Name: Susan Levy v. Basf Metals Limited et al :: New York Southern District Court :: Federal Civil Lawsuit No. 1:15-cv-07317, Judge Gregory H. Woods presiding
Creator: New York Southern District Court
Published: 2015-09-16
License: https://creativecommons.org/publicdomain/mark/1.0/
Keywords: court documents, legal case, docket, PACER, New York Southern District Court

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194	Filed: 5/2/2019, Entered: None	USCA Mandate

	Request

168	Filed: 4/6/2017, Entered: None	Unknown Document Type
	ORDER granting 167 Motion to Withdraw as Attorney. Attorney Joel S. Sanders is granted leave to withdraw as counsel for Defendant UBS AG and UBS Securities LLC. The Clerk of Court is instructed to remove Joel S. Sanders from the list of counsel in this case. (HEREBY ORDERED by Judge Gregory H. Woods)(Text Only Order) (Woods, Gregory) (Entered: 04/06/2017)
	Request

167	Filed: 4/5/2017, Entered: None	Unknown Document Type
	MOTION for Joel S. Sanders to Withdraw as Attorney . Document filed by UBS AG, UBS Securities LLC.(Sanders, Joel) (Entered: 04/05/2017)
	Request

166	Filed: 2/15/2017, Entered: None	Unknown Document Type
	ORDER granting 165 Motion for Michael A. Brille to Appear Pro Hac Vice. (HEREBY ORDERED by Judge Gregory H. Woods)(Text Only Order) (Woods, Gregory) (Entered: 02/15/2017)
	Request

165	Filed: 2/14/2017, Entered: None	Unknown Document Type
	MOTION for Michael A. Brille to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-13312659. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by HSBC Bank USA NA. (Attachments: # 1 Declaration of Michael A. Brille, # 2 Certificate of Good Standing, # 3 Text of Proposed Order)(Brille, Michael) (Entered: 02/14/2017)
	Request

164	Filed: 2/13/2017, Entered: None	Unknown Document Type
	NOTICE OF APPEARANCE by Laura Elizabeth Harris on behalf of HSBC Bank USA NA. (Harris, Laura) (Entered: 02/13/2017)
	Request

163	Filed: 2/13/2017, Entered: None	Unknown Document Type
	NOTICE OF APPEARANCE by Leigh Mager Nathanson on behalf of HSBC Bank USA NA. (Nathanson, Leigh) (Entered: 02/13/2017)
	Request

162	Filed: 2/13/2017, Entered: None	Unknown Document Type
	NOTICE OF APPEARANCE by Damien Jerome Marshall on behalf of HSBC Bank USA NA. (Marshall, Damien) (Entered: 02/13/2017)
	Request

161	Filed: 1/24/2017, Entered: None	Unknown Document Type
	MEMO ENDORSEMENT on re: 160 NOTICE OF WITHDRAWAL OF MARSHALL H. FISHMAN. Document filed by HSBC Bank USA NA. ENDORSEMENT: Marshall H. Fishman, Esq. is granted leave to withdraw as counsel for plaintiff. The Clerk of Court is instructed to remove Mr. Fishman from the list of counsel in this case. So ordered. Attorney Marshall Howard Fishman terminated. (Signed by Judge Gregory H. Woods on 1/24/2017) (rjm) (Entered: 01/24/2017)
	Request

160	Filed: 1/23/2017, Entered: None	Unknown Document Type
	NOTICE of of Withdrawal of Marshall H. Fishman. Document filed by HSBC Bank USA NA. (Fishman, Marshall) (Entered: 01/23/2017)
	Request

159	Filed: 10/13/2016, Entered: None	Unknown Document Type
	JOINT REPLY MEMORANDUM OF LAW in Support re: 129 JOINT MOTION to Dismiss . . Document filed by HSBC Bank USA NA. (Fishman, Marshall) (Entered: 10/13/2016)
	Request

158	Filed: 10/13/2016, Entered: None	Unknown Document Type
	REPLY MEMORANDUM OF LAW in Support re: 129 JOINT MOTION to Dismiss . . Document filed by London Platinum and Palladium Fixing Company Ltd.. (Litwin, Ethan) (Entered: 10/13/2016)
	Request

157	Filed: 10/13/2016, Entered: None	Unknown Document Type
	REPLY MEMORANDUM OF LAW in Support re: 129 JOINT MOTION to Dismiss . . Document filed by BASF Corporation, Basf Metals Limited. (Serino, Joseph) (Entered: 10/13/2016)
	Request

156	Filed: 10/13/2016, Entered: None	Unknown Document Type
	REPLY MEMORANDUM OF LAW in Support re: 129 JOINT MOTION to Dismiss . . Document filed by ICBC Standard Bank PLC. (Houck, Robert) (Entered: 10/13/2016)
	Request

155	Filed: 10/13/2016, Entered: None	Unknown Document Type
	REPLY MEMORANDUM OF LAW in Support re: 129 JOINT MOTION to Dismiss . Defendant UBS AG's Reply in Support of Motion to Dismiss Pursuant to Fed. R. Civ. P. 12(B)(2), and Defendants UBS AG and UBS Securities LLC's Reply in Further Support of Motion to Dismiss Pursuant to Fed. R. Civ. P. 12(B)(6). Document filed by UBS AG, UBS Securities LLC. (Sanders, Joel) (Entered: 10/13/2016)
	Request

154	Filed: 9/30/2016, Entered: None	Unknown Document Type
	FIRST LETTER addressed to Judge Gregory H. Woods from Susan Levy dated 09/30/2016 re: Main Opposition Brief, Docket #153. Document filed by Susan Levy.(Levy, Susan) (Entered: 09/30/2016)
	Request

153	Filed: 9/29/2016, Entered: None	Unknown Document Type
	MEMORANDUM OF LAW in Opposition re: 129 JOINT MOTION to Dismiss . . Document filed by Susan Levy. (Attachments: # 1 Appendix A to Memorandum in Opp.)(Levy, Susan) (Entered: 09/29/2016)
	Request

152	Filed: 9/29/2016, Entered: None	Unknown Document Type
	SUPPLEMENTAL MEMORANDUM OF LAW in Opposition re: 129 JOINT MOTION to Dismiss . London Platinum and Palladium Fixing Company, Ltd. Document filed by Susan Levy. (Levy, Susan) (Entered: 09/29/2016)
	Request

151	Filed: 9/29/2016, Entered: None	Unknown Document Type
	SUPPLEMENTAL MEMORANDUM OF LAW in Opposition re: 129 JOINT MOTION to Dismiss . BASF Metals Ltd. and BASF Corporation. Document filed by Susan Levy. (Levy, Susan) (Entered: 09/29/2016)
	Request

150	Filed: 9/29/2016, Entered: None	Unknown Document Type
	SUPPLEMENTAL MEMORANDUM OF LAW in Opposition re: 129 JOINT MOTION to Dismiss . ICBC Standard Bank, Plc. Document filed by Susan Levy. (Levy, Susan) (Entered: 09/29/2016)
	Request

149	Filed: 9/29/2016, Entered: None	Unknown Document Type
	DECLARATION of Susan Levy in Opposition re: 129 JOINT MOTION to Dismiss .. Document filed by Susan Levy. (Attachments: # 1 Exhibit ICBC Internet Website, # 2 Exhibit ICBC Internet Website)(Levy, Susan) (Entered: 09/29/2016)
	Request

148	Filed: 9/29/2016, Entered: None	Unknown Document Type
	SUPPLEMENTAL MEMORANDUM OF LAW in Opposition re: 129 JOINT MOTION to Dismiss . of UBS AG and UBS Securities LLC.. Document filed by Susan Levy. (Levy, Susan) (Entered: 09/29/2016)


147	Filed: 9/29/2016, Entered: None	Unknown Document Type
	DECLARATION of Susan Levy in Opposition re: 129 JOINT MOTION to Dismiss .. Document filed by Susan Levy. (Attachments: # 1 Exhibit UBS For 20-f (2015), # 2 Exhibit Plea agreement (2015), # 3 Exhibit Non-Prosecution Agreement (2012), # 4 Exhibit CME List of Clearing Members)(Levy, Susan) (Entered: 09/29/2016)


