered. (Signed by Judge Robert W. Sweet on 9/25/2013) (cd) (Entered: 09/26/2013)
151
Filed: 9/5/2013, Entered: None
ORDER: The previous scheduling order (Dkt. No. 140) is hereby amended as follows: Plaintiffs Gaye Jones and Holly McConnaughey's Motion to Remand, dated April 23, 2013 (Dkt. No. 85), will now be heard at noon on Tuesday, October 8, 2013 in Courtroom 18C,United States Courthouse, 500 Pearl Street, at noon. Defendant Facebook, Inc., the individual Facebook defendants, and the underwriter defendants' (collectively, the "Defendants") Motion to Dismiss the Consolidated Class Action Complaint, dated April 30, 2013 (Dkt. No. 89), will now be heard at noon on Tuesday, October 8, 2013 in Courtroom 18C, at noon. (Status Conference set for 10/8/2013 at 12:00 PM in Courtroom 18C, 500 Pearl Street, New York, NY 10007 before Judge Robert W. Sweet.) (Signed by Judge Robert W. Sweet on 8/30/2013) (rsh) (Entered: 09/05/2013)
150
Filed: 8/29/2013, Entered: None
ENDORSED LETTER addressed to Judge Robert W. Sweet from Vincent R. Cappucci dated 8/20/2013 re: Counsel for Lead Plaintiffs request that the Court extend a page limit for Lead Plaintiffs' opposition brief to 65 pages. ENDORSEMENT: So ordered. (Signed by Judge Robert W. Sweet on 8/23/2013) (tro) (Entered: 08/29/2013)
AFFIDAVIT of Vincent R. Cappucci in Opposition re: 126 MOTION to Dismiss Consolidated Amended Class Action Complaint.. Document filed by Avatar Securities, LLC, First New York Securities L.L.C., T3 Trading Group, LLC. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G)(Cappucci, Vincent) (Entered: 08/28/2013)
AFFIDAVIT of Vincent R. Cappucci in Opposition re: 126 MOTION to Dismiss Consolidated Amended Class Action Complaint.. Document filed by Avatar Securities, LLC, First New York Securities L.L.C., T3 Trading Group, LLC. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F)(Cappucci, Vincent) (Entered: 08/27/2013)
147
Filed: 8/27/2013, Entered: None
MEMORANDUM OF LAW in Opposition re: 126 MOTION to Dismiss Consolidated Amended Class Action Complaint.. Document filed by Avatar Securities, LLC, First New York Securities L.L.C., T3 Trading Group, LLC. (Cappucci, Vincent) (Entered: 08/27/2013)
ENDORSED LETTER addressed to Judge Robert W. Sweet from Andrew B. Clubok dated 8/13/2013 re: Facebook respectfully requests that the Court extend the page limit for its reply brief in support of its motion to dismiss the Jones derivative suit to twenty-two pages. ENDORSEMENT: So ordered. (Signed by Judge Robert W. Sweet on 8/17/2013) (lmb) (Entered: 08/22/2013)
ORDER: The previous scheduling order is hereby amended as follows: Lead Plaintiffs' Motion for an Order Partially Lifting the PSLRA Discovery Stay and for Leave to Amend the Consolidated Amended Class Action Complaint, dated June 25, 2013 (Dkt. No. 117), will be heard at 11am on Thursday, October 3, 2013, in Courtroom 18C. NASDAQ's motion to dismiss the Consolidated Amended Class Action Complaint, dated July 2, 2013 (Dkt. No. 126), will be heard at 11am on Thursday, October 3, 2013, in Courtroom 18C. It is so ordered., Set Deadlines/Hearing as to 117 MOTION Lifting Discovery Stay - Lead Plaintiffs Notice of Motion And Motion For an Order Partially Lifting The PSLRA Discovery Stay and for Leave to Amend the Consolidated Amended Class Action Complaint., 126 MOTION to Dismiss Consolidated Amended Class Action Complaint. :( Motion Hearing set for 10/3/2013 at 11:00 AM in Courtroom 18C, 500 Pearl Street, New York, NY 10007 before Judge Robert W. Sweet.) (Signed by Judge Robert W. Sweet on 8/17/2013) (lmb) (Entered: 08/22/2013)
REPLY MEMORANDUM OF LAW in Support re: (108 in 1:12-md-02389-RWS, 16 in 1:13-cv-02830-RWS) MOTION to Dismiss Derivative Complaint.. Document filed by Facebook Inc.. Filed In Associated Cases: 1:12-md-02389-RWS, 1:13-cv-02830-RWS(Clubok, Andrew) (Entered: 08/13/2013)
REPLY MEMORANDUM OF LAW in Support re: 85 MOTION to Remand Matter to the Court of Chancery of the State of Delaware. Pursuant to 28 U.S.C. §1447(c). Document filed by Gaye Jones, Holly McConnaughey. (Rudman, Samuel) (Entered: 08/13/2013)
OPINION & ORDER re: #103483 (39 in 1:12-cv-04215-RWS, 37 in 1:12-cv-04763-RWS) MOTION to Sever filed by Lawrence Corneck, Eugene Stricker. Based upon the conclusions set forth above, the Exchange Act Plaintiffs' motion to sever is denied. (Signed by Judge Robert W. Sweet on 8/10/2013) Filed In Associated Cases: 1:12-md-02389-RWS et al.(cd) Modified on 8/15/2013 (ca). (Entered: 08/13/2013)
ORDER: Amending scheduling order (Dkt. No. 96 and Dkt. No. 97)as follows: Set Deadlines/Hearing as to (89 in 1:12-md-02389-RWS, 141 in 1:12-cv-07543-RWS, 104 in 1:12-cv-04081-RWS, 49 in 1:12-cv-04099-RWS, 40 in 1:12-cv-04131-RWS, 47 in 1:12-cv-04150-RWS, 48 in 1:12-cv-04157-RWS, 46 in 1:12-cv-04184-RWS, 55 in 1:12-cv-04194-RWS, 43 in 1:12-cv-04215-RWS, 46 in 1:12-cv-04252-RWS, 46 in 1:12-cv-04291-RWS, 46 in 1:12-cv-04312-RWS, 50 in 1:12-cv-04332-RWS, 47 in 1:12-cv-04360-RWS, 41 in 1:12-cv-04362-RWS, 37 in 1:12-cv-04551-RWS, 81 in 1:12-cv-04648-RWS, 41 in 1:12-cv-04763-RWS, 46 in 1:12-cv-04777-RWS, 54 in 1:12-cv-07542-RWS, 57 in 1:12-cv-07544-RWS, 140 in 1:12-cv-07546-RWS, 140 in 1:12-cv-07548-RWS, 56 in 1:12-cv-07550-RWS, 53 in 1:12-cv-07552-RWS, 140 in 1:12-cv-07545-RWS, 140 in 1:12-cv-07547-RWS, 79 in 1:12-cv-07551-RWS, 134 in 1:12-cv-07587-RWS, 155 in 1:12-cv-07586-RWS). MOTION to Dismiss Consolidated Class Action Complaint. (108 in 1:12-md-02389-RWS, 16 in 1:13-cv-02830-RWS) MOTION to Dismiss Derivative Complaint., (85 in 1:12-md-02389-RWS) MOTION to Remand Matter to the Court of Chancery of the State of Delaware. Motion Hearing(FOR #'S 85,89, AND 108) set for 9/26/2013 at 12:00 PM in Courtroom 18C, 500 Pearl Street, New York, NY 10007 before Judge Robert W. Sweet. Lead Plaintiffs' Motion for an Order Partially Lifting the PSLRA Discovery Stay and for Leave to Amend the Consolidated Amended Class Action Complaint, dated June 25, 2013 (Dkt. No. 117), will be heard at l0am on Thursday, September 19, 2013, in Courtroom 18C. NASDAQ's motion to dismiss the Consolidated Amended Class Action Complaint, dated July 2, 2013 (Dkt. No. 126), will be heard at l0am on Thursday, September 19, 2013, in Courtroom 18C. (Signed by Judge Robert W. Sweet on 8/5/2013) Filed In Associated Cases: 1:12-md-02389-RWS et al.(cd) (Entered: 08/09/2013)
STIPULATION AND ORDER EXTENDING TIME: IT IS HEREBY STIPULATED AND AGREED between the undersigned parties, subject to the Court's approval, that: 1. Defendants accept service of process and agree not to contest sufficiency of service of process. 2. The time for Defendants to move against, answer or otherwise respond to the complaint is extended to and including October 2, 2013. 3. This Stipulation and the extension provided for herein shall not be used as a basis for arguing for any additional or further relief., Facebook, Inc. answer due 10/2/2013; Goldman Sachs & Co. answer due 10/2/2013; J.P. Morgan Securities LLC answer due 10/2/2013; Morgan Stanley & Co. LLC answer due 10/2/2013. (Signed by Judge Robert W. Sweet on 8/5/2013) Filed In Associated Cases: 1:12-md-02389-RWS, 1:13-cv-04016-RWS(lmb) (Entered: 08/08/2013)
ENDORSED LETTER addressed to Judge Robert W. Sweet from Vincent R. Cappucci dated 7/16/2013 re: We write to request that the Court extend the page limit for Lead Plaintiffs' reply to fifteen pages. ENDORSEMENT: So Ordered. (Signed by Judge Robert W. Sweet on 7/23/2013) (cd) (Entered: 07/26/2013)
ENDORSED LETTER addressed to Judge Robert W. Sweet from Andrew B. Clubok dated 7/12/2013 re: Defendants respectfully request that the Court extend the page limit tor the reply brief to thirty-five pages. We believe this extension is appropriate because the reply brief must respond to a sixty-five page opposition brief and is being filed On behalf of several defendants who could have filed separate briefs. Defendants also respectfully request a two-day extension of the filing deadline, from July 16, 2013, to July 18, 2013. ENDORSEMENT: So ordered. (Signed by Judge Robert W. Sweet on 7/23/2013) (mt) Modified on 7/25/2013 (mt). (Entered: 07/24/2013)
REPLY MEMORANDUM OF LAW in Support re: 117 MOTION Lifting Discovery Stay - Lead Plaintiffs Notice of Motion And Motion For an Order Partially Lifting The PSLRA Discovery Stay and for Leave to Amend the Consolidated Amended Class Action Complaint.. Document filed by Avatar Securities, LLC, First New York Securities L.L.C., T3 Trading Group, LLC. (Cappucci, Vincent) (Entered: 07/22/2013)
DECLARATION of Andrew B. Clubok in Support re: (54 in 1:12-cv-07542-RWS, 43 in 1:12-cv-04215-RWS, 79 in 1:12-cv-07551-RWS, 49 in 1:12-cv-04099-RWS, 56 in 1:12-cv-07550-RWS, 46 in 1:12-cv-04312-RWS, 134 in 1:12-cv-07587-RWS, 41 in 1:12-cv-04763-RWS, 55 in 1:12-cv-04194-RWS, 47 in 1:12-cv-04360-RWS, 141 in 1:12-cv-07543-RWS, 53 in 1:12-cv-07552-RWS, 48 in 1:12-cv-04157-RWS, 37 in 1:12-cv-04551-RWS, 104 in 1:12-cv-04081-RWS, 140 in 1:12-cv-07548-RWS, 46 in 1:12-cv-04777-RWS, 46 in 1:12-cv-04252-RWS, 89 in 1:12-md-02389-RWS, 47 in 1:12-cv-04150-RWS, 46 in 1:12-cv-04291-RWS, 140 in 1:12-cv-07545-RWS, 41 in 1:12-cv-04362-RWS, 40 in 1:12-cv-04131-RWS, 46 in 1:12-cv-04184-RWS, 81 in 1:12-cv-04648-RWS, 155 in 1:12-cv-07586-RWS, 140 in 1:12-cv-07546-RWS, 50 in 1:12-cv-04332-RWS, 140 in 1:12-cv-07547-RWS, 57 in 1:12-cv-07544-RWS) MOTION to Dismiss Consolidated Class Action Complaint.. Document filed by Allen & Company LLC, Marc L. Andreesen, BMO Capital Markets Corp., Barclays Capital Inc., Blaylock Robert Van LLC, Erskine B. Bowles, James W. Breyer, C.L. King & Associates, Inc., Cabrera Capital Markets, LLC, Castleoak Securities, L.P., Citigroup Global Markets Inc., Cowen and Company, LLC, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., ETrade Securities LLC, David A. Ebersman, Facebook, Inc., Goldman, Sachs & Co., Donald E. Graham, Reed Hastings, ITAU BBA USA Securities, Inc., J.P. Morgan Securities LLC, J.P. Morgan Securities LLC, Lazard Capital Markets LLC, Lebenthal & Co., LLC, Loop Capital Markets LLC, M.R. Beal & Company, Macquarie Capital (USA) Inc., Merrill Lynch, Pierce, Fenner & Smith Inc., Morgan Stanley & Co. LLC, Muriel Seibert & Co., Inc., Oppenheimer & Co. Inc.,, Pacific Crest Securities LLC, Piper Jaffray & Co., RBC Capital Markets, LLC, Raymond James & Associates, Inc., Samuel A. Ramirez & Company, Inc., David M. Spillane, Stifel, Nicolaus & Company, Incorporated, The Williams Capital Group, L.P., Peter A. Thiel, William Blair & Company, L.L.C., Mark Zuckerberg, Marc L. Andreessen, C.L. King & Associates, Inc, Credit Suisse Securities (USA), LLC, E Trade Securities, LLC., Goldman Sachs & Co., Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co, LLC, Muriel Siebert & Co., Inc., Oppenheimer & Co., Inc., Barclays Capital Inc, CastleOak Securities L.P, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., E Trade Securities LLC, Goldman, Sachs & Co., JP Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Inc., Oppenheimer & Co. Inc, Piper Jaffrey & Co., Raymond James & Associates, Inc., Sheryl K. Sandberg, Wells Fargo Securities, LLC, Facebook Inc., Allen & Facebook (sic) LLC, CitiGroup Global Market, Inc., Lawrence Corneck, Cowen and Facebook (sic) LLC, Credit Suisse Securites (USA) LLC, Deutsche Bank Securites, Inc., David E. (sic) Ebersman, Anna M. Ewing, Facebook, Inc., Goldman Sachs & CO., Goldman, Sachs & Co., Robert Greifeld, Cipora Herman, Kevin Hicks, Institutional Investor Group, J.P. Morgan Securiries LLC., King & Associates, Inc., Harvey Lapin, Linh Luu, M.R. Beal & Facebook (sic), Macquarie Capital (USA) Inc., Merrill Lynch, Morgan Stanley & Co, Inc., Oppenheimer & CO. Inc., Pierce Fenner & Smith Incorporated, RBC Capital Markets LLC, Samuel A. Ramirez & Facebook (sic) Inc, Jill D. Simon, Stifel Nicholas & Facebook (sic) Incorporated, Stifel, Nicolaus & Company, Inc., Uma M. Swaminathan, The Nasdaq Stock Market L.L.C., Nick E. Tran, William Blair & Company L.L.C., William Blair & Facebook (sic) LLC, Marc L Andreessen, Goldman Sachs & Co, Allen & Company, L.L.C., Credit Suisse Securities (USA) L.L.C., Deutsche Bank Securities Inc., Goldman, Sachs & Co., J.P. Morgan Securities L.L.C., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. L.L.C., RBC Capital Markets L.L.C., Wells Fargo Securities L.L.C., Deutsche Bank Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co., LLC, Peter Thiel, Barclays Capital, Inc., Merrill Lynch, Pierce Fenner & Smith Incorporated, Allen & Company L.L.C., Goldman Sachs & Co., Morgan Stanley & Co.L.L.C., Macquarie Capital (USA) Inc., Oppenheimer & Co., Inc., Raymond James & Associates, Inc., Stifel Nicolaus & Company, Incorporated, Deutsche Bank Securities, Inc., Lazard Capital Markets, LLC, Oppenheimer & CO., Inc., Stifel, Nicolaus & Company, Incorporated, Merrill Lynch, Pierce, Fenner & Smith Inc., Morgan Stanley & Co. Inc., Merrill Lynch, Pierce, Fenner & Smith, Inc., Morgan Stanley & Co., Inc., C.L. King & Associates Inc, Cabrera Capital Markets LLC, Castleoak Securities LP, Cowen and Company LLC, Itau BBA USA Securities Inc, Lebenthal & Co LLC, Muriel Siebert & Co Inc, Oppenheimer & Co Inc, Piper Jaffray & Co, Raymond James & Associates Inc, Samuel A. Ramirez & Company Inc, Stifel Nicolaus & Company Incorporated, The Williams Capital Group LP, Wells Fargo Securities LLC, William Blair & Company LLC, Cowen & Facebook (sic) LLC, Merrill Lynch, Muriel Siebert & Co., Inc, Mark Zukerburg (sic), Citigroup Global Markets, Inc., Credit Suisse Securities (USA) LLC, Goldman Sachs & Co., Muriel Siebert & Co, Inc., Samuel A Ramirez & Company, Inc, David Ebersman, J.P. Morgan Securities Holdings LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, David E. (sic) Ebersman, Stifel, Nicolaus & Company Incorporated, Williams Capital Group, L.P.. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2)Filed In Associated Cases: 1:12-md-02389-RWS et al.(Clubok, Andrew) (Entered: 07/18/2013)
REPLY MEMORANDUM OF LAW in Support re: (54 in 1:12-cv-07542-RWS, 43 in 1:12-cv-04215-RWS, 79 in 1:12-cv-07551-RWS, 49 in 1:12-cv-04099-RWS, 56 in 1:12-cv-07550-RWS, 46 in 1:12-cv-04312-RWS, 134 in 1:12-cv-07587-RWS, 41 in 1:12-cv-04763-RWS, 55 in 1:12-cv-04194-RWS, 47 in 1:12-cv-04360-RWS, 141 in 1:12-cv-07543-RWS, 53 in 1:12-cv-07552-RWS, 48 in 1:12-cv-04157-RWS, 37 in 1:12-cv-04551-RWS, 104 in 1:12-cv-04081-RWS, 140 in 1:12-cv-07548-RWS, 46 in 1:12-cv-04252-RWS, 46 in 1:12-cv-04777-RWS, 89 in 1:12-md-02389-RWS, 47 in 1:12-cv-04150-RWS, 46 in 1:12-cv-04291-RWS, 140 in 1:12-cv-07545-RWS, 41 in 1:12-cv-04362-RWS, 40 in 1:12-cv-04131-RWS, 46 in 1:12-cv-04184-RWS, 81 in 1:12-cv-04648-RWS, 155 in 1:12-cv-07586-RWS, 140 in 1:12-cv-07546-RWS, 50 in 1:12-cv-04332-RWS, 140 in 1:12-cv-07547-RWS, 57 in 1:12-cv-07544-RWS) MOTION to Dismiss Consolidated Class Action Complaint.. Document filed by Allen & Company LLC, Marc L. Andreesen, BMO Capital Markets Corp., Barclays Capital Inc., Blaylock Robert Van LLC, Erskine B. Bowles, James W. Breyer, C.L. King & Associates, Inc., Cabrera Capital Markets, LLC, Castleoak Securities, L.P., Citigroup Global Markets Inc., Cowen and Company, LLC, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., ETrade Securities LLC, David A. Ebersman, Facebook, Inc., Goldman, Sachs & Co., Donald E. Graham, Reed Hastings, ITAU BBA USA Securities, Inc., J.P. Morgan Securities LLC, J.P. Morgan Securities LLC, Lazard Capital Markets LLC, Lebenthal & Co., LLC, Loop Capital Markets LLC, M.R. Beal & Company, Macquarie Capital (USA) Inc., Merrill Lynch, Pierce, Fenner & Smith Inc., Morgan Stanley & Co. LLC, Muriel Seibert & Co., Inc., Oppenheimer & Co. Inc.,, Pacific Crest Securities LLC, Piper Jaffray & Co., RBC Capital Markets, LLC, Raymond James & Associates, Inc., Samuel A. Ramirez & Company, Inc., David M. Spillane, Stifel, Nicolaus & Company, Incorporated, The Williams Capital Group, L.P., Peter A. Thiel, William Blair & Company, L.L.C., Mark Zuckerberg, Marc L. Andreessen, C.L. King & Associates, Inc, Credit Suisse Securities (USA), LLC, E Trade Securities, LLC., Goldman Sachs & Co., Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co, LLC, Muriel Siebert & Co., Inc., Oppenheimer & Co., Inc., Barclays Capital Inc, CastleOak Securities L.P, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., E Trade Securities LLC, Goldman, Sachs & Co., JP Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Inc., Oppenheimer & Co. Inc, Piper Jaffrey & Co., Raymond James & Associates, Inc., Sheryl K. Sandberg, Wells Fargo Securities, LLC, Facebook Inc., Allen & Facebook (sic) LLC, CitiGroup Global Market, Inc., Lawrence Corneck, Cowen and Facebook (sic) LLC, Credit Suisse Securites (USA) LLC, Deutsche Bank Securites, Inc., David E. (sic) Ebersman, Anna M. Ewing, Facebook, Inc., Goldman Sachs & CO., Goldman, Sachs & Co., Robert Greifeld, Cipora Herman, Kevin Hicks, J.P. Morgan Securiries LLC., King & Associates, Inc., Harvey Lapin, Linh Luu, M.R. Beal & Facebook (sic), Macquarie Capital (USA) Inc., Morgan Stanley & Co, Inc., NASDAQ OMX Group, Inc., Nasdaq Stock Market, Inc., Nasdaqomx Group, Inc., Oppenheimer & CO. Inc., Pierce Fenner & Smith Incorporated, RBC Capital Markets LLC, Samuel A. Ramirez & Facebook (sic) Inc, Jill D. Simon, Stifel Nicholas & Facebook (sic) Incorporated, Stifel, Nicolaus & Company, Inc., Uma M. Swaminathan, The Nasdaq Stock Market L.L.C., Nick E. Tran, William Blair & Company L.L.C., William Blair & Facebook (sic) LLC, Marc L Andreessen, Goldman Sachs & Co, Allen & Company, L.L.C., Credit Suisse Securities (USA) L.L.C., Deutsche Bank Securities Inc., Goldman, Sachs & Co., J.P. Morgan Securities L.L.C., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. L.L.C., RBC Capital Markets L.L.C., Wells Fargo Securities L.L.C., Deutsche Bank Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co., LLC, Peter Thiel, Barclays Capital, Inc., Merrill Lynch, Pierce Fenner & Smith Incorporated, Allen & Company L.L.C., Goldman Sachs & Co., Morgan Stanley & Co.L.L.C., Macquarie Capital (USA) Inc., Oppenheimer & Co., Inc., Raymond James & Associates, Inc., Stifel Nicolaus & Company, Incorporated, Avatar Securities, LLC, Deutsche Bank Securities, Inc., Lazard Capital Markets, LLC, Oppenheimer & CO., Inc., Stifel, Nicolaus & Company, Incorporated, Merrill Lynch, Pierce, Fenner & Smith Inc., Morgan Stanley & Co. Inc., Merrill Lynch, Pierce, Fenner & Smith, Inc., Morgan Stanley & Co., Inc., C.L. King & Associates Inc, Cabrera Capital Markets LLC, Castleoak Securities LP, Cowen and Company LLC, Itau BBA USA Securities Inc, Lebenthal & Co LLC, Muriel Siebert & Co Inc, Oppenheimer & Co Inc, Piper Jaffray & Co, Raymond James & Associates Inc, Samuel A. Ramirez & Company Inc, Stifel Nicolaus & Company Incorporated, The Williams Capital Group LP, Wells Fargo Securities LLC, William Blair & Company LLC, Cowen & Facebook (sic) LLC, Merrill Lynch, Muriel Siebert & Co., Inc, Mark Zukerburg (sic), Citigroup Global Markets, Inc., Credit Suisse Securities (USA) LLC, Goldman Sachs & Co., Muriel Siebert & Co, Inc., Samuel A Ramirez & Company, Inc, David Ebersman, J.P. Morgan Securities Holdings LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, David E. (sic) Ebersman, Stifel, Nicolaus & Company Incorporated, Williams Capital Group, L.P.. Filed In Associated Cases: 1:12-md-02389-RWS et al.(Clubok, Andrew) (Entered: 07/18/2013)
CERTIFICATE OF SERVICE of Memorandum of Defendants in Opposition to Motion (Doc. 117) for an Order Lifting the PSLRA Discovery Stay and for Leave to Amend the Consolidated Amended Class Action Complaint served on all designated counsel and unrepresented parties on July 12, 2013. Service was made by E-mail and Mail. Document filed by Anna M. Ewing, Robert Greifeld, NASDAQ OMX Group, Inc., Nasdaq Stock Market, Inc., Nasdaqomx Group, Inc., The Nasdaq Stock Market L.L.C.. Filed In Associated Cases: 1:12-md-02389-RWS et al.(Lantieri, Paul) (Entered: 07/12/2013)
MEMORANDUM OF LAW in Opposition re: (117 in 1:12-md-02389-RWS) MOTION Lifting Discovery Stay - Lead Plaintiffs Notice of Motion And Motion For an Order Partially Lifting The PSLRA Discovery Stay and for Leave to Amend the Consolidated Amended Class Action Complaint.. Document filed by NASDAQ OMX Group, Inc., The Nasdaq Stock Market LLC, Nasdaqomx Group, Inc., Anna M. Ewing, Robert Greifeld, Nasdaq Stock Market, Inc., The Nasdaq Stock Market L.L.C., The Nasdaq Stock Market L.L.C.. Filed In Associated Cases: 1:12-md-02389-RWS et al.(Lantieri, Paul) (Entered: 07/12/2013)
ENDORSED LETTER addressed to Judge Robert W. Sweet from Samuel H. Rudman dated 6/26/2013 re: The deadlines for the filing of Defendants' Opposition to Plaintiffs' Motion to Remand and Plaintiffs' Opposition to Facebook's Threshold Motion to Dismiss are hereby extended to Friday, June 28, 2013, with the page limit extended to 30 and 35 pages, and as further set forth in this document. ENDORSEMENT: So Ordered. ( Responses due by 6/28/2013) (Signed by Judge Robert W. Sweet on 7/7/2013) (cd) (Entered: 07/10/2013)
ENDORSED LETTER addressed to Judge Robert W. Sweet from Samuel H. Rudman dated 6/26/2013 re: Joint request that an order be entered for the listed relief and that the parties, through their respective counsel, agree that any non-public documents related to Plaintiffs' purchase of Facebook common stock that Plaintiffs elect to file under seal will be kept confidential, but the parties will work together to try to resolve any confidentiality issues by redacting or otherwise, if possible. If the parties cannot agree on how to treat them, they will be filed under seal pending further guidance from the Court. ENDORSEMENT: So Ordered. (Signed by Judge Jed S. Rakoff, Part I on 7/8/2013) (cd) (Entered: 07/08/2013)
CERTIFICATE OF SERVICE of Defendants' Motion to Dismiss the Consolidated Amended Class Action Complaint, Memorandum of Law, and Declaration in support thereof served on all designated counsel and unrepresented parties on July 2, 2013. Service was made by email. Document filed by NASDAQ OMX Group, Inc., Nasdaq Stock Market, Inc., Nasdaqomx Group, Inc., The Nasdaq Stock Market L.L.C.. Filed In Associated Cases: 1:12-md-02389-RWS et al.(Kastenberg, Stephen) (Entered: 07/02/2013)
MEMORANDUM OF LAW in Support re: (46 in 1:12-cv-04600-RWS, 76 in 1:12-cv-04054-RWS, 53 in 1:12-cv-04201-RWS, 126 in 1:12-md-02389-RWS, 48 in 1:12-cv-04403-RWS, 44 in 1:12-cv-04315-RWS, 42 in 1:12-cv-04200-RWS, 41 in 1:12-cv-04716-RWS) MOTION to Dismiss Consolidated Amended Class Action Complaint.. Document filed by NASDAQ OMX Group, Inc., The Nasdaq Stock Market LLC, Nasdaqomx Group, Inc., Anna M. Ewing, Robert Greifeld, Nasdaq Stock Market, Inc., The Nasdaq Stock Market L.L.C.. Filed In Associated Cases: 1:12-md-02389-RWS et al.(Kastenberg, Stephen) (Entered: 07/02/2013)
126
Filed: 7/2/2013, Entered: None
Motion to Dismiss
MOTION to Dismiss Consolidated Amended Class Action Complaint. Document filed by NASDAQ OMX Group, Inc., The Nasdaq Stock Market LLC, Nasdaqomx Group, Inc., Anna M. Ewing, Robert Greifeld, Nasdaq Stock Market, Inc., The Nasdaq Stock Market L.L.C.. Responses due by 8/27/2013Filed In Associated Cases: 1:12-md-02389-RWS et al.(Kastenberg, Stephen) (Entered: 07/02/2013)
125
Filed: 7/1/2013, Entered: None
