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 148 |
Filed: 2/17/2016, Entered: None |
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STIPULATION AND ORDER OF VOLUNTARY DISMISSAL OF PLAINTIFF'S CLAIMS AGAINST DEFENDANTS SPYRIDON ADONDAKIS, ANTHONY CHIASSON, SANDEEP GOYAL, JON HORVATH, DANNY KUO, TODD NEWMAN, JESSE TORTORA, DIAMONDBACK CAPITAL MANAGEMENT, LLC, AND LEVEL GLOBAL INVESTORS, L.P.: Pursuant to Federal Rule of Civil Procedure 41(a)(2), it is hereby stipulated and agreed by and between the undersigned parties, by their undersigned counsel, that all claims alleged by plaintiff Securities and Exchange Commission against defendants Spyridon Adondakis, Anthony Chiasson, Sandeep Goyal, Jon Horvath, Danny Kuo, Todd Newman. Jesse Tortora, Diamondback Capital Management, LLC. and Level Global Investors, L.P. in this action are hereby dismissed in their entirety, with prejudice, and without costs, fees or other relief to or for any party. SO ORDERED. Sandeep Goyal, Jon Horvath, Danny Kuo, Todd Newman, Jesse Tortora, Spyridon Adondakis and Anthony Chiasson terminated. (Signed by Judge Shira A. Scheindlin on 2/17/2016) (kl) (Entered: 02/17/2016)
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| 147 |
Filed: 1/29/2016, Entered: None |
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MEMO ENDORSEMENT on re: 144 Letter filed by DiamondBack Capital Management, LLC. ENDORSEMENT: The Defendant, Diamondback Capital Management, LLC having made an application to vacate the judgment entered against it herein on April 6, 2012 (ECF 43), and the plaintiff, Securities and Exchange Commission having no opposition to the application, and good cause appearing to grant the application, IT IS ORDERED, that the judgment entered against Defendant Diamondback Capital Management, LLC in this matter as document number 43 on the ECF docket be and hereby is vacated. IT IS SO ORDERED. (Signed by Judge Shira A. Scheindlin on 1/29/2016) (kl) (Entered: 02/01/2016)
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Request |
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| 146 |
Filed: 1/28/2016, Entered: None |
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LETTER addressed to Judge Shira A. Scheindlin from Charles Riely dated 01/28/2016 re: Response to Letter Motion from defendant Diamondback Capital Management, LLC. Document filed by Securities and Exchange Commission.(Riely, Charles) (Entered: 01/28/2016)
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| 145 |
Filed: 1/28/2016, Entered: None |
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ORDER terminating 142 Letter Motion to Reopen Case. The Defendant, Jesse Tortora, having made an application to vacate the judgment entered against him herein on March 8, 2013 (ECF 84), and the plaintiff, Securities and Exchange Commission, having no opposition to the application, and good cause appearing to grant the application, IT IS ORDERED, that the judgment entered against Jesse Tortora in this matter as document number 84 on the ECF docket be and hereby is vacated. IT IS SO ORDERED. The Clerk of the Court is directed to close this motion (Dkt. No. 142). (Signed by Judge Shira A. Scheindlin on 1/28/2016) (kl) (Entered: 01/28/2016)
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| 144 |
Filed: 1/28/2016, Entered: None |
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LETTER addressed to Judge Shira A. Scheindlin from Peter G. Neiman dated 1/28/2016 re: Vacating the Judgment Entered Against Diamondback. Document filed by DiamondBack Capital Management, LLC.(Neiman, Peter) (Entered: 01/28/2016)
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| 143 |
Filed: 1/28/2016, Entered: None |
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LETTER RESPONSE to Motion addressed to Judge Shira A. Scheindlin from Charles Riely dated 01/28/2016 re: 142 LETTER MOTION to Reopen Case and Vacate Judgment addressed to Judge Shira A. Scheindlin from Scott M. Kessler dated January 27, 2016. . Document filed by Securities and Exchange Commission. (Riely, Charles) (Entered: 01/28/2016)
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| 142 |
Filed: 1/27/2016, Entered: None |
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LETTER MOTION to Reopen Case and Vacate Judgment addressed to Judge Shira A. Scheindlin from Scott M. Kessler dated January 27, 2016. Document filed by Jesse Tortora.(Kessler, Scott) (Entered: 01/27/2016)
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Request |
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| 141 |
Filed: 1/26/2016, Entered: None |
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ORDER AND JUDGMENT: IT IS HEREBY ORDERED, ADJUDGED, AND DECREED that the Final Judgment entered on May 31, 2013 is vacated. IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that the Securities and Exchange Commission shall transmit the sum of $21,514,275.63 to the Defendant, pursuant to banking information provided by the Defendant, within thirty days after the entry of this Order and Judgment or promptly thereafter if additional time is required by the Securities and Exchange Commission. IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that this action be dismissed as to Defendant Level Global Investors, L.P. IV. IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that this Court shall retain jurisdiction of this matter for the purpose of enforcing the terms of this Order and Judgment. Pursuant to Rule 54(b) and Rule 60 of the Federal Rules of Civil Procedure, the Clerk is ordered to enter this Order and Judgment forthwith and without further notice. Motions terminated: 137 MOTION to Vacate 88 Judgment, filed by Level Global Investors, L.P. (Signed by Judge Shira A. Scheindlin on 1/26/2016) (kl) (Entered: 01/26/2016)
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| 140 |
Filed: 1/26/2016, Entered: None |
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ORDER VACATING JUDGMENT terminating 134 Letter Motion to Reopen Case. WHEREAS, Defendant Jon Horvath has requested, pursuant to Federal Rule of Civil Procedure 60(b), that the Court vacate the judgment entered against him in this action on March 8, 2013, see Doc. No. 80; and WHEREAS, Plaintiff U.S. Securities and Exchange Commission does not oppose that request; THEREFORE, IT IS HEREBY ORDERED, that the judgment entered against Defendant Jon Horvath in this action on March 8, 2013 be and hereby is vacated. (Signed by Judge Shira A. Scheindlin on 1/26/2016) (kl) (Entered: 01/26/2016)
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Request |
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| 139 |
Filed: 1/25/2016, Entered: None |
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LETTER RESPONSE to Motion addressed to Judge Shira A. Scheindlin from Sandeep Satwalekar dated 1/25/16 re: 137 MOTION to Vacate 88 Judgment, . . Document filed by Securities and Exchange Commission. (Satwalekar, Sandeep) (Entered: 01/25/2016)
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Request |
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| 138 |
Filed: 1/22/2016, Entered: None |
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DECLARATION of Thomas F. Munno in Support re: 137 MOTION to Vacate 88 Judgment, .. Document filed by Level Global Investors, L.P.. (Attachments: # 1 Exhibit A, # 2 Exhibit B - Proposed Order and Judgment)(Munno, Thomas) (Entered: 01/22/2016)
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Request |
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| 137 |
Filed: 1/22/2016, Entered: None |
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MOTION to Vacate 88 Judgment, . Document filed by Level Global Investors, L.P..(Munno, Thomas) (Entered: 01/22/2016)
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Request |
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| 136 |
Filed: 1/22/2016, Entered: None |
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LETTER RESPONSE to Motion addressed to Judge Shira A. Scheindlin from Sandeep Satwalekar dated 1/22/16 re: 134 LETTER MOTION to Reopen Case and Vacate Judgment addressed to Judge Shira A. Scheindlin from Steven R. Peikin dated January 22, 2016. . Document filed by Securities and Exchange Commission. (Satwalekar, Sandeep) (Entered: 01/22/2016)
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Request |