146	Filed: 9/28/2016, Entered: None	Unknown Document Type
	MEMO ENDORSEMENT on re: 145 Notice of Withdrawal of Malik Havalic filed by London Platinum and Palladium Fixing Company Ltd. ENDORSEMENT: Malik Havalic, Esq. is granted leave to withdraw as counsel for plaintiff. The Clerk of Court is instructed to remove Mr. Havalic from the list of counsel in this case. SO ORDERED. Attorney Malik Havalic terminated. (Signed by Judge Gregory H. Woods on 9/28/2016) (kko) (Entered: 09/28/2016)
	Request

145	Filed: 9/27/2016, Entered: None	Unknown Document Type
	NOTICE of Withdrawal of Malik Havalic. Document filed by London Platinum and Palladium Fixing Company Ltd.. (Havalic, Malik) (Entered: 09/27/2016)
	Request

144	Filed: 9/20/2016, Entered: None	Unknown Document Type
	ORDER denying 143 Letter Motion for Extension of Time to File opposition papers to defendants' motion to dismiss RECONSIDERATION. Application denied for the reasons stated in the Court's September 16, 2016 order. Dkt. No. 142. The Clerk of Court is directed to terminate the motion pending at Dkt. No. 143. SO ORDERED. (Signed by Judge Gregory H. Woods on 9/20/2016) (kko) (Entered: 09/20/2016)
	Request

143	Filed: 9/19/2016, Entered: None	Unknown Document Type
	THIRD LETTER MOTION for Extension of Time to File oppsition papers to defendants' motion to dismiss RECONSIDERATION addressed to Judge Gregory H. Woods from Susan Levy dated 09/19/2016. Document filed by Susan Levy.(Levy, Susan) (Entered: 09/19/2016)
	Request

142	Filed: 9/16/2016, Entered: None	Unknown Document Type
	ORDER denying 141 Letter Motion for Extension of Time to File Opposition Briefs to Defendants' Motions to Dismiss. Application denied. This is Plaintiff's second request for an extension of time to file her opposition to Defendants' motion to dismiss. In addition, Plaintiff is reminded that the extended briefing schedule that called for Defendants' motions to be filed on August 31, 2016 was set at her request in order to schedule the filing of Defendants' motions on a date that would accommodate her scheduling constraints. The schedule was not established to provide Defendants additional time to prepare their briefs; they were prepared to do so at a much earlier date. Accordingly, Plaintiff's opposition to Defendants' motion to dismiss remains due no later than September 29, 2016, consistent with the Court's May 2, 2016 order. See Dkt. No. 124. The Clerk of Court is directed to terminate the motion pending at Dkt. No. 141. (Signed by Judge Gregory H. Woods on 9/16/2016) (kko) (Entered: 09/16/2016)
	Request

141	Filed: 9/15/2016, Entered: None	Unknown Document Type
	SECOND LETTER MOTION for Extension of Time to File Opposition Briefs to Defendants' Motions to Dismiss addressed to Judge Gregory H. Woods from Susan Levy dated 09/15/2016. Document filed by Susan Levy.(Levy, Susan) (Entered: 09/15/2016)
	Request

140	Filed: 9/15/2016, Entered: None	Unknown Document Type
	MEMO ENDORSEMENT on re: 139 Notice of Withdrawal of Leah Friedman filed by HSBC Bank USA NA. ENDORSEMENT: Leah Friedman, Esq. is granted leave to withdraw as counsel for plaintiff. The Clerk of Court is instructed to remove Ms. Friedman from the list of counsel in this case. SO ORDERED. Attorney Leah Friedman terminated. (Signed by Judge Gregory H. Woods on 9/15/2016) (kko) (Entered: 09/15/2016)
	Request

139	Filed: 9/14/2016, Entered: None	Unknown Document Type
	NOTICE of Withdrawal of Leah Friedman. Document filed by HSBC Bank USA NA. (Friedman, Leah) (Entered: 09/14/2016)
	Request

138	Filed: 9/13/2016, Entered: None	Unknown Document Type
	NOTICE OF APPEARANCE by Robert John McCallum on behalf of HSBC Bank USA NA. (McCallum, Robert) (Entered: 09/13/2016)
	Request

137	Filed: 8/31/2016, Entered: None	Unknown Document Type
	DECLARATION of Karin Florencio in Support re: 129 JOINT MOTION to Dismiss .. Document filed by ICBC Standard Bank PLC. (Houck, Robert) (Entered: 08/31/2016)
	Request

136	Filed: 8/31/2016, Entered: None	Unknown Document Type
	MEMORANDUM OF LAW in Support re: 129 JOINT MOTION to Dismiss . . Document filed by ICBC Standard Bank PLC. (Houck, Robert) (Entered: 08/31/2016)
	Request

135	Filed: 8/31/2016, Entered: None	Unknown Document Type
	DECLARATION of JOHN CONNORS in Support re: 129 JOINT MOTION to Dismiss .. Document filed by UBS AG. (Sanders, Joel) (Entered: 08/31/2016)
	Request

134	Filed: 8/31/2016, Entered: None	Unknown Document Type
	MEMORANDUM OF LAW in Support re: 129 JOINT MOTION to Dismiss . Defendant UBS AG's Memorandum in Support of Motion to Dismiss Pursuant to Fed. R. Civ. P. 12(B)(2), and Defendants UBS AG And UBS Securities LLC's Memorandum in Further Support of Motion to Dismiss Pursuant to Fed. R. Civ. P. 12(B)(6). Document filed by UBS AG, UBS Securities LLC. (Sanders, Joel) (Entered: 08/31/2016)
	Request

133	Filed: 8/31/2016, Entered: None	Unknown Document Type
	MEMORANDUM OF LAW in Support re: 129 JOINT MOTION to Dismiss . . Document filed by London Platinum and Palladium Fixing Company Ltd.. (Attachments: # 1 Appendix of English Legal Authorities)(Litwin, Ethan) (Entered: 08/31/2016)
	Request

132	Filed: 8/31/2016, Entered: None	Unknown Document Type
	MEMORANDUM OF LAW in Support re: 129 JOINT MOTION to Dismiss . . Document filed by BASF Corporation, Basf Metals Limited. (Serino, Joseph) (Entered: 08/31/2016)


131	Filed: 8/31/2016, Entered: None	Unknown Document Type
	DECLARATION of Marshall H. Fishman in Support re: 129 JOINT MOTION to Dismiss .. Document filed by HSBC Bank USA NA. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2)(Fishman, Marshall) (Entered: 08/31/2016)
	Request

130	Filed: 8/31/2016, Entered: None	Unknown Document Type
	JOINT MEMORANDUM OF LAW in Support re: 129 JOINT MOTION to Dismiss . (Memorandum of Law in Support of Defendants' Joint Motion to Dismiss Plaintiff's Second Amended Complaint). Document filed by HSBC Bank USA NA. (Fishman, Marshall) (Entered: 08/31/2016)
	Request

129	Filed: 8/31/2016, Entered: None	Unknown Document Type
	JOINT MOTION to Dismiss . Document filed by HSBC Bank USA NA.(Fishman, Marshall) (Entered: 08/31/2016)


128	Filed: 8/25/2016, Entered: None	Unknown Document Type
	NOTICE OF CHANGE OF ADDRESS by Ethan Edward Litwin on behalf of London Platinum and Palladium Fixing Company Ltd.. New Address: Dechert LLP, 1095 Avenue of the Americas, New York, New York, USA 10036, (212) 698-3669. (Litwin, Ethan) (Entered: 08/25/2016)
	Request

127	Filed: 8/18/2016, Entered: None	Unknown Document Type
	NOTICE OF APPEARANCE by Marshall Howard Fishman on behalf of HSBC Bank USA NA. (Fishman, Marshall) (Entered: 08/18/2016)
	Request

126	Filed: 6/29/2016, Entered: None	Unknown Document Type
	NOTICE of Withdrawal of Michael Lacovara. Document filed by HSBC Bank USA NA. (Lacovara, Michael) (Entered: 06/29/2016)
	Request

