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 155 |
Filed: 4/30/2021, Entered: None |
Rule 7.1 Corporate Disclosure Statement |
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| 120 |
Filed: 1/26/2017, Entered: None |
Unknown Document Type |
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LETTER addressed to Judge Paul G. Gardephe from J. Douglas Richards, Jay L. Himes and Faith E. Gay dated January 26, 2017 re: Response to Mr. Zelcs' letter of January 23, 2017. Document filed by Cleveland Bakers and Teamsters Health and Welfare Fund, Cleveland Bakers and Teamsters Health and Welfare Fund(on behalf of themselves and all others similarly situated), Cleveland Bakers and Teamsters Pension Fund, MASTERINVEST Kapitalanlage GmbH.Filed In Associated Cases: 1:15-md-02673-PGG et al.(Eisenkraft, Michael) (Entered: 01/26/2017)
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| 119 |
Filed: 10/12/2016, Entered: None |
Unknown Document Type |
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MEMO ENDORSEMENT granting [58 in case no. 1:15-md-02673-PGG] MOTION for Alexis A. Lien to Withdraw as Attorney. ENDORSEMENT: SO ORDERED. (Signed by Judge Paul G. Gardephe on 10/12/2016) (kl) (Entered: 10/13/2016)
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| 118 |
Filed: 9/16/2016, Entered: None |
Unknown Document Type |
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RESPONSE in Support of Motion re: (94 in 1:15-md-02673-PGG) MOTION to Appoint Counsel by Korein Tillery LLC, Kellogg, Huber, Hansen, Todd, Evans & Figel PLLC, and Scott+Scott LLP. MOTION to Appoint Counsel by Korein Tillery LLC, Kellogg, Huber, Hansen, Todd, Evans & Figel PLLC, and Scott+Scott LLP. . Document filed by Rock Capital Markets, LLC. Filed In Associated Cases: 1:15-md-02673-PGG et al.(Fata, Anthony) (Entered: 09/16/2016)
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| 117 |
Filed: 9/16/2016, Entered: None |
Unknown Document Type |
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RESPONSE in Support of Motion re: (98 in 1:15-md-02673-PGG) MOTION to Appoint Counsel Application to Appoint Labaton Sucharow LLP as Interim Co-Lead Class Counsel Alongside Cohen Milstein Sellers & Toll PLLC and Quinn Emanuel Urquhart & Sullivan, LLP., (88 in 1:15-md-02673-PGG) MOTION to Appoint Counsel by Cohen Milstein Sellers & Toll PLLC., (86 in 1:15-md-02673-PGG) MOTION to Appoint Counsel by Quinn Emanuel Urquhart & Sullivan, LLP. . Document filed by American Federation of Teachers, Cleveland Bakers and Teamsters Health and Welfare Fund(on behalf of themselves and all others similarly situated), Cleveland Bakers and Teamsters Pension Fund, MASTERINVEST Kapitalanlage GmbH, UNIQA Capital Markets GmbH. Filed In Associated Cases: 1:15-md-02673-PGG et al.(Gay, Faith) (Entered: 09/16/2016)
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| 116 |
Filed: 8/22/2016, Entered: None |
Unknown Document Type |
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ORDER: After consultation with counsel for the parties, it is hereby ORDERED that the following schedule will apply to motions to appoint lead counsel, submissions concerning the plaintiffs' steering committee, the filing of a Consolidated Amended Complaint, and any motion to dismiss: 1. As to motions to appoint lead counsel: a. Moving papers must be filed by September 2, 2016, and are limited to 15 pages; b. Responses are due on September 16, 2016, and are limited to 10 pages; and c. Reply briefs, if any, are due on September 23, 2016, and are limited to 7 pages. 2. Within fourteen days of appointment of lead counsel, lead counsel will make a recommendation to the Court as to the membership and size of the plaintiffs' steering committee. Any party objecting to lead counsel's recommendation will file its objection with the Court within seven days. 3. The Consolidated Amended Complaint will be filed 60 days after the appointment of lead counsel. 4. Any motion to dismiss will be filed 60 days after the filing of the Consolidated Amended Complaint. Winston & Strawn LLP, Paul, Weiss, Rifkind, Wharton & Garrison LLP, and Simpson Thacher & Bartlett LLP will serve as liaison counsel for Defendants. The attached Schedule A reflects the cases that have been consolidated for pretrial purposes. SO ORDERED. ( Motions due by 9/2/2016., Responses due by 9/16/2016, Replies due by 9/23/2016.) (Signed by Judge Paul G. Gardephe on 8/22/2016) (kl) (Entered: 08/22/2016)
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| 115 |
Filed: 6/3/2016, Entered: None |
Unknown Document Type |
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NOTICE OF WITHDRAWAL OF COUNSEL: PLEASE TAKE NOTICE THAT as of March 1, 2016, I, Joanna Shally, will no longer be an employee of Shearman & Sterling LLP and hereby withdraw as counsel of record for defendant Mizuho Securities USA Inc. ("Mizuho") in the above-captioned action and all related actions listed on the attached Exhibit 1. I respectfully request to be removed from the Court's service list for the above-captioned action and all related actions listed on Exhibit 1. Shearman & Sterling LLP continues to serve as counsel for Mizuho in this action and the listed related actions through its attorneys, counsel of record Stuart J. Baskin, Jerome S. Fortinsky, and H. Miriam Farber. Please direct all future correspondence and papers in this action and the listed related actions to Mr. Baskin, Mr. Fortinsky, and Ms. Farber. SO ORDERED. Attorney Joanna Shally terminated. (Signed by Judge Paul G. Gardephe on 6/2/2016) (kl) (Entered: 06/03/2016)
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| 114 |