SEALED DOCUMENT placed in vault.(mps) (Entered: 07/01/2013)
ENDORSED LETTER addressed to Judge Robert W. Sweet from William A. Slaughter dated 6/25/2013 re: Counsel requests that the Court extend the page limit for the brief in support of the Motion to Dismiss to sixty-five pages. ENDORSEMENT: So ordered. (Signed by Judge Robert W. Sweet on 6/26/2013) (ft) (Entered: 07/01/2013)
MEMORANDUM OF LAW in Opposition re: 108 MOTION to Dismiss Derivative Complaint. and in Support of Delaware Derivative Plaintiffs' Rule 56(d) Motion. Document filed by Gaye Jones, Holly McConnaughey. (Rudman, Samuel) (Entered: 06/28/2013)
DECLARATION of Richard D. Bernstein in Opposition re: 85 MOTION to Remand Matter to the Court of Chancery of the State of Delaware.. Document filed by Marc L. Andreessen, Erskine B. Bowles, James W. Breyer, David A. Ebersman, Facebook, Inc., Goldman, Sachs & Co., Donald E. Graham, Reed Hastings, Cipora Herman, J.P. Morgan Securities LLC, Morgan Stanley & Co. LLC, Sheryl K. Sandberg, Peter A. Thiel, Mark Zuckerberg. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D)(Clubok, Andrew) (Entered: 06/28/2013)
MEMORANDUM OF LAW in Opposition re: 85 MOTION to Remand Matter to the Court of Chancery of the State of Delaware.. Document filed by Marc L. Andreessen, Erskine B. Bowles, James W. Breyer, David A. Ebersman, Facebook, Inc., Goldman, Sachs & Co., Donald E. Graham, Reed Hastings, Cipora Herman, J.P. Morgan Securities LLC, Morgan Stanley & Co. LLC, Sheryl K. Sandberg, Peter A. Thiel, Mark Zuckerberg. (Clubok, Andrew) (Entered: 06/28/2013)
AFFIDAVIT of Vincent R. Cappucci in Support re: 117 MOTION Lifting Discovery Stay - Lead Plaintiffs Notice of Motion And Motion For an Order Partially Lifting The PSLRA Discovery Stay and for Leave to Amend the Consolidated Amended Class Action Complaint.. Document filed by Avatar Securities, LLC, First New York Securities L.L.C., T3 Trading Group, LLC. (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Cappucci, Vincent) (Entered: 06/25/2013)
MEMORANDUM OF LAW in Support re: 117 MOTION Lifting Discovery Stay - Lead Plaintiffs Notice of Motion And Motion For an Order Partially Lifting The PSLRA Discovery Stay and for Leave to Amend the Consolidated Amended Class Action Complaint.. Document filed by Avatar Securities, LLC, First New York Securities L.L.C., T3 Trading Group, LLC. (Cappucci, Vincent) (Entered: 06/25/2013)
MOTION Lifting Discovery Stay - Lead Plaintiffs Notice of Motion And Motion For an Order Partially Lifting The PSLRA Discovery Stay and for Leave to Amend the Consolidated Amended Class Action Complaint. Document filed by Avatar Securities, LLC, First New York Securities L.L.C., T3 Trading Group, LLC. Return Date set for 7/24/2013 at 12:00 PM.(Cappucci, Vincent) (Entered: 06/25/2013)
ENDORSED LETTER addressed to Judge Robert W. Sweet from James W. Johnson dated 6/11/2013 re: Lead Plaintiffs will file their memorandum in opposition to that motion on Friday, June 14th. Lead Plaintiffs respectfully request that the Court extend the page limitation for the opposition memorandum to sixty-five pages. We believe this extension is appropriate because the opposition memorandum must respond to the various arguments raised by Defendants in their fifty-five page brief. ENDORSEMENT: SO ORDERED. (Signed by Judge Robert W. Sweet on 6/18/2013) (ama) (Entered: 06/24/2013)
DECLARATION of Thomas A. Dubbs in Opposition re: (54 in 1:12-cv-07542-RWS, 43 in 1:12-cv-04215-RWS, 79 in 1:12-cv-07551-RWS, 49 in 1:12-cv-04099-RWS, 56 in 1:12-cv-07550-RWS, 46 in 1:12-cv-04312-RWS, 134 in 1:12-cv-07587-RWS, 41 in 1:12-cv-04763-RWS, 55 in 1:12-cv-04194-RWS, 47 in 1:12-cv-04360-RWS, 141 in 1:12-cv-07543-RWS, 53 in 1:12-cv-07552-RWS, 48 in 1:12-cv-04157-RWS, 37 in 1:12-cv-04551-RWS, 104 in 1:12-cv-04081-RWS, 140 in 1:12-cv-07548-RWS, 46 in 1:12-cv-04777-RWS, 46 in 1:12-cv-04252-RWS, 89 in 1:12-md-02389-RWS, 47 in 1:12-cv-04150-RWS, 46 in 1:12-cv-04291-RWS, 140 in 1:12-cv-07545-RWS, 41 in 1:12-cv-04362-RWS, 40 in 1:12-cv-04131-RWS, 46 in 1:12-cv-04184-RWS, 81 in 1:12-cv-04648-RWS, 155 in 1:12-cv-07586-RWS, 140 in 1:12-cv-07546-RWS, 50 in 1:12-cv-04332-RWS, 140 in 1:12-cv-07547-RWS, 57 in 1:12-cv-07544-RWS) MOTION to Dismiss Consolidated Class Action Complaint.. Document filed by Arkansas Teacher Retirement System, Banyan Capital Master Fund Ltd., Fresno County Employees' Retirement Association, Jose Galvan, Mary Galvan, North Carolina Department of State Treasurer. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D)Filed In Associated Cases: 1:12-md-02389-RWS et al.(Dubbs, Thomas) (Entered: 06/14/2013)
MEMORANDUM OF LAW in Opposition re: (54 in 1:12-cv-07542-RWS, 43 in 1:12-cv-04215-RWS, 79 in 1:12-cv-07551-RWS, 49 in 1:12-cv-04099-RWS, 56 in 1:12-cv-07550-RWS, 46 in 1:12-cv-04312-RWS, 134 in 1:12-cv-07587-RWS, 41 in 1:12-cv-04763-RWS, 55 in 1:12-cv-04194-RWS, 47 in 1:12-cv-04360-RWS, 141 in 1:12-cv-07543-RWS, 53 in 1:12-cv-07552-RWS, 48 in 1:12-cv-04157-RWS, 37 in 1:12-cv-04551-RWS, 104 in 1:12-cv-04081-RWS, 140 in 1:12-cv-07548-RWS, 46 in 1:12-cv-04252-RWS, 46 in 1:12-cv-04777-RWS, 89 in 1:12-md-02389-RWS, 47 in 1:12-cv-04150-RWS, 46 in 1:12-cv-04291-RWS, 140 in 1:12-cv-07545-RWS, 41 in 1:12-cv-04362-RWS, 40 in 1:12-cv-04131-RWS, 46 in 1:12-cv-04184-RWS, 81 in 1:12-cv-04648-RWS, 155 in 1:12-cv-07586-RWS, 140 in 1:12-cv-07546-RWS, 50 in 1:12-cv-04332-RWS, 140 in 1:12-cv-07547-RWS, 57 in 1:12-cv-07544-RWS) MOTION to Dismiss Consolidated Class Action Complaint.. Document filed by Arkansas Teacher Retirement System, Banyan Capital Master Fund Ltd., Jose Galvan, Mary Galvan, North Carolina Department of State Treasurer. Filed In Associated Cases: 1:12-md-02389-RWS et al.(Dubbs, Thomas) (Entered: 06/14/2013)
NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a CONFERENCE proceeding held on 5/29/13 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(Rodriguez, Somari) (Entered: 06/10/2013)
TRANSCRIPT of Proceedings re: CONFERENCE held on 5/29/2013 before Judge Robert W. Sweet. Court Reporter/Transcriber: Alena Lynch, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 7/8/2013. Redacted Transcript Deadline set for 7/15/2013. Release of Transcript Restriction set for 9/12/2013.(Rodriguez, Somari) (Entered: 06/10/2013)
MEMORANDUM OF LAW in Support re: (108 in 1:12-md-02389-RWS, 16 in 1:13-cv-02830-RWS) MOTION to Dismiss Derivative Complaint.. Document filed by Facebook Inc., Facebook, Inc.. Filed In Associated Cases: 1:12-md-02389-RWS, 1:13-cv-02830-RWS(Clubok, Andrew) (Entered: 06/07/2013)
MOTION to Dismiss Derivative Complaint. Document filed by Facebook Inc., Facebook, Inc.. Responses due by 6/26/2013 Return Date set for 9/25/2013 at 12:00 PM.Filed In Associated Cases: 1:12-md-02389-RWS, 1:13-cv-02830-RWS(Clubok, Andrew) (Entered: 06/07/2013)
ENDORSED LETTER addressed to Judge Robert W. Sweet from Samuel H. Rudman dated 6/4/2013 re: Request for the following briefing schedule: Facebook's motion on what it believes to be "threshold grounds" will be filed by June 7, 2013; Defendants' opposition to Plaintiffs' motion to remand and Plaintiffs' opposition to Facebook's motion will be filed by June 26, 2013; and Replies in support of Facebook's motion and Plaintiffs' motion to remand will be filed on August 13,2013. Facebook's motion will be heard, along with Plaintiffs' motion to remand, at noon on Wednesday, September 25,2013. ENDORSEMENT: So Ordered. ( Motion due by 6/7/2013. Responses due by 6/26/2013, Replies due by 8/13/2013.) (Signed by Judge Robert W. Sweet on 6/4/2013) (cd) (Entered: 06/06/2013)
STIPULATION TO STAY PROCEEDINGS: Plaintiff, Michael Zack, and Defendants, The NASDAQ OMX Group, Inc. and The NASDAQ Stock Market LLC (collectively,"NASDAQ"), by their undersigned counsel, hereby stipulate and agree as follows: This action is one of eleven class actions filed against NASDAQ relating to the initial public offering ("IPO") of Facebook, Inc. common stock. It is before this Court on removal from the Supreme Court in and for the State of New York, New York County, where it was originally filed on August 7, 2012. (Dkt. No.1). On April 30, 2013, lead plaintiffs in the consolidated class actions against NASDAQ (in which the Zack case is not consolidated) filed their Consolidated Amended Class Action Complaint. (MDL No. 12-2389, Dkt. No. 95) ("Consolidated Class Action Complaint"). In view of the fact that the plaintiff and the putative class in this action contain claims which may overlap the claims in the Consolidated Class Action Complaint, the parties to this action agree that this action should not proceed prior to, at minimum, a determination of the motion to dismiss in the consolidated IPO action. NOW, THEREFORE, IT IS HEREBY STIPULATED AND AGREED that this action be stayed pending determination of the Defendant's Motion to Dismiss the Consolidated Class Action Complaint, at which time the parties herein and the Court will revisit whether further extension of the stay is warranted. SO ORDERED. (Signed by Judge Robert W. Sweet on 5/29/2013) (rsh) (Entered: 05/30/2013)
MOTION for Catherine McCaw to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-8541495. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Arkansas Teacher Retirement System, Banyan Capital Master Fund Ltd., Fresno County Employees' Retirement Association, North Carolina Department of State Treasurer. (Attachments: # 1 Exhibit Proposed Order, # 2 Exhibit Certificate of Service)(McCaw, Catherine) (Entered: 05/23/2013)
NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a MOTION proceeding held on 5/1/13 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...Filed In Associated Cases: 1:12-md-02389-RWS et al.(Rodriguez, Somari) (Entered: 05/16/2013)
TRANSCRIPT of Proceedings re: MOTION held on 5/1/2013 before Judge Robert W. Sweet. Court Reporter/Transcriber: Martha Drevis, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 6/10/2013. Redacted Transcript Deadline set for 6/20/2013. Release of Transcript Restriction set for 8/19/2013.Filed In Associated Cases: 1:12-md-02389-RWS et al.(Rodriguez, Somari) (Entered: 05/16/2013)
WAIVER OF SERVICE RETURNED EXECUTED. Anna M. Ewing waiver sent on 5/2/2013, answer due 7/1/2013; Robert Greifeld waiver sent on 5/2/2013, answer due 7/1/2013. Document filed by T3 Trading Group, LLC; First New York Securities L.L.C.; Avatar Securities, LLC. (Cappucci, Vincent) (Entered: 05/13/2013)
REPLY MEMORANDUM OF LAW in Support re: (75 in 1:12-cv-07553-RWS, 137 in 1:12-cv-07545-RWS, 35 in 1:12-cv-04716-RWS, 137 in 1:12-cv-07546-RWS, 43 in 1:12-cv-04252-RWS, 31 in 1:12-cv-07813-RWS, 25 in 1:12-cv-07811-RWS, 44 in 1:12-cv-04150-RWS, 50 in 1:12-cv-07552-RWS, 40 in 1:12-cv-04600-RWS, 34 in 1:12-cv-04551-RWS, 137 in 1:12-cv-07548-RWS, 78 in 1:12-cv-04648-RWS, 46 in 1:12-cv-04099-RWS, 37 in 1:12-cv-04156-RWS, 43 in 1:12-cv-04312-RWS, 18 in 1:12-cv-08040-RWS, 138 in 1:12-cv-07543-RWS, 152 in 1:12-cv-07586-RWS, 53 in 1:12-cv-07550-RWS, 73 in 1:12-cv-07549-RWS, 43 in 1:12-cv-04184-RWS, 37 in 1:12-cv-04131-RWS, 69 in 1:12-cv-04054-RWS, 77 in 1:12-md-02389-RWS, 37 in 1:12-cv-04763-RWS, 8 in 1:13-cv-01999-RWS, 131 in 1:12-cv-07587-RWS, 47 in 1:12-cv-04332-RWS, 43 in 1:12-cv-04291-RWS, 52 in 1:12-cv-04194-RWS, 39 in 1:12-cv-04215-RWS, 34 in 1:12-cv-07812-RWS, 38 in 1:12-cv-04315-RWS, 38 in 1:12-cv-04362-RWS, 29 in 1:12-cv-07531-RWS, 22 in 1:12-cv-09308-RWS, 44 in 1:12-cv-04360-RWS, 47 in 1:12-cv-04201-RWS, 36 in 1:12-cv-04200-RWS, 42 in 1:12-cv-04403-RWS, 51 in 1:12-cv-07542-RWS, 43 in 1:12-cv-04777-RWS, 137 in 1:12-cv-07547-RWS, 92 in 1:12-cv-07815-RWS, 101 in 1:12-cv-04081-RWS, 45 in 1:12-cv-04157-RWS, 76 in 1:12-cv-07551-RWS, 54 in 1:12-cv-07544-RWS) MOTION to Sever.. Document filed by Eugene Stricker, Lawrence Corneck. Filed In Associated Cases: 1:12-md-02389-RWS et al.(Feffer, Joel) (Entered: 05/13/2013)
