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 30 |
Filed: 11/19/2013, Entered: None |
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NOTICE by UBS Financial Services Inc of Appellate Decision (Attachments: # 1 Exhibit Fifth Circuit Opinion in Hendricks v. UBS Fin. Servs., Inc.)(Scalia, Eugene) (Entered: 11/19/2013)
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| 29 |
Filed: 10/28/2013, Entered: None |
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NOTICE of Attorney Appearance by Brad Yamauchi on behalf of Charles Mok (Yamauchi, Brad) (Entered: 10/28/2013)
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Request |
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| 28 |
Filed: 10/17/2013, Entered: None |
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NOTICE of Attorney Appearance by Sean Tamura-Sato on behalf of All Plaintiffs (Tamura-Sato, Sean) (Entered: 10/17/2013)
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Request |
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| 27 |
Filed: 10/17/2013, Entered: None |
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ORDER granting 23 Motion for Extension of Time to Answer. Parties are directed to notify the Court within 5 days of the resolution of each of the above enumerated events. Additionally, the parties are directed to file a Notice with the Court to provide an update on the status of the above events every 60 days until the expiration of this extension of time. Signed by Judge Rodney Gilstrap on 10/16/13. (ehs, ) (Entered: 10/17/2013)
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Request |
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| 26 |
Filed: 10/16/2013, Entered: None |
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NOTICE of Attorney Appearance by Glicel Sumagaysay on behalf of All Plaintiffs (Sumagaysay, Glicel) (Entered: 10/16/2013)
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Request |
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| 25 |
Filed: 10/10/2013, Entered: None |
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NOTICE of Attorney Appearance - Pro Hac Vice by Paul Blankenstein on behalf of UBS Financial Services Inc. Filing fee $ 100, receipt number 0540-4355058. (Blankenstein, Paul) (Entered: 10/10/2013)
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Request |
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| 24 |
Filed: 10/10/2013, Entered: None |
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NOTICE of Attorney Appearance - Pro Hac Vice by Eugene Scalia on behalf of UBS Financial Services Inc. Filing fee $ 100, receipt number 0540-4355011. (Scalia, Eugene) (Entered: 10/10/2013)
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Request |
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| 23 |
Filed: 10/10/2013, Entered: None |
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Unopposed MOTION for Extension of Time to File Answer re 1 Complaint, by UBS Financial Services Inc. (Attachments: # 1 Text of Proposed Order)(Smith, Michael) (Entered: 10/10/2013)
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Request |
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| 22 |
Filed: 10/10/2013, Entered: None |
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NOTICE of Attorney Appearance - Pro Hac Vice by Katherine V A Smith on behalf of UBS Financial Services Inc. Filing fee $ 100, receipt number 0540-4354882. (Smith, Katherine) (Entered: 10/10/2013)
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Request |
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| 21 |
Filed: 9/12/2013, Entered: None |
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Case transferred in from District of California Northern; Case Number 5:13-cv-02022. Original file certified copy of transfer order and docket sheet received. (Entered: 09/12/2013)
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Request |
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| 20 |
Filed: 9/6/2013, Entered: None |
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NOTICE of Appearance by Glicel E Sumagaysay PLAINTIFFS NOTICE OF APPEARANCE OF GLICEL SUMAGAYSAY (Sumagaysay, Glicel) (Filed on 9/6/2013) [Transferred from California Northern on 9/12/2013.] (Entered: 09/06/2013)
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Request |
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| 19 |
Filed: 9/6/2013, Entered: None |
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NOTICE of Appearance by Sean Tamio Tamura-Sato PLAINTIFFS NOTICE OF APPEARANCE OF SEAN TAMURA-SATO (Tamura-Sato, Sean) (Filed on 9/6/2013) [Transferred from California Northern on 9/12/2013.] (Entered: 09/06/2013)
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Request |
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| 18 |
Filed: 9/6/2013, Entered: None |
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NOTICE of Change In Counsel by Brad Yamauchi PLAINTIFFS NOTICE OF CHANGE OF COUNSEL (Yamauchi, Brad) (Filed on 9/6/2013) [Transferred from California Northern on 9/12/2013.] (Entered: 09/06/2013)
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Request |
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| 17 |
Filed: 9/6/2013, Entered: None |
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STIPULATION AND ORDER re 15 Transferring Case to the Eastern District of Texas. The clerk shall close this file. Signed by Magistrate Judge Howard R. Lloyd. (hrllc2, COURT STAFF) (Filed on 9/6/2013) [Transferred from California Northern on 9/12/2013.] (Entered: 09/06/2013)
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Request |
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| 16 |
Filed: 9/6/2013, Entered: None |
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CLERK'S NOTICE Re: Consent or Declination: Plaintiffs/Defendants shall file a consent or declination to proceed before a magistrate judge by September 17, 2013 (pmc, COURT STAFF) (Filed on 9/6/2013) [Transferred from California Northern on 9/12/2013.] (Entered: 09/06/2013)
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Request |
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| 15 |
Filed: 9/3/2013, Entered: None |
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STIPULATION WITH PROPOSED ORDER to Transfer Pursuant to 28 U.S.C. 1404(a) to the Eastern District of Texas filed by UBS Financial Services, Inc.. (Attachments: # 1 Declaration, # 2 Proposed Order)(Scalia, Eugene) (Filed on 9/3/2013) [Transferred from California Northern on 9/12/2013.] (Entered: 09/03/2013)
