Simmonds v. Goldman Sachs Group Inc et al

Federal Civil Lawsuit Washington Western District Court, Case No. 2:07-cv-01593
District Judge James L. Robart, presiding
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District Judge James L. Robart
Last Updated September 27, 2016 at 6:14 AM EDT (9.4 years ago) Update UpdateSpaceE-Mail Alert AlertsSpaceJump Jump
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Parties
No Logo Vanessa Simmonds, Plaintiff

Represented by Gordon Tilden Thomas & Cordell LLP

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Jeffrey M Thomas , +1 206 467 6477 +1 206 467 6292 jthomas@gordontilden.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Jeffrey Iver Tilden +1 206 467 6477 jtilden@gordontilden.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Mark A Wilner +1 206 467 6477 +1 206 467 6292 mwilner@gordontilden.com
v.
Bank of America Corporation Bank of America Corporation, Defendant

Represented by Lane Powell, PC

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED Ryan Patrick McBride +1 206 223 7000 mcbrider@lanepowell.com
ATTORNEY TO BE NOTICED Brian J. Meenaghan +1 206 223 7000 meenaghanb@lanepowell.com
ATTORNEY TO BE NOTICED Christopher Brian Wells +1 206 223 7000 wellsc@lanepowell.com

Represented by O'Melveny & Myers LLP

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Michael Berengarten +1 212 408 2412 mberengarten@omm.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Brendan Joseph Dowd +1 212 326 2000 +1 212 326 2061 bdowd@omm.com
LEAD ATTORNEY, PRO HAC VICE, ATTORNEY TO BE NOTICED Andrew Frackman +1 212 326 2000 +1 212 326 2061 afrackman@omm.com
The Goldman Sachs Group, Inc. The Goldman Sachs Group, Inc., Defendant
Officially listed as "Goldman Sachs & Co."

Represented by Sullivan & Cromwell LLP

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Gandolfo V. Diblasi +1 212 558 4992 +5583 558 558 3588 diblasig@sullcrom.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Penny Shane, II +1 212 558 4000 +1 212 558 3588 shanep@sullcrom.com
TERMINATED: 04/27/2009 Richard Joseph lamar Lomuscio +1 212 558 4037 +1 212 558 3588 lomuscior@sullcrom.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Matthew A. Peller +1 212 558 4377 +1 212 558 3588 pellerm@sullcrom.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED David Maxwell Rein +1 212 558 3035 +1 212 558 3588 reind@sullcrom.com
Merrill Lynch, Pierce, Fenner & Smith, Inc. Merrill Lynch, Pierce, Fenner & Smith, Inc., Defendant
Officially listed as "Merrill Lynch Pierce Fenner & Smith Incorporated"
Officer/Director, Cumulus Media Inc.
Officer/Director, Chart Industries, Inc.
Officer/Director, Lodgian, Inc.
Officer/Director, Mlgpe Ltd
Merrill Lynch GP Inc. Officer/Director, Merrill Lynch GP Inc.
Officer/Director, Merrill Lynch & Co Inc
Officer/Director, Merrill Lynch Group, Inc
Hertz Global Holdings Inc Officer/Director, Hertz Global Holdings Inc
Merrill Lynch International Officer/Director, Merrill Lynch International
Officer/Director, Merrill Lynch Trust Co Fsb
Officer/Director, Infospace.com, Inc.
Officer/Director, Fund Asset Management Lp
Officer/Director, New BlackRock, Inc.
Officer/Director, Princeton Administrators Lp
Officer/Director, NATIONSBANK CORP
Bank of America, NA Officer/Director, Bank of America, NA
Officer/Director, Blue Ridge Investments, LLC
Officer/Director, Gabelli Utility Fund
Officer/Director, Pimco High Income Fund
Officer/Director, Koll Real Estate Group Inc
Officer/Director, Uslife Income Fund Inc
Officer/Director, Muniholdings Fund Inc
Officer/Director, Munienhanced Fund Inc
Officer/Director, Muniyield Quality Fund Inc
Officer/Director, Munivest Fund II Inc

Represented by Clifford Chance, LLP

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Mary Kathryn Dulka +1 212 878 8000 +1 212 878 8375 mary.dulka@cliffordchance.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED MARK HOLLAND +1 212 878 8432 +1 212 878 8375 mark.holland@cliffordchance.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Robert G. Houck +1 212 878 3224 +1 212 878 8375 robert.houck@cliffordchance.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Laura Jane McLaren +1 212 878 3445 +1 212 878 8375 laura.mclaren@cliffordchance.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED George A Schieren +1 212 878 8000 george.schieren@cliffordchance.com
Morgan Stanley & Company Inc. Morgan Stanley & Company Inc., Defendant
Officially listed as "Morgan Stanley & Co. Incorporated"
Director, Toy Biz, Inc.
Officer/Director, Pagemart Wireless, Inc.
Officer/Director, Vital Images, Inc.
Officer/Director, Xcyte Therapies, Inc.
Officer/Director, Websense, Inc.
Officer/Director, Silgan Holdings Inc.
Officer/Director, Msci Inc.
Officer/Director, Allegiance Telecom, Inc.
Officer/Director, Wci Communities, Inc.
Officer/Director, Gramercy Capital Corp.
Officer/Director, Discover Financial Services
Officer/Director, Cadiz Land Co Inc
Officer/Director, Ivf America Inc /de
Officer/Director, Jefferson Smurfit Corp /de/
Officer/Director, Imre Corp
Officer/Director, Uniholding Corp
Officer/Director, Cardiac Pathways Corp
Officer/Director, Impsat Corp
Officer/Director, Allscripts Inc /il
Officer/Director, Allscripts Holding Inc
Officer/Director, Psf Group Holdings Inc
Officer/Director, Acquicor Technology Inc
Officer/Director, Constant Contact, Inc.
Officer/Director, Big Entertainment, Inc.
Officer/Director, Pilgrim Prime Rate Trust
Officer/Director, Digitalglobe, Inc.
