In re: Commodity Exchange, Inc., Gold Futures and Options Trading Litigation
Federal Court Proceeding New York Southern District Court, Case No. 1:14-md-02548
District Judge Valerie E. Caproni, presiding

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No Logo A. Harry Lamborn, Plaintiff
No Logo Alaska Electrical Pension Fund, Plaintiff

Toggle Switch Represented by Hausfeld LLP

Name Phone Fax E-Mail
individually and on behalf of all others similarly situated Bonny E Sweeney +1 415 633 1908 +1 415 358 4980 bsweeney@hausfeld.com

Toggle Switch Represented by Robbins Geller Rudman & Dowd LLP

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Randi Dawn Bandman +1 310 859 3100 +1 310 278 2148 randib@csgrr.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Patrick Joseph Coughlin +1 619 231 1058 +1 619 685 6920 patc@rgrdlaw.com
individually and on behalf of all others similarly situated David William Mitchell +1 619 231 1058 +1 619 231 7423 DavidM@rgrdlaw.com
LEAD ATTORNEY, PRO HAC VICE, ATTORNEY TO BE NOTICED David William Mitchell +1 619 231 1058 +1 619 231 7423 DavidM@rgrdlaw.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Brian Oliver O'Mara +1 619 231 1058 +1 619 231 7423 bomara@rgrdlaw.com
individually and on behalf of all others similarly situated Brian Oliver O'Mara +1 619 231 1058 +1 619 231 7423 bomara@rgrdlaw.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Samuel Howard Rudman +1 631 367 7100 +1 631 367 1173 srudman@rgrdlaw.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Vincent Michael Serra +1 619 672 1619 vserra@rgrdlaw.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Bonny E. Sweeney - NOT SWORN +1 619 231 1058 +1 619 231 7423 BonnyS@rgrdlaw.com

Toggle Switch Represented by Susman Godfrey, LLP

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Megan O'Hara Easley +1 212 729 2006 +1 212 336 8330 measley@susmangodfrey.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Shawn J. Rabin +1 212 471 8347 +1 212 336 8340 srabin@susmangodfrey.com
No Logo Albert Semrau, Plaintiff

Toggle Switch Represented by Berger & Montague PA

Name Phone Fax E-Mail
Space Merrill Gene Davidoff +1 215 875 3084 +1 215 875 4671 mdavidoff@bm.net
Space Martin I. Twersky +1 215 875 3054 +1 215 875 5809 mtwersky@bm.net

Toggle Switch Represented by Quinn Emanuel Urquhart & Sullivan, LLP

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED Daniel Lawrence Brockett +1 212 849 7000 +1 212 849 7100 danbrockett@quinnemanuel.com
No Logo American Precious Metals, Ltd., Plaintiff

Toggle Switch Represented by Berger & Montague PA

Name Phone Fax E-Mail
on behalf of themselves and all others similarly situated Merrill Gene Davidoff +1 215 875 3084 +1 215 875 4671 mdavidoff@bm.net

Toggle Switch Represented by Wolf, Popper, Ross, Wolf & Jones, LLP

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Patricia I. Avery +1 212 759 4600 +1 212 486 2093 pavery@wolfpopper.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Lester L. Levy +1 212 759 4600 +1 212 486 2093 llevy@wolfpopper.com
on behalf of themselves and all others similarly situated Lester L. Levy +1 212 759 4600 +1 212 486 2093 llevy@wolfpopper.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Fei-Lu Qian +1 212 759 4600 +1 212 486 2093 fqian@wolfpopper.com
No Logo Blanche McKennon, Plaintiff

Toggle Switch Represented by Berger & Montague PA

Name Phone Fax E-Mail
Space Merrill Gene Davidoff +1 215 875 3084 +1 215 875 4671 mdavidoff@bm.net
Space Martin I. Twersky +1 215 875 3054 +1 215 875 5809 mtwersky@bm.net

Toggle Switch Represented by Quinn Emanuel Urquhart & Sullivan, LLP

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED Daniel Lawrence Brockett +1 212 849 7000 +1 212 849 7100 danbrockett@quinnemanuel.com
No Logo Christopher Depaoli, Plaintiff

Toggle Switch Represented by Brualdi Law Firm

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Richard B Brualdi +1 212 952 0602 +1 212 952 0608 rbrualdi@brualdilawfirm.com

Toggle Switch Represented by Grant & Eisenhofer, PA

Name Phone Fax E-Mail
Individually and on Behalf of All Others Similarly Situated Robert G. Eisler +1 302 622 7000 +1 302 622 7100 reisler@gelaw.com
No Logo Christopher T. Courtiol, Plaintiff

Toggle Switch Represented by Grant & Eisenhofer, PA

Name Phone Fax E-Mail
individually and on behalf of all those similarly situated Robert G. Eisler +1 302 622 7000 +1 302 622 7100 reisler@gelaw.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Susan R. Schwaiger +1 646 722 8500 +1 646 722 8501 sschwaiger@gelaw.com
No Logo Citra Trading Corporation, Plaintiff

Toggle Switch Represented by Bernstein Liebhard LLP

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Ronald Judah Aranoff +1 212 779 1414 +1 212 779 3218 aranoff@bernlieb.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Stanley D Bernstein , +1 212 779 1414 +7793 779 779 3218 bernstein@bernlieb.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Dana Statsky Smith +1 212 779 1414 +1 212 779 3218 dsmith@bernlieb.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Michelle C. Zolnoski +1 212 779 1414 +1 212 779 3218 zolnoski@bernlieb.com
No Logo David Markun, Plaintiff

Toggle Switch Represented by Berger & Montague PA

Name Phone Fax E-Mail
on behalf of himself and all others similarly situated Merrill Gene Davidoff +1 215 875 3084 +1 215 875 4671 mdavidoff@bm.net

Toggle Switch Represented by Labaton Sucharow, LLP

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Gregory Scott Asciolla +1 212 907 0700 +1 212 883 7527 gasciolla@labaton.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Eric James Belfi +1 212 907 0878 +1 212 818 0477 ebelfi@labaton.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Jay L. Himes +1 212 907 0834 +1 212 416 6015 jhimes@labaton.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Matthew Joseph Perez +1 212 907 0700 +1 212 818 0477 mperez@labaton.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Michael Walter Stocker +1 212 907 0882 +1 212 883 7082 mstocker@labaton.com
No Logo David Windmiller, Plaintiff

Toggle Switch Represented by Berger & Montague PA

Name Phone Fax E-Mail
Space Merrill Gene Davidoff +1 215 875 3084 +1 215 875 4671 mdavidoff@bm.net
Space Martin I. Twersky +1 215 875 3054 +1 215 875 5809 mtwersky@bm.net

Toggle Switch Represented by Quinn Emanuel Urquhart & Sullivan, LLP

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED Daniel Lawrence Brockett +1 212 849 7000 +1 212 849 7100 danbrockett@quinnemanuel.com
No Logo Don Q. Tran, Plaintiff

Toggle Switch Represented by COUNSEL NOT ADMITTED TO USDC-NJ BAR

Name Phone Fax E-Mail
Space Tracey L. Kitzman +1 212 680 5150 +1 646 277 1151 tkitzman@flgllp.com

Toggle Switch Represented by Friedman Law Group LLP

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Gary B. Friedman +1 212 680 5150 +1 646 277 1151 gfriedman@flgllp.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Tracey L. Kitzman +1 212 680 5150 +1 646 277 1151 tkitzman@flgllp.com

Toggle Switch Represented by Grant & Eisenhofer, PA

Name Phone Fax E-Mail
Space Robert G. Eisler +1 302 622 7000 +1 302 622 7100 reisler@gelaw.com

Toggle Switch Represented by Heins Mills & Olson, PLC

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Vincent J Esades +1 612 338 4605 +1 612 338 4692 vesades@heinsmills.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Dylan J. McFarland +1 612 338 4605 +1 612 338 4692 dmcfarland@heinsmills.com
Space Ranae D. Steiner +1 612 338 4605 +1 612 338 4692 rsteiner@heinsmills.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Ranae D. Steiner +1 612 338 4605 +1 612 338 4692 rsteiner@heinsmills.com
No Logo Duane Lewis, Plaintiff

Toggle Switch Represented by Berger & Montague PA

Name Phone Fax E-Mail
on behalf of themselves and all others similarly situated Merrill Gene Davidoff +1 215 875 3084 +1 215 875 4671 mdavidoff@bm.net
on behalf of themselves and all others similarly situated Martin I. Twersky +1 215 875 3054 +1 215 875 5809 mtwersky@bm.net

Toggle Switch Represented by Quinn Emanuel Urquhart & Sullivan, LLP

Name Phone Fax E-Mail
on behalf of themselves and all others similarly situated Jeremy Andersen +1 213 624 7707 jeremyandersen@quinnemanuel.com
on behalf of themselves and all others similarly situated Steig David Olson +1 212 849 7152 +1 212 849 7100 steigolson@quinnemanuel.com

Toggle Switch Represented by Shearman & Sterling LLP

Name Phone Fax E-Mail
on behalf of themselves and all others similarly situated Sami Husayn Rashid +1 212 849 7000 +1 212 849 7100 samirashid@quinnemanuel.com
No Logo Edward Derksen, Plaintiff

Toggle Switch Pro Se

Name Phone Fax E-Mail
Space Edward Derksen
No Logo Edward R. Derksen, Plaintiff

Toggle Switch Represented by Berger & Montague PA

Name Phone Fax E-Mail
on behalf of himself and all others similarly situated Merrill Gene Davidoff +1 215 875 3084 +1 215 875 4671 mdavidoff@bm.net
No Logo Eric Nalven, Plaintiff

Toggle Switch Represented by Berger & Montague PA

Name Phone Fax E-Mail
individually and on behalf of all those similarly situated Merrill Gene Davidoff +1 215 875 3084 +1 215 875 4671 mdavidoff@bm.net

Toggle Switch Represented by Grant & Eisenhofer, PA

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Peter Anthony Barile, III +1 646 722 8500 +1 646 722 8501 pbarile@gelaw.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Linda P. Nussbaum +1 646 722 8500 +1 212 687 7714 lnussbaum@gelaw.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED James Joseph Sabella +1 646 722 8500 +1 646 722 8501 jsabella@gelaw.com

Toggle Switch Represented by NUSSBAUM LAW GROUP PC

Name Phone Fax E-Mail
individually and on behalf of all those similarly situated Hugh Daniel Sandler +1 212 702 7053 hsandler@nussbaumpc.com
No Logo Frank Flanagan, Plaintiff

Toggle Switch Represented by Berger & Montague PA

Name Phone Fax E-Mail
Space Merrill Gene Davidoff +1 215 875 3084 +1 215 875 4671 mdavidoff@bm.net
Space Martin I. Twersky +1 215 875 3054 +1 215 875 5809 mtwersky@bm.net

Toggle Switch Represented by Quinn Emanuel Urquhart & Sullivan, LLP

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED Daniel Lawrence Brockett +1 212 849 7000 +1 212 849 7100 danbrockett@quinnemanuel.com
No Logo Gold Buyers, Inc. , Plaintiff

Toggle Switch Represented by Berman DeValerio, LLP

Name Phone Fax E-Mail
LEAD ATTORNEY, PRO HAC VICE, ATTORNEY TO BE NOTICED Jason Mathew Leviton +1 617 542 8300 +1 617 542 1194 jason@blockesq.com

Toggle Switch Represented by Block & Leviton LLP

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Whitney Erin Street +1 617 398 5600 +1 617 507 6020 wstreet@blockesq.com

Toggle Switch Represented by Wolf Haldenstein Adler Freeman & Herz, LLP

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Thomas Hamilton Burt +1 212 545 4600 +1 212 545 4653 burt@whafh.com
on behalf of itself and all others similarly situated Thomas Hamilton Burt +1 212 545 4600 +1 212 545 4653 burt@whafh.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Frederick Taylor Isquith, Sr +1 212 545 4600 +1 212 545 4653 isquith@whafh.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Gregory Mark Nespole +1 212 545 4657 +1 212 545 4693 nespole@whafh.com
No Logo Gold Buyers, Inc., Plaintiff

Toggle Switch Represented by Block & Leviton LLP

Name Phone Fax E-Mail
LEAD ATTORNEY, PRO HAC VICE, ATTORNEY TO BE NOTICED Jason Mathew Leviton +1 617 542 8300 +1 617 542 1194 jason@blockesq.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Whitney Erin Street +1 617 398 5600 +1 617 507 6020 wstreet@blockesq.com

Toggle Switch Represented by Wolf Haldenstein Adler Freeman & Herz, LLP

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Frederick Taylor Isquith, Sr +1 212 545 4600 +1 212 545 4653 isquith@whafh.com
No Logo J. Scott Nicholson, Plaintiff

Toggle Switch Represented by Berger & Montague PA

Name Phone Fax E-Mail
on behalf of himself and all others similarly situated Merrill Gene Davidoff +1 215 875 3084 +1 215 875 4671 mdavidoff@bm.net

Toggle Switch Represented by Lowey Dannenberg Bemporad & Selinger, PC

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Raymond Peter Girnys +1 914 733 7251 +1 914 997 0035 rgirnys@lowey.com
on behalf of himself and all others similarly situated Peter Dexter St. Philip, Jr. +1 914 997 0500 +1 914 997 0035 pstphillip@lowey.com
No Logo John Murphy, Plaintiff

Toggle Switch Represented by BERNSTEIN NACKMAN & FEINBERG LLP

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Roger J. Bernstein +1 212 227 8383 +1 646 964 6633 rbernstein@rjblaw.com

Toggle Switch Represented by Girard Gibbs, LLP

Name Phone Fax E-Mail
on behalf of himself and all others similarly situated Jonathan Krasne Levine +1 415 692 0772 +1 415 366 6110 jkl@pritzkerlevine.com

Toggle Switch Represented by PRITZKER LAW

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Elizabeth Cheryl Pritzker +1 415 692 0772 +1 415 366 6110 ecp@pritzker-law.com
LEAD ATTORNEY, PRO HAC VICE, ATTORNEY TO BE NOTICED Shiho Yamamoto +1 415 692 0772 +1 415 366 6110 sy@pritzker-law.com

Toggle Switch Represented by Roger J. Bernstein, Attorney at Law

Name Phone Fax E-Mail
on behalf of himself and all others similarly situated Roger J. Bernstein +1 212 227 8383 +1 646 964 6633 rbernstein@rjblaw.com
No Logo Justin Diamond, Plaintiff

Toggle Switch Represented by Gold Bennett Cera & Sidener LLP

Name Phone Fax E-Mail
LEAD ATTORNEY, PRO HAC VICE, ATTORNEY TO BE NOTICED Solomon Benjamin Cera +1 415 777 2230 +1 415 777 5189 scera@gbcslaw.com
Space Solomon B. Cera +1 415 777 2230 +1 415 777 5189 scera@cerallp.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED C. Andrew Dirksen +1 415 777 2230 +1 415 777 5189 cdirksen@gbcslaw.com
Space C. Andrew Dirksen +1 415 777 2230 +1 415 777 5189 cdirksen@gbcslaw.com
No Logo Kelly McKennon, Plaintiff

Toggle Switch Represented by Berger & Montague PA

Name Phone Fax E-Mail
Space Merrill Gene Davidoff +1 215 875 3084 +1 215 875 4671 mdavidoff@bm.net
Space Martin I. Twersky +1 215 875 3054 +1 215 875 5809 mtwersky@bm.net

Toggle Switch Represented by Quinn Emanuel Urquhart & Sullivan, LLP

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED Daniel Lawrence Brockett +1 212 849 7000 +1 212 849 7100 danbrockett@quinnemanuel.com
No Logo Ken Peters, Plaintiff

Toggle Switch Represented by Berger & Montague PA

Name Phone Fax E-Mail
Space Merrill Gene Davidoff +1 215 875 3084 +1 215 875 4671 mdavidoff@bm.net
Space Martin I. Twersky +1 215 875 3054 +1 215 875 5809 mtwersky@bm.net

Toggle Switch Represented by Quinn Emanuel Urquhart & Sullivan, LLP

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED Daniel Lawrence Brockett +1 212 849 7000 +1 212 849 7100 danbrockett@quinnemanuel.com
No Logo Kevin Maher, Plaintiff

Toggle Switch Represented by Berger & Montague PA

Name Phone Fax E-Mail
on behalf of himself and all others similarly situated Merrill Gene Davidoff +1 215 875 3084 +1 215 875 4671 mdavidoff@bm.net

Toggle Switch Represented by Grant & Eisenhofer, PA

Name Phone Fax E-Mail
on behalf of himself and all others similarly situated Robert G. Eisler +1 302 622 7000 +1 302 622 7100 reisler@gelaw.com

Toggle Switch Represented by Lovell Stewart Halebian Jacobson, LLP

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Fred Taylor Isquith, Jr. +1 212 608 1900 +7194 719 719 4775 fisquith@lshllp.com
on behalf of himself and all others similarly situated Fred Taylor Isquith, Jr. +1 212 608 1900 +7194 719 719 4775 fisquith@lshllp.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Christopher Lovell +1 212 608 1900 +1 212 719 4677 clovell@lshllp.com

Toggle Switch Represented by NUSSBAUM LAW GROUP PC

Name Phone Fax E-Mail
on behalf of himself and all others similarly situated Hugh Daniel Sandler +1 212 702 7053 hsandler@nussbaumpc.com
No Logo KPFF Investment, Inc., Plaintiff

Toggle Switch Represented by Berger & Montague PA

Name Phone Fax E-Mail
Space Merrill Gene Davidoff +1 215 875 3084 +1 215 875 4671 mdavidoff@bm.net
Space Martin I. Twersky +1 215 875 3054 +1 215 875 5809 mtwersky@bm.net

Toggle Switch Represented by Quinn Emanuel Urquhart & Sullivan, LLP

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED Daniel Lawrence Brockett +1 212 849 7000 +1 212 849 7100 danbrockett@quinnemanuel.com
No Logo Larry Dean Lewis, Plaintiff

Toggle Switch Represented by Berger & Montague PA

Name Phone Fax E-Mail
on behalf of themselves and all others similarly situated Merrill Gene Davidoff +1 215 875 3084 +1 215 875 4671 mdavidoff@bm.net
on behalf of themselves and all others similarly situated Martin I. Twersky +1 215 875 3054 +1 215 875 5809 mtwersky@bm.net

Toggle Switch Represented by Quinn Emanuel Urquhart & Sullivan, LLP

Name Phone Fax E-Mail
on behalf of themselves and all others similarly situated Jeremy Andersen +1 213 624 7707 jeremyandersen@quinnemanuel.com
on behalf of themselves and all others similarly situated Steig David Olson +1 212 849 7152 +1 212 849 7100 steigolson@quinnemanuel.com

Toggle Switch Represented by Shearman & Sterling LLP

Name Phone Fax E-Mail
on behalf of themselves and all others similarly situated Sami Husayn Rashid +1 212 849 7000 +1 212 849 7100 samirashid@quinnemanuel.com
No Logo Michael Bradford Moss, Plaintiff
No Logo Michel de Chabert-Ostland, Plaintiff

Toggle Switch Represented by Berger & Montague PA

Name Phone Fax E-Mail
Space Merrill Gene Davidoff +1 215 875 3084 +1 215 875 4671 mdavidoff@bm.net

Toggle Switch Represented by Quinn Emanuel Urquhart & Sullivan, LLP

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED Daniel Lawrence Brockett +1 212 849 7000 +1 212 849 7100 danbrockett@quinnemanuel.com
No Logo Nando, Inc., Plaintiff

Toggle Switch Represented by Berger & Montague PA

Name Phone Fax E-Mail
Space Merrill Gene Davidoff +1 215 875 3084 +1 215 875 4671 mdavidoff@bm.net

Toggle Switch Represented by Hanly Conroy Bierstein Sheridan Fisher & Hayes, LLP

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Paul J Hanly, Jr. +1 212 784 6401 +1 212 213 5949 phanly@hanlyconroy.com

Toggle Switch Represented by Zimmerman Reed PLLP

Name Phone Fax E-Mail
Space Brian C Gudmundson +1 612 341 0400 +1 612 341 0844 brian.gudmundson@zimmreed.com
No Logo Norman Bailey, Plaintiff

Toggle Switch Represented by Berger & Montague PA

Name Phone Fax E-Mail
Space Merrill Gene Davidoff +1 215 875 3084 +1 215 875 4671 mdavidoff@bm.net
Space Martin I. Twersky +1 215 875 3054 +1 215 875 5809 mtwersky@bm.net

Toggle Switch Represented by Quinn Emanuel Urquhart & Sullivan, LLP

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED Daniel Lawrence Brockett +1 212 849 7000 +1 212 849 7100 danbrockett@quinnemanuel.com
No Logo Oliver Barker, Plaintiff

Toggle Switch Represented by Lovell Stewart Halebian Jacobson, LLP

Name Phone Fax E-Mail
on behalf of himself and all others similarly situated Fred Taylor Isquith, Jr. +1 212 608 1900 +7194 719 719 4775 fisquith@lshllp.com

