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56 |
Filed: 7/9/2012, Entered: None |
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ORDER by Judge James L. Robart; The Court DENIES the Underwriter Defendants' objections to Ms. Simmonds' notice of voluntary dismissal and DIRECTS the clerk to terminate all of Ms. Simmonds' 54 cases that have been consolidated under Master Case No. C07-1549JLR pursuant to her notices of voluntary dismissal. (TF) (Entered: 07/09/2012)
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54 |
Filed: 6/11/2012, Entered: None |
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NOTICE of Voluntary Dismissal of case by Plaintiff Vanessa Simmonds (Wilner, Mark) (Entered: 06/11/2012)
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53 |
Filed: 6/7/2012, Entered: None |
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MANDATE of USCA (09-35351) as to 49 Notice of Appeal, filed by Vanessa Simmonds The following Non-Moving Issuer cases are REMANDED to the district court for proceedings consistent with the Opinion of the Supreme Court in Credit Suisse Securities (SA) (Entered: 06/07/2012)
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52 |
Filed: 1/18/2011, Entered: None |
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OPINION OF USCA (NOT THE MANDATE); AFFIRMED IN PART, REVERSED IN PART, VACATED IN PART, AND REMANDED IN PART. (LMK) (Entered: 01/18/2011)
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51 |
Filed: 4/20/2009, Entered: None |
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TIME SCHEDULE ORDER (09-35351) as to 49 Notice of Appeal, filed by Vanessa Simmonds : The schedule is set as follows: Designation of RT for Appellant Vanessa Simmonds due 04/20/2009. Designation of RT for Appellee Bank of America Corporation, Bear Stearns & Co., Inc., Immersion Corporation, J.P. Morgan Securities Inc. and Robertson Stephens, Inc. due 04/30/2009. Transcript order for Appellant Vanessa Simmonds due 05/11/2009. Transcript due for Orig Clerk USDC, Seattle on 06/09/2009. Certificate of record due 06/16/2009. Appellant Vanessa Simmonds opening brief due 07/27/2009. Appellee Bank of America Corporation, Appellee Bear Stearns & Co., Inc., Appellee Immersion Corporation, Appellee J.P. Morgan Securities Inc. and Appellee Robertson Stephens, Inc. answering brief due 08/25/2009. Appellant's optional reply brief is due 14 days after service of the answering brief.(LMK) (Entered: 04/20/2009)
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50 |
Filed: 4/14/2009, Entered: None |
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APPEAL NOTIFICATION packet sent to US Court of Appeals re 49 Notice of Appeal, (Attachments: # 1 Docket)(LMK) (Entered: 04/14/2009)
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49 |
Filed: 4/10/2009, Entered: None |
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NOTICE OF APPEAL (09-35351) as to 46 Judgment by Court, 45 Order on Motion to Dismiss,by Plaintiff Vanessa Simmonds. Filing Fee $455, Receipt number 09810000000001721473. (Attachments: # 1 Representation Statement, # 2 Docketing Statement)(Wilner, Mark) Modified on 4/20/2009; added CCA case number (LMK). (Entered: 04/10/2009)
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48 |
Filed: 4/9/2009, Entered: None |
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STIPULATION AND ORDER DENYING CONSOLIDATION FOR APPEAL ONLY (Dkt. #84) by Judge James L. Robart. (Order posted in all related cases)(MD) (Entered: 04/09/2009)
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47 |
Filed: 4/8/2009, Entered: None |
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STIPULATION AND PROPOSED ORDER Consolidating Cases for Appeal Only by parties. (Wilner, Mark) (Entered: 04/08/2009)
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46 |
Filed: 3/12/2009, Entered: None |
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JUDGMENT BY COURT (MD) (Entered: 03/12/2009)
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45 |
Filed: 3/12/2009, Entered: None |
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ORDER DISMISSING CASES RE:(56) Motion to Dismiss; (57) Motion to Dismiss in case 2:07-cv-01549-JLR; (47) Motion to Dismiss in case 2:07-cv-01572-JLR; (33) Motion to Dismiss in case 2:07-cv-01623-JLR; (39) Motion to Dismiss in case 2:07-cv-01654-JLR by Judge James L. Robart.(MD) (Entered: 03/12/2009)
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44 |
Filed: 1/16/2009, Entered: None |