Filed: 2/2/2016, Entered: None |
Unknown Document Type |
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NOTICE of of Withdrawal of Appearance of Jonathan L. Shapiro. Document filed by Goldman, Sachs & Co.. (Shapiro, Jonathan) (Entered: 02/02/2016)
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Request |
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| 113 |
Filed: 11/4/2015, Entered: None |
Unknown Document Type |
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NOTICE OF APPEARANCE by Mark Adam Kirsch on behalf of UBS Securities LLC. (Kirsch, Mark) (Entered: 11/04/2015)
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Request |
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| 112 |
Filed: 11/4/2015, Entered: None |
Unknown Document Type |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent UBS AG, Corporate Parent UBS Americas, Inc., Other Affiliate UBS Group AG for UBS Securities LLC. Document filed by UBS Securities LLC.(Levin, Gabrielle) (Entered: 11/04/2015)
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| 111 |
Filed: 11/4/2015, Entered: None |
Unknown Document Type |
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NOTICE OF APPEARANCE by Gabrielle Frances Levin on behalf of UBS Securities LLC. (Levin, Gabrielle) (Entered: 11/04/2015)
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Request |
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| 110 |
Filed: 10/30/2015, Entered: None |
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NOTICE OF APPEARANCE by David A. Paul on behalf of Cantor Fitzgerald & Co.. (Paul, David) (Entered: 10/30/2015)
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| 109 |
Filed: 10/30/2015, Entered: None |
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NOTICE OF APPEARANCE by Ethan Edward Litwin on behalf of Cantor Fitzgerald & Co.. (Litwin, Ethan) (Entered: 10/30/2015)
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Request |
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| 108 |
Filed: 10/30/2015, Entered: None |
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NOTICE OF APPEARANCE by Malik Havalic on behalf of Cantor Fitzgerald & Co.. (Havalic, Malik) (Entered: 10/30/2015)
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| 107 |
Filed: 10/30/2015, Entered: None |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Cantor Fitzgerald & Co..(Popok, Michael) (Entered: 10/30/2015)
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Request |
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| 106 |
Filed: 10/30/2015, Entered: None |
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NOTICE OF APPEARANCE by Michael Steven Popok on behalf of Cantor Fitzgerald & Co.. (Popok, Michael) (Entered: 10/30/2015)
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Request |
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| 105 |
Filed: 10/28/2015, Entered: None |
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LETTER addressed to Judge Paul G. Gardephe from Robert Y. Sperling dated 10/28/2015 re: on behalf of all Defendants concerning the 9/3/2015 consolidation Order and Court's 10/21/2015 request for parties' positions as to consolidation. Document filed by Goldman, Sachs & Co..(Sperling, Robert) (Entered: 10/28/2015)
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| 104 |
Filed: 10/26/2015, Entered: None |
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LETTER addressed to Judge Paul G. Gardephe from Fred T. Isquith dated October 26, 2015 re: Consolidation. Document filed by The New Jersey Laborers Statewide Funds.(Isquith, Frederick) (Entered: 10/26/2015)
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| 103 |
Filed: 10/21/2015, Entered: None |
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ORDER: The parties will make a submission by October 28, 2015, addressing whether they object to the consolidation of the above-captioned cases under Case No. 15 Civ. 5794 (PGG). (Signed by Judge Paul G. Gardephe on 10/21/2015) (kko) (Entered: 10/21/2015)
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| 102 |
Filed: 10/15/2015, Entered: None |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Mizuho Bank, Ltd., Corporate Parent Mizuho Financial Group, Inc., Corporate Parent Mizuho Securities Co., Ltd. for Mizuho Securities USA Inc.. Document filed by Mizuho Securities USA Inc..(Fortinsky, Jerome) (Entered: 10/15/2015)
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Request |
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| 101 |
Filed: 10/15/2015, Entered: None |
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NOTICE OF APPEARANCE by Joanna Shally on behalf of Mizuho Securities USA Inc.. (Shally, Joanna) (Entered: 10/15/2015)
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| 100 |
Filed: 10/15/2015, Entered: None |
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NOTICE OF APPEARANCE by John A. Nathanson on behalf of Mizuho Securities USA Inc.. (Nathanson, John) (Entered: 10/15/2015)
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| 99 |
Filed: 10/15/2015, Entered: None |
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NOTICE OF APPEARANCE by Jerome Steven Fortinsky on behalf of Mizuho Securities USA Inc.. (Fortinsky, Jerome) (Entered: 10/15/2015)
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Request |
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| 98 |
Filed: 10/15/2015, Entered: None |
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NOTICE OF APPEARANCE by Stuart Jay Baskin on behalf of Mizuho Securities USA Inc.. (Baskin, Stuart) (Entered: 10/15/2015)