Toggle Switch Represented by Wolf Haldenstein Adler Freeman & Herz, LLP

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Thomas Hamilton Burt +1 212 545 4600 +1 212 545 4653 burt@whafh.com
on behalf of himself and all others similarly situated Thomas Hamilton Burt +1 212 545 4600 +1 212 545 4653 burt@whafh.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Beth Alexandra Landes +1 212 545 1600 +1 212 545 4653 landes@whafh.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Gregory Mark Nespole +1 212 545 4657 +1 212 545 4693 nespole@whafh.com
No Logo Patricia Benvenuto, Plaintiff

Toggle Switch Represented by Berger & Montague PA

Name Phone Fax E-Mail
on behalf of themselves and all others similarly situated Merrill Gene Davidoff +1 215 875 3084 +1 215 875 4671 mdavidoff@bm.net
on behalf of themselves and all others similarly situated Martin I. Twersky +1 215 875 3054 +1 215 875 5809 mtwersky@bm.net

Toggle Switch Represented by Law Offices of Zachary D. Caplan

Name Phone Fax E-Mail
LEAD ATTORNEY, PRO HAC VICE, ATTORNEY TO BE NOTICED Zachary D. Caplan +1 215 875 3000 +1 215 875 4604

Toggle Switch Represented by Quinn Emanuel Urquhart & Sullivan, LLP

Name Phone Fax E-Mail
on behalf of themselves and all others similarly situated Jeremy Andersen +1 213 624 7707 jeremyandersen@quinnemanuel.com
on behalf of themselves and all others similarly situated Steig David Olson +1 212 849 7152 +1 212 849 7100 steigolson@quinnemanuel.com

Toggle Switch Represented by Shearman & Sterling LLP

Name Phone Fax E-Mail
on behalf of themselves and all others similarly situated Sami Husayn Rashid +1 212 849 7000 +1 212 849 7100 samirashid@quinnemanuel.com
No Logo Peter Denigris, Plaintiff

Toggle Switch Represented by Kirby McInerney LLP

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Daniel Hume +1 212 317 2300 +1 212 751 2540 dhume@kmslaw.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED David E Kovel +1 212 317 2300 +1 212 751 2540 dkovel@kmllp.com
No Logo Port 22, LLC, Plaintiff

Toggle Switch Represented by Cafferty Clobes Meriwether & Sprengel LLP

Name Phone Fax E-Mail
LEAD ATTORNEY, PRO HAC VICE, ATTORNEY TO BE NOTICED Bryan Lee Clobes +1 215 864 2800 +1 215 864 2810 bclobes@millerfaucher.com
LEAD ATTORNEY, PRO HAC VICE, ATTORNEY TO BE NOTICED Anthony Fata +1 312 782 4880 afata@caffertyclobes.com

Toggle Switch Represented by Cafferty Faucher LLP

Name Phone Fax E-Mail
Space Anthony Fata +1 312 782 4880 afata@caffertyclobes.com

Toggle Switch Represented by Pomerantz LLP

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Patrick Vincent Dahlstrom +1 212 661 1100 +1 212 661 8665 pdahlstrom@pomlaw.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Jayne Arnold Goldstein +1 954 315 3454 +1 954 315 3455 jagoldstein@pomlaw.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Jeremy Alan Lieberman +1 212 661 1100 +1 212 661 8665 jalieberman@pomlaw.com
No Logo Quitman D. Fulmer, Plaintiff

Toggle Switch Represented by Berger & Montague PA

Name Phone Fax E-Mail
Space Merrill Gene Davidoff +1 215 875 3084 +1 215 875 4671 mdavidoff@bm.net
Space Martin I. Twersky +1 215 875 3054 +1 215 875 5809 mtwersky@bm.net

Toggle Switch Represented by Quinn Emanuel Urquhart & Sullivan, LLP

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED Daniel Lawrence Brockett +1 212 849 7000 +1 212 849 7100 danbrockett@quinnemanuel.com
No Logo Richard Benedetti, Plaintiff

Toggle Switch Represented by Kaplan Fox & Kilsheimer LLP

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Gregory Keith Arenson +1 212 687 1980 +1 212 687 7714 garenson@kaplanfox.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Lauren Ilene Dubick +1 646 315 9006 +1 212 687 7714 ldubick@kaplanfox.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Robert N. Kaplan , +1 212 687 1980 +1 212 687 7714 rkaplan@kaplanfox.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Richard Jo Kilsheimer +1 212 687 1980 +1 212 687 7714 rkilsheimer@kaplanfox.com
on behalf of himself and all others similarly situated Richard Jo Kilsheimer +1 212 687 1980 +1 212 687 7714 rkilsheimer@kaplanfox.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Matthew Powers McCahill +1 212 687 1980 +1 212 687 7714 mmccahill@kaplanfox.com
No Logo Richard White, Plaintiff

Toggle Switch Represented by Berger & Montague PA

Name Phone Fax E-Mail
on behalf of himself and all others similarly situated Merrill Gene Davidoff +1 215 875 3084 +1 215 875 4671 mdavidoff@bm.net

Toggle Switch Represented by Lowey Dannenberg Bemporad & Selinger, PC

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Vincent Briganti +1 914 997 0500 +1 914 997 0035 vbriganti@ldbs.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED David Charles Harrison +1 914 997 0500 +1 914 997 0035 dharrison@lowey.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Barbara J. Hart +1 914 997 0500 +1 914 997 0035 bhart@lowey.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Geoffrey Milbank Horn +1 914 997 0500 +1 914 997 0035 ghorn@lowey.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Scott Vincent Papp +1 914 997 0500 +1 914 997 0035 spapp@lowey.com
on behalf of himself and all others similarly situated Peter Dexter St. Philip, Jr. +1 914 997 0500 +1 914 997 0035 pstphillip@lowey.com
LEAD ATTORNEY, PRO HAC VICE, ATTORNEY TO BE NOTICED Peter Dexter St. Philip, Jr. +1 914 997 0500 +1 914 997 0035 pstphillip@lowey.com
No Logo Robert L. Teel, Plaintiff

Toggle Switch Represented by Louis F. Burke PC

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Louis Fox Burke +1 212 682 1700 +1 212 808 4280 lburke@lfblaw.com
No Logo Robert Marechal, Plaintiff

Toggle Switch Represented by Berger & Montague PA

Name Phone Fax E-Mail
Space Merrill Gene Davidoff +1 215 875 3084 +1 215 875 4671 mdavidoff@bm.net
Space Martin I. Twersky +1 215 875 3054 +1 215 875 5809 mtwersky@bm.net

Toggle Switch Represented by Quinn Emanuel Urquhart & Sullivan, LLP

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED Daniel Lawrence Brockett +1 212 849 7000 +1 212 849 7100 danbrockett@quinnemanuel.com
No Logo Robert Wolffe, Plaintiff

Toggle Switch Represented by Gustafson Gluek PLLC

Name Phone Fax E-Mail
LEAD ATTORNEY, PRO HAC VICE, ATTORNEY TO BE NOTICED David A. Goodwin +1 612 333 8844 +1 612 339 6622 dgoodwin@gustafsongluek.com
on behalf of himself and all others similarly situated Daniel Gustafson +1 612 333 8844 +1 612 339 6622 dgustafson@gustafsongluek.com
LEAD ATTORNEY, PRO HAC VICE, ATTORNEY TO BE NOTICED Daniel Gustafson +1 612 333 8844 +1 612 339 6622 dgustafson@gustafsongluek.com

Toggle Switch Represented by Taus, Cebulash & Landau, LLP

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Brett H Cebulash +1 212 931 0704 +1 212 931 0703 bcebulash@tcllaw.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Miles Greaves +1 212 931 0704 +1 212 931 0703 mgreaves@tcllaw.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Kevin Sylvan Landau +1 212 931 0704 +1 212 931 0703 klandau@tcllaw.com
No Logo Santiago Gold Fund LP, Plaintiff

Toggle Switch Represented by Berger & Montague PA

Name Phone Fax E-Mail
Space Merrill Gene Davidoff +1 215 875 3084 +1 215 875 4671 mdavidoff@bm.net

Toggle Switch Represented by Quinn Emanuel Urquhart & Sullivan, LLP

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED Daniel Lawrence Brockett +1 212 849 7000 +1 212 849 7100 danbrockett@quinnemanuel.com
No Logo Steve E. Summer, Plaintiff

Toggle Switch Represented by Berger & Montague PA

Name Phone Fax E-Mail
on behalf of themselves and all others similarly situated Merrill Gene Davidoff +1 215 875 3084 +1 215 875 4671 mdavidoff@bm.net

Toggle Switch Represented by Wolf, Popper, Ross, Wolf & Jones, LLP

Name Phone Fax E-Mail
on behalf of themselves and all others similarly situated Lester L. Levy +1 212 759 4600 +1 212 486 2093 llevy@wolfpopper.com
No Logo Thomas Galligher, Plaintiff

Toggle Switch Represented by Berger & Montague PA

Name Phone Fax E-Mail
on behalf of themselves and all others similarly situated Merrill Gene Davidoff +1 215 875 3084 +1 215 875 4671 mdavidoff@bm.net
on behalf of themselves and all others similarly situated Martin I. Twersky +1 215 875 3054 +1 215 875 5809 mtwersky@bm.net

Toggle Switch Represented by Quinn Emanuel Urquhart & Sullivan, LLP

Name Phone Fax E-Mail
on behalf of themselves and all others similarly situated Jeremy Andersen +1 213 624 7707 jeremyandersen@quinnemanuel.com
on behalf of themselves and all others similarly situated Steig David Olson +1 212 849 7152 +1 212 849 7100 steigolson@quinnemanuel.com
No Logo Thomas Moran, Plaintiff

Toggle Switch Represented by Berger & Montague PA

Name Phone Fax E-Mail
on behalf of themselves and all others similarly situated Merrill Gene Davidoff +1 215 875 3084 +1 215 875 4671 mdavidoff@bm.net
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Merrill Gene Davidoff +1 215 875 3084 +1 215 875 4671 mdavidoff@bm.net
LEAD ATTORNEY, PRO HAC VICE, ATTORNEY TO BE NOTICED Michael C. Dell'Angelo +1 215 875 3080 +1 215 875 4604 mdellangelo@bm.net
on behalf of themselves and all others similarly situated Martin I. Twersky +1 215 875 3054 +1 215 875 5809 mtwersky@bm.net

Toggle Switch Represented by Quinn Emanuel Urquhart & Sullivan, LLP

Name Phone Fax E-Mail
on behalf of themselves and all others similarly situated Jeremy Andersen +1 213 624 7707 jeremyandersen@quinnemanuel.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Daniel Lawrence Brockett +1 212 849 7000 +1 212 849 7100 danbrockett@quinnemanuel.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Daniel Paul Cunningham +1 212 849 7102 +1 212 849 7100 danielcunningham@quinnemanuel.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Steig David Olson +1 212 849 7152 +1 212 849 7100 steigolson@quinnemanuel.com
on behalf of themselves and all others similarly situated Steig David Olson +1 212 849 7152 +1 212 849 7100 steigolson@quinnemanuel.com

Toggle Switch Represented by Shearman & Sterling LLP

Name Phone Fax E-Mail
on behalf of themselves and all others similarly situated Sami Husayn Rashid +1 212 849 7000 +1 212 849 7100 samirashid@quinnemanuel.com
No Logo Trieste Matte, Plaintiff

Toggle Switch Represented by Berger & Montague PA

Name Phone Fax E-Mail
Space Merrill Gene Davidoff +1 215 875 3084 +1 215 875 4671 mdavidoff@bm.net

Toggle Switch Represented by Lite DePalma Greenberg & Rivas, LLC

Name Phone Fax E-Mail
LEAD ATTORNEY, PRO HAC VICE, ATTORNEY TO BE NOTICED Joseph J. DePalma +1 973 623 3000 +1 973 623 0858 jdepalma@litedepalma.com

Toggle Switch Represented by Quinn Emanuel Urquhart & Sullivan, LLP

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED Daniel Lawrence Brockett +1 212 849 7000 +1 212 849 7100 danbrockett@quinnemanuel.com
No Logo White Oak Fund LP, Plaintiff

Toggle Switch Represented by Berger & Montague PA

Name Phone Fax E-Mail
on Behalf of Itself and All Others Similarly Situated Merrill Gene Davidoff +1 215 875 3084 +1 215 875 4671 mdavidoff@bm.net

Toggle Switch Represented by Glancy Binkow & Goldberg LLP

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Brian Phillip Murray +1 212 682 1818 +1 212 682 1892 bmurray@murrayfrank.com

Toggle Switch Represented by Glancy Prongay & Murray LLP

Name Phone Fax E-Mail
on Behalf of Itself and All Others Similarly Situated Brian P Murray +1 212 682 5340 +1 212 884 0988 bmurray@glancylaw.com
No Logo William S. Young, Plaintiff

Toggle Switch Represented by Gross & Belsky LLP

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Monique Alonso +1 415 544 0200 +1 415 544 0201

Toggle Switch Represented by Gross Belsky Alonso LLP

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Terry Gross - MDL NOT ADMITTED +1 415 544 0200 +1 415 544 0201 Terry@gba-law.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Adam C. Belsky +1 415 554 0200 +1 415 544 0201 adam@gba-law.com

Toggle Switch Represented by Morrison & Foerster, LLP

Name Phone Fax E-Mail
Space Terry Gross +1 415 544 0200 +1 415 544 0201 terry@grossbelsky.com

Toggle Switch Represented by Saveri & Saveri, Inc.

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Geoffrey Conrad Rushing +1 415 217 6810 +1 415 217 6813 grushing@saveri.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Guido Saveri +1 415 217 6810 +1 415 217 6813 guido@saveri.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED R Alexander Saveri +1 415 217 6810 +1 415 217 6813
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Cadio R. Zirpoli +1 415 217 6810 +1 415 217 6813 zirpoli@saveri.com
v.
No Logo Bank Of Nova Scotia, Defendant

Toggle Switch Represented by Sullivan & Cromwell LLP

Name Phone Fax E-Mail
Space Kenneth M. Raisler +1 212 558 4675 +1 212 291 9118 raislerk@sullcrom.com
Barclays Bank PLC Barclays Bank PLC, Defendant

Toggle Switch Represented by Allen & Overy, LLP

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Michael Svetkey Feldberg +1 212 610 6360 +1 212 610 6399 michael.feldberg@newyork.allenovery.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED TODD STEVEN FISHMAN +1 212 610 6300 +1 212 610 6399 todd.fishman@newyork.allenovery.com
Space Brian T. Fitzpatrick +1 212 610 6300 brian.fitzpatrick@allenovery.com
Space John Terzaken +1 202 683 3877 john.terzaken@allenovery.com
Barclays Capital Inc. Barclays Capital Inc., Defendant
Barclays Capital PLC Barclays Capital PLC, Defendant
Barclays PLC Barclays PLC, Defendant
Unknown Role, Imperial Holly Corp
Unknown Role, Jcg Inc
Unknown Role, Candie's, Inc.
Unknown Role, Eott Energy LLC
No Logo DB U.S. Financial Markets Holding Corporation, Defendant

Toggle Switch Represented by Kirkland & Ellis LLP

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED Kuangyan Huang +1 212 446 4904 +1 212 446 4900 kuan.huang@kirkland.com
ATTORNEY TO BE NOTICED JOSEPH SERINO, JR. +1 212 446 4800 +1 212 446 6460 joseph.serino@kirkland.com
ATTORNEY TO BE NOTICED Robert S. Khuzami +1 202 879 5065 robert.khuzami@kirkland.com
Deutsche Bank AG Deutsche Bank AG, Defendant
Officially listed as "Deutsche Bank AG New York Branch"
Unknown Role, Nrp, Inc.
Unknown Role, Sherwood Group, Inc.,
Unknown Role, Briazz, Inc.
Unknown Role, Dsl.net, Inc.
Unknown Role, Blockbuster, Inc.
Unknown Role, Korea Fund Inc
Unknown Role, Brazil Fund Inc
Unknown Role, Solv Ex Corp
Unknown Role, Newmark Homes Corp
Unknown Role, Comple Tel Europe Nv
Unknown Role, Doblique Inc
Unknown Role, Mesa Airlines Inc
Unknown Role, Emerson Radio Corp
Unknown Role, Emachines Inc /de/
Unknown Role, Rreef America L.l.c.
Unknown Role, Id Arizona Corp.

Toggle Switch Represented by Kirkland & Ellis LLP

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED Kuangyan Huang +1 212 446 4904 +1 212 446 4900 kuan.huang@kirkland.com
ATTORNEY TO BE NOTICED JOSEPH SERINO, JR. +1 212 446 4800 +1 212 446 6460 joseph.serino@kirkland.com
ATTORNEY TO BE NOTICED Robert S. Khuzami +1 202 879 5065 robert.khuzami@kirkland.com
No Logo Deutsche Bank Americas Holding Corporation, Defendant

Toggle Switch Represented by Kirkland & Ellis LLP

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED Kuangyan Huang +1 212 446 4904 +1 212 446 4900 kuan.huang@kirkland.com
ATTORNEY TO BE NOTICED JOSEPH SERINO, JR. +1 212 446 4800 +1 212 446 6460 joseph.serino@kirkland.com
ATTORNEY TO BE NOTICED Robert S. Khuzami +1 202 879 5065 robert.khuzami@kirkland.com
Deutsche Bank Securities, Inc. Deutsche Bank Securities, Inc., Defendant
Deutsche Bank Trust Company Americas Deutsche Bank Trust Company Americas, Defendant

Toggle Switch Represented by Kirkland & Ellis LLP

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED Kuangyan Huang +1 212 446 4904 +1 212 446 4900 kuan.huang@kirkland.com
ATTORNEY TO BE NOTICED JOSEPH SERINO, JR. +1 212 446 4800 +1 212 446 6460 joseph.serino@kirkland.com
ATTORNEY TO BE NOTICED Robert S. Khuzami +1 202 879 5065 robert.khuzami@kirkland.com
Deutsche Bank Trust Corporation Deutsche Bank Trust Corporation, Defendant

Toggle Switch Represented by Kirkland & Ellis LLP

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED Kuangyan Huang +1 212 446 4904 +1 212 446 4900 kuan.huang@kirkland.com
ATTORNEY TO BE NOTICED JOSEPH SERINO, JR. +1 212 446 4800 +1 212 446 6460 joseph.serino@kirkland.com
ATTORNEY TO BE NOTICED Robert S. Khuzami +1 202 879 5065 robert.khuzami@kirkland.com
No Logo Duetsche Bank AG, Defendant

Toggle Switch Represented by Cadwalader, Wickersham & Taft LLP

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Joseph J Bial +1 202 862 2391 +1 202 862 2400 joseph.bial@cwt.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Peter Joseph Isajiw +1 212 504 6579 +1 212 504 6666 peter.isajiw@cwt.com
LEAD ATTORNEY, PRO HAC VICE, ATTORNEY TO BE NOTICED Gregory G Mocek +1 202 862 2300 +1 202 862 2400 gregory.mocek@cwt.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Amy Wilkie Ray +1 202 862 2358 +1 202 862 2400 amy.ray@cwt.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Charles F. Rule +1 202 862 2420 +1 202 862 2400 rrule@paulweiss.com
HSBC Bank PLC HSBC Bank PLC, Defendant

Toggle Switch Represented by Boies, Schiller & Flexner, LLP

Name Phone Fax E-Mail
Space Michael Brille +1 202 237 9608 +1 202 237 6131 mbrille@bsfllp.com
Space Laura Elizabeth Harris +1 212 446 2300 lharris@bsfllp.com
Space Damien Jerome Marshall +1 212 446 2300 +1 212 446 2350 dmarshall@bsfllp.com
Space Leigh Mager Nathanson +1 212 446 2365 +1 212 446 2350 lnathanson@bsfllp.com
Space Jessica E Phillips +1 202 895 7592 jphillips@bsfllp.com

Toggle Switch Represented by Freshfields Bruckhaus Deringer US LLP

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED Leah Friedman +1 212 277 4000 +1 212 277 4001 leah.friedman@freshfields.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Michael Lacovara +1 212 230 4630 michael.lacovara@freshfields.com
Space Robert John Mccallum +1 212 284 4910 rob.mccallum@freshfields.com

Toggle Switch Represented by Friedfields Bruckhaus Deringer US LLP

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED Scott Andrew Eisman +1 212 277 4000 +1 212 277 4001 scott.eisman@freshfields.com

Toggle Switch Represented by Goodwin Procter, LLP

Name Phone Fax E-Mail
Space Marshall Howard Fishman +1 212 277 4000 +1 212 277 4001 mfishman@goodwinlaw.com
HSBC Holdings PLC HSBC Holdings PLC, Defendant
No Logo HSBC Holdings plc, a United Kingdom corporation, Defendant
HSBC USA, Inc. HSBC USA, Inc., Defendant

Toggle Switch Represented by Boies, Schiller & Flexner, LLP

Name Phone Fax E-Mail
Space Michael Brille +1 202 237 9608 +1 202 237 6131 mbrille@bsfllp.com
Space Laura Elizabeth Harris +1 212 446 2300 lharris@bsfllp.com
Space Damien Jerome Marshall +1 212 446 2300 +1 212 446 2350 dmarshall@bsfllp.com
Space Leigh Mager Nathanson +1 212 446 2365 +1 212 446 2350 lnathanson@bsfllp.com
Space Jessica E Phillips +1 202 895 7592 jphillips@bsfllp.com

Toggle Switch Represented by Freshfields Bruckhaus Deringer US LLP

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Timothy J. Coleman +1 202 777 4560 +1 202 777 4555 tim.coleman@freshfields.com
Space Timothy J. Coleman +1 202 777 4560 +1 202 777 4555 tim.coleman@freshfields.com
Space Matthew James Galvin +8 522 846 3330 matthew.galvin@freshfields.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Michael Lacovara +1 212 230 4630 michael.lacovara@freshfields.com

Toggle Switch Represented by Friedfields Bruckhaus Deringer US LLP

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Leah Friedman +1 212 277 4000 +1 212 277 4001 leah.friedman@freshfields.com
No Logo John Does 1-50, Defendant
No Logo Scotia Capital ( Usa) Inc., Defendant
No Logo Scotiamocatta, Defendant
SG Americas Securities, LLC SG Americas Securities, LLC, Defendant

Toggle Switch Represented by Hogan Lovells US LLP

Name Phone Fax E-Mail
Space Denae M. Thomas +1 212 918 3016 +1 212 918 3100 denae.thomas@hoganlovells.com
Société Générale, SA Société Générale, SA, Defendant
Officially listed as "Societe Generale S.A."

