Cannon v. Citigroup Global Mkt, et al

Name: Cannon v. Citigroup Global Mkt, et al :: Colorado District Court :: Federal Civil Lawsuit No. 1:03-cv-00888-RPM, Judge Richard P. Matsch presiding
Creator: Colorado District Court
Published: 2003-05-15
License: https://creativecommons.org/publicdomain/mark/1.0/
Keywords: court documents, legal case, docket, PACER, Colorado District Court

Federal Civil Lawsuit Colorado District Court, Case No. 1:03-cv-00888-RPM
District Judge Richard P. Matsch, presiding

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Parties

Larry L. Cannon, Plaintiff

▼ Represented by Unknown Firm

Name	Phone	Fax	E-Mail

Jordan S. Levine	+1 303 839 5005	+8395 839 839 5028

▼ Represented by ahllaw.com Law Firm Placeholder

Name	Phone	Fax	E-Mail

Chad Patrick Hemmat	+1 303 839 5000	+1 303 839 5028	chad@ahllaw.com

Bear, Stearns & Company, Inc., Defendant

▼ Represented by Gibson Dunn & Crutcher, LLP

Name	Phone	Fax	E-Mail

Gregory J. Kerwin	+1 303 298 5739	+1 303 313 2829	gkerwin@gibsondunn.com

▼ Represented by United States Securities and Exchange Commission

Name	Phone	Fax	E-Mail

George B. Curtis	+1 303 844 1042		curtisg@sec.gov
Jonathan Max Warner	+1 720 533 4355	+1 303 844 1010	warnerjo@sec.gov

Citigroup Global Markets, Inc., Defendant

▼ Represented by 1560 Brodway

Name	Phone	Fax	E-Mail

Josiah Oakes Hatch, III	+1 303 861 2828	+1 303 861 4017	jhatch@duckerlaw.com

Credit Suisse First Boston LLC, Defendant

Officer/Director, Expressjet Holdings Inc

▼ Represented by Wheeler Trigg O'Donnell, LLP

Name	Phone	Fax	E-Mail

Paul Franklin Hultin	+1 303 244 1840	+1 303 244 1879	hultin@wtklaw.com

The Goldman Sachs Group, Inc., Defendant
Officially listed as "Goldman Sachs & Co., L.P."

▼ Represented by Featherstone Petrie DeSisto LLP

Name	Phone	Fax	E-Mail

Bruce A. Featherstone	+1 303 626 7125	+1 303 626 7101	bfeatherstone@featherstonelaw.com

JPMorgan Securities, Inc., Defendant

Officer/Director, Nuveen Dividend Advantage Municipal Fund 3

Officer/Director, CHEMICAL BANKING CORP

Officer/Director, Goodrich Petroleum Corp

Officer/Director, Peloton Resources Inc

▼ Represented by Cooley LLP

Name	Phone	Fax	E-Mail

James E. Nesland	+1 720 566 4000	+1 720 566 4099	neslandje@cooley.com

▼ Represented by Qwest Communications, Inc.

Name	Phone	Fax	E-Mail

Tara L. Acton	+1 303 383 6642	+1 303 383 8462	tara.acton@qwest.com

Lehman Brothers, Inc., Defendant

Officer/Director, Norward & Snipes Investments Inc

Officer/Director, Lehman Abs Corp

▼ Represented by Holland & Hart LLP

Name	Phone	Fax	E-Mail

Holly Stein Sollod	+1 303 295 8085	+1 303 295 8261	hsteinsollod@hollandhart.com

Merrill Lynch, Pierce, Fenner & Smith, Inc., Defendant

Officer/Director, Cumulus Media Inc.

Officer/Director, Chart Industries, Inc.

Officer/Director, Lodgian, Inc.

Officer/Director, Ml Global Private Equity Fund L.p.

Officer/Director, Ml Global Private Equity Partners L.p.

Officer/Director, Mlgpe Ltd

Officer/Director, Merrill Lynch GP Inc.

Officer/Director, Merrill Lynch & Co Inc

Officer/Director, Merrill Lynch Group, Inc

Officer/Director, Hertz Global Holdings Inc

Officer/Director, Merrill Lynch International

Officer/Director, Delphi Automotive Systems Corp

Officer/Director, Merrill Lynch Trust Co Fsb

Officer/Director, Merrill Lynch Financial Markets, Inc.