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Request |
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| 97 |
Filed: 10/14/2015, Entered: None |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent HSBC Markets (USA) Inc., Corporate Parent HSBC Holdings plc, Corporate Parent HSBC North America Holdings Inc. for HSBC Securities (USA) Inc.. Document filed by HSBC Securities (USA) Inc..(Liman, Lewis) (Entered: 10/14/2015)
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| 96 |
Filed: 10/14/2015, Entered: None |
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NOTICE OF APPEARANCE by Lewis J. Liman on behalf of HSBC Securities (USA) Inc.. (Liman, Lewis) (Entered: 10/14/2015)
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Request |
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| 95 |
Filed: 10/14/2015, Entered: None |
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ORDER ON MOTION TO ADMIT COUNSEL PRO HAC VICE granting 40 Motion for Robert Y. Sperling to Appear Pro Hac Vice. (Signed by Judge Paul G. Gardephe on 10/14/2015) (tn) (Entered: 10/14/2015)
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| 94 |
Filed: 10/14/2015, Entered: None |
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ORDER ON MOTION TO ADMIT COUNSEL PRO HAC VICE granting 41 Motion for Elizabeth P. Papez to Appear Pro Hac Vice. (Signed by Judge Paul G. Gardephe on 10/14/2015) (tn) (Entered: 10/14/2015)
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| 93 |
Filed: 10/9/2015, Entered: None |
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NOTICE OF APPEARANCE by John D. Friel on behalf of BMO Capital Markets Corp.. (Friel, John) (Entered: 10/09/2015)
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| 92 |
Filed: 10/9/2015, Entered: None |
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NOTICE OF APPEARANCE by David J. Yeres on behalf of BMO Capital Markets Corp.. (Yeres, David) (Entered: 10/09/2015)
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| 91 |
Filed: 10/9/2015, Entered: None |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Bank of Montreal for BMO Capital Markets Corp.. Document filed by BMO Capital Markets Corp..(Houck, Robert) (Entered: 10/09/2015)
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| 90 |
Filed: 10/9/2015, Entered: None |
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NOTICE OF APPEARANCE by Robert G. Houck on behalf of BMO Capital Markets Corp.. (Houck, Robert) (Entered: 10/09/2015)
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| 89 |
Filed: 10/8/2015, Entered: None |
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NOTICE OF APPEARANCE by Edward Nathaniel Moss on behalf of TD Securities (USA) LLC. (Moss, Edward) (Entered: 10/08/2015)
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| 88 |
Filed: 10/8/2015, Entered: None |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent TD Holdings II Inc., Other Affiliate The Toronto-Dominion Bank, Other Affiliate Toronto Dominion Holdings (U.S.A.), Inc. for TD Securities (USA) LLC. Document filed by TD Securities (USA) LLC.(Miller, Pamela) (Entered: 10/08/2015)
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| 87 |
Filed: 10/8/2015, Entered: None |
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NOTICE OF APPEARANCE by Pamela Addison Miller on behalf of TD Securities (USA) LLC. (Miller, Pamela) (Entered: 10/08/2015)
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Request |
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| 86 |
Filed: 10/7/2015, Entered: None |
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NOTICE OF APPEARANCE by Matthew Alexander Schwartz on behalf of Barclays Capital Inc.. (Schwartz, Matthew) (Entered: 10/07/2015)
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Request |
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| 85 |
Filed: 10/7/2015, Entered: None |
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NOTICE OF APPEARANCE by Kathleen Suzanne McArthur on behalf of Barclays Capital Inc.. (McArthur, Kathleen) (Entered: 10/07/2015)
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| 84 |
Filed: 10/7/2015, Entered: None |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent BARCLAYS BANK PLC, Corporate Parent Barclays Group US Inc. for Barclays Capital Inc.. Document filed by Barclays Capital Inc..(Braff, David) (Entered: 10/07/2015)
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| 83 |
Filed: 10/7/2015, Entered: None |
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NOTICE OF APPEARANCE by David Harold Braff on behalf of Barclays Capital Inc.. (Braff, David) (Entered: 10/07/2015)
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| 82 |
Filed: 10/7/2015, Entered: None |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Morgan Stanley Capital Management, LLC, Corporate Parent Morgan Stanley Domestic Holdings, Inc., Corporate Parent Morgan Stanley, Other Affiliate Mitsubishi UFJ Financial Group, Inc., 7-1 Marunouchi 2-chrome, Chiyoda-ku, Tokyo 100-8330 for Morgan Stanley & Co. LLC. Document filed by Morgan Stanley & Co. LLC.(Karp, Brad) (Entered: 10/07/2015)
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| 81 |
Filed: 10/7/2015, Entered: None |
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NOTICE OF APPEARANCE by Kenneth Anthony Gallo on behalf of Morgan Stanley & Co. LLC. (Gallo, Kenneth) (Entered: 10/07/2015)
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Request |
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| 80 |