MEMORANDUM OF LAW in Opposition re: (137 in 1:12-cv-07545-RWS, 137 in 1:12-cv-07546-RWS, 43 in 1:12-cv-04252-RWS, 44 in 1:12-cv-04150-RWS, 50 in 1:12-cv-07552-RWS, 34 in 1:12-cv-04551-RWS, 137 in 1:12-cv-07548-RWS, 78 in 1:12-cv-04648-RWS, 46 in 1:12-cv-04099-RWS, 43 in 1:12-cv-04312-RWS, 138 in 1:12-cv-07543-RWS, 152 in 1:12-cv-07586-RWS, 53 in 1:12-cv-07550-RWS, 43 in 1:12-cv-04184-RWS, 37 in 1:12-cv-04131-RWS, 77 in 1:12-md-02389-RWS, 37 in 1:12-cv-04763-RWS, 131 in 1:12-cv-07587-RWS, 47 in 1:12-cv-04332-RWS, 43 in 1:12-cv-04291-RWS, 52 in 1:12-cv-04194-RWS, 39 in 1:12-cv-04215-RWS, 38 in 1:12-cv-04362-RWS, 44 in 1:12-cv-04360-RWS, 43 in 1:12-cv-04777-RWS, 51 in 1:12-cv-07542-RWS, 137 in 1:12-cv-07547-RWS, 101 in 1:12-cv-04081-RWS, 45 in 1:12-cv-04157-RWS, 76 in 1:12-cv-07551-RWS, 54 in 1:12-cv-07544-RWS) MOTION to Sever.. Document filed by Erskine B. Bowles, James W. Breyer, David A. Ebersman, Facebook, Inc., Goldman, Sachs & Co., Donald E. Graham, Reed Hastings, Morgan Stanley & Co. LLC, David M. Spillane, Peter A. Thiel, Mark Zuckerberg, J.P. Morgan Securities LLC. Filed In Associated Cases: 1:12-md-02389-RWS et al.(Rouhandeh, James) (Entered: 05/03/2013)
MEMORANDUM OF LAW in Opposition re: (137 in 1:12-cv-07545-RWS, 137 in 1:12-cv-07546-RWS, 43 in 1:12-cv-04252-RWS, 44 in 1:12-cv-04150-RWS, 50 in 1:12-cv-07552-RWS, 34 in 1:12-cv-04551-RWS, 137 in 1:12-cv-07548-RWS, 78 in 1:12-cv-04648-RWS, 46 in 1:12-cv-04099-RWS, 43 in 1:12-cv-04312-RWS, 138 in 1:12-cv-07543-RWS, 152 in 1:12-cv-07586-RWS, 53 in 1:12-cv-07550-RWS, 43 in 1:12-cv-04184-RWS, 37 in 1:12-cv-04131-RWS, 77 in 1:12-md-02389-RWS, 37 in 1:12-cv-04763-RWS, 131 in 1:12-cv-07587-RWS, 47 in 1:12-cv-04332-RWS, 43 in 1:12-cv-04291-RWS, 52 in 1:12-cv-04194-RWS, 39 in 1:12-cv-04215-RWS, 38 in 1:12-cv-04362-RWS, 44 in 1:12-cv-04360-RWS, 43 in 1:12-cv-04777-RWS, 51 in 1:12-cv-07542-RWS, 137 in 1:12-cv-07547-RWS, 101 in 1:12-cv-04081-RWS, 45 in 1:12-cv-04157-RWS, 76 in 1:12-cv-07551-RWS, 54 in 1:12-cv-07544-RWS) MOTION to Sever.. Document filed by Arkansas Teacher Retirement System, Banyan Capital Master Fund Ltd., Fresno County Employees' Retirement Association, North Carolina Department of State Treasurer. Filed In Associated Cases: 1:12-md-02389-RWS et al.(Singer, Steven) (Entered: 05/03/2013)
NOTICE of Notice of Withdrawal by Brian Roffe Profit Sharing Plan as a Named Plaintiff. Document filed by Brian Roffe Profit Sharing Plan. (Fruchter, Jack) (Entered: 05/03/2013)
ORDER: Defendant Facebook, Inc., the individual Facebook defendants, and the underwriter defendants' (collectively, the "Defendants") motion to dismiss the consolidated class action, dated April 30, 2013, will be heard at noon on Wednesday, September 18, 2013 in courtroom 18C. All papers shall be served in accordance with the parties' scheduling stipulations re: (54 in 1:12-cv-07542-RWS, 140 in 1:12-cv-07548-RWS, 43 in 1:12-cv-04215-RWS, 46 in 1:12-cv-04777-RWS, 46 in 1:12-cv-04252-RWS, 89 in 1:12-md-02389-RWS, 79 in 1:12-cv-07551-RWS, 47 in 1:12-cv-04150-RWS, 46 in 1:12-cv-04291-RWS, 49 in 1:12-cv-04099-RWS, 140 in 1:12-cv-07545-RWS, 41 in 1:12-cv-04362-RWS, 46 in 1:12-cv-04184-RWS, 40 in 1:12-cv-04131-RWS, 81 in 1:12-cv-04648-RWS, 56 in 1:12-cv-07550-RWS, 46 in 1:12-cv-04312-RWS, 155 in 1:12-cv-07586-RWS, 134 in 1:12-cv-07587-RWS, 41 in 1:12-cv-04763-RWS, 55 in 1:12-cv-04194-RWS, 140 in 1:12-cv-07546-RWS, 50 in 1:12-cv-04332-RWS, 140 in 1:12-cv-07547-RWS, 47 in 1:12-cv-04360-RWS, 141 in 1:12-cv-07543-RWS, 53 in 1:12-cv-07552-RWS, 57 in 1:12-cv-07544-RWS, 48 in 1:12-cv-04157-RWS, 37 in 1:12-cv-04551-RWS, 104 in 1:12-cv-04081-RWS) MOTION to Dismiss Consolidated Class Action Complaint. filed by The Williams Capital Group LP, C.L. King & Associates, Inc, Deutsche Bank Securities Inc., Loop Capital Markets LLC, David E. (sic) Ebersman, David M. Spillane, RBC Capital Markets LLC, Uma M. Swaminathan, C.L. King & Associates, Inc., Pacific Crest Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Reed Hastings, Morgan Stanley & Co, LLC, Piper Jaffrey & Co., Piper Jaffray & Co., J.P. Morgan Securities LLC, Robert Herpst, Cowen and Company, LLC, M.R. Beal & Facebook (sic), Stifel, Nicolaus & Company, Incorporated, Mark Zukerburg (sic), Barclays Capital, Inc., Marc L. Andreessen, Castleoak Securities, L.P., J.P. Morgan Securities L.L.C., Lebenthal & Co., LLC, Citigroup Global Markets, Inc., Macquarie Capital (USA) Inc., Merrill Lynch, Pierce, Fenner & Smith, Inc., Muriel Siebert & Co, Inc., Donald E. Graham, Barclays Capital Inc., BMO Capital Markets Corp., James W. Breyer, Raymond James & Associates, Inc., Credit Suisse Securities (USA) LLC, Merrill Lynch, Pierce Fenner & Smith Incorporated, Lazard Capital Markets, LLC, Oppenheimer & Co Inc, Cowen and Facebook (sic) LLC, Stifel, Nicolaus & Company, Inc., Jose Galvan, Merrill Lynch Pierce Fenner & Smith Incorporated, Wells Fargo Securities L.L.C., Goldman Sachs & Co., Citigroup Global Markets Inc., Morgan Stanley & Co. L.L.C., David A. Ebersman, Stifel, Nicolaus & Company Incorporated, Allen & Company LLC, Morgan Stanley & Co. Inc., Sheryl K. Sandberg, Oppenheimer & Co., Inc., RBC Capital Markets, LLC, Oppenheimer & Co. Inc.,, The Nasdaq Stock Market L.L.C., Deutsche Bank Securites, Inc., Samuel A. Ramirez & Company, Inc., Credit Suisse Securities (USA), LLC, Muriel Seibert & Co., Inc., Morgan Stanley & Co., Inc., Muriel Siebert & Co., Inc, David Ebersman, Wells Fargo Securities, LLC, William Blair & Facebook (sic) LLC, ITAU BBA USA Securities, Inc., Muriel Siebert & Co Inc, Samuel A. Ramirez & Company Inc, Goldman, Sachs & Co., Oppenheimer & CO., Inc., Morgan Stanley & Co.L.L.C., Facebook Inc., Lebenthal & Co LLC, Linh Luu, C.L. King & Associates Inc, Cabrera Capital Markets, LLC, Goldman Sachs & Co, Harvey Lapin, Edward Shierry, Facebook, Inc., Rick Pond, Allen & Company, L.L.C., Erskine B. Bowles, William Blair & Company LLC, Pierce Fenner & Smith Incorporated, E* Trade Securities LLC, Barclays Capital Inc, Morgan Stanley & Co., LLC, JP Morgan Securities LLC, Muriel Siebert & Co., Inc., Credit Suisse Securities (USA) L.L.C., Blaylock Robert Van LLC, E Trade Securities, LLC., Piper Jaffray & Co, E*Trade Securities LLC, Wells Fargo Securities LLC, Jill D. Simon, David E. (sic) Ebersman, The Williams Capital Group, L.P., Credit Suisse Securities (USA) LLC, Lawrence Corneck, Cowen & Facebook (sic) LLC, Marc L Andreessen, Stifel Nicolaus & Company Incorporated, Allen & Facebook (sic) LLC, Itau BBA USA Securities Inc, Samuel A. Ramirez & Facebook (sic) Inc, Allen & Company L.L.C., Mark Zuckerberg, King & Associates, Inc., Oppenheimer & Co. Inc, Oppenheimer & CO. Inc., Peter Thiel, Stifel Nicolaus & Company, Incorporated, Cowen and Company LLC, Raymond James & Associates Inc, Cipora Herman, J.P. Morgan Securiries LLC., Cabrera Capital Markets LLC, CitiGroup Global Market, Inc., Marc L. Andreesen, Morgan Stanley & Co, Inc., Samuel A Ramirez & Company, Inc, Peter A. Thiel, Williams Capital Group, L.P., Nick E. Tran, Stifel Nicholas & Facebook (sic) Incorporated, J.P. Morgan Securities LLC, Kevin Hicks, Goldman Sachs & CO., RBC Capital Markets L.L.C., J.P. Morgan Securities Holdings LLC, Morgan Stanley & Co. LLC, William Blair & Company, L.L.C., Lazard Capital Markets LLC, Credit Suisse Securites (USA) LLC, M.R. Beal & Company, Merrill Lynch, Pierce, Fenner & Smith Inc., Castleoak Securities LP, William Blair & Company L.L.C., CastleOak Securities L.P, Deutsche Bank Securities, Inc., Merrill Lynch, Set Deadlines/Hearing as to (54 in 1:12-cv-07542-RWS, 140 in 1:12-cv-07548-RWS, 43 in 1:12-cv-04215-RWS, 46 in 1:12-cv-04777-RWS, 46 in 1:12-cv-04252-RWS, 89 in 1:12-md-02389-RWS, 79 in 1:12-cv-07551-RWS, 47 in 1:12-cv-04150-RWS, 46 in 1:12-cv-04291-RWS, 49 in 1:12-cv-04099-RWS, 140 in 1:12-cv-07545-RWS, 41 in 1:12-cv-04362-RWS, 46 in 1:12-cv-04184-RWS, 40 in 1:12-cv-04131-RWS, 81 in 1:12-cv-04648-RWS, 56 in 1:12-cv-07550-RWS, 46 in 1:12-cv-04312-RWS, 155 in 1:12-cv-07586-RWS, 134 in 1:12-cv-07587-RWS, 41 in 1:12-cv-04763-RWS, 55 in 1:12-cv-04194-RWS, 140 in 1:12-cv-07546-RWS, 50 in 1:12-cv-04332-RWS, 140 in 1:12-cv-07547-RWS, 47 in 1:12-cv-04360-RWS, 141 in 1:12-cv-07543-RWS, 53 in 1:12-cv-07552-RWS, 57 in 1:12-cv-07544-RWS, 48 in 1:12-cv-04157-RWS, 37 in 1:12-cv-04551-RWS, 104 in 1:12-cv-04081-RWS) MOTION to Dismiss Consolidated Class Action Complaint. ( Motion Hearing set for 9/18/2013 at 12:00 PM in Courtroom 18C, 500 Pearl Street, New York, NY 10007 before Judge Robert W. Sweet.) (Signed by Judge Robert W. Sweet on 5/2/2013) Filed In Associated Cases: 1:12-md-02389-RWS et al.(cd) (Entered: 05/03/2013)
ORDER: In consideration of the parties' submissions and the status conference held on May 1, 2013, Plaintiffs Gaye Jones and Holly McConnaughey's motion to remand, dated April 23, 2013 (Dkt. No. 85), will be heard at noon on Wednesday, September 25, 2013 in Courtroom 18C. Counsel shall meet and confer with respect to a briefing schedule for the remand motion as well as any additional anticipated motions. Set Deadlines/Hearing as to 85 MOTION to Remand Matter to the Court of Chancery of the State of Delaware. ( Motion Hearing set for 9/25/2013 at 12:00 PM in Courtroom 18C, 500 Pearl Street, New York, NY 10007 before Judge Robert W. Sweet.) (Signed by Judge Robert W. Sweet on 5/2/2013) (cd) (Entered: 05/03/2013)
CONSOLIDATED AMENDED CLASS ACTION COMPLAINT amending 71 Amended Complaint, against NASDAQ OMX Group, Inc., The Nasdaq Stock Market L.L.C., Robert Greifeld, Anna M. Ewing with JURY DEMAND.Document filed by T3 Trading Group, LLC, First New York Securities L.L.C., Colin Suzman, Meredith Bailey, Steve Jarvis, Avatar Securities, LLC, Faisal Sami, Phillip Goldberg, Atish Gandhi. Related document: 71 Amended Complaint, filed by Mary Galvan, Banyan Capital Master Fund Ltd., Jose Galvan, Fresno County Employees' Retirement Association, Arkansas Teacher Retirement System, North Carolina Department of State Treasurer. (Attachments: # 1 Exhibit, # 2 Exhibit, # 3 Exhibit)(lmb) (Entered: 05/03/2013)
ENDORSED LETTER addressed to Judge Robert W. Sweet from William J. Newsom dated 4/30/2013 re: Having dismissed the case, I would like to request that Your Honor remove myself and the following attorneys at my firm from the ECF notices, as we no longer represent any party to the Facebook IPO cases. Alexander Robert Safyan, Bruce Lee Simon, Clifford H. Pearson, George S. Trevor, William James Newsom, and Daniel L. Warshaw removed. ENDORSEMENT: So Ordered. (Signed by Judge Robert W. Sweet on 5/1/2013) (cd) (Entered: 05/01/2013)
92
Filed: 5/1/2013, Entered: None
