Name: The Police Retirement System of St Louis v. Bank Of Nova Scotia et al :: New York Southern District Court :: Federal Civil Lawsuit No. 1:15-cv-09968, Judge Paul G. Gardephe presiding
Creator: New York Southern District Court
Published: 2015-12-22
License: https://creativecommons.org/publicdomain/mark/1.0/
Keywords: court documents, legal case, docket, PACER, New York Southern District Court

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102	Filed: 5/1/2021, Entered: None	Rule 7.1 Corporate Disclosure Statement

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46	Filed: 1/8/2016, Entered: None
	NOTICE OF APPEARANCE by Paul Madison Eckles on behalf of Citigroup Global Markets Inc.. (Eckles, Paul) (Entered: 01/08/2016)
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45	Filed: 1/8/2016, Entered: None
	NOTICE OF APPEARANCE by Shepard Goldfein on behalf of Citigroup Global Markets Inc.. (Goldfein, Shepard) (Entered: 01/08/2016)
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44	Filed: 1/8/2016, Entered: None
	RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Citigroup Inc., Other Affiliate Citigroup Global Markets Holding, Inc., Other Affiliate Citigroup Financial Products, Inc. for Citigroup Global Markets Inc.. Document filed by Citigroup Global Markets Inc..(Kasner, Jay) (Entered: 01/08/2016)
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43	Filed: 1/8/2016, Entered: None
	NOTICE OF APPEARANCE by Jay B. Kasner on behalf of Citigroup Global Markets Inc.. (Kasner, Jay) (Entered: 01/08/2016)
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42	Filed: 1/8/2016, Entered: None
	NOTICE OF APPEARANCE by David J. Yeres on behalf of BMO Capital Markets Corp. (Yeres, David) (Entered: 01/08/2016)
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41	Filed: 1/7/2016, Entered: None
	NOTICE OF APPEARANCE by John D. Friel on behalf of BMO Capital Markets Corp. (Friel, John) (Entered: 01/07/2016)
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40	Filed: 1/7/2016, Entered: None
	RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Jefferies Group LLC,, Corporate Parent Limestone Merger Sub LLC, Corporate Parent Leucadia National Corporation for Jefferies L.L.C.. Document filed by Jefferies L.L.C..(Schacter, Kenneth) (Entered: 01/07/2016)
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39	Filed: 1/7/2016, Entered: None
	NOTICE OF APPEARANCE by Kenneth Ian Schacter on behalf of Jefferies L.L.C.. (Schacter, Kenneth) (Entered: 01/07/2016)
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38	Filed: 1/7/2016, Entered: None
	RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Bank of Montreal for BMO Capital Markets Corp. Document filed by BMO Capital Markets Corp.(Houck, Robert) (Entered: 01/07/2016)
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37	Filed: 1/7/2016, Entered: None
	NOTICE OF APPEARANCE by Robert G. Houck on behalf of BMO Capital Markets Corp. (Houck, Robert) (Entered: 01/07/2016)
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36	Filed: 1/4/2016, Entered: None
	NOTICE OF APPEARANCE by Edward Nathaniel Moss on behalf of TD Securities (USA) LLC. (Moss, Edward) (Entered: 01/04/2016)
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35	Filed: 1/4/2016, Entered: None
	RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent TD Holdings II Inc., Other Affiliate The Toronto-Dominion Bank, Other Affiliate Toronto Dominion Holdings (U.S.A.), Inc. for TD Securities (USA) LLC. Document filed by TD Securities (USA) LLC.(Miller, Pamela) (Entered: 01/04/2016)
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34	Filed: 1/4/2016, Entered: None
	NOTICE OF APPEARANCE by Pamela Addison Miller on behalf of TD Securities (USA) LLC. (Miller, Pamela) (Entered: 01/04/2016)
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33	Filed: 1/4/2016, Entered: None
	RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Morgan Stanley Domestic Holdings, Inc., Corporate Parent Morgan Stanley Capital Management LLC, Corporate Parent Morgan Stanley, Other Affiliate Mitsubishi UFJ Financial Group, Inc., 7-1 Marunouchi 2-chrome, Chiyoda-ku, Tokyo 100-8330 for Morgan Stanley & Co. LLC. Document filed by Morgan Stanley & Co. LLC.(Karp, Brad) (Entered: 01/04/2016)
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32	Filed: 1/4/2016, Entered: None
	NOTICE OF APPEARANCE by Susanna Michele Buergel on behalf of Morgan Stanley & Co. LLC. (Buergel, Susanna) (Entered: 01/04/2016)
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31	Filed: 1/4/2016, Entered: None
	NOTICE OF APPEARANCE by Richard A. Rosen on behalf of Morgan Stanley & Co. LLC. (Rosen, Richard) (Entered: 01/04/2016)