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| 135 |
Filed: 1/22/2016, Entered: None |
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NOTICE OF APPEARANCE by Thomas F. Munno on behalf of Level Global Investors, L.P.. (Munno, Thomas) (Entered: 01/22/2016)
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Request |
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| 134 |
Filed: 1/22/2016, Entered: None |
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LETTER MOTION to Reopen Case and Vacate Judgment addressed to Judge Shira A. Scheindlin from Steven R. Peikin dated January 22, 2016. Document filed by Jon Horvath.(Peikin, Steven) (Entered: 01/22/2016)
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| 133 |
Filed: 1/20/2016, Entered: None |
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NOTICE OF CHANGE OF ADDRESS by Daniel Robbins Marcus on behalf of Securities and Exchange Commission. New Address: D.E. Shaw & Co., 1166 Avenue of the Americas, 9th Floor, New York, New York, United States 10036, 2124780000. (Marcus, Daniel) (Entered: 01/20/2016)
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Request |
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| 132 |
Filed: 1/15/2016, Entered: None |
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ORDER granting 129 Letter Motion to Reopen Case: The Defendant, Spyridon Adondakis, having made an application to vacate the judgment entered against him herein on March 8, 2013 (ECF 81), and the plaintiff, Securities and Exchange Commission having no opposition to the application, and good cause appearing to grant the application, IT IS ORDERED, that the judgment entered against Spyridon Adondakis in this matter as document number 81 on the ECF docket be and hereby is vacated.. (Signed by Judge Shira A. Scheindlin on 1/15/2016) (tn) Modified on 1/15/2016 (tn). (Entered: 01/15/2016)
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| 131 |
Filed: 1/15/2016, Entered: None |
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MEMO ENDORSEMENT granting 127 Motion to Withdraw as Attorney. ENDORSEMENT: Motion granted. The Clerk of Court is directed to close this motion (Docket #127). Attorney Daniel Robbins Marcus terminated. (Signed by Judge Shira A. Scheindlin on 1/15/2016) (tn) (Entered: 01/15/2016)
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Request |
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| 130 |
Filed: 1/15/2016, Entered: None |
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LETTER RESPONSE to Motion addressed to Judge Shira A. Scheindlin from Sandeep Satwalekar dated 1/15/16 re: 129 LETTER MOTION to Reopen Case and to Vacate Judgment addressed to Judge Shira A. Scheindlin from Justine A. Harris dated January 15, 2016. . Document filed by Securities and Exchange Commission. (Satwalekar, Sandeep) (Entered: 01/15/2016)
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| 129 |
Filed: 1/15/2016, Entered: None |
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LETTER MOTION to Reopen Case and to Vacate Judgment addressed to Judge Shira A. Scheindlin from Justine A. Harris dated January 15, 2016. Document filed by Spyridon Adondakis.(Harris, Justine) (Entered: 01/15/2016)
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Request |
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| 128 |
Filed: 1/15/2016, Entered: None |
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DECLARATION of Daniel R. Marcus in Support re: 127 MOTION for Daniel R. Marcus to Withdraw as Attorney for Plaintiff.. Document filed by Securities and Exchange Commission. (Marcus, Daniel) (Entered: 01/15/2016)
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Request |
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| 127 |
Filed: 1/15/2016, Entered: None |
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MOTION for Daniel R. Marcus to Withdraw as Attorney for Plaintiff. Document filed by Securities and Exchange Commission.(Marcus, Daniel) (Entered: 01/15/2016)
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Request |
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| 126 |
Filed: 1/14/2016, Entered: None |
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ORDER terminating 124 Letter Motion to Reopen Case. The Defendant, Sandeep Goyal, having made an application to vacate the judgment entered against him herein on March 8, 2013 (ECF 83), and the plaintiff, Securities and Exchange Commission having no opposition to the application, and good cause appearing to grant the application, IT IS ORDERED, that the judgment entered against Defendant Sandeep Goyal in this matter as document number 83 on the ECF docket be and hereby is vacated. IT IS SO ORDERED. (Signed by Judge Shira A. Scheindlin on 1/14/2016) (kl) (Entered: 01/14/2016)
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Request |
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| 125 |
Filed: 1/14/2016, Entered: None |
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LETTER RESPONSE to Motion addressed to Judge Shira A. Scheindlin from Sandeep Satwalekar dated 1/14/16 re: 124 LETTER MOTION to Reopen Case And Vacate Judgment addressed to Judge Shira A. Scheindlin from Michael S. Sommer dated January 14, 2016. . Document filed by Securities and Exchange Commission. (Satwalekar, Sandeep) (Entered: 01/14/2016)
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Request |
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| 124 |
Filed: 1/14/2016, Entered: None |
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LETTER MOTION to Reopen Case And Vacate Judgment addressed to Judge Shira A. Scheindlin from Michael S. Sommer dated January 14, 2016. Document filed by Sandeep Goyal.(Sommer, Michael) (Entered: 01/14/2016)
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Request |
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| 123 |
Filed: 1/14/2016, Entered: None |
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ORDER terminating 121 Letter Motion to Reopen Case. The Defendant, Danny Kuo, having made an application to vacate the judgment entered against him herein on March 8, 2013 (ECF 82), and the plaintiff, Securities and Exchange Commission having no opposition to the application, and good cause appearing to grant the application. IT IS ORDERED, that the judgment entered against Defendant Danny Kuo in this matter as document number 82 on the ECF docket be and hereby is vacated. IT IS SO ORDERED. (Signed by Judge Shira A. Scheindlin on 1/14/2016) (kl) Modified on 1/14/2016 (kl). (Entered: 01/14/2016)
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Request |
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| 122 |
Filed: 1/13/2016, Entered: None |
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LETTER RESPONSE to Motion addressed to Judge Shira A. Scheindlin from Sandeep Satwalekar dated 1/13/16 re: 121 LETTER MOTION to Reopen Case And Vacate Judgment addressed to Judge Shira A. Scheindlin from Roland G. Riopelle dated 1/13/16. . Document filed by Securities and Exchange Commission. (Satwalekar, Sandeep) (Entered: 01/13/2016)
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| 121 |
Filed: 1/13/2016, Entered: None |
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LETTER MOTION to Reopen Case And Vacate Judgment addressed to Judge Shira A. Scheindlin from Roland G. Riopelle dated 1/13/16. Document filed by Danny Kuo.(Riopelle, Roland) (Entered: 01/13/2016)
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Request |
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| 120 |
Filed: 1/8/2016, Entered: None |
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NOTICE OF APPEARANCE by Sandeep Mukund Satwalekar on behalf of Securities and Exchange Commission. (Satwalekar, Sandeep) (Entered: 01/08/2016)
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Request |
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| 119 |
Filed: 1/8/2016, Entered: None |
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NOTICE OF APPEARANCE by Charles D. Riely on behalf of Securities and Exchange Commission. (Riely, Charles) (Entered: 01/08/2016)
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Request |
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| 118 |
Filed: 10/22/2015, Entered: None |