Toggle Switch Represented by Hogan Lovells US LLP

Name Phone Fax E-Mail
TERMINATED: 11/17/2014 Jordan Lancaster Estes +1 212 918 3036 +1 212 918 3100 jordan.estes@hoganlovells.com
Space Denae M. Thomas +1 212 918 3016 +1 212 918 3100 denae.thomas@hoganlovells.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Marc Joel Gottridge +1 212 918 3000 +1 212 918 3100 marc.gottridge@hoganlovells.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED DENNIS H. TRACEY, III +1 212 918 3000 +9183 918 918 3100 dennis.tracey@hoganlovells.com

Toggle Switch Represented by Hogan, Lovells Law Firm - NY Office

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED Denae M. Thomas +1 212 918 3016 +1 212 918 3100 denae.thomas@hoganlovells.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Jordan Lancaster Estes +1 212 918 3036 +1 212 918 3100 jordan.estes@hoganlovells.com
No Logo The Bank Of Nova Scotia, Defendant

Toggle Switch Represented by Sullivan & Cromwell LLP

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Stephen Ehrenberg +1 212 558 3269 +1 212 558 3588 ehrenbergs@sullcrom.com
Space John Joseph Hughes, III +1 212 558 4497 +1 212 291 9905 hughesj@sullcrom.com
Space William Henry Wagener +1 212 558 7945 +1 212 558 3588 wagenerw@sullcrom.com
No Logo The London Gold Market Fixing LTD., Defendant

Toggle Switch Represented by Blank Rome LLP

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED James Vincent Masella, III +1 212 885 5562 +1 917 332 3011 jmasella@blankrome.com

Toggle Switch Represented by Law Offices of Jane Marie Metcalf

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED R. James Madigan, III +1 212 336 7646 jmadigan@pbwt.com
UBS AG UBS AG, Defendant
Unknown Role, Impsat Corp
Unknown Role, Ubs Capital II Inc
Unknown Role, Ip Factory Inc
Unknown Role, Muniyield Fund Inc
Unknown Role, Munivest Fund Inc

Toggle Switch Represented by Gibson Dunn & Crutcher, LLP

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED David Jarrett Arp +1 202 955 8678 +1 202 530 9527 jarp@gibsondunn.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Thomas G. Hungar +1 202 955 8558 +1 202 530 9555 thungar@gibsondunn.com
ATTORNEY TO BE NOTICED Melanie L. Katsur +1 202 955 8500 +1 202 530 9658 mkatsur@gibsondunn.com
TERMINATED: 10/03/2016 Mark Kirsch +1 212 351 4000 +1 212 351 4035 mkirsch@gibsondunn.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Joel Steven Sanders +1 415 393 8200 +1 415 393 8206 jsanders@gibsondunn.com
TERMINATED: 10/03/2016 Eric Jonathan Stock +1 212 351 2346 +1 212 351 6345 estock@gibsondunn.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Peter Sullivan +1 212 351 5370 +1 212 351 6370 psullivan@gibsondunn.com
ATTORNEY TO BE NOTICED Indraneel Sur +1 202 955 8253 +1 202 530 9695 isur@gibsondunn.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Lawrence Jay Zweifach +1 212 351 4000 +1 212 351 4035 lzweifach@gibsondunn.com
UBS Securities LLC UBS Securities LLC, Defendant