125	Filed: 5/3/2016, Entered: None	Unknown Document Type
	SEALED DOCUMENT placed in vault.(mps) (Entered: 05/03/2016)


124	Filed: 5/2/2016, Entered: None	Unknown Document Type
	ORDER granting 123 Letter Motion for Extension of Time. Application granted. As discussed with the parties during the April 29, 2016 teleconference, Defendants' motions to dismiss Plaintiff's second amended complaint are due on August 31, 2016. Plaintiff's oppositions to those motions are due four weeks following the date of service of Defendants' motion. Defendants' replies, if any, are due two weeks following the date of service of Plaintiff's oppositions. The parties are reminded that they may not depart from this schedule without prior leave from the Court, and that the Court's March 9, 2016 order governs the page limit of the parties' briefs in support of their motion, oppositions, and replies. Dkt. No. 109. In light of Defendants' intention to file new motions to dismiss, those motions will supplant the motion to dismiss filed by Defendants on March 14, 2016. Dkt. No. 111. The March 14, 2016 motion to dismiss is, therefore, withdrawn. The Clerk of Court is directed to terminate the motion pending at Dkt. No. 123. (Motions due by 8/31/2016.) (Signed by Judge Gregory H. Woods on 5/2/2016) (kko) (Entered: 05/02/2016)
	Request

123	Filed: 5/2/2016, Entered: None	Unknown Document Type
	SECOND LETTER MOTION for Extension of Time addressed to Judge Gregory H. Woods from Susan Levy dated April 26, 2016. Document filed by Susan Levy.(Levy, Susan) (Entered: 05/02/2016)
	Request

122	Filed: 4/13/2016, Entered: None
	ORDER: Accordingly, it is hereby ORDERED that by May 5, 2016, Defendants shall: (1) file an answer; (2) file a new motion to dismiss; or (3) submit a letter to the Court via ECF, copying Plaintiff, stating that they rely on the previously filed motion to dismiss. If Defendants file a new motion to dismiss or rely on their previous motion, Plaintiff's opposition will be due four weeks thereafter. Defendants' reply, if any, is due no later than two weeks following the date of service of Plaintiff's opposition. At the time any reply is served, the moving party shall supply the Court with two (2) courtesy copies of all motion papers by mailing or delivering them to the Daniel Patrick Moynihan Courthouse, 500 Pearl Street, New York, New York 10007. SO ORDERED. BASF Corporation answer due 5/5/2016; Basf Metals Limited answer due 5/5/2016; Goldman Sachs & CO. answer due 5/5/2016; Goldman Sachs Execution & Clearing, L.P. answer due 5/5/2016; Goldman Sachs Group, Inc. answer due 5/5/2016; Goldman Sachs International answer due 5/5/2016; HSBC Bank USA NA answer due 5/5/2016; ICBC Standard Bank PLC answer due 5/5/2016; John Does #1-20 answer due 5/5/2016; London Platinum and Palladium Fixing Company Ltd. answer due 5/5/2016; UBS AG answer due 5/5/2016; UBS Securities LLC answer due 5/5/2016. (Motions due by 5/5/2016.) (Signed by Judge Gregory H. Woods on 4/13/2016) (kko) (Entered: 04/13/2016)
	Request

121	Filed: 4/4/2016, Entered: None
	SECOND AMENDED COMPLAINT amending 18 Complaint,,,,, 105 Amended Complaint,, against BASF Corporation, Basf Metals Limited, Goldman Sachs & CO., Goldman Sachs Execution & Clearing, L.P., Goldman Sachs Group, Inc., Goldman Sachs International, HSBC Bank USA NA, ICBC Standard Bank PLC, John Does #1-20, London Platinum and Palladium Fixing Company Ltd., UBS AG, UBS Securities LLC with JURY DEMAND.Document filed by Susan Levy. Related document: 18 Complaint,,,,, filed by Susan Levy, 105 Amended Complaint,, filed by Susan Levy. (Attachments: # 1 Exhibit, # 2 Exhibit, # 3 Exhibit, # 4 Exhibit, # 5 Exhibit, # 6 Exhibit, # 7 Exhibit, # 8 Exhibit, # 9 Exhibit, # 10 Exhibit, # 11 Exhibit, # 12 Exhibit, # 13 Exhibit, # 14 Exhibit, # 15 Exhibit, # 16 Exhibit, # 17 Exhibit, # 18 Exhibit, # 19 Exhibit)(Levy, Susan) (Entered: 04/04/2016)
	Request

120	Filed: 3/14/2016, Entered: None
	DECLARATION of John Connors in Support re: 111 JOINT MOTION to Dismiss with prejudice Plaintiff's Amended Complaint.. Document filed by UBS AG, UBS Securities LLC. (Sanders, Joel) (Entered: 03/14/2016)
	Request

119	Filed: 3/14/2016, Entered: None
	MEMORANDUM OF LAW in Support re: 111 JOINT MOTION to Dismiss with prejudice Plaintiff's Amended Complaint. / Memorandum of Law in Support of UBS AG's Motion to Dismiss for Lack of Personal Jurisdiction. Document filed by UBS AG, UBS Securities LLC. (Sanders, Joel) (Entered: 03/14/2016)
	Request

118	Filed: 3/14/2016, Entered: None
	MEMORANDUM OF LAW in Support re: 111 JOINT MOTION to Dismiss with prejudice Plaintiff's Amended Complaint. . Document filed by London Platinum and Palladium Fixing Company Ltd.. (Litwin, Ethan) (Entered: 03/14/2016)
	Request

117	Filed: 3/14/2016, Entered: None
	DECLARATION of Karin Florencio in Support re: 111 JOINT MOTION to Dismiss with prejudice Plaintiff's Amended Complaint.. Document filed by ICBC Standard Bank PLC. (Houck, Robert) (Entered: 03/14/2016)
	Request

116	Filed: 3/14/2016, Entered: None
	MEMORANDUM OF LAW in Support re: 111 JOINT MOTION to Dismiss with prejudice Plaintiff's Amended Complaint. . Document filed by ICBC Standard Bank PLC. (Houck, Robert) (Entered: 03/14/2016)
	Request

115	Filed: 3/14/2016, Entered: None
	DECLARATION of Vasileios Vergopoulos in Support re: 111 JOINT MOTION to Dismiss with prejudice Plaintiff's Amended Complaint.. Document filed by Basf Metals Limited. (Serino, Joseph) (Entered: 03/14/2016)


114	Filed: 3/14/2016, Entered: None
	DECLARATION of Mary Erin Brennan in Support re: 111 JOINT MOTION to Dismiss with prejudice Plaintiff's Amended Complaint.. Document filed by BASF Corporation. (Serino, Joseph) (Entered: 03/14/2016)


113	Filed: 3/14/2016, Entered: None
	MEMORANDUM OF LAW in Support re: 111 JOINT MOTION to Dismiss with prejudice Plaintiff's Amended Complaint. . Document filed by BASF Corporation, Basf Metals Limited. (Serino, Joseph) (Entered: 03/14/2016)
	Request

112	Filed: 3/14/2016, Entered: None
	JOINT MEMORANDUM OF LAW in Support re: 111 JOINT MOTION to Dismiss with prejudice Plaintiff's Amended Complaint. . Document filed by HSBC Bank USA NA. (Lacovara, Michael) (Entered: 03/14/2016)


111	Filed: 3/14/2016, Entered: None
	JOINT MOTION to Dismiss with prejudice Plaintiff's Amended Complaint. Document filed by HSBC Bank USA NA.(Lacovara, Michael) (Entered: 03/14/2016)
	Request

110	Filed: 3/14/2016, Entered: None
	NOTICE OF APPEARANCE by Indraneel Sur on behalf of UBS AG, UBS Securities LLC. (Sur, Indraneel) (Entered: 03/14/2016)
	Request

109	Filed: 3/9/2016, Entered: None
	ORDER. The parties' requests for leave to file memoranda of law in support of motions to dismiss, oppositions, and reply papers in excess of the allowed page limit is granted. The parties may file memoranda of law with the page lengths specified in Defendants' application. Accordingly, Defendants' joint memorandum of law and Plaintiff's opposition to the joint memorandum shall not exceed fifty pages; Defendants' joint reply shall not exceed twenty-five pages. Any Defendant's supplemental memorandum of law and corresponding reply shall not exceed seventeen pages in total combined; Plaintiff's opposition to any supplemental memorandum of law shall not exceed seventeen pages. (HEREBY ORDERED by Judge Gregory H. Woods on March 9, 2016) (Text Only Order)(Woods, Gregory) (Entered: 03/09/2016)
	Request

108	Filed: 3/8/2016, Entered: None
	FIRST LETTER addressed to Judge Gregory H. Woods from Susan Levy dated March 8, 2016 re: Request for Page Limits. Document filed by Susan Levy.(Levy, Susan) (Entered: 03/08/2016)
	Request

