State of Oregon v. Oppenheimerfunds, Inc. et al

Federal Civil Lawsuit Oregon District Court, Case No. 6:09-cv-06135
District Judge Michael R Hogan, presiding
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District Judge Michael R Hogan
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Summary

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Parties
No Logo State Of Oregon, Plaintiff

Represented by Garvey Shubert & Barer

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Keith S Dubanevich +1 503 227 1600 +1 503 226 0259 kdubanevich@stollberne.com

Represented by State of Oregon

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Frederick M Boss +1 503 934 4400 +1 503 373 7067 fred.boss@doj.state.or.us

Represented by Stoll Stoll Berne Lokting & Shlachter, PC

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED Ketterling Keith +1 503 227 1600 +1 503 227 6840 kketterling@ssbls.com
ATTORNEY TO BE NOTICED Scott A. Shorr +1 503 227 1600 +1 503 227 6840 sshorr@stollberne.com
ATTORNEY TO BE NOTICED Jennifer S. Wagner +1 503 227 1600 +1 503 227 6840 jwagner@stollberne.com
v.
No Logo OFI Private Investments, Inc., Defendant

Represented by Stoel Rives, LLP

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Brad S Daniels +1 503 224 3380 +1 503 220 2480 brad.daniels@stoel.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Barnes H. Ellis +1 503 294 9243 +1 503 220 2480 bhellis@stoel.com
No Logo Oppenheimer Funds Distributor, Inc., Defendant

Represented by Stoel Rives, LLP

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Brad S Daniels +1 503 224 3380 +1 503 220 2480 brad.daniels@stoel.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Barnes H. Ellis +1 503 294 9243 +1 503 220 2480 bhellis@stoel.com
No Logo Oppenheimerfunds, Inc., Defendant

