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 318 |
Filed: 3/6/2014, Entered: None |
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NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm. Notice is hereby given that an official transcript of a Oral Argument proceeding held on 12/2/11 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly) (Entered: 03/06/2014)
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| 317 |
Filed: 3/6/2014, Entered: None |
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TRANSCRIPT of Proceedings as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm re: Oral Argument held on 12/2/11 before Judge Kimba M. Wood. Court Reporter/Transcriber: Tara Jones, (212) 805-0300, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 3/31/2014. Redacted Transcript Deadline set for 4/10/2014. Release of Transcript Restriction set for 6/9/2014. (McGuirk, Kelly) (Entered: 03/06/2014)
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Request |
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| 316 |
Filed: 12/17/2013, Entered: None |
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ORDER as to Dominick P. Carollo, Steven E. Goldberg, Peter S. Grimm. By Order dated November 26, 2013, the United States Court of Appeals for the Second Circuit reversed the judgments of conviction against defendants Dominick Carollo, Steven Goldberg, and Peter Grimm. Accordingly, the Clerk of this Court is directed to return to the defendants the criminal fines and special assessments paid by them in this case. The $50,000 fine and $200 special assessment paid by Mr. Carollo should be returned by sending a check payable to Dominick P. Carollo to his counsel at the following address: Walter F. Timpone (see this Order for address). The $90,000 fine and $400 special assessment paid by Mr. Goldberg should be returned by sending a check payable to Steven E. Goldberg to his counsel at the following address: John S. Siffert (see this Order for address). The $50,000 fine and $300 special assessment paid by Mr. Grimm should be returned by sending a check payable to Peter S. Grimm to his counsel at the following address: Howard E. Heiss (see this Order for address). SO ORDERED. (Signed by Judge Harold Baer on 12/17/2013)(bw) (Entered: 12/17/2013)
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Request |
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| 315 |
Filed: 12/9/2013, Entered: None |
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OPINION of USCA (certified copy) re: 282 Amended Notice of Appeal, 269 Notice of Appeal - Final Judgment, 270 Notice of Appeal - Final Judgment, 271 Notice of Appeal - Final Judgment, 276 Amended Notice of Appeal. USCA Case Number 12-4310-cr; 12-4365-cr; 12-4371-cr. For the foregoing reasons, we hold that the government did not allege overt acts within the limitations period. Accordingly, we reverse the judgments of conviction and remand to the district court for dismissal of the indictment. Catherine O'Hagan Wolfe, Clerk USCA. Certified: 12/9/2013. (nd) (Entered: 12/09/2013)
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Request |
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| 314 |
Filed: 12/6/2013, Entered: None |
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LETTER MOTION addressed to Judge Harold Baer from John S. Siffert dated 12/6/2013 re: defendants Steve Goldberg, Dominick Carollo, and Peter Grimm seek the return of the defendants' criminal fines and special assessments. Document filed by Steven E Goldberg as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm. (Siffert, John) (Entered: 12/06/2013)
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Request |
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| 313 |
Filed: 11/27/2013, Entered: None |
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ORDER: As to Dominick P Carollo, Steven E Goldberg, Peter S Grimm. By Order dated November 26, 2013, the United States Court of Appeals for the Second Circuit reversed the judgments of conviction in this case of defendants Peter S. Grimm, Dominick E. Carollo, and Steven E. Goldberg. Accordingly, it is hereby ORDERED that the United States Bureau of Prisons is directed to release from its custody defendants Peter S. Grimm, Register Number 63754 054, Dominick E. Carollo, Register Number 63753-054, and Steven E. Goldberg, Register Number 63755 054. SO ORDERED. (Signed by Judge Victor Marrero on 11/27/2013)(dnd) (Entered: 11/27/2013)
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Request |
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| 312 |
Filed: 7/10/2013, Entered: None |
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NOTICE OF ATTORNEY APPEARANCE John Van Lonkhuyzen appearing for USA. (Van Lonkhuyzen, John) (Entered: 07/10/2013)
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Request |
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| 311 |
Filed: 7/9/2013, Entered: None |
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SENTENCING MEMORANDUM by USA as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm. (Attachments: # 1 Exhibit Ex. 1: Munibonds Restitution Calculation, # 2 Exhibit Ex. 2: Co-Conspirator Breakdown, # 3 Exhibit Ex. 3A: Restitution Exposure for Defendants Carollo, Goldberg, and Grimm, # 4 Exhibit Ex. 3B: Restitution Exposure for Defendant Wolmark, # 5 Exhibit Ex. 3C: Restitution Exposure for Defendant Rothman, # 6 Exhibit Ex. 3D: Restitution Exposure for Defendant Zarefsky, # 7 Exhibit Ex. 3E: Restitution Exposure for Defendant Scott-Jones, # 8 Exhibit Ex. 4: Proof of Certain Additional Restitution Losses, # 9 Text of Proposed Order Order of Restitution re: Defendants Carollo, Goldberg, and Grimm, # 10 Text of Proposed Order Order of Restitution re: Defendant Scott-Jones)(Van Lonkhuyzen, John) (Entered: 07/09/2013)
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Request |
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| 310 |
Filed: 7/9/2013, Entered: None |
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FILING ERROR - DEFICIENT DOCKET ENTRY - NOTICE OF ATTORNEY APPEARANCE John Van Lonkhuyzen appearing for USA. (Corrected Mass. Bar Number) (Van Lonkhuyzen, John) Modified on 7/10/2013 (ka). (Entered: 07/09/2013)
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Request |
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| 309 |
Filed: 7/9/2013, Entered: None |
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FILING ERROR - DEFICIENT DOCKET ENTRY - NOTICE OF ATTORNEY APPEARANCE John Van Lonkhuyzen appearing for USA. (Van Lonkhuyzen, John) Modified on 7/10/2013 (ka). (Entered: 07/09/2013)
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 308 |
Filed: 6/13/2013, Entered: None |
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SEALED DOCUMENT placed in vault. (nm) (Entered: 06/13/2013)
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| 307 |
Filed: 5/31/2013, Entered: None |
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DECLARATION of Walter F. Timpone in Support as to Dominick P Carollo re: 152 MOTION in Limine To Sever. (dnd) (Entered: 06/11/2013)
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Request |
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| 306 |
Filed: 5/31/2013, Entered: None |
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MEMORANDUM in Support by Dominick P Carollo re 152 MOTION in Limine To Sever. (dnd) (Entered: 06/11/2013)
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Request |
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| 305 |
Filed: 5/31/2013, Entered: None |
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MOTION in Limine To Limit the Government's Introduction Of Evidence Of Uncharged Acts On Rule 404(b) Document filed by Dominick P Carollo. (dnd) (Entered: 06/11/2013)
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Request |
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| 304 |
Filed: 5/31/2013, Entered: None |
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STIPULATION TO UINSEAL DOCUMENTS as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm. For the reasons as set forth in this Order; NOW, THEREFORE, it is hereby stipulated and agreed by and between counsel for the United States and Defendants, through the undersigned attorneys, that: 1. The following motions and any accompanying memoranda of law and declarations shall no longer be treated as confidential and shall be unsealed: a. Notice of Defendants' Motion In Limine to Limit the Government's Introduction of Evidence of Uncharged Acts on Rule 404(b) Grounds, dated February 24,2012; b. Defendants' Motion In Limine to Limit the Government's Introduction of Evidence of Uncharged Acts on Rule 404(b) Grounds, dated February 24,2012; c. Notice of Defendant Carollo's Motion In Limine to Sever the Trial of Counts One, Two and Three from the Trial ofCounts Five and Six, dated February 24, 2012; and d.Memorandum of Law in Support of Mr. Carollo's Motion In Limine to Sever the Trial of Counts One, Two and Three from the Trial of Counts Five and Six, dated February 24, 2012. 2. The above documents shall be placed on the public docket in the above-captioned matter. IT IS SO ORDERED. (Signed by Judge Harold Baer on 5/30/2013)(dnd) (Entered: 05/31/2013)
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| 303 |
Filed: 5/13/2013, Entered: None |
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Judgment Returned Executed for 265 Judgment, as to (S1-10-Cr-654-01) Dominick P. Carollo on 12/17/2012. Defendant committed to FPC at Pensacola. (bw) (Entered: 05/31/2013)
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Request |
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| 302 |
Filed: 5/17/2013, Entered: None |
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STIPULATION AND ORDER REGARDING CERTAIN LETTER BRIEFS AND SUBMISSIONS as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm. It is hereby Stipulated and Agreed by and between counsel for the United States and Defendants, through the undersigned attorneys, that: Exhibit A hereto shall be docketed by the Clerk of the Court. The letters and documents referenced in Exhibit A shall become part of the record in this case, and may be included in the Record on Appeal that will be transmitted to the Second Circuit Court of Appeals. Exhibit B hereto shall be docketed by the Clerk of the Court. To the extent that the trial exhibits referenced in Exhibit B are not already part of the record in this case, they shall become part of the record, and may be included in the Record on Appeal that will be transmitted to the Second Circuit Court of Appeals. The exhibits and documents described in Exhibits A and B will be held by the attorneys of record until requested by the Second Circuit Court of Appeals. (Signed by Judge Harold Baer on 5/17/2013)(jw) (Entered: 05/17/2013)
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Request |
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| 301 |
Filed: 1/7/2013, Entered: None |
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MEMORANDUM OF LAW in Opposition by Steven E Goldberg as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm to Government's Request for Restitution. (Attachments: # 1 Certificate of Service)(Gitner, Daniel) (Entered: 01/07/2013)
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Request |
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| 300 |
Filed: 1/7/2013, Entered: None |
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MEMORANDUM OF LAW in Opposition by Peter S Grimm re: 299 Sentencing Memorandum filed by USA. (Heiss, Howard) (Entered: 01/07/2013)
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Request |
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| 299 |
Filed: 12/17/2012, Entered: None |
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SENTENCING MEMORANDUM by USA as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm. (Attachments: # 1 Attachment A-1, # 2 Attachment A-2, # 3 Attachment A-3, # 4 Attachment B)(Tugander, Steven) (Entered: 12/17/2012)
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| 298 |
Filed: 12/14/2012, Entered: None |
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NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm. Notice is hereby given that an official transcript of a Discovery Conference held on 11/29/12 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (Ortiz, Danny) (Entered: 12/14/2012)
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Request |
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| 297 |
Filed: 12/14/2012, Entered: None |
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TRANSCRIPT of Proceedings as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm re: Discovery Conference held on 11/29/10 before Magistrate Judge James C. Francis IV. Court Reporter/Transcriber: Carole Ludwig, (212) 420-0771, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 1/7/2013. Redacted Transcript Deadline set for 1/17/2013. Release of Transcript Restriction set for 3/18/2013. (Ortiz, Danny) Modified on 12/14/2012 (Ortiz, Danny). (Entered: 12/14/2012)
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| 296 |
Filed: 12/14/2012, Entered: None |
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NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm. Notice is hereby given that an official transcript of a Initial Appearance proceeding held on 7/30/10 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (Ortiz, Danny) (Entered: 12/14/2012)
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| 295 |
Filed: 12/14/2012, Entered: None |
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TRANSCRIPT of Proceedings as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm re: Initial Appearance held on 7/30/10 before Magistrate Judge Andrew J. Peck. Court Reporter/Transcriber: Carole Ludwig, (212) 420-0771, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 1/7/2013. Redacted Transcript Deadline set for 1/17/2013. Release of Transcript Restriction set for 3/18/2013. (Ortiz, Danny) (Entered: 12/14/2012)
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| 294 |
Filed: 12/10/2012, Entered: None |
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SATISFACTION OF JUDGMENT as to Dominick P Carollo re 265 Judgment,in the amount of $50,200.00. Judgment satisfied on 12/10/2012. (dnd) (Entered: 12/10/2012)
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| 293 |
Filed: 12/6/2012, Entered: None |
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ENDORSED LETTER as to Peter S Grimm addressed to Judge Harold Baer Jr. from Mark A. Racanelli dated 12/4/2012 re: For the reasons stated in the attached letter, we respectfully ask that the Court extend Mr. Grimm's surrender date until Friday. October 28, 2012, to allow him an opportunity to participate with his wife in the Southern District of New York's prison orientation program. ENDORSEMENT: I tried to change the date for the new program but pre trial services had problems with that thought so I'm afraid the family will have to convey any learning the program produces. Denied. (Signed by Judge Harold Baer on 12/6/2012)(dnd) (Entered: 12/06/2012)
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| 292 |
Filed: 12/4/2012, Entered: None |
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NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm. Notice is hereby given that an official transcript of a Hearing proceeding held on 12/20/11 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (Rodriguez, Somari) (Entered: 12/04/2012)
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Request |
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| 291 |
Filed: 12/4/2012, Entered: None |
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TRANSCRIPT of Proceedings as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm re: Hearing held on 12/20/11 before Judge Harold Baer. Court Reporter/Transcriber: Tara Jones, (212) 805-0300, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 1/2/2013. Redacted Transcript Deadline set for 1/7/2013. Release of Transcript Restriction set for 3/7/2013. (Rodriguez, Somari) (Entered: 12/04/2012)
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Request |
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| 290 |
Filed: 12/4/2012, Entered: None |
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NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm. Notice is hereby given that an official transcript of a Trial proceeding held on 5/10/12 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (Rodriguez, Somari) (Entered: 12/04/2012)
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Request |
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| 289 |
Filed: 12/4/2012, Entered: None |
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TRANSCRIPT of Proceedings as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm re: Trial held on 5/10/12 before Judge Harold Baer. Court Reporter/Transcriber: Jerry Harrison, (212) 805-0300, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 1/2/2013. Redacted Transcript Deadline set for 1/7/2013. Release of Transcript Restriction set for 3/7/2013. (Rodriguez, Somari) (Entered: 12/04/2012)
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| 288 |
Filed: 11/27/2012, Entered: None |
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MEMO ENDORSEMENT as to (S1-10-Cr-654-03) Peter S. Grimm on "Notice of Withdrawal" filed by Attorney Brooke E. Cucinella, dated November 26, 2012 re: I, Brooke E. Cucinella, an attorney with O'Melveny & Myers LLP, and one of the attorneys for Defendant Peter S. Grimm, hereby withdraw as counsel for Mr. Grimm. ENDORSEMENT: SO ORDERED. (Signed by Judge Harold Baer on 11/27/2012)(bw) (Entered: 11/27/2012)
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| 287 |
Filed: 11/21/2012, Entered: None |
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ENDORSED LETTER as to Dominick P Carollo addressed to Judge Harold Baer Jr. from Walter F. Timpone dated 11/20/2012 re: Defense counsel writes on behalf of the defendant to request a postponement of the defendant's surrender date so he can have necessary surgery before his imprisonment. His scheduled report date is November 26, 2012. ENDORSEMENT: I'LL GRANT AN ADJOURNMENT OF CAROLLO'S SURRENDER TO NOON ON MONDAY DEC. 17. YOU SHOULD KNOW I HAVE SPOKEN TO HIS DOCTOR AND TO THE MEDICAL STAFF DOCTORS IN PENSACOLA, HIS DOCTOR BELIEVES A MONTH WOULD CAUSE NO GREAT MEDICAL PROBLEM AND PENSACOLA IS EQUIPPED TO HANDLE HIS MALADY SO IT IS UNLIKELY THERE WILL BE A FURTHER ADJOURNMENT AND PENSACOLA BELIEVES THE SOONER HIS PROCESSING BEGINS THE BETTER FOR HIM IN TERMS OF TREATMENT -YOU DECIDE. SO ORDERED. (Signed by Judge Harold Baer on 11/21/2012)(dnd) (Entered: 11/21/2012)
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| 286 |
Filed: 11/20/2012, Entered: None |
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NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm. Notice is hereby given that an official transcript of a Sentence proceeding held on 10/18/12 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly) (Entered: 11/20/2012)
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| 285 |
Filed: 11/20/2012, Entered: None |
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TRANSCRIPT of Proceedings as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm re: Sentence held on 10/18/12 before Judge Harold Baer. Court Reporter/Transcriber: Andrew Walker, (212) 805-0300, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 12/14/2012. Redacted Transcript Deadline set for 12/26/2012. Release of Transcript Restriction set for 2/22/2013. (McGuirk, Kelly) (Entered: 11/20/2012)
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| 284 |
Filed: 11/20/2012, Entered: None |
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TRANSCRIPT of Proceedings as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm re: Discovery Conference held on 11/29/10 before Magistrate Judge James C. Francis IV. Court Reporter/Transcriber: Carole Ludwig, (212) 420-0771, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. (Ortiz, Danny) (Entered: 11/20/2012)
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| 283 |
Filed: 11/20/2012, Entered: None |
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TRANSCRIPT of Proceedings as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm re: Initial Appearance/Arraignment held on 7/30/10 before Magistrate Judge Andrew J. Peck. Court Reporter/Transcriber: Carole Ludwig, (212) 420-0771, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. (Ortiz, Danny) (Entered: 11/20/2012)
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| 282 |
Filed: 11/13/2012, Entered: None |
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AMENDED NOTICE OF APPEAL by Steven E Goldberg from 274 Amended Judgment.(tp) (Entered: 11/13/2012)
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| 281 |
Filed: 11/9/2012, Entered: None |
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ENDORSED LETTER as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm addressed to Judge Harold Baer, Jr from Daniel M. Gitner dated 11/8/2012 re: We respectfully request an extension of time until December 12 for all defendants to self-surrender, because of delays caused by Hurricane Sandy....ENDORSEMENT...Carollo has already been designated. Goldberg will bedesignated before the surrender date but to be safe I'll extend his surrender date a few days to December 3, 2012. Grimm has a problem of some sort and I'll grant the application to December 12, 2012. My information is also to the effect that in this particular Sandy played no role. I do hope you checked your information before writing to the Court, although it seems unlikely. (Signed by Judge Harold Baer on 11/9/2012)(jw) (Entered: 11/09/2012)
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| 280 |
Filed: 11/9/2012, Entered: None |
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TRANSCRIPT REQUEST by Dominick P Carollo as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm No transcript ordered. (Smart, James) (Entered: 11/09/2012)
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Request |
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| 279 |
Filed: 11/9/2012, Entered: None |
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TRANSCRIPT REQUEST by Steven E Goldberg as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm for a Trial proceeding before Judge Harold Baer re: 271 Notice of Appeal - Final Judgment. Transcript due by 11/26/2012. (Siffert, John) (Entered: 11/09/2012)
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| 278 |
Filed: 11/9/2012, Entered: None |
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TRANSCRIPT REQUEST by Peter S Grimm for a Hearing proceeding held on 7/30/2010, 8/4/2010, 11/29/2010, 12/16/2010, 4/7/2011, 5/19/2011, 6/16/2011, 8/9/2011, 9/27/2011, 12/2/2011, 12/20/2011, 1/4/2012, 3/7/2012, 3/14/2012, 3/20/2012, 4/2/2012, 4/12/2012 before Judge Harold Baer re: 276 Subsequent Notice of Appeal - Final Judgment. Transcript due by 11/26/2012. (Heiss, Howard) (Entered: 11/09/2012)
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| 277 |
Filed: 11/8/2012, Entered: None |
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First Supplemental ROA Sent to USCA (Index). Notice that the Supplemental Index to the record on Appeal as to Peter S Grimm re: 269 Notice of Appeal - Final Judgment, 276 Subsequent Notice of Appeal - Final Judgment USCA Case Number 12-4310-cr, 3 Copies of the index, Certified Supplemental Clerk Certificate and Certified Docket Sheet were transmitted to the U.S. Court of Appeals. (nd) (Entered: 11/08/2012)
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| 276 |
Filed: 11/8/2012, Entered: None |
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AMENDED NOTICE OF APPEAL by Peter S Grimm from 275 Amended Judgment, re 269 Notice of Appeal. (nd) (Entered: 11/08/2012)
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| 275 |
Filed: 11/5/2012, Entered: None |