Officer/Director, Remec, Inc.
Officer/Director, Golden Tan, Inc
Officer/Director, Ms Holdings Inc
Officer/Director, NB Telecom, Inc.
Officer/Director, Pioneer High Income Trust
Officer/Director, Muniyield Quality Fund Inc
Officer/Director, Lazarus Industries Inc
Officer/Director, Pacholder Fund Inc
Officer/Director, Texas Industries, Inc.
Officer/Director, Innocoll Holdings plc
Officer/Director, Visions In Glass Inc
Officer/Director, Bloom Energy Corp
Officer/Director, Leisure Acquisition Corp.
Officer/Director, Rps Realty Trust
Officer/Director, Symix Systems, Inc.
Officer/Director, Cfw Communications Co
Officer/Director, Saratogo Holdings I Inc
Officer/Director, Municipal Partners Fund Inc

Represented by Kirkland & Ellis LLP

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Brant Warren Bishop +1 202 879 5000 +1 202 879 5200 bbishop@kirkland.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Andrew B. Clubok +1 202 879 5173 +1 202 879 5200 andrew.clubok@kirkland.com
TERMINATED: 07/24/2008, LEAD ATTORNEY Ross Ryan Fulton +1 202 879 5000 rfulton@kirkland.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Robert B. Gilmore - PHV +1 202 879 5291 +1 202 879 5200 rgilmore@kirkland.com
No Logo Robertson Stephens, Inc., Defendant
Attributes
Citation Unknown
Nature of Suit 850 - Other Statutes: Securities/Commodities/Exchange
Timeline
  Entries (75) Tab Overlap Calendar Events Tab Overlap Related (0) Tab Overlap Tools Right End
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Legal Document (Payment Possibly Required) 75 Filed: 7/9/2012, Entered: None Court Filing
ORDER by Judge James L. Robart; The Court DENIES the Underwriter Defendants' objections to Ms. Simmonds' notice of voluntary dismissal and DIRECTS the clerk to terminate all of Ms. Simmonds' 54 cases that have been consolidated under Master Case No. C07-1549JLR pursuant to her notices of voluntary dismissal. (TF) (Entered: 07/09/2012)
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Blank 74 Filed: 6/11/2012, Entered: None
NOTICE of Voluntary Dismissal of case by Plaintiff Vanessa Simmonds (Wilner, Mark) (Entered: 06/11/2012)
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Legal Document (Payment Possibly Required) 73 Filed: 6/7/2012, Entered: None
MANDATE of USCA (09-35300) as to 68 Notice of Appeal, filed by Vanessa Simmonds The following Non-Moving Issuer cases are REMANDED to the district court for proceedings consistent with the Opinion of the Supreme Court in Credit Suisse Securities (SA) (Entered: 06/07/2012)
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Legal Document (Payment Possibly Required) 72 Filed: 1/18/2011, Entered: None
OPINION OF USCA (NOT THE MANDATE); AFFIRMED IN PART, REVERSED IN PART, VACATED IN PART, AND REMANDED IN PART. (LMK) (Entered: 01/18/2011)
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Legal Document (Payment Possibly Required) 71 Filed: 4/27/2009, Entered: None
NOTICE OF WITHDRAWAL OF COUNSEL: Attorney Richard JL Lomuscio for Defendants Goldman Sachs & Co., Goldman Sachs & Co., Goldman Sachs & Co., Goldman Sachs & Co., Goldman Sachs & Co., Goldman Sachs & Co., Goldman Sachs & Co., Goldman Sachs & Co., Goldman Sachs & Co., Goldman Sachs & Co., Goldman Sachs & Co., Goldman Sachs & Co., Goldman Sachs & Co., Goldman Sachs & Co., Goldman Sachs & Co., Goldman Sachs & Co.. (Wells, Christopher) (Entered: 04/27/2009)
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Legal Document (Payment Possibly Required) 70 Filed: 4/14/2009, Entered: None
TIME SCHEDULE ORDER (09-35300) as to 68 Notice of Appeal, filed by Vanessa Simmonds : The schedule is set as follows: Designation of RT for Appellant due 04/20/2009. Designation of RT for Appellee due 04/30/2009. Transcript order for Appellant due 05/11/2009. Transcript due for Court Reporter on 06/09/2009. Certificate of record due 05/18/2009. Appellant opening brief due 07/27/2009. Appellee answering brief due 08/25/2009. Appellant's optional reply brief is due 14 days after service of the answering brief.(LMK) (Entered: 04/15/2009)
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Legal Document (Payment Possibly Required) 69 Filed: 4/10/2009, Entered: None
APPEAL NOTIFICATION packet sent to US Court of Appeals re 68 Notice of Appeal, (Attachments: # 1 Docket)(LMK) (Entered: 04/10/2009)
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Legal Document (Payment Possibly Required) 68 Filed: 4/10/2009, Entered: None
NOTICE OF APPEAL (09-35300)as to 65 Judgment by Court, 64 Order on Motion to Dismiss by Plaintiff Vanessa Simmonds. Filing Fee $455, Receipt number 09810000000001721203. (Attachments: # 1 Representation Statement, # 2 Docketing Statement)(Wilner, Mark) Modified on 4/15/2009; added CCA case number (LMK). (Entered: 04/10/2009)
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Legal Document (Payment Possibly Required) 67 Filed: 4/9/2009, Entered: None Court Filing
STIPULATION AND ORDER DENYING CONSOLIDATION FOR APPEAL ONLY (Dkt. #84) by Judge James L. Robart. (Order posted in all related cases)(MD) (Entered: 04/09/2009)
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Legal Document (Payment Possibly Required) 66 Filed: 4/8/2009, Entered: None
STIPULATION AND PROPOSED ORDER Consolidating Cases for Appeal Only by parties. (Wilner, Mark) (Entered: 04/08/2009)
