|
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Gary Valinoti, Plaintiff |
|
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▼ Represented by Laminack Pirtle et al
|
Name |
Phone |
Fax |
E-Mail |
|
 |
Richard N Laminack |
+1 713 292 2750 |
+1 713 292 2755 |
rickl@lpm-triallaw.com |
|
|
|
Jag Media Holdings, Inc., Plaintiff |
|
|
▼ Represented by Laminack Pirtle et al
|
Name |
Phone |
Fax |
E-Mail |
|
|
Richard N Laminack |
+1 713 292 2750 |
+1 713 292 2755 |
rickl@lpm-triallaw.com |
|
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| v. |
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A G Edwards & Sons, Inc., Defendant |
|
|
▼ Represented by Norton Rose Fulbright US LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
Gerard G Pecht |
+1 713 651 5243 |
+1 713 651 5246 |
gerard.pecht@nortonrosefulbright.com |
|
Peter A. Stokes |
+1 512 474 5201 |
+1 512 536 4598 |
peter.stokes@nortonrosefulbright.com |
|
|
 |
ABN AMRO Securities LLC, Defendant |
|
|
▼ Represented by Beck Redden Secrest
|
Name |
Phone |
Fax |
E-Mail |
|
|
Eric J R Nichols |
+1 713 951 3700 |
+1 713 951 3720 |
enichols@brsfirm.com |
▼ Represented by Brown Raysman Millstein Felder & Steiner LLP
|
|
|
Access Securities Inc, Defendant |
|
|
▼ Represented by Andrews & Kurth, LLP
|
Name |
Phone |
Fax |
E-Mail |
|
 |
Joe C. Holzer |
+1 713 220 4172 |
+1 713 238 7278 |
jholzer@andrewskurth.com |
|
|
|
Advantage Correspondent Clearing, Defendant |
|
|
▼ Represented by Secore Waller LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
Dan R Waller |
+1 972 776 0200 |
+1 972 776 0240 |
|
|
|
|
Alexander Wescott & Company Inc, Defendant |
|
|
|
|
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American Enterprise Investment Services Inc, Defendant |
|
|
▼ Represented by Andrews & Kurth, LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
Joe C. Holzer |
+1 713 220 4172 |
+1 713 238 7278 |
jholzer@andrewskurth.com |
|
|
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Ameritrade, Inc., Defendant |
|
|
▼ Represented by Mayer Brown, LLP
|
|
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Banc Of America Securities LLC, Defendant |
|
|
▼ Represented by Akin Gump Strauss Hauer & Feld LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
Steven M Zager |
+1 212 872 1037 |
+1 212 872 1002 |
szager@akingump.com |
▼ Represented by Shearman & Sterling LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
David P. Whittlesey |
+1 512 320 9200 |
+1 512 481 4930 |
dwhittlesey@andrewskurth.com |
|
|
|
Bank Of New York, Defendant |
|
|
▼ Represented by Akin Gump Strauss Hauer & Feld LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
Steven M Zager |
+1 212 872 1037 |
+1 212 872 1002 |
szager@akingump.com |
▼ Represented by Shearman & Sterling LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
David P. Whittlesey |
+1 512 320 9200 |
+1 512 481 4930 |
dwhittlesey@andrewskurth.com |
|
|
|
Bear Stearns Securities Corp, Defendant |
|
|
▼ Represented by Norton Rose Fulbright US LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
Gerard G Pecht |
+1 713 651 5243 |
+1 713 651 5246 |
gerard.pecht@nortonrosefulbright.com |
|
|
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Berry-Shino Securities Inc, Defendant |
|
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|
|
|
Bidwell & Company, Defendant |
|
|
▼ Represented by Bidwell & Company
|
|
|
Biltmore International Corporation, Defendant |
|
|
|
|
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BMO Nesbitt Burns, Defendant |
|
|
▼ Represented by Beck Redden Secrest
|
Name |
Phone |
Fax |
E-Mail |
|
|
Eric J R Nichols |
+1 713 951 3700 |
+1 713 951 3720 |
enichols@brsfirm.com |
▼ Represented by Brown Raysman Millstein Felder & Steiner LLP