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AMENDED JUDGMENT In Criminal Case (S1-10-Cr-654-03) as to Peter S. Grimm (3). Date of Imposition of Judgment: November 5, 2012. Date of Original Judgment: 10/18/2012. Reason for Amendment: Correction of Sentence for Clerical Mistake. Defendant Peter S. Grimm (3) was found guilty on Count(s) 1s-2s, and 4s, after a plea of not guilty. Count(s) underlying Indictment/open counts are dismissed on the motion of the United States. IMPRISONMENT: 36 MONTHS ON EACH COUNTS 1s, 2s, AND 4s TO RUN CONCURRENTLY. The court makes the following recommendations to the Bureau of Prisons: That the Defendant be incarcerated at the Satellite Camp at FCI FT. Dix, New Jersey (*). -The defendant shall surrender to the United States Marshal for this district: at 12:00 p.m. on 11/26/2012 or see below. -The defendant shall surrender for service of sentence at the institution designated by the Bureau of Prisons: before 2 p.m. on 11/26/2012 or see above. SUPERVISED RELEASE: 2 YEARS TOTAL. Two (2) years on each of Counts 1s, 2s, and 4s to run concurrently. The above drug testing condition (see page 3 of judgment) is suspended, based on the court's determination that the defendant poses a low risk of future substance abuse. The defendant shall not possess a firearm, ammunition, destructive device, or any other dangerous weapon. The defendant shall cooperate in the collection of DNA as directed by the probation officer. Special Conditions of Supervision (see page 4 of judgment). ASSESSMENT: $300.00, due immediately. FINE: $50,000.00. RESTITUTION: TBD within 60 days. Special instructions regarding the payment of criminal monetary penalties: The Fine $50,000.00 should be paid prior to the Defendant surrendering to the BOP, if not the Defendant shall pay the balance at a rate of 10% of his gross monthly income after his release from the BOP. (Signed by Judge Harold Baer on 11/5/2012)(bw) (Entered: 11/07/2012)
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| 274 |
Filed: 11/5/2012, Entered: None |
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AMENDED JUDGMENT In A Criminal Case (S1-10-Cr-654-02) as to Steven E. Goldberg (2). Date of Imposition of Judgment: October 18, 2012. Date of Original Judgment: 10/18/2012. Reason for Amendment: Correction of Sentence for Clerical Mistake. Defendant Steven E. Goldberg (2) was found guilty on Count(s) 1s-2s, and 5s-6s, after a plea of not guilty. Count(s) underlying indictments/ open counts are dismissed on the motion of the United States. IMPRISONMENT: 48 MONTHS ON EACH COUNTS 1s, 2s, 5s, AND 6s TO RUN CONCURRENTLY. The court makes the following recommendations to the Bureau of Prisons: That the Defendant be incarcerated at the Satellite Camp at FCI Schuykill, PA.(*). -The defendant shall surrender to the United States Marshal for this district: at 12:00 p.m. on 11/26/2012 or see below. The defendant shall surrender for service of sentence at the institution designated by the Bureau of Prisons: before 2 p.m. 11/26/2012 or see above. SUPERVISED RELEASE: 2 YEARS TOTAL. Two (2) years on each of Counts 1s, 2s, 5s and 6s to run concurrently. The above drug testing condition (see page 3 of judgment) is suspended, based on the court's determination that the defendant poses a low risk of future substance abuse. The defendant shall not possess a firearm, ammunition, destructive device, or any other dangerous weapon. The defendant shall cooperate in the collection of DNA as directed by the probation officer. Special Conditions of Supervision (see page 4 of judgment). ASSESSMENT: $400.00, due immediately. FINE: $90,000.00. RESTITUTION: TBD within 60 days. Special instructions regarding the payment of criminal monetary penalties: The Defendant shall pay a fine of $90,000.00 prior to his surrender to the BOP. If not paid prior to incarceration the Defendant will pay 10% of his gross monthly income after his release from the BOP. (Signed by Judge Harold Baer on 11/5/2012)(bw) (Entered: 11/07/2012)
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Request |
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| 273 |
Filed: 11/5/2012, Entered: None |
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ENDORSED LETTER as to (10-Cr-654-02) Steven E. Goldberg addressed to Judge Harold Baer from Attorney Daniel M. Gitner dated October 26, 2012 re: submitted to request that the Court extend Mr. Goldberg's surrender date and to request that the Court correct a clerical error in Mr. Goldberg's judgment regarding the Court's recommendation to the Bureau of Prisons. Accordingly, in order to avoid confusion or misunderstanding, we respectfully request that the Court correct Mr. Goldberg's judgment pursuant to Federal Rule of Criminal Procedure 36 to reflect the Court's recommendation that Mr. Goldberg be designated to the federal prison camp in Schuylkill, Pennsylvania, i.e., "FPC Schuylkill." ENDORSEMENT: FPC is wrong according to our information and the "Federal Prison Guidebooks" but as you will see I spelled it out to take no chances and birthdays count so November 28 is fine. (Signed by Judge Harold Baer on 11/5/2012)(bw) (Entered: 11/07/2012)
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Request |
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| 272 |
Filed: 11/5/2012, Entered: None |
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ENDORSED LETTER as to (S1-10-Cr-654-03) Peter S. Grimm addressed to Judge Harold Baer from Attorney Howard E. Heiss dated October 26, 2012 re: We are writing to request that the Court correct a clerical error in the Judgment entered on October 25, 2012. ENDORSEMENT: I think I accomplished your request at least for now. (Signed by Judge Harold Baer on 11/5/2012)(bw) (Entered: 11/07/2012)
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Request |
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| 271 |
Filed: 10/26/2012, Entered: None |
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NOTICE OF APPEAL by Steven E Goldberg from 266 Judgment. Filing fee $ 455.00, receipt number 465401051979. (tp) (Entered: 10/26/2012)
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Request |
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| 270 |
Filed: 10/26/2012, Entered: None |
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NOTICE OF APPEAL by Dominick P Carollo from 265 Judgment. Filing fee $ 455.00, receipt number 465401051981. (tp) (Entered: 10/26/2012)
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Request |
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| 269 |
Filed: 10/26/2012, Entered: None |
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NOTICE OF APPEAL by Peter S Grimm from 267 Judgment. Filing fee $ 455.00, receipt number 465401051961. (tp) (Entered: 10/26/2012)
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Request |
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| 268 |
Filed: 10/26/2012, Entered: None |
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MINUTE ORDER as to Dominick P. Carollo, Steven E. Goldberg, Peter S. Grimm. Whereas the defendants jointly (ECF No. 247) and defendant Carollo individually (ECF No. 249) moved for acquittal and I denied the motions from the bench on October 18, 2012, the Clerk of Court is instructed to close the motions. SO ORDERED. (Signed by Judge Harold Baer on 10/25/2012)(bw) (Entered: 10/26/2012)
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Request |
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| 267 |
Filed: 10/25/2012, Entered: None |
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FILED JUDGMENT IN A CRIMINAL CASE as to Peter S Grimm (3), Count(s) 1, 2-6, 3s, Underlying Indictment counts are dismissed on the motion of the US; Count(s) Found guilty to 1s-2s, 4s, Imprisonment for a total term of 36 Months on each of counts 1,2, & 4 to run concurrently. Supervised release for a term of 2 years total. The court makes the following recommendations to the Bureau of Prisons: That the defendant be incarcerated at FCI FT. Dix, NJ. The defendant shall surrender to the United States Marshal for this district at 12:00pm on 11/26/2012 or see below. The defendant shall surrender for service of sentence at the institution designated by the Bureau of Prisons before 2pm on 11/26/12 or see above. Special Assessment of $300 which is due immediately. Fine of $50,000.00 which should be paid prior to the defendant surrendering to the BOP, if not the defendant shall pay the balance at a rate of 10% of gross monthly income after his release from the BOP. (Signed by Judge Harold Baer on 10/25/2012)(jw) (Entered: 10/25/2012)
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Request |
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| 266 |
Filed: 10/25/2012, Entered: None |
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FILED JUDGMENT IN A CRIMINAL CASE as to Steven E Goldberg (2), Count(s) 1, 2-5, 3s, 7, 7s, 8-11, Underlying Indictment are dismissed on the motion of the US; Found guilty to Count(s) 1s-2s, 5s-6s, Imprisonment for a total term of 48 Months on each of counts 1,2,5 & 6 to run concurrently. Supervised release for a term of 2 years total. The court makes the following recommendations to the Bureau of Prisons: That the defendant be incarcerated at FCI Schuykill, PA. The defendant shall surrender to the United States Marshal for this district: at 12:00pm on 11/26/2012 or see below. The defendant shall surrender for service of sentence at the institution designated by the Bureau of Prisons: before 2pm on 11/26/2012 or see above. Special Assessment of $400 which is due immediately. Fine of $90,000.00 prior to his surrender to the BOP, if not paid prior to incarceration the defendant will pay 10% of his gross monthly income after his release from the BOP. (Signed by Judge Harold Baer on 10/25/2012)(jw) (Entered: 10/25/2012)
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Request |
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| 265 |
Filed: 10/25/2012, Entered: None |
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FILED JUDGMENT IN A CRIMINAL CASE as to Dominick P Carollo (1), Count(s) 1, 12, 2-4, 3s, Underlying Indictment counts are dismissed on the motion of the US; Found guilty to Count(s) 1s-2s, Imprisonment for a total term of 36 Months on each of counts to run concurrently. Supervised release for a term of 2 years.; Count(s) 7s, Dismissed. The court makes the following recommendations to the Bureau of Prisons: That the defendant be incarcerated at FPC Pensacola. The defendant shall surrender to the United States Marshal for this district: at 12:00pm on 11/26/12 or see below. The defendant shall surrender for service of sentence at the institution designated by the Bureau of Prisons: before 2pm on 11/26/12 or see above. Special Assessment of $200 which is due immediately. Fine of $50,000.00 which should be paid prior to the defendant's surrendering to the BOP, if not completely paid the defendant shall pay 10% of his gross monthly income after his release from incarceration. (Signed by Judge Harold Baer on 10/25/2012)(jw) (Entered: 10/25/2012)
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Request |
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| 264 |
Filed: None, Entered: None |
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NOTICE OF FILING OF OFFICIAL TRANSCRIPT as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm. Notice is hereby given that an official transcript of a Sentence proceeding held on 10/18/12 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days.... (McGuirk, Kelly) (Entered: 10/23/2012)
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Request From Archives (Scanning Fees/Delay May Apply) |
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| 263 |
Filed: None, Entered: None |
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TRANSCRIPT of Proceedings as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm re: Sentence held on 10/18/12 before Judge Harold Baer. Court Reporter/Transcriber: Andrew Walker, (212) 805-0300, Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 11/16/2012. Redacted Transcript Deadline set for 11/29/2012. Release of Transcript Restriction set for 1/25/2013. (McGuirk, Kelly) (Entered: 10/23/2012)
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Request From Archives (Scanning Fees/Delay May Apply) |
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| 262 |
Filed: 10/15/2012, Entered: None |
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Certificate of Service of 261 Sentencing Memorandum by USA as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm. Document was served on Howard E. Heiss, John S. Siffert, Walter F. Timpone on 10-15-12. (Tugander, Steven) (Entered: 10/15/2012)
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Request |
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| 262 |
Filed: None, Entered: None |
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Certificate of Service of 261 Sentencing Memorandum by USA as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm. Document was served on Howard E. Heiss, John S. Siffert, Walter F. Timpone on 10-15-12. (Tugander, Steven) (Entered: 10/15/2012)
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Request From Archives (Scanning Fees/Delay May Apply) |
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| 261 |
Filed: 10/15/2012, Entered: None |
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SENTENCING MEMORANDUM by USA as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm. (Attachments: # 1 Appendix Loss Calculation Summary)(Tugander, Steven) (Entered: 10/15/2012)
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Request |
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| 261 |
Filed: None, Entered: None |
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SENTENCING MEMORANDUM by USA as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm. (Attachments: # 1 Appendix Loss Calculation Summary)(Tugander, Steven) (Entered: 10/15/2012)
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Request From Archives (Scanning Fees/Delay May Apply) |
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| 260 |
Filed: 10/15/2012, Entered: None |
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NOTICE OF ATTORNEY APPEARANCE: Anton Metlitsky appearing for Peter S Grimm. Appearance Type: Retained. (Metlitsky, Anton) (Entered: 10/15/2012)
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Request |
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| 260 |
Filed: None, Entered: None |
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NOTICE OF ATTORNEY APPEARANCE: Anton Metlitsky appearing for Peter S Grimm. Appearance Type: Retained. (Metlitsky, Anton) (Entered: 10/15/2012)
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Request From Archives (Scanning Fees/Delay May Apply) |
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| 259 |
Filed: 9/24/2012, Entered: None |
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ENDORSED LETTER as to Dominick P. Carollo, Steven E. Goldberg, Peter S. Grimm addressed to Judge Harold Baer from Attorney Mark Racanelli dated September 21, 2012 re: We write on behalf of the defendants in the above-referenced case to address a scheduling issue raised by the Court's September 21, 2012 Order regarding the presentencing briefing schedule. ENDORSEMENT: Final PSRs due October 4. Defendants' papers due October 10. Government's papers due October 15. Sentencing October 18. Defendants should be aware that if any of their clients are incarcerated, they will likely be remanded. SO ORDERED: (Signed by Judge Harold Baer on 9/24/2012)(bw) (Main Document 259 replaced on 9/24/2012) (bw). (Entered: 09/24/2012)
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Request |
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| 259 |
Filed: None, Entered: None |
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ENDORSED LETTER as to Dominick P. Carollo, Steven E. Goldberg, Peter S. Grimm addressed to Judge Harold Baer from Attorney Mark Racanelli dated September 21, 2012 re: We write on behalf of the defendants in the above-referenced case to address a scheduling issue raised by the Court's September 21, 2012 Order regarding the presentencing briefing schedule. ENDORSEMENT: Final PSRs due October 4. Defendants' papers due October 10. Government's papers due October 15. Sentencing October 18. Defendants should be aware that if any of their clients are incarcerated, they will likely be remanded. SO ORDERED: (Signed by Judge Harold Baer on 9/24/2012)(bw) (Main Document 259 replaced on 9/24/2012) (bw). (Entered: 09/24/2012)
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Request From Archives (Scanning Fees/Delay May Apply) |
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| 258 |
Filed: 9/21/2012, Entered: None |
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ORDER as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm(Defendants Replies due by 10/1/2012, Government Responses due by 10/5/2012) It is hereby ORDERED that the defendants shall file their presentence memoranda and supporting papers no later than October 1, 2012, and the government its memoranda no later than October 5, 2012. (Signed by Judge Harold Baer on 9/20/2012)(jw) (Entered: 09/21/2012)
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Request |
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| 257 |
Filed: 9/12/2012, Entered: None |
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REPLY MEMORANDUM OF LAW in Support by Dominick P Carollo as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm re: 249 MOTION for Acquittal.. (Krzastek, Walter) (Entered: 09/12/2012)
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Request |
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| 257 |
Filed: None, Entered: None |
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REPLY MEMORANDUM OF LAW in Support by Dominick P Carollo as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm re: 249 MOTION for Acquittal.. (Krzastek, Walter) (Entered: 09/12/2012)
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Request From Archives (Scanning Fees/Delay May Apply) |
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| 256 |
Filed: 9/12/2012, Entered: None |
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REPLY MEMORANDUM OF LAW in Support as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm re: 247 JOINT MOTION for Acquittal.. (Racanelli, Mark) (Entered: 09/12/2012)
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Request |
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| 256 |
Filed: None, Entered: None |
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REPLY MEMORANDUM OF LAW in Support as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm re: 247 JOINT MOTION for Acquittal.. (Racanelli, Mark) (Entered: 09/12/2012)
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Request From Archives (Scanning Fees/Delay May Apply) |
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| 255 |
Filed: 8/27/2012, Entered: None |
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MEMORANDUM in Opposition by USA as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm re 249 MOTION for Acquittal., 247 JOINT MOTION for Acquittal.. (Tugander, Steven) (Entered: 08/27/2012)
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Request |
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| 255 |
Filed: None, Entered: None |
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MEMORANDUM in Opposition by USA as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm re 249 MOTION for Acquittal., 247 JOINT MOTION for Acquittal.. (Tugander, Steven) (Entered: 08/27/2012)
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Request From Archives (Scanning Fees/Delay May Apply) |
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| 254 |
Filed: 8/20/2012, Entered: None |
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ENDORSED LETTER as to Dominick P Carollo addressed to Judge Harold Baer, Jr from Antonia R. Hill dated 8/10/2012 re: The Government respectfully writes to notify the Court that it has received a request from Counsel to the Democratic Caucus of the Ohio House of Representatives for copies of the Government's trial exhibits from United States v. Carollo. The Government notes that these 1 : materials became part of the public record during the Carollo trial, which concluded on May 11, 2012....ENDORSEMENT...10 days having elapsed without objection this application is granted on consent. (Signed by Judge Harold Baer on 8/20/12)(jw) (Entered: 08/20/2012)
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Request |
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| 254 |
Filed: None, Entered: None |
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ENDORSED LETTER as to Dominick P Carollo addressed to Judge Harold Baer, Jr from Antonia R. Hill dated 8/10/2012 re: The Government respectfully writes to notify the Court that it has received a request from Counsel to the Democratic Caucus of the Ohio House of Representatives for copies of the Government's trial exhibits from United States v. Carollo. The Government notes that these 1 : materials became part of the public record during the Carollo trial, which concluded on May 11, 2012....ENDORSEMENT...10 days having elapsed without objection this application is granted on consent. (Signed by Judge Harold Baer on 8/20/12)(jw) (Entered: 08/20/2012)
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Request From Archives (Scanning Fees/Delay May Apply) |
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| 253 |
Filed: 8/17/2012, Entered: None |
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ORDER as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm. ORDERED that my Order of August 1, 2012, (ECF No. 252) is amended to properly refer to the sidebar discussion of April 27, 2012. SO ORDERED. (Signed by Judge Harold Baer on 8/17/12)(jw) (Entered: 08/17/2012)
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Request |
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| 253 |
Filed: None, Entered: None |
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ORDER as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm. ORDERED that my Order of August 1, 2012, (ECF No. 252) is amended to properly refer to the sidebar discussion of April 27, 2012. SO ORDERED. (Signed by Judge Harold Baer on 8/17/12)(jw) (Entered: 08/17/2012)
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Request From Archives (Scanning Fees/Delay May Apply) |
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| 252 |
Filed: 8/1/2012, Entered: None |
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ENDORSED LETTER as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm addressed to Judge Harold Baer, Jr from Antonia R. Hill dated 7/19/12 re: The Government writes in response to Defendants' letter of July 17,20.12 requesting that the Court unseal the side bar discussion that took place on April 29, 2012 in the United States v. Carollo, et al., 10-Cr. 654 (HR). The Government has no objection to the Court's unsealing of this transcript...ENDORSEMENT..Granted on consent. SO ORDERED. (Signed by Judge Harold Baer on 8/1/12)(jw) (Entered: 08/01/2012)
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Request |
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| 251 |
Filed: 8/1/2012, Entered: None |
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ENDORSED LETTER as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm addressed to Judge Harold Baer, Jr from Antonia R. Hill dated 7/30/12 re: The Government respectfully writes to notify the Court that it has received a media request from Public Source for copies of certain of the Government's trial exhibits from US v. Carolla, and to seek the Court's approval before disclosing these materials...ENDORSEMENT..Granted on consent. SO ORDERED. (Signed by Judge Harold Baer on 8/1/12)(jw) (Entered: 08/01/2012)
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Request |
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| 250 |
Filed: 7/13/2012, Entered: None |