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MINUTE ENTRY for proceedings held before Judge James L. Robart- Dep Clerk: Casey Condon; Pla Counsel: Jeff Tilden, Jeff Thomas, Will Smart; Def Counsel: Barnes Ellis, Judith Welcom, David Kistenbroker, Joni Jacobsen, Ben Stone, Andrew Clubok, Brant Bishop, Chris Wells; CR: Kari McGrath; MOTION HEARING held on 1/16/2009. The court hears argument from counsel on pending motions. The court takes the matter under advisement.(CC) (Entered: 01/16/2009)
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43 |
Filed: 1/7/2009, Entered: None |
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ORDER RE: Set Oral Argument on (56 in 2:07-cv-01549-JLR) Joint MOTION to Dismiss; (57 in 2:07-cv-01549-JLR) MOTION to Dismiss; (47 in 2:07-cv-01572-JLR) Supplemental MOTION to Dismiss; (33 in 2:07-cv-01623-JLR) Supplemental MOTION to Dismiss; (39 in 2:07-cv-01654-JLR) Supplemental MOTION to Dismiss. Motion Hearing set for 1/16/2009 at 09:00 AM before Judge James L. Robart, by Judge James L. Robart. (MD) (Entered: 01/08/2009)
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42 |
Filed: 11/13/2008, Entered: None |
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NOTICE OF WITHDRAWAL OF COUNSEL: Attorney Megan R Genet for Defendants Bear Stearns & Co Inc, Bear Stearns & Co Inc, Bear, Stearns & Co., Inc.. (Wells, Christopher) (Entered: 11/13/2008)
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41 |
Filed: 11/3/2008, Entered: None |
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ORDER Setting Hearing on Motion: (56 in 2:07-cv-01549-JLR) Joint MOTION to Dismiss, (57 in 2:07-cv-01549-JLR) MOTION to Dismiss, (47 in 2:07-cv-01572-JLR) Supplemental MOTION to Dismiss, (46 in 2:07-cv-01572-JLR) MOTION to Dismiss, (33 in 2:07-cv-01623-JLR) Supplemental MOTION to Dismiss, (39 in 2:07-cv-01654-JLR) Supplemental MOTION to Dismiss : Motion Hearing set for 1/16/2009 at 09:00 AM before Judge James L. Robart, by Judge James L. Robart. (MD) (Entered: 11/04/2008)
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40 |
Filed: 7/24/2008, Entered: None |
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ORDER RE: LIAISON COUNSEL - The court orders as follows: 1. Liaison counsel is the only counsel authorized to file omnibus motions, pleadings or other matters in these coordinated cases; and 2. Service on liaison counsel shall constitute service on all defendants by Judge James L. Robart. (MD) (Entered: 07/24/2008)
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39 |
Filed: 7/23/2008, Entered: None |
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Amended MOTION Underwriter Defendants' Amended Motion for Overlength Brief re (43 in 2:07-cv-01549-JLR) MOTION Leave to File Overlength Brief, (46 in 2:07-cv-01549-JLR) Order on Motion for Miscellaneous Relief Leave to File Overlength Brief by Defendants Credit Suisse Securities (USA) LLC, Bank of America Corporation, Robertson Stephens, Inc., J.P. Morgan Securities Inc., Credit Suisse Group, Deutsche Bank Securities Inc., Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated, Lehman Brothers Inc., Goldman Sachs & Co., Citigroup Global Markets, Inc., Bear Stearns & Co Inc, Deutsche Bank AG. (Attachments: # 1 Proposed Order) Noting Date 7/18/2008 (Wells, Christopher) (Entered: 07/23/2008)
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38 |
Filed: 7/11/2008, Entered: None |
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CORPORATE DISCLOSURE STATEMENT pursuant to FRCP 7.1. by Bank of America Corporation, Robertson Stephens, Inc. Filed by Defendants Bank of America Corporation, Robertson Stephens, Inc..(Wells, Christopher) (Entered: 07/11/2008)
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37 |
Filed: 4/28/2008, Entered: None |
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MINUTE ENTRY for proceedings held before Judge James L. Robart- Dep Clerk: Casey Condon; Pla Counsel: Jeff Tilden, Jeff Thomas, Will Smart, Ian Birk; Def Counsel: Andrew Clubok, Brant Bishop, Christopher Wells; CR: Susan Zielie; STATUS CONFERENCE held April 28, 2008. Underwriter defendants will file one coordinated motion to dismiss and issuer defendants will file one coordinated motion to dismiss. Opening briefs due July 25, 2008; Responsive briefs due Sept. 8,2008; and Reply briefs due Oct. 23,2008, with page limits in compliance with Local Rules. These cases will be coordinated for pretrial purposes using case no. 07-1549 as the master docket. The parties should familiarize themselves with the CM/ECF upgrades. The parties agree to a stay of discovery pending the courts decision on the motion to dismiss. Jeff Thomas shall act as liaison counsel for plaintiff and Christopher Wells, Andrew Clubok and Brant Bishop will act as liaison counsel for Underwriter defendants. Issuer defendants agree to promptly notify the court of their chosen liaison counsel. There shall be no further amendments to the complaints or additional parties added without first seeking leave of court. Liaison counsel for the Underwriter defendants agree to keep the court apprised of the status of the New York "IPO litigation." (CC) (Entered: 04/29/2008)