▼ Represented by Winston & Strawn, LLP
|
|
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BNJ Capital Securities Corporation, Defendant |
|
|
▼ Represented by BNJ Capital Securities Corporation
|
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BNY Clearing Corp, Defendant |
|
|
▼ Represented by Akin Gump Strauss Hauer & Feld LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
Steven M Zager |
+1 212 872 1037 |
+1 212 872 1002 |
szager@akingump.com |
▼ Represented by Shearman & Sterling LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
David P. Whittlesey |
+1 512 320 9200 |
+1 512 481 4930 |
dwhittlesey@andrewskurth.com |
|
|
|
Bny Clearing Services LLC, Defendant |
|
|
▼ Represented by Akin Gump Strauss Hauer & Feld LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
Steven M Zager |
+1 212 872 1037 |
+1 212 872 1002 |
szager@akingump.com |
▼ Represented by Shearman & Sterling LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
David P. Whittlesey |
+1 512 320 9200 |
+1 512 481 4930 |
dwhittlesey@andrewskurth.com |
|
|
|
Broadband Capital Management, LLC, Defendant |
|
|
|
|
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BrokerageAmerica Inc, Defendant |
|
|
▼ Represented by King & Spalding LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
Tracie Jo Renfroe |
+1 713 751 3214 |
+1 713 751 3290 |
trenfroe@kslaw.com |
|
|
|
Brown & Company Securities Corporation, Defendant |
|
|
▼ Represented by Weitzman Law Offices, LLC
|
|
|
Brown Brothers Harriman & Co, Defendant |
|
|
|
|
|
|
▼ Represented by Mayer Brown, LLP
|
|
 |
Charles Schwab & Company, Inc., Defendant |
|
|
▼ Represented by Akin Gump Strauss Hauer & Feld LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
Steven M Zager |
+1 212 872 1037 |
+1 212 872 1002 |
szager@akingump.com |
▼ Represented by Attorney at Law
|
Name |
Phone |
Fax |
E-Mail |
|
|
Alan W Harris |
+1 214 965 8200 |
+1 214 965 8209 |
alan@alanharris.com |
▼ Represented by Edward Totino
▼ Represented by Piper Rudnick, LLP
▼ Represented by Suite 308
|
|
|
Cibc World Markets, Defendant |
|
|
▼ Represented by Cibc World Markets
▼ Represented by Norton Rose Fulbright US LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
Gerard G Pecht |
+1 713 651 5243 |
+1 713 651 5246 |
gerard.pecht@nortonrosefulbright.com |
|
|
 |
Citigroup Management Corporation, Defendant
Officially listed as "Citibank"
|
|
|
▼ Represented by Norton Rose Fulbright US LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
Gerard G Pecht |
+1 713 651 5243 |
+1 713 651 5246 |
gerard.pecht@nortonrosefulbright.com |
|
|
|
City Securities Corporation, Defendant |
|
|
▼ Represented by Attorney at Law
▼ Represented by Bose McKinney et al
|
|
|
Comprehensive Capital Corporation, Defendant |
|
|
▼ Represented by Kahn & Chenkin
|
Name |
Phone |
Fax |
E-Mail |
|
|
Howard N Kahn |
+1 954 964 4870 |
+ 954 964 4871 |
|
|
|
|
Computer Clearing Services, Inc., Defendant |
|
|
▼ Represented by Akin Gump Strauss Hauer & Feld LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
Steven M Zager |
+1 212 872 1037 |
+1 212 872 1002 |
szager@akingump.com |
▼ Represented by Attorney at Law
|
Name |
Phone |
Fax |
E-Mail |
|
|
Alan W Harris |
+1 214 965 8200 |
+1 214 965 8209 |
alan@alanharris.com |
▼ Represented by Edward Totino
▼ Represented by Piper Rudnick, LLP
▼ Represented by Suite 308
|
|
|
Corporate Investments Group Inc, Defendant |
|
|
▼ Represented by Corporate Investments Group Inc
|
|
 |
Credit Suisse First Boston Corporation, Defendant |
|
|
▼ Represented by Norton Rose Fulbright US LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
Gerard G Pecht |
+1 713 651 5243 |
+1 713 651 5246 |
gerard.pecht@nortonrosefulbright.com |
|
|
|
Crowell Weedon & Co., Defendant |
|
|
▼ Represented by Crowell Weedon & Co.