MEMORANDUM OF LAW in Support re: (54 in 1:12-cv-07542-RWS, 43 in 1:12-cv-04215-RWS, 79 in 1:12-cv-07551-RWS, 49 in 1:12-cv-04099-RWS, 56 in 1:12-cv-07550-RWS, 46 in 1:12-cv-04312-RWS, 134 in 1:12-cv-07587-RWS, 41 in 1:12-cv-04763-RWS, 55 in 1:12-cv-04194-RWS, 47 in 1:12-cv-04360-RWS, 141 in 1:12-cv-07543-RWS, 53 in 1:12-cv-07552-RWS, 48 in 1:12-cv-04157-RWS, 37 in 1:12-cv-04551-RWS, 104 in 1:12-cv-04081-RWS, 140 in 1:12-cv-07548-RWS, 46 in 1:12-cv-04252-RWS, 46 in 1:12-cv-04777-RWS, 89 in 1:12-md-02389-RWS, 47 in 1:12-cv-04150-RWS, 46 in 1:12-cv-04291-RWS, 140 in 1:12-cv-07545-RWS, 41 in 1:12-cv-04362-RWS, 40 in 1:12-cv-04131-RWS, 46 in 1:12-cv-04184-RWS, 81 in 1:12-cv-04648-RWS, 155 in 1:12-cv-07586-RWS, 140 in 1:12-cv-07546-RWS, 50 in 1:12-cv-04332-RWS, 140 in 1:12-cv-07547-RWS, 57 in 1:12-cv-07544-RWS) MOTION to Dismiss Consolidated Class Action Complaint. (CORRECTED). Document filed by Allen & Company LLC, Marc L. Andreesen, BMO Capital Markets Corp., Barclays Capital Inc., Blaylock Robert Van LLC, Erskine B. Bowles, James W. Breyer, C.L. King & Associates, Inc., Cabrera Capital Markets, LLC, Castleoak Securities, L.P., Citigroup Global Markets Inc., Cowen and Company, LLC, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., ETrade Securities LLC, David A. Ebersman, Facebook, Inc., Goldman, Sachs & Co., Donald E. Graham, Reed Hastings, ITAU BBA USA Securities, Inc., J.P. Morgan Securities LLC, Lazard Capital Markets LLC, Lebenthal & Co., LLC, Loop Capital Markets LLC, M.R. Beal & Company, Macquarie Capital (USA) Inc., Merrill Lynch, Pierce, Fenner & Smith Inc., Morgan Stanley & Co. LLC, Muriel Seibert & Co., Inc., Oppenheimer & Co. Inc.,, Pacific Crest Securities LLC, Piper Jaffray & Co., RBC Capital Markets, LLC, Raymond James & Associates, Inc., Samuel A. Ramirez & Company, Inc., David M. Spillane, Stifel, Nicolaus & Company, Incorporated, The Williams Capital Group, L.P., Peter A. Thiel, William Blair & Company, L.L.C., Mark Zuckerberg, Marc L. Andreessen, C.L. King & Associates, Inc, Credit Suisse Securities (USA), LLC, E Trade Securities, LLC., Goldman Sachs & Co., Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co, LLC, Muriel Siebert & Co., Inc., Oppenheimer & Co., Inc., Avatar Securities, LLC, Barclays Capital Inc, CastleOak Securities L.P, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., E Trade Securities LLC, Goldman, Sachs & Co., JP Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Inc., Oppenheimer & Co. Inc, Piper Jaffrey & Co., Raymond James & Associates, Inc., Sheryl K. Sandberg, Wells Fargo Securities, LLC, Facebook Inc., Allen & Facebook (sic) LLC, Avatar Securities, LLC, CitiGroup Global Market, Inc., Lawrence Corneck, Cowen and Facebook (sic) LLC, Credit Suisse Securites (USA) LLC, Deutsche Bank Securites, Inc., David E. (sic) Ebersman, Facebook, Inc., Goldman Sachs & CO., Goldman, Sachs & Co., Cipora Herman, Kevin Hicks, J.P. Morgan Securiries LLC., King & Associates, Inc., Harvey Lapin, Linh Luu, M.R. Beal & Facebook (sic), Macquarie Capital (USA) Inc., Merrill Lynch, Morgan Stanley & Co, Inc., NASDAQ OMX Group, Inc., Nasdaq Stock Market, Inc., Nasdaqomx Group, Inc., Oppenheimer & CO. Inc., Pierce Fenner & Smith Incorporated, RBC Capital Markets LLC, Samuel A. Ramirez & Facebook (sic) Inc, Jill D. Simon, Stifel Nicholas & Facebook (sic) Incorporated, Stifel, Nicolaus & Company, Inc., Uma M. Swaminathan, Nick E. Tran, William Blair & Company L.L.C., William Blair & Facebook (sic) LLC, Marc L Andreessen, Goldman Sachs & Co, Allen & Company, L.L.C., Credit Suisse Securities (USA) L.L.C., Deutsche Bank Securities Inc., Goldman, Sachs & Co., J.P. Morgan Securities L.L.C., J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. L.L.C., RBC Capital Markets L.L.C., Wells Fargo Securities L.L.C., Deutsche Bank Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co., LLC, Peter Thiel, Barclays Capital, Inc., Merrill Lynch, Pierce Fenner & Smith Incorporated, Allen & Company L.L.C., Goldman Sachs & Co., Morgan Stanley & Co.L.L.C., Macquarie Capital (USA) Inc., Oppenheimer & Co., Inc., Raymond James & Associates, Inc., Stifel Nicolaus & Company, Incorporated, Deutsche Bank Securities, Inc., Lazard Capital Markets, LLC, Oppenheimer & CO., Inc., Stifel, Nicolaus & Company, Incorporated, Merrill Lynch, Pierce, Fenner & Smith Inc., Morgan Stanley & Co. Inc., Merrill Lynch, Pierce, Fenner & Smith, Inc., Morgan Stanley & Co., Inc., C.L. King & Associates Inc, Cabrera Capital Markets LLC, Castleoak Securities LP, Cowen and Company LLC, Brian Gralnick, Itau BBA USA Securities Inc, Lebenthal & Co LLC, Muriel Siebert & Co Inc, Oppenheimer & Co Inc, Piper Jaffray & Co, Raymond James & Associates Inc, Samuel A. Ramirez & Company Inc, Stifel Nicolaus & Company Incorporated, The Williams Capital Group LP, Wells Fargo Securities LLC, William Blair & Company LLC, Cowen & Facebook (sic) LLC, Merrill Lynch, Muriel Siebert & Co., Inc, Mark Zukerburg (sic), Citigroup Global Markets, Inc., Credit Suisse Securities (USA) LLC, Goldman Sachs & Co., Muriel Siebert & Co, Inc., Samuel A Ramirez & Company, Inc, T3 Trading Group, LLC, David Ebersman, J.P. Morgan Securities Holdings LLC, Rick Pond, Merrill Lynch, Pierce, Fenner & Smith Incorporated, First New York Securities, L.L.C., David E. (sic) Ebersman, Stifel, Nicolaus & Company Incorporated, Williams Capital Group, L.P.. Filed In Associated Cases: 1:12-md-02389-RWS et al.(Clubok, Andrew) (Entered: 05/01/2013)
DECLARATION of Andrew B. Clubok in Support re: (54 in 1:12-cv-07542-RWS, 43 in 1:12-cv-04215-RWS, 79 in 1:12-cv-07551-RWS, 49 in 1:12-cv-04099-RWS, 56 in 1:12-cv-07550-RWS, 46 in 1:12-cv-04312-RWS, 134 in 1:12-cv-07587-RWS, 41 in 1:12-cv-04763-RWS, 55 in 1:12-cv-04194-RWS, 47 in 1:12-cv-04360-RWS, 141 in 1:12-cv-07543-RWS, 53 in 1:12-cv-07552-RWS, 48 in 1:12-cv-04157-RWS, 37 in 1:12-cv-04551-RWS, 104 in 1:12-cv-04081-RWS, 140 in 1:12-cv-07548-RWS, 46 in 1:12-cv-04777-RWS, 46 in 1:12-cv-04252-RWS, 89 in 1:12-md-02389-RWS, 47 in 1:12-cv-04150-RWS, 46 in 1:12-cv-04291-RWS, 140 in 1:12-cv-07545-RWS, 41 in 1:12-cv-04362-RWS, 46 in 1:12-cv-04184-RWS, 40 in 1:12-cv-04131-RWS, 81 in 1:12-cv-04648-RWS, 155 in 1:12-cv-07586-RWS, 140 in 1:12-cv-07546-RWS, 50 in 1:12-cv-04332-RWS, 140 in 1:12-cv-07547-RWS, 57 in 1:12-cv-07544-RWS) MOTION to Dismiss Consolidated Class Action Complaint.. Document filed by Allen & Company LLC, Marc L. Andreesen, BMO Capital Markets Corp., Barclays Capital Inc., Blaylock Robert Van LLC, Erskine B. Bowles, James W. Breyer, C.L. King & Associates, Inc., Cabrera Capital Markets, LLC, Castleoak Securities, L.P., Citigroup Global Markets Inc., Cowen and Company, LLC, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., ETrade Securities LLC, David A. Ebersman, Facebook, Inc., Goldman, Sachs & Co., Donald E. Graham, Reed Hastings, ITAU BBA USA Securities, Inc., J.P. Morgan Securities LLC, Lazard Capital Markets LLC, Lebenthal & Co., LLC, Loop Capital Markets LLC, M.R. Beal & Company, Macquarie Capital (USA) Inc., Merrill Lynch, Pierce, Fenner & Smith Inc., Morgan Stanley & Co. LLC, Muriel Seibert & Co., Inc., Oppenheimer & Co. Inc.,, Pacific Crest Securities LLC, Piper Jaffray & Co., RBC Capital Markets, LLC, Raymond James & Associates, Inc., Samuel A. Ramirez & Company, Inc., David M. Spillane, Stifel, Nicolaus & Company, Incorporated, The Williams Capital Group, L.P., Peter A. Thiel, William Blair & Company, L.L.C., Mark Zuckerberg, Marc L. Andreessen, C.L. King & Associates, Inc, Credit Suisse Securities (USA), LLC, E Trade Securities, LLC., Goldman Sachs & Co., Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co, LLC, Muriel Siebert & Co., Inc., Oppenheimer & Co., Inc., Barclays Capital Inc, CastleOak Securities L.P, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., E Trade Securities LLC, Goldman, Sachs & Co., JP Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Inc., Oppenheimer & Co. Inc, Piper Jaffrey & Co., Raymond James & Associates, Inc., Sheryl K. Sandberg, Wells Fargo Securities, LLC, Facebook Inc., Allen & Facebook (sic) LLC, CitiGroup Global Market, Inc., Lawrence Corneck, Cowen and Facebook (sic) LLC, Credit Suisse Securites (USA) LLC, Deutsche Bank Securites, Inc., David E. (sic) Ebersman, Facebook, Inc., Goldman Sachs & CO., Goldman, Sachs & Co., Cipora Herman, Kevin Hicks, J.P. Morgan Securiries LLC., King & Associates, Inc., Harvey Lapin, Linh Luu, M.R. Beal & Facebook (sic), Macquarie Capital (USA) Inc., Merrill Lynch, Morgan Stanley & Co, Inc., NASDAQ OMX Group, Inc., Nasdaq Stock Market, Inc., Nasdaqomx Group, Inc., North Carolina Department of State Treasurer, Oppenheimer & CO. Inc., Pierce Fenner & Smith Incorporated, RBC Capital Markets LLC, Samuel A. Ramirez & Facebook (sic) Inc, Jill D. Simon, Stifel Nicholas & Facebook (sic) Incorporated, Stifel, Nicolaus & Company, Inc., Uma M. Swaminathan, The Nasdaq Stock Market L.L.C., Nick E. Tran, William Blair & Company L.L.C., William Blair & Facebook (sic) LLC, Marc L Andreessen, Goldman Sachs & Co, Allen & Company, L.L.C., Credit Suisse Securities (USA) L.L.C., Deutsche Bank Securities Inc., Goldman, Sachs & Co., J.P. Morgan Securities L.L.C., J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. L.L.C., RBC Capital Markets L.L.C., Wells Fargo Securities L.L.C., Deutsche Bank Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co., LLC, Peter Thiel, Barclays Capital, Inc., Merrill Lynch, Pierce Fenner & Smith Incorporated, Allen & Company L.L.C., Goldman Sachs & Co., Morgan Stanley & Co.L.L.C., Macquarie Capital (USA) Inc., Oppenheimer & Co., Inc., Raymond James & Associates, Inc., Stifel Nicolaus & Company, Incorporated, Deutsche Bank Securities, Inc., Lazard Capital Markets, LLC, Oppenheimer & CO., Inc., Stifel, Nicolaus & Company, Incorporated, John Gregory, Merrill Lynch, Pierce, Fenner & Smith Inc., Morgan Stanley & Co. Inc., Merrill Lynch, Pierce, Fenner & Smith, Inc., Morgan Stanley & Co., Inc., C.L. King & Associates Inc, Cabrera Capital Markets LLC, Castleoak Securities LP, Cowen and Company LLC, Itau BBA USA Securities Inc, Lebenthal & Co LLC, Muriel Siebert & Co Inc, Oppenheimer & Co Inc, Piper Jaffray & Co, Raymond James & Associates Inc, Samuel A. Ramirez & Company Inc, Stifel Nicolaus & Company Incorporated, The Williams Capital Group LP, Wells Fargo Securities LLC, William Blair & Company LLC, Cowen & Facebook (sic) LLC, Merrill Lynch, Muriel Siebert & Co., Inc, Mark Zukerburg (sic), First New York Securities L.L.C., Citigroup Global Markets, Inc., Credit Suisse Securities (USA) LLC, Goldman Sachs & Co., Muriel Siebert & Co, Inc., Samuel A Ramirez & Company, Inc, David Ebersman, J.P. Morgan Securities Holdings LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, David E. (sic) Ebersman, Stifel, Nicolaus & Company Incorporated, Williams Capital Group, L.P., Jose and Mary Galvan. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I, # 10 Exhibit J, # 11 Exhibit K, # 12 Exhibit L, # 13 Exhibit M, # 14 Exhibit N, # 15 Exhibit O)Filed In Associated Cases: 1:12-md-02389-RWS et al.(Clubok, Andrew) (Entered: 04/30/2013)