107	Filed: 3/7/2016, Entered: None
	LETTER addressed to Judge Gregory H. Woods from Leah Friedman dated March 7, 2016 re: request for an expansion of the page limits for Defendants' motions to dismiss the Amended Complaint, and the related opposition and reply papers. Document filed by HSBC Bank USA NA.(Friedman, Leah) (Entered: 03/07/2016)


106	Filed: 2/24/2016, Entered: None
	ORDER granting 87 Motion to Stay. For the foregoing reasons, defendants' motion to stay discovery until the adjudication of defendants' anticipated motion to dismiss is granted. The Clerk of Court is instructed to terminate the motion pending at docket number 87. (As further set forth in this Order.) (Signed by Judge Gregory H. Woods on 2/24/2016) (kko) (Entered: 02/24/2016)
	Request

105	Filed: 1/14/2016, Entered: None
	FIRST AMENDED COMPLAINT amending 18 Complaint against BASF Corporation, Basf Metals Limited, Goldman Sachs & CO., Goldman Sachs Execution & Clearing, L.P., Goldman Sachs Group, Inc., Goldman Sachs International, HSBC Bank USA NA, ICBC Standard Bank PLC, John Does #1-20, London Platinum and Palladium Fixing Company Ltd., UBS AG, UBS Securities LLC with JURY DEMAND.Document filed by Susan Levy. Related document: 18 Complaint filed by Susan Levy. (Attachments: # 1 Exhibit)(Levy, Susan) (Entered: 01/14/2016)
	Request

104	Filed: 1/13/2016, Entered: None
	FIRST AMENDED COMPLAINT amending 18 Complaint,,,,, against BASF Corporation, Basf Metals Limited, Goldman Sachs & CO., Goldman Sachs Execution & Clearing, L.P., Goldman Sachs Group, Inc., Goldman Sachs International, HSBC Bank USA NA, ICBC Standard Bank PLC, John Does #1-40, London Platinum and Palladium Fixing Company Ltd., UBS AG, UBS Securities LLC with JURY DEMAND.Document filed by Susan Levy. Related document: 18 Complaint,,,,, filed by Susan Levy. (Attachments: # 1 Exhibit Chart-Bank Futures Position, # 2 Exhibit Platinum Historical Prices 1960-2015, # 3 Exhibit Article about FX Market, # 4 Exhibit FINRA Release, # 5 Exhibit Platinum Supply and Demand charts, # 6 Exhibit NYMEX Platinum Open Interests 2008, # 7 Exhibit Platinum and Palladium Charts, # 8 Exhibit FINRA Release, # 9 Exhibit Article about Spoofing, # 10 Exhibit Articles concerning ascending prices of Platinum in 2008, # 11 Exhibit Dispersons of Anomalies before and after fixing call, # 12 Exhibit Flucturations of prices on Nov. 5, 2009, # 13 Exhibit Normalized Platinum FUtures prices and Rolling forecast errors Oct 2007 to Sept 2014, # 14 Exhibit Average NYMEX Futures Trading Volume Jan 2007 -Nov 20014, # 15 Exhibit Summary of Evidence)(Levy, Susan) (Entered: 01/13/2016)
	Request

103	Filed: 1/12/2016, Entered: None
	ORDER granting 95 Motion to Amend/Correct. The plaintiff is granted leave to file an amended complaint consistent with the proposed amended complaint filed at Dkt. Nos. 95-1, 95-2. The plaintiff must file such an amendment no later than January 14, 2016. The defendants' application to file their motion to dismiss within sixty days after the plaintiff files her amended complaint is granted in part. The Court will modify the briefing schedule established in the Courts December 9, 2015 order, Dkt. No. 66, as follows: The deadline for the defendants to file their motion to dismiss is extended to March 14, 2016; the plaintiff's opposition is due four weeks after the date of service of the defendants motion; and the defendants reply, if any, is due two weeks after the date of service of the plaintiffs opposition. (HEREBY ORDERED by Judge Gregory H. Woods)(Text Only Order) (Woods, Gregory) (Entered: 01/12/2016)
	Request

102	Filed: 1/11/2016, Entered: None
	NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a conference proceeding held on 12/7/15 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(McGuirk, Kelly) (Entered: 01/11/2016)
	Request

101	Filed: 1/11/2016, Entered: None
	TRANSCRIPT of Proceedings re: conference held on 12/7/2015 before Judge Gregory H. Woods. Court Reporter/Transcriber: Raquel Robles, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 2/4/2016. Redacted Transcript Deadline set for 2/16/2016. Release of Transcript Restriction set for 4/14/2016.(McGuirk, Kelly) (Entered: 01/11/2016)
	Request

100	Filed: 1/7/2016, Entered: None
	ORDER granting 97 Motion for Michael Adam Glick to Appear Pro Hac Vice. (HEREBY ORDERED by Judge Gregory H. Woods)(Text Only Order) (Woods, Gregory) (Entered: 01/07/2016)
	Request

99	Filed: 1/7/2016, Entered: None
	LETTER addressed to Judge Gregory H. Woods from Susan Levy dated January 7, 2016 re: Time to File Motion to Dismiss. Document filed by Susan Levy.(Levy, Susan) (Entered: 01/07/2016)
	Request

98	Filed: 1/6/2016, Entered: None
	JOINT LETTER addressed to Judge Gregory H. Woods from Michael Lacovara dated January 6, 2015 re: Plaintiff's Motion to Amend Complaint Pursuant to Fed. R. Civ. Pro. 15(a)(2). (Dkt. 95.). Document filed by HSBC Bank USA NA. (Attachments: # 1 Exhibit A)(Lacovara, Michael) (Entered: 01/06/2016)
	Request

97	Filed: 1/6/2016, Entered: None
	MOTION for Michael Adam Glick to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-11806270. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by BASF Corporation, Basf Metals Limited. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Text of Proposed Order)(Glick, Michael) (Entered: 01/06/2016)
	Request

96	Filed: 12/30/2015, Entered: None
	MEMORANDUM OF LAW in Support re: 95 FIRST MOTION to Amend/Correct 86 Order on Motion for Leave to File Document,, Amended Complaint. . Document filed by Susan Levy. (Levy, Susan) (Entered: 12/30/2015)
	Request

95	Filed: 12/30/2015, Entered: None
	FIRST MOTION to Amend/Correct 86 Order on Motion for Leave to File Document,, Amended Complaint. Document filed by Susan Levy. Return Date set for 1/22/2016 at 10:00 AM. (Attachments: # 1 Exhibit Proposed Order, # 2 Exhibit Proposed Amended Complaint, # 3 Exhibit Proposed Amended Complaint)(Levy, Susan) (Entered: 12/30/2015)
	Request

94	Filed: 12/30/2015, Entered: None
	JOINT REPLY MEMORANDUM OF LAW in Support re: 87 MOTION to Stay . (DEFENDANTS REPLY MEMORANDUM OF LAW IN SUPPORT OF THEIR MOTION TO STAY DISCOVERY). Document filed by HSBC Bank USA NA. (Lacovara, Michael) (Entered: 12/30/2015)
	Request

93	Filed: 12/30/2015, Entered: None
	MEMORANDUM OF LAW in Opposition re: 87 MOTION to Stay . Corrected. Document filed by Susan Levy. (Levy, Susan) (Entered: 12/30/2015)
	Request

92	Filed: 12/28/2015, Entered: None
	STIPULATION AND ORDER: IT IS HEREBY STIPULATED AND AGREED by and between the parties, through their undersigned counsel, that Defendants Goldman Sachs International, The Goldman Sachs Group, Inc., Goldman, Sachs & Co., Goldman Sachs Execution and Clearing, L.P., HSBC Bank U.S.A., N.A., ICBC Standard Bank Plc, UBS AG and UBS Securities LLC (the "Defendants"), waive service of process of Plaintiff's Complaint, and any amended complaint filed in this Action, and agree to and do hereby accept service of the Summons and Complaint in this Action, and any amended complaint filed in this Action; IT IS HEREBY FURTHER STIPULATED AND AGREED that, except as to the sufficiency of process or service of process, Defendants entering into this Stipulation shall not waive any defenses that may be available to Defendants under the Federal Rules of Civil Procedure or statutory or common law, and Defendants reserve their rights to raise such defenses in response to the Complaint in this Action or in response to any amended complaint filed in this Action. (Signed by Judge Gregory H. Woods on 12/28/2015) (mro) (Entered: 12/29/2015)
	Request