▼ Represented by Crowell Weedon Co
|
|
|
David Lerner Associates, Inc., Defendant |
|
|
▼ Represented by Norton Rose Fulbright US LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
Gerard G Pecht |
+1 713 651 5243 |
+1 713 651 5246 |
gerard.pecht@nortonrosefulbright.com |
|
|
 |
Deutsche Bank Securities, Inc., Defendant |
|
|
▼ Represented by Norton Rose Fulbright US LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
Rodney Acker |
+1 214 855 8000 |
+1 214 855 8200 |
rodney.acker@nortonrosefulbright.com |
|
|
|
Donald & Company Securities Inc, Defendant |
|
|
▼ Represented by Norton Rose Fulbright US LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
Gerard G Pecht |
+1 713 651 5243 |
+1 713 651 5246 |
gerard.pecht@nortonrosefulbright.com |
▼ Represented by Skadden Arps Slate Meagher & Flom LLP
|
|
|
Donaldson, Lufkin & Jenrette Securities Corporation, Defendant |
|
|
▼ Represented by Norton Rose Fulbright US LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
Gerard G Pecht |
+1 713 651 5243 |
+1 713 651 5246 |
gerard.pecht@nortonrosefulbright.com |
|
|
|
Dresdner Kleinwort Wasserstein, Defendant |
|
|
▼ Represented by Norton Rose Fulbright US LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
Gerard G Pecht |
+1 713 651 5243 |
+1 713 651 5246 |
gerard.pecht@nortonrosefulbright.com |
|
|
|
Dreyfus Brokerage Services Inc, Defendant |
|
|
▼ Represented by Weitzman Law Offices, LLC
|
|
 |
E*TRADE Group, Inc., Defendant
Officially listed as "E Trade"
|
|
|
▼ Represented by Akin Gump Strauss Hauer & Feld LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
Steven M Zager |
+1 212 872 1037 |
+1 212 872 1002 |
szager@akingump.com |
▼ Represented by Attorney at Law
|
Name |
Phone |
Fax |
E-Mail |
|
|
Alan W Harris |
+1 214 965 8200 |
+1 214 965 8209 |
alan@alanharris.com |
▼ Represented by Edward Totino
▼ Represented by Piper Rudnick, LLP
▼ Represented by Suite 308
|
|
|
Edward Jones & Company, Defendant |
|
|
▼ Represented by Norton Rose Fulbright US LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
Gerard G Pecht |
+1 713 651 5243 |
+1 713 651 5246 |
gerard.pecht@nortonrosefulbright.com |
|
|
|
Electronic Trading Group L L C, Defendant |
|
|
▼ Represented by King & Pennington LLP
|
|
|
Empire Financial Group, Inc., Defendant |
|
|
▼ Represented by Secore Waller LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
Dan R Waller |
+1 972 776 0200 |
+1 972 776 0240 |
|
|
|
|
Equitrade Securities Corporation, Defendant |
|
|
▼ Represented by Attorney at Law
|
Name |
Phone |
Fax |
E-Mail |
|
|
Irving M Einhorn |
+1 310 798 7216 |
+1 310 798 5910 |
ime@einhornlaw.com |
▼ Represented by Secore Waller LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
Dan R Waller |
+1 972 776 0200 |
+1 972 776 0240 |
|
|
|
|
Fahnestock & Co Inc, Defendant |
|
|
▼ Represented by Fahnestock & Co Inc
|
|
|
Fidelity Investments, Defendant |
|
|
|
|
|
First Clearing Corporation, Defendant |
|
|
▼ Represented by Mayer Brown, LLP
|
|
|
First London Securities Corporation, Defendant |
|
|
▼ Represented by First London Securities Corporation
|
|
|
First Southwest Company, Defendant |
|
|
▼ Represented by Norton Rose Fulbright US LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
Gerard G Pecht |
+1 713 651 5243 |
+1 713 651 5246 |
gerard.pecht@nortonrosefulbright.com |
|
|
|
First Tennessee Bank National Association, Defendant |
|
|
▼ Represented by First Tennessee Bank NA,
|
|
|
Fiserv Securities, Inc., Defendant |
|
|
▼ Represented by Weitzman Law Offices, LLC
|
Name |
Phone |
Fax |
E-Mail |
|
|
Edwin R DeYoung |
+1 214 740 8000 |
+1 214 740 8800 |
edeyoung@lockelord.com |
|
|
|
Fleet Securities Inc, Defendant |
|
|
▼ Represented by Norton Rose Fulbright US LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
Rodney Acker |
+1 214 855 8000 |
+1 214 855 8200 |
rodney.acker@nortonrosefulbright.com |
|
|
|
Forge Financial Group Inc, Defendant |
|
|