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30	Filed: 1/4/2016, Entered: None
	NOTICE OF APPEARANCE by Kenneth Anthony Gallo on behalf of Morgan Stanley & Co. LLC. (Gallo, Kenneth) (Entered: 01/04/2016)
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29	Filed: 1/4/2016, Entered: None
	NOTICE OF APPEARANCE by Brad Scott Karp on behalf of Morgan Stanley & Co. LLC. (Karp, Brad) (Entered: 01/04/2016)
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28	Filed: 12/22/2015, Entered: None
	MDL TRANSFERRED IN from the United States District Court - District of Illinois Northern; Case Number: 1:15-cv-08417. Original file certified copy of transfer order and docket entries received. (sjo) (Entered: 12/22/2015)
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27	Filed: 12/15/2015, Entered: None
	TRANSFERRED to the Southern District of New York the electronic record. (jl) [Transferred from Illinois Northern on 12/22/2015.] (Entered: 12/15/2015)
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26	Filed: 12/15/2015, Entered: None
	CONDITIONAL TRANSFER ORDER from MDL Panel transferring case to the Southern District of New York. Signed by the Unassigned on 12/15/2015.Mailed notice. (jl) [Transferred from Illinois Northern on 12/22/2015.] (Entered: 12/15/2015)
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25	Filed: 12/4/2015, Entered: None
	ATTORNEY Appearance for Plaintiff The Police Retirement System of St Louis by George Carlos Aguilar (Aguilar, George) [Transferred from Illinois Northern on 12/22/2015.] (Entered: 12/04/2015)
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24	Filed: 11/19/2015, Entered: None
	ORDER signed by the Honorable Edmond E. Chang. The motion to suspend deadlines 22 is granted, in light of the potential MDL. The status hearing of 12/22/2015 is vacated. To track the case only (no appearance is required), a status hearing is set for 01/26/2015, at 8:30 a.m.Emailed notice(slb, ) [Transferred from Illinois Northern on 12/22/2015.] (Entered: 11/19/2015)
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23	Filed: 11/18/2015, Entered: None
	NOTICE of Motion by Robert Y. Sperling for presentment of motion for miscellaneous relief 22 before Honorable Edmond E. Chang on 12/1/2015 at 08:30 AM. (Sperling, Robert) [Transferred from Illinois Northern on 12/22/2015.] (Entered: 11/18/2015)
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22	Filed: 11/18/2015, Entered: None
	MOTION by Defendant Goldman, Sachs & Co. Setting Time for Defendants to Answer, Move, or Otherwise Respond to the Complaint and Adjourning the Status Hearing (AGREED) (Sperling, Robert) [Transferred from Illinois Northern on 12/22/2015.] (Entered: 11/18/2015)
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21	Filed: 11/18/2015, Entered: None
	ATTORNEY Appearance for Defendant Goldman, Sachs & Co. by Joseph Laurence Motto (Motto, Joseph) [Transferred from Illinois Northern on 12/22/2015.] (Entered: 11/18/2015)
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20	Filed: 11/16/2015, Entered: None
	MINUTE entry before the Honorable Edmond E. Chang:Application by Attorney George Carlos Aguilar to appear pro hac vice 19 is granted. Emailed notice (slb, ) [Transferred from Illinois Northern on 12/22/2015.] (Entered: 11/16/2015)
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19	Filed: 11/12/2015, Entered: None
	MOTION for Leave to Appear Pro Hac Vice Filing fee $ 50, receipt number 0752-11290944. (Aguilar, George) [Transferred from Illinois Northern on 12/22/2015.] (Entered: 11/12/2015)
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18	Filed: 11/5/2015, Entered: None
	ATTORNEY Appearance for Defendant Goldman, Sachs & Co. by Jonathan Lucas Shapiro (Shapiro, Jonathan) [Transferred from Illinois Northern on 12/22/2015.] (Entered: 11/05/2015)
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17	Filed: 11/5/2015, Entered: None
	ATTORNEY Appearance for Defendant Goldman, Sachs & Co. by Stephen Ehrenberg (Ehrenberg, Stephen) [Transferred from Illinois Northern on 12/22/2015.] (Entered: 11/05/2015)
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16	Filed: 11/5/2015, Entered: None
	ATTORNEY Appearance for Defendant Goldman, Sachs & Co. by Penny Shane (Shane, Penny) [Transferred from Illinois Northern on 12/22/2015.] (Entered: 11/05/2015)
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15	Filed: 11/5/2015, Entered: None
	ATTORNEY Appearance for Defendant Goldman, Sachs & Co. by Susannah P. Torpey (Torpey, Susannah) [Transferred from Illinois Northern on 12/22/2015.] (Entered: 11/05/2015)
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14	Filed: 11/4/2015, Entered: None