Filed: 10/7/2015, Entered: None |
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NOTICE OF APPEARANCE by Susanna Michele Buergel on behalf of Morgan Stanley & Co. LLC. (Buergel, Susanna) (Entered: 10/07/2015)
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| 79 |
Filed: 10/7/2015, Entered: None |
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NOTICE OF APPEARANCE by Richard A. Rosen on behalf of Morgan Stanley & Co. LLC. (Rosen, Richard) (Entered: 10/07/2015)
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| 78 |
Filed: 10/7/2015, Entered: None |
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NOTICE OF APPEARANCE by Brad Scott Karp on behalf of Morgan Stanley & Co. LLC. (Karp, Brad) (Entered: 10/07/2015)
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| 77 |
Filed: 10/7/2015, Entered: None |
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STIPULATION SETTING TIME FOR DEFENDANTS TO ANSWER, MOVE, OR OTHERWISE RESPOND TO THE COMPLAINT AND FOR THE PARTIES TO PROPOSE CERTAIN CASE MANAGEMENT DATES: The undersigned counsel accept service of the complaint in the above-captioned lawsuit on behalf of their respective clients, expressly reserving the right to contest whether any party in the complaint is properly named, and without waiver of any defenses, including those related to personal jurisdiction and venue, except as to the sufficiency of process and the service of process. Defendants' time to answer, move or otherwise respond to the complaint is hereby suspended until such time as the United States District Court for the Southern District of New York or any other court to which the case is assigned enters an order coordinating or consolidating the foregoing cases and any Related Actions, provided that: upon resolution of proceedings concerning coordination or consolidation of the foregoing cases and any Related Actions, the parties shall confer in good faith regarding a proposed schedule for filing and responding to any consolidated complaint. The undersigned counsel further agree, subject to the approval of the Court, to extend, until at least 60 days after the foregoing cases and any Related Actions have been coordinated or consolidated and any lead and liaison counsel have been identified for the proceedings, the time for submitting the proposed Case Management Plan specified in the Court's Pretrial Conference Notice. SO ORDERED. (Signed by Judge Paul G. Gardephe on 10/07/2015) (ama) (Entered: 10/07/2015)
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| 76 |
Filed: 10/7/2015, Entered: None |
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NOTICE OF APPEARANCE by Sophie-Charlotte Rohnke on behalf of RBC Capital Markets, LLC. (Rohnke, Sophie-Charlotte) (Entered: 10/07/2015)
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| 75 |
Filed: 10/7/2015, Entered: None |
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NOTICE OF APPEARANCE by Leah Friedman on behalf of RBC Capital Markets, LLC. (Friedman, Leah) (Entered: 10/07/2015)
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| 74 |
Filed: 10/7/2015, Entered: None |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Royal Bank of Canada for RBC Capital Markets, LLC. Document filed by RBC Capital Markets, LLC.(Fishman, Marshall) (Entered: 10/07/2015)
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| 73 |
Filed: 10/7/2015, Entered: None |
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NOTICE OF APPEARANCE by Marshall Howard Fishman on behalf of RBC Capital Markets, LLC. (Fishman, Marshall) (Entered: 10/07/2015)
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| 72 |
Filed: 10/6/2015, Entered: None |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent The Royal Bank of Scotland Group PLC for RBS Securities Inc.. Document filed by RBS Securities Inc..(Cohen, Joel) (Entered: 10/06/2015)
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| 71 |
Filed: 10/6/2015, Entered: None |
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NOTICE OF APPEARANCE by Melissa Carrie King on behalf of RBS Securities Inc.. (King, Melissa) (Entered: 10/06/2015)
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| 70 |
Filed: 10/6/2015, Entered: None |
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NOTICE OF APPEARANCE by Greg Donald Andres on behalf of RBS Securities Inc.. (Andres, Greg) (Entered: 10/06/2015)
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| 69 |
Filed: 10/6/2015, Entered: None |
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NOTICE OF APPEARANCE by Joel Murray Cohen on behalf of RBS Securities Inc.. (Cohen, Joel) (Entered: 10/06/2015)
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| 68 |
Filed: 10/6/2015, Entered: None |
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NOTICE OF APPEARANCE by Todd Steven Fishman on behalf of SG Americas Securities, LLC. (Fishman, Todd) (Entered: 10/06/2015)
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| 67 |
Filed: 10/6/2015, Entered: None |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Societe Generale for SG Americas Securities, LLC. Document filed by SG Americas Securities, LLC.(Esseks, David) (Entered: 10/06/2015)
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| 66 |
Filed: 10/6/2015, Entered: None |
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NOTICE OF APPEARANCE by David C. Esseks on behalf of SG Americas Securities, LLC. (Esseks, David) (Entered: 10/06/2015)
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| 65 |
Filed: 10/6/2015, Entered: None |