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Legal Document (Payment Possibly Required) 65 Filed: 3/12/2009, Entered: None
JUDGMENT BY COURT (MD) (Entered: 03/12/2009)
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Legal Document (Payment Possibly Required) 64 Filed: 3/12/2009, Entered: None Court Filing
ORDER DISMISSING CASES RE:(56) Motion to Dismiss; (57) Motion to Dismiss in case 2:07-cv-01549-JLR; (47) Motion to Dismiss in case 2:07-cv-01572-JLR; (33) Motion to Dismiss in case 2:07-cv-01623-JLR; (39) Motion to Dismiss in case 2:07-cv-01654-JLR by Judge James L. Robart.(MD) (Entered: 03/12/2009)
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Legal Document (Payment Possibly Required) 63 Filed: 1/16/2009, Entered: None Court Filing
MINUTE ENTRY for proceedings held before Judge James L. Robart- Dep Clerk: Casey Condon; Pla Counsel: Jeff Tilden, Jeff Thomas, Will Smart; Def Counsel: Barnes Ellis, Judith Welcom, David Kistenbroker, Joni Jacobsen, Ben Stone, Andrew Clubok, Brant Bishop, Chris Wells; CR: Kari McGrath; MOTION HEARING held on 1/16/2009. The court hears argument from counsel on pending motions. The court takes the matter under advisement.(CC) (Entered: 01/16/2009)
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Legal Document (Payment Possibly Required) 62 Filed: 1/12/2009, Entered: None
CORPORATE DISCLOSURE STATEMENT pursuant to FRCP 7.1. by Merrill Lynch Pierce Fenner & Smith Incorporated identifying Corporate Parent Bank of America Corporation, Corporate Parent Merrill Lynch & Co., Inc. for Merrill Lynch Pierce Fenner & Smith Incorporated, Merrill Lynch Pierce Fenner & Smith Incorporated, Merrill Lynch Pierce Fenner & Smith Incorporated, Merrill Lynch Pierce Fenner & Smith Incorporated, Merrill Lynch Pierce Fenner & Smith Incorporated, Merrill Lynch Pierce Fenner & Smith Incorporated, Merrill Lynch Pierce Fenner & Smith Incorporated, Merrill Lynch Pierce Fenner & Smith Incorporated, Merrill Lynch Pierce Fenner & Smith Incorporated. Filed by Defendants Merrill Lynch Pierce Fenner & Smith Incorporated, Merrill Lynch Pierce Fenner & Smith Incorporated, Merrill Lynch Pierce Fenner & Smith Incorporated, Merrill Lynch Pierce Fenner & Smith Incorporated, Merrill Lynch Pierce Fenner & Smith Incorporated, Merrill Lynch Pierce Fenner & Smith Incorporated, Merrill Lynch Pierce Fenner & Smith Incorporated, Merrill Lynch Pierce Fenner & Smith Incorporated, Merrill Lynch Pierce Fenner & Smith Incorporated, Merrill Lynch & Co., Inc., Merrill Lynch & Co., Inc., Merrill Lynch & Co., Inc., Merrill Lynch & Co., Inc., Merrill Lynch & Co., Inc., Merrill Lynch & Co., Inc., Merrill Lynch & Co., Inc., Merrill Lynch & Co., Inc., Merrill Lynch & Co., Inc., Bank of America Corporation, Bank of America Corporation, Bank of America Corporation, Bank of America Corporation, Bank of America Corporation, Bank of America Corporation, Bank of America Corporation, Bank of America Corporation, Bank of America Corporation.(Meenaghan, Brian) (Entered: 01/12/2009)
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Legal Document (Payment Possibly Required) 61 Filed: 1/12/2009, Entered: None
PER COUNSEL, THE WRONG DOCUMENT WAS ATTACHED. COUNSEL WILL RE-FILE THE CORRECT AMENDED CORPORATE DISCLOSURE STATEMENT. CORPORATE DISCLOSURE STATEMENT pursuant to FRCP 7.1. by Merrill Lynch Pierce Fenner & Smith Incorporated, Merrill Lynch, Pierce, Fenner & Smith Incorporated identifying Corporate Parent Bank of America Corporation, Corporate Parent Merrill Lynch & Co., Inc. for Merrill Lynch Pierce Fenner & Smith Incorporated, Merrill Lynch Pierce Fenner & Smith Incorporated, Merrill Lynch Pierce Fenner & Smith Incorporated, Merrill Lynch Pierce Fenner & Smith Incorporated, Merrill Lynch Pierce Fenner & Smith Incorporated, Merrill Lynch Pierce Fenner & Smith Incorporated, Merrill Lynch Pierce Fenner & Smith Incorporated, Merrill Lynch Pierce Fenner & Smith Incorporated, Merrill Lynch Pierce Fenner & Smith Incorporated, Merrill Lynch, Pierce, Fenner & Smith Incorporated. Filed by Defendants Merrill Lynch Pierce Fenner & Smith Incorporated, Merrill Lynch Pierce Fenner & Smith Incorporated, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Merrill Lynch Pierce Fenner & Smith Incorporated, Merrill Lynch Pierce Fenner & Smith Incorporated, Merrill Lynch Pierce Fenner & Smith Incorporated, Merrill Lynch Pierce Fenner & Smith Incorporated, Merrill Lynch Pierce Fenner & Smith Incorporated, Merrill Lynch Pierce Fenner & Smith Incorporated, Merrill Lynch Pierce Fenner & Smith Incorporated, Merrill Lynch & Co., Inc., Merrill Lynch & Co., Inc., Merrill Lynch & Co., Inc., Merrill Lynch & Co., Inc., Merrill Lynch & Co., Inc., Merrill Lynch & Co., Inc., Merrill Lynch & Co., Inc., Merrill Lynch & Co., Inc., Merrill Lynch & Co., Inc., Merrill Lynch & Co., Inc., Bank of America Corporation, Bank of America Corporation, Bank of America Corporation, Bank of America Corporation, Bank of America Corporation, Bank of America Corporation, Bank of America Corporation, Bank of America Corporation, Bank of America Corporation, Bank of America Corporation.(Meenaghan, Brian) Modified on 1/13/2009 (VB). (Entered: 01/12/2009)
