Miller et al v. Calamos Global Dynamic Income Fund et al

Federal Civil Lawsuit New York Southern District Court, Case No. 1:08-cv-03756-AKH
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Parties
No Logo Sheldon Miller, Plaintiff

Represented by Robbins Geller Rudman & Dowd LLP

Name Phone Fax E-Mail
Space Darren J. Robbins +1 619 231 1058 +1 619 231 7423 darrenr@rgrdlaw.com
Space David A. Rosenfeld +1 631 367 7100 +1 631 367 1173 drosenfeld@rgrdlaw.com
Space Samuel H Rudman +1 631 367 7100 +1 631 367 1173 srudman@rgrdlaw.com
Space David C Walton +1 619 231 1058 +1 619 231 7423 davew@rgrdlaw.com
v.
No Logo Calamos Global Dynamic Income Fund, Defendant

Represented by Bell Boyd & Lloyd, LLC

Name Phone Fax E-Mail
Space Jeffrey T Petersen +1 312 807 4297 jpetersen@bellboyd.com
Space Kenneth E. Rechtoris +1 312 807 4210 +1 312 827 8000 krechtoris@bellboyd.com
Space John W. Rotunno +1 312 807 1121 +1 312 827 8000 jrotunno@bellboyd.com

Represented by Schulte Roth & Zabel LLP

Name Phone Fax E-Mail
Space Robert J. Ward +1 212 506 2500 +1 212 262 1910 robert.ward@srz.com
Citigroup Global Markets, Inc. Citigroup Global Markets, Inc., Defendant

Represented by Paul, Weiss, Rifkind, Wharton & Garrison, LLP

Wachovia Corporation Wachovia Corporation, Defendant
Officially listed as "Wachovia Capital Markets, LLC"