▼ Represented by Norton Rose Fulbright US LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
Gerard G Pecht |
+1 713 651 5243 |
+1 713 651 5246 |
gerard.pecht@nortonrosefulbright.com |
|
|
 |
The Goldman Sachs Group, Inc., Defendant
Officially listed as "Goldman Sachs & Co"
|
|
|
▼ Represented by King & Pennington LLP
|
|
|
Granite Financial Group Inc, Defendant |
|
|
|
|
|
Gruntal & Co LLC, Defendant |
|
|
▼ Represented by Norton Rose Fulbright US LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
Gerard G Pecht |
+1 713 651 5243 |
+1 713 651 5246 |
gerard.pecht@nortonrosefulbright.com |
|
|
|
Gunnallen Financial, Inc., Defendant |
|
|
▼ Represented by Greenberg Traurig, LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
Gregory L. Casas |
+1 713 751 1600 |
+1 713 751 1717 |
casasg@gtlaw.com |
▼ Represented by Harrison Bettis et al
|
|
|
GVR Company, Defendant |
|
|
▼ Represented by Akin Gump Strauss Hauer & Feld LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
Steven M Zager |
+1 212 872 1037 |
+1 212 872 1002 |
szager@akingump.com |
▼ Represented by Attorney at Law
|
Name |
Phone |
Fax |
E-Mail |
|
|
Alan W Harris |
+1 214 965 8200 |
+1 214 965 8209 |
alan@alanharris.com |
▼ Represented by Edward Totino
▼ Represented by Piper Rudnick, LLP
▼ Represented by Suite 308
|
|
|
H&R Block Financial Advisors, Defendant |
|
|
▼ Represented by Norton Rose Fulbright US LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
Gerard G Pecht |
+1 713 651 5243 |
+1 713 651 5246 |
gerard.pecht@nortonrosefulbright.com |
|
|
|
H G Wellington & Company Inc, Defendant |
|
|
▼ Represented by H G Wellington & Company Inc
|
|
|
Harris Investorline, Defendant |
|
|
▼ Represented by Norton Rose Fulbright US LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
Gerard G Pecht |
+1 713 651 5243 |
+1 713 651 5246 |
gerard.pecht@nortonrosefulbright.com |
|
|
|
Haywood Securities Inc, Defendant |
|
|
▼ Represented by Norton Rose Fulbright US LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
Gerard G Pecht |
+1 713 651 5243 |
+1 713 651 5246 |
gerard.pecht@nortonrosefulbright.com |
|
|
|
Herzog Heine Geduld, LLC, Defendant |
|
|
▼ Represented by Hunton & Williams LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
Charles A Gall |
+1 214 468 3325 |
+1 214 880 0011 |
cgall@hunton.com |
|
|
|
Hill Thompson Magrid & Company Inc, Defendant |
|
|
▼ Represented by Norton Rose Fulbright US LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
Gerard G Pecht |
+1 713 651 5243 |
+1 713 651 5246 |
gerard.pecht@nortonrosefulbright.com |
|
|
|
iClearing L L C, Defendant |
|
|
▼ Represented by Mayer Brown, LLP
|
|
|
Instinet Clearing Services, Inc., Defendant
Officially listed as "Instinet Clearing Services Incorporated"
|
|
|
▼ Represented by Skadden Arps Slate Meagher & Flom LLP
|
|
|
Investec Ernst & Co, Defendant |
|
|
▼ Represented by Akin Gump Strauss Hauer & Feld LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
Steven M Zager |
+1 212 872 1037 |
+1 212 872 1002 |
szager@akingump.com |
▼ Represented by Attorney at Law
|
Name |
Phone |
Fax |
E-Mail |
|
|
Alan W Harris |
+1 214 965 8200 |
+1 214 965 8209 |
alan@alanharris.com |
▼ Represented by Edward Totino
▼ Represented by Piper Rudnick, LLP
▼ Represented by Suite 308
|
|
|
Investec Usa Holdings Corp, Defendant |
|
|
▼ Represented by Attorney at Law
|
Name |
Phone |
Fax |
E-Mail |
|
|
Alan W Harris |
+1 214 965 8200 |
+1 214 965 8209 |
alan@alanharris.com |
▼ Represented by Suite 308
|
|
|
J J B Hillard Lyons Inc, Defendant |
|
|
▼ Represented by Attorney at Law
▼ Represented by Carrington, Coleman, Sloman & Blumenthal, LLP
|
|
 |
JPMorgan Chase Bank, NA, Defendant
Officially listed as "J P Morgan Chase Bank"
|
|
|
|
|
|
|
▼ Represented by Weitzman Law Offices, LLC
|
|
|
Janney Montgomery Scott LLC, Defendant |
|
|
▼ Represented by Norton Rose Fulbright US LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
Gerard G Pecht |