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Legal Document (Payment Possibly Required) 60 Filed: 1/7/2009, Entered: None Court Filing
ORDER RE: Set Oral Argument on (56 in 2:07-cv-01549-JLR) Joint MOTION to Dismiss; (57 in 2:07-cv-01549-JLR) MOTION to Dismiss; (47 in 2:07-cv-01572-JLR) Supplemental MOTION to Dismiss; (33 in 2:07-cv-01623-JLR) Supplemental MOTION to Dismiss; (39 in 2:07-cv-01654-JLR) Supplemental MOTION to Dismiss. Motion Hearing set for 1/16/2009 at 09:00 AM before Judge James L. Robart, by Judge James L. Robart. (MD) (Entered: 01/08/2009)
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Legal Document (Payment Possibly Required) 59 Filed: 11/17/2008, Entered: None
AMENDMENT Second Amended Corporate Disclosure Statement of Defendant Morgan Stanley & Co. Inc. to (34 in 2:07-cv-01633-JLR, 34 in 2:07-cv-01628-JLR, 54 in 2:07-cv-01593-JLR, 39 in 2:07-cv-01653-JLR, 31 in 2:07-cv-01588-JLR, 46 in 2:07-cv-01570-JLR, 50 in 2:07-cv-01636-JLR, 44 in 2:07-cv-01598-JLR, 42 in 2:07-cv-01590-JLR, 22 in 2:07-cv-01626-JLR, 35 in 2:07-cv-01571-JLR, 51 in 2:07-cv-01549-JLR, 37 in 2:07-cv-01605-JLR, 41 in 2:07-cv-01589-JLR, 35 in 2:07-cv-01631-JLR, 41 in 2:07-cv-01568-JLR, 34 in 2:07-cv-01655-JLR, 47 in 2:07-cv-01624-JLR, 39 in 2:07-cv-01573-JLR) Corporate Disclosure Statement, by Defendants Morgan Stanley & Co. Incorporated, Morgan Stanley & Co. Incorporated, Morgan Stanley & Co. Incorporated, Morgan Stanley & Co. Incorporated, Morgan Stanley & Co. Incorporated, Morgan Stanley & Co. Incorporated, Morgan Stanley & Co. Incorporated, Morgan Stanley & Co. Incorporated, Morgan Stanley & Co. Incorporated, Morgan Stanley & Co. Incorporated, Morgan Stanley & Co. Incorporated, Morgan Stanley & Co. Incorporated, Morgan Stanley & Co. Incorporated, Morgan Stanley & Co. Incorporated, Morgan Stanley & Co. Incorporated, Morgan Stanley & Co. Incorporated, Morgan Stanley & Co Incorporated, Morgan Stanley & Co. Incorporated. (Wells, Christopher) (Entered: 11/17/2008)
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Legal Document (Payment Possibly Required) 58 Filed: 11/7/2008, Entered: None
AMENDMENT Amended Corporate Disclosure Statement of Defendant Morgan Stanley & Co. Inc. to (34 in 2:07-cv-01633-JLR, 34 in 2:07-cv-01628-JLR, 54 in 2:07-cv-01593-JLR, 39 in 2:07-cv-01653-JLR, 31 in 2:07-cv-01588-JLR, 46 in 2:07-cv-01570-JLR, 50 in 2:07-cv-01636-JLR, 44 in 2:07-cv-01598-JLR, 42 in 2:07-cv-01590-JLR, 22 in 2:07-cv-01626-JLR, 35 in 2:07-cv-01571-JLR, 51 in 2:07-cv-01549-JLR, 37 in 2:07-cv-01605-JLR, 41 in 2:07-cv-01589-JLR, 35 in 2:07-cv-01631-JLR, 41 in 2:07-cv-01568-JLR, 34 in 2:07-cv-01655-JLR, 47 in 2:07-cv-01624-JLR, 39 in 2:07-cv-01573-JLR) Corporate Disclosure Statement, by Defendants Morgan Stanley & Co. Incorporated, Morgan Stanley, Morgan Stanley & Co. Incorporated, Morgan Stanley, Morgan Stanley & Co. Incorporated, Morgan Stanley, Morgan Stanley & Co. Incorporated, Morgan Stanley, Morgan Stanley & Co. Incorporated, Morgan Stanley, Morgan Stanley & Co. Incorporated, Morgan Stanley, Morgan Stanley & Co. Incorporated, Morgan Stanley, Morgan Stanley & Co. Incorporated, Morgan Stanley, Morgan Stanley & Co. Incorporated, Morgan Stanley, Morgan Stanley & Co. Incorporated, Morgan Stanley, Morgan Stanley & Co. Incorporated, Morgan Stanley, Morgan Stanley & Co. Incorporated, Morgan Stanley, Morgan Stanley & Co. Incorporated, Morgan Stanley, Morgan Stanley & Co. Incorporated, Morgan Stanley, Morgan Stanley & Co. Incorporated, Morgan Stanley, Morgan Stanley & Co. Incorporated, Morgan Stanley, Morgan Stanley & Co Incorporated, Morgan Stanley & Co. Incorporated, Morgan Stanley. (Wells, Christopher) (Entered: 11/07/2008)
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Legal Document (Payment Possibly Required) 57 Filed: 11/3/2008, Entered: None Court Filing
ORDER Setting Hearing on Motion: (56 in 2:07-cv-01549-JLR) Joint MOTION to Dismiss, (57 in 2:07-cv-01549-JLR) MOTION to Dismiss, (47 in 2:07-cv-01572-JLR) Supplemental MOTION to Dismiss, (46 in 2:07-cv-01572-JLR) MOTION to Dismiss, (33 in 2:07-cv-01623-JLR) Supplemental MOTION to Dismiss, (39 in 2:07-cv-01654-JLR) Supplemental MOTION to Dismiss : Motion Hearing set for 1/16/2009 at 09:00 AM before Judge James L. Robart, by Judge James L. Robart. (MD) (Entered: 11/04/2008)
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Legal Document (Payment Possibly Required) 56 Filed: 10/2/2008, Entered: None
CORPORATE DISCLOSURE STATEMENT pursuant to FRCP 7.1. by Merrill Lynch Pierce Fenner & Smith Incorporated identifying Corporate Parent Merrill Lynch & Co., Inc. for Merrill Lynch Pierce Fenner & Smith Incorporated. Filed by Defendants Merrill Lynch Pierce Fenner & Smith Incorporated, Merrill Lynch & Co., Inc..(Wells, Christopher) (Entered: 10/02/2008)
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Legal Document (Payment Possibly Required) 55 Filed: 7/24/2008, Entered: None
NOTICE OF WITHDRAWAL OF COUNSEL: Attorney Ross Ryan Fulton for Defendant Morgan Stanley & Co. Incorporated. (Wells, Christopher) (Entered: 07/24/2008)
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Legal Document (Payment Possibly Required) 54 Filed: 7/24/2008, Entered: None
CORPORATE DISCLOSURE STATEMENT pursuant to FRCP 7.1. by Morgan Stanley & Co. Incorporated identifying Corporate Parent Morgan Stanley for Morgan Stanley & Co. Incorporated. Filed by Defendants Morgan Stanley & Co. Incorporated, Morgan Stanley.(Wells, Christopher) (Entered: 07/24/2008)