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CLERK'S JUDGMENT: That for the reasons stated in the Court's Order dated October 21, 2015, Defendants' unopposed Joint Motion for Summary Judgment, dated October 13, 2015 is hereby granted. (Signed by Clerk of Court Ruby Krajick on 10/22/2015) (Attachments: # 1 Notice of Right to Appeal, # 2 Notice of Right to Appeal)(dt) (Entered: 10/22/2015)
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Request |
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| 117 |
Filed: 10/21/2015, Entered: None |
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ORDER granting 110 Motion for Summary Judgment. Defendants' unopposed Joint Motion for Summary Judgment, dated October 13, 2015, is hereby GRANTED. The Clerk of the Court is directed to close this motion (Dkt. No. 110). (Signed by Judge Shira A. Scheindlin on 10/21/2015) (kgo) (Entered: 10/21/2015)
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Request |
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| 116 |
Filed: 10/21/2015, Entered: None |
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LETTER addressed to Judge Shira A. Scheindlin from Daniel R. Marcus dated October 16, 2015 re: SEC v. Adondakis et al., 12-cv-409 (SAS). Document filed by Securities and Exchange Commission.(Marcus, Daniel) (Entered: 10/21/2015)
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Request |
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| 115 |
Filed: 10/16/2015, Entered: None |
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FILING ERROR - WRONG EVENT TYPE SELECTED FROM MENU - RESPONSE to Motion re: 110 JOINT MOTION for Summary Judgment . . Document filed by Securities and Exchange Commission. (Marcus, Daniel) Modified on 10/21/2015 (db). (Entered: 10/16/2015)
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Request |
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| 114 |
Filed: 10/14/2015, Entered: None |
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DECLARATION of John A. Nathanson in Support re: 110 JOINT MOTION for Summary Judgment .. Document filed by Anthony Chiasson, Todd Newman. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I, # 10 Exhibit J, # 11 Exhibit K, # 12 Exhibit L, # 13 Exhibit M, # 14 Exhibit N, # 15 Exhibit O)(Nathanson, John) (Entered: 10/14/2015)
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Request |
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| 113 |
Filed: 10/13/2015, Entered: None |
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RULE 56.1 STATEMENT. Document filed by Anthony Chiasson, Todd Newman. (Fishbein, Stephen) (Entered: 10/13/2015)
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Request |
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| 112 |
Filed: 10/13/2015, Entered: None |
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MEMORANDUM OF LAW in Support re: 110 JOINT MOTION for Summary Judgment . . Document filed by Anthony Chiasson, Todd Newman. (Fishbein, Stephen) (Entered: 10/13/2015)
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| 111 |
Filed: 10/13/2015, Entered: None |
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DECLARATION of John A. Nathanson in Support re: 110 JOINT MOTION for Summary Judgment .. Document filed by Anthony Chiasson, Todd Newman. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I, # 10 Exhibit J, # 11 Exhibit K, # 12 Exhibit L, # 13 Exhibit M, # 14 Exhibit N, # 15 Exhibit O)(Nathanson, John) (Entered: 10/13/2015)
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Request |
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| 110 |
Filed: 10/13/2015, Entered: None |
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JOINT MOTION for Summary Judgment . Document filed by Anthony Chiasson, Todd Newman.(Fishbein, Stephen) (Entered: 10/13/2015)
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Request |
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| 109 |
Filed: 10/8/2015, Entered: None |
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ORDER granting 108 LETTER MOTION to Expedite/Request to lift stay and set a schedule for a dispostive motion addressed to Judge Shira A. Scheindlin from Stephen Fishbein dated 10/8/15. Document filed by Todd Newman. The previously imposed stay of these proceedings is lifted. Defendants motion for summary judgment should be filed by close of business on October 13, 2015. The SEC's response must be filed by October 16, 2015. No reply brief should be filed. So ordered. Motion(s) terminated: 108 LETTER MOTION to Expedite/Request to lift stay and set a schedule for a dispostive motion addressed to Judge Shira A. Scheindlin from Stephen Fishbein dated 10/8/15 filed by Todd Newman. Set/Reset Deadlines: (Motions due by 10/13/2015. Responses due by 10/16/2015). Stay lifted. (Signed by Judge Shira A. Scheindlin on 10/8/2015) (rjm). (Entered: 10/09/2015)
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Request |
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| 108 |
Filed: 10/8/2015, Entered: None |
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LETTER MOTION to Expedite / Request to lift stay and set a schedule for a dispostive motion addressed to Judge Shira A. Scheindlin from Stephen Fishbein dated 10/8/15. Document filed by Todd Newman. (Attachments: # 1 Exhibit A)(Fishbein, Stephen) (Entered: 10/08/2015)
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Request |
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| 107 |
Filed: 5/14/2015, Entered: None |
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ORDER on MOTION FOR LEAVE TO WITHDRAW AS COUNSEL granting 104 Motion to Withdraw as Attorney. PLEASE TAKE NOTICE THAT pursuant to Rule 1.4 of the Local Rules of the United States District Courts for the Southern and Eastern Districts of New York, and upon the annexed declaration, Stephen A. Larson, an attorney for Plaintiff Securities and Exchange Commission in the above-captioned action, hereby moves for leave to withdraw as counsel. Motion Granted. SO ORDERED. Attorney Stephen Arthur Larson terminated. (Signed by Judge Shira A. Scheindlin on 5/14/2015) (ama) (Entered: 05/14/2015)
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Request |
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| 106 |
Filed: 4/16/2015, Entered: None |
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MEMO ENDORSEMENT on NOTICE OF WITHDRAWAL OF COUNSEL. ENDORSEMENT: SO ORDERED. Attorney Suzanne Skinner Forster terminated. (Signed by Judge Shira A. Scheindlin on 4/16/2015) (ajs) (Entered: 04/16/2015)
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| 105 |
Filed: 4/16/2015, Entered: None |
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DECLARATION of Stephen A. Larson in Support re: 104 MOTION for Stephen A. Larson to Withdraw as Attorney .. Document filed by Securities and Exchange Commission. (Larson, Stephen) (Entered: 04/16/2015)
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Request |
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| 104 |
Filed: 4/16/2015, Entered: None |
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MOTION for Stephen A. Larson to Withdraw as Attorney . Document filed by Securities and Exchange Commission.(Larson, Stephen) (Entered: 04/16/2015)
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| 103 |
Filed: 4/15/2015, Entered: None |
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FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for Stephen A. Larson to Withdraw as Attorney . Document filed by Securities and Exchange Commission. (Attachments: # 1 Affidavit Declaration of Stephen A. Larson)(Larson, Stephen) Modified on 4/16/2015 (db). (Entered: 04/15/2015)
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Request |
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| 102 |
Filed: 2/2/2015, Entered: None |
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ORDER: IT IS ORDERED that: 1. This matter shall be stayed pending the final outcome of the appellate proceedings in the Criminal Matter; and, 2. In the event that the final outcome of the appellate proceedings is that the convictions of the Defendants Newman and Chiasson remain vacated, the Parties may seek an expedited schedule for the Court to hear a dispositive motion by Defendants Newman and Chiasson in this matter. (See Order.) (Signed by Judge Shira A. Scheindlin on 2/2/2015) (ajs) (Entered: 02/02/2015)