Officer/Director, Infospace.com, Inc.

Officer/Director, Fund Asset Management Lp

Officer/Director, Merrill Lynch Investment Managers Lp

Officer/Director, New BlackRock, Inc.

Officer/Director, Princeton Administrators Lp

Officer/Director, First Trust Four Corners Senior Floating Rate Income Fund II

Officer/Director, BlackRock Preferred & Equity Advantage Trust

Officer/Director, NATIONSBANK CORP

Officer/Director, Mbia Capital Claymore Managed Duration National Municipal Tr

Officer/Director, Tortoise MLP Investment CORP

Officer/Director, Gabelli Dividend & Income Trust

Officer/Director, Blackrock Municipal 2018 Term Trust

Officer/Director, Alliance New York Municipal Income Fund

Officer/Director, Bank of America, NA

Officer/Director, Federated Municipal Income Fund

Officer/Director, Blue Ridge Investments, LLC

Officer/Director, Tropicana Las Vegas Hotel & Casino, Inc.

Officer/Director, Putnam Municipal Opportunities Trust

Officer/Director, Neuberger Berman Intermediate Municipal Fund Inc

Officer/Director, Blackrock New York Municipal 2018 Term Trust

Officer/Director, Gabelli Utility Fund

Officer/Director, Muniholdings New Jersey Insured Fund Inc

Officer/Director, Pimco High Income Fund

Officer/Director, Pioneer Municipal Advantage Trust

Officer/Director, Dreyfus Municipal Infrastructure Fund, Inc.