+1 713 651 5243 |
+1 713 651 5246 |
gerard.pecht@nortonrosefulbright.com |
|
|
|
JB Oxford & Company, Defendant |
|
|
▼ Represented by JB Oxford & Company
|
|
|
Jefferies & Co Inc, Defendant |
|
|
|
|
|
Jersey Shore Trading Group Inc, Defendant |
|
|
|
|
|
Knight Securities LP, Defendant |
|
|
▼ Represented by Weitzman Law Offices, LLC
|
Name |
Phone |
Fax |
E-Mail |
|
|
Edwin R DeYoung |
+1 214 740 8000 |
+1 214 740 8800 |
edeyoung@lockelord.com |
|
|
|
Labranche Financial Services, Inc., Defendant |
|
|
▼ Represented by Norton Rose Fulbright US LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
Gerard G Pecht |
+1 713 651 5243 |
+1 713 651 5246 |
gerard.pecht@nortonrosefulbright.com |
|
|
|
Ladenburg Capital Management, Defendant |
|
|
▼ Represented by Akin Gump Strauss Hauer & Feld LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
Steven M Zager |
+1 212 872 1037 |
+1 212 872 1002 |
szager@akingump.com |
▼ Represented by Attorney at Law
|
Name |
Phone |
Fax |
E-Mail |
|
|
Alan W Harris |
+1 214 965 8200 |
+1 214 965 8209 |
alan@alanharris.com |
▼ Represented by Edward Totino
▼ Represented by Piper Rudnick, LLP
▼ Represented by Suite 308
|
|
|
Ladenburg Thalmann & Co. Inc., Defendant
Officially listed as "Ladenburg Thalmann & Company Inc"
|
|
|
▼ Represented by Akin Gump Strauss Hauer & Feld LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
Steven M Zager |
+1 212 872 1037 |
+1 212 872 1002 |
szager@akingump.com |
▼ Represented by Attorney at Law
|
Name |
Phone |
Fax |
E-Mail |
|
|
Alan W Harris |
+1 214 965 8200 |
+1 214 965 8209 |
alan@alanharris.com |
▼ Represented by Edward Totino
▼ Represented by Piper Rudnick, LLP
▼ Represented by Suite 308
|
|
|
Lazard Freres & Company LLC, Defendant |
|
|
▼ Represented by Watt Beckworth Thompson & Henneman LLP
|
|
|
Le Group Option Retraite Inc, Defendant |
|
|
▼ Represented by Norton Rose Fulbright US LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
Gerard G Pecht |
+1 713 651 5243 |
+1 713 651 5246 |
gerard.pecht@nortonrosefulbright.com |
|
|
|
Legg Mason Wood Walker, Inc., Defendant
Officially listed as "Legg Mason Wood Walker Incorporated"
|
|
|
▼ Represented by Burr & Forman LLP
▼ Represented by Jones Walker LLP
|
|
 |
Lehman Brothers, Inc., Defendant |
|
|
|
|
|
|
▼ Represented by Norton Rose Fulbright US LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
Gerard G Pecht |
+1 713 651 5243 |
+1 713 651 5246 |
gerard.pecht@nortonrosefulbright.com |
|
|
|
Lombard Securities Inc., Defendant |
|
|
|
|
|
LPL Financial Services, Defendant |
|
|
▼ Represented by Wilson Elser Moskowitz Edelman & Dicker LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
Omar Galicia |
+1 214 698 8080 |
+1 214 698 1101 |
omar.galicia@wilsonelser.com |
▼ Represented by Zelle, Hofmann, Voelbel, Mason & Gette LLP
|
|
|
M.h. Meyerson & Company, Inc., Defendant |
|
|
▼ Represented by Attorney at Law
|
Name |
Phone |
Fax |
E-Mail |
|
|
Philip Frank |
+1 201 459 9535 |
+ 201 459 9534 |
|
|
Alan W Harris |
+1 214 965 8200 |
+1 214 965 8209 |
alan@alanharris.com |
|
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Mark Vallentine, Defendant |
|
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|
|
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McDonald Investments Inc, Defendant |
|
|
▼ Represented by Beirne, Maynard & Parsons, LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
Jeffrey R Parsons |
+1 713 960 7302 |
+1 713 960 7347 |
jparsons@pmmclaw.com |
|
|
 |
Merrill Lynch, Pierce, Fenner & Smith, Inc., Defendant |
|
|
|
|
|
|
▼ Represented by Hunton & Williams LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
Charles A Gall |
+1 214 468 3325 |
+1 214 880 0011 |
cgall@hunton.com |
▼ Represented by Norton Rose Fulbright US LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
Rodney Acker |
+1 214 855 8000 |
+1 214 855 8200 |
rodney.acker@nortonrosefulbright.com |
|
|
|
Mesirow Financial, Inc., Defendant |