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ELECTRONIC SUMMONS ISSUED as to UBS Securities LLC. (moh) (Entered: 10/06/2015)
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| 64 |
Filed: 10/6/2015, Entered: None |
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ELECTRONIC SUMMONS ISSUED as to TD Securities (USA) LLC. (moh) (Entered: 10/06/2015)
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| 63 |
Filed: 10/6/2015, Entered: None |
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ELECTRONIC SUMMONS ISSUED as to SG Americas Securities, LLC. (moh) (Entered: 10/06/2015)
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| 62 |
Filed: 10/6/2015, Entered: None |
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ELECTRONIC SUMMONS ISSUED as to RBS Securities Inc.. (moh) (Entered: 10/06/2015)
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| 61 |
Filed: 10/6/2015, Entered: None |
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ELECTRONIC SUMMONS ISSUED as to RBC Capital Markets, LLC. (moh) (Entered: 10/06/2015)
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| 60 |
Filed: 10/6/2015, Entered: None |
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ELECTRONIC SUMMONS ISSUED as to Nomura Securities International, Inc.. (moh) (Entered: 10/06/2015)
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| 59 |
Filed: 10/6/2015, Entered: None |
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ELECTRONIC SUMMONS ISSUED as to Morgan Stanley & Co. LLC. (moh) (Entered: 10/06/2015)
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| 58 |
Filed: 10/6/2015, Entered: None |
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ELECTRONIC SUMMONS ISSUED as to Bank of Nova Scotia, New York Agency. (moh) (Entered: 10/06/2015)
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| 57 |
Filed: 10/5/2015, Entered: None |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Nomura Holdings, Inc., Corporate Parent Nomura Holding America Inc. for Nomura Securities International, Inc.. Document filed by Nomura Securities International, Inc..(Holley, Steven) (Entered: 10/05/2015)
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| 56 |
Filed: 10/5/2015, Entered: None |
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NOTICE OF APPEARANCE by Steven Lyon Holley on behalf of Nomura Securities International, Inc.. (Holley, Steven) (Entered: 10/05/2015)
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| 55 |
Filed: 10/5/2015, Entered: None |
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NOTICE OF APPEARANCE by Amanda Flug Davidoff on behalf of Nomura Securities International, Inc.. (Davidoff, Amanda) (Entered: 10/05/2015)
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| 54 |
Filed: 10/5/2015, Entered: None |
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REQUEST FOR ISSUANCE OF SUMMONS as to UBS Securities LLC, re: 1 Complaint,,,. Document filed by The New Jersey Laborers Statewide Funds. (Isquith, Frederick) (Entered: 10/05/2015)
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| 53 |
Filed: 10/5/2015, Entered: None |
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REQUEST FOR ISSUANCE OF SUMMONS as to TD Securities (USA) LLC, re: 1 Complaint,,,. Document filed by The New Jersey Laborers Statewide Funds. (Isquith, Frederick) (Entered: 10/05/2015)
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| 52 |
Filed: 10/5/2015, Entered: None |
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REQUEST FOR ISSUANCE OF SUMMONS as to SG Americas Securities LLC, re: 1 Complaint,,,. Document filed by The New Jersey Laborers Statewide Funds. (Isquith, Frederick) (Entered: 10/05/2015)
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| 51 |
Filed: 10/5/2015, Entered: None |
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REQUEST FOR ISSUANCE OF SUMMONS as to RBS Securities Inc, re: 1 Complaint,,,. Document filed by The New Jersey Laborers Statewide Funds. (Isquith, Frederick) (Entered: 10/05/2015)
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| 50 |
Filed: 10/5/2015, Entered: None |
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REQUEST FOR ISSUANCE OF SUMMONS as to RBC Capital Markets, LLC, re: 1 Complaint,,,. Document filed by The New Jersey Laborers Statewide Funds. (Isquith, Frederick) (Entered: 10/05/2015)
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| 49 |
Filed: 10/5/2015, Entered: None |
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REQUEST FOR ISSUANCE OF SUMMONS as to Bank of Nova Scotia, New York Agency, re: 1 Complaint,,,. Document filed by The New Jersey Laborers Statewide Funds. (Isquith, Frederick) (Entered: 10/05/2015)
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Request |
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| 48 |
Filed: 10/5/2015, Entered: None |
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REQUEST FOR ISSUANCE OF SUMMONS as to Nomura Securities International, INC, re: 1 Complaint,,,. Document filed by The New Jersey Laborers Statewide Funds. (Isquith, Frederick) (Entered: 10/05/2015)
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Request |
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| 47 |
Filed: 10/5/2015, Entered: None |
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REQUEST FOR ISSUANCE OF SUMMONS as to Morgan Stanley & Co. LLC, re: 1 Complaint,,,. Document filed by The New Jersey Laborers Statewide Funds. (Isquith, Frederick) (Entered: 10/05/2015)
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Request |
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| 46 |