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36 |
Filed: 4/25/2008, Entered: None |
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ORDER re 35 Application for Leave to Appear Pro Hac Vice. The Court ADMITS Jeffrey Coviello as pro hac vice atty for Defendant J.P. Morgan Securities Inc., by Bruce Rifkin. (No document associated with this docket entry, text only.)(CL, ) (Entered: 04/25/2008)
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35 |
Filed: 4/25/2008, Entered: None |
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APPLICATION OF ATTORNEY Jeffery Coviello FOR LEAVE TO APPEAR PRO HAC VICE for Defendant J.P. Morgan Securities Inc. (Fee Paid) Receipt No. 1422981. (Attachments: # 1 Attorney Application Form)(Wells, Christopher) (Entered: 04/25/2008)
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34 |
Filed: 4/22/2008, Entered: None |
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JOINT STATUS REPORT signed by all parties; estimated Trial Days: 20.. (Wells, Christopher) (Entered: 04/22/2008)
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33 |
Filed: 4/10/2008, Entered: None |
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ORDER re 22 Application for Leave to Appear Pro Hac Vice. The Court ADMITS Michael Berengarten as pro hac vice atty for Defendants Robertson Stephens, Inc., Bank of America Corporation, by Bruce Rifkin. (No document associated with this docket entry, text only.)(TS, ) (Entered: 04/10/2008)
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32 |
Filed: 4/10/2008, Entered: None |
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ORDER re 21 Application for Leave to Appear Pro Hac Vice. The Court ADMITS Brendan Joseph Dowd as pro hac vice atty for Defendants Robertson Stephens, Inc., Bank of America Corporation, by Bruce Rifkin. (No document associated with this docket entry, text only.)(TS, ) (Entered: 04/10/2008)
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31 |
Filed: 4/10/2008, Entered: None |
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ORDER re 20 Application for Leave to Appear Pro Hac Vice. The Court ADMITS Andrew J Frackman as pro hac vice atty for Defendants Bank of America Corporation, Robertson Stephens, Inc., by Bruce Rifkin. (No document associated with this docket entry, text only.)(TS, ) (Entered: 04/10/2008)
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30 |
Filed: 4/10/2008, Entered: None |
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ORDER re 19 Application for Leave to Appear Pro Hac Vice. The Court ADMITS Danny Cameron Moxley as pro hac vice atty for Defendant Bear, Stearns & Co., Inc., by Bruce Rifkin. (No document associated with this docket entry, text only.)(TS, ) (Entered: 04/10/2008)
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29 |
Filed: 4/10/2008, Entered: None |
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ORDER re 18 Application for Leave to Appear Pro Hac Vice. The Court ADMITS Megan R Genet as pro hac vice atty for Defendant Bear, Stearns & Co., Inc., by Bruce Rifkin. (No document associated with this docket entry, text only.)(TS, ) (Entered: 04/10/2008)
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28 |
Filed: 4/10/2008, Entered: None |
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ORDER re 17 Application for Leave to Appear Pro Hac Vice. The Court ADMITS Brian M Lutz as pro hac vice atty for Defendant Bear, Stearns & Co., Inc., by Bruce Rifkin. (No document associated with this docket entry, text only.)(TS, ) (Entered: 04/10/2008)
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27 |
Filed: 4/10/2008, Entered: None |
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ORDER re 16 Application for Leave to Appear Pro Hac Vice. The Court ADMITS Mark B Holton as pro hac vice atty for Defendant Bear, Stearns & Co., Inc., by Bruce Rifkin. (No document associated with this docket entry, text only.)(TS, ) (Entered: 04/10/2008)
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26 |
Filed: 4/10/2008, Entered: None |
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ORDER re 15 Application for Leave to Appear Pro Hac Vice. The Court ADMITS Robert F Serio as pro hac vice atty for Defendant Bear, Stearns & Co., Inc., by Bruce Rifkin. (No document associated with this docket entry, text only.)(TS, ) (Entered: 04/10/2008)
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25 |