Officer/Director, Federated Intermediate Municipal Income Fund

Officer/Director, Koll Real Estate Group Inc

Officer/Director, Real Estatefor Lease Com Inc

Officer/Director, Uslife Income Fund Inc

Officer/Director, Muniholdings Fund Inc

Officer/Director, Muniholdings New York Fund Inc

Officer/Director, Muniholdings California Fund Inc

Officer/Director, Muniholdings Insured Fund Inc/nj

Officer/Director, Eaton Vance Ohio Municipal Income Trust

Officer/Director, Eaton Vance Massachusetts Municipal Income Trust

Officer/Director, Blackrock Pennsylvania Strategic Municipal Trust

Officer/Director, Cohen & Steers Advantage Income Fund Inc

Officer/Director, Blackrock Municipal Income Trust

Officer/Director, Alliance National Municipal Income Fund

Officer/Director, Blackrock New Jersey Municipal Bond Trust

Officer/Director, Calamos Convertible Opportunities & Income Fund

Officer/Director, Blackrock California Municipal Income Trust II

Officer/Director, Blackrock New York Municipal Income Trust II

Officer/Director, Blackrock Municipal 2022 Term Trust

Officer/Director, Eaton Vance Insured Ohio Municipal Bond Fund I

Officer/Director, Preferred Income Strategies Fund Inc

Officer/Director, Preferred & Corporate Income Strategies Fund Inc

Officer/Director, Muni Intermediate Duration Fund Inc

Officer/Director, Muni New York Intermediate Duration Fund Inc

Officer/Director, Dreman Claymore Dividend & Income Fund

Officer/Director, Advent/Claymore Global Convertible Securities & Income Fund

Officer/Director, Munienhanced Fund Inc

Officer/Director, Nuveen New York Performance Plus Municipal Fund Inc

Officer/Director, Nuveen California Municipal Market Opportunity Fund Inc

Officer/Director, Nuveen New York Investment Quality Municipal Fund Inc

Officer/Director, Nuveen New Jersey Investment Quality Municipal Fund Inc

Officer/Director, Nuveen California Select Quality Income Municipal Fund Inc

Officer/Director, Nuveen New York Select Quality Municipal Fund Inc

Officer/Director, Nuveen Quality Income Municipal Fund Inc

Officer/Director, Muniyield New York Insured Fund Inc

Officer/Director, Muniyield New Jersey Fund Inc

Officer/Director, Nuveen Premium Income Municipal Fund 2 Inc

Officer/Director, Muniyield Quality Fund II Inc

Officer/Director, Muniyield Quality Fund Inc

Officer/Director, Muniyield Michigan Insured Fund Inc

Officer/Director, Van Kampen Merritt Massachusetts Value Municipal Income Trus

Officer/Director, Muniyield New Jersey Insured Fund Inc

Officer/Director, Duff & Phelps Utility & Corporate Bond Trust Inc

Officer/Director, Preferred Income Management Fund Inc

Officer/Director, Nuveen Premium Income Municipal Fund 4 Inc

Officer/Director, Munivest Fund II Inc

Officer/Director, Nuveen Virginia Premium Income Municipal Fund

Officer/Director, Municipal Advantage Fund Inc

Officer/Director, American Municipal Income Portfolio Inc

Officer/Director, Muniyield Arizona Fund II Inc

Officer/Director, Eaton Vance New York Municipal Income Trust

▼ Represented by Beatty & Wozniak, PC

Name	Phone	Fax	E-Mail

Michael Lance Beatty	+1 303 407 4499	+1 303 407 4494	mbeatty@beattylaw.com
Michael Noone	+1 303 407 4499	+1 303 407 4494	mnoone@beattylaw.com

Morgan Stanley & Company Inc., Defendant
Officially listed as "Morgan Stanley & Co., Inc."

Director, Toy Biz, Inc.

Officer/Director, Catalytica Combustion Systems, Inc.

Officer/Director, Pagemart Wireless, Inc.

Officer/Director, Hayes Lemmerz International, Inc.

Officer/Director, Vital Images, Inc.

Officer/Director, Xcyte Therapies, Inc.

Officer/Director, Websense, Inc.

Officer/Director, International Securities Exchange, Inc.

Officer/Director, Intercontinental Exchange, Inc.

Officer/Director, Viatel Holding (bermuda) Ltd.

Officer/Director, Silgan Holdings Inc.

Officer/Director, Msci Inc.

Officer/Director, Trump Hotels & Casino Resorts, Inc.

Officer/Director, Profit Recovery Group International Inc.,

Officer/Director, Allegiance Telecom, Inc.

Officer/Director, Choice One Communications Inc.

Officer/Director, Wci Communities, Inc.

Officer/Director, Gramercy Capital Corp.

Officer/Director, Discover Financial Services

Officer/Director, American Industrial Properties Reit Inc

Officer/Director, Cadiz Land Co Inc

Officer/Director, Ivf America Inc /de

Officer/Director, Jefferson Smurfit Corp /de/

Officer/Director, Imre Corp

Officer/Director, Uniholding Corp

Officer/Director, Sheffield Exploration Co Inc

Officer/Director, Cardiac Pathways Corp

Officer/Director, Genelabs Technologies Inc /ca

Officer/Director, Impsat Corp

Officer/Director, Grove Real Estate Asset Trust

Director, Lionbridge Technologies Inc /de/

Officer/Director, Allscripts Inc /il

Officer/Director, Internap Network Services Corp/wa

Officer/Director, Allscripts Holding Inc

Officer/Director, Psf Group Holdings Inc

Officer/Director, Acquicor Technology Inc

Officer/Director, Distributed Energy Systems Corp

Officer/Director, TransMontaigne Partners L.P.

Officer/Director, Federal Services Acquisition CORP

Officer/Director, Constant Contact, Inc.

Officer/Director, Big Entertainment, Inc.

Officer/Director, Pilgrim Prime Rate Trust

Officer/Director, Colonial Investment Grade Municipal Trust

Officer/Director, Digitalglobe, Inc.

Officer/Director, Morgan Stanley Principal Investments, Inc.

Officer/Director, Remec, Inc.

Officer/Director, Nuveen Connecticut Premium Income Municipal Fund

Officer/Director, Eaton Vance Limited Duration Income Fund

Officer/Director, Golden Tan, Inc

Officer/Director, Morgan Stanley Private Equity Asia Iii L.p.

Officer/Director, Morgan Stanley Private Equity Asia Employee Investors Iii L.p.

