STIPULATION SETTING TIME FOR DEFENDANTS TO ANSWER, MOVE, OR OTHERWISE RESPOND TO THE COMPLAINT AND FOR THE PARTIES TO PROPOSE CERTAIN CASE MANAGEMENT DATES: The undersigned counsel accept service of the complaint in the above-captioned lawsuit on behalf of their respective clients, expressly reserving the right to contest whether any party in the complaint is properly named, and without waiver of any defenses, including those related to personal jurisdiction and venue, except as to the sufficiency of process and the service of process. Defendants' time to answer, move or otherwise respond to the complaint is hereby suspended until such time as the United States District Court for the Southern District of New York enters an order coordinating or consolidating the foregoing cases and any Related Actions, provided that: upon resolution of proceedings concerning coordination or consolidation of the foregoing cases and any Related Actions, the parties shall confer in good faith regarding a proposed schedule for filing and responding to any consolidated complaint. If Defendants' time to answer, move, or otherwise respond to a complaint in any Related Action or other pending action is not similarly suspended pending the coordination or consolidation proceedings, the parties shall meet and confer in good faith concerning the schedule in this action, with each side preserving all rights to apply to this Court or any other Court of competent jurisdiction for appropriate relief. The undersigned counsel further agree, subject to the approval of the Court, to extend, until at least 60 days after the foregoing cases and any Related Actions have been coordinated or consolidated and any lead and liaison counsel have been identified for the proceedings, the time for submitting the proposed Case Management Plan specified in the Court's Pretrial Conference Notice. (Signed by Judge Paul G. Gardephe on 1/11/2016) (tn) (Entered: 01/11/2016)
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent DB US Financial Markets Holding Corporation, Corporate Parent DB USA Corporation, Corporate Parent Deutsche Bank AG for Deutsche Bank Securities Inc.. Document filed by Deutsche Bank Securities Inc..(Rice, Thomas) (Entered: 01/11/2016)
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent TD Holdings II Inc., Other Affiliate The Toronto-Dominion Bank, Other Affiliate Toronto Dominion Holdings (U.S.A.), Inc. for TD Securities (USA) LLC. Document filed by TD Securities (USA) LLC.(Miller, Pamela) (Entered: 01/05/2016)
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent The Royal Bank of Scotland Group PLC for RBS Securities Inc.. Document filed by RBS Securities Inc..(Cohen, Joel) (Entered: 12/23/2015)
MOTION for Elizabeth P. Papez to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-11772526. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Goldman, Sachs & Co.. (Attachments: # 1 Ex. A - Certificates of Good Standing, # 2 Text of Proposed Order)(Papez, Elizabeth) (Entered: 12/23/2015)
MOTION for Robert Y. Sperling to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-11772484. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Goldman, Sachs & Co.. (Attachments: # 1 Ex. A - Certificate of Good Standing, # 2 Text of Proposed Order)(Sperling, Robert) (Entered: 12/23/2015)
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Bank of Montreal for BMO Capital Markets Corp.. Document filed by BMO Capital Markets Corp..(Houck, Robert) (Entered: 12/18/2015)
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Other Affiliate The Bank of Nova Scotia for Bank of Nova Scotia, New York Agency. Document filed by Bank of Nova Scotia, New York Agency.(Pepperman, Richard) (Entered: 12/17/2015)