91	Filed: 12/28/2015, Entered: None
	CERTIFICATE OF SERVICE of Memorandum of Law in Opp and Declaration in Opp with Exhibits served on All Defendants on December 25, 2015. Service was made by ECF/email delivery. Document filed by Susan Levy. (Levy, Susan) (Entered: 12/28/2015)
	Request

90	Filed: 12/25/2015, Entered: None
	DECLARATION of Susan J. Levy, Esq. in Opposition re: 87 MOTION to Stay .. Document filed by Susan Levy. (Attachments: # 1 Exhibit, # 2 Exhibit, # 3 Exhibit)(Levy, Susan) (Entered: 12/25/2015)
	Request

89	Filed: 12/25/2015, Entered: None
	MEMORANDUM OF LAW in Opposition re: 87 MOTION to Stay . Discovery. Document filed by Susan Levy. (Levy, Susan) (Entered: 12/25/2015)
	Request

88	Filed: 12/18/2015, Entered: None
	MEMORANDUM OF LAW in Support re: 87 MOTION to Stay . DEFENDANTS BASF METALS LIMITED; BASF CORPORATION; GOLDMAN SACHS INTERNATIONAL; GOLDMAN SACHS GROUP, INC.; GOLDMAN, SACHS & CO.; GOLDMAN SACHS EXECUTION & CLEARING, LP; HSBC BANK USA, NA; ICBC STANDARD BANK PLC; UBS AG; UBS SECURITIES LLC; AND THE LONDON PLATINUM AND PALLADIUM FIXING COMPANY LTD.S MEMORANDUM OF LAW IN SUPPORT OF THEIR MOTION TO STAY DISCOVERY. Document filed by HSBC Bank USA NA. (Lacovara, Michael) (Entered: 12/18/2015)
	Request

87	Filed: 12/18/2015, Entered: None
	MOTION to Stay . Document filed by HSBC Bank USA NA. (Attachments: # 1 Text of Proposed Order)(Lacovara, Michael) (Entered: 12/18/2015)
	Request

86	Filed: 12/17/2015, Entered: None
	ORDER denying 67 Letter Motion for Leave to File Document. As discussed on the record during the December 15, 2015 conference, the plaintiff may move to amend her complaint prior to service of the defendants' anticipated motion to dismiss pursuant to Rule 15(a)(2). Any such motion must be made in accordance with the requirements of Local Civil Rule 6.1. To the extent that the plaintiffs letter dated December 10, 2015 can be construed as itself constituting a motion to amend, that motion is denied without prejudice. (HEREBY ORDERED by Judge Gregory H. Woods)(Text Only Order) (Woods, Gregory) (Entered: 12/17/2015)
	Request

85	Filed: 12/16/2015, Entered: None
	WAIVER OF SERVICE RETURNED EXECUTED. Basf Metals Limited waiver sent on 12/16/2015, answer due 2/14/2016. Document filed by Basf Metals Limited. (Serino, Joseph) (Entered: 12/16/2015)
	Request

84	Filed: 12/16/2015, Entered: None
	WAIVER OF SERVICE RETURNED EXECUTED. BASF Corporation waiver sent on 12/16/2015, answer due 2/14/2016. Document filed by BASF Corporation. (Serino, Joseph) (Entered: 12/16/2015)
	Request

83	Filed: 12/15/2015, Entered: None
	ORDER denying 81 Letter Motion for Extension of Time. For the reasons stated on the record during the December 15, 2015 telephone conference, the plaintiff's application is denied. (HEREBY ORDERED by Judge Gregory H. Woods)(Text Only Order) (Woods, Gregory) (Entered: 12/15/2015)
	Request

82	Filed: 12/15/2015, Entered: None
	ORDER granting 53 Motion for Melanie Leigh Katsur to Appear Pro Hac Vice. (HEREBY ORDERED by Judge Gregory H. Woods)(Text Only Order) (Woods, Gregory) (Entered: 12/15/2015)
	Request

81	Filed: 12/14/2015, Entered: None
	FIRST LETTER MOTION for Extension of Time to serve process and/or complete service of process and alternative method of process addressed to Judge Gregory H. Woods from Susan Levy dated December 14, 2015. Document filed by Susan Levy.(Levy, Susan) (Entered: 12/14/2015)
	Request

80	Filed: 12/11/2015, Entered: None
	RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent UBS Americas Holding LLC, Corporate Parent UBS Americas, Inc. for UBS Securities LLC; Corporate Parent UBS Group AG for UBS AG. Document filed by UBS AG, UBS Securities LLC.(Arp, David) (Entered: 12/11/2015)
	Request

79	Filed: 12/11/2015, Entered: None
	ORDER. The Court will hold a conference by telephone on December 15, 2015 at 3:00 p.m to discuss the plaintiff's letter dated December 10, 2015, Dkt. No. 67. The parties are directed to call Chambers (212-805-0296) at that time with all parties on the line. (HEREBY ORDERED by Judge Gregory H. Woods on December 11, 2015) (Text Only Order)(Woods, Gregory) (Entered: 12/11/2015)
	Request

78	Filed: 12/10/2015, Entered: None
	NOTICE OF VOLUNTARY DISMISSAL OF ACTION AGAINST DEFENDANT LONDON PLATINUM AND PALLADIUM MARKET: PLEASE TAKE NOTICE that Plaintiff Susan Levy hereby voluntarily dismisses the above-captioned action without prejudice with respect to Defendant London Platinum and Palladium Market, pursuant to Federal Rule of Civil Procedure 41(a)(1). Defendant London Platinum and Palladium Market has served neither an Answer to Plaintiff's Complaint nor a Motion for Summary Judgment. Accordingly, this matter may be dismissed with respect to that Defendant without prejudice and without an Order of the Court. The plaintiff has filed a notice dismissing her claims against Defendant London Platinum and Palladium Market in this action under Rule 41(a)(1)(A)(i). The Clerk of Court is instructed to remove London Platinum and Palladium Market from the caption of this case. (Signed by Judge Gregory H. Woods on 12/10/2015) (mro) (Entered: 12/11/2015)
	Request

77	Filed: 12/10/2015, Entered: None
	FILING ERROR - WRONG EVENT TYPE SELECTED FROM MENU - STIPULATION OF VOLUNTARY DISMISSAL It is hereby stipulated and agreed by and between the parties and/or their respective counsel(s) that the above-captioned action is voluntarily dismissed, without prejudice against the defendant(s) Susan Levy and without costs to either party pursuant to Rule 41(a)(1)(A)(ii) of the Federal Rules of Civil Procedure. Document filed by Susan Levy.(Levy, Susan) Modified on 12/11/2015 (jk). (Entered: 12/10/2015)
	Request

76	Filed: 12/10/2015, Entered: None
	WAIVER OF SERVICE RETURNED EXECUTED. London Platinum and Palladium Fixing Company Ltd. waiver sent on 9/29/2015, answer due 11/30/2015. Document filed by London Platinum and Palladium Fixing Company Ltd.. (Levy, Susan) (Entered: 12/10/2015)


75	Filed: 12/10/2015, Entered: None
	AFFIDAVIT OF SERVICE of Summons and Complaint,,,,,. UBS Securities LLC served on 12/3/2015, answer due 12/24/2015. Service was accepted by Nancy Dougherty. Document filed by Susan Levy. (Levy, Susan) (Entered: 12/10/2015)
	Request

74	Filed: 12/10/2015, Entered: None
	AFFIDAVIT OF SERVICE of Summons and Complaint,,,,,. BASF Corporation served on 11/24/2015, answer due 12/15/2015. Service was accepted by Sue Zouky. Service was made by Mailing in progress. Document filed by Susan Levy. (Levy, Susan) (Entered: 12/10/2015)
	Request

73	Filed: 12/10/2015, Entered: None
	AFFIDAVIT OF SERVICE of Summons and Complaint,,,,,. ICBC Standard Bank PLC served on 12/4/2015, answer due 12/28/2015. Service was accepted by Nancy Dougherty. Service was made by Mail. Document filed by Susan Levy. (Levy, Susan) (Entered: 12/10/2015)
	Request