FILING ERROR - DEFICIENT DOCKET ENTRY - MEMORANDUM OF LAW in Support re: (54 in 1:12-cv-07542-RWS, 43 in 1:12-cv-04215-RWS, 79 in 1:12-cv-07551-RWS, 49 in 1:12-cv-04099-RWS, 56 in 1:12-cv-07550-RWS, 46 in 1:12-cv-04312-RWS, 134 in 1:12-cv-07587-RWS, 41 in 1:12-cv-04763-RWS, 55 in 1:12-cv-04194-RWS, 47 in 1:12-cv-04360-RWS, 141 in 1:12-cv-07543-RWS, 53 in 1:12-cv-07552-RWS, 48 in 1:12-cv-04157-RWS, 37 in 1:12-cv-04551-RWS, 104 in 1:12-cv-04081-RWS, 140 in 1:12-cv-07548-RWS, 46 in 1:12-cv-04252-RWS, 46 in 1:12-cv-04777-RWS, 89 in 1:12-md-02389-RWS, 47 in 1:12-cv-04150-RWS, 46 in 1:12-cv-04291-RWS, 140 in 1:12-cv-07545-RWS, 41 in 1:12-cv-04362-RWS, 40 in 1:12-cv-04131-RWS, 46 in 1:12-cv-04184-RWS, 81 in 1:12-cv-04648-RWS, 155 in 1:12-cv-07586-RWS, 140 in 1:12-cv-07546-RWS, 50 in 1:12-cv-04332-RWS, 140 in 1:12-cv-07547-RWS, 57 in 1:12-cv-07544-RWS) MOTION to Dismiss Consolidated Class Action Complaint.. Document filed by Allen & Company LLC, Marc L. Andreesen, BMO Capital Markets Corp., Barclays Capital Inc., Blaylock Robert Van LLC, Erskine B. Bowles, James W. Breyer, C.L. King & Associates, Inc., Cabrera Capital Markets, LLC, Castleoak Securities, L.P., Citigroup Global Markets Inc., Cowen and Company, LLC, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., ETrade Securities LLC, David A. Ebersman, Facebook, Inc., Goldman, Sachs & Co., Donald E. Graham, Reed Hastings, ITAU BBA USA Securities, Inc., J.P. Morgan Securities LLC, Lazard Capital Markets LLC, Lebenthal & Co., LLC, Loop Capital Markets LLC, M.R. Beal & Company, Macquarie Capital (USA) Inc., Merrill Lynch, Pierce, Fenner & Smith Inc., Morgan Stanley & Co. LLC, Muriel Seibert & Co., Inc., Oppenheimer & Co. Inc.,, Pacific Crest Securities LLC, Piper Jaffray & Co., RBC Capital Markets, LLC, Raymond James & Associates, Inc., Samuel A. Ramirez & Company, Inc., David M. Spillane, Stifel, Nicolaus & Company, Incorporated, The Williams Capital Group, L.P., Peter A. Thiel, William Blair & Company, L.L.C., Mark Zuckerberg, Marc L. Andreessen, C.L. King & Associates, Inc, Credit Suisse Securities (USA), LLC, E Trade Securities, LLC., Goldman Sachs & Co., Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co, LLC, Muriel Siebert & Co., Inc., Oppenheimer & Co., Inc., Barclays Capital Inc, CastleOak Securities L.P, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., E Trade Securities LLC, Goldman, Sachs & Co., JP Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Inc., Oppenheimer & Co. Inc, Piper Jaffrey & Co., Raymond James & Associates, Inc., Sheryl K. Sandberg, Wells Fargo Securities, LLC, Facebook Inc., Allen & Facebook (sic) LLC, CitiGroup Global Market, Inc., Lawrence Corneck, Cowen and Facebook (sic) LLC, Credit Suisse Securites (USA) LLC, Deutsche Bank Securites, Inc., David E. (sic) Ebersman, Facebook, Inc., A. Marcus Gerber, Goldman Sachs & CO., Goldman, Sachs & Co., Cipora Herman, Kevin Hicks, J.P. Morgan Securiries LLC., King & Associates, Inc., Harvey Lapin, Linh Luu, M.R. Beal & Facebook (sic), Macquarie Capital (USA) Inc., Merrill Lynch, Morgan Stanley & Co, Inc., NASDAQ OMX Group, Inc., Nasdaq Stock Market, Inc., Nasdaqomx Group, Inc., Oppenheimer & CO. Inc., Pierce Fenner & Smith Incorporated, RBC Capital Markets LLC, Samuel A. Ramirez & Facebook (sic) Inc, Jill D. Simon, Stifel Nicholas & Facebook (sic) Incorporated, Stifel, Nicolaus & Company, Inc., Uma M. Swaminathan, The Nasdaq Stock Market L.L.C., Nick E. Tran, William Blair & Company L.L.C., William Blair & Facebook (sic) LLC, Marc L Andreessen, Goldman Sachs & Co, Allen & Company, L.L.C., Credit Suisse Securities (USA) L.L.C., Deutsche Bank Securities Inc., Goldman, Sachs & Co., Kevin Hyms, J.P. Morgan Securities L.L.C., J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. L.L.C., RBC Capital Markets L.L.C., Wells Fargo Securities L.L.C., The Nasdaq Stock Market L.L.C., Deutsche Bank Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co., LLC, Peter Thiel, Barclays Capital, Inc., Merrill Lynch, Pierce Fenner & Smith Incorporated, Allen & Company L.L.C., Goldman Sachs & Co., Sylvia Gregorcyzk, Morgan Stanley & Co.L.L.C., Rick Pond, Macquarie Capital (USA) Inc., Oppenheimer & Co., Inc., Raymond James & Associates, Inc., Stifel Nicolaus & Company, Incorporated, T3 Trading Group, LLC, Deutsche Bank Securities, Inc., Lazard Capital Markets, LLC, Oppenheimer & CO., Inc., Stifel, Nicolaus & Company, Incorporated, John Gregory, Merrill Lynch, Pierce, Fenner & Smith Inc., Morgan Stanley & Co. Inc., Merrill Lynch, Pierce, Fenner & Smith, Inc., Morgan Stanley & Co., Inc., C.L. King & Associates Inc, Cabrera Capital Markets LLC, Castleoak Securities LP, Cowen and Company LLC, Itau BBA USA Securities Inc, Lebenthal & Co LLC, Muriel Siebert & Co Inc, Oppenheimer & Co Inc, Piper Jaffray & Co, Raymond James & Associates Inc, Samuel A. Ramirez & Company Inc, Stifel Nicolaus & Company Incorporated, The Williams Capital Group LP, Wells Fargo Securities LLC, William Blair & Company LLC, Cowen & Facebook (sic) LLC, Merrill Lynch, Muriel Siebert & Co., Inc, Mark Zukerburg (sic), Dennis Palkon, Citigroup Global Markets, Inc., Credit Suisse Securities (USA) LLC, Goldman Sachs & Co., Muriel Siebert & Co, Inc., Samuel A Ramirez & Company, Inc, David Ebersman, J.P. Morgan Securities Holdings LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, David E. (sic) Ebersman, Stifel, Nicolaus & Company Incorporated, Williams Capital Group, L.P., Karen Cuker, Vernon R. DeMois, Jr., Fresno County Employees' Retirement Association. Filed In Associated Cases: 1:12-md-02389-RWS et al.(Clubok, Andrew) Modified on 5/1/2013 (ldi). (Entered: 04/30/2013)
MOTION to Dismiss Consolidated Class Action Complaint. Document filed by Allen & Company LLC, Marc L. Andreesen, BMO Capital Markets Corp., Barclays Capital Inc., Blaylock Robert Van LLC, Erskine B. Bowles, James W. Breyer, C.L. King & Associates, Inc., Cabrera Capital Markets, LLC, Castleoak Securities, L.P., Citigroup Global Markets Inc., Cowen and Company, LLC, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., ETrade Securities LLC, David A. Ebersman, Facebook, Inc., Goldman, Sachs & Co., Donald E. Graham, Reed Hastings, ITAU BBA USA Securities, Inc., J.P. Morgan Securities LLC, Lazard Capital Markets LLC, Lebenthal & Co., LLC, Loop Capital Markets LLC, M.R. Beal & Company, Macquarie Capital (USA) Inc., Merrill Lynch, Pierce, Fenner & Smith Inc., Morgan Stanley & Co. LLC, Muriel Seibert & Co., Inc., Oppenheimer & Co. Inc.,, Pacific Crest Securities LLC, Piper Jaffray & Co., RBC Capital Markets, LLC, Raymond James & Associates, Inc., Samuel A. Ramirez & Company, Inc., David M. Spillane, Stifel, Nicolaus & Company, Incorporated, The Williams Capital Group, L.P., Peter A. Thiel, William Blair & Company, L.L.C., Mark Zuckerberg, Marc L. Andreessen, C.L. King & Associates, Inc, Credit Suisse Securities (USA), LLC, E Trade Securities, LLC., Goldman Sachs & Co., Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co, LLC, Muriel Siebert & Co., Inc., Oppenheimer & Co., Inc., Barclays Capital Inc, CastleOak Securities L.P, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., E Trade Securities LLC, Goldman, Sachs & Co., JP Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Inc., Oppenheimer & Co. Inc, Piper Jaffrey & Co., Raymond James & Associates, Inc., Sheryl K. Sandberg, Wells Fargo Securities, LLC, Facebook Inc., Allen & Facebook (sic) LLC, CitiGroup Global Market, Inc., Lawrence Corneck, Cowen and Facebook (sic) LLC, Credit Suisse Securites (USA) LLC, Deutsche Bank Securites, Inc., David E. (sic) Ebersman, Facebook, Inc., Goldman Sachs & CO., Goldman, Sachs & Co., Cipora Herman, Kevin Hicks, J.P. Morgan Securiries LLC., King & Associates, Inc., Harvey Lapin, Linh Luu, M.R. Beal & Facebook (sic), Macquarie Capital (USA) Inc., Merrill Lynch, Morgan Stanley & Co, Inc., Oppenheimer & CO. Inc., Pierce Fenner & Smith Incorporated, RBC Capital Markets LLC, Samuel A. Ramirez & Facebook (sic) Inc, Jill D. Simon, Stifel Nicholas & Facebook (sic) Incorporated, Stifel, Nicolaus & Company, Inc., Uma M. Swaminathan, The Nasdaq Stock Market L.L.C., Nick E. Tran, William Blair & Company L.L.C., William Blair & Facebook (sic) LLC, Marc L Andreessen, Goldman Sachs & Co, Allen & Company, L.L.C., Credit Suisse Securities (USA) L.L.C., Deutsche Bank Securities Inc., Goldman, Sachs & Co., J.P. Morgan Securities L.L.C., J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. L.L.C., RBC Capital Markets L.L.C., Wells Fargo Securities L.L.C., Deutsche Bank Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co., LLC, Peter Thiel, Barclays Capital, Inc., Merrill Lynch, Pierce Fenner & Smith Incorporated, Allen & Company L.L.C., Goldman Sachs & Co., Morgan Stanley & Co.L.L.C., Macquarie Capital (USA) Inc., Oppenheimer & Co., Inc., Rick Pond, Raymond James & Associates, Inc., Stifel Nicolaus & Company, Incorporated, Deutsche Bank Securities, Inc., Lazard Capital Markets, LLC, Oppenheimer & CO., Inc., Stifel, Nicolaus & Company, Incorporated, Merrill Lynch, Pierce, Fenner & Smith Inc., Morgan Stanley & Co. Inc., Merrill Lynch, Pierce, Fenner & Smith, Inc., Morgan Stanley & Co., Inc., C.L. King & Associates Inc, Cabrera Capital Markets LLC, Castleoak Securities LP, Cowen and Company LLC, Itau BBA USA Securities Inc, Lebenthal & Co LLC, Muriel Siebert & Co Inc, Oppenheimer & Co Inc, Piper Jaffray & Co, Raymond James & Associates Inc, Samuel A. Ramirez & Company Inc, Stifel Nicolaus & Company Incorporated, The Williams Capital Group LP, Wells Fargo Securities LLC, William Blair & Company LLC, Cowen & Facebook (sic) LLC, Merrill Lynch, Muriel Siebert & Co., Inc, Mark Zukerburg (sic), Jose Galvan, Robert Herpst, Citigroup Global Markets, Inc., Credit Suisse Securities (USA) LLC, Goldman Sachs & Co., Muriel Siebert & Co, Inc., Samuel A Ramirez & Company, Inc, David Ebersman, J.P. Morgan Securities Holdings LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, David E. (sic) Ebersman, Edward Shierry, Stifel, Nicolaus & Company Incorporated, Williams Capital Group, L.P.. Responses due by 6/14/2013Filed In Associated Cases: 1:12-md-02389-RWS et al.(Clubok, Andrew) (Entered: 04/30/2013)
ENDORSED LETTER addressed to Judge Robert W. Sweet from Andrew B. Clubok dated 4/24/2013 re: Defendants respectfully request that the Court extend the page limit for the memorandum in support of joint motion to dismiss to fifty-five pages. ENDORSEMENT: So Ordered. (Signed by Judge Robert W. Sweet on 4/25/2013) Filed In Associated Cases: 1:12-md-02389-RWS et al.(cd) (Entered: 04/25/2013)
DECLARATION of Samuel H. Rudman in Support re: 85 MOTION to Remand Matter to the Court of Chancery of the State of Delaware.. Document filed by Gaye Jones, Holly McConnaughey. (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Rudman, Samuel) (Entered: 04/23/2013)
MEMORANDUM OF LAW in Support re: 85 MOTION to Remand Matter to the Court of Chancery of the State of Delaware.. Document filed by Gaye Jones, Holly McConnaughey. (Rudman, Samuel) (Entered: 04/23/2013)
MOTION to Remand Matter to the Court of Chancery of the State of Delaware. Document filed by Gaye Jones, Holly McConnaughey.(Rudman, Samuel) (Entered: 04/23/2013)
ORDER: Lawrence Corneck and Eugene Stricker's (the "Exchange Act Plaintiffs") motion to sever their actions, dated April 16, 2013 will be heard at noon on Wednesday, May 29, 2013, in Courtroom 18C, United States Courthouse, 500 Pearl Street. All motion papers shall be served in accordance with Local Civil Rule 6.1. Set Deadlines/Hearing as to (77 in 1:12-md-02389-RWS, 39 in 1:12-cv-04215-RWS, 37 in 1:12-cv-04763-RWS) MOTION to Sever. ( Motion Hearing set for 5/29/2013 at 12:00 PM in Courtroom 18C, 500 Pearl Street, New York, NY 10007 before Judge Robert W. Sweet.) (Signed by Judge Robert W. Sweet on 4/18/2013) Filed In Associated Cases: 1:12-md-02389-RWS, 1:12-cv-04215-RWS, 1:12-cv-04763-RWS(cd) (Entered: 04/22/2013)
CERTIFIED TRUE COPY OF CONDITIONAL MDL TRANSFER IN ORDER FROM THE MDL PANEL (CTO-4) transferring this action from the United States District Court - that pursuant to 28 U.S.C. 1407, the actions listed on the attached schedule A and pending in the District of Delaware, and the same hereby are, transferred to the Southern District of New York, with the consent of that court, assigned to the Honorable Judge Robert W. Sweet, for coordinated or consolidated pretrial proceedings with the actions pending in that district and listed on Schedule A. (Signed by MDL Panel on 4/18/2013) (sjo) (Entered: 04/18/2013)
CERTIFICATE OF SERVICE of Notices of Appearance of William A. Slaughter, Stephen J. Kastenberg, and Paul Lantieri III served on all counsel and pro se plaintiffs on April 18, 2013. Document filed by NASDAQ OMX Group, Inc., Nasdaq Stock Market, Inc., Nasdaqomx Group, Inc., The Nasdaq Stock Market L.L.C.. Filed In Associated Cases: 1:12-md-02389-RWS, 1:12-cv-07531-RWS, 1:12-cv-07811-RWS, 1:12-cv-09308-RWS, 1:13-cv-01999-RWS(Slaughter, William) (Entered: 04/18/2013)