Filed: 10/1/2015, Entered: None |
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NOTICE OF APPEARANCE by Jonathan Lucas Shapiro on behalf of Goldman, Sachs & Co.. (Shapiro, Jonathan) (Entered: 10/01/2015)
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Request |
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| 45 |
Filed: 10/1/2015, Entered: None |
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NOTICE OF APPEARANCE by Stephen Ehrenberg on behalf of Goldman, Sachs & Co.. (Ehrenberg, Stephen) (Entered: 10/01/2015)
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Request |
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| 44 |
Filed: 10/1/2015, Entered: None |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent The Goldman Sachs Group, Inc. for Goldman, Sachs & Co.. Document filed by Goldman, Sachs & Co..(Shane, Penny) (Entered: 10/01/2015)
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Request |
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| 43 |
Filed: 10/1/2015, Entered: None |
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NOTICE OF APPEARANCE by Penny Shane on behalf of Goldman, Sachs & Co.. (Shane, Penny) (Entered: 10/01/2015)
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Request |
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| 42 |
Filed: 10/1/2015, Entered: None |
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NOTICE OF APPEARANCE by Susannah Providence Torpey on behalf of Goldman, Sachs & Co.. (Torpey, Susannah) (Entered: 10/01/2015)
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Request |
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| 41 |
Filed: 10/1/2015, Entered: None |
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MOTION for Elizabeth P. Papez to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-11458081. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Goldman, Sachs & Co.. (Attachments: # 1 Exhibit A - Certificates of Good Standing, # 2 Text of Proposed Order)(Papez, Elizabeth) (Entered: 10/01/2015)
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Request |
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| 40 |
Filed: 10/1/2015, Entered: None |
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MOTION for Robert Y. Sperling to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-11457942. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Goldman, Sachs & Co.. (Attachments: # 1 Exhibit A - Certificate of Good Standing, # 2 Text of Proposed Order)(Sperling, Robert) (Entered: 10/01/2015)
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Request |
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| 39 |
Filed: 9/30/2015, Entered: None |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Other Affiliate The Bank of Nova Scotia for Bank of Nova Scotia, New York Agency. Document filed by Bank of Nova Scotia, New York Agency.(Pepperman, Richard) (Entered: 09/30/2015)
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Request |
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| 38 |
Filed: 9/30/2015, Entered: None |
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NOTICE OF APPEARANCE by John Joseph Hughes, III on behalf of Bank of Nova Scotia, New York Agency. (Hughes, John) (Entered: 09/30/2015)
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Request |
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| 37 |
Filed: 9/30/2015, Entered: None |
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NOTICE OF APPEARANCE by Richard C. Pepperman, II on behalf of Bank of Nova Scotia, New York Agency. (Pepperman, Richard) (Entered: 09/30/2015)
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Request |
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| 36 |
Filed: 9/30/2015, Entered: None |
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NOTICE OF APPEARANCE by Patrick Joseph Campbell on behalf of Deutsche Bank Securities Inc.. (Campbell, Patrick) (Entered: 09/30/2015)
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Request |
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| 35 |
Filed: 9/30/2015, Entered: None |
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NOTICE OF APPEARANCE by Omari Largos Royter Mason on behalf of Deutsche Bank Securities Inc.. (Mason, Omari) (Entered: 09/30/2015)
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Request |
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| 34 |
Filed: 9/30/2015, Entered: None |
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NOTICE OF APPEARANCE by Shannon Price Torres on behalf of Deutsche Bank Securities Inc.. (Torres, Shannon) (Entered: 09/30/2015)
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Request |
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| 33 |
Filed: 9/30/2015, Entered: None |
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NOTICE OF APPEARANCE by David Elbaum on behalf of Deutsche Bank Securities Inc.. (Elbaum, David) (Entered: 09/30/2015)
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Request |
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| 32 |
Filed: 9/30/2015, Entered: None |
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NOTICE OF APPEARANCE by Jeffrey H. Knox on behalf of Deutsche Bank Securities Inc.. (Knox, Jeffrey) (Entered: 09/30/2015)
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Request |
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| 31 |
Filed: 9/30/2015, Entered: None |
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NOTICE OF APPEARANCE by David J. Woll on behalf of Deutsche Bank Securities Inc.. (Woll, David) (Entered: 09/30/2015)