COMPLAINT against BMO Capital Markets Corp., BNP Paribas Securities Corp., Bank of Nova Scotia, New York Agency, Barclays Capital Inc., CIBC World Markets Corp., Cantor Fitzgerald & Co., Citigroup Global Markets Inc., Commerz Markets LLC, Countrywide Securities Corporation, Credit Suisse Securities (USA) LLC, Daiwa Capital Markets America Inc., Deutsche Bank Securities Inc., Goldman, Sachs & Co., HSBC Securities (USA) Inc., J.P. Morgan Securities LLC, Jefferies LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Mizuho Securities USA Inc., Morgan Stanley & Co. LLC, Nomura Securities International, Inc., RBC Capital Markets, LLC, RBS Securities Inc., SG Americas Securities, LLC, TD Securities (USA) LLC, UBS Securities LLC. Document filed by Twin City Iron Workers Pension Fund, Twin City Iron Workers Health & Welfare Fund, on behalf of itself and all others similarly situated.(Murray, Brian) (Entered: 12/17/2015)
REQUEST FOR ISSUANCE OF SUMMONS as to UBS SECURITIES LLC, re: 1 Complaint,,,. Document filed by Twin City Iron Workers Pension Fund and Twin City Iron Workers Health & Welfare Fund. (Kennedy, Thomas) (Entered: 12/16/2015)
REQUEST FOR ISSUANCE OF SUMMONS as to TD SECURITIES (USA) LLC, re: 1 Complaint,,,. Document filed by Twin City Iron Workers Pension Fund and Twin City Iron Workers Health & Welfare Fund. (Kennedy, Thomas) (Entered: 12/16/2015)
REQUEST FOR ISSUANCE OF SUMMONS as to SG AMERICAS SECURITIES, LLC, re: 1 Complaint,,,. Document filed by Twin City Iron Workers Pension Fund and Twin City Iron Workers Health & Welfare Fund. (Kennedy, Thomas) (Entered: 12/16/2015)
REQUEST FOR ISSUANCE OF SUMMONS as to RBS SECURITIES INC., re: 1 Complaint,,,. Document filed by Twin City Iron Workers Pension Fund and Twin City Iron Workers Health & Welfare Fund. (Kennedy, Thomas) (Entered: 12/16/2015)
REQUEST FOR ISSUANCE OF SUMMONS as to RBC CAPITAL MARKETS, LLC, re: 1 Complaint,,,. Document filed by Twin City Iron Workers Pension Fund and Twin City Iron Workers Health & Welfare Fund. (Kennedy, Thomas) (Entered: 12/16/2015)
REQUEST FOR ISSUANCE OF SUMMONS as to NOMURA SECURITIES INTERNATIONAL, INC., re: 1 Complaint,,,. Document filed by Twin City Iron Workers Pension Fund and Twin City Iron Workers Health & Welfare Fund. (Kennedy, Thomas) (Entered: 12/16/2015)
REQUEST FOR ISSUANCE OF SUMMONS as to MORGAN STANLEY & CO. LLC, re: 1 Complaint,,,. Document filed by Twin City Iron Workers Pension Fund and Twin City Iron Workers Health & Welfare Fund. (Kennedy, Thomas) (Entered: 12/16/2015)
REQUEST FOR ISSUANCE OF SUMMONS as to MIZUHO SECURITIES USA INC., re: 1 Complaint,,,. Document filed by Twin City Iron Workers Pension Fund and Twin City Iron Workers Health & Welfare Fund. (Kennedy, Thomas) (Entered: 12/16/2015)
REQUEST FOR ISSUANCE OF SUMMONS as to MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, re: 1 Complaint,,,. Document filed by Twin City Iron Workers Pension Fund and Twin City Iron Workers Health & Welfare Fund. (Kennedy, Thomas) (Entered: 12/16/2015)
REQUEST FOR ISSUANCE OF SUMMONS as to JEFFERIES LLC, re: 1 Complaint,,,. Document filed by Twin City Iron Workers Pension Fund and Twin City Iron Workers Health & Welfare Fund. (Kennedy, Thomas) (Entered: 12/16/2015)
REQUEST FOR ISSUANCE OF SUMMONS as to J.P. MORGAN SECURITIES LLC, re: 1 Complaint,,,. Document filed by Twin City Iron Workers Pension Fund and Twin City Iron Workers Health & Welfare Fund. (Kennedy, Thomas) (Entered: 12/16/2015)
REQUEST FOR ISSUANCE OF SUMMONS as to HSBC SECURITIES (USA) INC., re: 1 Complaint,,,. Document filed by Twin City Iron Workers Pension Fund and Twin City Iron Workers Health & Welfare Fund. (Kennedy, Thomas) (Entered: 12/16/2015)
REQUEST FOR ISSUANCE OF SUMMONS as to GOLDMAN, SACHS & CO., re: 1 Complaint,,,. Document filed by Twin City Iron Workers Pension Fund and Twin City Iron Workers Health & Welfare Fund. (Kennedy, Thomas) (Entered: 12/16/2015)
REQUEST FOR ISSUANCE OF SUMMONS as to DEUTSCHE BANK SECURITIES INC., re: 1 Complaint,,,. Document filed by Twin City Iron Workers Pension Fund and Twin City Iron Workers Health & Welfare Fund. (Kennedy, Thomas) (Entered: 12/16/2015)
REQUEST FOR ISSUANCE OF SUMMONS as to DAIWA CAPITAL MARKETS AMERICA INC., re: 1 Complaint,,,. Document filed by Twin City Iron Workers Pension Fund and Twin City Iron Workers Health & Welfare Fund. (Kennedy, Thomas) (Entered: 12/16/2015)
REQUEST FOR ISSUANCE OF SUMMONS as to CREDIT SUISSE SECURITIES (USA) LLC, re: 1 Complaint,,,. Document filed by Twin City Iron Workers Pension Fund and Twin City Iron Workers Health & Welfare Fund. (Kennedy, Thomas) (Entered: 12/16/2015)