Toggle Switch Represented by Gibson Dunn & Crutcher, LLP

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED David Jarrett Arp +1 202 955 8678 +1 202 530 9527 jarp@gibsondunn.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Thomas G. Hungar +1 202 955 8558 +1 202 530 9555 thungar@gibsondunn.com
ATTORNEY TO BE NOTICED Melanie L. Katsur +1 202 955 8500 +1 202 530 9658 mkatsur@gibsondunn.com
TERMINATED: 10/03/2016 Mark Kirsch +1 212 351 4000 +1 212 351 4035 mkirsch@gibsondunn.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Joel Steven Sanders +1 415 393 8200 +1 415 393 8206 jsanders@gibsondunn.com
TERMINATED: 10/03/2016 Eric Jonathan Stock +1 212 351 2346 +1 212 351 6345 estock@gibsondunn.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Peter Sullivan +1 212 351 5370 +1 212 351 6370 psullivan@gibsondunn.com
ATTORNEY TO BE NOTICED Indraneel Sur +1 202 955 8253 +1 202 530 9695 isur@gibsondunn.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Lawrence Jay Zweifach +1 212 351 4000 +1 212 351 4035 lzweifach@gibsondunn.com
Citation Section 15 U.S.C. § 1
Nature of Suit 410 - Anti-Trust
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                                                                                                                                                                                                                                                                                                                                                                            Blank 299 Filed: 9/11/2017, Entered: None Unknown Document Type
                                                                                                                                                                                                                                                                                                                                                                            DECLARATION of ERIC J. STOCK in Support re: 297 MOTION to Dismiss / NOTICE OF MOTION OF UBS AG AND UBS SECURITIES LLC TO DISMISS THE THIRD CONSOLIDATED AMENDED CLASS ACTION COMPLAINT UNDER RULES 12(B)(2) AND 12(B)(6).. Document filed by UBS AG, UBS Securities LLC. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, # 10 Exhibit 10, # 11 Exhibit 11, # 12 Exhibit 12, # 13 Exhibit 13, # 14 Exhibit 14, # 15 Exhibit 15, # 16 Exhibit 16, # 17 Exhibit 17)(Stock, Eric) (Entered: 09/11/2017)
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                                                                                                                                                                                                                                                                                                                                                                                Legal Document (Payment Possibly Required) 297 Filed: 9/11/2017, Entered: None Unknown Document Type
                                                                                                                                                                                                                                                                                                                                                                                MOTION to Dismiss / NOTICE OF MOTION OF UBS AG AND UBS SECURITIES LLC TO DISMISS THE THIRD CONSOLIDATED AMENDED CLASS ACTION COMPLAINT UNDER RULES 12(B)(2) AND 12(B)(6). Document filed by UBS AG, UBS Securities LLC. Responses due by 11/13/2017(Stock, Eric) (Entered: 09/11/2017)
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                                                                                                                                                                                                                                                                                                                                                                                  Legal Document (Payment Possibly Required) 296 Filed: 9/5/2017, Entered: None Unknown Document TypeCourt Filing
                                                                                                                                                                                                                                                                                                                                                                                  MEMO ENDORSEMENT: on re: NOTICE OF WITHDRAWAL OF COUNSEL. ENDORSEMENT: SO ORDERED. Attorney John Terzaken terminated. (Signed by Judge Valerie E. Caproni on 9/5/2017) Filed In Associated Cases: 1:14-md-02548-VEC et al. (ap) Modified on 9/5/2017 (ap). Modified on 9/6/2017 (ap). (Entered: 09/05/2017)
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                                                                                                                                                                                                                                                                                                                                                                                    Legal Document (Payment Possibly Required) 295 Filed: 8/23/2017, Entered: None Unknown Document TypeCourt Filing
                                                                                                                                                                                                                                                                                                                                                                                    MEMO ENDORSEMENT on re: (293 in 1:14-md-02548-VEC) Letter filed by UBS Securities LLC, UBS AG. ENDORSEMENT: The parties' application to proceed in accordance with the protective order is GRANTED. The following page limits shall apply to UBS's forthcoming motion to dismiss: UBS may file an opening brief of not more than 40 pages. Plaintiffs may file an opposition brief of not more than 40 pages. UBS may file a reply brief of not more than 20 pages. (Signed by Judge Valerie E. Caproni on 8/23/2017) (kgo) (Entered: 08/23/2017)
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                                                                                                                                                                                                                                                                                                                                                                                      Legal Document (Payment Possibly Required) 294 Filed: 8/22/2017, Entered: None Unknown Document TypeCourt Filing
                                                                                                                                                                                                                                                                                                                                                                                      MEMO ENDORSEMENT on re: 291 LETTER addressed to Judge Valerie E. Caproni from Daniel L. Brockett and Merrill G. Davidoff dated August 21, 2017 re: Leave to Serve Third-Party Subpoena. Document filed by Kevin Maher. ENDORSEMENT: Plaintiffs' application is GRANTED; provided that CME is not required to respond to Plaintiffs' subpoena until the stay of discovery in this action is lifted. This Memorandum Endorsement is without prejudice to Defendants' rights to object to the CME subpoena once the stay of discovery in this action is lifted. SO ORDERED. (Signed by Judge Valerie E. Caproni on 8/22/2017) (rjm) (Entered: 08/23/2017)
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                                                                                                                                                                                                                                                                                                                                                                                        Legal Document (Payment Possibly Required) 293 Filed: 8/22/2017, Entered: None Unknown Document TypeCourt Filing
                                                                                                                                                                                                                                                                                                                                                                                        LETTER addressed to Judge Valerie E. Caproni from Eric J. Stock dated August 22, 2017 re: UBS Defendants' forthcoming Rule 12 motions to dismiss. Document filed by UBS AG, UBS Securities LLC.(Stock, Eric) (Entered: 08/22/2017)
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                                                                                                                                                                                                                                                                                                                                                                                          Legal Document (Payment Possibly Required) 292 Filed: 8/22/2017, Entered: None Unknown Document TypeCourt Filing
                                                                                                                                                                                                                                                                                                                                                                                          LETTER addressed to Judge Valerie E. Caproni from Stephen Ehrenberg dated Aug. 22, 2017 re: Plaintiffs' Aug. 21, 2017 Letter. Document filed by The Bank of Nova Scotia.(Ehrenberg, Stephen) (Entered: 08/22/2017)
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                                                                                                                                                                                                                                                                                                                                                                                            Legal Document (Payment Possibly Required) 291 Filed: 8/21/2017, Entered: None Unknown Document TypeCourt Filing
                                                                                                                                                                                                                                                                                                                                                                                            LETTER addressed to Judge Valerie E. Caproni from Daniel L. Brockett and Merrill G. Davidoff dated August 21, 2017 re: Leave to Serve Third-Party Subpoena. Document filed by Kevin Maher. (Attachments: # 1 Schedule A)(Brockett, Daniel) (Entered: 08/21/2017)
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                                                                                                                                                                                                                                                                                                                                                                                              Legal Document (Payment Possibly Required) 290 Filed: 8/18/2017, Entered: None Unknown Document Type
                                                                                                                                                                                                                                                                                                                                                                                              ANSWER to 266 Amended Complaint,,,,,,. Document filed by Societe Generale.(Gottridge, Marc) (Entered: 08/18/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                Legal Document (Payment Possibly Required) 289 Filed: 8/18/2017, Entered: None Unknown Document Type
                                                                                                                                                                                                                                                                                                                                                                                                ANSWER to 266 Amended Complaint,,,,,,. Document filed by The London Gold Market Fixing LTD..(Masella, James) (Entered: 08/18/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                  Legal Document (Payment Possibly Required) 288 Filed: 8/18/2017, Entered: None Unknown Document Type
                                                                                                                                                                                                                                                                                                                                                                                                  ANSWER to 266 Amended Complaint,,,,,,. Document filed by The Bank of Nova Scotia.(Ehrenberg, Stephen) (Entered: 08/18/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                    Legal Document (Payment Possibly Required) 287 Filed: 8/18/2017, Entered: None Unknown Document Type
                                                                                                                                                                                                                                                                                                                                                                                                    ANSWER to 266 Amended Complaint,,,,,,. Document filed by HSBC Bank PLC.(Marshall, Damien) (Entered: 08/18/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                      Legal Document (Payment Possibly Required) 286 Filed: 8/18/2017, Entered: None Unknown Document Type
                                                                                                                                                                                                                                                                                                                                                                                                      ANSWER to 266 Amended Complaint,,,,,,. Document filed by Barclays Bank PLC.(Feldberg, Michael) (Entered: 08/18/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                        Legal Document (Payment Possibly Required) 285 Filed: 8/9/2017, Entered: None Unknown Document TypeCourt Filing
                                                                                                                                                                                                                                                                                                                                                                                                        ORDER: IT IS HEREBY ORDERED that, in light of the Court's stay of discovery, it is not necessary at this time for the Department of Justice, Fraud Section to provide the Court with an update on its relevant criminal investigation(s). Accordingly, the Court has adjourned the Fraud Section's August 7, 2017 ex parte conference with the Court to 5:30 p.m. on November 6, 2017. SO ORDERED. (Signed by Judge Valerie E. Caproni on 8/09/2017) (ama) (Entered: 08/09/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                          Legal Document (Payment Possibly Required) 284 Filed: 8/8/2017, Entered: None Unknown Document TypeCourt Filing
                                                                                                                                                                                                                                                                                                                                                                                                          MEMO ENDORSEMENT on re: 283 Letter filed by HSBC Bank PLC. ENDORSEMENT: Application GRANTED. Attorney Scott Andrew Eisman terminated. (Signed by Judge Valerie E. Caproni on 8/8/2017) (mro) (Entered: 08/08/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                            Legal Document (Payment Possibly Required) 283 Filed: 8/7/2017, Entered: None Unknown Document TypeCourt Filing
                                                                                                                                                                                                                                                                                                                                                                                                            LETTER addressed to Judge Valerie E. Caproni from Scott A. Eisman dated 8/7/17 re: Withdrawal as Attorney. Document filed by HSBC Bank PLC.(Eisman, Scott) (Entered: 08/07/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                              Legal Document (Payment Possibly Required) 282 Filed: 7/24/2017, Entered: None Unknown Document Type
                                                                                                                                                                                                                                                                                                                                                                                                              NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a Conference proceeding held on 11/17/16 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(Siwik, Christine) (Entered: 07/24/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                Legal Document (Payment Possibly Required) 281 Filed: 7/24/2017, Entered: None Unknown Document TypeCourt Filing
                                                                                                                                                                                                                                                                                                                                                                                                                TRANSCRIPT of Proceedings re: Conference held on 11/17/2016 before Judge Valerie E. Caproni. Court Reporter/Transcriber: Linda Fisher, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 8/14/2017. Redacted Transcript Deadline set for 8/24/2017. Release of Transcript Restriction set for 10/23/2017.(Siwik, Christine) (Entered: 07/24/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                  Legal Document (Payment Possibly Required) 280 Filed: 7/10/2017, Entered: None Unknown Document TypeCourt Filing
                                                                                                                                                                                                                                                                                                                                                                                                                  MEMO ENDORSEMENT on re: 277 Letter filed by UBS AG. ENDORSEMENT: UBS's application for an order compelling production of the Incorporated Materials is DENIED WITHOUT PREJUDICE. While the Court agrees that the Incorporated Materials are integral to the TAC and may be considered in connection with UBS's forthcoming motion to dismiss, UBS has not provided any support for the proposition that a plaintiff can be compelled to produce supporting materials in advance of discovery. The Court also rejects UBS's argument that the protective order provides for turnover of the Incorporated Materials. In the event the Incorporated Materials become germane to UBS's personal jurisdiction defense, the parties are free to seek jurisdictional discovery. (Signed by Judge Valerie E. Caproni on 7/10/2017) (mro) (Entered: 07/11/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                    Legal Document (Payment Possibly Required) 279 Filed: 7/10/2017, Entered: None Unknown Document Type
                                                                                                                                                                                                                                                                                                                                                                                                                    NOTICE OF CHANGE OF ADDRESS by Brian Philip Murray on behalf of White Oak Fund LP. New Address: Glancy Prongay & Murray LLP, 230 Park Avenue, Suite 530, New York, New York, USA 10169, (212) 682-5340. (Murray, Brian) (Entered: 07/10/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                      Legal Document (Payment Possibly Required) 278 Filed: 7/5/2017, Entered: None Unknown Document TypeCourt Filing
                                                                                                                                                                                                                                                                                                                                                                                                                      STIPULATION AND ORDER EXTENDING TIME FOR DEFENDANTS TO ANSWER THIRD CONSOLIDATED AMENDED CLASS ACTION COMPLAINT: IT IS HEREBY STIPULATED AND AGREED, by and between the undersigned respective counsel for Plaintiffs and the Gold Fix Defendants, and ORDERED by the Court that: the time for the Gold Fix Defendants to file their respective Answers to the TAC shall be extended up to and including August 18, 2017; electronic signatures on this stipulation shall have the same force and effect as originals; and this stipulation, once fully executed, may be submitted to the Court without further notice. SO ORDERED. (Signed by Judge Valerie E. Caproni on 7/5/2017) Filed In Associated Cases: 1:14-md-02548-VEC et al. (ras) (Entered: 07/05/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                        Legal Document (Payment Possibly Required) 277 Filed: 6/30/2017, Entered: None Unknown Document TypeCourt Filing
                                                                                                                                                                                                                                                                                                                                                                                                                        LETTER addressed to Judge Valerie E. Caproni from Eric J. Stock dated June 30, 2017 re: order requring that Plaintiffs provide UBS with the Incorporated Materials. Document filed by UBS AG.(Stock, Eric) (Entered: 06/30/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                          Legal Document (Payment Possibly Required) 276 Filed: 6/30/2017, Entered: None Unknown Document TypeCourt Filing
                                                                                                                                                                                                                                                                                                                                                                                                                          LETTER addressed to Judge Valerie E. Caproni from Daniel L. Brockett and Merrill G. Davidoff dated June 30, 2017 re: Plaintiffs' Opposition to UBS's Request for Disclosure of Certain Materials Quoted in the Third Consolidated Amended Class Action Complaint. Document filed by Kevin Maher.(Brockett, Daniel) (Entered: 06/30/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                            Legal Document (Payment Possibly Required) 275 Filed: 6/30/2017, Entered: None Unknown Document TypeCourt Filing
                                                                                                                                                                                                                                                                                                                                                                                                                            LETTER addressed to Judge Valerie E. Caproni from Marc J. Gottridge dated June 30, 2017 re: extension of the deadline to answer. Document filed by Bank of Nova Scotia, Barclays Bank PLC, HSBC Bank PLC, Societe Generale, The London Gold Market Fixing LTD.. (Attachments: # 1 Stipulation and Proposed Order Extending Time for Defendants to Answer Third Consolidated Amended Class Action Complaint)(Gottridge, Marc) (Entered: 06/30/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                              Legal Document (Payment Possibly Required) 274 Filed: 6/27/2017, Entered: None Unknown Document TypeCourt Filing
                                                                                                                                                                                                                                                                                                                                                                                                                              STIPULATION AND ORDER REGARDING TIME FOR STIPULATING DEFENDANTS TO RESPOND TO THE THIRD CONSOLIDATED AMENDED CLASS ACTION COMPLAINT: On or before June 30, 2017, Plaintiffs and Stipulating Defendants shall provide the court with submissions, not to exceed three pages each, setting forth their respective present positions as to whether the Stipulating Defendants should be provided with copies of the Incorporated Materials prior to filing of the Rule 12 Motions. The stipulating defendants time to answer or file Rule 12 Motions shall be extended to the date that is 60 days after the occurrence of either of the following events herein. (As further set forth herein.) (Signed by Judge Valerie E. Caproni on 6/27/2017) (kgo) (Entered: 06/27/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                                Legal Document (Payment Possibly Required) 273 Filed: 6/27/2017, Entered: None Unknown Document TypeCourt Filing
                                                                                                                                                                                                                                                                                                                                                                                                                                ORDER: IT IS HEREBY ORDERED: 1. By June 30, 2017, Plaintiffs and UBS AG may submit letter briefs of not more than three pages each setting forth their respective positions as to whether Plaintiffs should be required to provide UBS AG with copies of the Incorporated Materials prior to the date on which USB AG must answer or move against the TAC. 2. The following schedule herein shall apply in respect of UBS AG's motion to dismiss. 3. Discovery is stayed sine die pending the Court's resolution of UBS AG's anticipated motion to dismiss, except that the parties are directed to continue in good faith any discussions regarding the potential scope of discovery. 4. Plaintiffs' request for a status conference is denied without prejudice. ( Brief due by 6/30/2017.) (Signed by Judge Valerie E. Caproni on 6/27/2017) (kgo) (Entered: 06/27/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                                  Legal Document (Payment Possibly Required) 272 Filed: 6/26/2017, Entered: None Unknown Document TypeCourt Filing
                                                                                                                                                                                                                                                                                                                                                                                                                                  LETTER addressed to Judge Valerie E. Caproni from Daniel L. Brockett and Merrill G. Davidoff dated June 26, 2017 re: response to Fixing Bank Defendants' letter dated June 23, 2017. Document filed by Kevin Maher.(Brockett, Daniel) (Entered: 06/26/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                                    Legal Document (Payment Possibly Required) 271 Filed: 6/23/2017, Entered: None Unknown Document TypeCourt Filing