72	Filed: 12/10/2015, Entered: None
	AFFIDAVIT OF SERVICE of Summons and Complaint,,,,,. HSBC Bank USA NA served on 11/24/2015, answer due 12/15/2015. Service was accepted by Sue Zouky. Service was made by Mailing in progress. Document filed by Susan Levy. (Levy, Susan) (Entered: 12/10/2015)
	Request

71	Filed: 12/10/2015, Entered: None
	AFFIDAVIT OF SERVICE of Summons and Complaint,,,,,. Goldman Sachs Execution & Clearing, L.P. served on 12/3/2015, answer due 12/24/2015. Service was accepted by Nancy Dougherty. Document filed by Susan Levy. (Levy, Susan) (Entered: 12/10/2015)
	Request

70	Filed: 12/10/2015, Entered: None
	AFFIDAVIT OF SERVICE of Summons and Complaint,,,,,. Goldman Sachs & CO. served on 11/24/2015, answer due 12/28/2015. Service was accepted by Sue Zouky. Document filed by Susan Levy. (Levy, Susan) (Entered: 12/10/2015)
	Request

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69	Filed: 12/10/2015, Entered: None
	AFFIDAVIT OF SERVICE of Summons and Complaint,,,,,. Goldman Sachs Group, Inc. served on 11/24/2015, answer due 12/15/2015. Service was accepted by Sue Zouky. Document filed by Susan Levy. (Levy, Susan) (Entered: 12/10/2015)
	Request

68	Filed: 12/10/2015, Entered: None
	AFFIDAVIT OF SERVICE of Summons and Complaint,,,,,. Goldman Sachs & CO. served on 12/4/2015, answer due 12/28/2015. Service was accepted by Sue Zouky. Document filed by Susan Levy. (Levy, Susan) (Entered: 12/10/2015)
	Request

67	Filed: 12/10/2015, Entered: None
	FIRST LETTER MOTION for Leave to File First Amended Complaint addressed to Judge Gregory H. Woods from Susan Levy dated December 10, 2015. Document filed by Susan Levy.(Levy, Susan) (Entered: 12/10/2015)
	Request

66	Filed: 12/9/2015, Entered: None
	ORDER: As discussed during the December 7, 2015 conference, the plaintiff is directed to file a letter with the Court describing whether she intends to seek leave to file an amended complaint before the defendants' file their anticipated motion to dismiss. If the plaintiff anticipates that she will seek leave to file such an amended complaint, the letter should set forth the plaintiff's proposal regarding the timing for the filing of that motion. The defendants' motion to dismiss is due by March 7, 2016; the plaintiff's opposition is due four weeks after the date of service of the defendants' motion; and the defendants' reply, if any, is due two weeks after the date of service of the plaintiff's opposition. The defendants' motion to stay discovery until the disposition of the motion to dismiss is due by December 19, 2015; the plaintiff's opposition is due ten days after the date of service of the defendants' motion; and the defendants' reply, if any, is due five days after the date of service of the plaintiff's opposition. ( Motions due by 3/7/2016.) (Signed by Judge Gregory H. Woods on 12/9/2015) (mro) (Entered: 12/10/2015)


65	Filed: 12/7/2015, Entered: None
	ORDER granting 54 Motion for Joel Steven Sanders to Appear Pro Hac Vice. (HEREBY ORDERED by Judge Gregory H. Woods)(Text Only Order) (Woods, Gregory) (Entered: 12/07/2015)
	Request

64	Filed: 12/7/2015, Entered: None
	ORDER granting 50 Motion for David Jarrett Arp to Appear Pro Hac Vice. (HEREBY ORDERED by Judge Gregory H. Woods)(Text Only Order) (Woods, Gregory) (Entered: 12/07/2015)
	Request

63	Filed: 12/7/2015, Entered: None
	RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent The Goldman Sachs Group, Inc. for Goldman Sachs & CO., Goldman Sachs Execution & Clearing, L.P., Goldman Sachs International. Document filed by Goldman Sachs & CO., Goldman Sachs Execution & Clearing, L.P., Goldman Sachs Group, Inc., Goldman Sachs International.(Ehrenberg, Stephen) (Entered: 12/07/2015)
	Request

62	Filed: 12/7/2015, Entered: None
	NOTICE OF APPEARANCE by Stephen Ehrenberg on behalf of Goldman Sachs & CO., Goldman Sachs Execution & Clearing, L.P., Goldman Sachs Group, Inc., Goldman Sachs International. (Ehrenberg, Stephen) (Entered: 12/07/2015)
	Request

61	Filed: 12/7/2015, Entered: None
	RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent BASF SE, Corporate Parent BASF Americas Corporation for BASF Corporation. Document filed by BASF Corporation.(Serino, Joseph) (Entered: 12/07/2015)
	Request

60	Filed: 12/7/2015, Entered: None
	RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent BASF Catalysts UK Holdings Ltd., Other Affiliate BASF SE for Basf Metals Limited. Document filed by Basf Metals Limited.(Serino, Joseph) (Entered: 12/07/2015)
	Request

59	Filed: 12/7/2015, Entered: None
	NOTICE OF APPEARANCE by Joseph Serino, JR on behalf of BASF Corporation, Basf Metals Limited. (Serino, Joseph) (Entered: 12/07/2015)
	Request

58	Filed: 12/7/2015, Entered: None
	NOTICE OF APPEARANCE by Malik Havalic on behalf of London Platinum and Palladium Fixing Company Ltd.. (Havalic, Malik) (Entered: 12/07/2015)
	Request

57	Filed: 12/7/2015, Entered: None
	RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by London Platinum and Palladium Fixing Company Ltd..(Litwin, Ethan) (Entered: 12/07/2015)
	Request

56	Filed: 12/7/2015, Entered: None
	NOTICE OF APPEARANCE by Ethan Edward Litwin on behalf of London Platinum and Palladium Fixing Company Ltd.. (Litwin, Ethan) (Entered: 12/07/2015)
	Request

55	Filed: 12/7/2015, Entered: None
	NOTICE OF APPEARANCE by Peter Sullivan on behalf of UBS AG, UBS Securities LLC. (Sullivan, Peter) (Entered: 12/07/2015)
	Request

54	Filed: 12/3/2015, Entered: None
	MOTION for Joel Steven Sanders to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-11696286. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by UBS AG, UBS Securities LLC. Return Date set for 12/4/2015 at 08:00 AM. (Attachments: # 1 Exhibit A)(Sanders, Joel) (Entered: 12/03/2015)
	Request

53	Filed: 12/3/2015, Entered: None
	MOTION for Melanie Leigh Katsur to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by UBS AG, UBS Securities LLC. Return Date set for 12/4/2015 at 08:00 AM. (Attachments: # 1 Exhibit A)(Katsur, Melanie) Modified on 12/4/2015 (sdi). Modified on 12/4/2015 (sdi). (Entered: 12/03/2015)
	Request

52	Filed: 12/3/2015, Entered: None
	FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for Melanie Leigh Katsur to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-11694493. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by UBS AG, UBS Securities LLC. Return Date set for 12/3/2015 at 05:00 PM. (Attachments: # 1 Exhibit A)(Katsur, Melanie) Modified on 12/4/2015 (sdi). (Entered: 12/03/2015)
	Request

51	Filed: 12/3/2015, Entered: None
	NOTICE OF APPEARANCE by Scott Andrew Eisman on behalf of HSBC Bank USA NA. (Eisman, Scott) (Entered: 12/03/2015)
	Request

50	Filed: 12/3/2015, Entered: None
	MOTION for David Jarrett Arp to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-11694378. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by UBS AG, UBS Securities LLC. Return Date set for 12/3/2015 at 05:00 PM. (Attachments: # 1 Exhibit A)(Arp, David) (Entered: 12/03/2015)
	Request

49	Filed: 12/1/2015, Entered: None
	NOTICE OF APPEARANCE by John D. Friel on behalf of ICBC Standard Bank PLC. (Friel, John) (Entered: 12/01/2015)
	Request

48	Filed: 12/1/2015, Entered: None
	RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Standard Bank Group Limited, Corporate Parent Industrial and Commercial Bank of China for ICBC Standard Bank PLC. Document filed by ICBC Standard Bank PLC.(Houck, Robert) (Entered: 12/01/2015)
	Request

47	Filed: 12/1/2015, Entered: None
	NOTICE OF APPEARANCE by Robert G. Houck on behalf of ICBC Standard Bank PLC. (Houck, Robert) (Entered: 12/01/2015)
	Request