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MEMORANDUM in Support by Dominick P Carollo as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm re 249 MOTION for Acquittal.. (Krzastek, Walter) (Entered: 07/13/2012)
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Request |
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| 249 |
Filed: 7/13/2012, Entered: None |
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MOTION for Acquittal. Document filed by Dominick P Carollo as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm. (Krzastek, Walter) (Entered: 07/13/2012)
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Request |
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| 252 |
Filed: None, Entered: None |
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ENDORSED LETTER as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm addressed to Judge Harold Baer, Jr from Antonia R. Hill dated 7/19/12 re: The Government writes in response to Defendants' letter of July 17,20.12 requesting that the Court unseal the side bar discussion that took place on April 29, 2012 in the United States v. Carollo, et al., 10-Cr. 654 (HR). The Government has no objection to the Court's unsealing of this transcript...ENDORSEMENT..Granted on consent. SO ORDERED. (Signed by Judge Harold Baer on 8/1/12)(jw) (Entered: 08/01/2012)
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Request From Archives (Scanning Fees/Delay May Apply) |
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| 251 |
Filed: None, Entered: None |
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ENDORSED LETTER as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm addressed to Judge Harold Baer, Jr from Antonia R. Hill dated 7/30/12 re: The Government respectfully writes to notify the Court that it has received a media request from Public Source for copies of certain of the Government's trial exhibits from US v. Carolla, and to seek the Court's approval before disclosing these materials...ENDORSEMENT..Granted on consent. SO ORDERED. (Signed by Judge Harold Baer on 8/1/12)(jw) (Entered: 08/01/2012)
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Request From Archives (Scanning Fees/Delay May Apply) |
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| 250 |
Filed: None, Entered: None |
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MEMORANDUM in Support by Dominick P Carollo as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm re 249 MOTION for Acquittal.. (Krzastek, Walter) (Entered: 07/13/2012)
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Request From Archives (Scanning Fees/Delay May Apply) |
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| 249 |
Filed: None, Entered: None |
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MOTION for Acquittal. Document filed by Dominick P Carollo as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm. (Krzastek, Walter) (Entered: 07/13/2012)
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Request From Archives (Scanning Fees/Delay May Apply) |
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| 248 |
Filed: 7/13/2012, Entered: None |
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MEMORANDUM in Support by Dominick P Carollo, Steven E Goldberg, Peter S Grimm re 247 JOINT MOTION for Acquittal.. (Heiss, Howard) (Entered: 07/13/2012)
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Request |
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| 247 |
Filed: 7/13/2012, Entered: None |
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JOINT MOTION for Acquittal. Document filed by Dominick P Carollo, Steven E Goldberg, Peter S Grimm. (Heiss, Howard) (Entered: 07/13/2012)
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Request |
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| 246 |
Filed: 7/11/2012, Entered: None |
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ENDORSED LETTER: As to Steven E Goldberg addressed to Judge Harold Baer Jr. from Daniel M. Gitner dated 7/9/2012. re: We respectfully submit this letter on behalf of Steven Goldberg to request that his Pretrial Service reporting obligations be changed from monthly in person meetings to weekly reporting by telephone, with in person reporting to be done every other month. ENDORSEMENT: With no objections, granted. SO ORDERED. (Signed by Judge Harold Baer on 7/11/2012)(dnd) (Entered: 07/11/2012)
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Request |
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| 245 |
Filed: 7/2/2012, Entered: None |
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ENDORSED LETTER as to Dominick P Carollo, addressed to Judge Harold Baer, Jr., from Walter F. Timpone, atty for dft, dated 6/29/2012, re: dft requests permission to alter his pretrial reporting obligations from monthly in-person meetings to weekly reporting by telephone. Mr. Carollo resides in New Jersey. -- Judge endorsed: With no objections, it's okay with me to report to telephone every other month, and each intervening month he will report in person. SO ORDERED. (Signed by Judge Harold Baer on 7/1/2012)(ja) (Entered: 07/02/2012)
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Request |
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| 244 |
Filed: 6/20/2012, Entered: None |
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ENDORSED LETTER: As to Peter S Grimm addressed to Judge Harold Baer Jr. from Mark Racanelli dated 6/19/2012 re: We write of behalf of Peter Grimm, a defendant in the above-referenced case, to respectfully request permission for Mr. Grimm to fulfill his pretrial services reporting obligations by phone in lieu of monthly in-person meetings. ENDORSEMENT: If the AUSA and Pretrial Services have no objection as you say its OK with me to do telephone interviews at first every other month and intervening month he will report in person. (Signed by Judge Harold Baer on 6/20/2012)(dnd) (Entered: 06/20/2012)
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Request |
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| 243 |
Filed: 6/1/2012, Entered: None |
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TRANSCRIPT of Proceedings as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm held on April 18, 19, 20, 2012 before Judge Harold Baer. (rjm) (Entered: 06/19/2012)
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Request |
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| 242 |
Filed: 6/14/2012, Entered: None |
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NOTICE of Withdrawal of Appearance of Abigail Lauer on behalf of David Eckhart and Investment Management Advisory Group as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm (Lauer, Abigail) (Entered: 06/14/2012)
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Request |
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| 241 |
Filed: 6/11/2012, Entered: None |
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MEMO ENDORSEMENT as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm. re: Joint Request of Parties for Amended Post-Trial Scheduling Order. ENDORSEMENT: I apparently misunderstood, the request - my thought was that fully briefed motions would be on my desk on July 10 but I reviewed the transcript and while I don't believe such a long time is necessary I can see it was probably what was sought and I will allow the timetable you suggest. There is some room for page limits and thus defendants will have a total of 60 pages and can divide it up as they wish and the government a total of 40 pages-this includes moving papers answering papers and reply. SO ORDERED. (Signed by Judge Harold Baer on 6/11/2012)(dnd) (Entered: 06/11/2012)
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Request |
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| 240 |
Filed: 6/1/2012, Entered: None |
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TRANSCRIPT of Proceedings as to Dominick P Carollo held on May 2, 3, 4, 7, 8, 9, 11, 2012 before Judge Harold Baer. (rjm) (Entered: 06/06/2012)
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Request |
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| 239 |
Filed: 5/30/2012, Entered: None |
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TRANSCRIPT of Proceedings as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm held on April 12, 16, 17, 2012 before Judge Harold Baer. (rjm) (Entered: 05/30/2012)
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Request |
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| 238 |
Filed: 5/30/2012, Entered: None |
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TRANSCRIPT of Proceedings as to Dominick P Carollo held on April 27, 30 2012. May 1, 2012 before Judge Harold Baer. (rjm) (Entered: 05/30/2012)
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Request |
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| 237 |
Filed: 5/29/2012, Entered: None |
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TRANSCRIPT of Proceedings as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm held on April 23-27, 2012 before Judge Harold Baer. (rjm) (Entered: 05/29/2012)
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Request |
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| 236 |
Filed: 5/14/2012, Entered: None |
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PRB Bond Entered as to Dominick P Carollo in amount of $ 500,000.00. Co-signed by 1 FRP; Standard pretrial services supervision; Travel includes the Continental US with the consent of the pretrial services officer. Advice of Penalties and Sanctions attached. (jw) (Entered: 05/18/2012)
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Request |
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| 235 |
Filed: 5/14/2012, Entered: None |
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PRB Bond Entered as to Peter S Grimm in amount of $ 500,000.00. Surrender any passport. Travel permitted within the Continental US with the consent of the pretrial services officer. Co-signed by 1 FRP; Standard pretrial services supervision; Travel includes the Continental US with the consent of the pretrial services officer. Advice of Penalties and Sanctions attached. (jw) (Entered: 05/18/2012)
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Request |
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| 234 |
Filed: 5/14/2012, Entered: None |
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PRB Bond Entered as to Steven E Goldberg in amount of $ 500,000.00. Surrender any passport. Travel permitted within the Continental US with the consent of the pretrial services officer. Co-signed by 1 FRP; Standard pretrial services supervision; travel includes the Continental US with the consent of the pretrial services officer. Advice of Penalties and Sanctions attached. (jw) (Entered: 05/18/2012)
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Request |
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| 233 |
Filed: 4/25/2012, Entered: None |
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SEALED DOCUMENT placed in vault. (mps) (Entered: 04/25/2012)
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| 232 |
Filed: 4/13/2012, Entered: None |
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NOTICE OF ATTORNEY APPEARANCE: Michael Brendan Devins appearing for Dominick P Carollo. (McElroy, Deutsch, Mulvaney & Carpenter, LLP) (Devins, Michael) (Entered: 04/13/2012)
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Request |
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| Save 25% on a pre-paid one year subscription. |
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| 231 |
Filed: 4/12/2012, Entered: None |
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CONSENT ORDER Pursuant to Federal Rule of Evidence 502(d) regarding the US Production of cert as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm. IT IS HEREBY ORDERED THAT Pursuant to Fed. R. Evid. 502(d): (a) The Government's disclosure of the consensual recordings, Government interview memoranda, redacted third party documents, and third party written material identified above, and defendants' use of the such material in connection with this proceeding does not constitute a waiver of Privilege Claimant 7's attorney client privilege or work product protection in the above-captioned matters pending before the Court, and (b) The Government's disclosure of the consensual recordings, Government interview memoranda, redacted third party documents, and third party written material identified above to defendants, and defendants use in connection with this proceeding does not constitute a waiver of Privilege Claimant 7's attorney client privilege or work product protection in any other federal or state proceeding pursuant to Fed. R. Civ. P. 26, Fed. R. Crim. P. 16, and/or analogous state rules. SO ORDERED. (Signed by Magistrate Judge James C. Francis on 4/12/12)(jw) (Entered: 04/12/2012)
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Request |
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| 230 |
Filed: 4/12/2012, Entered: None |
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ENDORSED LETTER as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm addressed to Judge James C. Francis from Charles V. Reilly and Laura Heiser dated 4/12/12 re: The Government respectfully submits that based on representations made by the defendants in the referenced matter in letters addressed to the Government dated April 11, 2012 with respect to claims of privilege asserted by Privilege Claimants 1,2,3,4,5,6, and 8, and concerning materials subject to Applications filed by the United States as set forth in Docket Entry No. 118 and No. 200, the Government withdraws such Applications submitted in the referenced matter...ENDORSEMENT...SO ORDERED. (Signed by Magistrate Judge James C. Francis on 4/12/12)(jw) (Entered: 04/12/2012)
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Request |
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| 229 |
Filed: 4/12/2012, Entered: None |
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MOTION Entry of a Consent Order Pursuant to FRE 502(d). Document filed by USA as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm. (Attachments: # 1 Text of Proposed Order)(Reilly, Charles) (Entered: 04/12/2012)
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Request |
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| 228 |
Filed: 4/11/2012, Entered: None |
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NOTICE OF ATTORNEY APPEARANCE: Derek Chan appearing for Steven E Goldberg. (Chan, Derek) (Entered: 04/11/2012)
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Request |
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| 227 |
Filed: 4/11/2012, Entered: None |
|
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ORDER: As to Dominick P Carollo, Steven E Goldberg, Peter S Grimm. WHEREAS, the defendants seek an Order that requires the Government to comply with its constitutional obligations to disclose to the defendants certain material; and WHEREAS, both sides have explained in some detail either their problems in obtaining certain materials or with respect to the Government how they have complied and will in the future comply with any continuing obligations with respect to providing material to the defendants; and WHEREAS, I have reviewed those letters and conclude that while the sought for order may avoid further time spent throughout the trial with respect to said material and with the understanding that the Order is in no way critical of the production made thus far by the Government as outlined in its April 5, 2012 letter; it is hereby ORDERED: that all information known to the Government that is material to the guilt or punishment of the defendants and is required pursuant to Supreme Court precedents and all impeachment material as required by Supreme Court precedents must be disclosed to the defendants and must be disclosed wherever possible in time for its effective use at trial by the defendants. SO ORDERED. (Signed by Judge Harold Baer on 4/10/2012)(dnd) (Entered: 04/11/2012)
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Request |
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| 226 |
Filed: 4/11/2012, Entered: None |
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TRANSCRIPT of Proceedings as to Steven E. Goldberg held on April 2, 2012 9:10 a.m. before Judge Harold Baer. (bw) (Entered: 04/11/2012)
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Request |
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| 225 |
Filed: None, Entered: None |
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ENDORSED LETTER as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm addressed to Judge Harold Baer, Jr from Howard E. Heiss dated 4/9/12 re: We respectfully submit the following requests relating to courtroom technology and other requests for trial...ENDORSEMENT...This proposed number of devices is OK subject to the Standing Order M 10-468 which requires that each applicant be a member of the Bar of this Court and have a service pass. Further the Rule requires that with more than three laptops you must obtain the approval of Judge Kaplan, Chair of the Technology Committee. (Signed by Judge Harold Baer on 4/10/12)(jw) (Entered: 04/10/2012)
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Request From Archives (Scanning Fees/Delay May Apply) |
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| 224 |
Filed: 4/10/2012, Entered: None |
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ORDER as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm. I hereby authorize Courtroom Connect, a Southern District of New York contracted vendor, to provide the parties in United States v. Carollo et at, S1 10cr654(HB), with Internet connectivity and Remote Real Time Transcript feeds for the duration of the proceedings, set to begin on Monday. April 16, 2012. Courtroom Connect can proceed to make arrangements with the District Executive Office of the Court and the official court reporter. The approved attorneys and parties on the case are allowed to bring int he necessary electronic computing devices to connect to the Courtroom Connect service. This orders permitted and made in accordance with the Rules of the Board of Judges of the SDNY. (Signed by Judge Harold Baer on 4/10/12)(jw) (Entered: 04/10/2012)
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Request |
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| 223 |
Filed: 4/9/2012, Entered: None |
Motion in Limine |
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MOTION in Limine Letter Brief. Document filed by Peter S Grimm as to Dominick P Carollo, Peter S Grimm. (Heiss, Howard) (Entered: 04/09/2012)
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Request |
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| 222 |
Filed: 4/9/2012, Entered: None |
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OPINION AND ORDER granting in part and denying in part 130 Motion to Quash as to Steven E Goldberg (2); finding as moot 180 Motion to Quash as to Steven E Goldberg (2). This action is before the Court upon the motions of non-party Daniel Naeh to quash two of defendant Steven Goldberg's Rule 17(c) subpoenas. The defendant no longer seeks enforcement of the second subpoena. The March 9, 2012, motion to quash the second subpoena is therefore denied as moot. For the following reasons, the February 22, 2012, motion to quash the first subpoena is granted in part and denied in part.... CONCLUSION: Based on the foregoing, the February 22, 2012, motion to quash the first subpoena as it is directed to Requests 4(3) and 6(3) is granted. The motion is otherwise denied; Naeh shall produce at trial the remaining documents in accordance with the subpoena. The Clerk of the Court is instructed to close the motions and remove them from my docket. SO ORDERED. (Signed by Judge Harold Baer on 4/9/2012) (ja) (Entered: 04/09/2012)
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Request |
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| 221 |
Filed: 4/6/2012, Entered: None |
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Order to Seal Document as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm. THIS MATTER having been brought before the Court on Privilege Claimant 8's application for entry of an Order to File Under Seal briefs and declarations in opposition to the United States Application for an Order disclosing to the defendants portions of memoranda interview that are claimed by third parties to be attorney client privilege product, filed by the United States on March 15,2012, and the Court having found that there are legitimate confidentially conerns which warrant the relief sought, and for good cause shown, it is on this 6th, day of April 2012. ORDERED that the application to seal is granted and it is ORDERED that briefs and declarations in support thereof, are sealed. (Signed by Magistrate Judge James C. Francis on 4/6/2012)(dnd) (Entered: 04/09/2012)
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Request |
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| 220 |
Filed: 4/6/2012, Entered: None |
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SEALED DOCUMENT placed in vault. (mps) (Entered: 04/09/2012)
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| 219 |
Filed: 4/6/2012, Entered: None |
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MEMORANDUM OF LAW in Opposition by UBS Securities LLC, UBS Financial Services, Inc., UBS AG, Christopher Manning as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm. (Attachments: # 1 Exhibit Exhibit A, # 2 Exhibit Exhibit B, # 3 Exhibit Exhibit C, # 4 Exhibit Exhibit D, # 5 Exhibit Exhibit E, # 6 Exhibit Exhibit F, # 7 Exhibit Exhibit G, # 8 Exhibit Exhibit H)(Manning, Christopher) (Entered: 04/06/2012)
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Request |
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| 218 |
Filed: 4/4/2012, Entered: None |
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SEALED DOCUMENT placed in vault. (mps) (Entered: 04/04/2012)
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| 217 |
Filed: 4/2/2012, Entered: None |
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NOTICE of Change of Address as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm. New Address: USDOJ Antitrust Division, 26 Federal Plaza, Room 3630, New York, New York, USA 10278, 2123358011. (Waszmer, Wendy) (Entered: 04/02/2012)
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Request |
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| 216 |
Filed: 4/2/2012, Entered: None |
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NOTICE OF ATTORNEY APPEARANCE Wendy Wei-Wenne Huang Waszmer appearing for USA. (Waszmer, Wendy) (Entered: 04/02/2012)
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Request |
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| 215 |
Filed: 3/30/2012, Entered: None |
|
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ORDER OF REFERENCE TO A MAGISTRATE JUDGE as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm. Specific Non-Dispositive Motion/Dispute: Discovery. SO ORDERED. (Signed by Judge Harold Baer on 3/30/12)(jw) (Entered: 03/30/2012)
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Request |
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| 214 |
Filed: 3/30/2012, Entered: None |
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SECOND SUPPLEMENTAL PROTECTIVE ORDER as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm. IT IS HEREBY ORDERED, pursuant Rule 16(d) of the Federal Rules of Criminal Procedure and pursuant to Title 26, United States Code, Section 6103(h)(4)(D), and in due consideration of the congressional policy favoring the confidentiality of tax returns and tax return information as set forth in Title 26, the aforementioned August 19 Protective Order and December 6, 2010 Protective Order are supplemented as follows. (Signed by Judge Harold Baer on 3/30/12)(jw) (Entered: 03/30/2012)
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Request |