                                                                                                                                                                                                                                                                                                                                                                                                                                    JOINT LETTER addressed to Judge Valerie E. Caproni from Counsel for Plaintiffs and Counsel for UBS dated June 23, 2017 re: Schedule for Briefing on UBS Motion to Dismiss TAC. Document filed by Kevin Maher.(Brockett, Daniel) (Entered: 06/23/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                                      Legal Document (Payment Possibly Required) 270 Filed: 6/23/2017, Entered: None Unknown Document TypeCourt Filing
                                                                                                                                                                                                                                                                                                                                                                                                                                      LETTER addressed to Judge Valerie E. Caproni from Merrill G. Davidoff (Berger & Montague, P.C.) and Daniel L. Brockett (Quinn Emanuel) dated June 23, 2017 re: Plaintiffs' request for a case management conference. Document filed by American Precious Metals, Ltd., Norman Bailey, Patricia Benvenuto, Compania Minera Dayton, Edward R. Derksen, Frank Flanagan, Quitman D. Fulmer, Thomas Galligher, KPFF Investment, Inc., Duane Lewis, Larry Dean Lewis, Kevin Maher, Robert Marechal, David Markun, Blanche McKennon, Kelly McKennon, Thomas Moran, Eric Nalven, Nando, Inc., J. Scott Nicholson, Santiago Gold Fund LP, Albert Semrau, Steve E. Summer, Richard White, White Oak Fund LP, David Windmiller, Michel de Chabert-Ostland.(Davidoff, Merrill) (Entered: 06/23/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                                        Blank 269 Filed: 6/23/2017, Entered: None Unknown Document TypeCourt Filing
                                                                                                                                                                                                                                                                                                                                                                                                                                        LETTER addressed to Judge Valerie E. Caproni from Marc J. Gottridge dated June 23, 2017 re: requesting permission to file a letter under seal. Document filed by Bank of Nova Scotia, Barclays Bank PLC, HSBC Bank PLC, Societe Generale.(Gottridge, Marc) (Entered: 06/23/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                                          Legal Document (Payment Possibly Required) 268 Filed: 6/20/2017, Entered: None Unknown Document Type
                                                                                                                                                                                                                                                                                                                                                                                                                                          NOTICE OF APPEARANCE by Eric Jonathan Stock on behalf of UBS AG, UBS Securities LLC. (Stock, Eric) (Entered: 06/20/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                                            Legal Document (Payment Possibly Required) 267 Filed: 6/20/2017, Entered: None Unknown Document Type
                                                                                                                                                                                                                                                                                                                                                                                                                                            NOTICE OF APPEARANCE by Mark Adam Kirsch on behalf of UBS AG, UBS Securities LLC. (Kirsch, Mark) (Entered: 06/20/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                                              Legal Document (Payment Possibly Required) 266 Filed: 6/16/2017, Entered: None Unknown Document Type
                                                                                                                                                                                                                                                                                                                                                                                                                                              THIRD AMENDED COMPLAINT amending 44 Amended Complaint,,, against Barclays Bank PLC, Duetsche Bank, AG, HSBC Bank PLC, Societe Generale S.A., The Bank of Nova Scotia, The London Gold Market Fixing LTD., UBS AG, UBS Securities LLC with JURY DEMAND.Document filed by Patricia Benvenuto, Norman Bailey, Nando, Inc., Thomas Galligher, KPFF Investment, Inc., American Precious Metals, Ltd., Santiago Gold Fund LP, Blanche McKennon, J. Scott Nicholson, Albert Semrau, Quitman D. Fulmer, Frank Flanagan, White Oak Fund LP, Edward R. Derksen, Duane Lewis, Kevin Maher, Michel de Chabert-Ostland, Robert Marechal, David Markun, Thomas Moran, Kelly McKennon, Eric Nalven, Richard White, Steve E. Summer, David Windmiller, Larry Dean Lewis, Compania Minera Dayton. (Attachments: # 1 Appendix A (Preliminary List of Days Where Defendants' Conduct Resulted in Artificial Downward Movement Around the PM Fixing), # 2 Appendix B (Days on Which Plaintiffs' Sales Coincided With Defendants' Manipulation of the PM Fixing), # 3 Appendix C (Summary of Evidence Indicating Collusive Manipulation of Gold Prices Around the PM Fixing), # 4 Appendix D (Charts of Normalized Intraday Gold Prices), # 5 Appendix E (Charts of Normalized Average Gold Spot Prices), # 6 Appendix F (Charts of Outlier Prices), # 7 Appendix G (Charts of Minute Price Changes), # 8 Appendix H (Charts of Gold Futures and Spot Prices), # 9 Appendix I (Charts of Institutions' Gold Spot Quote Pricing Behavior))(Brockett, Daniel) (Entered: 06/16/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                Legal Document (Payment Possibly Required) 265 Filed: 6/16/2017, Entered: None Unknown Document TypeCourt Filing
                                                                                                                                                                                                                                                                                                                                                                                                                                                MEMO ENDORSEMENT on re: 264 Letter, filed by Kevin Maher. ENDORSEMENT: Application GRANTED. (Signed by Judge Valerie E. Caproni on 6/16/2017) (kgo) (Entered: 06/16/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                  Legal Document (Payment Possibly Required) 264 Filed: 6/16/2017, Entered: None Unknown Document TypeCourt Filing
                                                                                                                                                                                                                                                                                                                                                                                                                                                  LETTER addressed to Judge Valerie E. Caproni from Daniel L. Brockett and Merrill G. Davidoff dated June 16, 2017 re: Proposed changes to Third Amended Complaint (TAC). Document filed by Kevin Maher. (Attachments: # 1 Exhibit A)(Brockett, Daniel) (Entered: 06/16/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                    Legal Document (Payment Possibly Required) 263 Filed: 6/15/2017, Entered: None Unknown Document TypeCourt Filing
                                                                                                                                                                                                                                                                                                                                                                                                                                                    REDACTION of Letter addressed to Judge Valerie E. Caproni from Stephen Ehrenberg dated June 6, 2017 by The Bank of Nova Scotia(Ehrenberg, Stephen) (Entered: 06/15/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                      Legal Document (Payment Possibly Required) 262 Filed: 6/12/2017, Entered: None Unknown Document Type
                                                                                                                                                                                                                                                                                                                                                                                                                                                      NOTICE OF CHANGE OF ADDRESS by Kuangyan Huang on behalf of DB U.S. Financial Markets Holding Corporation, Deutsche Bank AG New York Branch, Deutsche Bank Americas Holding Corporation, Deutsche Bank Securities, Inc, Deutsche Bank Trust Company Americas, Deutsche Bank Trust Corporation, Duetsche Bank, AG. New Address: Latham & Watkins LLP, 885 Third Avenue, New York, New York, 10022, (212) 906-1200. (Huang, Kuangyan) (Entered: 06/12/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                        Legal Document (Payment Possibly Required) 261 Filed: 6/12/2017, Entered: None Unknown Document TypeCourt Filing
                                                                                                                                                                                                                                                                                                                                                                                                                                                        REDACTION of Letter addressed to Judge Valerie E. Caproni from Daniel L. Brockett and Merrill G. Davidoff dated June 5, 2017 re: Material Development in Case by Kevin Maher (Attachments: # 1 Exhibit A (Plea Agreement), # 2 Exhibit B (Order of Commodity Futures Trading Commission))(Brockett, Daniel) (Entered: 06/12/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                          Legal Document (Payment Possibly Required) 260 Filed: 6/12/2017, Entered: None Unknown Document TypeCourt Filing
                                                                                                                                                                                                                                                                                                                                                                                                                                                          FILING ERROR - DEFICIENT DOCKET ENTRY (SEE document 261 - REDACTION of Letter addressed to Judge Valerie E. Caproni from Daniel L. Brockett and Merrill G. Davidoff dated June 5, 2017 re: Material Development in Case by Kevin Maher(Brockett, Daniel) Modified on 6/14/2017 (db). (Entered: 06/12/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                            Sealed Legal Document 259 Filed: 6/9/2017, Entered: None Unknown Document Type
                                                                                                                                                                                                                                                                                                                                                                                                                                                            SEALED DOCUMENT placed in vault.(rz) (Entered: 06/09/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                              Legal Document (Payment Possibly Required) 258 Filed: 6/8/2017, Entered: None Unknown Document TypeCourt Filing
                                                                                                                                                                                                                                                                                                                                                                                                                                                              MEMORANDUM ORDER granting 183 Motion to Amend/Correct. Plaintiffs' Motion for Leave to Amend and File the PTAC is GRANTED. Plaintiffs are directed to file the PTAC, as revised in accordance with footnote 6 supra, by June 16, 2017. Counsel are directed to confer and jointly propose a schedule for briefing on UBS's motion to dismiss. The parties should submit their views to the Court by June 23, 2017. (Signed by Judge Valerie E. Caproni on 6/8/2017) (kgo) (Entered: 06/08/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                Legal Document (Payment Possibly Required) 257 Filed: 6/8/2017, Entered: None Unknown Document TypeCourt Filing
                                                                                                                                                                                                                                                                                                                                                                                                                                                                MEMO ENDORSEMENT on re: 253 Letter filed by Kevin Maher. ENDORSEMENT: Application GRANTED. (Signed by Judge Valerie E. Caproni on 6/8/2017) (kgo) (Entered: 06/08/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                  Legal Document (Payment Possibly Required) 256 Filed: 6/8/2017, Entered: None Unknown Document TypeCourt Filing
                                                                                                                                                                                                                                                                                                                                                                                                                                                                  MEMO ENDORSEMENT on re: 254 Letter filed by The Bank of Nova Scotia. ENDORSEMENT: Application GRANTED. (Signed by Judge Valerie E. Caproni on 6/8/2017) (kgo) (Entered: 06/08/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                    Legal Document (Payment Possibly Required) 255 Filed: 6/7/2017, Entered: None Unknown Document Type
                                                                                                                                                                                                                                                                                                                                                                                                                                                                    NOTICE OF CHANGE OF ADDRESS by Joseph Serino, JR on behalf of DB U.S. Financial Markets Holding Corporation, Deutsche Bank AG New York Branch, Deutsche Bank Americas Holding Corporation, Deutsche Bank Securities, Inc, Deutsche Bank Trust Company Americas, Deutsche Bank Trust Corporation, Duetsche Bank, AG. New Address: Latham & Watkins LLP, 885 Third Avenue, New York, New York, 10022, (212) 906-1200. (Serino, Joseph) (Entered: 06/07/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                      Legal Document (Payment Possibly Required) 254 Filed: 6/6/2017, Entered: None Unknown Document TypeCourt Filing
                                                                                                                                                                                                                                                                                                                                                                                                                                                                      LETTER addressed to Judge Valerie E. Caproni from Stephen Ehrenberg dated June 6, 2017 re: Under Seal Filing of Response to Plaintiffs' June 5, 2017 Letter. Document filed by The Bank of Nova Scotia.(Ehrenberg, Stephen) (Entered: 06/06/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                        Blank 253 Filed: 6/5/2017, Entered: None Unknown Document TypeCourt Filing
                                                                                                                                                                                                                                                                                                                                                                                                                                                                        LETTER addressed to Judge Valerie E. Caproni from Daniel L. Brockett and Merrill G. Davidoff dated June 5, 2017 re: Filing of Letter Concerning Material Development in Case. Document filed by Kevin Maher.(Brockett, Daniel) (Entered: 06/05/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                          Legal Document (Payment Possibly Required) 252 Filed: 6/2/2017, Entered: None Unknown Document Type
                                                                                                                                                                                                                                                                                                                                                                                                                                                                          NOTICE OF CHANGE OF ADDRESS by Vincent Briganti on behalf of J. Scott Nicholson, Richard White. New Address: Lowey Dannenberg, P.C., 44 South Broadway, Suite 1100, White Plains, NY, United States 10601, 914-997-0500. Filed In Associated Cases: 1:14-md-02548-VEC, 1:14-cv-01634-VEC, 1:14-cv-01707-VEC(Briganti, Vincent) (Entered: 06/02/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                            Sealed Legal Document 251 Filed: 5/10/2017, Entered: None Unknown Document Type
                                                                                                                                                                                                                                                                                                                                                                                                                                                                            SEALED DOCUMENT placed in vault.(rz) (Entered: 05/10/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                              LETTER addressed to Judge Valerie E. Caproni from Daniel L. Brockett and Merrill G. Davidoff dated May 3, 2017 re: Defendants' Letter Dated May 1, 2017. Document filed by Kevin Maher. (Attachments: # 1 Exhibit A (Letter from Plaintiffs to Defendants dated May 2, 2017))(Brockett, Daniel) (Entered: 05/03/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                Legal Document (Payment Possibly Required) 249 Filed: 5/1/2017, Entered: None Unknown Document TypeCourt Filing
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                LETTER addressed to Judge Valerie E. Caproni from Damien Marshall dated May 1, 2017 re: Reply to Plaintiffs' Apr. 28, 2017 Letter. Document filed by HSBC Bank PLC. (Attachments: # 1 Exhibit A)(Marshall, Damien) (Entered: 05/01/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  Legal Document (Payment Possibly Required) 248 Filed: 4/28/2017, Entered: None Unknown Document TypeCourt Filing
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  LETTER addressed to Judge Valerie E. Caproni from Daniel L. Brockett and Merrill G. Davidoff dated April 28, 2017 re: Defendants' Letter Dated April 26, 2017. Document filed by Kevin Maher.(Brockett, Daniel) (Entered: 04/28/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    Legal Document (Payment Possibly Required) 247 Filed: 4/26/2017, Entered: None Unknown Document TypeCourt Filing
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    LETTER addressed to Judge Valerie E. Caproni from Damien Marshall dated April 26, 2017 re: Errors in Plaintiffs' Complaints. Document filed by HSBC Bank PLC. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D)(Marshall, Damien) (Entered: 04/26/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      Legal Document (Payment Possibly Required) 246 Filed: 4/24/2017, Entered: None Unknown Document TypeCourt Filing
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      ORDER: IT IS HEREBY ORDERED that, in light of Plaintiffs' pending motions for leave to amend and file their proposed third amended complaints, the parties' deadline to submit revised case management plans and the May 12, 2017 conference are adjourned sine die. (Signed by Judge Valerie E. Caproni on 4/24/2017) (kgo) (Entered: 04/25/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        Legal Document (Payment Possibly Required) 245 Filed: 4/10/2017, Entered: None Unknown Document TypeCourt Filing
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        MEMO ENDORSEMENT: granting 244 Motion to Withdraw as Attorney. ENDORSEMENT: Application GRANTED. Attorney Joel Steven Sanders terminated. (Signed by Judge Valerie E. Caproni on 4/10/2017) (ap) (Entered: 04/10/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          Legal Document (Payment Possibly Required) 244 Filed: 4/5/2017, Entered: None Unknown Document Type
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          MOTION for Joel S. Sanders to Withdraw as Attorney . Document filed by UBS AG, UBS Securities LLC.(Sanders, Joel) (Entered: 04/05/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            Legal Document (Payment Possibly Required) 243 Filed: 3/22/2017, Entered: None Unknown Document Type
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            MOTION for Jessica E. Phillips to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-13454192. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by HSBC Bank PLC, HSBC USA, Inc.. (Attachments: # 1 Declaration of Jessica Phillips, # 2 Certificate of Good Standing, # 3 Text of Proposed Order)(Phillips, Jessica) (Entered: 03/22/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              Legal Document (Payment Possibly Required) 242 Filed: 3/14/2017, Entered: None Unknown Document TypeCourt Filing
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              FIRST LETTER addressed to Judge Valerie E. Caproni from Hugh Sandler dated March 14, 2017 re: Withdrawal of Request. Document filed by Eric Nalven.(Sandler, Hugh) (Entered: 03/14/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                Legal Document (Payment Possibly Required) 241 Filed: 3/13/2017, Entered: None Unknown Document TypeCourt Filing
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                MEMO ENDORSEMENT: on re: (240 in 1:14-md-02548-VEC) Letter filed by HSBC Bank PLC, (227 in 1:14-md-02573-VEC) Letter, filed by HSBC USA Inc., HSBC Holdings plc, HSBC Bank U.S.A. N.A., HSBC North America Holdings Inc. ENDORSEMENT: By March 17, 2017, the Nussbaum firm is directed to respond to HSBC's objection. Also by March 17, 2017, Interim Class Counsel are directed to inform the Court as to whether they believe it is appropriate to provide the Nussbaum firm access to the sealed record in the above-captioned matters. SO ORDERED., ( Responses due by 3/17/2017) (Signed by Judge Valerie E. Caproni on 3/13/2017) (ama) (Entered: 03/13/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  Legal Document (Payment Possibly Required) 240 Filed: 3/10/2017, Entered: None Unknown Document TypeCourt Filing
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  LETTER addressed to Judge Valerie E. Caproni from Damien Marshall dated March 10, 2017 re: March 7, 2017 Endorsed Letter (ECF No. 239). Document filed by HSBC Bank PLC.(Marshall, Damien) (Entered: 03/10/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    Legal Document (Payment Possibly Required) 239 Filed: 3/7/2017, Entered: None Unknown Document TypeCourt Filing
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    ENDORSED LETTER (email) addressed to Nicholas M. Axelrod from Hugh Sandler dated 3/3/2017 re: I, and my colleague Linda Nussbaum (who is cc'd here), are counsel who have appeared in the matters referenced in the subject line of this email. I write to inquire as to whether we may be included in the Courts under seal communications in these matters. ENDORSEMENT: Any party that objects to providing Mr. Sandler and Ms. Nussbaum with access to the sealed record in these matters is directed to inform the Court of their objection by March 10, 2017. The Court reminds counsel that ex parte correspondence with the Court is generally not permitted without Court approval. SO ORDERED. (Signed by Judge Valerie E. Caproni on 3/7/2017). Entry made in cases 14md2548 and 14md2573 only, as per Chambers. (rjm) (Entered: 03/08/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      Legal Document (Payment Possibly Required) 238 Filed: 2/28/2017, Entered: None Unknown Document TypeCourt Filing
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      LETTER addressed to Judge Valerie E. Caproni from Stephen Ehrenberg dated Feb. 28, 2017 re: Clarification of the Court's Feb. 8, 2017 Sealed Order. Document filed by The Bank of Nova Scotia.(Ehrenberg, Stephen) (Entered: 02/28/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        Legal Document (Payment Possibly Required) 237 Filed: 2/21/2017, Entered: None Unknown Document TypeCourt Filing
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        LETTER addressed to Judge Valerie E. Caproni from Michael S. Feldberg dated February 21, 2017 re: Status Update Pursuant to Order No. 18. Document filed by Barclays Bank PLC, Barclays PLC.(Feldberg, Michael) (Entered: 02/21/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          Legal Document (Payment Possibly Required) 236 Filed: 2/14/2017, Entered: None Unknown Document TypeCourt Filing
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          MEMO ENDORSEMENT on re: (223 in 1:14-md-02573-VEC) Letter, filed by Norman Bailey, Christopher Depaoli, Robert Ceru, Don Tran, KPFF Investment, Inc., Laurence Hughes, Kevin Maher, Eric Nalven, J. Scott Nicholson, John Hayes, (235 in 1:14-md-02548-VEC) Letter, filed by Kevin Maher. ENDORSEMENT: Application DENIED. The parties are directed to abstain from filing a response to the Fraud Section's February 10, 2017 letter pending receipt by the Court of the information required by the Court's February 14, 2017 sealed order. (Signed by Judge Valerie E. Caproni on 2/14/2017) (mro) (Entered: 02/15/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            Legal Document (Payment Possibly Required) 235 Filed: 2/14/2017, Entered: None Unknown Document TypeCourt Filing
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            LETTER addressed to Judge Valerie E. Caproni from Daniel L. Brockett and Merrill G. Davidoff dated February 14, 2017 re: Under Seal Filing of Plaintiffs' Opposition to the Department of Justice's February 10 Letter Requesting Clarification of the Court's February 8 Order. Document filed by Kevin Maher.(Brockett, Daniel) (Entered: 02/14/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              Legal Document (Payment Possibly Required) 234 Filed: 2/10/2017, Entered: None Unknown Document TypeCourt Filing
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              LETTER addressed to Judge Valerie E. Caproni from Michael J. Rinaldi dated February 10, 2017 re: In re Commodity Exch., Inc. Gold Futures & Options Trading Litig., Nos. 14-MD-2548, 14-MC-2548 (S.D.N.Y.); In re London Silver Fixing, Ltd., Antitrust Litig., Nos. 14-MD-2573, 14-MC-2573 (S.D.N.Y.). Document filed by United States Of America.(Rinaldi, Michael) (Entered: 02/10/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                Legal Document (Payment Possibly Required) 233 Filed: 2/8/2017, Entered: None Unknown Document TypeCourt Filing