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Legal Document (Payment Possibly Required) 53 Filed: 7/24/2008, Entered: None Court Filing
ORDER RE: LIAISON COUNSEL - The court orders as follows: 1. Liaison counsel is the only counsel authorized to file omnibus motions, pleadings or other matters in these coordinated cases; and 2. Service on liaison counsel shall constitute service on all defendants by Judge James L. Robart. (MD) (Entered: 07/24/2008)
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Legal Document (Payment Possibly Required) 52 Filed: 7/23/2008, Entered: None
Amended MOTION Underwriter Defendants' Amended Motion for Overlength Brief re (43 in 2:07-cv-01549-JLR) MOTION Leave to File Overlength Brief, (46 in 2:07-cv-01549-JLR) Order on Motion for Miscellaneous Relief Leave to File Overlength Brief by Defendants Credit Suisse Securities (USA) LLC, Bank of America Corporation, Robertson Stephens, Inc., J.P. Morgan Securities Inc., Credit Suisse Group, Deutsche Bank Securities Inc., Merrill Lynch Pierce Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated, Lehman Brothers Inc., Goldman Sachs & Co., Citigroup Global Markets, Inc., Bear Stearns & Co Inc, Deutsche Bank AG. (Attachments: # 1 Proposed Order) Noting Date 7/18/2008 (Wells, Christopher) (Entered: 07/23/2008)
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Legal Document (Payment Possibly Required) 51 Filed: 7/11/2008, Entered: None
CORPORATE DISCLOSURE STATEMENT pursuant to FRCP 7.1. by Bank of America Corporation, Robertson Stephens, Inc. Filed by Defendants Bank of America Corporation, Robertson Stephens, Inc..(Wells, Christopher) (Entered: 07/11/2008)
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Legal Document (Payment Possibly Required) 50 Filed: 5/27/2008, Entered: None
ORDER re 45 Application for Leave to Appear Pro Hac Vice. The Court ADMITS George A Schieren for Merrill Lynch Pierce Fenner & Smith Incorporated, by Bruce Rifkin. (No document associated with this docket entry, text only.)(MD, ) (Entered: 05/27/2008)
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Legal Document (Payment Possibly Required) 49 Filed: 5/27/2008, Entered: None
ORDER re 44 Application for Leave to Appear Pro Hac Vice. The Court ADMITS Laura J McLaren for Merrill Lynch Pierce Fenner & Smith Incorporated, by Bruce Rifkin. (No document associated with this docket entry, text only.)(MD, ) (Entered: 05/27/2008)
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Legal Document (Payment Possibly Required) 48 Filed: 5/27/2008, Entered: None
ORDER re 43 Application for Leave to Appear Pro Hac Vice. The Court ADMITS Mary K Dulka for Merrill Lynch Pierce Fenner & Smith Incorporated, by Bruce Rifkin. (No document associated with this docket entry, text only.)(MD, ) (Entered: 05/27/2008)
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Legal Document (Payment Possibly Required) 47 Filed: 5/27/2008, Entered: None
ORDER re 42 Application for Leave to Appear Pro Hac Vice. The Court ADMITS Robert G Houck for Merrill Lynch Pierce Fenner & Smith Incorporated, by Bruce Rifkin. (No document associated with this docket entry, text only.)(MD, ) (Entered: 05/27/2008)
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Legal Document (Payment Possibly Required) 46 Filed: 5/27/2008, Entered: None
ORDER re 41 Application for Leave to Appear Pro Hac Vice. The Court ADMITS Mark Holland for Merrill Lynch Pierce Fenner & Smith Incorporated, by Bruce Rifkin. (No document associated with this docket entry, text only.)(MD, ) (Entered: 05/27/2008)
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Legal Document (Payment Possibly Required) 45 Filed: 5/21/2008, Entered: None
APPLICATION OF ATTORNEY George Schieren FOR LEAVE TO APPEAR PRO HAC VICE for Defendant Merrill Lynch Pierce Fenner & Smith Incorporated (Fee Paid) Receipt No. 09810000000001447851. (Attachments: # 1 Attorney Application Form)(Wells, Christopher) (Entered: 05/21/2008)
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Legal Document (Payment Possibly Required) 44 Filed: 5/21/2008, Entered: None
APPLICATION OF ATTORNEY Laura McLaren FOR LEAVE TO APPEAR PRO HAC VICE for Defendant Merrill Lynch Pierce Fenner & Smith Incorporated (Fee Paid) Receipt No. 09810000000001447845. (Attachments: # 1 Attorney Application Form)(Wells, Christopher) (Entered: 05/21/2008)
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Legal Document (Payment Possibly Required) 43 Filed: 5/21/2008, Entered: None
APPLICATION OF ATTORNEY Mary K. Dulka FOR LEAVE TO APPEAR PRO HAC VICE for Defendant Merrill Lynch Pierce Fenner & Smith Incorporated (Fee Paid) Receipt No. 09810000000001447838. (Attachments: # 1 Attorney Application Form)(Wells, Christopher) (Entered: 05/21/2008)
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Legal Document (Payment Possibly Required) 42 Filed: 5/21/2008, Entered: None
APPLICATION OF ATTORNEY Robert G. Houck FOR LEAVE TO APPEAR PRO HAC VICE for Defendant Merrill Lynch Pierce Fenner & Smith Incorporated (Fee Paid) Receipt No. 09810000000001447834. (Attachments: # 1 Attorney Application Form)(Wells, Christopher) (Entered: 05/21/2008)