Represented by Stoel Rives, LLP

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Brad S Daniels +1 503 224 3380 +1 503 220 2480 brad.daniels@stoel.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Barnes H. Ellis +1 503 294 9243 +1 503 220 2480 bhellis@stoel.com
Attributes
Citation Section 15 U.S.C. § 77
Nature of Suit 850 - Other Statutes: Securities/Commodities/Exchange
Timeline
  Entries (30) Tab Overlap Calendar Events Tab Overlap Related (0) Tab Overlap Tools Right End
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Legal Document (Payment Possibly Required) 30 Filed: 8/14/2009, Entered: None Court Filing
Transcript of Proceedings held on 7/28/09 before Judge Michael R. Hogan. Court Reporter: Deborah Wilhelm.. (sln) (Entered: 08/14/2009)
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Blank 29 Filed: 8/14/2009, Entered: None
Judgment - this action is remanded to the Circuit Court of Marion County for the State of Oregon. Signed on 8/14/09 by Clerk (sln) (Entered: 08/14/2009)
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Blank 28 Filed: 8/14/2009, Entered: None Court Filing
ORDER: Granting Motion to Remand Case to State Court 16 and all other pending motions are denied as moot. Signed on 8/13/09 by U.S. District Judge Michael R. Hogan. (sln) (Entered: 08/14/2009)
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Legal Document (Payment Possibly Required) 27 Filed: 7/28/2009, Entered: None Court Filing
MINUTES of Proceedings: - Oral Argument Held regarding plaintiff's Motion 8 to Remand, plaintiff's Amended Motion 16 to Remand to State Court and defendants' Motion 3 to Dismiss - MOTIONS TAKEN UNDER ADVISEMENT as of 7/28/2009. Keith Dubanevich, Keith Ketterling, Scott Shorr, Simon Whang, Keil Mueller present as counsel for plaintiff. Brad Daniels, Barnes Ellis, Matthew Larrabee, Joshua Richards present as counsel for defendantS. Court Reporter: Deborah Wilhelm. U.S. District Judge Michael R. Hogan presiding. (Related document(s): Motion to Remand to State Court 16 , Motion to Remand 8 , Motion to Dismiss 3 .) (lf) (Entered: 07/29/2009)
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Legal Document (Payment Possibly Required) 26 Filed: 7/22/2009, Entered: None Court Filing
Scheduling Order - ADVANCING Time Set for Amended Motion 16 to Remand Case to State Court titled as "Plaintiff The State of Oregon's Amended Motion to Remand", Motion 8 to Remand titled as "Plaintiff The State of Oregon's Motion to Remand" and defendant's Motion 3 to Dismiss - Oral Argument on 7/28/2009 from 11am to 10:00AM in Eugene before U.S. District Judge Michael R. Hogan. Ordered by U.S. District Judge Michael R. Hogan. (lf) (Entered: 07/22/2009)
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Legal Document (Payment Possibly Required) 25 Filed: 7/16/2009, Entered: None Court Filing
Order Granting Application for Special Admission Pro Hac Vice of Matthew L. Larrabee for OFI Private Investments, Inc., Oppenheimerfunds, Inc. and Oppenheimerfunds Distributor, Inc.. Application Fee in amount of $100 collected. Receipt No. 27863 issued. Signed on 7/15/09 by U.S. District Judge Michael R. Hogan. (sln) (Entered: 07/16/2009)
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Legal Document (Payment Possibly Required) 24 Filed: 7/13/2009, Entered: None
Declaration of Keil M. Mueller in Support of The State of Oregon's Motion to Remand and in Response to Defendants' Motion to Dismiss. Filed by State of Oregon. (Related document(s): Motion to Remand to State Court, 16 , Motion to Dismiss 3 .) (Ketterling, Keith) (Entered: 07/13/2009)
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Legal Document (Payment Possibly Required) 23 Filed: 7/13/2009, Entered: None
Reply in Support of Motion to Remand to Amended Motion to Remand Case to State Court titled as "Plaintiff The State of Oregon's Amended Motion to Remand" 16 Oral Argument requested. Filed by State of Oregon. (Ketterling, Keith) (Entered: 07/13/2009)
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Legal Document (Payment Possibly Required) 22 Filed: 6/26/2009, Entered: None Court Filing
ORDER: Granting Plaintiff's Motion for Extension of Time to 7/13/09 to File Reply in support of plaintiff's motion to remand 20 . Ordered by U.S. District Judge Michael R. Hogan. (sln) (Entered: 06/26/2009)
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Legal Document (Payment Possibly Required) 21 Filed: 6/25/2009, Entered: None
Memorandum in Support of Plaintiff's Unopposed Motion for an Extension of Time Within Which to File Plaintiff's Reply in Support of Plaintiff's Motion to Remand. Filed by all plaintiffs. (Related document(s): Motion for Extension of Time to File Response/Reply to a Motion, 20 .) (Wagner, Jennifer) (Entered: 06/25/2009)
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Legal Document (Payment Possibly Required) 20 Filed: 6/25/2009, Entered: None
Unopposed Motion for Extension of Time to File a Response/Reply titled as "Plaintiff's Unopposed Motion for an Extension of Time Within Which to File Plaintiff's Reply in Support of Plaintiff's Motion to Remand" to Amended Motion to Remand Case to State Court titled as "Plaintiff The State of Oregon's Amended Motion to Remand" 16 . Filed by all plaintiffs. (Wagner, Jennifer) (Entered: 06/25/2009)
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Blank 19 Filed: 6/22/2009, Entered: None
Reply In Support to Motion to Dismiss 3 . Filed by Oppenheimerfunds Distributor, Inc.. (Daniels, Brad) (Entered: 06/22/2009)
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Legal Document (Payment Possibly Required) 18 Filed: 6/22/2009, Entered: None
Response to Plaintiffs' Motion to Remand to Motion to Remand titled as "Plaintiff The State of Oregon's Motion to Remand" 8 . Filed by Oppenheimerfunds Distributor, Inc.. (Daniels, Brad) (Entered: 06/22/2009)
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Legal Document (Payment Possibly Required) 17 Filed: 6/11/2009, Entered: None Court Filing
Scheduling Order - Plaintiff State of Oregon's Motion 8 to Remand, Plaintiff State of Oregon's Amended Motion 16 to Remand and defendants' Motion 3 to Dismiss - Oral Argument is set for 7/28/2009 at 11:00AM in Eugene before U.S. District Judge Michael R. Hogan. Ordered by U.S. District Judge Michael R. Hogan. (lf) (Entered: 06/11/2009)
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Blank 16 Filed: 6/10/2009, Entered: None