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| 213 |
Filed: 3/30/2012, Entered: None |
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ENDORSED LETTER as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm addressed to Judge Harold Baer, Jr and Judge Kimba M. Wood from Richard L Scheff and Christopher R. Hall dated 3/8/12 re: For the reasons set forth in the attached letter, which Third-Party Movants Investment Management Advisory Group, Inc. ("IMAGE"), David Eckhart, and Martin J. Stallone (collectively, "the IMAGE Movants") request not be entered on the docket, the IMAGE Movants respectfully request leave to file a brief sur-reply to the Government's Application for an Order Resolving Claims of Attorney-Client Privilege or Attorney Work Product as to Consensual Recordings...ENDORSEMENT...Sur-reply - 4 pages copy sent to Chambers will be allowed. SO ORDERED. (Signed by Judge Harold Baer on 3/30/12)(jw) (Entered: 03/30/2012)
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Request |
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| 212 |
Filed: 3/30/2012, Entered: None |
|
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ORDER as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm. ORDERED that Privilege Claimants 6, 7, and 8 are granted leave to file under seal briefs in opposition to the second Application by no later than April 6th, 2012; and it is further ORDERED that these matters shall be referred to Judge Francis. SO ORDERED. (Signed by Judge Harold Baer on 3/30/12)(jw) (Entered: 03/30/2012)
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Request |
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| 211 |
Filed: 3/29/2012, Entered: None |
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TRANSCRIPT of Proceedings as to Dominick P. Carollo, Steven E. Goldberg, Peter S. Grimm held on March 20, 2012 2:30 p.m. before Judge Harold Baer. (bw) (Entered: 03/29/2012)
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Request |
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| 210 |
Filed: 3/28/2012, Entered: None |
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TRANSCRIPT of Proceedings as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm held on 3/14/2012 before Judge Harold Baer. (ja) (Entered: 03/29/2012)
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Request |
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| 209 |
Filed: 3/28/2012, Entered: None |
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SEALED DOCUMENT placed in vault. (mps) (Entered: 03/29/2012)
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| 208 |
Filed: 3/28/2012, Entered: None |
|
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MOTION for Protective Order -Second Supplemental. Document filed by USA as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm. (Hill, Antonia) (Entered: 03/28/2012)
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Request |
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| 207 |
Filed: 3/28/2012, Entered: None |
|
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TRANSCRIPT of Proceedings as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm held on 3/20/2012 before Judge Harold Baer. (ja) (Entered: 03/28/2012)
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Request |
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| 206 |
Filed: 3/22/2012, Entered: None |
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SEALED DOCUMENT placed in vault. (mps) (Entered: 03/22/2012)
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| 205 |
Filed: 3/22/2012, Entered: None |
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ENDORSED LETTER as to Steven E Goldberg addressed to Judge Harold Baer, Jr from Daniel M. Gitner dated 3/16/12 re: We respectfully request permission to file our memorandum of law and exhibits under seal on Monday, March 19...ENDORSEMENT..SO ORDERED. (Signed by Judge Harold Baer on 3/22/12)(jw) (Entered: 03/22/2012)
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Request |
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| 204 |
Filed: 3/22/2012, Entered: None |
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ENDORSED LETTER as to Steven E Goldberg addressed to Judge Harold Baer, Jr from Susan Hoffinger dated 3/19/12 re: We respectfully submit the attached letter in reply to Mr. Goldberg's response in opposition, which we also request be filed under seal. Because Mr. Goldberg's response in opposition discloses information subject to the Protective Order, our reply letter necessarily references some of that protected information...ENDORSEMENT...SO ORDERED. (Signed by Judge Harold Baer on 3/22/12)(jw) (Entered: 03/22/2012)
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| 203 |
Filed: 3/19/2012, Entered: None |
|
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PROPOSED EXAMINATION OF JURORS by Dominick P Carollo, Steven E Goldberg, Peter S Grimm. (Heiss, Howard) (Entered: 03/19/2012)
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Request |
|
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| 202 |
Filed: 3/19/2012, Entered: None |
|
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Proposed Jury Instructions by Dominick P Carollo, Steven E Goldberg, Peter S Grimm. (Heiss, Howard) (Entered: 03/19/2012)
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Request |
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| 201 |
Filed: 3/16/2012, Entered: None |
|
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ENDORSED LETTER: As to Dominick P Carollo, Steven E Goldberg, Peter S Grimm addressed to Walter F. Timpone, Esq. Howard E. Heiss, Esq. John S. Siffert, Esq. from AUSA Antonia R. Hill dated 2/21/2012 re: Please be advised that the witness list provided by the government on December 19, 2011 has been amended to included the following witnesses: Zevi (Stewart)Wolmark and Evan Zarefsky. We expect to provide 3500 and Giglio materials by Thursday evening. ENDORSEMENT: Having reviewed the position of the parties on the issue of the redacted portions of the material turned over by the government. I agree with the government that the redactions are appropriate. Let me also take this opportunity to put in writing that I will permit the government to elicit testimony at trial from Messrs. Wolmark and Zarefsky, the two late starters with respect to whom the government produced the above referred to redacted material to which the defense objected. (Signed by Judge Harold Baer on 3/16/2012)(dnd) (Entered: 03/16/2012)
|
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Request |
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| 200 |
Filed: 3/15/2012, Entered: None |
|
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SEALED DOCUMENT placed in vault. (nm) (Entered: 03/16/2012)
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| 199 |
Filed: 3/14/2012, Entered: None |
|
|
ORDER as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm. IT IS HEREBY ORDERED that the Clerk of the Court shall accept for filing, under seal, the enclosed Omnibus Response in Opposition to Defendants' Motions in Limine to Exclude Certain Recordings Pursuant to Rules 401 and 403, the Government'sOpposition to Defendants' Motion to Limit Government's Introduction of Evidence of Uncharged Acts on Rule 404(b) Grounds, and Government's Opposition to Defendant Steven E. Goldberg's Motion to Preclude the Government from Arguing that Certain Statements Were Misrepresentations, submitted by the Government in the above captioned matter pursuant to the confidential nature of the disclosures therein. (Signed by Judge Harold Baer on 3/14/12)(jw) (Entered: 03/14/2012)
|
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Request |
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| 198 |
Filed: 3/14/2012, Entered: None |
|
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SEALED DOCUMENT placed in vault. (mps) (Entered: 03/14/2012)
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|
|
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| 197 |
Filed: 3/14/2012, Entered: None |
|
|
TRANSCRIPT of Proceedings (Argument) as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm held on 3/7/2012 before Judge Harold Baer. (ja) (Entered: 03/14/2012)
|
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Request |
|
|
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| 196 |
Filed: 3/7/2012, Entered: None |
|
|
Minute Entry for proceedings held before Judge Harold Baer: Pretrial Conference as to Dominick P Carollo, Steven E Goldberg, Peter S. Grimm held on 3/7/2012 All defendant's with their attorneys present. AUSA Antonia Hill present. PTC held. Court agrees at this time to allow the defendant to add two witnesses to the list of witnesses for trial. All of the defendant's presence were waived.Next PTC set for 3/14/2012 at 10:00 a.m. (dnd) (Entered: 03/14/2012)
|
|
Request |
|
|
|
| 195 |
Filed: 3/13/2012, Entered: None |
|
|
REPLY MEMORANDUM OF LAW in Opposition by USA as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm re: 152 MOTION in Limine To Sever.. (Hill, Antonia) (Entered: 03/13/2012)
|
|
Request |
|
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| 194 |
Filed: 3/13/2012, Entered: None |
|
|
REPLY MEMORANDUM OF LAW in Opposition by USA as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm re: 160 MOTION in Limine to Sever The Trial of Counts One, Two And Three From The Trial of Counts Five And Six.. (Hill, Antonia) (Entered: 03/13/2012)
|
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Request |
|
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| 193 |
Filed: 3/12/2012, Entered: None |
|
|
SEALED DOCUMENT placed in vault. (mps) (Entered: 03/13/2012)
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| 192 |
Filed: 3/12/2012, Entered: None |
|
|
Certificate of Service of 191 Response in Opposition to Motion, by USA as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm. Document was served on Walter Timpone, John Siffert, Howard Heiss on 03/12/2012. (Hill, Antonia) (Entered: 03/12/2012)
|
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Request |
|
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| 191 |
Filed: 3/12/2012, Entered: None |
|
|
RESPONSE in Opposition by USA as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm re 153 MOTION in Limine to Limit the Government's Questioning of Cooperating Witnesses Consistent with the Requirements of Federal Rules of Evidence 701 and 602.. (Hill, Antonia) (Entered: 03/12/2012)
|
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Request |
|
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| 190 |
Filed: 3/12/2012, Entered: None |
|
|
Certificate of Service of 189 Response in Opposition to Motion by USA as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm. Document was served on Walter Timpone, John Siffert, Howard Heiss on 03/12/2012. (Hill, Antonia) (Entered: 03/12/2012)
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Request |
|
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| 189 |
Filed: 3/12/2012, Entered: None |
|
|
FILING ERROR - WRONG EVENT TYPE SELECTED FROM MENU - RESPONSE in Opposition by USA as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm re 152 MOTION in Limine To Sever.. (Hill, Antonia) Modified on 3/13/2012 (ka). (Entered: 03/12/2012)
|
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Request |
|
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| 188 |
Filed: 3/12/2012, Entered: None |
|
|
Certificate of Service of 187 Response in Opposition to Motion by USA as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm. Document was served on Walter Timpone, John Siffert, Howard Heiss on 03/12/2012. (Hill, Antonia) (Entered: 03/12/2012)
|
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Request |
|
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| 187 |
Filed: 3/12/2012, Entered: None |
|
|
FILING ERROR - WRONG EVENT TYPE SELECTED FROM MENU - RESPONSE in Opposition by USA as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm re 160 MOTION in Limine to Sever The Trial of Counts One, Two And Three From The Trial of Counts Five And Six.. (Hill, Antonia) Modified on 3/13/2012 (ka). (Entered: 03/12/2012)
|
|
Request |
|
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| 186 |
Filed: 3/12/2012, Entered: None |
|
|
MEMORANDUM in Opposition by Dominick P Carollo, Steven E Goldberg, Peter S Grimm re 141 MOTION in Limine to Question Cooperating Witnesses About Certain Recorded Conversations.. (Heiss, Howard) (Entered: 03/12/2012)
|
|
Request |
|
|
|
| 185 |
Filed: 3/12/2012, Entered: None |
|
|
MEMORANDUM in Opposition by Dominick P Carollo, Steven E Goldberg, Peter S Grimm re 138 MOTION in Limine Limiting the Use of Interview Notes and Interview Summaries by Defendants.. (Heiss, Howard) (Entered: 03/12/2012)
|
|
Request |
|
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| 184 |
Filed: 3/12/2012, Entered: None |
|
|
SEALED DOCUMENT placed in vault. (nm) (Entered: 03/12/2012)
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| 183 |
Filed: 3/12/2012, Entered: None |
|
|
SEALED DOCUMENT placed in vault. (nm) (Entered: 03/12/2012)
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|
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| 182 |
Filed: 3/9/2012, Entered: None |
|
|
MEMORANDUM in Support by Daniel Naeh as to Steven E Goldberg re 180 MOTION to Quash.. (Hoffinger, Susan) (Entered: 03/09/2012)
|
|
Request |
|
|
|
| 181 |
Filed: 3/9/2012, Entered: None |
|
|
DECLARATION of Susan Hoffinger in Support by Daniel Naeh as to Steven E Goldberg re: 180 MOTION to Quash.. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2)(Hoffinger, Susan) (Entered: 03/09/2012)
|
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Request |
|
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| 180 |
Filed: 3/9/2012, Entered: None |
|
|
MOTION to Quash. Document filed by Daniel Naeh as to Steven E Goldberg. (Hoffinger, Susan) (Entered: 03/09/2012)
|
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Request |
|
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| 179 |
Filed: 3/7/2012, Entered: None |
|
|
ENDORSED LETTER as to Steven E Goldberg addressed to Judge Harold Baer, Jr from Daniel M. Gitner dated 3/6/12 re: We therefore respectfully request that the Court adjourn the date of Mr. Goldberg's response to the motion to quash the February 10 subpoena from March 8 to March 16, and to permit Mr. Goldberg to file a consolidated response to all of Mr. Naeh's motions to quash on that date as to Steven E Goldberg( Motions due by 3/16/2012.)..ENDORSEMENT..The above schedule is ok with me. SO ORDERED. (Signed by Judge Harold Baer on 3/7/12)(jw) (Entered: 03/07/2012)
|
|
Request |
|
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| 178 |
Filed: 3/5/2012, Entered: None |
|
|
ENDORSED LETTER as to Dominick P Carollo, Steven E Goldberg and Peter S Grimm addressed to Judge Harold Baer, Jr. from Walter F. Timpone dated 2/27/2012 re: Counsel writes to request that the Court endorse this correspondence and direct the Quality Control Clerk to permanently block access to docket entry #158. ENDORSEMENT: SO ORDERED. (Signed by Judge Harold Baer on 3/5/2012) (ab) (Entered: 03/05/2012)
|
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Request |
|
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| 177 |
Filed: 3/2/2012, Entered: None |
|
|
SEALED DOCUMENT placed in vault. (mps) (Entered: 03/02/2012)
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|
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| 176 |
Filed: 3/2/2012, Entered: None |
|
|
SEALED DOCUMENT placed in vault. (mps) (Entered: 03/02/2012)
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| 175 |
Filed: 3/1/2012, Entered: None |
|
|
SEALED DOCUMENT placed in vault. (nm) (Entered: 03/02/2012)
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| 174 |
Filed: 3/1/2012, Entered: None |
|
|
ORDER as to (S1-10-Cr-654-) Dominick P. Carollo, Steven E. Goldberg, Peter S. Grimm. IT IS HEREBY ORDERED that the Clerk of the Court shall accept for filing, under seal, the enclosed Memorandum of Law, Motion and supporting documents submitted by the Government in the above-captioned matter pursuant to the confidential nature of the disclosures therein. SO ORDERED THIS 1st day of March, 2012. (Signed by Judge Harold Baer on 3/1/2012)(bw) (Entered: 03/01/2012)
|
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Request |
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| 173 |
Filed: 3/1/2012, Entered: None |
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ENDORSED LETTER as to Dominick P. Carollo, Steven E. Goldberg, Peter S. Grimm addressed to Judge Harold Baer from Attorney Daniel M. Gitner, Counsel for Defendant Steven E. Goldberg, dated February 27, 2012 re: Pursuant to the Court's January 5, 2012 scheduling Order and the parties' agreement, the parties have exchanged motions in limine. Defendant Steven Goldberg's memoranda of law in support of his motions in limine and exhibits include information subject to the Court's Protective Orders, dated August 19 and December 6, 2010. Because the filing of our memoranda of law and exhibits will necessarily disclose protected information to the public and the media, we respectfully request permission to file our memoranda of law and exhibits, and our papers in response to the government's motions in limine (due March 12, 2012), under seal. ENDORSEMENT: So Ordered. (Signed by Judge Harold Baer on 3/1/2012)(bw) (Entered: 03/01/2012)
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Request |
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| 172 |
Filed: 3/1/2012, Entered: None |
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ENDORSED LETTER as to Dominick P. Carollo, Steven E. Goldberg, Peter S. Grimm addressed to Judge Harold Baer from Attorney Walter F. Timpone, Counsel for Defendant Dominick P. Carollo, dated February 27, 2012 re: Pursuant to the Court's Order and Federal Rule of Criminal Procedure 49.1, we write to request Your Honor's permission to file under seal two memoranda of law in support of Defendant Carollo's motions in limine and two declarations of Walter F. Timpone in support of the same. ENDORSEMENT: So Ordered. (Signed by Judge Harold Baer on 3/1/2012)(bw) (Entered: 03/01/2012)
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Request |
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| 171 |
Filed: 3/1/2012, Entered: None |
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ENDORSED LETTER as to Dominick P. Carollo, Steven E. Goldberg, Peter S. Grimm addressed to Judge Harold Baer from Attorney Howard E. Heiss, Counsel for Defendant Peter S. Grimm, dated February 27, 2012 re: Pursuant to the Court's Order and Federal Rule of Criminal Procedure 49.1, we write to request Your Honor's permission to file under seal three memoranda of law in support of Defendants' motions in limine and the Declaration of Mark A. Racanelli in support of the same. ENDORSEMENT: So Ordered. (Signed by Judge Harold Baer on 3/1/2012)(bw) (Entered: 03/01/2012)
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Request |
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| 170 |
Filed: 3/1/2012, Entered: None |
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SEALED DOCUMENT placed in vault. (nm) (Entered: 03/01/2012)
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| 169 |
Filed: 3/1/2012, Entered: None |
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SEALED DOCUMENT placed in vault. (nm) (Entered: 03/01/2012)
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| 168 |
Filed: 3/1/2012, Entered: None |
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SEALED DOCUMENT placed in vault. (nm) (Entered: 03/01/2012)
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| 167 |
Filed: 3/1/2012, Entered: None |
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SEALED DOCUMENT placed in vault. (mps) (Entered: 03/01/2012)
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| 166 |
Filed: 3/1/2012, Entered: None |
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SEALED DOCUMENT placed in vault. (mps) (Entered: 03/01/2012)
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| 165 |
Filed: 3/1/2012, Entered: None |
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SEALED DOCUMENT placed in vault. (mps) (Entered: 03/01/2012)
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| 164 |
Filed: 3/1/2012, Entered: None |
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SEALED DOCUMENT placed in vault. (mps) (Entered: 03/01/2012)
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| 163 |
Filed: 3/1/2012, Entered: None |
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SEALED DOCUMENT placed in vault. (mps) (Entered: 03/01/2012)
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| 162 |
Filed: 2/29/2012, Entered: None |
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NOTICE OF ATTORNEY APPEARANCE: Brooke Elizabeth Cucinella appearing for Peter S Grimm. (Cucinella, Brooke) (Entered: 02/29/2012)
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Request |
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| 161 |
Filed: 2/28/2012, Entered: None |
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SEALED DOCUMENT placed in vault. (mps) (Entered: 02/28/2012)
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| 160 |
Filed: 2/27/2012, Entered: None |
Motion in Limine |
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MOTION in Limine to Sever The Trial of Counts One, Two And Three From The Trial of Counts Five And Six. Document filed by Dominick P Carollo. (Timpone, Walter) (Entered: 02/27/2012)
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Request |
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| 159 |
Filed: 2/27/2012, Entered: None |
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Certificate of Service of 158 MOTION in Limine to Sever The Trial of Counts One, Two and Three From The Trial of Counts Five and Six. by Dominick P Carollo. Document was served on United States of America; Peter S. Grimm; Steven Goldberg on 2/24/12. Service was accepted by Antonio Hill, Esq.; Steven Tugander, Esq.; Kevin B. Hart, Esq.; Joseph Muio, Esq.; Howard Heiss, Esq.; John S. Siffert, Esq.. (Timpone, Walter) (Entered: 02/27/2012)
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Request |
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| 158 |
Filed: 2/27/2012, Entered: None |
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FILING ERROR - WRONG PDF FILE ASSOCIATED WITH DOCKET ENTRY - MOTION in Limine to Sever The Trial of Counts One, Two and Three From The Trial of Counts Five and Six. Document filed by Dominick P Carollo. (Timpone, Walter) Modified on 2/27/2012 (kco). (Entered: 02/27/2012)
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Request |
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| 157 |
Filed: 2/27/2012, Entered: None |
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Certificate of Service of 156 MOTION to Exclude Certain Audio Recordings Pursuant to Federal Rules of Evidence 401 and 403. by Dominick P Carollo. Document was served on United States of America; Peter S. Grimm; Steven Goldberg on 2/24/12. Service was accepted by Antonio Hill, Esq.; Steven Tugander, Esq.; Kevin B. Hart, Esq.; Joseph Muio, Esq.;Howard Heiss, Esq.; John S. Siffert, Esq.. (Timpone, Walter) (Entered: 02/27/2012)
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Request |
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| 156 |
Filed: 2/27/2012, Entered: None |
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MOTION to Exclude Certain Audio Recordings Pursuant to Federal Rules of Evidence 401 and 403. Document filed by Dominick P Carollo. (Timpone, Walter) (Entered: 02/27/2012)
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Request |
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| 155 |
Filed: 2/27/2012, Entered: None |
Motion in Limine |
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MOTION in Limine to Limit the Government's Introduction of Evidence on Rule 403 and Rule 801(d)(2)(E) Grounds. Document filed by Peter S Grimm. (Heiss, Howard) (Entered: 02/27/2012)