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Legal Document (Payment Possibly Required) 41 Filed: 5/21/2008, Entered: None
APPLICATION OF ATTORNEY Mark Holland FOR LEAVE TO APPEAR PRO HAC VICE for Defendant Merrill Lynch Pierce Fenner & Smith Incorporated (Fee Paid) Receipt No. 09810000000001447827. (Attachments: # 1 Attorney Application Form)(Wells, Christopher) (Entered: 05/21/2008)
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Legal Document (Payment Possibly Required) 40 Filed: 5/20/2008, Entered: None
ORDER re 37 Application for Leave to Appear Pro Hac Vice,. The Court ADMITS Michael Berengarten for Robertson Stephens, Inc. and Bank of America Corporation, by Bruce Rifkin. (No document associated with this docket entry, text only.)(MD, ) (Entered: 05/20/2008)
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Legal Document (Payment Possibly Required) 39 Filed: 5/20/2008, Entered: None
ORDER re 35 Application for Leave to Appear Pro Hac Vice,. The Court ADMITS Brendan Joseph Dowd for Robertson Stephens, Inc. and Bank of America Corporation, by Bruce Rifkin. (No document associated with this docket entry, text only.)(MD, ) (Entered: 05/20/2008)
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Legal Document (Payment Possibly Required) 38 Filed: 5/20/2008, Entered: None
ORDER re 32 Application for Leave to Appear Pro Hac Vice,. The Court ADMITS Andrew J Frackman for Robertson Stephens, Inc. and Bank of America Corporation, by Bruce Rifkin. (No document associated with this docket entry, text only.)(MD, ) (Entered: 05/20/2008)
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Legal Document (Payment Possibly Required) 37 Filed: 5/20/2008, Entered: None
APPLICATION OF ATTORNEY Michael Berengarten FOR LEAVE TO APPEAR PRO HAC VICE for Defendants Robertson Stephens, Inc., Bank of America Corporation (Fee Paid) Receipt No. 09810000000001445934. (Attachments: # 1 Attorney Application Form)(Wells, Christopher) (Entered: 05/20/2008)
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Legal Document (Payment Possibly Required) 36 Filed: 5/20/2008, Entered: None
ORDER re 25 Application for Leave to Appear Pro Hac Vice. The Court ADMITS Richard JL Lomuscio for Goldman Sachs & Co., by Bruce Rifkin. (No document associated with this docket entry, text only.)(MD, ) (Entered: 05/20/2008)
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Legal Document (Payment Possibly Required) 35 Filed: 5/20/2008, Entered: None
APPLICATION OF ATTORNEY Brendan Dowd FOR LEAVE TO APPEAR PRO HAC VICE for Defendants Robertson Stephens, Inc., Bank of America Corporation (Fee Paid) Receipt No. 09810000000001445921. (Attachments: # 1 Attorney Application Form)(Wells, Christopher) (Entered: 05/20/2008)
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Legal Document (Payment Possibly Required) 34 Filed: 5/20/2008, Entered: None
ORDER re 24 Application for Leave to Appear Pro Hac Vice. The Court ADMITS Matthew Peller for Goldman Sachs & Co., by Bruce Rifkin. (No document associated with this docket entry, text only.)(MD, ) (Entered: 05/20/2008)
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Legal Document (Payment Possibly Required) 33 Filed: 5/20/2008, Entered: None
ORDER re 23 Application for Leave to Appear Pro Hac Vice. The Court ADMITS David MJ Rein for Goldman Sachs & Co., by Bruce Rifkin. (No document associated with this docket entry, text only.)(MD, ) (Entered: 05/20/2008)
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Legal Document (Payment Possibly Required) 32 Filed: 5/20/2008, Entered: None
APPLICATION OF ATTORNEY Andrew J. Frackman FOR LEAVE TO APPEAR PRO HAC VICE for Defendants Robertson Stephens, Inc., Bank of America Corporation (Fee Paid) Receipt No. 09810000000001445912. (Attachments: # 1 Attorney Application Form)(Wells, Christopher) (Entered: 05/20/2008)
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Legal Document (Payment Possibly Required) 31 Filed: 5/20/2008, Entered: None
ORDER re 22 Application for Leave to Appear Pro Hac Vice. The Court ADMITS Penny Shane for Goldman Sachs & Co., by Bruce Rifkin. (No document associated with this docket entry, text only.)(MD, ) (Entered: 05/20/2008)
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Legal Document (Payment Possibly Required) 30 Filed: 5/20/2008, Entered: None
ORDER re 21 Application for Leave to Appear Pro Hac Vice. The Court ADMITS Gandolfo V DiBlasi for Goldman Sachs & Co., by Bruce Rifkin. (No document associated with this docket entry, text only.)(MD, ) (Entered: 05/20/2008)
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Legal Document (Payment Possibly Required) 29 Filed: 5/20/2008, Entered: None
ORDER re 20 Application for Leave to Appear Pro Hac Vice. The Court ADMITS Ross Ryan Fulton for Morgan Stanley & Co. Incorporated, by Bruce Rifkin. (No document associated with this docket entry, text only.)(MD, ) (Entered: 05/20/2008)
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Legal Document (Payment Possibly Required) 28 Filed: 5/20/2008, Entered: None
ORDER re 19 Application for Leave to Appear Pro Hac Vice. The Court ADMITS Robert B Gilmore for Morgan Stanley & Co. Incorporated, by Bruce Rifkin. (No document associated with this docket entry, text only.)(MD, ) (Entered: 05/20/2008)