46	Filed: 11/30/2015, Entered: None
	JOINT LETTER addressed to Judge Gregory H. Woods from Michael Lacovara and Susan J. Levy dated 11/30/2015 re: status of case. Document filed by HSBC Bank USA NA.(Lacovara, Michael) (Entered: 11/30/2015)
	Request

45	Filed: 11/29/2015, Entered: None
	ORDER granting 43 Letter Motion for Leave to File Excess Pages. Plaintiff's request for additional pages in the parties' joint letter is granted. The parties may submit a joint letter that does not exceed 12 pages in length. The Court has granted defendants' application to adjourn the submission of a proposed case management plan. The content of the case management plan will be discussed at the scheduled initial pre-trial conference. (HEREBY ORDERED by Judge Gregory H. Woods)(Text Only Order) (Woods, Gregory) (Entered: 11/29/2015)
	Request

44	Filed: 11/29/2015, Entered: None
	ORDER granting 41 Letter Motion for Leave to File Excess Pages. Defendants' request for additional pages in the parties' joint letter is granted. The parties may submit a joint letter that does not exceed 12 pages in length. The application by defendants to adjourn the submission of a proposed case management plan is also granted. The content of the case management plan will be discussed at the scheduled initial pre-trial conference. (HEREBY ORDERED by Judge Gregory H. Woods)(Text Only Order) (Woods, Gregory) (Entered: 11/29/2015)
	Request

43	Filed: 11/25/2015, Entered: None
	FIRST LETTER MOTION for Leave to File Excess Pages and in partial opposition to adjourning the CMP addressed to Judge Gregory H. Woods from Susan Levy, Esq. dated November 25, 2015. Document filed by Susan Levy. (Attachments: # 1 Exhibit)(Levy, Susan) (Entered: 11/25/2015)
	Request

42	Filed: 11/25/2015, Entered: None
	NOTICE OF APPEARANCE by Leah Friedman on behalf of HSBC Bank USA NA. (Friedman, Leah) (Entered: 11/25/2015)
	Request

41	Filed: 11/25/2015, Entered: None
	LETTER MOTION for Leave to File Excess Pages for the Joint Letter and to adjourn the date for filing a Proposed Civil Case Management Plan addressed to Judge Gregory H. Woods from Michael Lacovara dated 11/25/2015. Document filed by HSBC Bank USA NA.(Lacovara, Michael) (Entered: 11/25/2015)
	Request

40	Filed: 11/25/2015, Entered: None
	RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent HSBC Holdings plc for HSBC Bank USA NA. Document filed by HSBC Bank USA NA.(Lacovara, Michael) (Entered: 11/25/2015)
	Request

39	Filed: 11/25/2015, Entered: None
	NOTICE OF APPEARANCE by Michael Lacovara on behalf of HSBC Bank USA NA. (Lacovara, Michael) (Entered: 11/25/2015)
	Request

38	Filed: 11/19/2015, Entered: None
	FILING ERROR - DEFICIENT PLEADING - FRCP RULE 15 NON-COMPLIANCE - COMPLAINT against BASF Corporation, Basf Metals Limited, Goldman Sachs & CO., Goldman Sachs Execution & Clearing, L.P., Goldman Sachs Group, Inc., Goldman Sachs International, HSBC Bank USA NA, ICBC Standard Bank PLC, John Does #1-40, London Platinum and Palladium Fixing Company Ltd., London Platinum and Palladium Market, UBS AG, UBS Securities LLC. Document filed by Susan Levy. (Attachments: # 1 Exhibit Bank's Platinum and Palladium Future's Positions, # 2 Exhibit Historical Prices of Platinum (1964-2014), # 3 Exhibit Article related to Forex Antitrust Case, # 4 Exhibit FINRA Press Release, # 5 Exhibit Platinum Supply and Demand Charts (2004-2014), # 6 Exhibit NYMEX Contracts and Open Interests Expiring in 2008, # 7 Exhibit Chart showing In Tandem Price Movements of Platinum and Palladium, # 8 Exhibit FINRA Press Relesae, # 9 Exhibit Article regarding Spoofing, # 10 Exhibit Articles regarding price movements of 2008 Platinum, # 11 Exhibit Statistical evidence of Platinum price movements before and during the Fixing Calls, # 12 Exhibit Platinum Futures Prices on 11/05/2009 and relative flucuations, # 13 Exhibit Normalized Platinum Futures Prices and Rolling Forecast Errors 10/07-09/14, # 14 Exhibit NYMEX Futures Trading Volume Jan 2007- November 2014, # 15 Exhibit Summary of Evidence Indicating defendants' Collusive Manipulation of the AM and PM FIxings)(Levy, Susan) Modified on 11/19/2015 (moh). (Entered: 11/19/2015)
	Request

37	Filed: 11/18/2015, Entered: None
	REQUEST FOR ISSUANCE OF SUMMONS as to Goldman Sachs & Co., re: 18 Complaint,,,,,. Document filed by Susan Levy. (Levy, Susan) (Entered: 11/18/2015)
	Request

36	Filed: 11/18/2015, Entered: None
	REQUEST FOR ISSUANCE OF AMENDED SUMMONS as to ICBC Standard Bank, Plc., re: 18 Complaint,,,,,. Document filed by Susan Levy. (Levy, Susan) (Entered: 11/18/2015)
	Request

35	Filed: 11/18/2015, Entered: None
	CERTIFICATE OF SERVICE of Notice of Initial Pretrial Conference and Individual Practice Rules of Hon. Gregory Woods served on Attorneys for party-defendants on November 16, 2015. Service was made by Mail. Document filed by Susan Levy. (Levy, Susan) (Entered: 11/18/2015)
	Request

34	Filed: 11/17/2015, Entered: None
	CERTIFICATE of Counsel by Susan Joan Levy on behalf of Susan Levy. Re: 33 Order for Initial Pretrial Conference,. and Individual Practice Rules (Levy, Susan) (Entered: 11/17/2015)
	Request

33	Filed: 11/12/2015, Entered: None
	NOTICE OF INITIAL PRETRIAL CONFERENCE: Initial Conference set for 12/7/2015 at 04:30 PM in Courtroom 12C, 500 Pearl Street, New York, NY 10007 before Judge Gregory H. Woods. (As further set forth in this Order.) (Signed by Judge Gregory H. Woods on 11/12/2015) (kko) (Entered: 11/12/2015)


31	Filed: 9/22/2015, Entered: None
	ELECTRONIC SUMMONS ISSUED as to UBS Securities LLC. (pc) (Main Document 31 replaced on 9/22/2015) (pc). (Entered: 09/22/2015)
	Request

30	Filed: 9/22/2015, Entered: None
	ELECTRONIC SUMMONS ISSUED as to UBS AG. (pc) (Main Document 30 replaced on 9/22/2015) (pc). (Entered: 09/22/2015)
	Request

29	Filed: 9/22/2015, Entered: None
	ELECTRONIC SUMMONS ISSUED as to ICBC Standard Bank PLC. (pc) (Entered: 09/22/2015)
	Request

28	Filed: 9/22/2015, Entered: None
	ELECTRONIC SUMMONS ISSUED as to London Platinum and Palladium Market. (pc) (Entered: 09/22/2015)
	Request

27	Filed: 9/22/2015, Entered: None
	ELECTRONIC SUMMONS ISSUED as to London Platinum and Palladium Fiixng Company Ltd.. (pc) (Entered: 09/22/2015)
	Request

26	Filed: 9/22/2015, Entered: None
	ELECTRONIC SUMMONS ISSUED as to HSBC Bank USA National Association. (pc) (Main Document 26 replaced on 9/22/2015) (pc). (Entered: 09/22/2015)
	Request

25	Filed: 9/22/2015, Entered: None
	ELECTRONIC SUMMONS ISSUED as to Goldman Sachs Execution & Clearing, L.P.. (pc) (Entered: 09/22/2015)
	Request

24	Filed: 9/22/2015, Entered: None
	ELECTRONIC SUMMONS ISSUED as to Goldman Sachs & CO.. (pc) (Entered: 09/22/2015)
	Request

23	Filed: 9/22/2015, Entered: None
	ELECTRONIC SUMMONS ISSUED as to BASF Corporation. (pc) (Entered: 09/22/2015)
	Request

22	Filed: 9/22/2015, Entered: None
	ELECTRONIC SUMMONS ISSUED as to Basf Metals Limited. (pc) (Entered: 09/22/2015)
	Request