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Request |
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| 154 |
Filed: 2/27/2012, Entered: None |
Motion in Limine |
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MOTION in Limine to Limit the Government's Introduction of Evidence of Uncharged Acts on Rule 404(b) Grounds. Document filed by Dominick P Carollo, Steven E Goldberg, Peter S Grimm. (Heiss, Howard) (Entered: 02/27/2012)
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Request |
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| 153 |
Filed: 2/27/2012, Entered: None |
Motion in Limine |
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MOTION in Limine to Limit the Government's Questioning of Cooperating Witnesses Consistent with the Requirements of Federal Rules of Evidence 701 and 602. Document filed by Dominick P Carollo, Steven E Goldberg, Peter S Grimm. (Heiss, Howard) (Entered: 02/27/2012)
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Request |
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| 152 |
Filed: 2/27/2012, Entered: None |
Motion in Limine |
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MOTION in Limine To Sever. Document filed by Steven E Goldberg as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm. (Gitner, Daniel) (Entered: 02/27/2012)
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Request |
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| 151 |
Filed: 2/27/2012, Entered: None |
Motion in Limine |
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MOTION in Limine To Preclude The Government From Arguing That A September 28, 2000 Statement Was A Misrepresentation. Document filed by Steven E Goldberg as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm. (Gitner, Daniel) (Entered: 02/27/2012)
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Request |
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| 150 |
Filed: 2/27/2012, Entered: None |
Motion in Limine |
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MOTION in Limine To Preclude The Government From Arguing That Certain Statements Were Misrepresentations. Document filed by Steven E Goldberg as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm. (Gitner, Daniel) (Entered: 02/27/2012)
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Request |
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| 149 |
Filed: 2/27/2012, Entered: None |
Motion in Limine |
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MOTION in Limine To Exclude A July 18, 2001 Statement. Document filed by Steven E Goldberg as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm. (Gitner, Daniel) (Entered: 02/27/2012)
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Request |
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| 148 |
Filed: 2/27/2012, Entered: None |
Motion in Limine |
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MOTION in Limine To Exclude Five December 16, 1999 Recordings. Document filed by Steven E Goldberg as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm. (Gitner, Daniel) (Entered: 02/27/2012)
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Request |
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| 147 |
Filed: 2/27/2012, Entered: None |
Motion in Limine |
|
MOTION in Limine To Exclude Certain Recordings Pursuant To Rules 401 And 403. Document filed by Steven E Goldberg as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm. (Gitner, Daniel) (Entered: 02/27/2012)
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|
Request |
|
|
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| 146 |
Filed: 2/27/2012, Entered: None |
Motion in Limine |
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MOTION in Limine That A December 18, 2001 Recording Be Excluded. Document filed by Steven E Goldberg as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm. (Gitner, Daniel) (Entered: 02/27/2012)
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Request |
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| 145 |
Filed: 2/24/2012, Entered: None |
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Certificate of Service of 144 MOTION in Limine to Preclude Defendants from Referencing Cooperating Witnesses' Juvenile Record and Prior Arrest (REDACTED Notice of Motion). MOTION in Limine to Preclude Defendants from Referencing Cooperating Witnesses' Juvenile Record and Prior Arrest (REDACTED Notice of Motion). by USA as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm.. (Hart, Kevin) (Entered: 02/24/2012)
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Request |
|
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| 144 |
Filed: 2/24/2012, Entered: None |
Motion in Limine |
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MOTION in Limine to Preclude Defendants from Referencing Cooperating Witnesses' Juvenile Record and Prior Arrest (REDACTED Notice of Motion). Document filed by USA as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm. Return Date set for 3/12/2012 at 05:00 PM. (Hart, Kevin) (Entered: 02/24/2012)
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Request |
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| 143 |
Filed: 2/24/2012, Entered: None |
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|
Certificate of Service of 142 Memorandum in Support of Motion, 141 MOTION in Limine to Question Cooperating Witnesses About Certain Recorded Conversations. by USA as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm.. (Hart, Kevin) (Entered: 02/24/2012)
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Request |
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| 142 |
Filed: 2/24/2012, Entered: None |
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MEMORANDUM in Support by USA as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm re 141 MOTION in Limine to Question Cooperating Witnesses About Certain Recorded Conversations.. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D)(Hart, Kevin) (Entered: 02/24/2012)
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Request |
|
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| 141 |
Filed: 2/24/2012, Entered: None |
Motion in Limine |
|
MOTION in Limine to Question Cooperating Witnesses About Certain Recorded Conversations. Document filed by USA as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm. Return Date set for 3/12/2012 at 05:00 PM. (Hart, Kevin) (Entered: 02/24/2012)
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Request |
|
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| 140 |
Filed: 2/24/2012, Entered: None |
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Certificate of Service of 139 Memorandum in Support of Motion, 138 MOTION in Limine Limiting the Use of Interview Notes and Interview Summaries by Defendants. by USA as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm.. (Hart, Kevin) (Entered: 02/24/2012)
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Request |
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| 139 |
Filed: 2/24/2012, Entered: None |
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MEMORANDUM in Support by USA as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm re 138 MOTION in Limine Limiting the Use of Interview Notes and Interview Summaries by Defendants.. (Hart, Kevin) (Entered: 02/24/2012)
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Request |
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| 138 |
Filed: 2/24/2012, Entered: None |
Motion in Limine |
|
MOTION in Limine Limiting the Use of Interview Notes and Interview Summaries by Defendants. Document filed by USA as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm. Return Date set for 3/12/2012 at 05:00 PM. (Hart, Kevin) (Entered: 02/24/2012)
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Request |
|
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| 137 |
Filed: 2/24/2012, Entered: None |
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|
Certificate of Service of 136 Memorandum in Support of Motion, 135 MOTION in Limine to Exclude Evidence and Argument Suggesting the Absence of Criminal Activity on Transactions Not Identified in the Final BOP. by USA as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm.. (Hart, Kevin) (Entered: 02/24/2012)
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Request |
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| 136 |
Filed: 2/24/2012, Entered: None |
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|
MEMORANDUM in Support by USA as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm re 135 MOTION in Limine to Exclude Evidence and Argument Suggesting the Absence of Criminal Activity on Transactions Not Identified in the Final BOP.. (Hart, Kevin) (Entered: 02/24/2012)
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Request |
|
|
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| 135 |
Filed: 2/24/2012, Entered: None |
Motion in Limine |
|
MOTION in Limine to Exclude Evidence and Argument Suggesting the Absence of Criminal Activity on Transactions Not Identified in the Final BOP. Document filed by USA as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm. Return Date set for 3/12/2012 at 05:00 PM. (Hart, Kevin) (Entered: 02/24/2012)
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Request |
|
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| 134 |
Filed: 2/24/2012, Entered: None |
|
|
NOTICE OF ATTORNEY APPEARANCE Aaron Todd Wolfson appearing for USA. (Wolfson, Aaron) (Entered: 02/24/2012)
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Request |
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| 133 |
Filed: 2/24/2012, Entered: None |
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NOTICE OF ATTORNEY APPEARANCE: James Ross Smart appearing for Dominick P Carollo. (Smart, James) (Entered: 02/24/2012)
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Request |
|
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| 132 |
Filed: 2/23/2012, Entered: None |
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DECLARATION of Susan Hoffinger in Support by Daniel Naeh as to Steven E Goldberg re: 130 MOTION to Quash Subpoena.. (Attachments: # 1 Exhibit 1)(Hoffinger, Susan) (Entered: 02/23/2012)
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Request |
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|
| Save 25% on a pre-paid one year subscription. |
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| 131 |
Filed: 2/23/2012, Entered: None |
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MEMORANDUM in Support by Daniel Naeh as to Steven E Goldberg re 130 MOTION to Quash Subpoena.. (Hoffinger, Susan) (Entered: 02/23/2012)
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Request |
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| 130 |
Filed: 2/23/2012, Entered: None |
|
|
MOTION to Quash Subpoena. Document filed by Daniel Naeh as to Steven E Goldberg. (Hoffinger, Susan) (Entered: 02/23/2012)
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Request |
|
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| 129 |
Filed: 2/21/2012, Entered: None |
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|
ENDORSED LETTER as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm addressed to Judge Harold Baer, Jr and Judge Kimba M. Wood from Charles V. Reilly dated 2/17/12 re: The Government respectfully requests that the Government be permitted until March 1, 2012 to file its Reply Memorandum in support of its Application for an Order Resolving Claims of Attorney-Client Privilege or Attorney Work Product as to Consensual Recordings in the referenced matters...ENDORSEMENT...Granted. The Government's Reply ( a single reply must be limited to 20 pages. SO ORDERED. Kimba M. Wood, on behalf of both Judge Baer and Judge Wood. (Signed by Judge Kimba M. Wood on 2/21/12)(jw) (Entered: 02/21/2012)
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Request |
|
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| 128 |
Filed: 2/15/2012, Entered: None |
|
|
SEALED DOCUMENT placed in vault. (mps) (Entered: 02/16/2012)
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|
|
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| 127 |
Filed: 2/16/2012, Entered: None |
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|
RESPONSE to Motion by UBS Securities LLC, UBS Financial Services, Inc., UBS AG as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm re 118 MOTION for Discovery of Claimed Privileged Material.. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E)(Manning, Christopher) (Entered: 02/16/2012)
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Request |
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| 126 |
Filed: 2/15/2012, Entered: None |
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|
SEALED DOCUMENT placed in vault. (mps) (Entered: 02/16/2012)
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| 125 |
Filed: 2/15/2012, Entered: None |
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|
RESPONSE by Privilege Claimant 7 as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm re: 119 Memorandum in Support of Motion filed by USA, 118 MOTION for Discovery of Claimed Privileged Material. filed by USA. (Sullivan, Kevin) (Entered: 02/15/2012)
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Request |
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| 124 |
Filed: 2/15/2012, Entered: None |
|
|
SEALED DOCUMENT placed in vault. (mps) (Entered: 02/15/2012)
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|
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|
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| 123 |
Filed: 1/25/2012, Entered: None |
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|
TRANSCRIPT of Proceedings as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm held on December 20, 2011 before Judge Harold Baer. (djc) (Entered: 01/30/2012)
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Request |
|
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| 122 |
Filed: 1/26/2012, Entered: None |
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|
ENDORSED LETTER as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm, addressed to Judges Harold Baer, Jr., Victor Marrero, and Kimba Wood, from Kevin R. Sullivan, Esq. dated 1/25/2012, re: This firm is counsel to "Privilege Claimant 7" identified in the Application. Based on the circumstances discussed below, we request permission to intervene on behalf of Privilege Claimant 7 for the limited purpose of addressing the issues raised in the Application. We also request that the Court set a briefing schedule with responses to the Application due Wednesday, February 15, 2012. -- Judge endorsed: The Court has been advised by Judge Baer that he concurs in granting this request. Judge Marrero requests that he no longer be copied on documents related to these cases. SO ORDERED. (Signed by Judge Kimba M. Wood on 1/26/2012)(ja) (Entered: 01/26/2012)
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Request |
|
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| 121 |
Filed: 1/26/2012, Entered: None |
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|
ENDORSED LETTER as to Dominick P Carollo, Steven E Goldberg, Peter S. Grimm addressed to Judges Harold Baer, Jr., Victor Marrero, and Kimba Wood, from Christopher N. Manning, Esq., dated 1/25/2012, re: request that UBS be permitted to intervene in the above-referenced matters for the limited purpose of asserting its privilege over certain communications that the government is seeking to produce to defendants. -- Judge endorsed: The undersigned has been advised by Judge Baer that he concurs in granting this request. Judge Marrero requests that he no longer be copied on documents related to these cases. SO ORDERED. (Signed by Judge Kimba M. Wood on 1/26/2012)(ja) Modified on 1/26/2012 (ja). (Entered: 01/26/2012)
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Request |
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| 120 |
Filed: 1/23/2012, Entered: None |
|
|
TRANSCRIPT of Proceedings as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm held on 1/4/2012 before Judge Harold Baer. (jfe) (Entered: 01/24/2012)
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|
Request |
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| 119 |
Filed: 1/19/2012, Entered: None |
|
|
MEMORANDUM in Support by USA as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm re 118 MOTION for Discovery of Claimed Privileged Material.. (Reilly, Charles) (Entered: 01/19/2012)
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Request |
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| 118 |
Filed: 1/19/2012, Entered: None |
|
|
MOTION for Discovery of Claimed Privileged Material. Document filed by USA as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm. (Attachments: # 1 Text of Proposed Order)(Reilly, Charles) (Entered: 01/19/2012)
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|
Request |
|
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| 117 |
Filed: None, Entered: None |
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|
ENDORSED LETTER as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm addressed to Judge Baer, Marrero and Wood from Charles V. Reilly and Laura Heiser dated 1/13/12 re: The Government writes respectfully in response to the January 11,2012 letter of third party movants IMAGE, David Eckhart, and Martin J. Stallone (collectively, "the IMAGE Movants") requesting that the Court direct the Government to "clawback" consensual recordings that were disclosed pursuant to the Government's discovery obligations in the above-referenced cases. As set forth below, the Government is awaiting responses from several other third parties regarding their review of specific recordings, and intends to submit an Application to the Court next week asking the Court to determine (1) whether any of the consensual recordings at issue contain privileged information, or (2) whether any claim of privilege has been waived. If the Court determines that there are no privileged recordings or that any privilege has been waived, there is no need to claw back any consensual recordings and the Government should be permitted to continue to satisfy its discovery obligations in these cases by disclosing non-privileged consensual recordings. The Government respectfully requests that the Court defer ruling on the IMAGE Movants' request until the issues raised in the Government's Application have been briefed, so that all outstanding privilege issues can be addressed at once...ENDORSEMENT..The Clerk of Court is directed to enter into the public record of this action the letter above submitted to the Court by the Government. SO ORDERED. (Signed by Judge Victor Marrero on 1/17/12)(jw) (Entered: 01/17/2012)
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|
Request From Archives (Scanning Fees/Delay May Apply) |
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| 116 |
Filed: 1/10/2012, Entered: None |
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|
TRANSCRIPT of Proceedings as to Dominick P Carollo, Steven E Goldberg and Peter S Grimm held on 1/4/2012 before Judge Harold Baer. (ab) (Entered: 01/11/2012)
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Request |
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| 115 |
Filed: 1/9/2012, Entered: None |
|
|
ORDER FOR ADMISSION PRO HAC VICE ON WRITTEN MOTION as to (S1-10-Cr-654-) Dominick P. Carollo, Steven E. Goldberg, Peter S. Grimm. It is hereby ORDERED that: Fred F. Fielding, Morgan, Lewis, & Bockius LLP, 1111 Pennsylvania Avenue, NW, Washington, DC 20004, Telephone: (202) 739-3000, Fax: (202) 739-3001, is admitted to practice pro hac vice as counsel for Movants Investment Management Advisory Group, Inc., David Eckhart, and Martin J. Stallone in the above-captioned case in the United States District Court for the Southern District of New York. All attorneys appearing before this Court are subject to the Local Rules of this Court, including the Rules governing discipline of attorneys. As this action is assigned to the Electronic Case filing system, counsel will immediately apply for an ECF password at nysd.uscourts.gov. Counsel will immediately forward the pro hac vice fee to the Clerk of the Court. (Signed by Judge Harold Baer on 1/9/2012); Judge's Endorsement: The Clerk is instructed to close this motion and remove it from my docket.(bw) (Entered: 01/09/2012)
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Request |
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| 114 |
Filed: 1/9/2012, Entered: None |
|
|
ORDER as to Dominick P. Carollo, Steven E. Goldberg, Peter S. Grimm. WHEREAS on October 11, 2011 third party movants Martin J. Stallone, David Eckhart, and Investment Management Advisory Group, Inc. filed a motion for a protective order and evidentiary hearing regarding attorney-client privilege issues; and WHEREAS on October 24, 2011 the government filed a motion for release of Brady materials; and WHEREAS on November 7, 2011 with the Court's permission an unnamed third party represented by Brune & Richard, LLP responded to the government's motion; and WHEREAS oral argument took place on December 2, 2011; and WHEREAS on December 16, 2011 the government submitted a letter notifying the Court that it reached agreement with counsel for all third party movants resolving the Brady and privilege concerns; it is hereby ORDERED that motions filed on October 11, 2011 and October 24, 2011 are hereby denied as moot, and the Clerk of Court is instructed to close these motions (Dkt. 63 and Dkt. 70). SO ORDERED. (Signed by Judge Harold Baer on 1/9/2012)(bw) (Entered: 01/09/2012)
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Request |
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| 113 |
Filed: 1/5/2012, Entered: None |
|
|
ORDER as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm. ORDERED that on or before February 6, 2012 the government shall provide defendants with designations for all portions of audio recordings that it presently intends to offer at trial and notify the Court as to the approximate total length of those portions; and it is further ORDERED that on or before February 21, 2012 the defendants shall notify the Court as to the approximate length of all portions of the recordings that they presently intend to offer at trial; and it is further ORDERED that on or before February 27, 2012 the parties shall file a joint status report regarding all stipulations agreed upon as well as any sought but not agreed upon; and it is further ORDERED that on or before March 2, 2012, defendants shall provide any reciprocal discovery required under Rule 16(b)(1), including disclosure of expert witnesses; and it is further ORDERED that on or before March 5, 2012, the parties shall exchange a draft Joint Pretrial Order, and the government shall provide defendants with an exhibit binder and exhibit tables as called for by my Individual Practices; and it is further ORDERED that on or before March 12, 2012 the parties shall file all fully briefed motions in limine and submit courtesy copies to Chambers; and it is further ORDERED that a pretrial conference will be held on March 14, 2012 at 10:00 A.M. to discuss any remaining open items; and it is further ORDERED that on or before March 19,2012 the parties shall submit to the Court the remaining pretrial submissions as required by my Individual Practices, including the joint pretrial order, exhibit binders, exhibit tables with objections and responses thereto, proposed requests to charge, proposed voir dire questions, proposed verdict sheets, and optional joint pretrial memoranda; and it is further ORDERED that trial shall commence on April 9, 2012. SO ORDERED. (Signed by Judge Harold Baer on 1/5/12)(jw) (Entered: 01/05/2012)
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Request |
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| 112 |
Filed: 12/30/2011, Entered: None |