|
|
▼ Represented by Norton Rose Fulbright US LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
Gerard G Pecht |
+1 713 651 5243 |
+1 713 651 5246 |
gerard.pecht@nortonrosefulbright.com |
|
|
|
Milestone Group Management L L C, Defendant |
|
|
▼ Represented by Norton Rose Fulbright US LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
Gerard G Pecht |
+1 713 651 5243 |
+1 713 651 5246 |
gerard.pecht@nortonrosefulbright.com |
|
|
|
Monness Crespi Hardt & Company Inc, Defendant |
|
|
|
|
|
MORGAN KEEGAN AND Company, Inc., Defendant |
|
|
▼ Represented by Ogden Gibson Broocks Longoria & Hall LLP
|
|
|
Morgan Stanley Dean Witter Inc, Defendant |
|
|
▼ Represented by Norton Rose Fulbright US LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
Gerard G Pecht |
+1 713 651 5243 |
+1 713 651 5246 |
gerard.pecht@nortonrosefulbright.com |
|
|
|
MPAC Capital Partners LP, Defendant |
|
|
▼ Represented by MPAC Capital Partners LP
|
|
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National Finacial Services L L C, Defendant |
|
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|
|
|
National Financial Services Corporation, Defendant |
|
|
▼ Represented by Norton Rose Fulbright US LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
Gerard G Pecht |
+1 713 651 5243 |
+1 713 651 5246 |
gerard.pecht@nortonrosefulbright.com |
|
|
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National Investor Services Corporation, Defendant |
|
|
▼ Represented by Thompson Coe & O'Meara, LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
William N Radford |
+1 214 871 8212 |
+1 214 871 8209 |
wradford@thompsoncoe.com |
|
|
|
National Securities Corporation, Defendant |
|
|
▼ Represented by National Securities Corporation
|
|
|
NBCN Clearing Inc, Defendant |
|
|
|
|
|
NDB Capital Markets LP, Defendant |
|
|
▼ Represented by Norton Rose Fulbright US LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
Rodney Acker |
+1 214 855 8000 |
+1 214 855 8200 |
rodney.acker@nortonrosefulbright.com |
|
|
|
Newbridge Securities Corporation, Defendant |
|
|
▼ Represented by Newbridge Securities Corp
▼ Represented by Newbridge Securities Corporation
|
|
|
Noble International Investments Inc, Defendant |
|
|
▼ Represented by Norton Rose Fulbright US LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
Rodney Acker |
+1 214 855 8000 |
+1 214 855 8200 |
rodney.acker@nortonrosefulbright.com |
|
|
|
North American Institutional Brokers, Defendant |
|
|
▼ Represented by Attorney at Law
▼ Represented by North American Institutional Brokers
|
|
|
Online Securities Inc, Defendant |
|
|
▼ Represented by Skadden Arps Slate Meagher & Flom LLP
|
|
|
Oscar Gruss & Son Inc, Defendant |
|
|
▼ Represented by Oscar Gruss & Son Inc
|
|
|
Oxford & Company, Defendant |
|
|
▼ Represented by Oxford & Company
|
|
|
Paragon Capital Markets Inc, Defendant |
|
|
▼ Represented by Blank Rome LLP
|
|
|
Parker/Hunter Incorporated, Defendant |
|
|
▼ Represented by Parker/Hunter Incorporated
|
|
|
Pax Clearing Co LP, Defendant |
|
|
▼ Represented by Pax Clearing Co LP
|
|
|
Penson Financial Services Inc, Defendant |
|
|
▼ Represented by Secore Waller LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
Dan R Waller |
+1 972 776 0200 |
+1 972 776 0240 |
|
|
|
|
Performance Capital Group LTD, Defendant |
|
|
|
|
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Pershing And Company, Inc., Defendant |
|
|
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|
|
Phillip Louis Trading Inc, Defendant |
|
|
▼ Represented by Bondy & Schloss LLP
|
|
|
Preffered Trade Inc, Defendant |
|
|
▼ Represented by Attorney at Law
▼ Represented by Norton Rose Fulbright US LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
Gerard G Pecht |
+1 713 651 5243 |
+1 713 651 5246 |
gerard.pecht@nortonrosefulbright.com |
|
|
|
Primevest Financial Services, Inc., Defendant |
|
|
▼ Represented by Primevest Financial Services, Inc.