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| 101 |
Filed: 1/30/2015, Entered: None |
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LETTER addressed to Judge Shira A. Scheindlin from John Nathanson dated January 30, 2015 re: seeking an additional stay of this matter. Document filed by Todd Newman. (Attachments: # 1 Exhibit A)(Nathanson, John) (Entered: 01/30/2015)
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| 100 |
Filed: 12/23/2014, Entered: None |
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ORDER: The partial summary judgments against Defendants Anthony Chiasson and Todd Newman are vacated; and, This matter shall be stayed until January 30, 2015, by which date the Parties shall advise the Court of how they intend to proceed in this matter. (Signed by Judge Shira A. Scheindlin on 12/23/2014) (tn) (Entered: 12/24/2014)
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Request |
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| 99 |
Filed: 12/23/2014, Entered: None |
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LETTER addressed to Judge Shira A. Scheindlin from Daniel R. Marcus dated December 22, 2014 re: SEC v. Adondakis et al.; 12 Civ. 0409 (SAS). Document filed by Securities and Exchange Commission.(Watkins, Matthew) (Entered: 12/23/2014)
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Request |
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| 98 |
Filed: 12/23/2014, Entered: None |
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LETTER addressed to Judge Shira A. Scheindlin from John Nathanson dated 12/22/2014 re: move to vacate the partial judgment entered against Todd Newman in this matter. Document filed by Todd Newman. (Attachments: # 1 Exhibit A - SEC Letter, # 2 Exhibit B- Proposed Order)(Nathanson, John) (Entered: 12/23/2014)
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Request |
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| 97 |
Filed: 12/22/2014, Entered: None |
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FILING ERROR - WRONG EVENT TYPE SELECTED FROM MENU - LETTER RESPONSE to Motion addressed to Judge Shira A. Scheindlin from Daniel R. Marcus dated December 22, 2014 re: 96 MOTION to Vacate the partial judgment entered against Todd Newman. . Document filed by Securities and Exchange Commission. (Marcus, Daniel) Modified on 12/23/2014 (db). (Entered: 12/22/2014)
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Request |
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| 96 |
Filed: 12/22/2014, Entered: None |
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FILING ERROR - WRONG EVENT TYPE SELECTED FROM MENU - MOTION to Vacate the partial judgment entered against Todd Newman. Document filed by Todd Newman. (Attachments: # 1 Exhibit A - SEC Letter, # 2 Exhibit B - Proposed Order)(Nathanson, John) Modified on 12/23/2014 (db). (Entered: 12/22/2014)
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Request |
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| 95 |
Filed: 6/23/2014, Entered: 6/23/2014 |
~Notice (other) |
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NOTICE of Withdrawal (Suzanne S. Forster). Document filed by Anthony Chiasson. (Morvillo, Gregory)
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Request |
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| 94 |
Filed: 5/14/2014, Entered: 5/14/2014 |
~Notice (other) |
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NOTICE of Withdrawal of Counsel. Document filed by Todd Newman. (Ricciardi, Sara)
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Request |
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| 93 |
Filed: 5/12/2014, Entered: 5/12/2014 |
~Notice (other) |
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NOTICE of of Withdrawal of Katherine C. Reilly As Counsel for Defendant Jon Horvath. Document filed by Jon Horvath. (Reilly, Katherine)
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Request |
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| 92 |
Filed: 10/4/2013, Entered: None |
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JUDGMENT AS TO DEFENDANT ANTHONY CHIASSON: in favor of Securities and Exchange Commission against Anthony Chiasson. (Signed by Judge Harold Baer on 10/4/2013) (Attachments: # 1 Notice of Right to Appeal)(dt) (Entered: 10/04/2013)
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| 91 |
Filed: 10/4/2013, Entered: None |
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JUDGMENT AS TO DEFENDANT TODD NEWMAN: in favor of Securities and Exchange Commission against Todd Newman. (Signed by Judge Harold Baer on 10/4/2013) (Attachments: # 1 Notice of Right to Appeal)(dt) (Entered: 10/04/2013)
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| 90 |
Filed: 6/12/2013, Entered: None |
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NOTICE OF CHANGE OF ADDRESS by Lindi Ladon Beaudreault on behalf of Todd Newman. New Address: Shearman & Sterling LLP, 599 Lexington Avenue, New York, New York, USA 10022, 212-848-4000. (Beaudreault, Lindi) (Entered: 06/12/2013)
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Request |
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| 89 |
Filed: 6/10/2013, Entered: None |
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ENDORSED LETTER addressed to Judge Harold Baer from Daniel R. Marcus dated 6/10/13 re: Counsel writes, with the consent of counsel for defendants Anthony Chiasson and Todd Newman, to inform the Court that the parties have reached partial settlements in principal and anticipate submitting proposed judgments with respect to defendants Chiasson and Newman within the next week. Therefore, counsel requests that the Court adjourn the current schedule for summary judgment motions, which are currently due to be fully submitted by 6/26/13. ENDORSEMENT: Let's set a control date of October 10, 2013 for a status conference or just a letter with up to date information on the appeal, etc. (Signed by Judge Harold Baer on 6/10/2013) (mro) (Entered: 06/10/2013)
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| 88 |
Filed: 5/31/2013, Entered: None |
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FINAL JUDGMENT AS TO DEFENDANT LEVEL GLOBAL INVESTORS,L.P. #13,1137 in favor of Securities and Exchange Commission against Level Global Investors, L.P. in the amount of $ 21,514,275.63. (Signed by Judge Harold Baer on 5/30/13) (Attachments: # 1 Notice of Right to Appeal)(ml) (Entered: 05/31/2013)
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| 87 |
Filed: 5/17/2013, Entered: None |
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NOTICE OF CHANGE OF ADDRESS by Scott Michael Kessler on behalf of Jesse Tortora. New Address: Akerman Senterfitt LLP, 666 Fifth Avenue, 20th Floor, New York, NY, USA 10103, 212-880-3800. (Kessler, Scott) (Entered: 05/17/2013)
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Request |
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| 86 |
Filed: 5/9/2013, Entered: None |
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ENDORSED LETTER addressed to Judge Harold Baer, Jr. from Daniel R. Marcus dated 4/29/2013 re: The Commission respectfully requests that Your Honor enter the proposed Judgment with respect to defendant Level Global. ENDORSEMENT: Let's talk about all your enclosures at the May 15 conference. SO ORDERED. (Signed by Judge Harold Baer on 5/09/2013) (ama) (Entered: 05/09/2013)
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| 85 |
Filed: 4/24/2013, Entered: None |
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ENDORSED LETTER addressed to Judge Harold Baer, Jr. from Daniel R. Marcus dated 4/19/2013 re: In late March, Judge Sullivan adjourned the sentencing dates for defendants Newman and Chiasson until May 2, 2013 and May 13,2013, respectively. The entry of judgment at sentencing in the criminal action will form the basis for the Plaintiff's motion for summary judgment and will likely simplify the remaining issues of remedies. Thus, Plaintiff, joined by counsel for defendants Newman and Chiasson, respectfully request that the Court extend the summary judgment calendar in this action until July 12,2013.ENDORSEMENT: Assuming this doesn't overload your work day I have planned not to be here in July and would extend the fully briefed motion date to Wednesday, June 26, 2013 and perhaps you could provide me with the status of all the defendants for which I have the parallel court case. SO ORDERED., ( Motions due by 6/26/2013.) (Signed by Judge Harold Baer on 4/24/2013) (ama) (Entered: 04/24/2013)