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Request |
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| 30 |
Filed: 9/30/2015, Entered: None |
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NOTICE OF APPEARANCE by Thomas C. Rice on behalf of Deutsche Bank Securities Inc.. (Rice, Thomas) (Entered: 09/30/2015)
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Request |
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| 29 |
Filed: 9/30/2015, Entered: None |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent DB US Financial Markets Holding Corporation, Corporate Parent DB USA Corporation, Corporate Parent Deutsche Bank AG for Deutsche Bank Securities Inc.. Document filed by Deutsche Bank Securities Inc..(Rice, Thomas) (Entered: 09/30/2015)
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Request |
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| 28 |
Filed: 9/30/2015, Entered: None |
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NOTICE OF APPEARANCE by Thomas H. Burt on behalf of The New Jersey Laborers Statewide Funds. (Burt, Thomas) (Entered: 09/30/2015)
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Request |
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| 27 |
Filed: 9/30/2015, Entered: None |
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REQUEST FOR ISSUANCE OF SUMMONS as to Mizuho Securities USA Inc, re: 1 Complaint,,,. Document filed by The New Jersey Laborers Statewide Funds. (Isquith, Frederick) (Entered: 09/30/2015)
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Request |
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| 26 |
Filed: 9/30/2015, Entered: None |
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REQUEST FOR ISSUANCE OF SUMMONS as to Merrill Lynch, Pierce, Fenner & Smith Incorporated, re: 1 Complaint,,,. Document filed by The New Jersey Laborers Statewide Funds. (Isquith, Frederick) (Entered: 09/30/2015)
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Request |
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| 25 |
Filed: 9/30/2015, Entered: None |
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REQUEST FOR ISSUANCE OF SUMMONS as to J.P. Morgan Securities LLC, re: 1 Complaint,,,. Document filed by The New Jersey Laborers Statewide Funds. (Isquith, Frederick) (Entered: 09/30/2015)
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Request |
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| 24 |
Filed: 9/30/2015, Entered: None |
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REQUEST FOR ISSUANCE OF SUMMONS as to Jefferies LLC, re: 1 Complaint,,,. Document filed by The New Jersey Laborers Statewide Funds. (Isquith, Frederick) (Entered: 09/30/2015)
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Request |
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| 23 |
Filed: 9/30/2015, Entered: None |
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REQUEST FOR ISSUANCE OF SUMMONS as to HSBC Securities (USA) Inc, re: 1 Complaint,,,. Document filed by The New Jersey Laborers Statewide Funds. (Isquith, Frederick) (Entered: 09/30/2015)
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Request |
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| 22 |
Filed: 9/30/2015, Entered: None |
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REQUEST FOR ISSUANCE OF SUMMONS as to Goldman, Sachs & Co, re: 1 Complaint,,,. Document filed by The New Jersey Laborers Statewide Funds. (Isquith, Frederick) (Entered: 09/30/2015)
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Request |
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|
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| 21 |
Filed: 9/30/2015, Entered: None |
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REQUEST FOR ISSUANCE OF SUMMONS as to Deutsche Bank Securities Inc, re: 1 Complaint,,,. Document filed by The New Jersey Laborers Statewide Funds. (Isquith, Frederick) (Entered: 09/30/2015)
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Request |
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| 20 |
Filed: 9/30/2015, Entered: None |
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REQUEST FOR ISSUANCE OF SUMMONS as to Daiwa Capital Markets America, INC, re: 1 Complaint,,,. Document filed by The New Jersey Laborers Statewide Funds. (Isquith, Frederick) (Entered: 09/30/2015)
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Request |
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| 19 |
Filed: 9/30/2015, Entered: None |
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REQUEST FOR ISSUANCE OF SUMMONS as to Credit Suisse Securities (USA) LLC, re: 1 Complaint,,,. Document filed by The New Jersey Laborers Statewide Funds. (Isquith, Frederick) (Entered: 09/30/2015)
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Request |
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| 18 |
Filed: 9/30/2015, Entered: None |
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REQUEST FOR ISSUANCE OF SUMMONS as to Commerz Markets LLC, re: 1 Complaint,,,. Document filed by The New Jersey Laborers Statewide Funds. (Isquith, Frederick) (Entered: 09/30/2015)
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Request |
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| 17 |
Filed: 9/30/2015, Entered: None |
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REQUEST FOR ISSUANCE OF SUMMONS as to Citigroup Global Markets Inc, re: 1 Complaint,,,. Document filed by The New Jersey Laborers Statewide Funds. (Isquith, Frederick) (Entered: 09/30/2015)