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                LETTER addressed to Judge Valerie E. Caproni from Michael S. Feldberg dated February 8, 2017 re: Status Update Pursuant to Order No. 18. Document filed by Barclays Bank PLC, Barclays PLC.(Feldberg, Michael) (Entered: 02/08/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  Legal Document (Payment Possibly Required) 232 Filed: 2/2/2017, Entered: None Unknown Document TypeCourt Filing
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  LETTER addressed to Judge Valerie E. Caproni from Daniel L. Brockett dated February 2, 2017 re: Redactions to Plaintiffs' Response to the United States of America's Submission of January 27, 2017. Document filed by Kevin Maher. (Attachments: # 1 Exhibit Redacted Plaintiffs' Response to the United States of America's Submission of January 27, 2017)(Brockett, Daniel) (Entered: 02/02/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    Legal Document (Payment Possibly Required) 231 Filed: 2/2/2017, Entered: None Unknown Document TypeCourt Filing
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    ORDER: IT IS HEREBY ORDERED that any party that objects to the Court holding a further ex parte conference with the Department of Justice, Fraud Section, so that the Court may better understand the basis for the Fraud Section's request for a partial stay of discovery, must inform the Court of its objection by February 3, 2017. (Signed by Judge Valerie E. Caproni on 2/2/2017) (kgo) (Entered: 02/02/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      Legal Document (Payment Possibly Required) 230 Filed: 2/1/2017, Entered: None Unknown Document TypeCourt Filing
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      LETTER addressed to Judge Valerie E. Caproni from Stephen Ehrenberg dated February 1, 2017 re: Under Seal Filing of Response to the U.S. Dept of Justice's Jan. 27, 2017 Submission. Document filed by Barclays Bank PLC, Societe Generale, The Bank of Nova Scotia, The London Gold Market Fixing LTD..(Ehrenberg, Stephen) (Entered: 02/01/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        Legal Document (Payment Possibly Required) 229 Filed: 2/1/2017, Entered: None Unknown Document Type
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a CONFERNECE proceeding held on 1/20/17 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(McGuirk, Kelly) (Entered: 02/01/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          Legal Document (Payment Possibly Required) 228 Filed: 2/1/2017, Entered: None Unknown Document TypeCourt Filing
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          TRANSCRIPT of Proceedings re: CONFERNECE held on 1/20/2017 before Judge Valerie E. Caproni. Court Reporter/Transcriber: Rebecca Forman, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 2/22/2017. Redacted Transcript Deadline set for 3/6/2017. Release of Transcript Restriction set for 5/2/2017.(McGuirk, Kelly) (Entered: 02/01/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            Legal Document (Payment Possibly Required) 227 Filed: 2/1/2017, Entered: None Unknown Document TypeCourt Filing
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            LETTER addressed to Judge Valerie E. Caproni from Daniel L. Brockett dated 02/01/2017 re: Under Seal Filing of Plaintiffs' Response to the United States of America's Submission of January 27, 2017. Document filed by Kevin Maher.(Brockett, Daniel) (Entered: 02/01/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              Legal Document (Payment Possibly Required) 226 Filed: 1/31/2017, Entered: None Unknown Document TypeCourt Filing
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              LETTER addressed to Judge Valerie E. Caproni from Daniel L. Brockett dated January 31, 2017 re: Filing of Revised Redactions to Plaintiffs' Opposition to DOJs January 9, 2017 Motion to Intervene and to Partially Stay Discovery. Document filed by Kevin Maher. (Attachments: # 1 Exhibit Revised Redacted Letter to Court Requesting Conference and Permission to File Under Seal Plaintiffs' Opposition to DOJs January 9, 2017 Motion to Intervene and to Partially Stay Discovery, # 2 Exhibit Revised Redacted Plaintiffs' Opposition to DOJs January 9, 2017 Motion to Intervene and to Partially Stay Discovery, # 3 Exhibit Revised Redacted Declaration of Michael Dell'Angelo in Support of Plaintiffs' Opposition to DOJs January 9, 2017 Motion to Intervene and to Partially Stay Discovery, # 4 Exhibit Revised Redacted Exhibit A to Declaration of Michael Dell'Angelo in Support of Plaintiffs' Opposition to DOJs January 9, 2017 Motion to Intervene and to Partially Stay Discovery)(Brockett, Daniel) (Entered: 01/31/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                Legal Document (Payment Possibly Required) 225 Filed: 1/30/2017, Entered: None Unknown Document TypeCourt Filing
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                LETTER addressed to Judge Valerie E. Caproni from Michael S. Feldberg dated January 30, 2017 re: Status Update Pursuant to Order No. 18. Document filed by Barclays Bank PLC, Barclays PLC.(Feldberg, Michael) (Entered: 01/30/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  Legal Document (Payment Possibly Required) 224 Filed: 1/27/2017, Entered: None Unknown Document Type
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  MOTION for Michael A. Brille to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by HSBC Bank PLC, HSBC USA, Inc.. (Attachments: # 1 Declaration of Michael A. Brille, # 2 Certificate of Good Standing, # 3 Text of Proposed Order)(Brille, Michael) (Entered: 01/27/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    Legal Document (Payment Possibly Required) 223 Filed: 1/27/2017, Entered: None Unknown Document Type
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for Michael A. Brille to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-13250700. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by HSBC Bank PLC, HSBC USA, Inc.. (Attachments: # 1 Certificate of Good Standing, # 2 Text of Proposed Order)(Brille, Michael) Modified on 1/27/2017 (ma). (Entered: 01/27/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      Legal Document (Payment Possibly Required) 222 Filed: 1/27/2017, Entered: None Unknown Document Type
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      NOTICE OF APPEARANCE by Michael John Rinaldi on behalf of United States Of America. (Rinaldi, Michael) (Entered: 01/27/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        Legal Document (Payment Possibly Required) 221 Filed: 1/26/2017, Entered: None Unknown Document Type
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        NOTICE OF APPEARANCE by Laura Elizabeth Harris on behalf of HSBC Bank PLC, HSBC USA, Inc.. (Harris, Laura) (Entered: 01/26/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          Legal Document (Payment Possibly Required) 220 Filed: 1/26/2017, Entered: None Unknown Document Type
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          NOTICE OF APPEARANCE by Leigh Mager Nathanson on behalf of HSBC Bank PLC, HSBC USA, Inc.. (Nathanson, Leigh) (Entered: 01/26/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            Legal Document (Payment Possibly Required) 219 Filed: 1/26/2017, Entered: None Unknown Document TypeCourt Filing
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            ORDER NO. 19: IT IS HEREBY ORDERED that having considered plaintiffs' proposed redactions in light of the presumption of access to judicial documents described by the Second Circuit in Lugosch v. Pyramid Co. of Onondaga, 435 F.3d 110, 119-20 (2d Cir. 2006), the Court concludes that plaintiffs' redactions are overbroad. In particular, the proposed redactions obscure information that is already in the public domain or that does not have any bearing on the Department's investigations. The Court will provide the parties with a revised set of redactions under seal. IT IS HEREBY FURTHER ORDERED that plaintiffs shall file a revised redacted submission consistent with the Court's comments or show cause why the identified passages of plaintiffs' submission should not be unsealed by January 31, 2017. (Signed by Judge Valerie E. Caproni on 1/26/2017) (kgo) (Entered: 01/26/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              Legal Document (Payment Possibly Required) 218 Filed: 1/26/2017, Entered: None Unknown Document Type
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              NOTICE OF APPEARANCE by Damien Jerome Marshall on behalf of HSBC Bank PLC, HSBC USA, Inc.. (Marshall, Damien) (Entered: 01/26/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                Sealed Legal Document 217 Filed: 1/26/2017, Entered: None Unknown Document Type
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                SEALED DOCUMENT placed in vault.(rz) (Entered: 01/26/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  Legal Document (Payment Possibly Required) 216 Filed: 1/25/2017, Entered: None Unknown Document Type
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  REDACTION of Plaintiffs' Opposition to DOJ's Motion to Intervene and to Partially Stay Discovery by Kevin Maher (Attachments: # 1 Exhibit Redacted Declaration of Michael Dell'Angelo in Support of Plaintiffs' Opposition to DOJ's Motion to Intervene and to Partially Stay Discovery, # 2 Exhibit Redacted Exhibit A to Declaration of Michael Dell'Angelo in Support of Plaintiffs' Opposition to DOJ's Motion to Intervene and to Partially Stay Discovery)(Brockett, Daniel) (Entered: 01/25/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    Legal Document (Payment Possibly Required) 215 Filed: 1/25/2017, Entered: None Unknown Document Type
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    REDACTION of Plaintiffs' Letter Requesting Sealing of Plaintiffs' Opposition to DOJ's Motion to Intervene and to Partially Stay Discovery by Kevin Maher(Brockett, Daniel) (Entered: 01/25/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      Legal Document (Payment Possibly Required) 214 Filed: 1/25/2017, Entered: None Unknown Document TypeCourt Filing
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      LETTER addressed to Judge Valerie E. Caproni from Daniel L. Brockett dated January 25, 2017 re: Redacted Version of Plaintiffs' Opposition to DOJ's Motion to Intervene and to Partially Stay Discovery. Document filed by Kevin Maher.(Brockett, Daniel) (Entered: 01/25/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        Legal Document (Payment Possibly Required) 213 Filed: 1/24/2017, Entered: None Unknown Document TypeCourt Filing
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        MEMO ENDORSEMENT on re: 211 Notice of Withdrawal of Marshall H. Fishman filed by HSBC Bank PLC. ENDORSEMENT: Application GRANTED. Attorney Marshall Howard Fishman terminated. (Signed by Judge Valerie E. Caproni on 1/24/2017) (mro) (Entered: 01/25/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          Sealed Legal Document 212 Filed: 1/24/2017, Entered: None Unknown Document Type
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          SEALED DOCUMENT placed in vault.(mps) (Entered: 01/24/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            NOTICE of of Withdrawal of Marshall H. Fishman. Document filed by HSBC Bank PLC. (Fishman, Marshall) (Entered: 01/23/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              ORDER NO. 18: It is HEREBY ORDERED that Defendant Barclays Bank is directed to work in good faith to produce the documents at issue as rapidly as possible to Plaintiffs on a weekly, rolling basis. Barclays Bank is directed to submit to the Court a letter update on the status of its productions on January 30, 2017 and every ten days thereafter until its production of the documents at issue is completed. (Signed by Judge Valerie E. Caproni on 1/20/2017) (kgo) (Entered: 01/20/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                Legal Document (Payment Possibly Required) 209 Filed: 1/20/2017, Entered: None Unknown Document TypeCourt Filing
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                ORDER NO. 17: It is HEREBY ORDERED that the Court will hold a telephonic conference with counsel for Plaintiffs and Barclays Bank PLC at 3:30 p.m. on January 20, 2017. Counsel to the other Defendants in this matter may participate if they wish. Telephone Conference set for 1/20/2017 at 03:30 PM before Judge Valerie E. Caproni. (Signed by Judge Valerie E. Caproni on 1/20/2017) (kgo) (Entered: 01/20/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  STIPULATION AND PROTECTIVE ORDER...regarding procedures to be followed that shall govern the handling of confidential material... (As further set forth in this Order.) (Signed by Judge Valerie E. Caproni on 1/18/2017) (cf) (Entered: 01/19/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    Legal Document (Payment Possibly Required) 207 Filed: 1/17/2017, Entered: None Unknown Document TypeCourt Filing
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    LETTER addressed to Judge Valerie E. Caproni from Daniel L. Brockett and Merrill G. Davidoff dated 01/17/2017 re: Proposed Protective Order. Document filed by Kevin Maher. (Attachments: # 1 Exhibit Proposed Protective Order)(Brockett, Daniel) (Entered: 01/17/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      Legal Document (Payment Possibly Required) 206 Filed: 1/13/2017, Entered: None Unknown Document Type
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      NOTICE of Notice of Filing of Redacted Versions. Document filed by United States Of America. (Attachments: # 1 Exhibit Redacted Version of Notice to Intervene, # 2 Exhibit Redacted Version of Memorandum of Law)(Sipperly, Carol) (Entered: 01/13/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        Legal Document (Payment Possibly Required) 205 Filed: 1/13/2017, Entered: None Unknown Document Type
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        NOTICE OF APPEARANCE by Carol L Sipperly on behalf of United States Of America. (Sipperly, Carol) (Entered: 01/13/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          Legal Document (Payment Possibly Required) 204 Filed: 1/13/2017, Entered: None Unknown Document Type
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          FILING ERROR - DEFICIENT DOCKET ENTRY (SEE 206 Notice) - NOTICE of Notice of Filing of Redacted Versions. Document filed by A. Harry Lamborn. (Attachments: # 1 Exhibit Redacted Version of Notice to Intervene, # 2 Exhibit Redacted Version of Memorandum of Law)(Sipperly, Carol) Modified on 1/17/2017 (db). (Entered: 01/13/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            Legal Document (Payment Possibly Required) 203 Filed: 1/12/2017, Entered: None Unknown Document TypeCourt Filing
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            ORDER NO. 15: It is HEREBY ORDERED that by January 13, 2017, the Department is directed to publicly file a redacted version of its notice of motion and supporting memorandum of law, bearing in mind the public's common law right of access to judicial documents and the countervailing interests of, inter alia, law enforcement, judicial efficiency, and privacy. See Lugosch v. Pyramid Co. of Onodaga, 435 F.3d 110, 119-20 (2d Cir. 2006). It is HEREBY FURTHER ORDERED that any party that opposes the Department's motion is directed to file a response by noon, 12:00 p.m. on January 19, 2017. Motions due by 1/13/2017. Responses due by 1/19/2017 (Signed by Judge Valerie E. Caproni on 1/12/2017) (kgo) (Entered: 01/12/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              Legal Document (Payment Possibly Required) 202 Filed: 1/10/2017, Entered: None Unknown Document Type
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              NOTICE of of Motion to Withdraw as Counsel. Document filed by Port 22, LLC. (Goldstein, Jayne) (Entered: 01/10/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                Legal Document (Payment Possibly Required) 201 Filed: 1/5/2017, Entered: None Unknown Document TypeCourt Filing
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                MEMO ENDORSEMENT granting 200 Motion to Withdraw as Attorney. ENDORSEMENT: Application GRANTED. Attorney John Joseph Hughes, III terminated. (Signed by Judge Valerie E. Caproni on 1/5/2017) (kgo) (Entered: 01/05/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  MOTION for John Joseph Hughes, III to Withdraw as Attorney for The Bank of Nova Scotia. Document filed by The Bank of Nova Scotia. (Attachments: # 1 Text of Proposed Order, # 2 Affidavit)(Hughes, John) (Entered: 01/03/2017)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    Legal Document (Payment Possibly Required) 199 Filed: 12/27/2016, Entered: None Unknown Document TypeCourt Filing
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    ORDER GRANTING UNCONTESTED MOTION, ISSUING REQUEST FOR INTERNATIONAL JUDICIAL ASSISTANCE, APPOINTING COMMISSIONER AND DIRECTING SUBMISSION OF HAGUE CONVENTION APPLICATION granting 193 Motion for INTERNATIONAL JUDICIAL ASSISTANCE, APPOINTING COMMISSIONER AND DIRECTING SUBMISSION OF HAGUE CONVENTION APPLICATION. The Motion is GRANTED. The form of Request annexed to the Gottridge Declaration as Exhibit B is hereby issued as the Court's Request and is fully incorporated herein. (As further set forth herein.) (Signed by Judge Valerie E. Caproni on 12/27/2016) (kgo) (Entered: 12/27/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      ORDER NO. 14: It is HEREBY ORDERED that Defendants shall produce all documents previously produced to non-affiliated entities regarding their gold and silver trading. Defendants may redact documents regarding non-gold and non-silver precious metals trading. This ruling does not pre-judge the permissible scope of discovery to be conducted after this limited production. (Signed by Judge Valerie E. Caproni on 12/27/2016) (kgo) (Entered: 12/27/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        Legal Document (Payment Possibly Required) 197 Filed: 12/27/2016, Entered: None Unknown Document Type
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        NOTICE of Withdrawal of Counsel. Document filed by Citra Trading Corporation. (Aranoff, Ronald) (Entered: 12/27/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          Legal Document (Payment Possibly Required) 196 Filed: 12/22/2016, Entered: None Unknown Document TypeCourt Filing
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          MEMO ENDORSEMENT on re: (195 in 1:14-md-02548-VEC) Letter, filed by Kevin Maher. ENDORSEMENT: Application GRANTED. (Signed by Judge Valerie E. Caproni on 12/22/2016) (kgo) (Entered: 12/22/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            Legal Document (Payment Possibly Required) 195 Filed: 12/22/2016, Entered: None Unknown Document TypeCourt Filing
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            JOINT LETTER addressed to Judge Valerie E. Caproni from Daniel L. Brockett & Merrill G. Davidoff on behalf of Plaintiffs and Defendants dated 12/22/2016 re: Request for Extension of Time for Negotiations on Protective Order. Document filed by Kevin Maher.(Brockett, Daniel) (Entered: 12/22/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              Legal Document (Payment Possibly Required) 194 Filed: 12/21/2016, Entered: None Unknown Document Type
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              DECLARATION of Marc J. Gottridge in Support re: 193 MOTION FOR ISSUANCE OF REQUEST FOR INTERNATIONAL JUDICIAL ASSISTANCE, APPOINTMENT OF COMMISSIONER AND DIRECTION OF SUBMISSION OF HAGUE CONVENTION APPLICATION .. Document filed by Societe Generale. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C)(Gottridge, Marc) (Entered: 12/21/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                Legal Document (Payment Possibly Required) 193 Filed: 12/21/2016, Entered: None Unknown Document Type
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                MOTION FOR ISSUANCE OF REQUEST FOR INTERNATIONAL JUDICIAL ASSISTANCE, APPOINTMENT OF COMMISSIONER AND DIRECTION OF SUBMISSION OF HAGUE CONVENTION APPLICATION . Document filed by Societe Generale.(Gottridge, Marc) (Entered: 12/21/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  Legal Document (Payment Possibly Required) 192 Filed: 12/20/2016, Entered: None Unknown Document Type
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  REPLY MEMORANDUM OF LAW in Support re: 183 MOTION to Amend/Correct. . Document filed by Kevin Maher. (Brockett, Daniel) (Entered: 12/20/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    Legal Document (Payment Possibly Required) 191 Filed: 12/12/2016, Entered: None Unknown Document TypeCourt Filing
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    MEMO ENDORSEMENT on re: 190 Letter, filed by Kevin Maher. ENDORSEMENT: Application GRANTED. ( Replies due by 12/20/2016.) (Signed by Judge Valerie E. Caproni on 12/12/2016) (kgo) (Entered: 12/12/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      Legal Document (Payment Possibly Required) 190 Filed: 12/9/2016, Entered: None Unknown Document TypeCourt Filing
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      LETTER addressed to Judge Valerie E. Caproni from Daniel L. Brockett and Merrill G. Davidoff dated 12/9/2016 re: Plaintiffs' Request for Extension of Time to File a Reply Brief in Support of Plaintiffs' Motion for Leave to File Third Amended Complaint. Document filed by Kevin Maher. (Attachments: # 1 Text of Proposed Order)(Brockett, Daniel) (Entered: 12/09/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        Legal Document (Payment Possibly Required) 189 Filed: 12/9/2016, Entered: None Unknown Document TypeCourt Filing
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        ORDER: It is HEREBY ORDERED that any party that objects to the Court granting the Department's request must file its objection by 12:00 p.m., noon, Monday, December 12, 2016. (Signed by Judge Valerie E. Caproni on 12/9/2016) (kgo) (Entered: 12/09/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          Legal Document (Payment Possibly Required) 188 Filed: 12/9/2016, Entered: None Unknown Document TypeCourt Filing
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          ORDER NO. 12: It is HEREBY ORDERED that, subject to the Court having so ordered a Protective Order prior to the required dates, the parties must produce the following information herein on or before January 23, 2017. It is HEREBY FURTHER ORDERED that, after reviewing the material ordered to be produced, the parties must meet and confer regarding (i) a case management plan for further discovery in this case and (ii) e-discovery and production format protocols. The parties shall submit by March 1, 2017, a joint proposed case management plan (if possible) or separate plans (if a joint plan is not possible) for further discovery in this case; It is HEREBY FURTHER ORDERED that the Court shall hold a status conference in this matter on March 9, 2017 in Courtroom 443 of the Thurgood Marshall Courthouse, 40 Foley Square, New York, NY 10007. (Signed by Judge Valerie E. Caproni on 12/9/2016) (kgo) (Entered: 12/09/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            Legal Document (Payment Possibly Required) 187 Filed: 12/9/2016, Entered: None Unknown Document TypeCourt Filing
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            ORDER PRELIMINARILY APPROVING THE DEUTSCHE BANK SETTLEMENT AGREEMENT, CERTIFYING THE SETTLEMENT CLASS, AND APPOINTING CLASS COUNSEL AND CLASS REPRESENTATIVES FOR THE SETTLEMENT CLASS granting 172 Motion for PRELIMINARY APPROVAL OF THE SETTLEMENT AGREEMENT WITH DEUTSCHE BANK AG. Upon review of the record, the Court preliminarily finds that the Settlement Agreement resulted from arm's-length negotiations between highly experienced counsel and falls within the range of possible approval. The Court hereby preliminarily approves the Settlement Agreement, subject to further consideration at the Fairness Hearing described below. The Court preliminarily finds that the settlement encompassed by the Settlement Agreement raises no obvious reasons to doubt its fairness and provides a reasonable basis for presuming that the Settlement Agreement satisfies the requirements of Rule 23(e) of the Federal Rules of Civil Procedure and due process so that an appropriate notice of the Settlement Agreement should be given, subject to the Court's approval of a notice plan as provided in this Order. The law firms of Quinn Emanuel Urquhart & Sullivan, LLP and Berger & Montague, P.C. are preliminarily appointed, solely for settlement purposes, as Co-Lead Counsel for the Settlement Class. Plaintiffs are preliminarily appointed, solely for settlement purposes, as class representatives for the Settlement Class. (As further set forth herein.) (Signed by Judge Valerie E. Caproni on 12/9/2016) (kgo) (Entered: 12/09/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              Legal Document (Payment Possibly Required) 186 Filed: 12/8/2016, Entered: None Unknown Document TypeCourt Filing
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              ORDER: ORDERED that the following attorney(s) are authorized to bring the Personal Electronic Device(s) and/or the General Purpose Computing Device(s) (collectively, "Devices") listed below into the Courthouse for use in a proceeding or trial in the action captioned In re: London Silver Fixing, Ltd., Antitrust Litigation (No. 14-md-2573), and In re Cmty. Exch., Inc., Gold Futures & Options Trading Litig. (No. 14-md-2548) The dates(s) for which such authorization is provided is (are) December 8, 2016. SO ORDERED. (Signed by Judge Valerie E. Caproni on 12/08/2016) (ama) (Entered: 12/08/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                Legal Document (Payment Possibly Required) 185 Filed: 12/7/2016, Entered: None Unknown Document Type
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                MEMORANDUM OF LAW in Opposition re: 183 MOTION to Amend/Correct. OPPOSITION OF DEFENDANTS UBS AG AND UBS SECURITIES LLC TO PLAINTIFFS' MOTION FOR LEAVE TO FILE THIRD CONSOLIDATED AMENDED CLASS-ACTION COMPLAINT. Document filed by UBS AG, UBS Securities LLC. (Arp, David) (Entered: 12/07/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  Legal Document (Payment Possibly Required) 184 Filed: 12/7/2016, Entered: None Unknown Document Type
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  MEMORANDUM OF LAW in Opposition re: 183 MOTION to Amend/Correct. . Document filed by Bank of Nova Scotia, Barclays Bank PLC, HSBC Bank PLC, Societe Generale, The London Gold Market Fixing LTD.. (Gottridge, Marc) (Entered: 12/07/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    Legal Document (Payment Possibly Required) 183 Filed: 12/6/2016, Entered: None Unknown Document Type
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    PLAINTIFF'S MOTION FOR LEAVE TO FILE THIRD CONSOLIDATED AMENDED CLASS-ACTION COMPLAINT. Document filed by Kevin Maher. (Attachments: # 1 Exhibit A-1, # 2 Exhibit A-2, # 3 Exhibit A-3, # 4 Exhibit A-4, # 5 Exhibit A-5, # 6 Exhibit B-1, # 7 Exhibit B-2, # 8 Exhibit B-3, # 9 Exhibit B-4, # 10 Exhibit B-5, # 11 Appendix To B, # 12 Appendix To B)(ama) This document was filed under seal on 11/22/2016 in envelope # 167. and unsealed on 12/6/16. (Entered: 12/07/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      ORDER NO. 11: In advance of the parties' status conference on December 8, 2016, the Court requests that counsel for the Defendants be prepared to address the following topics and issues herein in respect of their proposed Case Management Plan. (Signed by Judge Valerie E. Caproni on 12/7/2016) (kgo) (Entered: 12/07/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        Legal Document (Payment Possibly Required) 180 Filed: 12/7/2016, Entered: None Unknown Document Type
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        NOTICE OF APPEARANCE by William Henry Wagener on behalf of The Bank of Nova Scotia. (Wagener, William) (Entered: 12/07/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          Legal Document (Payment Possibly Required) 179 Filed: 12/6/2016, Entered: None Unknown Document TypeCourt Filing
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          MEMO ENDORSEMENT on re: 176 Letter filed by HSBC Bank PLC, HSBC USA, Inc.. ENDORSEMENT: Application GRANTED. Attorney Leah Friedman terminated. (Signed by Judge Valerie E. Caproni on 12/6/2016) (kgo) (Entered: 12/06/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            Legal Document (Payment Possibly Required) 178 Filed: 12/6/2016, Entered: None Unknown Document TypeCourt Filing
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            MEMO ENDORSEMENT on re: 175 Letter filed by Kevin Maher. ENDORSEMENT: Application GRANTED. The Sealed Records clerk is respectfully directed to unseal and file publicly docket entry 167. (Signed by Judge Valerie E. Caproni on 12/6/2016) (kgo) (Entered: 12/06/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              Legal Document (Payment Possibly Required) 177 Filed: 12/6/2016, Entered: None Unknown Document TypeCourt Filing