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| 84 |
Filed: 3/8/2013, Entered: None |
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JUDGMENT AS TO DEFENDANT JESSE TORTORA in favor of Securities and Exchange Commission against Jesse Tortora. (Signed by Judge Harold Baer on 3/7/13) (Attachments: # 1 Notice of Right to Appeal)(dt) (Entered: 03/08/2013)
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| 83 |
Filed: 3/8/2013, Entered: None |
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JUDGMENT AS TO DEFENDANT SANDEEP GOYAL in favor of Securities and Exchange Commission against Sandeep Goyal. (Signed by Judge Harold Baer on 3/7/13) (Attachments: # 1 Notice of Right to Appeal)(dt) (Entered: 03/08/2013)
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Request |
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| 82 |
Filed: 3/8/2013, Entered: None |
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JUDGMENT AS TO DEFENDANT DANNY KUO in favor of Securities and Exchange Commission against Danny Kuo. (Signed by Judge Harold Baer on 3/7/13) (Attachments: # 1 Notice of Right to Appeal)(dt) (Entered: 03/08/2013)
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Request |
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| 81 |
Filed: 3/8/2013, Entered: None |
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JUDGMENT AS TO DEFENDANT SPYRIDON ADONDAKIS in favor of Securities and Exchange Commission against Spyridon Adondakis. (Signed by Judge Harold Baer on 3/7/13) (Attachments: # 1 Notice of Right to Appeal)(dt) (Entered: 03/08/2013)
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| 80 |
Filed: 3/8/2013, Entered: None |
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JUDGMENT AS TO DEFENDANT JON HORVATH in favor of Securities and Exchange Commission against Jon Horvath. (Signed by Judge Harold Baer on 3/8/13) (Attachments: # 1 Notice of Right to Appeal)(dt) (Entered: 03/08/2013)
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Request |
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| 79 |
Filed: 1/3/2013, Entered: None |
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ENDORSED LETTER addressed to Judge Harold Baer, Jr. from Daniel R. Marcus dated 1/3/2013 re: In light of the foregoing, the parties hereby request that the Court extend the date on which dispositive motions are to be fully submitted until June 11, 2013, which is 60 days after the sentencing in the criminal case. ENDORSEMENT: The case will be placed on my suspense calendar until May 15. Should I not hear from you with a plan to go forward it will be dismissed and removed from my docket. (Signed by Judge Harold Baer on 1/3/2013) (djc) (Entered: 01/03/2013)
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Request |
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| 78 |
Filed: 11/5/2012, Entered: None |
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NOTICE OF CHANGE OF ADDRESS by Matthew James Watkins on behalf of Securities and Exchange Commission. New Address: Securities and Exchange Commission, 3 World Financial Center, Suite 400, New York, NY, U.S. 10281, (212) 336-0183. (Watkins, Matthew) (Entered: 11/05/2012)
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Request |
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| 77 |
Filed: 9/12/2012, Entered: None |
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NOTICE OF APPEARANCE by Suzanne Kenny Skinner on behalf of Anthony Chiasson (Skinner, Suzanne) (Entered: 09/12/2012)
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Request |
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| 76 |
Filed: 9/12/2012, Entered: None |
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NOTICE OF APPEARANCE by Richard John Morvillo on behalf of Anthony Chiasson (Morvillo, Richard) (Entered: 09/12/2012)
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Request |
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| 75 |
Filed: 9/7/2012, Entered: None |
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NOTICE OF CHANGE OF ADDRESS by Sara Ann Ricciardi on behalf of Todd Newman. New Address: Shearman & Sterling LLP, 599 Lexington Avenue, New York, New York, United States 10022, 212-848-4000. (Ricciardi, Sara) (Entered: 09/07/2012)
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Request |
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| 74 |
Filed: 9/7/2012, Entered: None |
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NOTICE OF APPEARANCE by Sara Ann Ricciardi on behalf of Todd Newman (Ricciardi, Sara) (Entered: 09/07/2012)
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Request |
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| 73 |
Filed: 8/14/2012, Entered: None |
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PRETRIAL SCHEDULING ORDER: Case added to the late April trailing trial calendar. 10 day jury trial. Amended Pleadings due by 8/31/2012. Joinder of Parties due by 8/31/2012. Discovery due by 12/17/2012. Fully briefed dispositive motions due by 2/11/2013, see document for other information. (Signed by Judge Harold Baer on 8/13/2012) (cd) (Entered: 08/14/2012)
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Request |
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| 72 |
Filed: 7/19/2012, Entered: None |
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NOTICE OF CHANGE OF ADDRESS by Edward Scott Morvillo on behalf of Anthony Chiasson. New Address: Morvillo LLP, One World Financial Center, 27th Floor, New York, New York, USA 10281, 212-796-630. (Morvillo, Edward) (Entered: 07/19/2012)
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Request |
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| 71 |
Filed: 7/19/2012, Entered: None |
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NOTICE OF CHANGE OF ADDRESS by Gregory Robert Morvillo on behalf of Anthony Chiasson. New Address: Morvillo LLP, One World Financial Center, 27th Floor, New York, New York, USA 10281, 212-796-6330. (Morvillo, Gregory) (Entered: 07/19/2012)
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Request |
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| 70 |
Filed: 7/19/2012, Entered: None |
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NOTICE OF CHANGE OF ADDRESS by Robert Craig Morvillo on behalf of Anthony Chiasson. New Address: Morvillo LLP, One World Financial Center, 27th Floor, New York, New York, USA 10281, 212-796-6330. (Morvillo, Robert) (Entered: 07/19/2012)
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Request |
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| 69 |
Filed: 7/3/2012, Entered: None |
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NOTICE OF APPEARANCE by Karen Patton Seymour on behalf of Jon Horvath (Seymour, Karen) (Entered: 07/03/2012)
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Request |
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| 68 |
Filed: 6/26/2012, Entered: None |
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NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a conference proceeding held on 6/14/2012 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(McGuirk, Kelly) (Entered: 06/26/2012)
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Request |
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| 67 |
Filed: 6/26/2012, Entered: None |
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TRANSCRIPT of Proceedings re: conference held on 6/14/2012 before Judge Harold Baer. Court Reporter/Transcriber: Kristen Carannante, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 7/20/2012. Redacted Transcript Deadline set for 7/30/2012. Release of Transcript Restriction set for 9/27/2012.(McGuirk, Kelly) (Entered: 06/26/2012)
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Request |
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| 66 |
Filed: 6/26/2012, Entered: None |
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NOTICE OF APPEARANCE by Matthew James Watkins on behalf of Securities and Exchange Commission (Watkins, Matthew) (Entered: 06/26/2012)
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Request |
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| 65 |