Represented by Paul, Weiss, Rifkind, Wharton & Garrison, LLP

Attributes
Office Foley Square
Filed 4/21/2008
Jury Demand Plaintiff
Demand
Nature of Suit 850 - Other Statutes: Securities/Commodities/Exchange
Cause Unknown
Jurisdiction Federal Question
Disposition
County NewYork
Terminated
Origin 1
Reopened None
Lead Case None
Related Case
Other Court Case None
Def Custody Status
Flag ECF
Timeline
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Blank 24 Filed: 9/22/2008, Entered: None Court Filing
STIPULATION OF VOLUNTARY DISMISSAL PURSUANT TO FRCP41(a) It is hereby stipulated and agreed by and between the parties and/or their respective counsel(s) that the above-captioned action is voluntarily dismissed, with prejudice against the defendant(s) Calamos Global Dynamic Income Fund, Wachovia Capital Markets, L.L.C., Citigroup Global Markets, Inc. Each party shall bear its own costs with respect to this action costs to either party. (Signed by Judge Alvin K. Hellerstein on 9/19/08) (tro) (Entered: 09/22/2008)
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Legal Document (Payment Possibly Required) 23 Filed: 9/17/2008, Entered: None
FILING ERROR - CLASS ACTION -STIPULATION OF VOLUNTARY DISMISSAL It is hereby stipulated and agreed by and between the parties and/or their respective counsel(s) that the above-captioned action is voluntarily dismissed, with prejudice against the defendant(s) all defendants and with costs to either party pursuant to Rule 41(a)(1)(A)(ii) of the Federal Rules of Civil Procedure. Document filed by Sheldon Miller(Individually).(Rosenfeld, David) Modified on 9/18/2008 (dt). (Entered: 09/17/2008)
Request RequestSpace LREF
Affidavit of Service Other with OCR 22 Filed: 9/3/2008, Entered: 9/3/2008 Affidavit of Service Other
AFFIDAVIT OF SERVICE of Notice of Motion, Memorandum of Law in Support of Motion of Defendant Calamos Global Dynamic Income Fund to Dismiss the Complaint and Affirmation of Robert J. Ward in Support of Motion of Defendant Calamos Global Dynamic Income Fund to Dismiss the Complaint. served on Coughlin Stoia Geller Rudman & Robbins LLP on 9/2/2008. Document filed by Calamos Global Dynamic Income Fund. (Ward, Robert)
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Affidavit of Service Other with OCR 21 Filed: 9/3/2008, Entered: 9/3/2008 Affidavit of Service Other
AFFIDAVIT OF SERVICE of Notice of Motion, Memorandum of Law in Support of Motion of Defendant Calamos Global Dynamic Income Fund to Dismiss the Complaint and Affirmation of Robert J. Ward in Support of Motion of Defendant Calamos Global Dynamic Income Fund to Dismiss the Complaint. served on Darren J. Robbins c/o Coughlin Stoia Geller Rudman & Robbins LLP on 9/2/2008. Service was made by Fed Ex. Document filed by Calamos Global Dynamic Income Fund. (Ward, Robert)
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Affirmation in Support of Motion with OCR 20 Filed: 9/2/2008, Entered: 9/2/2008 Affirmation in Support of Motion
AFFIRMATION of Robert J. Ward in Support re: [18] MOTION to Dismiss Complaint.. Document filed by Calamos Global Dynamic Income Fund. (Attachments: # (1) Exhibit A-1, # (2) Exhibit A-2, # (3) Exhibit B-1, # (4) Exhibit B-2, # (5) Exhibit C)(Ward, Robert)
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Memorandum of Law with OCR 19 Filed: 9/2/2008, Entered: 9/2/2008 Memorandum of Law
MEMORANDUM OF LAW in Support re: [18] MOTION to Dismiss Complaint.. Document filed by Calamos Global Dynamic Income Fund. (Ward, Robert)
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Motion to Dismiss with OCR 18 Filed: 9/2/2008, Entered: 9/2/2008 Motion to Dismiss
MOTION to Dismiss Complaint. Document filed by Calamos Global Dynamic Income Fund. Return Date set for 9/26/2008 at 09:30 AM.(Ward, Robert)
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Notice of Appearance with OCR 17 Filed: 9/2/2008, Entered: 9/2/2008 Notice of Appearance
NOTICE OF APPEARANCE by Jeffrey T. Petersen on behalf of Calamos Global Dynamic Income Fund (Petersen, Jeffrey)
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Notice of Appearance with OCR 16 Filed: 9/2/2008, Entered: 9/2/2008 Notice of Appearance
NOTICE OF APPEARANCE by Kenneth E. Rechtoris on behalf of Calamos Global Dynamic Income Fund (Rechtoris, Kenneth)
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Notice of Appearance with OCR 15 Filed: 9/2/2008, Entered: 9/2/2008 Notice of Appearance
NOTICE OF APPEARANCE by John W. Rotunno on behalf of Calamos Global Dynamic Income Fund (Rotunno, John)
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Endorsed Letter with OCR 14 Filed: 7/9/2008, Entered: 7/9/2008 Endorsed LetterCourt Filing
ENDORSED LETTER addressed to Judge Alvin K. Hellerstein from Robert J. Ward dated 7/9/2008 re: Counsel for defendants writes to request an adjournment until 9/19/2008 of the conference currently scheduled in this matter for 7/18/2008. ENDORSEMENT: The conf. is canceled. At the time of answer or motions, the parties shall stipulate to either a briefing schedule, or a schedule leading to class certification. (Signed by Judge Alvin K. Hellerstein on 7/9/2008) (tve)
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Order on Motion to Appear Pro Hac Vice with OCR 13 Filed: 6/30/2008, Entered: 6/30/2008 Order on Motion to Appear Pro Hac ViceCourt Filing
ORDER granting [12] Motion for Jeffrey T. Petersen to Appear Pro Hac Vice for defendant Calamos Global Dynamic Income Fund. (Signed by Judge Alvin K. Hellerstein on 6/30/08) (db)
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Blank -- Filed: 6/30/2008, Entered: 6/30/2008 Transmission to Attorney Admissions Clerk
Transmission to Attorney Admissions Clerk. Transmitted re: [13] Order on Motion to Appear Pro Hac Vice to the Attorney Admissions Clerk for updating of Attorney Information. (db)
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Blank -- Filed: 6/25/2008, Entered: 6/25/2008 Cashiers Remark
CASHIERS OFFICE REMARK on [12] Motion to Appear Pro Hac Vice in the amount of $25.00, paid on 06/20/2008, Receipt Number 654635. (jd)
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Motion to Appear Pro Hac Vice with OCR 12 Filed: 6/23/2008, Entered: 6/23/2008, Terminated: 6/30/2008 Motion to Appear Pro Hac Vice
MOTION for Jeffrey T. Petersen to Appear Pro Hac Vice. Document filed by Calamos Global Dynamic Income Fund.(dle)