NOTICE OF APPEARANCE by Paul Lantieri, III on behalf of The Nasdaq Stock Market LLC, The NASDAQ OMX Group Inc, The Nasdaq Stock Market LLC, Nasdaq Stock Market, Inc., The Nasdaq OMX Group, Inc. Filed In Associated Cases: 1:12-md-02389-RWS, 1:12-cv-07531-RWS, 1:12-cv-07811-RWS, 1:12-cv-09308-RWS, 1:13-cv-01999-RWS(Lantieri, Paul) (Entered: 04/18/2013)
NOTICE OF APPEARANCE by William A. Slaughter on behalf of The Nasdaq Stock Market LLC, The NASDAQ OMX Group Inc, The Nasdaq Stock Market LLC, Nasdaq Stock Market, Inc., The Nasdaq OMX Group, Inc. Filed In Associated Cases: 1:12-md-02389-RWS, 1:12-cv-07531-RWS, 1:12-cv-07811-RWS, 1:12-cv-09308-RWS, 1:13-cv-01999-RWS(Slaughter, William) (Entered: 04/18/2013)
NOTICE OF APPEARANCE by Stephen J Kastenberg on behalf of The Nasdaq Stock Market LLC, The NASDAQ OMX Group Inc, The Nasdaq Stock Market LLC, Nasdaq Stock Market, Inc., The Nasdaq OMX Group, Inc. Filed In Associated Cases: 1:12-md-02389-RWS, 1:12-cv-07531-RWS, 1:12-cv-07811-RWS, 1:12-cv-09308-RWS, 1:13-cv-01999-RWS(Kastenberg, Stephen) (Entered: 04/18/2013)
MEMORANDUM OF LAW in Support re: (75 in 1:12-cv-07553-RWS, 137 in 1:12-cv-07545-RWS, 35 in 1:12-cv-04716-RWS, 137 in 1:12-cv-07546-RWS, 43 in 1:12-cv-04252-RWS, 31 in 1:12-cv-07813-RWS, 25 in 1:12-cv-07811-RWS, 44 in 1:12-cv-04150-RWS, 50 in 1:12-cv-07552-RWS, 40 in 1:12-cv-04600-RWS, 34 in 1:12-cv-04551-RWS, 137 in 1:12-cv-07548-RWS, 78 in 1:12-cv-04648-RWS, 46 in 1:12-cv-04099-RWS, 37 in 1:12-cv-04156-RWS, 43 in 1:12-cv-04312-RWS, 18 in 1:12-cv-08040-RWS, 138 in 1:12-cv-07543-RWS, 152 in 1:12-cv-07586-RWS, 53 in 1:12-cv-07550-RWS, 73 in 1:12-cv-07549-RWS, 43 in 1:12-cv-04184-RWS, 37 in 1:12-cv-04131-RWS, 69 in 1:12-cv-04054-RWS, 77 in 1:12-md-02389-RWS, 37 in 1:12-cv-04763-RWS, 8 in 1:13-cv-01999-RWS, 131 in 1:12-cv-07587-RWS, 47 in 1:12-cv-04332-RWS, 43 in 1:12-cv-04291-RWS, 52 in 1:12-cv-04194-RWS, 39 in 1:12-cv-04215-RWS, 34 in 1:12-cv-07812-RWS, 38 in 1:12-cv-04315-RWS, 38 in 1:12-cv-04362-RWS, 29 in 1:12-cv-07531-RWS, 22 in 1:12-cv-09308-RWS, 44 in 1:12-cv-04360-RWS, 47 in 1:12-cv-04201-RWS, 36 in 1:12-cv-04200-RWS, 42 in 1:12-cv-04403-RWS, 51 in 1:12-cv-07542-RWS, 43 in 1:12-cv-04777-RWS, 137 in 1:12-cv-07547-RWS, 92 in 1:12-cv-07815-RWS, 101 in 1:12-cv-04081-RWS, 45 in 1:12-cv-04157-RWS, 76 in 1:12-cv-07551-RWS, 54 in 1:12-cv-07544-RWS) MOTION to Sever.. Document filed by Lawrence Corneck, Eugene Stricker. Filed In Associated Cases: 1:12-md-02389-RWS et al.(Feffer, Joel) (Entered: 04/16/2013)
MOTION to Sever. Document filed by Lawrence Corneck, Eugene Stricker. Return Date set for 5/22/2013 at 12:00 PM.Filed In Associated Cases: 1:12-md-02389-RWS et al.(Feffer, Joel) (Entered: 04/16/2013)
ORDER: The previous scheduling order is hereby amended as follows: Plaintiff's motion to remand, originally filed in the Southern District of Texas and dated December 11, 2012, will be heard will be heard at noon on Wednesday, April 24, 2013, in courtroom 18C. All papers will be subject to the parties' stipulation, filed on March 22, 2013 (Dkt. No. 19).( Motion Hearing set for 4/24/2013 at 12:00 PM in Courtroom 18C, 500 Pearl Street, New York, NY 10007 before Judge Robert W. Sweet.) (Signed by Judge Laura Taylor Swain on 4/2/2013) Filed In Associated Cases: 1:12-md-02389-RWS, 1:12-cv-09308-RWS(cd) (Entered: 04/02/2013)
CERTIFIED TRUE COPY OF CONDITIONAL MDL TRANSFER IN ORDER FROM THE MDL PANEL... transferring this action from the United States District Court - that pursuant to 28 U.S.C. 1407, the actions listed on the attached schedule A and pending in the District of Texas, and the same hereby are, transferred to the Southern District of New York, with the consent of that court, assigned to the Honorable Judge Robert W. Sweet, for coordinated or consolidated pretrial proceedings with the actions pending in that district and listed on Schedule A. (Signed by MDL Panel on 3/18/2013) (sjo) (Entered: 03/20/2013)
ORDER: Plaintiff's motion to remand, originally filed in the Southern District of Texas and dated December 11, 2012, will be heard will be heard at noon on Wednesday, April 10, 2013, in courtroom 18C. Any additional reply shall be submitted by April 5, 2013. ( Replies due by 4/5/2013. Motion Hearing set for 4/10/2013 at 12:00 PM in Courtroom 18C, 500 Pearl Street, New York, NY 10007 before Judge Robert W. Sweet.) (Signed by Judge Robert W. Sweet on 3/18/2013) Filed In Associated Cases: 1:12-md-02389-RWS, 1:12-cv-09308-RWS(cd) (Entered: 03/19/2013)
INTERNET CITATION NOTE: Material from decision with Internet citation re: 66 Memorandum & Opinion. (Attachments: # 1 Internet Citation, # 2 Internet Citation, # 3 Internet Citation, # 4 Internet Citation, # 5 Internet Citation) (sj) (Entered: 03/19/2013)
NOTICE of Notice of Withdrawal By Michael Spatz as a Named Plaintiff. Document filed by Michael Spatz. Filed In Associated Cases: 1:12-md-02389-RWS, 1:12-cv-07586-RWS(Weintraub, Robert) (Entered: 03/14/2013)
CONSOLIDATED CLASS ACTION COMPLAINT against Allen & Company LLC, Marc L. Andreessen, BMO Capital Markets Corp., Barclays Capital Inc., Blaylock Robert Van LLC, James W. Breyer, C.L. King & Associates, Inc., Cabrera Capital Markets, LLC, Castleoak Securities, L.P., CitiGroup Global Market, Inc., Cowen and Company, LLC, Credit Suisse Securites (USA) LLC, Deutsche Bank Securites, Inc., E Trade Securities LLC, David A. Ebersman, Facebook, Inc., Goldman, Sachs & Co., Donald E. Graham, Reed Hastings, ITAU BBA USA Securities, Inc., J.P. Morgan Securiries LLC., Lazard Capital Markets LLC, Lebenthal & Co., LLC, Loop Capital Markets LLC, M.R. Beal & Company, Macquarie Capital (USA) Inc., Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, Muriel Siebert & Co., Inc., Oppenheimer & CO. Inc., Pacific Crest Securities LLC, Piper Jaffray & Co., RBC Capital Markets LLC, Raymond James & Associates, Inc., Samuel A. Ramirez & Company, Inc., Sheryl K. Sandberg, David M. Spillane, Stifel Nicholas & Facebook (sic) Incorporated, The Williams Capital Group, L.P., Peter A. Thiel, Wells Fargo Securities, LLC, William Blair & Company L.L.C., Mark Zuckerberg with JURY DEMAND.Document filed by Mary Galvan, Fresno County Employees' Retirement Association, Jose Galvan, Banyan Capital Master Fund Ltd., Arkansas Teacher Retirement System, North Carolina Department of State Treasurer.***Certificate of Service Attached hereto. (Received in the night deposit box on 2/28/2013 at 8:07 p.m. and was received for docketing on 3/5/2013.) ***Also docketed in related civil cases listed herein. (mro) (Entered: 03/05/2013)
NOTICE OF CHANGE OF ADDRESS by Thomas James McKenna on behalf of Elbita Alfonso. New Address: Gainey McKenna & Egleson, 440 Park Avenue South, 5th Floor, New York, NY, 10016, 212-983-1300. Filed In Associated Cases: 1:12-md-02389-RWS et al.(McKenna, Thomas) (Entered: 02/26/2013)
NOTICE OF CHANGE OF ADDRESS by Gregory M. Egleston on behalf of Lidia Levy. New Address: Gainey McKenna & Egleston, 440 Park Avenue South, 5th Fl., New York, New York, 10016, 212-983-1300. (Egleston, Gregory) (Entered: 02/26/2013)
SCHEDULING STIPULATION AND ORDER: It is hereby ordered that the schedule for filing amended complaints and any motions to dismiss in the NASDAQ Actions shall be as follows: Amended Pleadings due by 4/30/2013. Motions due by 7/2/2013. Responses due by 8/27/2013 Replies due by 9/26/2013. (Signed by Judge Robert W. Sweet on 2/25/2013) Filed In Associated Cases: 1:12-md-02389-RWS et al.(js) (Entered: 02/25/2013)
OPINION AND ORDER #102912. Based upon the conclusions set forth in this Opinion and Order, the Plaintiff's motion to remand is denied. (Signed by Judge Robert W. Sweet on 2/12/2013). Relates to 12cv6439. (rjm) Modified on 2/14/2013 (rsh). (Entered: 02/13/2013)
66
Filed: 2/13/2013, Entered: None
OPINION AND ORDER #102911. Based upon the conclusions set forth in this Opinion and Order, the Facebook Defendants' motion to dismiss is granted in part on the grounds of standing and ripeness, and the Derivative Plaintiffs' complaints are dismissed. Having dismissed the complaints, Plaintiffs' motions to remand are denied as moot. Derivative Plaintiffs are granted leave to replead within twenty days. (Signed by Judge Robert W. Sweet on 2/12/2013). Filed In Associated Cases: 1:12-md-02389-RWS, 1:12-cv-04156-RWS, 1:12-cv-07549-RWS, 1:12-cv-07553-RWS, 1:12-cv-07815-RWS (rjm) Modified on 2/14/2013 (rsh). (Entered: 02/13/2013)
INTERNET CITATION NOTE: Material from decision with Internet citation re: 52 Memorandum & Opinion. (Attachments: # 1 Internet Citation) (sj) (Entered: 01/30/2013)
REPLY MEMORANDUM OF LAW in Support of Threshold Motion to Dismiss Derivative Complaints. Document filed by Facebook, Inc., Facebook Inc., Facebook, Inc., Facebook, Inc.. Filed In Associated Cases: 1:12-md-02389-RWS, 1:12-cv-04156-RWS, 1:12-cv-07549-RWS, 1:12-cv-07553-RWS, 1:12-cv-07815-RWS(Clubok, Andrew) (Entered: 12/05/2012)
REPLY MEMORANDUM OF LAW in Support re: 26 MOTION to Remand to State Court.. Document filed by William Cole, Hal Hubuschman. (Sanders, Shane) (Entered: 12/05/2012)
ENDORSED LETTER addressed to Judge Robert W. Sweet from Andrew B. Clubok dated 12/4/2012 re: Plaintiffs filed three separate opposition briefs totaling 73 pages. In order to respond to all three of these briefs in one reply brief, Facebook respectfully requests an extension of the page limit to forty pages. We have conferred with counsel for the Derivative Plaintiffs, who do not oppose this request. Relatedly. Plaintiffs Cole and Levy filed separate remand motions. With this Court's permission, Facebook responded with a thirty-five page opposition brief. Plaintiff Cole respectfully requests an extension of the page limit to forty pages for his reply brief. Facebook does not oppose this request ENDORSEMENT: So Ordered. (Signed by Judge Robert W. Sweet on 12/5/2012) (js) (Entered: 12/05/2012)
CERTIFICATE OF SERVICE of Motion for Pro Hac Vice served on All Counsel of Record on December 4, 2012. Document filed by Edward Childs. (Rosen, Mark) (Entered: 12/04/2012)
MOTION for Mark R. Rosen to Appear Pro Hac Vice. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Edward Childs. (Attachments: # 1 Exhibit A, # 2 Text of Proposed Order)(Rosen, Mark) (Entered: 12/04/2012)
ENDORSED LETTER addressed to Judge Robert W. Sweet from Andrew B. Clubok dated 11/27/2012 re: Joint request by Facebook and the Derivative Plaintiffs to extend the page limit to 35 pages for Facebook's consolidated remand opposition and to forty pages for opposition to Facebook's consolidated motion to dismiss. ENDORSEMENT: So ordered. (Signed by Judge Robert W. Sweet on 11/28/2012) (cd) Modified on 12/4/2012 (cd). (Entered: 11/29/2012)
DECLARATION of Gregory Linkh in Opposition. Document filed by Edward Childs. Filed In Associated Cases: 1:12-md-02389-RWS, 1:12-cv-04156-RWS(Linkh, Gregory) (Entered: 11/29/2012)
MEMORANDUM OF LAW in Opposition to Defendants' Motion to Dismiss. Document filed by Edward Childs. Filed In Associated Cases: 1:12-md-02389-RWS, 1:12-cv-04156-RWS(Linkh, Gregory) (Entered: 11/29/2012)
DECLARATION of Richard D. Bernstein in Opposition re: (26 in 1:12-md-02389-RWS) MOTION to Remand to State Court., (21 in 1:12-md-02389-RWS) MOTION to Remand to State Court.. Document filed by Marc L. Andreessen, Erskine B. Bowles, James W. Breyer, David A. Ebersman, Facebook, Inc., Donald E. Graham, Reed Hastings, Sheryl K. Sandberg, David M. Spillane, Peter A. Thiel, Mark Zuckerberg, Marc L Andreessen, Facebook Inc., James W. Bryer, Facebook, Inc.. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D (1 of 2), # 5 Exhibit D (2 of 2), # 6 Exhibit E (1 of 2), # 7 Exhibit E (2 of 2), # 8 Exhibit F)Filed In Associated Cases: 1:12-md-02389-RWS, 1:12-cv-07549-RWS, 1:12-cv-07553-RWS, 1:12-cv-07815-RWS(Clubok, Andrew) (Entered: 11/28/2012)