Filed: 6/21/2012, Entered: None |
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ENDORSED LETTER addressed to Judge Harold Baer from Antonia M. Apps dated 6/19/2012 re: Accordingly, for the reasons set forth above, the Government respectfully requests that the Court extend the limited stay on discovery to include the 302s requested by Horvath. ENDORSEMENT: Leaving aside the government's rather unorthodox approach to the Horvath subpoena my concerns among others are I suspect different from yours primarily to move cases along and off my docket while at the same time doing justice. To that end and assuming the three defendants who as I recall from our June 14 conference are the only ones that are going to trial and assuming they are still ready, willing and able to do so in January they are certainly entitled to discovery and in the not too distant future. I will, however, await, because criminal cases as you know take precedence over civil cases, until Judge Sullivan decides on the trial date for his criminal case. For now the stay will remain in place including interrogatories. Upon notification by the parties of Judge Sullivan's timetable, which if I recall correctly may be provided as soon as the end of this month, we will conference once more and finalize issues including exchange of discovery, the 5th amendment problem and a date for trial. (Signed by Judge Harold Baer on 6/21/2012) (lmb) (Entered: 06/21/2012)
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Request |
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| 64 |
Filed: 6/15/2012, Entered: None |
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NOTICE OF CHANGE OF ADDRESS by Guy Petrillo on behalf of Jon Horvath. New Address: Petrillo Klein & Boxer LLP, 655 Third Avenue, 22nd Floor, New York, New York, USA 10017, (212) 370-0331. (Petrillo, Guy) (Entered: 06/15/2012)
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Request |
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| 63 |
Filed: 6/14/2012, Entered: None |
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NOTICE OF APPEARANCE by Daniel Zachary Goldman on behalf of Jon Horvath (Goldman, Daniel) (Entered: 06/14/2012)
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Request |
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| 62 |
Filed: 6/14/2012, Entered: None |
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NOTICE OF APPEARANCE by Guy Petrillo on behalf of Jon Horvath (Petrillo, Guy) (Entered: 06/14/2012)
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Request |
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| 61 |
Filed: 6/12/2012, Entered: None |
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STIPULATED PROTECTIVE ORDER...regarding procedures to be followed that shall govern the handling of confidential material...Sealed docuemtns may be unsealed, upon notice to the parties, pursuant to further order of the Court. (Signed by Judge Harold Baer on 6/11/2012) (cd) (Entered: 06/12/2012)
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Request |
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| 60 |
Filed: 5/23/2012, Entered: None |
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ANSWER to 1 Complaint with JURY DEMAND. Document filed by Sandeep Goyal.(Margolis, Jessica) (Entered: 05/23/2012)
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Request |
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| 59 |
Filed: 5/21/2012, Entered: None |
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|
ANSWER to 1 Complaint. Document filed by Level Global Investors, L.P..(Gilbert, Michael) (Entered: 05/21/2012)
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Request |
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| 58 |
Filed: 5/21/2012, Entered: None |
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ANSWER to 1 Complaint. Document filed by Spyridon Adondakis. (Attachments: # 1 Certificate of Service)(Harris, Justine) (Entered: 05/21/2012)
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Request |
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| 57 |
Filed: 5/21/2012, Entered: None |
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ORDER. It is hereby ordered that: The application to intervene is granted. The SEC and the United States Attorney's Office concluded to bring two lawsuits on or about the same time and they are responsible for the problems that they undoubtedly knew would arise. My direction with respect to document discovery, i.e., that it proceed forthwith, continues in full force and effect. With respect to deposition discovery if there are depositions of witnesses that the government has no objection to they should proceed apace. For now the government stay is granted. That stay will be lifted and deposition discovery continue if the defendants are prepared to go to trial no later than January 2013 with some exception, i.e., objections with which I concur by the government at the next pre trial conference. To discuss the PTSO further I have scheduled a pre trial conference for 3:30 P.M. on June 14, 2012, and as further set forth. Granting 52 Motion to Intervene. (Signed by Judge Harold Baer on 5/21/2012) (rjm) (Entered: 05/21/2012)
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Request |
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| 56 |
Filed: 5/16/2012, Entered: None |
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|
ANSWER to 1 Complaint with JURY DEMAND. Document filed by Danny Kuo.(Ferrone, Diane) (Entered: 05/16/2012)
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Request |
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| 55 |
Filed: 5/15/2012, Entered: None |
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NOTICE OF CHANGE OF ADDRESS by Michael Hun Park on behalf of Level Global Investors, L.P.. New Address: Dechert LLP, 1095 Avenue of the Americas, New York, NY, USA 10036, 212-698-3550. (Park, Michael) (Entered: 05/15/2012)
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Request |
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| 54 |
Filed: 5/14/2012, Entered: None |
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|
MEMORANDUM OF LAW in Support re: 52 MOTION to Intervene and for Limited Stay of Discovery.. Document filed by United States Of America. (Apps, Antonia) (Entered: 05/14/2012)
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Request |
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| 53 |
Filed: 5/14/2012, Entered: None |
|
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AFFIRMATION of Antonia M. Apps in Support re: 52 MOTION to Intervene and for Limited Stay of Discovery.. Document filed by United States Of America. (Apps, Antonia) (Entered: 05/14/2012)
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Request |
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| 52 |
Filed: 5/14/2012, Entered: None |
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MOTION to Intervene and for Limited Stay of Discovery. Document filed by United States Of America. Return Date set for 5/17/2012 at 03:00 PM.(Apps, Antonia) (Entered: 05/14/2012)
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Request |
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| 51 |
Filed: 5/10/2012, Entered: None |
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|
INITIAL REPORT OF PARTIES BEFORE PRETRIAL CONFERENCE. Document filed by Securities and Exchange Commission.(Marcus, Daniel) (Entered: 05/10/2012)
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Request |
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| 50 |
Filed: 5/2/2012, Entered: None |
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NOTICE OF APPEARANCE by Edward Scott Morvillo on behalf of Anthony Chiasson (Morvillo, Edward) (Entered: 05/02/2012)
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Request |
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| 49 |
Filed: 5/2/2012, Entered: None |
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|
NOTICE OF APPEARANCE by Robert Craig Morvillo on behalf of Anthony Chiasson (Morvillo, Robert) (Entered: 05/02/2012)
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Request |
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| Save 25% on a pre-paid one year subscription. |
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| 48 |