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Legal Document (Payment Possibly Required) 27 Filed: 5/20/2008, Entered: None
ORDER re 18 Application for Leave to Appear Pro Hac Vice. The Court ADMITS Brant W Bishop for Morgan Stanley & Co. Incorporated, by Bruce Rifkin. (No document associated with this docket entry, text only.)(MD, ) (Entered: 05/20/2008)
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Legal Document (Payment Possibly Required) 26 Filed: 5/20/2008, Entered: None
ORDER re 17 Application for Leave to Appear Pro Hac Vice. The Court ADMITS Andrew B Clubok for Morgan Stanley & Co. Incorporated, by Bruce Rifkin. (No document associated with this docket entry, text only.)(MD, ) (Entered: 05/20/2008)
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Legal Document (Payment Possibly Required) 25 Filed: 5/19/2008, Entered: None
APPLICATION OF ATTORNEY Richard J.L. Lomuscio FOR LEAVE TO APPEAR PRO HAC VICE for Defendant Goldman Sachs & Co. (Fee Paid) Receipt No. 09810000000001445571. (Attachments: # 1 Attorney Application Form)(Wells, Christopher) (Entered: 05/19/2008)
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Legal Document (Payment Possibly Required) 24 Filed: 5/19/2008, Entered: None
APPLICATION OF ATTORNEY Matthew Peller FOR LEAVE TO APPEAR PRO HAC VICE for Defendant Goldman Sachs & Co. (Fee Paid) Receipt No. 09810000000001445545. (Attachments: # 1 Attorney Application Form)(Wells, Christopher) (Entered: 05/19/2008)
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Legal Document (Payment Possibly Required) 23 Filed: 5/19/2008, Entered: None
APPLICATION OF ATTORNEY David M.J. Rein FOR LEAVE TO APPEAR PRO HAC VICE for Defendant Goldman Sachs & Co. (Fee Paid) Receipt No. 09810000000001445532. (Attachments: # 1 Attorney Application Form)(Wells, Christopher) (Entered: 05/19/2008)
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Legal Document (Payment Possibly Required) 22 Filed: 5/19/2008, Entered: None
APPLICATION OF ATTORNEY Penny Shane FOR LEAVE TO APPEAR PRO HAC VICE for Defendant Goldman Sachs & Co. (Fee Paid) Receipt No. 09810000000001445517. (Attachments: # 1 Attorney Application Form)(Wells, Christopher) (Entered: 05/19/2008)
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Legal Document (Payment Possibly Required) 21 Filed: 5/19/2008, Entered: None
APPLICATION OF ATTORNEY Gandolfo V. DiBlasi FOR LEAVE TO APPEAR PRO HAC VICE for Defendant Goldman Sachs & Co. (Fee Paid) Receipt No. 09810000000001445505. (Attachments: # 1 Attorney Application Form)(Wells, Christopher) (Entered: 05/19/2008)
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Legal Document (Payment Possibly Required) 20 Filed: 5/19/2008, Entered: None
APPLICATION OF ATTORNEY Ross R. Fulton FOR LEAVE TO APPEAR PRO HAC VICE for Defendant Morgan Stanley & Co. Incorporated (Fee Paid) Receipt No. 09810000000001445494. (Attachments: # 1 Attorney Application Form)(Wells, Christopher) (Entered: 05/19/2008)
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Legal Document (Payment Possibly Required) 19 Filed: 5/19/2008, Entered: None
APPLICATION OF ATTORNEY Robert Gilmore FOR LEAVE TO APPEAR PRO HAC VICE for Defendant Morgan Stanley & Co. Incorporated (Fee Paid) Receipt No. 09810000000001445483. (Attachments: # 1 Attorney Application Form)(Wells, Christopher) (Entered: 05/19/2008)
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Legal Document (Payment Possibly Required) 18 Filed: 5/19/2008, Entered: None
APPLICATION OF ATTORNEY Brant W. Bishop FOR LEAVE TO APPEAR PRO HAC VICE for Defendant Morgan Stanley & Co. Incorporated (Fee Paid) Receipt No. 09810000000001445467. (Attachments: # 1 Attorney Application Form)(Wells, Christopher) (Entered: 05/19/2008)
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Legal Document (Payment Possibly Required) 17 Filed: 5/19/2008, Entered: None
APPLICATION OF ATTORNEY Andrew B. Clubok FOR LEAVE TO APPEAR PRO HAC VICE for Defendant Morgan Stanley & Co. Incorporated (Fee Paid) Receipt No. 09810000000001445455. (Attachments: # 1 Attorney Application Form)(Wells, Christopher) (Entered: 05/19/2008)
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Legal Document (Payment Possibly Required) 16 Filed: 4/28/2008, Entered: None Court Filing
MINUTE ENTRY for proceedings held before Judge James L. Robart- Dep Clerk: Casey Condon; Pla Counsel: Jeff Tilden, Jeff Thomas, Will Smart, Ian Birk; Def Counsel: Andrew Clubok, Brant Bishop, Christopher Wells; CR: Susan Zielie; STATUS CONFERENCE held April 28, 2008. Underwriter defendants will file one coordinated motion to dismiss and issuer defendants will file one coordinated motion to dismiss. Opening briefs due July 25, 2008; Responsive briefs due Sept. 8,2008; and Reply briefs due Oct. 23,2008, with page limits in compliance with Local Rules. These cases will be coordinated for pretrial purposes using case no. 07-1549 as the master docket. The parties should familiarize themselves with the CM/ECF upgrades. The parties agree to a stay of discovery pending the courts decision on the motion to dismiss. Jeff Thomas shall act as liaison counsel for plaintiff and Christopher Wells, Andrew Clubok and Brant Bishop will act as liaison counsel for Underwriter defendants. Issuer defendants agree to promptly notify the court of their chosen liaison counsel. There shall be no further amendments to the complaints or additional parties added without first seeking leave of court. Liaison counsel for the Underwriter defendants agree to keep the court apprised of the status of the New York "IPO litigation." (CC) (Entered: 04/29/2008)