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OPINION & ORDER:#101196 as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm. Before the Court is the request of all defendants in the three above-captioned matters for this Court to determine whether the way in which the government used confidential informants to record certain conversations with targets of its investigation tainted the prosecution of defendants in each case such that some remedy is appropriate. Having held a taint hearing on December 20, 2011 and after reviewing all the evidence submitted to the Court, we conclude that the defendants have not sustained their burden to show specific evidence of taint in a substantial portion of any of the three above-captioned matters. Therefore, their request for relief arising out of any taint issues is DENIED (Signed by Judge Harold Baer on 12/30/11)(jw) Modified on 1/4/2012 (jab). (Entered: 12/30/2011)
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| 111 |
Filed: 12/19/2011, Entered: None |
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MOTION for Fred F. Fielding to Appear Pro Hac Vice. Document filed by Martin J. Stallone, David Eckhart, Investment Management Advisory Group, Inc. as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm. (bwa) (Entered: 12/29/2011)
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Request |
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| 110 |
Filed: 12/27/2011, Entered: None |
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ENDORSED LETTER: As to Dominick P Carollo, Steven E Goldberg, Peter S Grimm addressed to Judge Victor Marrero from John S. Siffert dated 12/23/2011. Pursuant to the Court's instructions respectfully submit the enclosed 5-page letter on behalf of all defendants in the above matter in connection with the hearing held on December 20, 2011. We also enclose as exhibits the documents referred tom the letter, all of which were produced to us by the government in advance of the hearing. For ease of reference, we have sometimes denominated multiple emails or 302s as a single exhibit. See SDXs 16, 18 and 19. ENDORSEMENT: The Clerk of Court is directed to enter into the public record of this action the letter above submitted to the court by defendant's. SO ORDERED. (Signed by Judge Victor Marrero on 12/27/2011)(dnd) (Entered: 12/27/2011)
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Request |
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| 109 |
Filed: 12/23/2011, Entered: None |
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ENDORSED LETTER as to Dominick P Carollo, Steven E Goldberg and Peter S Grimm addressed to Judge Victor Marrero from Laura Heiser and Lucy McClain dated 12/23/2011 re: The Government submits this letter in response to the Court's request that it summarize the evidence produced at the December 20,2011 hearing and inform the Court of the relevance of any consensual recording to any of the three filed cases. ENDORSEMENT: The Clerk of the Court is directed to enter into the public record of this action the letter above submitted to the Court by the Government. (Signed by Judge Victor Marrero on 12/23/2011) (ab) (Entered: 12/23/2011)
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Request |
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| 108 |
Filed: 12/22/2011, Entered: None |
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ORDER as to Dominick P Carollo, Steven E Goldberg and Peter S Grimm: Because the Government has not sought to disclose to defendants the recording identified by UBS, any privilege or protection held by UBS is not currently at issue in the proceedings before the Court in the above-captioned matters. Accordingly, at this time, the request of UBS is DENIED. (Signed by Judge Victor Marrero on 12/22/2011) Filed in 10 Cr. 1217(KMW) and 09 Cr. 1058(VM). (ab) (Entered: 12/22/2011)
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Request |
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| 107 |
Filed: 12/21/2011, Entered: None |
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ENDORSED LETTER as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm, addressed to Judge Baer, Marrero, and Wood, from Christopher N. Manning, atty for UBS, dated 12/19/2011, re: request that UBS be permitted to intervene in the above-referenced matters for the limited purpose of asserting its privilege over certain communications that the Court is considering whether to disclose to the defendants. -- Judge endorsed: The Clerk of Court is directed to enter into the public record of this action the letter above submitted to the Court by third party UBS entities. SO ORDERED. (Signed by Judge Victor Marrero on 12/20/2011)(ja) Modified on 12/21/2011 (ja). (Entered: 12/21/2011)
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Request |
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| 106 |
Filed: 12/21/2011, Entered: None |
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Letter by USA as to Dominick P. Carollo, Steven E. Goldberg, Peter S. Grimm addressed to Judge Victor Marrero, Judge Harold Baer, Jr., and Judge Kimba M. Wood from Lucy McClain, Trial Attorney, Antitrust Division, U.S. Department of Justice, dated December 19, 2011 re: The Government submits this letter in response to defense counsel's letter that was docketed today in the above-referenced cases, in which they assert that "government repeatedly declined Counsel's invitation to conduct its own investigation of what occurred and to put before the Court a full record of what happened." As the Government has demonstrated in its prompt disclosure of thirteen affidavits and more than 1,200 pages of material, much of which is internal Department of Justice correspondence, nothing could be farther from the truth. JUDGE'S ENDORSEMENT: The Clerk of Court is directed to enter into the public record of this action the letter above submitted to the Court by the Government. So Ordered. (Signed by Judge Victor Marrero on 12/20/2011) [*** This letter refers to Cases, 09-CR-1058, 10-CR-654, and 10-CR-1217. ***] (bw) (Entered: 12/21/2011)
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Request |
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| 105 |
Filed: 12/19/2011, Entered: None |
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ENDORSED LETTER as to Dominick P Carollo, Steven E Goldberg and Peter S Grimm addressed to Judge Harold Baer, Jr., Judge Victor Marrero and Judge Kimba M. Wood from Laura Heiser and Lucy McClain dated 12/16/2011 re: The Government writes to request that defense counsel's request for the documents be denied because the defense is seeking documents that are not relevant to the limited purposes of the December 20 hearing and that are protected by several government privileges. ENDORSEMENT: The Clerk of Court is directed to enter in to the public record of this action the letter above submitted to the Court by the Government. (Signed by Judge Victor Marrero on 12/19/2011) (ab) (Entered: 12/19/2011)
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Request |
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| 104 |
Filed: 12/19/2011, Entered: None |
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ENDORSED LETTER as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm addressed to Judge Harold Baer, Jr., Judge Victor Marrero and Judge Kimba M. Wood from John S. Siffert dated 12/16/2011 re: Counsel for the Defendants and Third-Party privilege claimants writes to enclose their version of the proposed Joint Statement, including their version of the Areas of Agreement and a revised Counsel's Statement. ENDORSEMENT: The Clerk of Court is directed to enter into the public record of this action the letter above submitted to the Court by defendants and their parties. (Signed by Judge Victor Marrero on 12/19/2011) (ab) (Entered: 12/19/2011)
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Request |
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| 103 |
Filed: 12/16/2011, Entered: None |
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ORDER as to Dominick P. Carollo, Steven E. Goldberg, Peter S. Grimm. By letter dated December 15, 2011, defendants request that the Court order the Government to produce, in anticipation of the hearing scheduled in the three above-captioned matters for December 20, 2011 (the "Hearing"), any Giglio material related to the Hearing that the Government has withheld on the basis of various privileges. To fulfill the purposes of the Hearing, as set forth in related orders of the Court and on the record at the December 2, 2011 hearing, it is hereby ORDERED that the Government shall, as soon as possible after the entrance of this order, produce any materials that are relevant to the issues to be discussed at the Hearing, including Giglio material as to the witnesses to be examined at the Hearing. This order does not, however, compel the Government to produce material that is covered by work product or other protections and is not relevant to the issues to be discussed at the Hearing. To the extent that the Government must redact materials to minimize the disclosure of protected information while fulfilling its obligation to produce material relevant to the Hearing, it may do so. SO ORDERED. (Signed by Judge Victor Marrero on 12/16/2011) [*** NOTE: Also docketed in Cases, 10-CR-1217(KMW), 09-CR-1058(VM). ***] (bw) (Entered: 12/16/2011)
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Request |
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| 102 |
Filed: 12/16/2011, Entered: None |
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NOTICE OF ATTORNEY APPEARANCE Jeffrey C Parker appearing for USA. (Parker, Jeffrey) (Entered: 12/16/2011)
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Request |
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| 101 |
Filed: 12/15/2011, Entered: None |
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ORDER: As to Dominick P Carollo, Steven E Goldberg, Peter S Grimm. By letter dated December 15, 2011, third parties Investment Management Advisory Group 1 Inc., David Eckhart, and Martin Stallone (the "IMAGE Parties") request that the Court order the Government to produce to the IMAGE Parties the discovery that the Government has already produced in anticipation of the hearing scheduled for December 20, 2011 (the "Hearing") to defendants in the three above-captioned matters. The Government, by letter dated December 15, 2011, objects to such production and asserts that the IMAGE Parties lack standing to participate in the Hearing. Because the Court determines that the participation of the IMAGE Parties at the Hearing would assist in the factual development of the issues to be the subject of the Hearing, it is hereby ORDERED that the Government produce to the IMAGE Parties any discovery materials it has already produced to the defendants in the three above-captioned matters to the extentthat such discovery pertains to any role of the IMAGE Parties in the underlying events and would be relevant to the participation at the Hearing. SO ORDERED. (Signed by Judge Victor Marrero on 12/15/2011)(dnd) (Entered: 12/15/2011)
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Request |
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| 100 |
Filed: 12/15/2011, Entered: None |
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ORDER as to Dominick P. Carollo, Steven E Goldberg, Peter S Grimm. On December 2, 2011, this Court orally ordered that an evidentiary hearing be held on December 20, 2011 to further develop the factual record as to the management of certain confidential informants and any potential related intrusion into any privilege during the government investigation related to the three above-captioned prosecutions (the "Hearings"). By letter dated December 14, 2011, third parties Investment Management Advisory Group, Inc., David Eckhart, and Martin Stallone (the "IMAGE Parties"), on behalf of themselves and the defendants in the three above-captioned matters, request an Order directing the Government to produce affidavits from two of the six pertinent confidential informants and to arrange for the in-person testimony of the four other confidential informants at the Hearing....[See Order]... Accordingly, it is hereby ORDERED that the Government shall submit, by December 19, 2011, from each of the six confidential informants, affidavits that set forth each confidential informant's personal knowledge as to the limited factual issue of whether Government attorneys, investigating agents or any confidential informant sought to elicit privileged material during consensual recordings collected in the investigation related to the three above-captioned prosecutions. SO ORDERED. (Signed by Judge Victor Marrero on 12/15/2011) [*** NOTE: Also docketed in Cases, 10-CR-1217(KMW), 09-CR-1058(VM). ***](bw) (Entered: 12/15/2011)
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Request |
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| 99 |
Filed: 12/14/2011, Entered: None |
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ENDORSED LETTER as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm addressed to Judges Harold Baer, Jr., Victor Marrero, and Kimba Wood, from John S. Siffert, dated 12/14/2011, re: on behalf of the defendants and the Image privilege holders ("Counsel") request that this Court order the government to produce certain witnesses, affidavits and related Giglio material for the hearing now scheduled for December 20, 2011.... -- Judge endorsed: The Clerk of Court is directed to enter into the public record of this action the letter above submitted to the Court by defendants and third parties. SO ORDERED. (Signed by Judge Victor Marrero on 12/14/2011)(ja) (Entered: 12/14/2011)
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Request |
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| 98 |
Filed: 12/14/2011, Entered: None |
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ENDORSED LETTER as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm addressed to Judges Harold Baer, Jr., Victor Marrero, and Kimba Wood, from John S. Siffert, dated 12/14/2011, re: in response to the government's letter to the Court this morning, on behalf of counsel for defendants and the Image privilege claimants... In view of the government's decision prematurely to submit its position statement on the hearing, we provide our current draft of Counsel's Position. The section dealing with witnesses, affidavits and documents may change depending on further resolution of the Joint Statement section. The section of the government's letter captioned "Areas of Agreement" does not accurately recite the areas that the parties have agreed upon. We will continue to work with the government to agree upon the Joint Statement section... -- Judge endorsed: The Clerk of Court is directed to enter into the public record of this action the letter above submitted to the Court by defendants and third parties. SO ORDERED. (Signed by Judge Victor Marrero on 12/14/2011)(ja) Modified on 12/14/2011 (ja). (Entered: 12/14/2011)
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Request |
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| 97 |
Filed: 12/13/2011, Entered: None |
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ORDER as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm. Upon the motion of Saul Ewing LLP, attorneys for movants David Eckhart and Investment Management Advisory Group, Inc., and said sponsor's declaration in support: IT IS HEREBY ORDERED that: Jennifer L. Beidel, Esq. is admitted to practice pro hac vice as counsel for movants David Eckhart and Investment Management Advisory Group, Inc. in the above-captioned case in the United States District Court for the Southern District of New York. All attorneys appearing before this Court are subject to the Local Rules of this Court, including the Rules governing discipline of attorneys. If this action is assigned to the Electronic Case Filing (ECF) system, counsel shall immediately apply for an ECF password at nysd.uscourts.gov. Counsel shall forward the pro hac vice fee to the Clerk of the Court. JUDGE'S ENDORSEMENT: Application for Pro Hac Vice GRANTED. The Clerk is instructed to close this motion. (Signed by Judge Harold Baer on 12/12/2011)(bw) (Entered: 12/13/2011)
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Request |
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| 96 |
Filed: 12/13/2011, Entered: None |
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ORDER as to Dominick P Carollo, Steven E Goldberg, Peter S. Grimm. Upon the motion of Saul Ewing LLP, attorneys for movants David Eckhart and Investment Management Advisory Group, Inc., and said sponsor's declaration in support: IT IS HEREBY ORDERED that: Christopher R. Hall, Esq. is admitted to practice pro hac vice as counsel for movants David Eckhart and Investment Management Advisory Group, Inc. in the above-captioned case in the United States District Court for the Southern District of New York. All attorneys appearing before this Court are subject to the Local Rules of this Court, including the Rules governing discipline of attorneys. If this action is assigned to the Electronic Case Filing (ECF) system, counsel shall immediately apply for an ECF password at nysd.uscourts.gov. Counsel shall forward the pro hac vice fee to the Clerk of the Court. JUDGE'S ENDORSEMENT: Application for Pro Hac Vice GRANTED. The Clerk is instructed to close this motion. (Signed by Judge Harold Baer on 12/12/2011)(bw) (Entered: 12/13/2011)
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Request |
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| 95 |
Filed: 12/7/2011, Entered: None |
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ORDER as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm. On December 2, 2011, the Court, in conjunction with the Honorable Harold Baer Jr. and the Honorable Kimba M. Wood, held an oral argument regarding identical motions filed in each of the above-captioned matters... Accordingly, it is hereby ORDERED: 1. That the hearing shall take place on December 20, 2011 at 11:30 a.m. in courtroom 23B; and it is further ORDERED 2. That the Filter Team shall meet and confer with defendants in each of the above-captioned matters, the IMAGE Parties and the Brune & Richard Party, and all parties shall endeavor to the greatest extent practicable to reach agreement on any outstanding issues and to narrow the scope of disputed issues before the Court; and it is further ORDERED 3. That the parties shall discuss, and to the greatest extent possible concur upon, the following aspects of the hearing: (a) the legal questions to be presented; (b) the factual disputes at issue; (c) the format of the hearing and order of any presentations or testimony; (d) a list of witnesses who will testify; and (e) a list of documentary evidence that will be presented; and it is further ORDERED4. That, by December 16, 2011, the parties shall jointly submit a letter, no more than five pages in length, which presents the parties' agreement as to each of the aspects outlined above. In the absence of an agreement as to a particular point, the parties shall set forth their respective positions as to the disputed point. This joint letter shall be submitted to the chambers of each judge presiding over the above-captioned matters. SO ORDERED. (Signed by Judge Victor Marrero on 12/7/2011)(dnd) (Entered: 12/07/2011)
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Request |
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| 94 |
Filed: 12/2/2011, Entered: None |
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MOTION for Jennifer L. Beidel to Appear Pro Hac Vice. Document filed by David Eckhart, Investment Management Advisory Group, Inc. as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm. (bwa) (pgu). (Entered: 12/05/2011)
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Request |
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| 93 |
Filed: 12/2/2011, Entered: None |
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MOTION for Christopher R. Hall to Appear Pro Hac Vice. Document filed by David Eckhart, Investment Management Advisory Group, Inc. as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm. (bwa) (pgu). (Entered: 12/05/2011)
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Request |
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| 92 |
Filed: 12/5/2011, Entered: None |
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ORDER as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm. It is hereby ORDERED that Jennifer L. Beidel is admitted to practice pro hac vice as counsel for movants David Eckhart and Investment Management Advisory Group, Inc. (Signed by Judge Harold Baer on 12/2/11)(jw) (Entered: 12/05/2011)
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Request |
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| 91 |
Filed: 12/5/2011, Entered: None |
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ORDER as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm. It is hereby ORDERED that Christopher R. Hall, Esq. Saul Ewing LLP is admitted to practice pro hac vice as counsel for movants David Eckhart and Investment Management Advisory Group. (Signed by Judge Harold Baer on 12/2/11)(jw) (Entered: 12/05/2011)
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Request |
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| 90 |
Filed: 12/1/2011, Entered: None |
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ORDER as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm. Whereas oral argument has been scheduled to take place on December 2, 2011 at 3:30 p.m. in Courtroom 23B; it is hereby ORDERED that oral argument will begin at 2:30 p.m. on December 2, 2011 in Courtroom 23B. ( Oral Argument set for 12/2/2011 at 02:30 PM in Courtroom 23B, 500 Pearl Street, New York, NY 10007 before Judge Harold Baer.) (Signed by Judge Harold Baer, Judge Kimba M. Wood, and Judge Victor Marrero on 12/1/2011)(ja) (Entered: 12/01/2011)
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Request |
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| 89 |
Filed: 11/28/2011, Entered: None |
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NOTICE of Appearance of Richard L. Scheff on behalf of Movant Martin J. Stallone as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm (Scheff, Richard) (Entered: 11/28/2011)
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Request |
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| 88 |
Filed: 11/22/2011, Entered: None |
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SEALED DOCUMENT placed in vault. (mps) (Entered: 11/23/2011)
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| 87 |
Filed: 11/22/2011, Entered: None |
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SEALED DOCUMENT placed in vault. (nm) (Entered: 11/22/2011)
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| 86 |
Filed: 11/22/2011, Entered: None |
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FILING ERROR - ELECTRONIC FILING FOR NON-ECF DOCUMENT - MOTION for Leave to Appear Pro Hac Vice Attorney: Jennifer L. Beidel. Document filed by David Eckhart, Investment Management Advisory Group, Inc. as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Proof of Service)(Lauer, Abigail) Modified on 11/22/2011 (db). (Entered: 11/22/2011)
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Request |
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| 85 |
Filed: 11/22/2011, Entered: None |
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FILING ERROR - ELECTRONIC FILING FOR NON-ECF DOCUMENT - MOTION for Leave to Appear Pro Hac Vice Attorney: Christopher R. Hall. Document filed by David Eckhart, Investment Management Advisory Group, Inc. as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Proof of Service)(Lauer, Abigail) Modified on 11/22/2011 (db). (Entered: 11/22/2011)
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Request |
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| 84 |
Filed: 11/22/2011, Entered: None |