Filed: 4/10/2008, Entered: None |
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ORDER re 14 Application for Leave to Appear Pro Hac Vice. The Court ADMITS Randy M Mastro as pro hac vice atty for Defendant Bear, Stearns & Co., Inc., by Bruce Rifkin. (No document associated with this docket entry, text only.)(TS, ) (Entered: 04/10/2008)
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24 |
Filed: 4/10/2008, Entered: None |
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ORDER re 13 Application for Leave to Appear Pro Hac Vice. The Court ADMITS Joseph M McLaughlin as pro hac vice atty for Defendant J.P. Morgan Securities Inc., by Bruce Rifkin. (No document associated with this docket entry, text only.)(TS, ) (Entered: 04/10/2008)
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23 |
Filed: 4/10/2008, Entered: None |
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ORDER re 12 Application for Leave to Appear Pro Hac Vice. The Court ADMITS David W Ichel as pro hac vice atty for Defendant J.P. Morgan Securities Inc., by Bruce Rifkin. (No document associated with this docket entry, text only.)(TS, ) (Entered: 04/10/2008)
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22 |
Filed: 4/9/2008, Entered: None |
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APPLICATION OF ATTORNEY Michael Berengarten FOR LEAVE TO APPEAR PRO HAC VICE for Defendants Robertson Stephens, Inc., Bank of America Corporation (Fee Paid) Receipt No. 1408353. (Attachments: # 1 Attorney Application Form)(Wells, Christopher) (Entered: 04/09/2008)
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21 |
Filed: 4/9/2008, Entered: None |
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APPLICATION OF ATTORNEY Brendan Dowd FOR LEAVE TO APPEAR PRO HAC VICE for Defendants Robertson Stephens, Inc., Bank of America Corporation (Fee Paid) Receipt No. 1408346. (Attachments: # 1 Attorney Application Form)(Wells, Christopher) (Entered: 04/09/2008)
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20 |
Filed: 4/9/2008, Entered: None |
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APPLICATION OF ATTORNEY Andrew J. Frackman FOR LEAVE TO APPEAR PRO HAC VICE for Defendants Robertson Stephens, Inc., Bank of America Corporation (Fee Paid) Receipt No. 1408341. (Attachments: # 1 Attorney Application Form)(Wells, Christopher) (Entered: 04/09/2008)
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19 |
Filed: 4/9/2008, Entered: None |
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APPLICATION OF ATTORNEY Danny Cameron Moxley FOR LEAVE TO APPEAR PRO HAC VICE for Defendant Bear, Stearns & Co., Inc. (Fee Paid) Receipt No. 1408331. (Attachments: # 1 Attorney Application Form)(Wells, Christopher) (Entered: 04/09/2008)
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18 |
Filed: 4/9/2008, Entered: None |
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APPLICATION OF ATTORNEY Megan Genet FOR LEAVE TO APPEAR PRO HAC VICE for Defendant Bear, Stearns & Co., Inc. (Fee Paid) Receipt No. 1408325. (Attachments: # 1 Attorney Application Form)(Wells, Christopher) (Entered: 04/09/2008)
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17 |
Filed: 4/9/2008, Entered: None |
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APPLICATION OF ATTORNEY Brian Lutz FOR LEAVE TO APPEAR PRO HAC VICE for Defendant Bear, Stearns & Co., Inc. (Fee Paid) Receipt No. 1408304. (Attachments: # 1 Attorney Application Form)(Wells, Christopher) (Entered: 04/09/2008)
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16 |
Filed: 4/9/2008, Entered: None |
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APPLICATION OF ATTORNEY Mark B. Holton FOR LEAVE TO APPEAR PRO HAC VICE for Defendant Bear, Stearns & Co., Inc. (Fee Paid) Receipt No. 1408290. (Attachments: # 1 Attorney Application Form)(Wells, Christopher) (Entered: 04/09/2008)
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15 |
Filed: 4/9/2008, Entered: None |
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APPLICATION OF ATTORNEY Robert F. Serio FOR LEAVE TO APPEAR PRO HAC VICE for Defendant Bear, Stearns & Co., Inc. (Fee Paid) Receipt No. 1408281. (Attachments: # 1 Attorney Application Form)(Wells, Christopher) (Entered: 04/09/2008)
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14 |
Filed: 4/9/2008, Entered: None |
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APPLICATION OF ATTORNEY Randy M. Mastro FOR LEAVE TO APPEAR PRO HAC VICE for Defendant Bear, Stearns & Co., Inc. (Fee Paid) Receipt No. 1408273. (Attachments: # 1 Attorney Application Form)(Wells, Christopher) (Entered: 04/09/2008)
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13 |
Filed: 4/9/2008, Entered: None |