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              ORDER: It is hereby ORDERED that the following attorney(s) herein are authorized to bring the Personal Electronic Device(s) and/or the General Purpose Computing Device(s) (collectively, "Devices") listed herein into the Courthouse for use in a proceeding or trial in the action captioned In re: Commodity Exchange, Inc., Gold Futures and Options Trading Litigation. The date for which such authorization is provided is Thursday, December 8, 2016. (As further set forth herein.) (Signed by Judge Valerie E. Caproni on 12/6/2016) (kgo) (Entered: 12/06/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                LETTER addressed to Judge Valerie E. Caproni from Leah Friedman dated December 5, 2016 re: previously filed withdrawal of counsel (Dkt. No. 155). Document filed by HSBC Bank PLC, HSBC USA, Inc..(Friedman, Leah) (Entered: 12/05/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  LETTER addressed to Judge Valerie E. Caproni from Daniel L. Brockett and Merrill G. Davidoff dated 12/05/2016 re: unsealing of proposed Third Amended Complaint (TAC). Document filed by Kevin Maher.(Brockett, Daniel) (Entered: 12/05/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    Legal Document (Payment Possibly Required) 174 Filed: 12/2/2016, Entered: None Unknown Document Type
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    DECLARATION of Merrill G. Davidoff in Support re: 172 MOTION FOR PRELIMINARY APPROVAL OF THE SETTLEMENT AGREEMENT WITH DEUTSCHE BANK AG .. Document filed by American Precious Metals, Ltd., Norman Bailey, Patricia Benvenuto, Edward R. Derksen, Frank Flanagan, Quitman D. Fulmer, Thomas Galligher, KPFF Investment, Inc., Duane Lewis, Larry Dean Lewis, Kevin Maher, Robert Marechal, David Markun, Trieste Matte, Blanche McKennon, Kelly McKennon, Thomas Moran, Eric Nalven, Nando, Inc., J. Scott Nicholson, Ken Peters, Santiago Gold Fund LP, Albert Semrau, Steve E. Summer, Richard White, White Oak Fund LP, David Windmiller, Michel de Chabert-Ostland. (Attachments: # 1 Attachment "A")(Davidoff, Merrill) (Entered: 12/02/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      MEMORANDUM OF LAW in Support re: 172 MOTION FOR PRELIMINARY APPROVAL OF THE SETTLEMENT AGREEMENT WITH DEUTSCHE BANK AG . . Document filed by American Precious Metals, Ltd., Norman Bailey, Patricia Benvenuto, Edward R. Derksen, Frank Flanagan, Quitman D. Fulmer, Thomas Galligher, KPFF Investment, Inc., Duane Lewis, Larry Dean Lewis, Kevin Maher, Robert Marechal, David Markun, Trieste Matte, Blanche McKennon, Kelly McKennon, Thomas Moran, Eric Nalven, Nando, Inc., J. Scott Nicholson, Ken Peters, Santiago Gold Fund LP, Albert Semrau, Steve E. Summer, Richard White, White Oak Fund LP, David Windmiller, Michel de Chabert-Ostland. (Davidoff, Merrill) (Entered: 12/02/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        MOTION FOR PRELIMINARY APPROVAL OF THE SETTLEMENT AGREEMENT WITH DEUTSCHE BANK AG . Document filed by American Precious Metals, Ltd., Norman Bailey, Patricia Benvenuto, Edward R. Derksen, Frank Flanagan, Quitman D. Fulmer, Thomas Galligher, KPFF Investment, Inc., Duane Lewis, Larry Dean Lewis, Kevin Maher, Robert Marechal, David Markun, Trieste Matte, Blanche McKennon, Kelly McKennon, Thomas Moran, Eric Nalven, Nando, Inc., J. Scott Nicholson, Ken Peters, Santiago Gold Fund LP, Albert Semrau, Steve E. Summer, Richard White, White Oak Fund LP, David Windmiller, Michel de Chabert-Ostland. (Attachments: # 1 Text of Proposed Order)(Davidoff, Merrill) (Entered: 12/02/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          LETTER addressed to Judge Valerie E. Caproni from Stephen Ehrenberg dated December 1, 2016 re: Defendants' Proposed Civil Case Management Plan and Scheduling Order. Document filed by The Bank of Nova Scotia. (Attachments: # 1 Exhibit, # 2 Exhibit)(Ehrenberg, Stephen) (Entered: 12/01/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            LETTER addressed to Judge Valerie E. Caproni from Daniel L. Brockett and Merrill G. Davidoff dated 12/01/2016 re: Proposed Case Management Plan and Scheduling Order. Document filed by Kevin Maher.(Brockett, Daniel) (Entered: 12/01/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              STIPULATION AND ORDER EXTENDING TIME FOR DEFENDANTS TO RESPOND TO MOTION FOR LEAVE TO FILE THIRD CONSOLIDATED AMENDED CLASS-ACTION COMPLAINT: IT IS HEREBY STIPULATED AND AGREED, by and between the undersigned respective counsel for the plaintiffs and defendants The Bank of Nova Scotia, Societe Generale, Barclays Bank plc, HSBC Bank plc, UBS AG, UBS Securities LLC, and The London Gold Market Fixing Limited ("Defendants") in the above-entitled proceedings, that: the time for Defendants to respond to plaintiffs' Motion for Leave to File Third Consolidated Amended Class-Action Complaint, dated and filed under seal on November 17, 2016, shall be extended up to and including December 7, 2016; electronic signatures on this stipulation shall have the same force and effect as originals; and this stipulation, once fully executed, may be submitted to the Court without further notice. (Responses due by 12/7/2016) (Signed by Judge Valerie E. Caproni on 12/1/2016) Filed In Associated Cases: 1:14-md-02548-VEC et al.(cla) (Entered: 12/01/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                LETTER addressed to Judge Valerie E. Caproni from Stephen Ehrenberg dated November 30, 2016 re: Defendants' Request for Extension of Time to Respond to Plaintiffs' Motion for Leave to File Third Amended Complaint. Document filed by The Bank of Nova Scotia. (Attachments: # 1 Text of Proposed Order)(Ehrenberg, Stephen) (Entered: 11/30/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  Sealed Legal Document 167 Filed: 11/22/2016, Entered: None Unknown Document Type
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  SEALED DOCUMENT placed in vault.(mps) (Entered: 11/22/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    NOTICE OF APPEARANCE by Sami Husayn Rashid on behalf of Patricia Benvenuto, Duane Lewis, Larry Dean Lewis, Thomas Moran. (Rashid, Sami) (Entered: 11/21/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      ORDER NO. 10: IT IS HEREBY ORDERED that the parties are directed to show cause why the TAC should not be unsealed in its entirety by December 5, 2016. IT IS HEREBY FURTHER ORDERED that unless the Court directs otherwise, the TAC shall be unsealed in its entirety and filed on the public docket on December 7, 2016. The parties are ordered to meet-and-confer in good faith in advance of December 5, 2016, in order to resolve, if possible, any disputes regarding what portions of the TAC, if any, should remain sealed. The Court reminds the parties of their obligation to take appropriate steps to prevent the mishandling or misuse of sealed materials and the presumption of public access to judicial documents. (Signed by Judge Valerie E. Caproni on 11/17/2016) (kgo) (Entered: 11/18/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        MEMO ENDORSEMENT on re: (162 in 1:14-md-02548-VEC) Letter filed by The Bank of Nova Scotia, (160 in 1:14-md-02573-VEC) Letter filed by The Bank of Nova Scotia. ENDORSEMENT: The Court will hold a telephonic conference to address this matter at 5:15 p.m. today, November 17, 2016. Defense counsel is directed to set up a conference call with the parties for that time and notify the Court of the dial-in information. Chambers may be reached at (212) 805-6350. (Telephone Conference set for 11/17/2016 at 05:15 PM before Judge Valerie E. Caproni.) (Signed by Judge Valerie E. Caproni on 11/17/2016) (tro) (Entered: 11/17/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          LETTER addressed to Judge Valerie E. Caproni from Daniel L. Brockett and Merrill G. Davidoff dated 11/17/2016 re: Dkt. No. 162 (letter from Stephen Ehrenberg dated November 17, 2016). Document filed by Kevin Maher.(Brockett, Daniel) (Entered: 11/17/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            LETTER addressed to Judge Valerie E. Caproni from Stephen Ehrenberg dated November 17, 2016 re: Plaintiffs' Proposed Ex Parte Filing. Document filed by The Bank of Nova Scotia.(Ehrenberg, Stephen) (Entered: 11/17/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              INTERNET CITATION NOTE: Material from decision with Internet citation re: 158 Memorandum & Opinion. (Attachments: # 1 Internet Citation, # 2 Internet Citation) (vf) (Entered: 11/15/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                Legal Document (Payment Possibly Required) 160 Filed: 10/12/2016, Entered: None Unknown Document TypeCourt Filing
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                MEMO ENDORSEMENT on re: (159 in 1:14-md-02548-VEC) Letter filed by Kevin Maher, (152 in 1:14-md-02573-VEC) Letter, filed by Norman Bailey, Class Plaintiffs, Christopher Depaoli, Robert Ceru, Don Tran, KPFF Investment, Inc., Laurence Hughes, Kevin Maher, Eric Nalven, J. Scott Nicholson, John Hayes. ENDORSEMENT: Application GRANTED. Plaintiffs' deadline to seek leave to amend shall be November 17, 2016. The conference currently scheduled for October 28, 2016, shall be rescheduled for December 8, 2016 at 2:00 p.m. The parties are directed to file a joint Case Management Plan on or before December 1, 2016. ( Pretrial Conference set for 12/8/2016 at 02:00 PM before Judge Valerie E. Caproni.) (Signed by Judge Valerie E. Caproni on 10/12/2016) (mro) (Entered: 10/12/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  LETTER addressed to Judge Valerie E. Caproni from Daniel L. Brockett and Merrill G. Davidoff dated October 12, 2016 re: Extension of time to seek leave to amend. Document filed by Kevin Maher.(Brockett, Daniel) (Entered: 10/12/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    OPINION AND ORDER. For the foregoing reasons, UBS's Motion to DISMISS is GRANTED in its entirety. The Fixing Banks' Motion to Dismiss is GRANTED IN PART and DENIED IN PART. The Fixing Banks' Motion to Dismiss is GRANTED with respect to Plaintiffs' claim for unlawful restraint of trade from the beginning of the Class Period through December 31, 2005, and from January 1, 2013 through the end of the Class Period. The Fixing Banks' Motion to Dismiss is further GRANTED with respect to Plaintiffs' manipulative device claims from the beginning of the Class Period to August 15, 2011, and with respect to Plaintiffs' claim for unjust enrichment. The Fixing Banks' Motion to Dismiss is DENIED with respect to Plaintiffs' antitrust claims for unlawful restraint of trade from January 1, 2006 through December 13, 2012. The Fixing Banks' Motion to Dismiss is further DENIED with respect to Plaintiffs' price manipulation claims, Plaintiffs' manipulative device claims after August 15, 2011, and Plaintiffs' aiding and abetting and principal-agent liability claims. LGMF's Motion to Dismiss is DENIED with respect to personal jurisdiction and is GRANTED IN PART and DENIED IN PART to the same extent as the Fixing Banks Motion to Dismiss. The Clerk of Court is respectfully directed to close the open motions at docket numbers 71, 73. Plaintiffs' deadline to show good cause why leave to replead should be granted is October 17, 2016. The parties must appear for a pretrial conference on October 28, 2016 at 3:00 p.m. in courtroom 443 of the Thurgood Marshall Courthouse, 40 Foley Square, New York, NY 10007. The parties, together with the parties in In re Silver Fixing, Ltd., Antitrust Litig., No. 14-md-2573 (VEC), must meet and confer regarding a proposed schedule for discovery and class certification. The parties are required to submit a joint proposal (if possible) or separate proposals (if a joint proposal is not possible) by October 21, 2016. Within that submission the parties must address whether discovery in this case should be consolidated with discovery in In re Silver Fixing, Ltd., Antitrust Litig., No. 14-md-2573 (VEC), and should include any other items they would like to discuss at the October 28, 2016 conference. So ordered. re: (73 in 1:14-md-02548-VEC) MOTION to Dismiss Second Consolidated Amended Class Action Complaint filed by Duetsche Bank, AG, HSBC Bank PLC, The Bank of Nova Scotia, Societe Generale, Barclays Bank PLC, (71 in 1:14-md-02548-VEC) MOTION to Dismiss Under FRCP 12(b)(6) & 12(f) filed by UBS Securities LLC, UBS AG. (Signed by Judge Valerie E. Caproni on 10/3/2016) Filed In Associated Cases: 1:14-md-02548-VEC et al. Entry made in cases as per Chambers. Party UBS AG and UBS Securities LLC terminated in 14md2548, as per Chambers. (rjm). (Entered: 10/04/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      LETTER addressed to Judge Valerie E. Caproni from Marshall H. Fishman dated 9/30/16 re: Defendants Response to Plaintiffs' September 26 Letter. Document filed by HSBC Bank PLC.(Fishman, Marshall) (Entered: 09/30/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        LETTER addressed to Judge Valerie E. Caproni from Daniel L. Brockett dated September 26, 2016 re: Supplemental Authority. Document filed by Thomas Moran. (Attachments: # 1 Exhibit FX Opinion)(Brockett, Daniel) (Entered: 09/26/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          NOTICE of Withdrawal of Leah Friedman. Document filed by HSBC Bank PLC. (Friedman, Leah) (Entered: 09/14/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            NOTICE OF APPEARANCE by Robert John McCallum on behalf of HSBC Bank PLC. (McCallum, Robert) (Entered: 09/13/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              NOTICE OF CHANGE OF ADDRESS by Hugh Daniel Sandler on behalf of Kevin Maher, Eric Nalven. New Address: Nussbaum Law Group, P.C., 1211 Ave of the Americas, 40th Fl, New York, NY, United States 10036, 9174389102. Filed In Associated Cases: 1:14-md-02548-VEC, 1:14-cv-01459-VEC, 1:14-cv-01644-VEC(Sandler, Hugh) (Entered: 09/05/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                Legal Document (Payment Possibly Required) 152 Filed: 8/29/2016, Entered: None Unknown Document TypeCourt Filing
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                MEMO ENDORSEMENT granting (77) Motion to Withdraw as Attorney in case 1:14-cv-01644-VEC; granting (36) Motion to Withdraw as Attorney in case 1:14-cv-02948-VEC; granting (151) Motion to Withdraw as Attorney in case 1:14-md-02548-VEC. ENDORSEMENT: Application GRANTED. The Clerk of Court is respectfully requested to update the docket to reflect the withdrawal of Mr. Barile as counsel for Plaintiffs Eric Nalven and Christopher T. Courtiol. Attorney Peter Anthony Barile, III terminated. (Signed by Judge Valerie E. Caproni on 8/29/2016) Filed In Associated Cases: 1:14-md-02548-VEC, 1:14-cv-01644-VEC, 1:14-cv-02948-VEC (mro) Modified on 8/31/2016 (mro). (Entered: 08/29/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  MOTION for Peter A. Barile III to Withdraw as Attorney for Plaintiffs Eric Nalven and Christopher T. Courtiol. Document filed by Eric Nalven, Christopher T. Courtiol.Filed In Associated Cases: 1:14-md-02548-VEC, 1:14-cv-01644-VEC, 1:14-cv-02948-VEC(Barile, Peter) (Entered: 08/26/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    LETTER addressed to Judge Valerie E. Caproni from Daniel L. Brockett dated August 19, 2016 re: Defendants' submission of Aluminum. Document filed by Kevin Maher.(Brockett, Daniel) (Entered: 08/19/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      LETTER addressed to Judge Valerie E. Caproni from Joel S. Sanders dated August 16, 2016 re: Supplemental Authority. Document filed by UBS AG, UBS Securities LLC. (Attachments: # 1 Exhibit Aluminum Warehousing Decision)(Sanders, Joel) (Entered: 08/16/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        NOTICE OF APPEARANCE by Marshall Howard Fishman on behalf of HSBC Bank PLC. (Fishman, Marshall) (Entered: 08/16/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          MEMO ENDORSEMENT on re: 144 Notice (Other) filed by HSBC Bank PLC. ENDORSEMENT: The Clerk of Court is respectfully requested to update the docket to reflect Mr. Lacovara's withdrawal as counsel for Defendant HSBC Bank plc. Attorney Michael Lacovara terminated. (Signed by Judge Valerie E. Caproni on 7/1/2016) (tn) (Entered: 07/01/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            MEMO ENDORSEMENT on re: 145 Notice (Other) filed by UBS Securities LLC, UBS AG. ENDORSEMENT: The Clerk of Court is respectfully requested to update the docket to reflect Mr. Hungar's withdrawal as counsel for Defendants UBS AG and UBS Securities LLC. Attorney Thomas G. Hungar terminated. (Signed by Judge Valerie E. Caproni on 7/1/2016) (tn) (Entered: 07/01/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              NOTICE of of Withdrawal of Thomas G. Hungar. Document filed by UBS AG, UBS Securities LLC. (Hungar, Thomas) (Entered: 06/30/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                NOTICE of Withdrawal of Michael Lacovara. Document filed by HSBC Bank PLC. (Lacovara, Michael) (Entered: 06/29/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  NOTICE OF CHANGE OF ADDRESS by Linda P. Nussbaum on behalf of Eric Nalven. New Address: Nussbaum Law Group, P.C., 1211 Avenue of the Americas, 40th Floor, New York, New York, United States 10036-8718, (917) 438-9102. Filed In Associated Cases: 1:14-md-02548-VEC, 1:14-cv-01644-VEC(Nussbaum, Linda) (Entered: 06/03/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    LETTER addressed to Judge Valerie E. Caproni from Daniel L. Brockett dated May 27, 2016 re: Supplemental Authority. Document filed by Kevin Maher.(Brockett, Daniel) (Entered: 05/27/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      LETTER addressed to Judge Valerie E. Caproni from Stephen Ehrenberg dated May 25, 2016 re: Plaintiffs' May 24, 2016 Letter. Document filed by The Bank of Nova Scotia.(Ehrenberg, Stephen) (Entered: 05/25/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        Legal Document (Payment Possibly Required) 140 Filed: 5/24/2016, Entered: None Court Filing
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        LETTER addressed to Judge Valerie E. Caproni from Daniel L. Brockett dated May 24, 2016 re: Supplemental Authority. Document filed by Kevin Maher. (Attachments: # 1 Exhibit LIBOR Decision)(Brockett, Daniel) (Entered: 05/24/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a HEARING proceeding held on 4/20/16 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(McGuirk, Kelly) (Entered: 05/13/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            Legal Document (Payment Possibly Required) 138 Filed: 5/13/2016, Entered: None Court Filing
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            TRANSCRIPT of Proceedings re: HEARING held on 4/20/2016 before Judge Valerie E. Caproni. Court Reporter/Transcriber: Pamela Utter, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 6/6/2016. Redacted Transcript Deadline set for 6/16/2016. Release of Transcript Restriction set for 8/15/2016.(McGuirk, Kelly) (Entered: 05/13/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              Blank 137 Filed: 5/3/2016, Entered: None Court Filing
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              MEMO ENDORSEMENT on re: 135 LETTER addressed to Judge Valerie E. Caproni from Daniel L. Brockett dated April 25, 2016 re: Issues Raised By The Court At Oral Argument. Document filed by Thomas Moran. ENDORSEMENT: Application DENIED without prejudice. After two complete rounds of briefing and lengthy oral argument, the parties are entitled to a decision on Defendants' Motion to Dismiss without further ado. In the event Defendants' Motion to Dismiss is denied, Plaintiffs' request to amend will be moot. In the event the Motion to Dismiss is granted, Plaintiffs will have an opportunity to argue that further leave to amend would be appropriate. So ordered. (Signed by Judge Valerie E. Caproni on 5/3/2016) (rjm) (Entered: 05/04/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                LETTER addressed to Judge Valerie E. Caproni from Stephen Ehrenberg dated April 28, 2016 re: Plaintiffs' April 25, 2016 Letter. Document filed by Bank of Nova Scotia.(Ehrenberg, Stephen) (Entered: 04/28/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  Blank 135 Filed: 4/25/2016, Entered: None Court Filing
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  LETTER addressed to Judge Valerie E. Caproni from Daniel L. Brockett dated April 25, 2016 re: Issues Raised By The Court At Oral Argument. Document filed by Thomas Moran. (Attachments: # 1 Exhibit A and B)(Brockett, Daniel) (Entered: 04/25/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    Legal Document (Payment Possibly Required) 134 Filed: 4/19/2016, Entered: None Court Filing
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    ORDER: ORDERED that the following attorney(s) are authorized to bring the Personal Electronic Device(s) and/or the General Purpose Computing Device(s) (collectively, "Device") listed below into the Courthouse for use in a proceeding or trial in the action captioned In re Commodity Exchange, Inc., Gold Futures & Options Trading Litigation, No. 14-md-2548. The date(s) for which such authorization is provided is (are) April 20, 2016. Attorney: 1. Michael Lacovara. Device(s): Cellphone, tablet, laptop. Attorney: 2. Leah Friedman. Device(s): Cellphone, tablet, laptop. Attorney: 3. Scott Eisman. Device(s): Cellphone, tablet, laptop. (As further set forth in this Order.) (Signed by Judge Valerie E. Caproni on 4/19/2016) (spo) (Entered: 04/19/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      ORDER NO. 9: IT IS HEREBY ORDERED that counsel for the Plaintiffs and for the Fixing Defendants shall respectively limit their oral arguments at the April 20, 2016 hearing to one hour and forty-five minutes in length. (Signed by Judge Valerie E. Caproni on 4/19/2016) (tro) (Entered: 04/19/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        Legal Document (Payment Possibly Required) 132 Filed: 4/15/2016, Entered: None Court Filing
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        ORDER: ORDERED that the following attorney(s) are authorized to bring the Personal Electronic Device(s) and/or the General Purpose Computing Device(s) (collectively, "Devices") listed below into the Courthouse for use in a proceeding or trial in the action captioned In re Commodity Exchange, Inc., Gold Futures and Options Trading Litigation, No. 14-md-2548. SO ORDERED. (Signed by Judge Valerie E. Caproni on 4/15/2016) (ama) (Entered: 04/15/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          Legal Document (Payment Possibly Required) 131 Filed: 4/14/2016, Entered: None
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          NOTICE of Withdrawal of Motion to Dismiss by Deutsche Bank Defendants re: 73 MOTION to Dismiss Second Consolidated Amended Class Action Complaint.. Document filed by Deutsche Bank Securities, Inc, Duetsche Bank, AG. (Huang, Kuangyan) (Entered: 04/14/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            LETTER addressed to Judge Valerie E. Caproni from Daniel L. Brockett dated April 14, 2016 re: Execution of settlement term sheet with Defendant Deutsche Bank. Document filed by American Precious Metals, Ltd., Norman Bailey, Patricia Benvenuto, Edward R. Derksen, Frank Flanagan, Quitman D. Fulmer, Thomas Galligher, KPFF Investment, Inc., Duane Lewis, Larry Dean Lewis, Kevin Maher, Robert Marechal, David Markun, Trieste Matte, Blanche McKennon, Kelly McKennon, Thomas Moran, Eric Nalven, Nando, Inc., J. Scott Nicholson, Ken Peters, Santiago Gold Fund LP, Albert Semrau, Steve E. Summer, Richard White, White Oak Fund LP, David Windmiller, Michel de Chabert-Ostland.Filed In Associated Cases: 1:14-md-02548-VEC et al.(Brockett, Daniel) (Entered: 04/14/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              Legal Document (Payment Possibly Required) 129 Filed: 4/13/2016, Entered: None Court Filing
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              ORDER: It is hereby ORDERED that the following attorney(s) are authorized to bring the Personal Electronic Device(s) and/or the General Purpose Computing Device(s) (collectively, "Devices") listed below into the Courthouse for use in a proceeding or trial in the action captioned In re Commodity Exchange, Inc., Silver Futures and Options Trading Litigation, No. 14-md-2573, 14-md-2548. The date(s) for which such authorization is provided is (are) April 18, 2016 and April 20, 2016. (Signed by Judge Valerie E. Caproni on 4/13/2016) (mro) (Entered: 04/14/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                ORDER NO. 8: The following is a non-exhaustive list of topics that the Court wants the parties to address at oral argument: 1. Antitrust standing, including, inter alia, the connection between the Fix Price and the prices at which Plaintiffs transacted in the various markets in which they sold gold (e.g., whether there are Plaintiffs who bought or sold gold at the Fix Price or pursuant to contracts that specified they would be settled at the Fix Price); 2. The factual and legal bases for Plaintiffs' assertion of antitrust standing with respect to transactions involving sales of gold ETFs; 3. The sources of the data relied upon by Plaintiffs and the statistical and quantitative methods on which Plaintiffs allegations of collusion are based, including with respect to allegations regarding Defendants' "clustered" spot quotes;4. The factual basis of Plaintiffs' assertions regarding Defendants derivative holdings and trading portfolios; 5. The factual basis of Plaintiffs' assertion that Defendants' alleged misconduct had a persistent or continuing effect in the market; 6. The legal standards applicable to Plaintiffs' manipulative device and false reporting claims. (As further set forth in this Order.) (Signed by Judge Valerie E. Caproni on 4/13/2016) Filed In Associated Cases: 1:14-md-02548-VEC et al.(cf) (Entered: 04/13/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  Legal Document (Payment Possibly Required) 127 Filed: 4/11/2016, Entered: None Court Filing
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  ORDER: It is hereby ORDERED that the following attorney(s) are authorized to bring the Personal Electronic Device(s) and/or the General Purpose Computing Device(s) (collectively, "Devices") listed below into the Courthouse for use in a proceeding or trial in the action captioned In re: Commodity Exchange, Inc., Gold Futures and Options Trading Litigation, No. 14-md-2548. The date(s) for which such authorization is provided is (are) April 20, 2016 as further set forth in this order. (Signed by Judge Valerie E. Caproni on 4/11/2016) (lmb) (Entered: 04/11/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    Legal Document (Payment Possibly Required) 126 Filed: 4/11/2016, Entered: None Court Filing
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    ORDER: It is hereby ORDERED that the following attorney(s) are authorized to bring the Personal Electronic Device(s) and/or the General Purpose Computing Device(s) (collectively, "Devices") listed below into the Courthouse for use in a proceeding or trial in the action captioned In re Commodity Exchange, Inc., Gold Futures and Options Trading Litigation, No. 14-md-2548. The date(s) for which such authorization is provided is (are) April 20, 2016 as further set forth in this order. (Signed by Judge Valerie E. Caproni on 4/11/2016) (lmb) (Entered: 04/11/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      Blank 125 Filed: 3/31/2016, Entered: None Court Filing
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      LETTER addressed to Judge Valerie E. Caproni from Daniel L. Brockett dated March 31, 2016 re: Reply Regarding Supplemental Authority. Document filed by Alaska Electrical Pension Fund.(Brockett, Daniel) (Entered: 03/31/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        LETTER addressed to Judge Valerie E. Caproni from Stephen Ehrenberg dated March 30, 2016 re: Plaintiffs' March 29, 2016 Letter. Document filed by Bank of Nova Scotia.(Ehrenberg, Stephen) (Entered: 03/30/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          Blank 123 Filed: 3/29/2016, Entered: None Court Filing
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          LETTER addressed to Judge Valerie E. Caproni from Daniel L. Brockett dated March 29, 2016 re: Supplemental Authority. Document filed by Alaska Electrical Pension Fund. (Attachments: # 1 Exhibit ISDAfix decision)(Brockett, Daniel) (Entered: 03/29/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            Legal Document (Payment Possibly Required) 122 Filed: 3/23/2016, Entered: None