Filed: 5/2/2012, Entered: None |
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NOTICE OF APPEARANCE by Gregory Robert Morvillo on behalf of Anthony Chiasson (Morvillo, Gregory) (Entered: 05/02/2012)
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Request |
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| 47 |
Filed: 4/23/2012, Entered: None |
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|
ANSWER to 1 Complaint with JURY DEMAND. Document filed by Jesse Tortora.(Fudim, Elissa) (Entered: 04/23/2012)
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Request |
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| 46 |
Filed: 4/10/2012, Entered: None |
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|
Letter addressed to Mr. Canellos from Linda Eckhouse, Judicial Assistant to the Honorable Harold Baer, Jr. dated 4/6/2012 re: There will be a pre-trial conference on the above case at 3:00 pm on Thursday, 5/17/2012, in Chambers, Room 2230. It is your responsibility to notify your adversary(ies) of the date and time of the pre-trial conference with a copy to us and to forward to your adversary(ies) a copy of Judge Baer's individual rules. (tro) (Entered: 04/10/2012)
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Request |
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| 45 |
Filed: 4/10/2012, Entered: None |
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|
NOTICE of Notice of Jury Demand. Document filed by Anthony Chiasson. (Attachments: # 1 Certificate of Service)(Morvillo, Gregory) (Entered: 04/10/2012)
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Request |
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| 44 |
Filed: 4/9/2012, Entered: None |
Jury Demand |
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DEMAND for Trial by Jury. Document filed by Todd Newman(Nathanson, John) (Entered: 04/09/2012)
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Request |
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| 43 |
Filed: 4/6/2012, Entered: None |
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|
JUDGMENT #12,0557 in favor of Securities and Exchange Commission against DiamondBack Capital Management, LLC in the amount of $ 9,005,751.35. (Signed by Judge Harold Baer on 4/5/12) (Attachments: # 1 Notice of Right to Appeal)(dt) (Entered: 04/06/2012)
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Request |
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| 42 |
Filed: 4/5/2012, Entered: None |
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|
NOTICE of of Jury Demand by Defendant Jon Horvath. Document filed by Jon Horvath. (Peikin, Steven) (Entered: 04/05/2012)
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Request |
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| 41 |
Filed: 4/4/2012, Entered: None |
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|
ENDORSED LETTER addressed to Judge John G. Koeltl from Justine A. Harris dated 3/22/2012 re: I represent Spyridon Adondakis in this matter, and write to respectfully request a sixty-day extension of Mr. Adondakis's time to answer or file a motion under Rule 12. The current deadline is March 26, 2012. Should Your Honor grant the request, the new deadline would be May 21, 2012. This is Mr. Adondakis'a first request for an extension. ENDORSEMENT: May 21 is OK w me. Spyridon Adondakis answer due 5/21/2012. (Signed by Judge Harold Baer on 4/4/2012) (djc) (Entered: 04/04/2012)
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Request |
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| 40 |
Filed: 4/2/2012, Entered: None |
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|
ENDORSED LETTER addressed to Judge Harold Baer, Jr. from Scott M. Kesaler dated 3/30/2012 re: This firm represents Defendant Jesse Tortora in the above-referenced case, and we write to forward correspondence submitted to Judge Koeltl prior to the reassignment of this case to Your Honor. ENDORSEMENT: As with my endorsement re. Danny Kuo there will be a pretrial Conference at 3:00 P.M. on May 17 and you will answer or move by that date will and at that pre trial conference we will discuss any further extensions. Please insure there are no more piecemeal communications in the future. (Signed by Judge Harold Baer on 3/30/2012) (rdz) Modified on 4/3/2012 (rdz). (Entered: 04/03/2012)
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Request |
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| 39 |
Filed: 3/30/2012, Entered: None |
|
|
ORDER: IT IS HEREBY ORDERED, that the time for Defendant Danny Kuo to answer, move with respect to or otherwise respond to the Complaint herein is extended to and including May 17, 2012 and a PTC for the same day at 3 PM and then we will at least obtain a reason for the extension since you gave none to me on this occasion., Danny Kuo answer due 5/17/2012. ( Pretrial Conference set for 5/17/2012 at 03:00 PM before Judge Harold Baer.) (Signed by Judge Harold Baer on 3/30/2012) (lmb) (Entered: 03/30/2012)
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Request |
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| 38 |
Filed: 3/27/2012, Entered: None |
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|
NOTICE OF CASE REASSIGNMENT to Judge Harold Baer. Judge John G. Koeltl is no longer assigned to the case. (pgu) (Entered: 03/27/2012)
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|
Request |
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| 37 |
Filed: 3/26/2012, Entered: None |
|
|
ANSWER to 1 Complaint. Document filed by Jon Horvath.(Peikin, Steven) (Entered: 03/26/2012)
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|
Request |
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| 36 |
Filed: 3/26/2012, Entered: None |
|
|
ANSWER to 1 Complaint. Document filed by Todd Newman.(Nathanson, John) (Entered: 03/26/2012)
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|
Request |
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| 35 |
Filed: 3/26/2012, Entered: None |
|
|
ANSWER to Complaint. Document filed by Anthony Chiasson. (Attachments: # 1 Certificate of Service)(Morvillo, Robert) (Entered: 03/26/2012)
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|
Request |
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| 34 |
Filed: 3/26/2012, Entered: None |
|
|
NOTICE OF APPEARANCE by Reid Weingarten on behalf of Anthony Chiasson (Weingarten, Reid) (Entered: 03/26/2012)
|
|
Request |
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| 33 |
Filed: 3/26/2012, Entered: None |
|
|
NOTICE OF APPEARANCE by Michelle Lynn Levin on behalf of Anthony Chiasson (Levin, Michelle) (Entered: 03/26/2012)
|
|
Request |
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| 32 |
Filed: 3/23/2012, Entered: None |
|
|
WAIVER OF SERVICE RETURNED EXECUTED. Level Global Investors, L.P. waiver sent on 3/22/2012, answer due 5/21/2012. Document filed by Securities and Exchange Commission. (Marcus, Daniel) (Entered: 03/23/2012)
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|
Request |
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| 31 |
Filed: 3/23/2012, Entered: None |
|
|
NOTICE OF APPEARANCE by Michael Hun Park on behalf of Level Global Investors, L.P. (Park, Michael) (Entered: 03/23/2012)
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|
Request |
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| 30 |
Filed: 3/23/2012, Entered: None |
|
|
NOTICE OF APPEARANCE by Michael J. Gilbert on behalf of Level Global Investors, L.P. (Gilbert, Michael) (Entered: 03/23/2012)
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|
Request |
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| 29 |
Filed: 3/23/2012, Entered: None |
|
|
NOTICE OF APPEARANCE by Andrew J. Levander on behalf of Level Global Investors, L.P. (Levander, Andrew) (Entered: 03/23/2012)
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|
Request |
|
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| 28 |
Filed: 3/22/2012, Entered: None |
|
|
ENDORSED LETTER addressed to Judge John G. Koeltl from Jessica L. Margolis dated 3/21/2012 re: This firm represents Defendant Sandeep Goyal in the above-referenced action. The purpose of this letter is to respectfully request a sixty-day extension of Mr. Goyal's time to answer or otherwise respond to the Complaint. Mr. Goyal's response is currently due on March 26, 2012 (the original deadline). This is Mr. Goyal's first request for an extension. ENDORSEMENT: APPLICATION GRANTED. SO ORDERED. (Signed by Judge John G. Koeltl on 3/22/2012) (djc) Modified on 3/23/2012 (djc). (Entered: 03/22/2012)