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NOTICE of of Appearance of Abigail Lauer for third-parties IMAGE (Investment Management Advisory Group, Inc.) and David Eckhart as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm (Lauer, Abigail) (Entered: 11/22/2011)
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Request |
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| 83 |
Filed: 11/17/2011, Entered: None |
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SEALED DOCUMENT placed in vault. (nm) (Entered: 11/18/2011)
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| 82 |
Filed: 11/17/2011, Entered: None |
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SEALED DOCUMENT placed in vault. (nm) (Entered: 11/17/2011)
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| 81 |
Filed: 11/15/2011, Entered: None |
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Certificate of Service of 80 Reply Memorandum of Law in Support of Motion by USA as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm. Document was served on Richard W. Beckler, Esq., Michael McGovern, Esq., Bradley D. Simon, Esq., Daniel Zelenko, Esq., John S. Siffert, Esq., Walter F. Timpone, Esq., Howard E. Heiss, Esq., Charles Stillman, Esq., Marc L. Mukasey, Esq., Christopher Hall, Esq., Richard L. Scheff, Esq., Ronald H. Levine, Esq., Fred F. Fielding, Esq., Nina Beattie, Esq., Gregory L. Poe, Esq. on 11/14/11. (Reilly, Charles) (Entered: 11/15/2011)
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Request |
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| 80 |
Filed: 11/15/2011, Entered: None |
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REPLY MEMORANDUM OF LAW in Support by USA as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm re: 70 MOTION for Release of Brady Materials.. (Reilly, Charles) (Entered: 11/15/2011)
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Request |
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| 79 |
Filed: 11/14/2011, Entered: None |
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ORDER FOR ADMISSION PRO HAC VICE ON WRITTEN MOTION LATHROP B. NELSON, IIIgranting 75 Motion for Lathrop B. Nelson to Appear Pro Hac Vice as to Dominick P Carollo (1), Steven E Goldberg (2). (Signed by Judge Harold Baer on 11/14/2011) (jar) (Entered: 11/14/2011)
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Request |
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| 78 |
Filed: 11/14/2011, Entered: None |
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FILING ERROR - DEFICIENT DOCKET ENTRY -Certificate of Service of 77 Reply Memorandum of Law in Opposition to Motion by USA as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm. Document was served on Richard W. Beckler, Esq., Michael McGovern, Esq., Bradley D. Simon, Esq., Daniel Zelenko, Esq., John S. Siffert, Esq., Walter F. Timpone, Esq., Howard E. Heiss, Esq., Charles Stillman, Esq., Marc L. Mukasey, Esq., Christopher Hall, Esq., Richard L. Scheff, Esq., Ronald H. Levine, Esq., Fred F. Fielding, Esq., Nina Beattie, Esq., Gregory L. Poe, Esq on 11/14/11. (Reilly, Charles) Modified on 11/15/2011 (ka). (Entered: 11/14/2011)
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Request |
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| 77 |
Filed: 11/14/2011, Entered: None |
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FILING ERROR - WRONG DOCUMENT TYPE SELECTED FROM MENU - REPLY MEMORANDUM OF LAW in Opposition by USA as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm re: 63 MOTION for Protective Order and Evidentiary Hearing.. (Reilly, Charles) Modified on 11/15/2011 (ka). (Entered: 11/14/2011)
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Request |
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| 76 |
Filed: 11/14/2011, Entered: None |
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ORDER FOR ADMISSION PRO HAC VICE ON WRITTEN MOTION LATHROP B. NELSON, III; granting 75 Motion for Lathrop B. Nelson III to Appear Pro Hac Vice as counsel for Movant Martin J. Stallone in the above captioned case. (Signed by Judge Harold Baer on 1/14/2011) (dnd) (Entered: 11/14/2011)
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Request |
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| 75 |
Filed: 11/9/2011, Entered: None |
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MOTION for Lathrop B. Nelson, III to Appear Pro Hac Vice. Document filed by Martin J. Stallone as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm. (bwa) (bwa). (Entered: 11/09/2011)
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Request |
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| 74 |
Filed: 11/7/2011, Entered: None |
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SEALED DOCUMENT placed in vault. (mps) (Entered: 11/07/2011)
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| 73 |
Filed: 11/7/2011, Entered: None |
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SEALED DOCUMENT placed in vault. (mps) (Entered: 11/07/2011)
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| 72 |
Filed: 11/3/2011, Entered: None |
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ORDER as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm. By letter dated October 11, 2011, third parties Investment Management Advisory Group, Inc., David Eckhart, and Martin Stallone requested permission to file their motion for a protective order and supporting exhibits under seal. The Government having no objection, the application is granted. By letter dated October 25, 2011, Brune & Richard LLP, acting on behalf of an unnamed third party, requested permission to file under seal a response to the Government's application to disclose Brady material. The Government having no objection, the application is granted. Brune & Richard LLP is directed to file its motion in all three of the above-captioned cases no later than November 7, 2011. The Government shall respond by November 14, 2011. Brune & Richard LLP shall file its reply, if any, by November 22, 2011. Oral argument on both of the thirdparty applications will be heard on December 2, 2011 at 3:30 p.m. in Courtroom 23-B. Brune & Richard LLP further requests that all parties redact its client's name from their motion papers. In light of the fact that all papers relating to disclosure of the eight consensual recordings will be filed under seal, additional redaction is unnecessary. The Court will take appropriate measures, including the use of a pseudonym, to protect the client's identity should it be raised at oral argument. SO ORDERED. (Signed by Judge John F. Keenan, Harold Baer, Jr and Victor Marrero on 11/3/11)(jw) (Main Document 72 replaced on 11/7/2011) (ad). (Entered: 11/03/2011)
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| 71 |
Filed: 10/24/2011, Entered: None |
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Certificate of Service of 70 MOTION for Release of Brady Materials. by USA as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm. Document was served on Richard W. Beckler, Esq., Michael McGovern, Esq., Bradley D. Simon, Esq., Daniel Zelenko, Esq., John S. Siffert, Esq., Walter F. Timpone, Esq., Howard E. Heiss, Esq., Charles Stillman, Esq., Marc L. Mukasey, Esq., Christopher Hall, Esq., Richard L. Scheff, Esq., Ronald H. Levine, Esq., Fred F. Fielding, Esq., Nina Beattie, Esq., Gregory L. Poe, Esq. on 10/24/11. (Reilly, Charles) (Entered: 10/24/2011)
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Request |
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| 70 |
Filed: 10/24/2011, Entered: None |
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MOTION for Release of Brady Materials. Document filed by USA as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm. (Attachments: # 1 Text of Proposed Order)(Reilly, Charles) (Entered: 10/24/2011)
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Request |
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| 69 |
Filed: 10/21/2011, Entered: None |
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ORDER as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm. On October 11, 2011, the Government submitted to Judge Marrero an application for an order to disclose portions of eight consensual recordings that contain potentially privileged material, as well as Brady material, to Defendants in each of the above-listed cases. Concurrently, third parties Investment Management Advisory Group, Inc., David Eckhart, and Martin Stallone moved for a protective order and evidentiary hearing to prevent disclosure of certain recordings. It is hereby ORDERED as follows: The Government shall file its initial application to disclose Brady material in United States v. Carollo, et al., 10 Cr. 654 (HB) and United States v. Ghavami, et al., 10 Cr. 1217 (JFK) and ensure that each judge receives copies of the consensual tape recordings that are the subject of the application, as well as transcripts of those recordings; 2. The Government shall file a response to the motion for a protective order in each of the three cases no later than November 14, 2011; 3. Third parties Investment Management Advisory Group, Inc., David Eckhart, and Martin Stallone shall file a reply, if any, in each of the three cases no later than November 22, 2011; The Court will hear oral argument on the motion on December 2, 2011 at 3:30 p.m. in Courtroom 23 B. SO ORDERED (Signed by Judge Harold Baer on 10/20/2011)(dnd) (Entered: 10/21/2011)
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Request |
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| 68 |
Filed: 10/20/2011, Entered: None |
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OPINION AND ORDER:#100933 as to Dominick P. Carollo, Steven E. Goldberg, Peter S. Grimm. Before the Court is the Government's "Motion to Clarify or Reconsider the Applicability of Section 3293's Ten-Year Statute of Limitations to Counts Four and Five." On August 25, 2011, I dismissed Count Seven of the Superseding Indictment filed on May 31, 2011 (the "Indictment") holding that the ten-year statute of limitations provided by 18 U.S.C. Section 3293(2) for offenses that affect financial institutions was inapplicable in the absence of any actual loss or a non-de minimis risk of loss by a financial institution. On September 1, 2011 the Government filed the present motion asking the Court to clarify that its Order does not preclude the Government from (i) offering evidence at trial that Financial Institution A suffered an actual loss of $160 million that it paid in penalties, disgorgement, and restitution for its knowing participation in the conspiracies alleged in Counts Four and Five, and (ii) obtaining a jury instruction on Section 3293 with respect to Counts Four and Five if the evidence establishes a factual basis for the requisite effect on a financial institution. Alternatively, the Government asks this Court to reconsider its decision in light of the actual loss incurred by Financial Institution A in this case and allow the Government to show the actual effect at trial....[See Opinion And Order]... III. CONCLUSION: For the foregoing reasons the Government's motion is denied. The Clerk of Court is instructed to close this motion (Dkt. # 55). SO ORDERED: (Signed by Judge Harold Baer on 10/20/2011)(bw) Modified on 10/21/2011 (jab). (Entered: 10/20/2011)
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| 67 |
Filed: 10/20/2011, Entered: None |
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ENDORSED LETTER as to Dominick P. Carollo, Steven E. Goldberg, Peter S. Grimm addressed to Judge Harold Baer from Attorney Antonia R. Hill, Antitrust Division of U.S. Department of Justice, New York Field Office, dated October 14, 2011 re: The parties received the Court's letter of October 13, 2011, and I write on behalf of the Government and defendants because we are concerned that rescheduling the trial to April 9, 2012 may not resolve the Court's Part I scheduling issue, and respectfully bring the following issues to the Court's attention. ENDORSEMENT: Thanks for your thinking. We will start on April 9 at 9:30 AM. So Ordered. (Signed by Judge Harold Baer on 10/18/2011)(bw) (Entered: 10/20/2011)
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Request |
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| 66 |
Filed: 10/19/2011, Entered: None |
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ENDORSED LETTER as to Steven E Goldberg addressed to Judge Harold Baer, Jr., from John S. Siffert, atty for dft, dated 10/18/2011, re: Looking at my calendar to input the April 9 trial date, I realized that the religious holidays of Passover will likely interfere with the Court's ability to select a jury. We ask that the Court reconsider starting the trial as originally planned on April 16. -- Judge endorsed: I doubt the Passover holiday will inhibit jury selection - if as you say it will occur on the 3rd and 4th day of the holiday but I think we should continue with the schedule and if it presents a jury problem we will deal with it when appears. Thanks for your thoughts. (Signed by Judge Harold Baer on 10/19/2011)(ja) (Entered: 10/19/2011)
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Request |
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| 65 |
Filed: 10/18/2011, Entered: None |
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ENDORSED LETTER as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm addressed to Judge Harold Baer from Antonia R. Hill dated 10/14/11 re: The parties' concern is not with the April 9 trial date as such. Rather, we wanted to alert the Court that we are concerned that it will not resolve the Court's scheduling conflict with its Part 1 responsibilities...ENDORSEMENT..Thanks for your thinking we will start on April 9 at 9:30am. (Signed by Judge Harold Baer on 10/18/11)(jw) (Entered: 10/18/2011)
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Request |
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| 64 |
Filed: 10/17/2011, Entered: None |
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TRANSCRIPT of Proceedings as to Dominick P Carollo held on 9/27/2011 before Judge Harold Baer. (pl) (Entered: 10/17/2011)
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Request |
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| 63 |
Filed: 10/11/2011, Entered: None |
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MOTION for Protective Order and Evidentiary Hearing. Document filed by Martin J. Stallone, David Eckhart, Investment Management Advisory Group, Inc. as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm. (Attachments: # 1 Certificate of Service)(Kuffler, Alfred) (Entered: 10/11/2011)
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Request |
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| 62 |
Filed: 10/3/2011, Entered: None |
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TRANSCRIPT of Proceedings as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm held on 9/27/2011 before Judge Harold Baer. (ja) (Entered: 10/05/2011)
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Request |
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| 61 |
Filed: 10/3/2011, Entered: None |
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TRANSCRIPT of Proceedings as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm held on 9/27/2011 before Judge Harold Baer. (djc) (Entered: 10/05/2011)
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Request |
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| 60 |
Filed: 9/20/2011, Entered: None |
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REPLY MEMORANDUM OF LAW in Support by USA as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm re: 55 MOTION for Reconsideration.. (Hart, Kevin) (Entered: 09/20/2011)
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Request |
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| 59 |
Filed: 9/20/2011, Entered: None |
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Certificate of Service by USA as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm.. (Hart, Kevin) (Entered: 09/20/2011)
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Request |
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| 58 |
Filed: 9/13/2011, Entered: None |
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MEMORANDUM in Opposition by Dominick P Carollo, Steven E Goldberg, Peter S Grimm re 55 MOTION for Reconsideration.. (Attachments: # 1 Exhibit A Declaration of Katherine Kinsella, # 2 Exhibit B Memorandum and Order, dated April 12, 2006)(Heiss, Howard) (Entered: 09/13/2011)
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Request |
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| 57 |
Filed: 9/6/2011, Entered: None |
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MOTION SCHEDULING ORDER as to Dominick P Carollo, Steven E Goldberg and Peter S Grimm: Responses to the Government's Motion to Clarify or Reconsider due by 9/13/2011. Replies due by 9/20/2011. ENDORSEMENT: I make the earlier dates so that if you choose to argue we can have arguments on my conf. day ie 9/22 at noon if you choose to simply submit we can keep your Rule dates. Let me know. (Signed by Judge Harold Baer on 9/6/2011) (ab) (Entered: 09/06/2011)
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Request |
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| 56 |
Filed: 9/1/2011, Entered: None |
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MEMORANDUM in Support by USA as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm re 55 MOTION for Reconsideration.. (Hart, Kevin) (Entered: 09/01/2011)
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Request |
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| 55 |
Filed: 9/1/2011, Entered: None |
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MOTION for Reconsideration. Document filed by USA as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm. (Hart, Kevin) (Entered: 09/01/2011)
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Request |
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| 54 |
Filed: 9/1/2011, Entered: None |
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Certificate of Service by USA as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm.. (Hart, Kevin) (Entered: 09/01/2011)
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Request |
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| 53 |
Filed: 8/25/2011, Entered: None |
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OPINION AND ORDER #100699 as to Dominick P. Carollo, Steven E. Goldberg, Peter S. Grimm. Before the Court are three motions for which oral argument took place on Tuesday, August 9, 2011. On July 1, 2011, Dominick Carollo, Steven Goldberg, Peter Grimm ("Defendants") filed a Motion to Dismiss the superseding indictment filed on May 31, 2011 ("the Indictment") as barred by the statute of limitations and a Motion to Compel a Detailed Bill of Particulars, and Defendant Goldberg, joined by Defendant Carollo, filed a Motion to Dismiss several counts as multiplicitous. For the following reasons, the motions are granted in part and denied in part....[See document]... III. Conclusion: The motion to dismiss Count 7 as barred by the statute of limitations is GRANTED. The government is directed to provide a response to Question 3 within (10) days of the date of this opinion. All other motions are DENIED. The Clerk of the Court is instructed to close all open motions in this case. Additionally, where the Pretrial Scheduling Order permits the parties to file any remaining substantive motions by November 7, 2011, which will be fully briefed by December 15, 2011, this will not be an opportunity to reargue any issues already decided by the Court in this opinion or otherwise. SO ORDERED. (Signed by Judge Harold Baer on 8/25/2011)(bw) Modified on 8/26/2011 (ajc). (Entered: 08/25/2011)
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Request |
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| 52 |
Filed: 8/23/2011, Entered: None |
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SEALED DOCUMENT placed in vault. (mps) (Entered: 08/23/2011)
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| 51 |
Filed: 8/10/2011, Entered: None |
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ORDER TO SEAL TRANSCRIPT as to Dominick P Carollo, Steven E Goldberg and Peter S Grimm: Due to the confidential nature of the information disclosed in the transcript, it is hereby ORDERED that the transcript of 8/9/2011 Oral Argument shall be sealed. (Signed by Judge Laura Taylor Swain on 8/10/2011 Part I) (ab) (Entered: 08/10/2011)
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Request |
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| 50 |
Filed: 8/8/2011, Entered: None |
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FILING ERROR - ELECTRONIC FILING FOR NON-ECF DOCUMENT(LETTER) - REPLY TO RESPONSE to Motion by Dominick P Carollo as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm re 38 JOINT MOTION to Compel the Production of a Detailed Bill of Particulars.JOINT MOTION to Dismiss the Superseding Indictments as Time-Barred.. (Timpone, Walter) Modified on 8/9/2011 (ka). (Entered: 08/08/2011)
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Request |
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| 49 |
Filed: 8/8/2011, Entered: None |
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SEALED DOCUMENT placed in vault. (mps) (Entered: 08/08/2011)
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| 48 |
Filed: 8/8/2011, Entered: None |
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REPLY MEMORANDUM OF LAW in Support as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm re: 40 MOTION to Dismiss. the Superseding Indictment as Time-Barred. (Heiss, Howard) (Entered: 08/08/2011)
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Request |
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| 47 |
Filed: 8/3/2011, Entered: None |
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SEALED DOCUMENT placed in vault. (nm) (Entered: 08/03/2011)
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| 46 |
Filed: 7/27/2011, Entered: None |
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REPLY MEMORANDUM OF LAW in Opposition by USA as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm re: 40 MOTION to Dismiss., 38 JOINT MOTION to Compel the Production of a Detailed Bill of Particulars.JOINT MOTION to Dismiss the Superseding Indictments as Time-Barred. Hill, Antonia. (Hill, Antonia) (Entered: 07/27/2011)
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Request |
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| 45 |
Filed: 7/26/2011, Entered: None |
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FILING ERROR - WRONG DOCUMENT TYPE SELECTED FROM MENU - RESPONSE in Opposition by USA as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm re 40 MOTION to Dismiss., 38 JOINT MOTION to Compel the Production of a Detailed Bill of Particulars.JOINT MOTION to Dismiss the Superseding Indictments as Time-Barred.. Hill, Antonia (Hill, Antonia) Modified on 7/27/2011 (ka). (Entered: 07/26/2011)
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Request |
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| 44 |
Filed: 7/20/2011, Entered: None |
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TRANSCRIPT of Proceedings as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm held on June 16, 2011 before Judge Harold Baer. (mro) (Entered: 07/21/2011)
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Request |
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| 43 |
Filed: 7/7/2011, Entered: None |
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NOTICE OF ATTORNEY APPEARANCE: Daniel M. Gitner appearing for Steven E Goldberg. (Gitner, Daniel) (Entered: 07/07/2011)
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Request |
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| 42 |
Filed: 7/5/2011, Entered: None |