|
|
|
Program Trading Corporation, Defendant |
|
|
▼ Represented by Program Trading Corporation
|
|
|
Prudential Securities Inc., Defendant
Officially listed as "Prudential Securities Incorporated"
|
|
|
▼ Represented by Norton Rose Fulbright US LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
Gerard G Pecht |
+1 713 651 5243 |
+1 713 651 5246 |
gerard.pecht@nortonrosefulbright.com |
|
|
|
Public Securities Inc, Defendant |
|
|
▼ Represented by Pagel Davis & Hill
|
Name |
Phone |
Fax |
E-Mail |
|
|
Martyn B. Hill |
+1 713 951 0160 |
+1 713 951 0662 |
mbh@pdhlaw.com |
|
|
|
Puglisi & Co Inc, Defendant |
|
|
▼ Represented by Andrews & Kurth, LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
Joe C. Holzer |
+1 713 220 4172 |
+1 713 238 7278 |
jholzer@andrewskurth.com |
|
|
 |
Raymond James & Associates Inc., Defendant |
|
|
▼ Represented by Ogden Gibson Broocks Longoria & Hall LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
Linda Broocks |
+1 713 844 3000 |
+1 713 844 3030 |
lbroocks@ogblh.com |
|
|
 |
RBC Dain Rauscher Inc, Defendant |
|
|
▼ Represented by Norton Rose Fulbright US LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
Gerard G Pecht |
+1 713 651 5243 |
+1 713 651 5246 |
gerard.pecht@nortonrosefulbright.com |
|
|
|
RBC Dominion Securities, Inc., Defendant |
|
|
▼ Represented by Norton Rose Fulbright US LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
Gerard G Pecht |
+1 713 651 5243 |
+1 713 651 5246 |
gerard.pecht@nortonrosefulbright.com |
|
|
|
Refco Securities Inc, Defendant |
|
|
▼ Represented by Mayer Brown, LLP
|
|
|
Robert W. Baird & Co., Defendant |
|
|
▼ Represented by Deborah J Fabritz
▼ Represented by Ogden Gibson Broocks Longoria & Hall LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
Linda Broocks |
+1 713 844 3000 |
+1 713 844 3030 |
lbroocks@ogblh.com |
▼ Represented by Robert W. Baird & Co.
|
|
|
Rocky Mountain Securites & Investments Inc, Defendant |
|
|
|
|
|
Romano Brothers & Company, Defendant |
|
|
▼ Represented by Norton Rose Fulbright US LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
Gerard G Pecht |
+1 713 651 5243 |
+1 713 651 5246 |
gerard.pecht@nortonrosefulbright.com |
|
|
|
Schwab Capital Markets, LP, Defendant |
|
|
▼ Represented by Akin Gump Strauss Hauer & Feld LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
Steven M Zager |
+1 212 872 1037 |
+1 212 872 1002 |
szager@akingump.com |
▼ Represented by Attorney at Law
|
Name |
Phone |
Fax |
E-Mail |
|
|
Alan W Harris |
+1 214 965 8200 |
+1 214 965 8209 |
alan@alanharris.com |
▼ Represented by Edward Totino
▼ Represented by Piper Rudnick, LLP
▼ Represented by Suite 308
|
|
|
Scotia Capital Inc., Defendant |
|
|
▼ Represented by Norton Rose Fulbright US LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
Gerard G Pecht |
+1 713 651 5243 |
+1 713 651 5246 |
gerard.pecht@nortonrosefulbright.com |
|
|
|
Scotia McLeod, Defendant |
|
|
|
|
|
Scott & Springfellow Inc, Defendant |
|
|
▼ Represented by Scott & Springfellow Inc
|
|
|
Scottrade, Inc., Defendant |
|
|
▼ Represented by Burr & Forman LLP
▼ Represented by Jones Walker LLP
|
|
|
Sg Cowen Securities Corp, Defendant
Officially listed as "SG Cowen Securities Corporation"
|
|
|
▼ Represented by Norton Rose Fulbright US LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
Gerard G Pecht |
+1 713 651 5243 |
+1 713 651 5246 |
gerard.pecht@nortonrosefulbright.com |
|
|
|
Sierra Brokerage Svc, Defendant |
|
|
▼ Represented by Sierra Brokerage Services Inc
▼ Represented by Sierra Brokerage Svc
▼ Represented by Zelle, Hofmann, Voelbel, Mason & Gette LLP
|
|
|
Spear, Leeds & Kellogg, Defendant |
|
|
▼ Represented by King & Pennington LLP
|
|
|
State Street Bank And Trust Company, Defendant |
|
|
▼ Represented by Mayer Brown, LLP
|
|
|
Stephens, Inc., Defendant |
|
|
▼ Represented by Skadden Arps Slate Meagher & Flom LLP
|
|
|
Sterne, Agee & Leach, Inc., Defendant |
|
|
▼ Represented by Ogden Gibson Broocks Longoria & Hall LLP
|
|
|
STIFEL, NICOLAUS AND COMPANY, INC., Defendant |
|
|
▼ Represented by Burr & Forman LLP
▼ Represented by Jones Walker LLP
|
|
|
Success Trade Securities, Inc., Defendant |
|
|
▼ Represented by Norton Rose Fulbright US LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
Gerard G Pecht |
+1 713 651 5243 |