REQUEST FOR ISSUANCE OF SUMMONS as to COUNTRYWIDE SECURITIES CORPORATION, re: 1 Complaint,,,. Document filed by Twin City Iron Workers Pension Fund and Twin City Iron Workers Health & Welfare Fund. (Kennedy, Thomas) (Entered: 12/16/2015)
REQUEST FOR ISSUANCE OF SUMMONS as to COMMERZ MARKETS LLC, re: 1 Complaint,,,. Document filed by Twin City Iron Workers Pension Fund and Twin City Iron Workers Health & Welfare Fund. (Kennedy, Thomas) (Entered: 12/16/2015)
REQUEST FOR ISSUANCE OF SUMMONS as to CITIGROUP GLOBAL MARKETS INC., re: 1 Complaint,,,. Document filed by Twin City Iron Workers Pension Fund and Twin City Iron Workers Health & Welfare Fund. (Kennedy, Thomas) (Entered: 12/16/2015)
REQUEST FOR ISSUANCE OF SUMMONS as to CIBC WORLD MARKETS CORP., re: 1 Complaint,,,. Document filed by Twin City Iron Workers Pension Fund and Twin City Iron Workers Health & Welfare Fund. (Kennedy, Thomas) (Entered: 12/16/2015)
REQUEST FOR ISSUANCE OF SUMMONS as to CANTOR FITZGERALD & CO., re: 1 Complaint,,,. Document filed by Twin City Iron Workers Pension Fund and Twin City Iron Workers Health & Welfare Fund. (Kennedy, Thomas) (Entered: 12/16/2015)
REQUEST FOR ISSUANCE OF SUMMONS as to BNP PARIBAS SECURITIES CORP., re: 1 Complaint,,,. Document filed by Twin City Iron Workers Pension Fund and Twin City Iron Workers Health & Welfare Fund. (Kennedy, Thomas) (Entered: 12/16/2015)
REQUEST FOR ISSUANCE OF SUMMONS as to BMO CAPITAL MARKETS CORP., re: 1 Complaint,,,. Document filed by Twin City Iron Workers Pension Fund and Twin City Iron Workers Health & Welfare Fund. (Kennedy, Thomas) (Entered: 12/16/2015)
REQUEST FOR ISSUANCE OF SUMMONS as to BARCLAYS CAPITAL INC., re: 1 Complaint,,,. Document filed by Twin City Iron Workers Pension Fund and Twin City Iron Workers Health & Welfare Fund. (Kennedy, Thomas) (Entered: 12/16/2015)
REQUEST FOR ISSUANCE OF SUMMONS as to BANK OF NOVA SCOTIA, NEW YORK AGENCY, re: 1 Complaint,,,. Document filed by Twin City Iron Workers Pension Fund and Twin City Iron Workers Health & Welfare Fund. (Kennedy, Thomas) (Entered: 12/16/2015)
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Other Affiliate Twin City Iron Workers Local 512 for Twin City Iron Workers Pension Fund and Twin City Iron Workers Health & Welfare Fund. Document filed by Twin City Iron Workers Pension Fund and Twin City Iron Workers Health & Welfare Fund.(Kennedy, Thomas) (Entered: 12/16/2015)
STATEMENT OF RELATEDNESS re: that this action be filed as related to 15-cv-05794 (PGG). Document filed by Twin City Iron Workers Pension Fund and Twin City Iron Workers Health & Welfare Fund.(Kennedy, Thomas) (Entered: 12/16/2015)
NOTICE OF CHANGE OF ADDRESS by Thomas James Kennedy on behalf of Twin City Iron Workers Pension Fund and Twin City Iron Workers Health & Welfare Fund. New Address: GLANCY PRONGAY & MURRAY LLP, 122 East 42nd Street, Suite 2920, New York, New York, USA 10168, (212) 682-5340. (Kennedy, Thomas) (Entered: 12/16/2015)
FILING ERROR - DEFICIENT PLEADING - SIGNATURE ERROR - COMPLAINT against BMO Capital Markets Corp., BNP Paribas Securities Corp., Bank of Nova Scotia, New York Agency, Barclays Capital Inc., CIBC World Markets Corp., Cantor Fitzgerald & Co., Citigroup Global Markets Inc., Commerz Markets LLC, Countrywide Securities Corporation, Credit Suisse Securities (USA) LLC, Daiwa Capital Markets America Inc., Deutsche Bank Securities Inc., Goldman, Sachs & Co., HSBC Securities (USA) Inc., J.P. Morgan Securities LLC, Jefferies LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Mizuho Securities USA Inc., Morgan Stanley & Co. LLC, Nomura Securities International, Inc., RBC Capital Markets, LLC, RBS Securities Inc., SG Americas Securities, LLC, TD Securities (USA) LLC, UBS Securities LLC. (Filing Fee $ 400.00, Receipt Number 0208-11744379)Document filed by Twin City Iron Workers Pension Fund and Twin City Iron Workers Health & Welfare Fund.(Kennedy, Thomas) Modified on 12/17/2015 (pc). (Entered: 12/16/2015)
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