Officer/Director, Ms Holdings Inc

Officer/Director, Mspea Agriculture Holding Ltd

Officer/Director, Morgan Stanley Private Equity Asia Iii Holdings (cayman) Ltd

Officer/Director, Morgan Stanley Private Equity Asia Iii L.l.c.

Officer/Director, Morgan Stanley Private Equity Asia III, Inc.

Officer/Director, NB Telecom, Inc.

Officer/Director, Mspea Modified Plastics Holding Ltd

Officer/Director, Nuveen California Municipal Advantage Fund

Officer/Director, Nuveen Insured California Dividend Advantage Municipal Fund

Officer/Director, Blackrock Florida Municipal Income Trust

Officer/Director, Pioneer High Income Trust

Officer/Director, Blackrock Florida Municipal Bond Trust

Officer/Director, Blackrock New York Municipal Income Trust II

Officer/Director, Blackrock New York Insured Municipal Income Trust

Officer/Director, Muniyield Quality Fund Inc

Officer/Director, Van Kampen Merritt Massachusetts Value Municipal Income Trus

Officer/Director, Muni New York Intermediate Duration Fund Inc

Officer/Director, Colonial High Income Municipal Trust

Officer/Director, Blackrock Florida Investment Quality Municipal Trust

Officer/Director, Blackrock New Jersey Investment Quality Municipal Trust Inc

Officer/Director, Lazarus Industries Inc

Officer/Director, Pacholder Fund Inc

Officer/Director, Texas Industries, Inc.

Officer/Director, Eaton Vance Senior Income Trust

Officer/Director, Nuveen Short Duration Credit Opportunities Fund

Officer/Director, Innocoll Holdings plc

Officer/Director, Visions In Glass Inc

Officer/Director, Bloom Energy Corp

Officer/Director, Leisure Acquisition Corp.

Officer/Director, Morgan Stanley Group Inc /de/

Officer/Director, Rps Realty Trust

Officer/Director, Symix Systems, Inc.

Officer/Director, Cfw Communications Co

Officer/Director, Crescent Real Estate Equities Ltd Partnership

Officer/Director, Crescent Real Estate Equities Inc

Officer/Director, Community Bankers Acquisition Corp.

Officer/Director, Saratogo Holdings I Inc

Officer/Director, Nuveen Virginia Dividend Advantage Municipal Fund

Officer/Director, Cohen & Steers Advantage Income Fund Inc

Officer/Director, Cohen & Steers Income Realty Fund Inc

Officer/Director, Cohen & Steers Premium Income Realty Fund Inc

Officer/Director, Calamos Convertible Opportunities & Income Fund

Officer/Director, C F&c Preferred Securities Income Fund I Inc

Officer/Director, Cohen & Steers Reit & Preferred Balanced Income Fund Inc

Officer/Director, Flaherty & Crumrine/claymore Total Return Fund Inc

Officer/Director, Calamos Strategic Total Return Fund

Officer/Director, Blackrock Insured Municipal Income Trust

Officer/Director, Eaton Vance New Jersey Municipal Income Trust

Officer/Director, Municipal Partners Fund Inc

▼ Represented by Featherstone Petrie DeSisto LLP

Name	Phone	Fax	E-Mail

John A DeSisto ,	+1 303 626 7100	+1 303 626 7101	jdesisto@featherstonelaw.com

▼ Represented by Kirkland & Ellis LLP

Name	Phone	Fax	E-Mail

Mary Jane Lee	+1 212 446 4800	+4464 446 446 4900

UBS Warburg LLC, Defendant

▼ Represented by Cleary Gottlieb Steen & Hamilton LLP

Name	Phone	Fax	E-Mail

Justin S. Anand	+1 212 225 2000	+2253 225 225 3999
Cara Ann Chambers	+1 212 225 2000	+2253 225 225 3999
Mitchell Alan Lowenthal	+1 212 225 2760	+1 212 225 3999	mlowenthal@cgsh.com
S. Christopher Provenzano	+1 212 225 2000	+2253 225 225 3999

▼ Represented by Timmins, LLC

Name	Phone	Fax	E-Mail

Edward P. Timmins	+1 303 592 4500	+1 303 592 4515	et@timminslaw.com

U.S. Bancorp Corporation, Defendant
Officially listed as "US Bancorp Piper Jaffray, Inc."