Amended Motion to Remand Case to State Court titled as "Plaintiff The State of Oregon's Amended Motion to Remand". Oral Argument requested. Filed by all plaintiffs. (Ketterling, Keith) Modified on 6/11/2009 (sln). Modified on 6/11/2009 to create link to 9 , 10 , 13 and 14 documents in support of motion (sln). (Entered: 06/10/2009)
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Legal Document (Payment Possibly Required) 15 Filed: 6/10/2009, Entered: None
Affidavit of Service upon OFI Private Investments, Inc. served on 4/20/2009; Oppenheimerfunds, Inc. served on 4/20/2009 titled as "Affidavit of Proof of Service on OppenheimerFunds, Inc., and OFI Private Investments, Inc." service of summons and complaint Filed by all plaintiffs. (Ketterling, Keith) (Entered: 06/10/2009)
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Legal Document (Payment Possibly Required) 14 Filed: 6/9/2009, Entered: None
Supplement titled as "Plaintiff State of Oregon's Appendix of Unpublished Authorities Referenced in Memorandum of Points and Authorities in Support of Motion to Remand and In Response to Defednants' Motion to Dismiss". Filed by all plaintiffs. (Related document(s): Motion to Remand 8 , Motion to Dismiss 3 .) (Attachments: # 1 Attachment 1, # 2 Attachment 2, # 3 Attachment 3) (Ketterling, Keith) (Entered: 06/09/2009)
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Legal Document (Payment Possibly Required) 13 Filed: 6/9/2009, Entered: None
Declaration of Scott A. Shorr in Support of the State of Oregon's Motion to Remand and in Response to Defendants' Motion to Dismiss. Filed by all plaintiffs. (Related document(s): Motion to Remand 8 , Motion to Dismiss 3 .) (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5) (Shorr, Scott) (Entered: 06/09/2009)
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Legal Document (Payment Possibly Required) 12 Filed: 6/9/2009, Entered: None
Certificate of Service by State of Oregon of Motion to Remand titled as "Plaintiff The State of Oregon's Motion to Remand" 8 and supporting documents; and Response to Defendants' Motion to Dismiss Filed by State of Oregon. (Ketterling, Keith) (Entered: 06/09/2009)
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Blank 11 Filed: 6/9/2009, Entered: None
Response titled as "Plaintiff The State of Oregon's Response to Defendants' Motion to Dismiss" to Motion to Dismiss 3 Oral Argument requested. Filed by all plaintiffs. (Ketterling, Keith) (Entered: 06/09/2009)
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Legal Document (Payment Possibly Required) 10 Filed: 6/9/2009, Entered: None
Declaration of Michael J. Parker in Support of The State of Oregon's Motion to Remand. Filed by all plaintiffs. (Related document(s): Motion to Remand 8 .) (Ketterling, Keith) (Entered: 06/09/2009)
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Legal Document (Payment Possibly Required) 9 Filed: 6/9/2009, Entered: None
Memorandum in Support titled as "Plaintiff The State of Oregon's Memorandum of Points and Authorities in Support of Motoin to Remand". Filed by all plaintiffs. (Related document(s): Motion to Remand 8 .) (Ketterling, Keith) (Entered: 06/09/2009)
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Legal Document (Payment Possibly Required) 8 Filed: 6/9/2009, Entered: None
Motion to Remand titled as "Plaintiff The State of Oregon's Motion to Remand". Oral Argument requested. Filed by all plaintiffs. (Ketterling, Keith) (Entered: 06/09/2009)
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Legal Document (Payment Possibly Required) 7 Filed: 6/4/2009, Entered: None
Corporate Disclosure Statement. Filed by Oppenheimerfunds Distributor, Inc.. (Daniels, Brad) (Entered: 06/04/2009)
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Legal Document (Payment Possibly Required) 6 Filed: 5/26/2009, Entered: None
Request for Judicial Notice Related to Motion to Dismiss. Filed by Oppenheimerfunds Distributor, Inc.. (Daniels, Brad) (Entered: 05/26/2009)
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Legal Document (Payment Possibly Required) 5 Filed: 5/26/2009, Entered: None
Affidavit of Barnes H. Ellis in Support of Motion to Dismiss. Filed by Oppenheimerfunds Distributor, Inc.. (Related document(s): Motion to Dismiss 3 .) (Attachments: # 1 Exhibit exhibit 1, # 2 Exhibit Exhibit 2, # 3 Exhibit Exhibit 3, # 4 Exhibit Exhibit 4, # 5 Exhibit Exhibit 5, # 6 Exhibit Exhibit 6, # 7 Exhibit Exhibit 7, # 8 Exhibit Exhibit 8, # 9 Exhibit Exhibit 9, # 10 Exhibit Exhibit pg 1-60, # 11 Exhibit Exhibit pg 61-120, # 12 Exhibit Exhibit pg. 121-193, # 13 Exhibit Exhibit 11 pg 1-75, # 14 Exhibit Exhibit 11 pg 76-136, # 15 Exhibit Exhibit 12, # 16 Exhibit Exhibit 13, # 17 Exhibit Exhibit 14 pg 1-50, # 18 Exhibit Exhibit 14 pg 51-88, # 19 Exhibit Exhibit 15, # 20 Exhibit Exhibit 16) (Daniels, Brad) (Entered: 05/26/2009)
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Blank 4 Filed: 5/26/2009, Entered: None
Memorandum in Support of Defendants' Motion to Dismiss. Filed by Oppenheimerfunds Distributor, Inc.. (Related document(s): Motion to Dismiss 3 .) (Daniels, Brad) (Entered: 05/26/2009)
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Blank 3 Filed: 5/26/2009, Entered: None Motion to Dismiss
Motion to Dismiss. Oral Argument requested. Filed by Oppenheimerfunds Distributor, Inc.. (Daniels, Brad) (Entered: 05/26/2009)
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Legal Document (Payment Possibly Required) 2 Filed: 5/15/2009, Entered: None Court Filing
Discovery and Pretrial Scheduling Order and Notice of Case Assignment to U.S. District Judge Michael R. Hogan. Discovery is to be completed by 9/15/2009. Joint Status Report is due by 9/15/2009. Joint Alternate Dispute Resolution Report is due by 10/15/2009. Pretrial Order is due by 10/15/2009. Ordered by U.S. District Judge Michael R. Hogan. (cp) (Entered: 05/18/2009)
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Blank 1 Filed: 5/15/2009, Entered: None
Notice of Removal of Case Number 09C14018 from Marion County Circuit Court. Filing Fee in amount of $350 collected. Receipt No. 600004338 issued.Filed by OFI Private Investments, Inc., Oppenheimerfunds, Inc., Oppenheimerfunds Distributor, Inc. against OFI Private Investments, Inc., Oppenheimerfunds, Inc., Oppenheimerfunds Distributor, Inc. (cp) (Entered: 05/18/2009)
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