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APPLICATION OF ATTORNEY Joseph M. McLaughlin FOR LEAVE TO APPEAR PRO HAC VICE for Defendant J.P. Morgan Securities Inc. (Fee Paid) Receipt No. 1408263. (Attachments: # 1 Attorney Applilcation Form)(Wells, Christopher) (Entered: 04/09/2008)
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12 |
Filed: 4/9/2008, Entered: None |
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APPLICATION OF ATTORNEY David W. Ichel FOR LEAVE TO APPEAR PRO HAC VICE for Defendant J.P. Morgan Securities Inc. (Fee Paid) Receipt No. 1408256. (Attachments: # 1 Attorney Application Form)(Wells, Christopher) (Entered: 04/09/2008)
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11 |
Filed: 3/12/2008, Entered: None |
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WAIVER OF SERVICE of summons upon defendant Bear, Stearns & Co., Inc. mailed on 2/29/2008 (Thomas, Jeffrey) (Entered: 03/12/2008)
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10 |
Filed: 3/12/2008, Entered: None |
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WAIVER OF SERVICE of summons upon defendant J.P. Morgan Securities Inc. mailed on 2/29/2008 (Thomas, Jeffrey) (Entered: 03/12/2008)
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9 |
Filed: 3/11/2008, Entered: None |
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WAIVER OF SERVICE of summons upon defendant Robertson Stephens, Inc. mailed on 2/28/2008 (Thomas, Jeffrey) (Entered: 03/11/2008)
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8 |
Filed: 3/7/2008, Entered: None |
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WAIVER OF SERVICE of summons upon defendant Bank of America Corporation mailed on 10/25/2007 (Thomas, Jeffrey) (Entered: 03/07/2008)
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7 |
Filed: 2/28/2008, Entered: None |
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AMENDED COMPLAINT For Recovery of Short-Swing Profits Under Section 16(b) of the Securities Exchange Act of 1934 against defendant(s) J.P. Morgan Securities Inc., Bear, Stearns & Co., Inc., Robertson Stephens, Inc., Bank of America Corporation, Immersion Corporation with JURY DEMAND, filed by Vanessa Simmonds.(Wilner, Mark) (Entered: 02/28/2008)
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6 |
Filed: 2/19/2008, Entered: None |
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ORDER SETTING STATUS CONFERENCE AND REQUIRING JOINT STATUS REPORT. Status Conference set for 4/28/2008 at 01:30 PM before James L. Robart, by Judge James L. Robart. (MD, ) (Entered: 02/20/2008)
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| Save 25% on a pre-paid one year subscription. |
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5 |
Filed: 2/14/2008, Entered: None |
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NOTICE Plaintiffs Withdrawal of Motion to Consolidate Related Cases for Pretrial Proceedings re Docket Annotation ; filed by Plaintiff Vanessa Simmonds. (Attachments: # 1 Proposed Order)(Thomas, Jeffrey) (Entered: 02/14/2008)
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4 |
Filed: 12/21/2007, Entered: None |
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NOTICE of Appearance by attorney Barnes H. Ellis on behalf of Defendant Immersion Corporation. (Ellis, Barnes) (Entered: 12/21/2007)
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3 |
Filed: 12/18/2007, Entered: None |
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WAIVER OF SERVICE of summons upon defendant Immersion Corporation mailed on 12/10/2007 (Thomas, Jeffrey) (Entered: 12/18/2007)
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2 |
Filed: 10/29/2007, Entered: None |
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ORDER REASSIGNING ACTIONS INVOLVING RECOVERY OF SHORT-SWING PROFITS UNDER SECTION 16(b) OF THE SECURITIES EXCHANGE ACT OF 1934 Case reassigned to Judge James L. Robart for all further proceedings. Judge Robert S. Lasnik no longer assigned to case by Judge Robert S. Lasnik. (RS, ) (Entered: 11/01/2007)
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1 |
Filed: 10/12/2007, Entered: None |
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COMPLAINT FOR RECOVERY OF SHORT-SWING PROFITS UNDER SECTION 16(b) OF THE SECURITIES EXCHANGE ACT OF 1934 -- JURY DEMAND against defendant(s) JPMorgan Chase & Co, Bear Stearns Companies Inc, Bank of America Corporation, Immersion Corporation (Summons(es) NOT issued)(Receipt #: SEA12720), filed by Vanessa Simmonds. (Attachments: # 1 Civil Cover Sheet)(DJ) Additional attachment(s) added on 10/18/2007 (DJ, ). (Entered: 10/18/2007)
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