Attributes

Office	Denver
Filed	5/15/2003
Jury Demand	Plaintiff
Demand	$0
Nature of Suit	850 - Other Statutes: Securities/Commodities/Exchange
Cause	28 U.S.C. § 1331 Fed. Question
Jurisdiction	Federal Question
Disposition	Dismissed - Settled
County	Arapahoe
Terminated	8/5/2003
Origin	1
Reopened	None
Lead Case	None
Related Case
Other Court Case	None
Def Custody Status
Flag	TERMED

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43	Filed: 8/18/2003, Entered: 8/20/2003	Letter
	Copy of LETTER to Clerk of Court New York, NY from MDL Panel re: copy of attached 8/12/03 Transfer Order noting pla's agreement that inclusion of this case in MDL 1554 In Re: Initial Public Offering (IPO) Securities Litigation is not appropriate (lam)


42	Filed: 8/5/2003, Entered: 8/6/2003	Notice of Voluntary Dismissal of Case
	NOTICE OF DISMISSAL OF CASE without prej against all defendants by plaintiff Larry L. Cannon ; entry date : 8/6/03 (lam)


40	Filed: 8/4/2003, Entered: 8/4/2003	Notice of Entry of Appearance
	Notice of ATTORNEY APPEARANCE for defendant Lehman Brothers Inc by Holly S. Stein (lam)


41	Filed: 8/1/2003, Entered: 8/5/2003	Memorandum
	MEMORANDUM by Judge Richard P. Matsch granting pla's motion for extension of time to respond to dft's motion to sever and transfer to and including 8/21/03 [37-1] (lam)


39	Filed: 7/31/2003, Entered: 8/1/2003	Notice of Entry of Appearance
	ATTORNEY APPEARANCE for defendant Morgan Stanley & Co. by Mary Jane Lee (pap)


38	Filed: 7/23/2003, Entered: 7/24/2003	Response to Motion
	RESPONSE by defendant Citigroup Global Mkt in opposition to pla's motion for thirty day extension of time to respond to dft's motion to sever and transfer to and including 8/21/03 [37-1] (pap)


37	Filed: 7/21/2003, Entered: 7/22/2003	Motion for Extension of Time
	MOTION by plaintiff for thirty day extension of time to respond to dft's motion to sever and transfer to and including 8/21/03 and memorandum in support thereof (pap)


36	Filed: 7/21/2003, Entered: 7/22/2003	Certificate of Mailing/Service
	CERTIFICATE OF MAILING by defendant UBS Warburg, LLC entry of attorney appearance [35-1] (pap)


35	Filed: 7/21/2003, Entered: 7/22/2003	Notice of Entry of Appearance
	ATTORNEY APPEARANCE for defendant UBS Warburg, LLC by Mitchell A. Lowenthal, Justine S. Anand, Cara Ann Chambers, S. Christopher Provenzano (pap)


34	Filed: 7/11/2003, Entered: 7/14/2003	Letter
	Copy of LETTER to MDL Clerk from defendant Citigroup Global Mkt re: attached ntc of presentation or waiver of oral argument (lam)


33	Filed: 7/10/2003, Entered: 7/14/2003	Notice of Entry of Appearance
	ATTORNEY APPEARANCE for defendant JP Morgan Sec Inc by James E. Nesland, Tara Leigh Acton (lam)


32	Filed: 7/7/2003, Entered: 7/8/2003	Notice of Entry of Appearance
	ATTORNEY APPEARANCE for defendant Goldman Sachs Co LP by Bruce A. Featherstone (lam)


31	Filed: 7/2/2003, Entered: 7/3/2003	Motion to Change Venue
	MOTION by defendant Citigroup Global Mkt f/k/a Salomon Smith Barney, Inc. to sever and transfer venue to the Southern Dist of NY and memorandum in support thereof (lam)


30	Filed: 6/30/2003, Entered: 7/1/2003	~Notice (other)
	Copy by defendant Citigroup Global Mkt of (NOTICE) joinder in the Cannon dfts' jt memorandum (pending before the MDL Panel in MDL 1554) in opp to the transfer of the IPO Securities Lit plas and in support of the subsequent mtn by the same movants to w/draw that motion (lam) Modified on 07/01/2003