21	Filed: 9/22/2015, Entered: None
	ELECTRONIC SUMMONS ISSUED as to Goldman Sachs Group, Inc.. (pc) (Entered: 09/22/2015)
	Request

20	Filed: 9/22/2015, Entered: None
	ELECTRONIC SUMMONS ISSUED as to Goldman Sachs International. (pc) (Entered: 09/22/2015)
	Request

19	Filed: 9/21/2015, Entered: None
	CIVIL COVER SHEET filed. (Levy, Susan) (Entered: 09/21/2015)
	Request

18	Filed: 9/21/2015, Entered: None
	COMPLAINT against BASF Corporation, Basf Metals Limited, Goldman Sachs & CO., Goldman Sachs Execution & Clearing, L.P., Goldman Sachs Group, Inc., Goldman Sachs International, HSBC Bank USA National Association, ICBC Standard Bank PLC, John Does #1-40, London Platinum and Palladium Fiixng Company Ltd., London Platinum and Palladium Market, UBS AG, UBS Securities LLC. Document filed by Susan Levy. (Attachments: # 1 Exhibit Bank Future Platintum and Palladium Positions, # 2 Exhibit HIstorical Prices of Platinum 1969-2014, # 3 Exhibit Article related to Forex Antitrust Case, # 4 Exhibit Finra Press Release, # 5 Exhibit Platinum Supply and Demand Charts 2004=2014, # 6 Exhibit NYMEXContracts and Open Interests Expiring in 2008, # 7 Exhibit Chart demonstrating Platinum and Palladium moving in tandem, # 8 Exhibit Finra Press Release, # 9 Exhibit Press Release describing Spoffing, # 10 Exhibit Articles regarding 2008 Platinum price movments, # 11 Exhibit Statistical evidence of Platinum price movements before and during the Price Fixing Calls, # 12 Exhibit Platinum Futures Prices on 11/05/2009 and relative flucutations, # 13 Exhibit Normalized Platinum Futures Price and Rolling Forecast Errors 10/07-09/14, # 14 Exhibit NYMEX Future Trading Volume Jan 2007 through November 2014, # 15 Exhibit Summary of Evidence Indicating defendants' Collusive Manipulation of the AM and PM Fixings)(Levy, Susan) (Entered: 09/21/2015)
	Request

17	Filed: 9/16/2015, Entered: None
	REQUEST FOR ISSUANCE OF SUMMONS as to UBS Securities LLC, re: 1 Complaint,,,. Document filed by Susan Levy. (Levy, Susan) Modified on 9/22/2015 (pc). (Entered: 09/16/2015)
	Request

16	Filed: 9/16/2015, Entered: None
	REQUEST FOR ISSUANCE OF SUMMONS as to UBS AG, re: 1 Complaint,,,. Document filed by Susan Levy. (Levy, Susan) Modified on 9/22/2015 (pc). Modified on 9/22/2015 (pc). (Entered: 09/16/2015)
	Request

15	Filed: 9/16/2015, Entered: None
	FILING ERROR - DEFICIENT PLEADING - SUMMONS REQUEST - DEFENDANT'S NAME ON SUMMONS DOESN'T MATCH DOCKET REQUEST FOR ISSUANCE OF SUMMONS as to UBS Securities LLC, re: 1 Complaint,,,. Document filed by Susan Levy. (Levy, Susan) Modified on 9/22/2015 (pc). (Entered: 09/16/2015)
	Request

14	Filed: 9/16/2015, Entered: None
	FILING ERROR - DEFICIENT PLEADING - SUMMONS REQUEST - DEFENDANT'S NAME ON SUMMONS DOESN'T MATCH DOCKET REQUEST FOR ISSUANCE OF SUMMONS as to UBS AG, re: 1 Complaint,,,. Document filed by Susan Levy. (Levy, Susan) Modified on 9/22/2015 (pc). (Entered: 09/16/2015)
	Request

13	Filed: 9/16/2015, Entered: None
	REQUEST FOR ISSUANCE OF SUMMONS as to ICBC Standard Bank, re: 1 Complaint,,,. Document filed by Susan Levy. (Levy, Susan) (Entered: 09/16/2015)
	Request

12	Filed: 9/16/2015, Entered: None
	REQUEST FOR ISSUANCE OF SUMMONS as to London Platinum and Palladium Market, re: 1 Complaint,,,. Document filed by Susan Levy. (Levy, Susan) (Entered: 09/16/2015)
	Request

11	Filed: 9/16/2015, Entered: None
	REQUEST FOR ISSUANCE OF SUMMONS as to London Platinum and Palladium Fixing Company, Ltd., re: 1 Complaint,,,. Document filed by Susan Levy. (Levy, Susan) (Entered: 09/16/2015)
	Request

10	Filed: 9/16/2015, Entered: None
	REQUEST FOR ISSUANCE OF SUMMONS as to HSBC Bank USA NA, re: 1 Complaint,,,. Document filed by Susan Levy. (Levy, Susan) (Entered: 09/16/2015)
	Request

9	Filed: 9/16/2015, Entered: None
	REQUEST FOR ISSUANCE OF SUMMONS as to Goldman Sachs Execution and Clearing LP, re: 1 Complaint,,,. Document filed by Susan Levy. (Levy, Susan) (Entered: 09/16/2015)
	Request

8	Filed: 9/16/2015, Entered: None
	REQUEST FOR ISSUANCE OF SUMMONS as to Goldman Sachs & Co. Inc., re: 1 Complaint,,,. Document filed by Susan Levy. (Levy, Susan) (Entered: 09/16/2015)
	Request

7	Filed: 9/16/2015, Entered: None
	REQUEST FOR ISSUANCE OF SUMMONS as to BASF Corporation, re: 1 Complaint,,,. Document filed by Susan Levy. (Levy, Susan) (Entered: 09/16/2015)
	Request

6	Filed: 9/16/2015, Entered: None
	REQUEST FOR ISSUANCE OF SUMMONS as to BASF Metal Limited, re: 1 Complaint,,,. Document filed by Susan Levy. (Levy, Susan) (Entered: 09/16/2015)
	Request

5	Filed: 9/16/2015, Entered: None
	REQUEST FOR ISSUANCE OF SUMMONS as to Goldman Sachs Group, Inc., re: 1 Complaint,,,. Document filed by Susan Levy. (Levy, Susan) (Entered: 09/16/2015)
	Request

4	Filed: 9/16/2015, Entered: None
	REQUEST FOR ISSUANCE OF SUMMONS as to Goldman Sachs International, re: 1 Complaint,,,. Document filed by Susan Levy. (Levy, Susan) (Entered: 09/16/2015)
	Request

3	Filed: 9/16/2015, Entered: None
	RELATED CASE AFFIRMATION of Susan Levy re: that this action be filed as related to 14cv09391. Document filed by Susan Levy.(Levy, Susan) (Entered: 09/16/2015)
	Request

2	Filed: 9/16/2015, Entered: None
	CIVIL COVER SHEET filed. (Levy, Susan) (Entered: 09/16/2015)
	Request

1	Filed: 9/16/2015, Entered: None
	COMPLAINT against BASF Corporation, Basf Metals Limited, Goldman Sachs & CO., Goldman Sachs Execution & Clearing, L.P., Goldman Sachs Group, Inc., Goldman Sachs International, HSBC Bank USA National Association, ICBC Standard Bank PLC, London Platinum and Palladium Fiixng Company Ltd., London Platinum and Palladium Market, UBS AG, UBS Securities LLC. (Filing Fee $ 400.00, Receipt Number 0208-11396281)Document filed by Susan Levy. (Attachments: # 1 Exhibit Exhibit 1, # 2 Exhibit Exhibit 2, # 3 Exhibit Exhibit 3, # 4 Exhibit Exhibit 4, # 5 Exhibit Exhibit 5, # 6 Exhibit Exhibit 6, # 7 Exhibit Exhibit 7, # 8 Exhibit Exhibit 8, # 9 Exhibit Exhibit 9, # 10 Exhibit Exhibit 10, # 11 Exhibit Exhibit 11, # 12 Exhibit Exhibit 12, # 13 Exhibit Exhibit 13, # 14 Exhibit Exhibit 14, # 15 Exhibit Exhibit 15)(Levy, Susan) (Entered: 09/16/2015)
	Request