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Rule 7.1 Corporate Disclosure Statement with OCR 11 Filed: 6/13/2008, Entered: 6/13/2008 Rule 7.1 Corporate Disclosure Statement
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying EVEREN Capital Corporation, A.G Edwards, Inc. and Wachovia Corporation. as Corporate Parent. Document filed by Wachovia Capital Markets, L.L.C..(Karp, Brad)
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Rule 7.1 Corporate Disclosure Statement with OCR 10 Filed: 6/13/2008, Entered: 6/13/2008 Rule 7.1 Corporate Disclosure Statement
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Citigroup Global Markets Holdings Inc. and Citigroup Inc. as Corporate Parent. Document filed by Citigroup Global Markets, Inc..(Karp, Brad)
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Notice of Appearance with OCR 9 Filed: 6/13/2008, Entered: 6/13/2008 Notice of Appearance
NOTICE OF APPEARANCE by Susanna Michele Buergel on behalf of Wachovia Capital Markets, L.L.C., Citigroup Global Markets, Inc. (Buergel, Susanna)
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Notice of Appearance with OCR 8 Filed: 6/13/2008, Entered: 6/13/2008 Notice of Appearance
NOTICE OF APPEARANCE by Charles Edward Davidow on behalf of Wachovia Capital Markets, L.L.C., Citigroup Global Markets, Inc. (Davidow, Charles)
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Notice of Appearance with OCR 7 Filed: 6/13/2008, Entered: 6/13/2008 Notice of Appearance
NOTICE OF APPEARANCE by Brad Scott Karp on behalf of Wachovia Capital Markets, L.L.C., Citigroup Global Markets, Inc. (Karp, Brad)
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Blank -- Filed: 5/28/2008, Entered: 5/28/2008 Cashiers Remark
CASHIERS OFFICE REMARK on [4] Order on Motion to Appear Pro Hac Vice, [5] Order on Motion to Appear Pro Hac Vice in the amount of $50.00, paid on 5/19/08, Receipt Number 651766. (Quintero, Marcos)
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Stipulation and Order with OCR 6 Filed: 5/23/2008, Entered: 5/23/2008 Stipulation and OrderCourt Filing
STIPULATION AND ORDER, It is hereby stipulated and agreed, by and between the undersigned counsel for the parties herein, that: Schulte Roth & Zabel L.L.P. is authorized to accept on behalf of defendant Calamos Global Dynamic Income Fund ("Calamos") and Paul, Weiss, Rifkind, Wharton & Garrison L.L.P. is authorized to accept on behalf of defendants Wachovia Capital Markets, L.L.C. ("Wachovia")and Citigroup Global Markets Inc. ("CGMI"), and they hereby do accept, service of the summons and complaint in this action without prejudice; Calamos, Wachovia and CGMI hereby do not waive any defenses, objections or arguments except as to sufficiency of service of process; Calamos, Wachovia and CGMI shall not be required to answer or otherwise respond to, and are hereby relieved from answering or otherwise responding to, the complaint in the above-captioned action; Plaintiff shall have 60 days from the entry of the order pursuant to the PSLRA appointing Lead Plaintiff(s) and Lead Counsel to file a consolidated amended complaint (the "complaint"); Calamos, Wachovia and CGMI's last day to move, answer or otherwise respond shall be extended to and including the dat 60 days after the filing of the complaint; In the event Calamos, Wachovia and CGMI moves to dismiss the complaint: plaintiff shall have 60 days from the date such motion is served to serve opposition papers; and Calamos, Wachovia and CGMI shall have 30 days from the date opposition papers are served by plaintiff to serve reply papers. (Signed by Judge Alvin K. Hellerstein on 5/23/08) (mme)
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Order on Motion to Appear Pro Hac Vice with OCR 5 Filed: 5/22/2008, Entered: 5/22/2008 Order on Motion to Appear Pro Hac ViceCourt Filing
ORDER FOR ADMISSION PRO HAC VICE ON WRITTEN MOTION: granting [3] Motion for John W. Rotunno to Appear Pro Hac Vice. (Signed by Judge Alvin K. Hellerstein on 5/22/2008) (tve)
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Order on Motion to Appear Pro Hac Vice with OCR 4 Filed: 5/22/2008, Entered: 5/22/2008 Order on Motion to Appear Pro Hac ViceCourt Filing
ORDER FOR ADMISSION PRO HAC VICE ON WRITTEN MOTION: granting [2] Motion for Kenneth E. Rechtoris to Appear Pro Hac Vice. (Signed by Judge Alvin K. Hellerstein on 5/22/2008) (tve)
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Blank -- Filed: 5/22/2008, Entered: 5/22/2008 Transmission to Attorney Admissions Clerk
Transmission to Attorney Admissions Clerk. Transmitted re: [4] Order on Motion to Appear Pro Hac Vice, [5] Order on Motion to Appear Pro Hac Vice, to the Attorney Admissions Clerk for updating of Attorney Information. (tve)
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Motion to Appear Pro Hac Vice with OCR 3 Filed: 5/19/2008, Entered: 5/19/2008, Terminated: 5/22/2008 Motion to Appear Pro Hac Vice
MOTION for John W. Rotunno to Appear Pro Hac Vice. Document filed by Calamos Global Dynamic Income Fund.(dle)
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Motion to Appear Pro Hac Vice with OCR 2 Filed: 5/16/2008, Entered: 5/19/2008, Terminated: 5/22/2008 Motion to Appear Pro Hac Vice
MOTION for Kenneth E. Rechtoris to Appear Pro Hac Vice. Document filed by Calamos Global Dynamic Income Fund.(dle)
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Complaint with OCR 1 Filed: 4/21/2008, Entered: 4/23/2008 Complaint
COMPLAINT against Calamos Global Dynamic Income Fund, Wachovia Capital Markets, L.L.C., Citigroup Global Markets, Inc.. (Filing Fee $ 350.00, Receipt Number 648710)Document filed by Sheldon Miller, Sheldon Miller(On Behalf of All Others Similarly Situated).(tve) (mbe).
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Blank -- Filed: 4/21/2008, Entered: 4/23/2008 Case Designated ECF.
Case Designated ECF. (tve)
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Blank -- Filed: 4/21/2008, Entered: 4/23/2008 Case Designation
Magistrate Judge Theodore H. Katz is so designated. (tve)
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Blank -- Filed: 4/21/2008, Entered: 4/23/2008 Summons Issued
SUMMONS ISSUED as to Calamos Global Dynamic Income Fund, Wachovia Capital Markets, L.L.C., Citigroup Global Markets, Inc.. (tve)
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