29	Filed: 6/19/2003, Entered: 6/20/2003	Joinder
	Notice of JOINDER by defendant Citigroup Global Mkt in Morgan Stanley's motion to extend time to answer/respond to cmp until 45 days after an operative cmp is designated purs to PSLRA of 1995 [14-1] (pap)


28	Filed: 6/17/2003, Entered: 6/19/2003	Letter
	Copy of LETTER to MDL Panel form Gustavo Bruckner re: motion to w/draw this action from the 5/23/03 appl to transfer for coordinated or consolidated pt proceedings into MDL 1554 (lam)


27	Filed: 6/16/2003, Entered: 6/18/2003	Joinder
	Notice of JOINDER by defendant Bear Stearns Co Inc in dft Morgan Stanley's motion to extend time to answer/respond to cmp [14-1] (lam)


26	Filed: 6/16/2003, Entered: 6/18/2003	Notice of Entry of Appearance
	ATTORNEY APPEARANCE for defendant Bear Stearns Co Inc by Jonathan Max Warner (lam)


25	Filed: 6/13/2003, Entered: 6/16/2003	Notice of Entry of Appearance
	ATTORNEY APPEARANCE for defendant Bear Stearns Co Inc by George B. Curtis, Gregory J. Kerwin (pap)


24	Filed: 6/12/2003, Entered: 6/13/2003	Notice of Entry of Appearance
	ATTORNEY APPEARANCE for defendant Citigroup Global Mkt by Josiah O. Hatch III (pap)


23	Filed: 6/11/2003, Entered: 6/12/2003	Joinder
	Notice of JOINDER by defendant Credit Suisse First in Dft Morgain Stanley motion to extend time to answer/respond to cmp until 45 days after an operative cmp is designated purs to PSLRA of 1995 [14-1] (pap)


22	Filed: 6/11/2003, Entered: 6/12/2003	Notice of Entry of Appearance
	ATTORNEY APPEARANCE for defendant Credit Suisse First by Paul F. Hultin (pap)


21	Filed: 6/6/2003, Entered: 6/9/2003	Certificate of Mailing/Service
	Amended CERTIFICATE OF Service by defendant Goldman Sachs Co LP join/joinder [20-1] (pap)


20	Filed: 6/5/2003, Entered: 6/6/2003	Joinder
	Notice of JOINDER by defendant Goldman Sachs Co LP in Morgan Stanley's motion to extend time to answer/respond to cmp until 45 days after an operative cmp is designated purs to PSLRA of 1995 [14-1] (pap)


19	Filed: 6/5/2003, Entered: 6/6/2003	Supplement/Amendment
	SUPPLEMENT by defendant UBS Warburg, LLC to UBS Warburg LLC's motion to extend time to answer/respond to cmp until 45 days after designation of the operative cmp [18-1] (pap)


18	Filed: 6/4/2003, Entered: 6/5/2003	Motion for Extension of Time to File Answer
	MOTION by defendant UBS Warburg, LLC to extend time to answer/respond to cmp until 45 days after designation of the operative cmp following the court's appt of the most adequate pla & approval of lead csl purs to PSLRA (lam)


17	Filed: 6/4/2003, Entered: 6/5/2003	~Notice (other)
	Copy of 15th NOTICE of related actions and 15th schedule of related actions pending before the MDL Panel re: MDL 1484 by defendant Merrill Lynch Pierce (lam)


16	Filed: 6/4/2003, Entered: 6/5/2003	~Notice (other)
	NOTICE of Joinder by defendant Merrill Lynch Pierce re: Unopposed motion to extend time to answer/respond to cmp until 45 days after an operative cmp is designated purs to PSLRA of 1995 [14-1] (erv)


15	Filed: 6/4/2003, Entered: 6/5/2003	Notice of Entry of Appearance
	ATTORNEY APPEARANCE for defendant Merrill Lynch Pierce by Michael Lance Beatty, Michael Noone (erv)


14	Filed: 6/3/2003, Entered: 6/4/2003	Motion for Extension of Time to File Answer
	MOTION by defendant Morgan Stanley & Co. to extend time to answer/respond to cmp until 45 days after an operative cmp is designated purs to PSLRA of 1995 (lam)