	NOTIFICATION of Affiliates pursuant to Local Rule 3.2 by Goldman, Sachs & Co. (Shane, Penny) [Transferred from Illinois Northern on 12/22/2015.] (Entered: 11/04/2015)
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13	Filed: 10/6/2015, Entered: None
	MINUTE entry before the Honorable Edmond E. Chang:Applications by Stephen Ehrenberg, Penny Shane, Jonathan Lucas Shapiro and Susannah P. Torpey to appear pro hac vice [8,9, 10 and 11] on behalf of Defendant Goldman, Sachs & Co. are granted. Motion #12 is terminated as duplicative to motion #9. Emailed notice (slb, ) [Transferred from Illinois Northern on 12/22/2015.] (Entered: 10/06/2015)
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12	Filed: 10/6/2015, Entered: None
	MOTION for Leave to Appear Pro Hac Vice Filing fee $ 50, receipt number 0752-11156618. (Shane, Penny) [Transferred from Illinois Northern on 12/22/2015.] (Entered: 10/06/2015)
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11	Filed: 10/2/2015, Entered: None
	MOTION for Leave to Appear Pro Hac Vice Filing fee $ 50, receipt number 0752-11148328. (Shapiro, Jonathan) [Transferred from Illinois Northern on 12/22/2015.] (Entered: 10/02/2015)
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10	Filed: 10/2/2015, Entered: None
	MOTION for Leave to Appear Pro Hac Vice Filing fee $ 50, receipt number 0752-11148312. (Stephen, Ehrenberg) [Transferred from Illinois Northern on 12/22/2015.] (Entered: 10/02/2015)
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9	Filed: 10/2/2015, Entered: None
	MOTION for Leave to Appear Pro Hac Vice Filing fee $ 50, receipt number 0752-11148284. (Shane, Penny) [Transferred from Illinois Northern on 12/22/2015.] (Entered: 10/02/2015)
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8	Filed: 10/2/2015, Entered: None
	MOTION for Leave to Appear Pro Hac Vice Filing fee $ 50, receipt number 0752-11148028. (Torpey, Susannah) [Transferred from Illinois Northern on 12/22/2015.] (Entered: 10/02/2015)
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7	Filed: 10/2/2015, Entered: None
	ATTORNEY Appearance for Defendant Goldman, Sachs & Co. by Robert Y. Sperling (Sperling, Robert) [Transferred from Illinois Northern on 12/22/2015.] (Entered: 10/02/2015)
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6	Filed: 10/2/2015, Entered: None
	ATTORNEY Appearance for Defendant Goldman, Sachs & Co. by Elizabeth P Papez (Papez, Elizabeth) [Transferred from Illinois Northern on 12/22/2015.] (Entered: 10/02/2015)
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5	Filed: 9/30/2015, Entered: None
	MOTION of Plaintiff's State-Boston Retirement System and Arkansas Teacher Retirement System in Support of the Transfer to and Consolidation or Coordination of Related Antitrust Actions in the Southern District of New York for Pretrial Proceedings. (Attachments: # 1 Attachment 1, # 2 Attachment 2, # 3 Attachment 3) (mmy, ) [Transferred from Illinois Northern on 12/22/2015.] (Entered: 10/01/2015)
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4	Filed: 9/28/2015, Entered: None
	MINUTE entry before the Honorable Edmond E. Chang: Status hearing set for 12/22/2015 at 9:30 a.m. The parties must file a joint initial status report with the content described in the attached status report requirements at least 3 business days before the initial status hearing. Plaintiff must still file the report even if not all Defendants have been served or have responded to requests to craft a joint report. Additionally, the parties must read Judge Chang's Case Management Procedures on the Court's website; those Procedures are considered standing orders in this case. Judge Chang's Case Management Procedures were revised in December 2014. Status hearing set for 12/22/2015 at 09:30 AM.Emailed notice (Attachments: # 1 Status Report Requirements) (slb, ) [Transferred from Illinois Northern on 12/22/2015.] (Entered: 09/28/2015)
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3	Filed: 9/24/2015, Entered: None
	ATTORNEY Appearance for Plaintiff The Police Retirement System of St Louis by Norman Rifkind (Rifkind, Norman) [Transferred from Illinois Northern on 12/22/2015.] (Entered: 09/24/2015)
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2	Filed: 9/24/2015, Entered: None
	CIVIL Cover Sheet (Rifkind, Norman) [Transferred from Illinois Northern on 12/22/2015.] (Entered: 09/24/2015)
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1	Filed: 9/24/2015, Entered: None
	COMPLAINT filed by The Police Retirement System of St Louis; Jury Demand. Filing fee $ 400, receipt number 0752-11118250.(Rifkind, Norman) [Transferred from Illinois Northern on 12/22/2015.] (Entered: 09/24/2015)
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