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Request |
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| 14 |
Filed: 8/19/2013, Entered: None |
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STIPULATION AND ORDER re 13 extending time for defendant's response to complaint. Signed by Magistrate Judge Howard R. Lloyd. (hrllc2, COURT STAFF) (Filed on 8/19/2013) [Transferred from California Northern on 9/12/2013.] (Entered: 08/19/2013)
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Request |
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| 13 |
Filed: 8/12/2013, Entered: None |
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STIPULATION WITH PROPOSED ORDER to Extend Time filed by UBS Financial Services, Inc.. (Attachments: # 1 Declaration, # 2 Proposed Order)(Scalia, Eugene) (Filed on 8/12/2013) [Transferred from California Northern on 9/12/2013.] (Entered: 08/12/2013)
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Request |
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| 12 |
Filed: 7/25/2013, Entered: None |
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NOTICE by UBS Financial Services, Inc. of Filing with the Judicial Panel on Multidistrict Litigation (Attachments: # 1 Exhibit Motion to Transfer Related Cases for Consolidated Pretrial Proceedings Pursuant to 28 U.S.C. 1407, # 2 Exhibit Memorandum in Support of Motion to Transfer, # 3 Exhibit Schedule of Actions, # 4 Exhibit Notice of Presentation or Waiver of Oral Argument, # 5 Exhibit Declaration of Eugene Scalia)(Scalia, Eugene) (Filed on 7/25/2013) [Transferred from California Northern on 9/12/2013.] (Entered: 07/25/2013)
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Request |
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| 11 |
Filed: 7/22/2013, Entered: None |
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STIPULATION AND ORDER re 10 Extending Time to Respond to Complaint. Defendant's response to complaint due by 8/26/2013. Case Management Statement due by 9/17/2013. Initial Case Management Conference set for 9/24/2013 01:30 PM in Courtroom 2, 5th Floor, San Jose. All other related deadlines adjusted accordingly. Signed by Magistrate Judge Howard R. Lloyd on 7/22/2013. (hrllc2, COURT STAFF) (Filed on 7/22/2013) [Transferred from California Northern on 9/12/2013.] (Entered: 07/22/2013)
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| 10 |
Filed: 7/19/2013, Entered: None |
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STIPULATION to Extend Time to Respond to the Complaint filed by UBS Financial Services, Inc.. (Scalia, Eugene) (Filed on 7/19/2013) [Transferred from California Northern on 9/12/2013.] (Entered: 07/19/2013)
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Request |
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| 9 |
Filed: 7/19/2013, Entered: None |
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ADR Certification (ADR L.R. 3-5 b) of discussion of ADR options (Scalia, Eugene) (Filed on 7/19/2013) [Transferred from California Northern on 9/12/2013.] (Entered: 07/19/2013)
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Request |
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| 8 |
Filed: 7/19/2013, Entered: None |
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Certificate of Interested Entities by UBS Financial Services, Inc. identifying Corporate Parent UBS Americas Inc., Other Affiliate UBS AG for UBS Financial Services, Inc.. (Scalia, Eugene) (Filed on 7/19/2013) [Transferred from California Northern on 9/12/2013.] (Entered: 07/19/2013)
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Request |
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| 7 |
Filed: 7/19/2013, Entered: None |
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NOTICE of Appearance by Mark A. Perry on behalf of Defendant UBS Financial Services Inc. (Perry, Mark) (Filed on 7/19/2013) [Transferred from California Northern on 9/12/2013.] (Entered: 07/19/2013)
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Request |
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| 6 |
Filed: 7/19/2013, Entered: None |
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NOTICE of Appearance by Katherine V.A. Smith on behalf of Defendant UBS Financial Services Inc. (Smith, Katherine) (Filed on 7/19/2013) [Transferred from California Northern on 9/12/2013.] (Entered: 07/19/2013)
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Request |
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| 5 |
Filed: 7/16/2013, Entered: None |
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ADR Certification (ADR L.R. 3-5 b) of discussion of ADR options (Allen, Kevin) (Filed on 7/16/2013) [Transferred from California Northern on 9/12/2013.] (Entered: 07/16/2013)
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Request |
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| 4 |
Filed: 7/16/2013, Entered: None |
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NOTICE of Change In Counsel by Kevin Robert Allen re Bethany Caracuzzo, Esq. (Allen, Kevin) (Filed on 7/16/2013) [Transferred from California Northern on 9/12/2013.] (Entered: 07/16/2013)
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Request |
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| 3 |
Filed: 5/1/2013, Entered: None |
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ADR SCHEDULING ORDER: Case Management Statement due by 7/30/2013. Case Management Conference set for 8/6/2013 01:30 PM in Courtroom 2, 5th Floor, San Jose. (Attachments: # 1 Standing Order)(dhmS, COURT STAFF) (Filed on 5/1/2013) [Transferred from California Northern on 9/12/2013.] (Entered: 05/09/2013)
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Request |
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| 2 |
Filed: 5/1/2013, Entered: None |
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Summons Issued as to UBS Financial Services, Inc.. (dhmS, COURT STAFF) (Filed on 5/1/2013) [Transferred from California Northern on 9/12/2013.] (Entered: 05/09/2013)
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Request |
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| 1 |
Filed: 5/1/2013, Entered: None |
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CLASS ACTION COMPLAINT against UBS Financial Services, Inc., Summons issued., Jury Demand ( Filing fee $ 400, receipt number 34611085652). Filed by Charles Mok. (Attachments: # 1 Civil Cover Sheet, # 2 Receipt)(dhmS, COURT STAFF) (Filed on 5/1/2013) [Transferred from California Northern on 9/12/2013.] (Entered: 05/09/2013)
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