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ENDORSED LETTER as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm addressed to Judge Harold Baer, Jr. from Mark A. Racanelli dated 7/1/11 re: The parties respectfully request that this agreement be included as part of the record in this matter and that the Court amend the case management order to reflect the deadlines as set forth below. The Government agrees to identify and produce (if not previously produced), by August 9, audio files, electronic documents, emails and any other material-- other than the discovery associated with the 332 deals the Government listed in its September 14, 2010 Bill of Particulars -- involving any GIC transaction that the Government is aware of as of the date of this letter in which. In addition, the Government agrees to identify and produce (if not previously produced), by September 9, 2011, emails or any documents relating to or reflecting communications, fromthe hard-copy issuer and financial advisor documents, between and among brokers, financial advisors and issuers that were involved in any of the transactions listed on the June 13, 2011 version of the Bill of Particulars relating to actual or projected GIC bids or pricing, or actual orpotential GIC bidders or arbitrage analysis of those transactions....ENDORSEMENT...SO ORDERED. (Signed by Judge Harold Baer on 7/5/11)(jw) (Entered: 07/05/2011)
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Request |
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| 41 |
Filed: 7/1/2011, Entered: None |
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SEALED DOCUMENT placed in vault. (mps) (Entered: 07/05/2011)
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| 40 |
Filed: 7/1/2011, Entered: None |
Motion to Dismiss |
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MOTION to Dismiss. Document filed by Steven E Goldberg as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm. Return Date set for 8/9/2011 at 11:00 AM. (Attachments: # 1 Certificate of Service)(Siffert, John) (Entered: 07/01/2011)
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Request |
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| 39 |
Filed: 7/1/2011, Entered: None |
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MEMORANDUM in Support by Dominick P Carollo, Steven E Goldberg, Peter S Grimm re 38 JOINT MOTION to Compel the Production of a Detailed Bill of Particulars.JOINT MOTION to Dismiss the Superseding Indictments as Time-Barred.. (Heiss, Howard) (Entered: 07/01/2011)
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Request |
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| 38 |
Filed: 7/1/2011, Entered: None |
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JOINT MOTION to Compel the Production of a Detailed Bill of Particulars., JOINT MOTION to Dismiss the Superseding Indictments as Time-Barred.( Return Date set for 8/9/2011 at 11:00 AM.) Document filed by Dominick P Carollo, Steven E Goldberg, Peter S Grimm. (Heiss, Howard) (Entered: 07/01/2011)
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Request |
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| 37 |
Filed: 6/28/2011, Entered: None |
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PRETRIAL SCHEDULING ORDER as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm. WHEREAS the Government filed a superseding indictment on May 31, 2011, the parties have agreed to modify the Pretrial Scheduling Order; and for good cause shown, it is hereby ORDERED that the following deadlines appley: [*** SEE ORDER FOR DETAILS ***]. SO ORDERED: (Signed by Judge Harold Baer on 6/28/2011)(bw) (Entered: 06/28/2011)
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Request |
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| 36 |
Filed: 5/27/2011, Entered: None |
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TRANSCRIPT of Proceedings as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm held on 5/19/11 before Judge Harold Baer. (jw) (Entered: 06/02/2011)
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Request |
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| 35 |
Filed: 5/31/2011, Entered: None |
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(S1) SUPERSEDING INDICTMENT FILED as to Dominick P Carollo (1) count(s) 1s-3s, 7s, Steven E Goldberg (2) count(s) 1s-3s, 5s-6s, 7s, Peter S Grimm (3) count(s) 1s-4s. (Attachments: # 1 indictment part 2) (jm) (Entered: 06/02/2011)
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Request |
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| 34 |
Filed: 5/4/2011, Entered: None |
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NOTICE OF ATTORNEY APPEARANCE Joseph Muoio appearing for USA. (Muoio, Joseph) (Entered: 05/04/2011)
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Request |
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| 33 |
Filed: 4/29/2011, Entered: None |
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ENDORSED LETTER: As to Dominick P Carollo, Steven E Goldberg, Peter S Grimm addressed to Judge Harold Baer,Jr. from John S. Siffert dated 4/28/2011. re: On behalf of all defendants in the above matter, we respectfully request that the defendants' time to file motions for dismissal and other substantive relief be adjourned from the current date of May 2 until after the government's planned superseding indictment has been returned. The government does not oppose this request. ENDORSEMENT: You are encouraged to work at the timetable together and make it convenient to all concerned. Keep in mind however that I need 60 days for motions. I don't encourage Motions to Dismiss and Motions for Summary Judgment but you are welcome to do so as you choose but at present keep in mind there is no change in the trial date. SO ORDERED. (Signed by Judge Harold Baer on 4/29/2011)(dnd) (Entered: 05/02/2011)
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Request |
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| 32 |
Filed: 4/29/2011, Entered: None |
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NOTICE OF ATTORNEY APPEARANCE: Walter F. Timpone appearing for Dominick P Carollo. (Timpone, Walter) (Entered: 04/29/2011)
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Request |
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| Save 25% on a pre-paid one year subscription. |
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| 31 |
Filed: 4/28/2011, Entered: None |
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NOTICE OF ATTORNEY APPEARANCE: Walter Richard Krzastek, Jr appearing for Dominick P Carollo. (Krzastek, Walter) (Entered: 04/28/2011)
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Request |
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| 30 |
Filed: 4/26/2011, Entered: None |
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ENDORSED LETTER as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm addressed to Judge Baer, from Kevin B. Hart, Anti-Trust Division, dated 4/22/2011, re: response to defense letter to Court, concerning the production of certain discovery that had inadvertently not been previously produced to the defense.... -- Judge endorsed: I consider the government's inability to get its act together such that it has caused the plaintiff's unnecessary delay and caused the Court to waste its time too. If it is not totally and fully resolved by the end of the 6 week period sanctions will more than likely be the result and may be appropriate even now. If you weren't ready to indict you ought to have thought more carefully about going forward when you did. (Signed by Judge Harold Baer on 4/25/2011)(ja) (Entered: 04/26/2011)
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Request |
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| 29 |
Filed: 4/12/2011, Entered: None |
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TRANSCRIPT of Proceedings as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm held on 4/7/11 before Judge Harold Baer. (cd) (Entered: 04/22/2011)
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Request |
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| 28 |
Filed: 4/8/2011, Entered: None |
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ORDER as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm. WHEREAS on April 7, 2011 a Pre-Trial Conference took place, and the following was agreed to, it is hereby ORDERED that by April 13, 2011 the government will submit a letter that provides a timetable describing when it will complete production of the five requests previously made by defendants, or their reason not to respond to any individual request; and it is further ORDERED that the government will complete production with respect to said five requests as expeditiously as reasonably possible, and in no event more than 6 weeks from the date hereof; and it is further ORDERED that by April 13, 2011 in a letter of no more than 5 pages the government will identify the counts that it continues to believe it will pursue at trial and an explanation of how they are in fact representative of distinct conspiracies. I understand the defendants' position as articulated in their recent letter, with color charts included. If after reading the government's submission the defendants have anything new to add, defendants may jointly submit a response of no more than 5 pages by April 18, 2011; and it is further ORDERED, that we, at least for the foreseeable future, have regular status conferences on this matter at approximately thirty (30) day intervals, and you are to plan accordingly. Our next status conference will be on May 19, 2011 at 11:00 A.M. to discuss your submission and any open discovery concerns and a new trial date. BE PREPARED. SO ORDERED: (Signed by Judge Harold Baer on 4/8/2011)(bw) (Entered: 04/08/2011)
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Request |
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| 27 |
Filed: 3/21/2011, Entered: None |
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ENDORSED LETTER as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm addressed to Judge Harold Baer, Jr. from Antonia R. Hill dated 3/18/2011 re: The Government writes in response to John Siffert's letter to the Court dated 3/18/2011. In the Government's view, the defendants have no suffered prejudice that would prevent them from preparing their defense of the trial currently scheduled for March 2012. ENDORSED: I will grant the extensions on consent. My larger concern and one the government will have to come to grips with before April 4 is that there are 10 conspiracy counts and I will try some and they will include some of your "baskets" and not likely cover seven years -I gave you the opportunity to do this now its my turn, if not done by April 4 and since I have ample authority looking at your discovery above I'd suggest you come to Court having used a pair of scissors and avoid my scythe, but suit yourself. (Signed by Judge Harold Baer on 3/21/2011)(ab) (Entered: 03/21/2011)
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Request |
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| 26 |
Filed: 1/18/2011, Entered: None |
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MEMO ENDORSEMENT as to Dominick P Carollo, Steven E Goldberg and Peter S Grimm. ORDER: It is hereby ORDERED that the time from 1/14/2011 until 3/5/2012, the date the trial is scheduled to commence, is hereby excluded under the Speedy Trial Act. ENDORSED: I've signed this order but would like another status conference in April. Please arrange at your convenience and mine. Call my Courtroom Deputy. SO ORDERED. (Signed by Judge Harold Baer on 1/18/2011)(ab) (Entered: 01/18/2011)
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Request |
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| 25 |
Filed: 1/7/2011, Entered: None |
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TRANSCRIPT of Proceedings as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm held on 12/16/10, 10:30 a.m. before Judge Harold Baer. (rjm) (Entered: 01/11/2011)
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Request |
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| 24 |
Filed: 1/6/2011, Entered: None |
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TRANSCRIPT of Proceedings as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm held on 12/16/10 before Judge Harold Baer. (jw) (Entered: 01/06/2011)
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Request |
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| 23 |
Filed: 1/5/2011, Entered: None |
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TRANSCRIPT of Proceedings as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm held on 12/16/10 before Judge Harold Baer. (jw) (Entered: 01/05/2011)
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Request |
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| 22 |
Filed: 12/17/2010, Entered: None |
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ORDER EXCLUDING TIME UNDER THE SPEEDY TRIAL ACT as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm. Time excluded from 12/16/2010 until 1/14/2011.... The Gov't will produce additional discovery materials and the dfts will be able to evaluate the discovery and consider whether to file motions. SO ORDERED. (Signed by Judge Harold Baer on 12/17/2010)(ja) (Entered: 12/17/2010)
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Request |
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| 21 |
Filed: 12/6/2010, Entered: None |
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ORDER EXCLUDING TIME UNDER THE SPEEDY TRIAL ACT as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm. Time excluded from 11/29/2010 until 12/16/2010. The Court has ordered that the next status conference in this matter be held on December 16, 2010. The parties consent to exclusion of the time from Speedy Trial Act calculations from November 29, 2010 through December 16, 2010. This order of exclusion of time is made pursuant to 18 U.S.C. §§ 3161(h)(7)(A) and the consent of all parties. SO ORDERED. (Signed by Judge Harold Baer on 12/6/2010)(dnd) (Entered: 12/06/2010)
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Request |
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| 20 |
Filed: 12/6/2010, Entered: None |
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SUPPLEMENTAL PROTECTIVE ORDER: As to Dominick P Carollo, Steven E Goldberg, Peter S Grimm...regarding procedures to be followed that shall govern the handling of confidential material.... (Signed by Judge Harold Baer on 12/6/2010)(dnd) (Entered: 12/06/2010)
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Request |
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| 19 |
Filed: 10/20/2010, Entered: None |
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ENDORSED LETTER as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm addressed to Judge Baer from Howard E. Heiss dated 10/19/2010 re: I am writing at the suggestion of Judge Francis's chambers to confirm that the Court has adjourned the October 27th pretrial conference until after the November 29th conference with Judge Francis to a date to be determined by Your Honor...ENDORSEMENT...I spoke to Judge Francis and all seems to be progressing now that the Government and the defendants are on the same train. He will set a date for the pretrial conference before me at your meeting with him on the 29th. (Signed by Judge Harold Baer on 10/20/2010)(jw) (Entered: 10/20/2010)
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Request |
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| 18 |
Filed: 10/20/2010, Entered: None |
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ORDER EXCLUDING TIME UNDER THE SPEEDY TRIAL ACT as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm. Time excluded from 10/27/2010 until 11/29/2010. It is hereby ordered that the adjourned time shall be excluded from speedy trial calculations. This exclusion is designed to guarantee effectiveness of counsel and prevent any possible miscarriage of justice. The value of this exclusion outweighs the best interests of the defendants and the public to a speedy trial. This order of exclusion of time is made pursuant to 18 U.S.C. §§ 3161(h)(7)(A) and consent of all parties. SO ORDERED. (Signed by Judge Harold Baer on 10/20/2010)(jw) (Entered: 10/20/2010)
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Request |
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| 17 |
Filed: 10/15/2010, Entered: None |
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ORDER EXCLUDING TIME UNDER THE SPEEDY TRIAL ACT as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm. The Court has rescheduled the status conference in this matter from October 14, 2010 to October 27, 2010 at 9:30 a.m. The parties consent to exclusion of the time from Speedy Trial Act calculations from October 14, 2010 through October 27, 2010. It is hereby ordered that the adjourned time shall be excluded from speedy trial calculations. This exclusion is designed to guarantee effectiveness of counsel and prevent any possible miscarriage of justice. This order of exclusion of time is made pursuant to 18 U.S.C. §§ 3161(h)(7)(A) and on consent of all parties. SO ORDERED. (Signed by Judge Harold Baer on 10/15/2010)(dnd) (Entered: 10/15/2010)
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Request |
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| 16 |
Filed: 8/19/2010, Entered: None |
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PROTECTIVE ORDER as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm. IT IS HEREBY ORDERED that: 1. This Protective Order, entered pursuant to Rules 16(d) and 57 of the Federal Rules of Criminal Procedure, applies to the discovery materials produced in this matter (hereinafter "Protected Materials").2. Defendants and Defendants' counsel, upon receiving the Protected Materials, may only disclose or disseminate the Protected Materials or any information taken from the Protected Materials to any third party if such disclosure or dissemination is in connection with the defense of this case. No party shall disclose Protected Materials to members of the media. Defendants or Defendants' counsel may not use, disclose or disseminate the Protected Materials or any information taken from the Protected Materials for any purpose other than in connection with the defense of this case. 3. Any third party or its counsel to whom disclosure or dissemination is made pursuant to this Order may not further disclose or disseminate the Protected Materials or any information taken from the Protected Materials for any purpose other than as specified in Paragraph 2. SO ORDERED. (Signed by Judge Harold Baer on 8/19/2010)(jw) (Entered: 08/19/2010)
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Request |
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| 15 |
Filed: 8/17/2010, Entered: None |
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STIPULATION as to Dominick P Carollo, Steven E Goldberg and Peter S Grimm: It is hereby stipulated and agreed by and between the United States of America, and the defendants by their counsel, that the Work Product provided to the defendants in discovery are drafts and are being provided for the convenience of the defendants and their counsel, that they they will be used only for the purposes of trial preparation and for no other purpose. It is further stipulated and agreed that the Work Product will not be used at any proceeding to conduct cross examination of any witness or to impeach or call into questions the accuracy of any final transcript. SO ORDERED. (Signed by Judge Harold Baer on 8/17/2010)(ab) (Entered: 08/17/2010)
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Request |
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| 14 |
Filed: 8/13/2010, Entered: None |
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NOTICE OF ATTORNEY APPEARANCE Steven Tugander appearing for USA. (Tugander, Steven) (Entered: 08/13/2010)
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Request |
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| 13 |
Filed: 8/12/2010, Entered: None |
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TRANSCRIPT of Proceedings as to Dominick P Carollo, Steven E Goldberg, Peter S Grimm held on 8/4/2010 before Judge Harold Baer. (ja) (Entered: 08/12/2010)
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Request |
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| 12 |
Filed: 8/11/2010, Entered: None |
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NOTICE OF ATTORNEY APPEARANCE: Mark Alexander Racanelli appearing for Peter S Grimm. (Racanelli, Mark) (Entered: 08/11/2010)
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Request |
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| 11 |
Filed: 8/11/2010, Entered: None |
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NOTICE OF ATTORNEY APPEARANCE: Howard E. Heiss appearing for Peter S Grimm. (Heiss, Howard) (Entered: 08/11/2010)
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Request |
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| 10 |
Filed: 8/2/2010, Entered: None |
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NOTICE OF ATTORNEY APPEARANCE: Peter Goldberg appearing for Peter S Grimm. (jar) (Entered: 08/10/2010)
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Request |
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| 9 |
Filed: 7/30/2010, Entered: None |
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ADVICE OF PENALTIES AND SANCTIONS as to Peter S Grimm. (dnd) (Entered: 08/09/2010)
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Request |
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| 8 |
Filed: 7/30/2010, Entered: None |
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ADVICE OF PENALTIES AND SANCTIONS as to Dominick P Carollo. (dnd) (Entered: 08/06/2010)
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Request |
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| 7 |
Filed: 8/2/2010, Entered: None |
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NOTICE OF ATTORNEY APPEARANCE: Walter F. Timpone appearing for Dominick P Carollo. (dnd) (Entered: 08/06/2010)
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Request |
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| 6 |
Filed: 7/30/2010, Entered: None |
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ADVICE OF PENALTIES AND SANCTIONS as to Steven E Goldberg. (dnd) (Entered: 08/06/2010)
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Request |
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| 5 |
Filed: 8/2/2010, Entered: None |
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NOTICE OF ATTORNEY APPEARANCE: John Sand Siffert appearing for Steven E Goldberg. (dnd) (Entered: 08/06/2010)
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Request |
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| 4 |
Filed: 8/4/2010, Entered: None |
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NOTICE OF ATTORNEY APPEARANCE Kevin Bradford Hart appearing for USA. (Hart, Kevin) (Entered: 08/04/2010)
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Request |
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| 3 |
Filed: 8/4/2010, Entered: None |
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NOTICE OF ATTORNEY APPEARANCE Laura Heiser appearing for USA. (Heiser, Laura) (Entered: 08/04/2010)
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Request |
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| 2 |
Filed: 8/3/2010, Entered: None |
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NOTICE OF ATTORNEY APPEARANCE Antonia Roach Hill appearing for USA. (Hill, Antonia) (Entered: 08/03/2010)
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Request |
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| 1 |
Filed: 7/27/2010, Entered: None |
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INDICTMENT FILED as to Dominick P Carollo (1) count(s) 1, 2-4, 12, Steven E Goldberg (2) count(s) 1, 2-5, 7, 8-11, Peter S Grimm (3) count(s) 1, 2-6. (Attachments: # 1 Indictment part 2) (aba) (Entered: 07/27/2010)
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Update
Alerts