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Request |
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| 16 |
Filed: 9/30/2015, Entered: None |
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REQUEST FOR ISSUANCE OF SUMMONS as to Cantor Fitzgerald & Co, re: 1 Complaint,,,. Document filed by The New Jersey Laborers Statewide Funds. (Isquith, Frederick) (Entered: 09/30/2015)
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Request |
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| 15 |
Filed: 9/29/2015, Entered: None |
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NOTICE OF APPEARANCE by Paul Madison Eckles on behalf of Citigroup Global Markets Inc.. (Eckles, Paul) (Entered: 09/29/2015)
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Request |
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| 14 |
Filed: 9/29/2015, Entered: None |
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NOTICE OF APPEARANCE by Shepard Goldfein on behalf of Citigroup Global Markets Inc.. (Goldfein, Shepard) (Entered: 09/29/2015)
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Request |
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| 13 |
Filed: 9/29/2015, Entered: None |
|
|
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Citigroup Inc., Other Affiliate Citigroup Global Markets Holdings Inc., Other Affiliate Citigroup Financial Products, Inc. for Citigroup Global Markets Inc.. Document filed by Citigroup Global Markets Inc..(Kasner, Jay) (Entered: 09/29/2015)
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Request |
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| 12 |
Filed: 9/29/2015, Entered: None |
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NOTICE OF APPEARANCE by Jay B. Kasner on behalf of Citigroup Global Markets Inc.. (Kasner, Jay) (Entered: 09/29/2015)
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Request |
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| 11 |
Filed: 9/29/2015, Entered: None |
|
|
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Jefferies Group LLC, Corporate Parent Limestone Merger Sub LLC, Corporate Parent Leucadia National Corporation for Jefferies LLC. Document filed by Jefferies LLC.(Schacter, Kenneth) (Entered: 09/29/2015)
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Request |
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| 10 |
Filed: 9/29/2015, Entered: None |
|
|
NOTICE OF APPEARANCE by Kenneth Ian Schacter on behalf of Jefferies LLC. (Schacter, Kenneth) (Entered: 09/29/2015)
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|
Request |
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| 9 |
Filed: 9/29/2015, Entered: None |
|
|
ELECTRONIC SUMMONS ISSUED as to BNP Paribas Securities Corp.. (rch) (Entered: 09/29/2015)
|
|
Request |
|
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| 8 |
Filed: 9/29/2015, Entered: None |
|
|
ELECTRONIC SUMMONS ISSUED as to BMO Capital Markets Corp.. (rch) (Entered: 09/29/2015)
|
|
Request |
|
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| 7 |
Filed: 9/29/2015, Entered: None |
|
|
ELECTRONIC SUMMONS ISSUED as to Barclays Capital Inc.. (rch) (Entered: 09/29/2015)
|
|
Request |
|
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|
| 6 |
Filed: 9/28/2015, Entered: None |
|
|
REQUEST FOR ISSUANCE OF SUMMONS as to BNP Paribas Securities Corp., re: 1 Complaint,,,. Document filed by The New Jersey Laborers Statewide Funds. (Isquith, Frederick) (Entered: 09/28/2015)
|
|
Request |
|
|
|
| 5 |
Filed: 9/28/2015, Entered: None |
|
|
REQUEST FOR ISSUANCE OF SUMMONS as to BMO Capital Markets Corp., re: 1 Complaint,,,. Document filed by The New Jersey Laborers Statewide Funds. (Isquith, Frederick) (Entered: 09/28/2015)
|
|
Request |
|
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|
| 4 |
Filed: 9/28/2015, Entered: None |
|
|
REQUEST FOR ISSUANCE OF SUMMONS as to Barclays Capital Inc., re: 1 Complaint,,,. Document filed by The New Jersey Laborers Statewide Funds. (Isquith, Frederick) (Entered: 09/28/2015)
|
|
Request |
|
|
|
| 3 |
Filed: 9/28/2015, Entered: None |
|
|
STATEMENT OF RELATEDNESS re: that this action be filed as related to 15-cv-05794-PGG. Document filed by The New Jersey Laborers Statewide Funds.(Isquith, Frederick) (Entered: 09/28/2015)
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|
Request |
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| 2 |
Filed: 9/28/2015, Entered: None |
|
|
CIVIL COVER SHEET filed. (Isquith, Frederick) (Entered: 09/28/2015)
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|
Request |
|
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|
| 1 |
Filed: 9/28/2015, Entered: None |
|
|
COMPLAINT against BMO Capital Markets Corp., BNP Paribas Securities Corp., Bank of Nova Scotia, New York Agency, Barclays Capital Inc., Cantor Fitzgerald & Co., Citigroup Global Markets Inc., Commerz Markets LLC, Credit Suisse Securities (USA) LLC, Daiwa Capital Markets America Inc., Deutsche Bank Securities Inc., Goldman, Sachs & Co., HSBC Securities (USA) Inc., J.P. Morgan Securities LLC, Jefferies LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Mizuho Securities USA Inc., Morgan Stanley & Co. LLC, Nomura Securities International, Inc., RBC Capital Markets, LLC, RBS Securities Inc., SG Americas Securities, LLC, TD Securities (USA) LLC, UBS Securities LLC. (Filing Fee $ 400.00, Receipt Number 0208-11441166)Document filed by The New Jersey Laborers Statewide Funds.(Isquith, Frederick) (Entered: 09/28/2015)
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Request |
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