+1 713 651 5246 |
gerard.pecht@nortonrosefulbright.com |
|
|
|
Swiss American Securities, Defendant |
|
|
|
|
|
SWS Securities Inc, Defendant |
|
|
▼ Represented by Husch Blackwell LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
Richard A. Illmer |
+1 214 999 6100 |
+1 214 999 6170 |
rillmer@brownmccarroll.com |
|
|
|
T R Winston & Company Inc, Defendant |
|
|
▼ Represented by Norton Rose Fulbright US LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
Gerard G Pecht |
+1 713 651 5243 |
+1 713 651 5246 |
gerard.pecht@nortonrosefulbright.com |
|
|
|
Taglich Brothers, Inc, Defendant |
|
|
▼ Represented by Ogden Gibson Broocks Longoria & Hall LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
Linda Broocks |
+1 713 844 3000 |
+1 713 844 3030 |
lbroocks@ogblh.com |
▼ Represented by Taglich Brothers, Inc
|
|
|
TD Professional Execution Inc, Defendant |
|
|
▼ Represented by Weil Gotshal & Manges LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
Penny P Reid |
+1 212 310 8000 |
+1 212 310 8007 |
preid@sidley.com |
|
|
|
Td Waterhouse Investor Services, Inc., Defendant |
|
|
▼ Represented by Thompson Coe & O'Meara, LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
William N Radford |
+1 214 871 8212 |
+1 214 871 8209 |
wradford@thompsoncoe.com |
|
|
|
Thompson Kernaghan & Company, Defendant |
|
|
|
|
|
Usaa Investment Management Company, Defendant |
|
|
▼ Represented by Norton Rose Fulbright US LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
Gerard G Pecht |
+1 713 651 5243 |
+1 713 651 5246 |
gerard.pecht@nortonrosefulbright.com |
|
|
 |
U.S. Bancorp Piper Jaffray, Inc., Defendant |
|
|
▼ Represented by Ogden Gibson Broocks Longoria & Hall LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
Linda Broocks |
+1 713 844 3000 |
+1 713 844 3030 |
lbroocks@ogblh.com |
|
|
|
U.S. Bank, NA, Defendant
Officially listed as "U S Bank National Association"
|
|
|
▼ Represented by U.S. Bank, NA
|
|
 |
UBS Financial Services, Inc., Defendant |
|
|
▼ Represented by Skadden Arps Slate Meagher & Flom LLP
|
|
|
UBS Warburg LLC, Defendant |
|
|
▼ Represented by Skadden Arps Slate Meagher & Flom LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
Charles W Schwartz |
+1 713 758 3852 |
+1 888 329 2286 |
schwartz@skadden.com |
|
|
|
Vandham Securities Corporation, Defendant |
|
|
|
|
|
Vfinance Investments Inc, Defendant |
|
|
▼ Represented by Thompson Coe & O'Meara, LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
William N Radford |
+1 214 871 8212 |
+1 214 871 8209 |
wradford@thompsoncoe.com |
|
|
|
Viewtrade Securities, Defendant |
|
|
▼ Represented by Attorney at Law
▼ Represented by Norton Rose Fulbright US LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
Gerard G Pecht |
+1 713 651 5243 |
+1 713 651 5246 |
gerard.pecht@nortonrosefulbright.com |
▼ Represented by Viewtrade Securities
|
|
|
Wachova Securities Inc, Defendant |
|
|
▼ Represented by Mayer Brown, LLP
|
|
|
Wall Street Equities Inc., Defendant |
|
|
|
|
|
Weiss Peck & Greer L L C, Defendant |
|
|
|
|
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Wells Fargo L L C, Defendant |
|
|
▼ Represented by Norton Rose Fulbright US LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
Rodney Acker |
+1 214 855 8000 |
+1 214 855 8200 |
rodney.acker@nortonrosefulbright.com |
|
|
|
Wien Securities Corporation, Defendant |
|
|
▼ Represented by King & Pennington LLP
|
|
|
William T Atkins, Defendant |
|
|
|
|
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Wilson Davis & Company, Defendant |
|
|
▼ Represented by Andrews & Kurth, LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
Joe C. Holzer |
+1 713 220 4172 |
+1 713 238 7278 |
jholzer@andrewskurth.com |
|
|
|
Wilson-Davis & Company Inc, Defendant |
|
|
|
|
|
Wm V Frankel & Company, Defendant |
|
|
▼ Represented by Winston & Strawn, LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
John R. Keville |
+1 713 651 2600 |
+1 713 651 2700 |
jkeville@winston.com |
|
|
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Yorkton Securities Inc, Defendant |
|
|
▼ Represented by Ogden Gibson Broocks Longoria & Hall LLP
|
Name |
Phone |
Fax |
E-Mail |
|
|
Linda Broocks |
+1 713 844 3000 |
+1 713 844 3030 |
lbroocks@ogblh.com |
|
Update
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