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Legal Document (Payment Possibly Required) 15 Filed: 4/25/2008, Entered: None
AMENDMENT Notice of Appearance by Defendants Goldman Sachs & Co., Morgan Stanley & Co. Incorporated, Merrill Lynch Pierce Fenner & Smith Incorporated, Bank of America Corporation. (Wells, Christopher) (Entered: 04/25/2008)
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Legal Document (Payment Possibly Required) 14 Filed: 4/23/2008, Entered: None
JOINT STATUS REPORT signed by all parties; estimated Trial Days: 20.. (Wells, Christopher) (Entered: 04/23/2008)
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Legal Document (Payment Possibly Required) 13 Filed: 4/23/2008, Entered: None
NOTICE of Appearance by attorney Christopher Brian Wells on behalf of Defendants Goldman Sachs & Co., Morgan Stanley & Co. Incorporated, Merrill Lynch Pierce Fenner & Smith Incorporated, Robertson Stephens, Inc., Bank of America Corporation. (Wells, Christopher) (Entered: 04/23/2008)
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Legal Document (Payment Possibly Required) 12 Filed: 3/18/2008, Entered: None
ACCEPTANCE OF SERVICE of summons and complaint by counsel for Goldman, Sachs & Co. on behalf of Plaintiff Vanessa Simmonds on 03/12/08. (Thomas, Jeffrey) (Entered: 03/18/2008)
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Legal Document (Payment Possibly Required) 11 Filed: 3/11/2008, Entered: None
WAIVER OF SERVICE of summons upon defendant Robertson Stephens, Inc. mailed on 2/28/2008 (Thomas, Jeffrey) (Entered: 03/11/2008)
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Legal Document (Payment Possibly Required) 10 Filed: 3/7/2008, Entered: None
WAIVER OF SERVICE of summons upon defendant Merrill Lynch Pierce Fenner & Smith Incorporated mailed on 2/29/2008 (Thomas, Jeffrey) (Entered: 03/07/2008)
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Legal Document (Payment Possibly Required) 9 Filed: 3/7/2008, Entered: None
WAIVER OF SERVICE of summons upon defendant Bank of America Corporation mailed on 10/25/2007 (Thomas, Jeffrey) (Entered: 03/07/2008)
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Legal Document (Payment Possibly Required) 8 Filed: 3/6/2008, Entered: None
WAIVER OF SERVICE of summons upon defendant Morgan Stanley & Co. Incorporated mailed on 2/27/2008 (Thomas, Jeffrey) (Entered: 03/06/2008)
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Legal Document (Payment Possibly Required) 7 Filed: 2/27/2008, Entered: None
AMENDED COMPLAINT For Recovery of Short-Swing Profits Under Section 16(b) of the Securities Exchange Act of 1934 against defendant(s) Goldman Sachs & Co., Morgan Stanley & Co. Incorporated, Merrill Lynch Pierce Fenner & Smith Incorporated, Robertson Stephens, Inc., Palm Inc, Bank of America Corporation with JURY DEMAND, filed by Vanessa Simmonds.(Thomas, Jeffrey) (Entered: 02/27/2008)
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Legal Document (Payment Possibly Required) 6 Filed: 2/19/2008, Entered: None Court Filing
ORDER SETTING STATUS CONFERENCE AND REQUIRING JOINT STATUS REPORT. Status Conference set for 4/28/2008 at 01:30 PM before James L. Robart, by Judge James L. Robart. (MD, ) (Entered: 02/20/2008)
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Legal Document (Payment Possibly Required) 5 Filed: 2/15/2008, Entered: None
SERVICE OF SUMMONS and Complaint returned executed upon defendant Palm Inc on 2/7/2008 (MD, ) (Entered: 02/19/2008)
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Legal Document (Payment Possibly Required) 4 Filed: 2/14/2008, Entered: None
NOTICE Plaintiffs Withdrawal of Motion to Consolidate Related Cases for Pretrial Proceedings re Docket Annotation ; filed by Plaintiff Vanessa Simmonds. (Attachments: # 1 Proposed Order)(Thomas, Jeffrey) (Entered: 02/14/2008)
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Legal Document (Payment Possibly Required) 3 Filed: 2/1/2008, Entered: None
PRAECIPE TO ISSUE SUMMONS & clerk issued summons re 1 Complaint by Plaintiff Vanessa Simmonds. (MD, ) (Entered: 02/04/2008)
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Legal Document (Payment Possibly Required) 2 Filed: 10/29/2007, Entered: None Court Filing
ORDER REASSIGNING ACTIONS INVOLVING RECOVERY OF SHORT-SWING PROFITS UNDER SECTION 16(b) OF THE SECURITIES EXCHANGE ACT OF 1934 Case reassigned to Judge James L. Robart for all further proceedings. Judge Thomas S. Zilly no longer assigned to case by Judge Robert S. Lasnik. (RS, ) (Entered: 11/06/2007)
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Legal Document (Payment Possibly Required) 1 Filed: 10/4/2007, Entered: None
COMPLAINT FOR RECOVERY OF SHORT-SWING PROFITS - JURY DEMAND against all defendants (Summons(es) NOT issued)(Receipt # SEA12544), filed by Vanessa Simmonds. (Attachments: # 1 Civil Cover Sheet # 2 Transmittal email)(MKB) (Entered: 10/09/2007)
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