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|
Request |
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| 27 |
Filed: 3/21/2012, Entered: None |
|
|
NOTICE OF APPEARANCE by Roland Gustaf Riopelle on behalf of Danny Kuo (Riopelle, Roland) (Entered: 03/21/2012)
|
|
Request |
|
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| 26 |
Filed: 3/21/2012, Entered: None |
|
|
NOTICE OF APPEARANCE by Diane Ferrone on behalf of Danny Kuo (Ferrone, Diane) (Entered: 03/21/2012)
|
|
Request |
|
|
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| 25 |
Filed: 3/16/2012, Entered: None |
|
|
NOTICE OF CASE REASSIGNMENT to Judge John G. Koeltl. Judge Paul G. Gardephe is no longer assigned to the case. (pgu) (Entered: 03/16/2012)
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|
Request |
|
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|
| 24 |
Filed: 3/16/2012, Entered: None |
|
|
NOTICE OF APPEARANCE by Andrew Hunter Reynard on behalf of Jon Horvath (Reynard, Andrew) (Entered: 03/16/2012)
|
|
Request |
|
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|
| 23 |
Filed: 3/15/2012, Entered: None |
|
|
NOTICE OF APPEARANCE by Katherine Cannella Reilly on behalf of Jon Horvath (Reilly, Katherine) (Entered: 03/15/2012)
|
|
Request |
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| 22 |
Filed: 3/15/2012, Entered: None |
|
|
NOTICE OF APPEARANCE by Steven Robert Peikin on behalf of Jon Horvath (Peikin, Steven) (Entered: 03/15/2012)
|
|
Request |
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| 21 |
Filed: 3/13/2012, Entered: None |
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NOTICE OF APPEARANCE by Robert Craig Morvillo on behalf of Anthony Chiasson (Morvillo, Robert) (Entered: 03/13/2012)
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Request |
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| 20 |
Filed: 3/13/2012, Entered: None |
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NOTICE OF APPEARANCE by Edward Scott Morvillo on behalf of Anthony Chiasson (Morvillo, Edward) (Entered: 03/13/2012)
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|
Request |
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| 19 |
Filed: 3/13/2012, Entered: None |
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NOTICE OF APPEARANCE by Gregory Robert Morvillo on behalf of Anthony Chiasson (Morvillo, Gregory) (Entered: 03/13/2012)
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Request |
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| 18 |
Filed: 3/7/2012, Entered: None |
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NOTICE OF APPEARANCE by Justine Aleta Harris on behalf of Spyridon Adondakis (Harris, Justine) (Entered: 03/07/2012)
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Request |
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| 17 |
Filed: 2/16/2012, Entered: None |
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WAIVER OF SERVICE RETURNED EXECUTED. Todd Newman waiver sent on 1/26/2012, answer due 3/26/2012. Document filed by Securities and Exchange Commission. (Marcus, Daniel) (Entered: 02/16/2012)
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Request |
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|
| 16 |
Filed: 2/15/2012, Entered: None |
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|
WAIVER OF SERVICE RETURNED EXECUTED. Anthony Chiasson waiver sent on 1/26/2012, answer due 3/26/2012. Document filed by Securities and Exchange Commission. (Marcus, Daniel) (Entered: 02/15/2012)
|
|
Request |
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|
|
| 15 |
Filed: 2/14/2012, Entered: None |
|
|
NOTICE OF APPEARANCE by Lindi Ladon Beaudreault on behalf of Todd Newman (Beaudreault, Lindi) (Entered: 02/14/2012)
|
|
Request |
|
|
|
| 14 |
Filed: 2/14/2012, Entered: None |
|
|
NOTICE OF APPEARANCE by John A. Nathanson on behalf of Todd Newman (Nathanson, John) (Entered: 02/14/2012)
|
|
Request |
|
|
|
| 13 |
Filed: 2/14/2012, Entered: None |
|
|
NOTICE OF APPEARANCE by Stephen Robert Fishbein on behalf of Todd Newman (Fishbein, Stephen) (Entered: 02/14/2012)
|
|
Request |
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|
| 12 |
Filed: 2/9/2012, Entered: None |
|
|
NOTICE OF APPEARANCE by Scott Michael Kessler on behalf of Jesse Tortora (Kessler, Scott) (Entered: 02/09/2012)
|
|
Request |
|
|
|
| 11 |
Filed: 2/7/2012, Entered: None |
|
|
WAIVER OF SERVICE RETURNED EXECUTED. Jesse Tortora waiver sent on 1/26/2012, answer due 3/26/2012. Document filed by Securities and Exchange Commission. (Marcus, Daniel) (Entered: 02/07/2012)
|
|
Request |
|
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|
| 10 |
Filed: 2/6/2012, Entered: None |
|
|
WAIVER OF SERVICE RETURNED EXECUTED. Sandeep Goyal waiver sent on 1/26/2012, answer due 3/26/2012. Document filed by Securities and Exchange Commission. (Marcus, Daniel) (Entered: 02/06/2012)
|
|
Request |
|
|
|
| 9 |
Filed: 2/3/2012, Entered: None |
|
|
NOTICE OF APPEARANCE by Michael S Sommer on behalf of Sandeep Goyal (Sommer, Michael) (Entered: 02/03/2012)
|
|
Request |
|
|
|
| 8 |
Filed: 2/3/2012, Entered: None |
|
|
NOTICE OF APPEARANCE by Jessica Leigh Margolis on behalf of Sandeep Goyal (Margolis, Jessica) (Entered: 02/03/2012)
|
|
Request |
|
|
|
| 7 |
Filed: 2/2/2012, Entered: None |
|
|
WAIVER OF SERVICE RETURNED EXECUTED. Jon Horvath waiver sent on 1/26/2012, answer due 3/26/2012. Document filed by Securities and Exchange Commission. (Marcus, Daniel) (Entered: 02/02/2012)
|
|
Request |
|
|
|
| 6 |
Filed: 2/1/2012, Entered: None |
|
|
WAIVER OF SERVICE RETURNED EXECUTED. Danny Kuo waiver sent on 1/30/2012, answer due 3/30/2012. Document filed by Securities and Exchange Commission. (Marcus, Daniel) (Entered: 02/01/2012)
|
|
Request |
|
|
|
| 5 |
Filed: 2/1/2012, Entered: None |
|
|
WAIVER OF SERVICE RETURNED EXECUTED. Spyridon Adondakis waiver sent on 1/30/2012, answer due 3/30/2012. Document filed by Securities and Exchange Commission. (Marcus, Daniel) (Entered: 02/01/2012)
|
|
Request |
|
|
|
| 4 |
Filed: 1/23/2012, Entered: None |
|
|
NOTICE OF APPEARANCE by Stephen Arthur Larson on behalf of Securities and Exchange Commission (Larson, Stephen) (Entered: 01/23/2012)
|
|
Request |
|
|
|
| 3 |
Filed: 1/23/2012, Entered: None |
|
|
NOTICE OF APPEARANCE by Daniel Robbins Marcus on behalf of Securities and Exchange Commission (Marcus, Daniel) (Entered: 01/23/2012)
|
|
Request |
|
|
|
| 2 |
Filed: 1/18/2012, Entered: None |
|
|
STANDING ORDER IN RE PILOT PROJECT REGARDING CASE MANAGEMENT TECHNIQUES FOR COMPLEX CIVIL CASES IN THE SOUTHERN DISTRICT OF NEW YORK (See M-10-468 Order filed November 1, 2011). This case is hereby designated for inclusion in the Pilot Project Regarding Case Management Techniques for Complex Civil Cases in the Southern District of New York (the Pilot Project), unless the judge to whom this case is assigned determines otherwise. This case is designated for inclusion in the Pilot Project because it is a class action, an MDL action, or is in one of the following Nature of Suit categories: 160, 245, 315, 355, 365, 385, 410, 830, 840, 850, 893, or 950. The presiding judge in a case that does not otherwise qualify for inclusion in the Pilot Project may nevertheless designate the case for inclusion in the Pilot Project by issuing an order directing that the case be included in the Pilot Project. The description of the Pilot Project, including procedures to be followed, is attached to this Order. (Signed by Judge Loretta A. Preska on 10/31/2011) (ama) (Entered: 01/20/2012)
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|
Request |
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| 1 |
Filed: 1/18/2012, Entered: None |
|
|
COMPLAINT against Spyridon Adondakis, Anthony Chiasson, DiamondBack Capital Management, LLC, Sandeep Goyal, Jon Horvath, Danny Kuo, Level Global Investors, L.P., Todd Newman, Jesse Tortora. Document filed by Securities and Exchange Commission.(ama) (Entered: 01/20/2012)
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|
Request |
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|
| 85 |
Filed: None, Entered: None |
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