MEMORANDUM OF LAW in Opposition re: (26 in 1:12-md-02389-RWS) MOTION to Remand to State Court., (21 in 1:12-md-02389-RWS) MOTION to Remand to State Court.. Document filed by Marc L. Andreessen, Erskine B. Bowles, James W. Breyer, David A. Ebersman, Facebook, Inc., Donald E. Graham, Reed Hastings, Sheryl K. Sandberg, David M. Spillane, Peter A. Thiel, Mark Zuckerberg, Marc L Andreessen, Facebook Inc., James W. Bryer, Facebook, Inc.. Filed In Associated Cases: 1:12-md-02389-RWS, 1:12-cv-07549-RWS, 1:12-cv-07553-RWS, 1:12-cv-07815-RWS(Clubok, Andrew) (Entered: 11/28/2012)
MEMORANDUM OF LAW in Opposition to Nominal Defendant Facebook Inc's Motion to Dismiss. Document filed by Lidia Levy. (Guglielmo, Joseph) (Entered: 11/28/2012)
FILING ERROR - DEFICIENT DOCKET ENTRY - MEMORANDUM OF LAW in Opposition to Defendant Facebook, Inc.'s Threshhold Motion to Dismiss the Derivative Complaints Pursuant to Fed. R. Civ. P. 12(b)(`), 12(b)(3), 12(b)(6), and 23.1. Document filed by Edward Childs. Filed In Associated Cases: 1:12-md-02389-RWS, 1:12-cv-04156-RWS(Linkh, Gregory) Modified on 11/29/2012 (ldi). (Entered: 11/28/2012)
ORDER: various Plaintiffs' motions to remand will be heard on Wednesday, December 12, 2012, at 10 A.M. Courtroom 18C. The briefing schedule is outlined in Section VII, (B) (ii) of the Practice & Procedure Order Upon Transfer Pursuant to 28 U.S.C. 1407 dated October 10, 2012. In addition, as set forth in the pre trial conference held at noon on Wednesday, November 7, 2012, a hearing will be held to resolve outstanding issues pertaining to the derivatives actions on Wednesday, December 12, 2012, at 10 A.M. in Courtroom 18C. The briefing schedule is outlined in Section VII, (B) (ii) of the Practice & Procedure Order Upon Transfer Pursuant to 28 U.S.C. Sect. 1407 dated October 10, 2012. (Signed by Judge Robert W. Sweet on 11/19/2012) Filed In Associated Cases: 1:12-md-02389-RWS et al.(mt) (Entered: 11/19/2012)
NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a CONFERENCE proceeding held on 11/7/12 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...Filed In Associated Cases: 1:12-md-02389-RWS et al.(Rodriguez, Somari) (Entered: 11/19/2012)
TRANSCRIPT of Proceedings re: CONFERENCE held on 11/7/2012 before Judge Robert W. Sweet. Court Reporter/Transcriber: Alena Lynch, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 12/13/2012. Redacted Transcript Deadline set for 12/26/2012. Release of Transcript Restriction set for 2/22/2013.Filed In Associated Cases: 1:12-md-02389-RWS et al.(Rodriguez, Somari) (Entered: 11/19/2012)
ENDORSED LETTER addressed to Judge Robert W. Sweet from Todd Kammerman dated 11/14/2012 re: I, along with Sanford P. Dumain, Lori G. Feldman, and Andrei Rado of Milberg LLP, request to be permitted to withdraw as counsel of record for plaintiffs. ENDORSEMENT: So ordered. (Signed by Judge Robert W. Sweet on 11/15/2012) Filed In Associated Cases: 1:12-md-02389-RWS, 1:12-cv-04201-RWS(cd) (Entered: 11/19/2012)
DECLARATION of Joseph P. Guglielmo in Support re: 21 MOTION to Remand to State Court.. Document filed by Lidia Levy. (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Guglielmo, Joseph) (Entered: 11/15/2012)
MEMORANDUM OF LAW in Support re: 26 MOTION to Remand to State Court.. Document filed by William Cole, Hal Hubuschman. (Sanders, Shane) (Entered: 11/14/2012)
DECLARATION of Shane P. Sanders in Support re: 26 MOTION to Remand to State Court.. Document filed by William Cole, Hal Hubuschman. (Attachments: # 1 Exhibit A)(Sanders, Shane) (Entered: 11/14/2012)
MEMORANDUM OF LAW in Support of Threshold Motion to Dismiss Derivative Complaints Pursuant to Fed. R. Civ. P. 12(B)(1), 12(B)(3), 12(B)(6), and 23.1. Document filed by Facebook, Inc., Facebook Inc., Facebook, Inc., Facebook, Inc.. Filed In Associated Cases: 1:12-md-02389-RWS, 1:12-cv-04156-RWS, 1:12-cv-07549-RWS, 1:12-cv-07553-RWS, 1:12-cv-07815-RWS(Clubok, Andrew) (Entered: 11/14/2012)
MOTION to Dismiss Derivative Complaints Pursuant to Fed. R. Civ. P. 12(B)(1), 12(B)(3), 12(B(6), and 23.1. Document filed by Facebook, Inc., Facebook Inc., Facebook, Inc., Facebook, Inc.. Responses due by 11/28/2012Filed In Associated Cases: 1:12-md-02389-RWS, 1:12-cv-04156-RWS, 1:12-cv-07549-RWS, 1:12-cv-07553-RWS, 1:12-cv-07815-RWS(Clubok, Andrew) (Entered: 11/14/2012)
FILING ERROR - DEFICIENT DOCKET ENTRY - MEMORANDUM OF LAW in Support re: 21 MOTION to Remand to State Court. Document filed by Lidia Levy. (Attachments: # 1 Affidavit Joseph P. Guglielmo, # 2 Exhibit A, # 3 Exhibit B)(Guglielmo, Joseph) Modified on 11/15/2012 (ldi). (Entered: 11/14/2012)
ENDORSED LETTER addressed to Judge Robert W. Sweet from Andrew B. Clubok dated 11/12/2012 re: Facebook respectfully requests permission to file a forty-page omnibus motion to dismiss the five derivative suits on threshold grounds. ENDORSEMENT: So ordered. (Signed by Judge Robert W. Sweet on 11/13/2012) (lmb) (Entered: 11/13/2012)
MOTION for Naumon A. Amjed to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-7969129. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Banyan Capital Master Fund Ltd.. (Attachments: # 1 Exhibit Certificate of Good Standing, # 2 Exhibit Certificate of Good Standing, # 3 Text of Proposed Order)(Amjed, Naumon) (Entered: 11/12/2012)
NOTICE OF APPEARANCE by Thomas A. Dubbs on behalf of Arkansas Teacher Retirement System, Banyan Capital Master Fund Ltd., Fresno County Employees' Retirement Association, Institutional Investor Group, North Carolina Department of State Treasurer (Dubbs, Thomas) (Entered: 11/12/2012)
NOTICE OF APPEARANCE by James W. Johnson on behalf of Arkansas Teacher Retirement System, Banyan Capital Master Fund Ltd., Fresno County Employees' Retirement Association, Institutional Investor Group, North Carolina Department of State Treasurer (Johnson, James) (Entered: 11/12/2012)
ORDER: As set forth in the pre-trial conference held at noon on Wednesday, November 7, 2012, a hearing will be held to resolve outstanding issues pertaining to the appointment of plaintiffs' lead counsel in the Securities Act actions and the NASDAQ actions on noon on Wednesday, November 14, 2012 in Courtroom 18C. As set forth in the pre-trial conference held at noon on Wednesday, November 7, 2012, a hearing will be held to resolve outstanding issues pertaining to the derivatives actions, including motions to remand1 and will be heard on Wednesday, December 12, 2012, in Courtroom 18C. The briefing schedule is outlined in Section VII, (B) (ii) of the Practice & Procedure Order Upon Transfer Pursuant to 28 U.S.C. 1407 dated October 10, 2012., ( Status Conference set for 11/14/2012 at 12:00 PM in Courtroom 18C, 500 Pearl Street, New York, NY 10007 before Judge Robert W. Sweet.) (Signed by Judge Robert W. Sweet on 11/7/2012) Filed In Associated Cases: 1:12-md-02389-RWS et al.(lmb) (Entered: 11/08/2012)
NOTICE OF APPEARANCE by Susan Elisabeth Engel on behalf of Marc L. Andreessen, Erskine B. Bowles, James W. Breyer, David A. Ebersman, Facebook, Inc., Donald E. Graham, Reed Hastings, David M. Spillane, Mark Zuckerberg, Marc L. Andreesen, Sheryl K. Sandberg, Peter A. Thiel, David E. (sic) Ebersman, Facebook, Inc., Facebook, Inc., Mark E. Zuckerberg, Facebook Inc., Mark Zukerburg (sic), David Ebersman, Facebook, Inc., Marc L Andreessen, David E. (sic) Ebersman, Peter Thiel, James W. Bryer Filed In Associated Cases: 1:12-md-02389-RWS et al.(Engel, Susan) (Entered: 11/07/2012)
NOTICE OF APPEARANCE by Michael Walter Stocker on behalf of Banyan Capital Master Fund Ltd., Fresno County Employees' Retirement Association, Institutional Investor Group, North Carolina Department of State Treasurer (Stocker, Michael) (Entered: 11/06/2012)
NOTICE OF APPEARANCE by Christopher J. Keller on behalf of Banyan Capital Master Fund Ltd., Fresno County Employees' Retirement Association, Institutional Investor Group, North Carolina Department of State Treasurer (Keller, Christopher) (Entered: 11/06/2012)
NOTICE OF APPEARANCE by Eric James Belfi on behalf of Banyan Capital Master Fund Ltd., Fresno County Employees' Retirement Association, Institutional Investor Group, North Carolina Department of State Treasurer (Belfi, Eric) (Entered: 11/06/2012)
NOTICE OF APPEARANCE by Rebecca M Katz on behalf of Employees Retirement System of the Government of the Virgin Islands, KBC Asset Management NV (Katz, Rebecca) (Entered: 11/06/2012)
ORDER: As per the Practice and Procedure Order filed on October 10, 2012 and in consideration of the parties' letters to the Court, a pre-trial conference to determine the briefing schedule and resolve the appointment of plaintiffs' lead counsel is set for 11/7/2012 at 12:00 PM in Courtroom 18C, 500 Pearl Street, New York, NY 10007 before Judge Robert W. Sweet. (Signed by Judge Robert W. Sweet on 11/5/2012) Filed In Associated Cases: 1:12-md-02389-RWS et al.(cd) (Entered: 11/05/2012)
BRIEF re: (54 in 1:12-cv-04054-RWS, 31 in 1:12-cv-04201-RWS, 22 in 1:12-cv-04315-RWS, 20 in 1:12-cv-04716-RWS, 25 in 1:12-cv-04600-RWS, 2 in 1:12-md-02389-RWS, 27 in 1:12-cv-04403-RWS, 21 in 1:12-cv-04200-RWS) Scheduling Order,,, Designation of Lead Counsel for NASDAQ Negligence Parties. Document filed by Meredith Bailey, Dmitri Bougakov, Ryan Cefalu, Lorrain Chin, Atish Gandhi, Phillip Goldberg, Eric Hamrick, Steve Jarvis, Joe Johnson, Nuhket Kayahan, David Kenton, Dennis Kuhn, Benjamin Levine, Katerhine Loiacono, Crystal McMahon, George Michalitsianos, Randy Teresa Mielke, Jacinto Rivera, Faisal Sami, Sanjeev Sharma, Colin Suzman. (Attachments: # 1 Exhibit Declaration of Michael McLellan, # 2 Exhibit Exhibit 1 to McLellan Declaration, # 3 Exhibit Exhibit 2 to McLellan Declaration, # 4 Text of Proposed Order, # 5 Proof of Service)Filed In Associated Cases: 1:12-md-02389-RWS et al.(McLellan, Michael) (Entered: 11/05/2012)
ORDER: All motions pending as of the date of this Order in any of the actions transferred to this Court by the MDL Panel or removed to this Court are hereby denied without prejudice. Any party may file or refile any motion once liaison and lead counsel are designated and approved. (Signed by Judge Robert W. Sweet on 10/25/2012) Filed In Associated Cases: 1:12-md-02389-RWS et al.(lmb) (Entered: 11/01/2012)
CERTIFIED TRUE COPY OF CONDITIONAL MDL TRANSFER IN ORDER FROM THE MDL PANEL (CTO-1)transferring this action from the United States District Court - that pursuant to 28 U.S.C. 1407, the actions listed on the attached schedule A and pending in the District of California and District of Columbia, and the same hereby are, transferred to the Southern District of New York, with the consent of that court, assigned to the Honorable Judge Robert W. Sweet, for coordinated or consolidated pretrial proceedings with the actions pending in that district and listed on Schedule A. (Signed by MDL Panel on 10/18/2012) (sjo) (Entered: 10/18/2012)
CERTIFIED TRUE COPY OF CONDITIONAL MDL TRANSFER IN ORDER FROM THE MDL PANEL... transferring this action from the United States District Court - that pursuant to 28 U.S.C. 1407, the actions listed on the attached schedule A and pending in the District of New York (California and Florida), and the same hereby are, transferred to the Southern District of New York, with the consent of that court, assigned to the Honorable Judge Robert W. Sweet, for coordinated or consolidated pretrial proceedings with the actions pending in that district and listed on Schedule A. (Signed by MDL Panel on 10/4/2012) (sjo) (Entered: 10/09/2012)
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