13	Filed: 5/30/2003, Entered: 6/3/2003	Order
	ORDER by Judge Richard P. Matsch regarding [12-1] letter Plaintiff to comply with LR 3.2 within 10 days. (cc: all counsel) ; entry date : 6/3/03 (gms)


12	Filed: 5/30/2003, Entered: 5/30/2003	Letter
	Copy of LETTER to Mag Judge Watanabe from plaintiff Larry L. Cannon counsel req stay of all proceedings until the MDL Panel decides mtn to transfer action to USDC Southern Dist of NY for consolidation into MDL 1554 In Re: Intial Public Offering Securities Litigation; copies of documents filed with the MDL Panel attached (placed with exhibits) (lam)


11	Filed: 5/21/2003, Entered: 5/22/2003	Summons Returned Executed
	Affidavit of RETURN OF SERVICE of Summons and Complaint upon defendant Bear Stearns Co Inc on 5/16/03 by leaving with: Marchia Garvin, reg. agent (lam)


10	Filed: 5/21/2003, Entered: 5/22/2003	Summons Returned Executed
	Affidavit of RETURN OF SERVICE of Summons and Complaint upon defendant UBS Warburg, LLC on 5/16/03 by leaving with: Pam Trujill, reg. agent (lam) Modified on 05/22/2003


9	Filed: 5/21/2003, Entered: 5/22/2003	Summons Returned Executed
	Affidavit of RETURN OF SERVICE of Summons and Complaint upon defendant Merrill Lynch Pierce on 5/16/03 by leaving with: Marchia Garvin, reg. agent (lam)


8	Filed: 5/21/2003, Entered: 5/22/2003	Summons Returned Executed
	Affidavit of RETURN OF SERVICE of Summons and Complaint upon defendant Goldman Sachs Co LP on 5/16/03 by leaving with: Marchia Garvin, reg. agent (lam)


7	Filed: 5/21/2003, Entered: 5/22/2003	Summons Returned Executed
	Affidavit of RETURN OF SERVICE of Summons and Complaint upon defendant Citigroup Global Mkt on 5/16/03 by leaving with: Marchia Garvin, reg. agent (lam)


6	Filed: 5/21/2003, Entered: 5/22/2003	Summons Returned Executed
	Affidavit of RETURN OF SERVICE of Summons and Complaint upon defendant JP Morgan Sec Inc on 5/16/03 by leaving with: Marchia Garvin, reg. agent (lam)


5	Filed: 5/21/2003, Entered: 5/22/2003	Summons Returned Executed
	Affidavit of RETURN OF SERVICE of Summons and Complaint upon defendant US Bancorp Piper Jaf on 5/16/03 by leaving with: Marchia Garvin, reg. agent (lam) Modified on 05/22/2003


4	Filed: 5/21/2003, Entered: 5/22/2003	Summons Returned Executed
	Affidavit of RETURN OF SERVICE of Summons and Complaint upon defendant Morgan Stanley & Co. on 5/16/03 by leaving with: Pam Trujillo, reg. agent (lam)


3	Filed: 5/21/2003, Entered: 5/22/2003	Summons Returned Executed
	Affidavit of RETURN OF SERVICE of Summons and Complaint upon defendant Credit Suisse First Boston, LLC fka Credit Suisse First Boston Corp 5/16/03 by leaving with: Pam Trujillo, reg. agent (lam) Modified on 05/22/2003


2	Filed: 5/21/2003, Entered: 5/22/2003	Summons Returned Executed
	Affidavit of RETURN OF SERVICE of Summons and Complaint upon defendant Lehman Brothers Inc on 5/16/03 by leaving with: Pam Trujillo, reg. agent (lam) Modified on 05/22/2003


1	Filed: 5/15/2003, Entered: 5/16/2003	Complaint
	Class Action COMPLAINT for violations of Federal Securities (Summons(es) issued); jury demand (bpm)


--	Filed: 5/15/2003, Entered: 5/16/2003	Filing Fee Received
	FILING FEE PAID: on 5/15/03 in the amount of $ 150, receipt # 243467. (bpm)

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