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            NOTICE OF APPEARANCE by Robert Gerard Eisler on behalf of Christopher T. Courtiol, Christopher Depaoli, Kevin Maher, Don Q. Tran. (Eisler, Robert) (Entered: 03/23/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              ENDORSED LETTER addressed to Judge Valerie E. Caproni from Beth A. Landes dated 3/17/2016 re: Request to withdraw as counsel. ENDORSEMENT: Application GRANTED. The Clerk of Court is respectfully requested to update the docket to reflect the withdrawal of Ms. Landes as counsel for Oliver Baker. (Signed by Judge Valerie E. Caproni on 3/21/2016) Filed In Associated Cases: 1:14-md-02548-VEC, 1:14-cv-01964-VEC(spo) (Entered: 03/21/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                MEMO ENDORSEMENT on re: 119 Letter re: Potential Dates for Oral Argument, filed by Norman Bailey, Alaska Electrical Pension Fund, American Precious Metals, Ltd. ENDORSEMENT: Application GRANTED. The oral argument previously scheduled for March 11, 2016 shall be adjourned to April 20, 2016 at 2:00 p.m. (Oral Argument set for 4/20/2016 at 02:00 PM before Judge Valerie E. Caproni.) (Signed by Judge Valerie E. Caproni on 3/1/2016) (spo) (Entered: 03/01/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  Legal Document (Payment Possibly Required) 119 Filed: 2/29/2016, Entered: None Court Filing
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  LETTER addressed to Judge Valerie E. Caproni from Daniel L. Brockett and Merrill G. Davidoff dated February 29, 2016 re: Potential Dates for Oral Argument. Document filed by Alaska Electrical Pension Fund, American Precious Metals, Ltd., Norman Bailey.(Brockett, Daniel) (Entered: 02/29/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    Legal Document (Payment Possibly Required) 118 Filed: 2/23/2016, Entered: None Court Filing
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    ORDER NO. 7: WHEREAS oral argument on the Motion to Dismiss filed by Defendants The Bank of Nova Scotia, Barclays Bank plc, Deutsche Bank AG, HSBC Bank plc, and Societe Generale (collectively, along with their affiliated entities, the "Fixing Defendants") was previously scheduled for March 11, 2016 at 2:00 p.m.; IT IS HEREBY ORDERED that the previously scheduled oral argument on the Fixing Defendants' Motion to Dismiss shall be adjourned to a later date, preferably between April 11, 2016 and April 29, 2016, which is mutually convenient for the parties. The parties are directed to promptly confer regarding their availability and then contact Chambers with a list of proposed alternative dates. (Signed by Judge Valerie E. Caproni on 2/23/2016) Filed In Associated Cases: 1:14-md-02548-VEC et al.(mro) (Entered: 02/24/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      Legal Document (Payment Possibly Required) 117 Filed: 1/27/2016, Entered: None Court Filing
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      ORDER NO. 6: IT IS HEREBY ORDERED that the previously scheduled oral argument on the Fixing Defendants' Motion to Dismiss shall be adjourned to March 11, 2016 at 2:00 p.m. in Courtroom 443 of the Thurgood Marshall U.S. Courthouse, 40 Foley Square, New York, New York 10007. (As further set forth in this Order.) (Oral Argument set for 3/11/2016 at 02:00 PM in Courtroom 443, 40 Centre Street, New York, NY 10007 before Judge Valerie E. Caproni.) (Signed by Judge Valerie E. Caproni on 1/27/2016) Filed In Associated Cases: 1:14-md-02548-VEC et al. (spo) (Entered: 01/27/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        ORDER NO. 5: IT IS HEREBY ORDERED that the parties shall appear for oral argument before the Court on Thursday, February 18, 2016 at 2:00 p.m. in Courtroom 443 of the Thurgood Marshall U.S. Courthouse, 40 Foley Square, New York, New York 10007. In advance of the hearing date, the Court may provide the parties with a list of questions or topics of particular interest. (Oral Argument set for 2/18/2016 at 02:00 PM in Courtroom 443, 40 Centre Street, New York, NY 10007 before Judge Valerie E. Caproni.) (As further set forth in this Order.) (Signed by Judge Valerie E. Caproni on 1/21/2016) Filed In Associated Cases: 1:14-md-02548-VEC et al. Modified on 1/21/2016 (spo). (Entered: 01/21/2016)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          Legal Document (Payment Possibly Required) 115 Filed: 12/22/2015, Entered: None
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          AMENDED RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent UBS Americas Holding LLC, Corporate Parent UBS Americas, Inc. for UBS Securities LLC; Corporate Parent UBS Group AG for UBS AG. Document filed by UBS AG, UBS Securities LLC.(Sanders, Joel) (Entered: 12/22/2015)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            STIPULATION AND ORDER REGARDING SUBSTITUTION OF COUNSEL: IT IS HEREBY STIPULATED AND AGREED by and between the undersigned counsel pursuant to Local Civil Rule 1.4, and subject to the approval of the Court, that Joseph Serino Jr., P.C., Robert Khuzami, and Kuan Huang of Kirkland & Ellis LLP are hereby substituted in the place of and in stead of Charles F. Rule, Joseph J. Bial, Gregory G. Mocek, and Amy W. Ray of Cadwalader, Wickersham & Taft LLP as attorneys for Defendants Deutsche Bank AG and Deutsche Bank Securities Inc. in this action. (As further set forth in this Order.) Attorney Amy Wilkie Ray Charles F. Rule; Joseph J Bial and Gregory G Mocek terminated. (Signed by Judge Valerie E. Caproni on 11/12/2015) Filed In Associated Cases: 1:14-md-02548-VEC et al.(spo) (Entered: 11/13/2015)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              Legal Document (Payment Possibly Required) 113 Filed: 11/10/2015, Entered: None Court Filing
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              LETTER MOTION to Substitute Attorney. Old Attorney: Charles F. Rule, Joseph J. Bial, Gregory G. Mocek, and Amy W. Ray of Cadwalader, Wickersham & Taft LLP, New Attorney: Joseph Serino Jr., P.C., Robert Khuzami, and Kuan Huang of Kirkland & Ellis LLP addressed to Judge Valerie E. Caproni from Joseph Serino, Jr. dated 11/10/2015. Document filed by Deutsche Bank Securities, Inc, Duetsche Bank, AG. (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Serino, Joseph) (Entered: 11/10/2015)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                Blank 112 Filed: 11/8/2015, Entered: None Court Filing
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                LETTER addressed to Judge Valerie E. Caproni from Stephen Ehrenberg dated November 8, 2015 re: Plaintiffs' November 3, 2015 Letter. Document filed by Barclays Bank PLC, Duetsche Bank, AG, HSBC Bank PLC, Societe Generale, The Bank of Nova Scotia, UBS AG.(Ehrenberg, Stephen) (Entered: 11/08/2015)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  Blank 111 Filed: 11/3/2015, Entered: None Court Filing
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  LETTER addressed to Judge Valerie E. Caproni from Brockett, Daniel L dated 11/3/2015 re: In re: Commodity Exchange, Inc., Gold Futures and Options Trading Litig., 1:14-md-02548. Document filed by American Precious Metals, Ltd..(Brockett, Daniel) (Entered: 11/03/2015)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    LETTER addressed to Judge Valerie E. Caproni from Robert Khuzami dated 10/21/2015 re: Applicable Rules of Professional Conduct. Document filed by DB U.S. Financial Markets Holding Corporation, Deutsche Bank AG New York Branch, Deutsche Bank Americas Holding Corporation, Deutsche Bank Securities, Inc, Deutsche Bank Trust Company Americas, Deutsche Bank Trust Corporation, Duetsche Bank, AG.(Khuzami, Robert) (Entered: 10/21/2015)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      NOTICE OF APPEARANCE by Kuangyan Huang on behalf of DB U.S. Financial Markets Holding Corporation, Deutsche Bank AG New York Branch, Deutsche Bank Americas Holding Corporation, Deutsche Bank Securities, Inc, Deutsche Bank Trust Company Americas, Deutsche Bank Trust Corporation, Duetsche Bank, AG. (Huang, Kuangyan) (Entered: 10/21/2015)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        NOTICE OF APPEARANCE by Robert S. Khuzami on behalf of DB U.S. Financial Markets Holding Corporation, Deutsche Bank AG New York Branch, Deutsche Bank Americas Holding Corporation, Deutsche Bank Securities, Inc, Deutsche Bank Trust Company Americas, Deutsche Bank Trust Corporation, Duetsche Bank, AG. (Khuzami, Robert) (Entered: 10/21/2015)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          NOTICE OF APPEARANCE by Joseph Serino, JR on behalf of Deutsche Bank Securities, Inc, Duetsche Bank, AG, Deutsche Bank AG New York Branch, Deutsche Bank Trust Corporation, Deutsche Bank Trust Company Americas, Deutsche Bank Americas Holding Corporation, DB U.S. Financial Markets Holding Corporation. (Serino, Joseph) (Entered: 10/21/2015)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            Legal Document (Payment Possibly Required) 106 Filed: 9/8/2015, Entered: None Court Filing
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            ORDER: It is hereby ORDERED that the following attorney(s) are authorized to bring the Personal Electronic Device(s) and/or the General Purpose Computing Device(s) (collectively, "Devices") listed below into the Courthouse for use in a proceeding or trial in the action captioned In re: Commodity Exchange, Inc., Gold Futures and Options Trading Litigation, No. 14-md-2548. The date(s) for which such authorization is provided is (are) September 9, 2015 as further set forth in this order. (Signed by Judge Valerie E. Caproni on 9/8/2015) (lmb) (Entered: 09/08/2015)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              Legal Document (Payment Possibly Required) 105 Filed: 9/8/2015, Entered: None Court Filing
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              ORDER. It is hereby ORDERED that the following attorney(s) are authorized to bring the Personal Electronic Device(s) and/or the General Purpose Computing Device(s) (collectively, "Devices") listed below into the Courthouse for use in a proceeding or trial in the action captioned In re: Commodity Exchange, Inc., Gold Futures and Options Trading Litigation, No. 14-md-2548. The date(s) for which such authorization is provided is (are) September 9, 2015. Attorney: See Attached Extra Sheet. Device(s), and as further set for in this Order as specified on the Extra Sheet for Personal Electronic Devices. (Signed by Judge Valerie E. Caproni on 9/8/2015) (rjm) (Entered: 09/08/2015)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                Blank 104 Filed: 9/8/2015, Entered: None Court Filing
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                ORDER: The following attorney(s) are authorized to bring the Personal Electronic Device(s) and/or the General Purpose Computing Device(s) (collectively, "Devices") listed below into the Courthouse for use in a proceeding or trial in the action captioned In re Commodity Exchange, Inc., Gold Futures and Options Trading Litigation No.14-md-2548. The date(s) for which such authorization is provided is (are)September 9, 2015. Attorney: 1. Daniel L. Brockett. Device(s) iPhone and cellphone. Attorney: 2. Jeremy D. Andersen. Device(s) android phone and laptop. Attorney: 3. Chris R. Barker. Deivce(s) iPhone and laptop. (As is further set forth in this Order.) (Signed by Judge Valerie E. Caproni on 9/8/2015) (spo) (Entered: 09/08/2015)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  Legal Document (Payment Possibly Required) 103 Filed: 9/4/2015, Entered: None Court Filing
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  ORDER: the following attorney(s) are authorized to bring the Personal Electronic Device(s) and/or the General Purpose Computing Device(s) (collectively, "Devices") listed below into the Courthouse for use in a proceeding or trial in the action captioned In re Commodity Exchange, Inc., Gold Futures and Options Trading Litigation No.14-md-2548. The date(s) for which such authorization is provided is (are)September 9, 2015. Attorney: 1. Merrill G. Davidoff. Device(s) iPhone and cellphone. Attorney: 2. Michael Dell'Angelo. Device(s) iPhone and Laptop. Attorney: 3. Martin I. Twersky. Deivce(s) iPhone. (As is further set forth in this Order.) (Signed by Judge Valerie E. Caproni on 9/4/2015) (spo) Modified on 9/8/2015 (spo). (Entered: 09/04/2015)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    NOTICE OF APPEARANCE by Kenneth M. Raisler on behalf of Bank of Nova Scotia. (Raisler, Kenneth) (Entered: 09/01/2015)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      NOTICE OF APPEARANCE by Martin I. Twersky on behalf of Norman Bailey, Patricia Benvenuto, Frank Flanagan, Quitman D. Fulmer, Thomas Galligher, KPFF Investment, Inc., Duane Lewis, Larry Dean Lewis, Robert Marechal, Blanche McKennon, Kelly McKennon, Thomas Moran, Ken Peters, Albert Semrau, David Windmiller. (Twersky, Martin) (Entered: 08/11/2015)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        ORDER FOR ADMISSION PRO HAC VICE granting 98 Motion for Martin I. Twersky to Appear Pro Hac Vice. (As further set forth in this Order) (Signed by Judge Valerie E. Caproni on 8/6/2015) (kl) (Entered: 08/06/2015)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          JOINT ORDER NO. 2: After reviewing the parties' submissions, the Court agrees that all of the Jointly-Proposed Topics should be presented, along with some, but not all, of the Disputed Topics. In particular, the Court finds that the following Disputed Topics should be presented in the order in which they appear in the parties' list of proposed topics: Relationship Between Spot and Futures Markets; Data Available to Market Participants; Volume & Nominal Value Traded on Each Venue; Trading Volume in Futures at COMEX Market Open/Close, AM Fixing, PM Fixing; Hedgers vs. Speculators on COMEX; Use of One Kind of Gold/Silver Instrument to Hedge Risks from Another Kind of Gold/Silver Instrument; and Information Available During the Fixing Process (to the extent necessary to understand the feedback loop that occurs during the fix). (As further set forth in this Order) (Signed by Judge Valerie E. Caproni on 8/5/2015) Filed In Associated Cases: 1:14-md-02548-VEC et al.(kl) (Entered: 08/05/2015)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            Legal Document (Payment Possibly Required) 98 Filed: 7/30/2015, Entered: None
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            MOTION for Martin I. Twersky to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-11216158. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Norman Bailey, Patricia Benvenuto, Frank Flanagan, Quitman D. Fulmer, Thomas Galligher, KPFF Investment, Inc., Duane Lewis, Larry Dean Lewis, Robert Marechal, Blanche McKennon, Kelly McKennon, Thomas Moran, Ken Peters, Albert Semrau, David Windmiller. (Attachments: # 1 Exhibit A - Certificate of Good Standing, # 2 Text of Proposed Order)(Twersky, Martin) (Entered: 07/30/2015)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              LETTER addressed to Judge Valerie E. Caproni from Stephen Ehrenberg dated July 24, 2015 re: Gold and Silver Tutorial. Document filed by Bank of Nova Scotia, Barclays Bank PLC, Duetsche Bank, AG, HSBC Bank PLC, Societe Generale, UBS AG.(Ehrenberg, Stephen) (Entered: 07/24/2015)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                LETTER addressed to Judge Valerie E. Caproni from Daniel L. Brockett dated July 24, 2015 re: Plaintiffs' separate submission regarding tutorial topics. Document filed by Alaska Electrical Pension Fund, American Precious Metals, Ltd., Norman Bailey, Oliver Barker, Richard Benedetti, Patricia Benvenuto, Citra Trading Corporation, Christopher T. Courtiol, Peter Denigris, Christopher Depaoli, Edward R. Derksen, Edward Derksen, Justin Diamond, Frank Flanagan, Quitman D. Fulmer, Thomas Galligher, Gold Buyers, Inc., KPFF Investment, Inc., A. Harry Lamborn, Duane Lewis, Larry Dean Lewis, Kevin Maher, Robert Marechal, David Markun, Trieste Matte, Blanche McKennon, Kelly McKennon, Thomas Moran, Michael Bradford Moss, John Murphy, Eric Nalven, Nando, Inc., J. Scott Nicholson, Ken Peters, Port 22, LLC, Santiago Gold Fund LP, Albert Semrau, Steve E. Summer, Robert L. Teel, Don Q. Tran, Richard White, White Oak Fund LP, David Windmiller, Robert Wolffe, William S. Young, Michel de Chabert-Ostland.(Brockett, Daniel) (Entered: 07/24/2015)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  JOINT LETTER addressed to Judge Valerie E. Caproni from Daniel L. Brockett dated July 24, 2015 re: joint submission regarding tutorial topics. Document filed by Alaska Electrical Pension Fund, American Precious Metals, Ltd., Norman Bailey, Oliver Barker, Richard Benedetti, Patricia Benvenuto, Citra Trading Corporation, Christopher T. Courtiol, Peter Denigris, Christopher Depaoli, Edward R. Derksen, Edward Derksen, Justin Diamond, Frank Flanagan, Quitman D. Fulmer, Thomas Galligher, Gold Buyers, Inc., KPFF Investment, Inc., A. Harry Lamborn, Duane Lewis, Larry Dean Lewis, Kevin Maher, Robert Marechal, David Markun, Trieste Matte, Blanche McKennon, Kelly McKennon, Thomas Moran, Michael Bradford Moss, John Murphy, Eric Nalven, Nando, Inc., J. Scott Nicholson, Ken Peters, Port 22, LLC, Santiago Gold Fund LP, Albert Semrau, Steve E. Summer, Robert L. Teel, Don Q. Tran, Richard White, White Oak Fund LP, David Windmiller, Robert Wolffe, William S. Young, Michel de Chabert-Ostland. (Attachments: # 1 Appendix List of topics)(Brockett, Daniel) (Entered: 07/24/2015)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    MEMO ENDORSEMENT on re: 93 Notice (Other), filed by HSBC Bank PLC, HSBC USA, Inc. ENDORSEMENT: Application GRANTED. The Clerk of Court is respectfully requested to terminate Mr. Galvin from the docket. Attorney Matthew James Galvin terminated. (Signed by Judge Valerie E. Caproni on 7/20/2015) (spo) (Entered: 07/20/2015)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      NOTICE of of Withdrawal of Matthew Galvin. Document filed by HSBC Bank PLC, HSBC USA, Inc.. (Lacovara, Michael) (Entered: 07/17/2015)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        REPLY MEMORANDUM OF LAW in Support re: 73 MOTION to Dismiss Second Consolidated Amended Class Action Complaint. . Document filed by Barclays Bank PLC, Duetsche Bank, AG, HSBC Bank PLC, Societe Generale, The Bank of Nova Scotia. (Ehrenberg, Stephen) (Entered: 07/14/2015)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          REPLY MEMORANDUM OF LAW in Support re: 75 MOTION to Dismiss for Lack of Jurisdiction [Notice of Motion to Dismiss the Second Consolidated Amended Class Action Complaint Pursuant to Fed. R. Civ. P. 12(b)(2)]. [The London Gold Market Fixing Limiteds Reply Memorandum of Law in Support of its Motion to Dismiss for Lack of Personal Jurisdiction]. Document filed by The London Gold Market Fixing LTD.. (Attachments: # 1 Appendix Appendix of Unreported Cases Cited in the London Gold Market Fixing Limiteds Reply Memorandum of Law In Support of its Motion to Dismiss for Lack of Personal Jurisdiction)(Masella, James) (Entered: 07/14/2015)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            NOTICE OF CHANGE OF ADDRESS by Joseph J. DePalma on behalf of Trieste Matte. New Address: Lite DePalma Greenberg, LLC, 570 Broad Street, Suite 1201, Newark, New Jersey, 07102, 973-623-3000. (DePalma, Joseph) (Entered: 07/14/2015)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              NOTICE OF CHANGE OF ADDRESS by Peter Joseph Isajiw on behalf of Deutsche Bank AG, Deutsche Bank Securities, Inc., Duetsche Bank, AG. New Address: King & Spalding LLP, 1185 Avenue of the Americas, New York, New York, USA 10036, 212-556-2100. Filed In Associated Cases: 1:14-md-02548-VEC, 1:14-cv-01644-VEC(Isajiw, Peter) (Entered: 07/14/2015)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                REPLY MEMORANDUM OF LAW in Support re: (71 in 1:14-md-02548-VEC) MOTION to Dismiss Under FRCP 12(b)(6) & 12(f). . Document filed by UBS AG, UBS Securities LLC. Filed In Associated Cases: 1:14-md-02548-VEC et al.(Hungar, Thomas) (Entered: 07/14/2015)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  Legal Document (Payment Possibly Required) 87 Filed: 7/6/2015, Entered: None Court Filing
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  MEMO ENDORSEMENT re: 86 JOINT LETTER addressed to Judge Valerie E. Caproni from Plaintiffs and Defendants dated July 1, 2015 re: the June 10, 2015 Order. in Case No. 14md2548. ENDORSEMENT: The Court appreciates the parties' efforts in designing a tutorial to assist the Court in understanding the markets involved in these cases. The Court requests that the parties reconsider the proposal to have litigating attorneys be the presenters rather than having subject matter experts present. (The Court would be prepared to order that no statements made during the tutorial can be considered as evidence or used for cross examination.) In all other respects, the Court approves of the parties' joint proposal as set forth above. All parties participating in the tutorial shall appear before the Court on September 9, 2015 at 10:00 a.m. in Courtroom 443 of the Thurgood Marshall U.S. Courthouse, 40 Foley Square, New York, New York, 10007. With respect to contested topics, the Court agrees with Defendants that it shall be sufficient for the parties to exchange demonstratives no less than 10 days prior to the tutorial; the objecting party shall have an opportunity to respond at the conclusion of the proposing party's presentation. (Status Conference set for 9/9/2015 at 10:00 AM in Courtroom 443, 40 Centre Street, New York, NY 10007 before Judge Valerie E. Caproni.) (Signed by Judge Valerie E. Caproni on 7/6/2015) Filed In Associated Cases: 1:14-md-02548-VEC et al. (spo) (Entered: 07/06/2015)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    JOINT LETTER addressed to Judge Valerie E. Caproni from Plaintiffs and Defendants dated July 1, 2015 re: the June 10, 2015 Order. Document filed by Alaska Electrical Pension Fund, American Precious Metals, Ltd., Norman Bailey, Oliver Barker, Richard Benedetti, Patricia Benvenuto, Citra Trading Corporation, Christopher T. Courtiol, Peter Denigris, Christopher Depaoli, Edward R. Derksen, Edward Derksen, Justin Diamond, Frank Flanagan, Quitman D. Fulmer, Thomas Galligher, Gold Buyers, Inc., KPFF Investment, Inc., A. Harry Lamborn, Duane Lewis, Larry Dean Lewis, Kevin Maher, Robert Marechal, David Markun, Trieste Matte, Blanche McKennon, Kelly McKennon, Thomas Moran, Michael Bradford Moss, John Murphy, Eric Nalven, Nando, Inc., J. Scott Nicholson, Ken Peters, Port 22, LLC, Santiago Gold Fund LP, Albert Semrau, Steve E. Summer, Robert L. Teel, Don Q. Tran, Richard White, White Oak Fund LP, David Windmiller, Robert Wolffe, William S. Young, Michel de Chabert-Ostland.(Brockett, Daniel) (Entered: 07/01/2015)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      Legal Document (Payment Possibly Required) 85 Filed: 6/15/2015, Entered: None
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      DECLARATION of Daniel L. Brockett in Opposition re: (75 in 1:14-md-02548-VEC) MOTION to Dismiss for Lack of Jurisdiction [Notice of Motion to Dismiss the Second Consolidated Amended Class Action Complaint Pursuant to Fed. R. Civ. P. 12(b)(2)]., (71 in 1:14-md-02548-VEC) MOTION to Dismiss Under FRCP 12(b)(6) & 12(f)., (73 in 1:14-md-02548-VEC) MOTION to Dismiss Second Consolidated Amended Class Action Complaint.. Document filed by American Precious Metals, Ltd., Norman Bailey, Patricia Benvenuto, Edward R. Derksen, Frank Flanagan, Quitman D. Fulmer, Thomas Galligher, KPFF Investment, Inc., Duane Lewis, Larry Dean Lewis, Kevin Maher, Robert Marechal, David Markun, Trieste Matte, Blanche McKennon, Kelly McKennon, Thomas Moran, Eric Nalven, Nando, Inc., J. Scott Nicholson, Ken Peters, Santiago Gold Fund LP, Albert Semrau, Steve E. Summer, Richard White, White Oak Fund LP, David Windmiller, Michel de Chabert-Ostland. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, # 10 Exhibit 10, # 11 Exhibit 11, # 12 Exhibit 12, # 13 Exhibit 13, # 14 Exhibit 14, # 15 Exhibit 15, # 16 Exhibit 16, # 17 Exhibit 17, # 18 Exhibit 18, # 19 Exhibit 19, # 20 Exhibit 20, # 21 Exhibit 21, # 22 Exhibit 22, # 23 Exhibit 23, # 24 Exhibit 24, # 25 Exhibit 25)Filed In Associated Cases: 1:14-md-02548-VEC et al.(Brockett, Daniel) (Entered: 06/15/2015)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        MEMORANDUM OF LAW in Opposition re: (75 in 1:14-md-02548-VEC) MOTION to Dismiss for Lack of Jurisdiction [Notice of Motion to Dismiss the Second Consolidated Amended Class Action Complaint Pursuant to Fed. R. Civ. P. 12(b)(2)]. . Document filed by American Precious Metals, Ltd., Norman Bailey, Patricia Benvenuto, Edward R. Derksen, Frank Flanagan, Quitman D. Fulmer, Thomas Galligher, KPFF Investment, Inc., Duane Lewis, Larry Dean Lewis, Kevin Maher, Robert Marechal, David Markun, Trieste Matte, Blanche McKennon, Kelly McKennon, Thomas Moran, Eric Nalven, Nando, Inc., J. Scott Nicholson, Ken Peters, Santiago Gold Fund LP, Albert Semrau, Steve E. Summer, Richard White, White Oak Fund LP, David Windmiller, Michel de Chabert-Ostland. Filed In Associated Cases: 1:14-md-02548-VEC et al.(Brockett, Daniel) (Entered: 06/15/2015)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          MEMORANDUM OF LAW in Opposition re: (71 in 1:14-md-02548-VEC) MOTION to Dismiss Under FRCP 12(b)(6) & 12(f). . Document filed by American Precious Metals, Ltd., Norman Bailey, Patricia Benvenuto, Edward R. Derksen, Frank Flanagan, Quitman D. Fulmer, Thomas Galligher, KPFF Investment, Inc., Duane Lewis, Larry Dean Lewis, Kevin Maher, Robert Marechal, David Markun, Trieste Matte, Blanche McKennon, Kelly McKennon, Thomas Moran, Eric Nalven, Nando, Inc., J. Scott Nicholson, Ken Peters, Santiago Gold Fund LP, Albert Semrau, Steve E. Summer, Richard White, White Oak Fund LP, David Windmiller, Michel de Chabert-Ostland. Filed In Associated Cases: 1:14-md-02548-VEC et al.(Brockett, Daniel) (Entered: 06/15/2015)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            MEMORANDUM OF LAW in Opposition re: (73 in 1:14-md-02548-VEC) MOTION to Dismiss Second Consolidated Amended Class Action Complaint. . Document filed by American Precious Metals, Ltd., Norman Bailey, Patricia Benvenuto, Edward R. Derksen, Frank Flanagan, Quitman D. Fulmer, Thomas Galligher, KPFF Investment, Inc., Duane Lewis, Larry Dean Lewis, Kevin Maher, Robert Marechal, David Markun, Trieste Matte, Blanche McKennon, Kelly McKennon, Thomas Moran, Eric Nalven, Nando, Inc., J. Scott Nicholson, Ken Peters, Santiago Gold Fund LP, Albert Semrau, Steve E. Summer, Richard White, White Oak Fund LP, David Windmiller, Michel de Chabert-Ostland. Filed In Associated Cases: 1:14-md-02548-VEC et al.(Brockett, Daniel) (Entered: 06/15/2015)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              Legal Document (Payment Possibly Required) 81 Filed: 6/10/2015, Entered: None Court Filing
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              JOINT ORDER NO. 1: 1. After meeting and conferring, the parties in the above-captioned cases shall submit a joint letter of no more than 5 pages by July 1, 2015 setting forth the parties' proposal for presenting such a tutorial to the Court. The letter shall include a proposed agenda of topics to be addressed and suggested dates for the tutorial. The topics suggested above are not intended to be mandatory nor all-inclusive; the parties should instead propose any topic that would be helpful for the Court to better understand the relevant markets. Interim class counsel in both MDLs and Defendants' Liaison Counsel in the Gold MDL should take the lead in facilitating input from the parties. While the Court anticipates that certain subjects may be unique to the gold or silver market, to the extent possible, subjects that are relevant to both markets should be addressed jointly. The content of the tutorial should be confined to factual background information and should not include the merits of the parties' arguments: to the extent there are material factual disputes, it may be necessary for Plaintiffs and Defendants to present separately on particular topics. 2. Any party wishing to respond to the July 1, 2015 joint submission shall file a letter of no more than 2 pages by July 10, 2015. (Signed by Judge Valerie E. Caproni on 6/10/2015) Filed In Associated Cases: 1:14-md-02548-VEC et al. (spo) (Entered: 06/10/2015)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                NOTICE OF APPEARANCE by Hugh Daniel Sandler on behalf of Kevin Maher, Eric Nalven. (Sandler, Hugh) (Entered: 06/02/2015)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  NOTICE OF APPEARANCE by Lawrence Jay Zweifach on behalf of UBS AG, UBS Securities LLC. (Zweifach, Lawrence) (Entered: 05/07/2015)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    ORDER FOR ADMISSION PRO HAC VICE granting 70 Motion for Thomas G. Hungar to Appear Pro Hac Vice. (Signed by Judge Valerie E. Caproni on 5/5/2015) (spo) (Entered: 05/05/2015)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      DECLARATION of Stephen Ehrenberg in Support re: 73 MOTION to Dismiss Second Consolidated Amended Class Action Complaint.. Document filed by Barclays Bank PLC, Duetsche Bank, AG, HSBC Bank PLC, Societe Generale, The Bank of Nova Scotia. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, # 10 Exhibit 10, # 11 Exhibit 11, # 12 Exhibit 12, # 13 Exhibit 13, # 14 Exhibit 14)(Ehrenberg, Stephen) (Entered: 04/30/2015)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        MEMORANDUM OF LAW in Support re: 75 MOTION to Dismiss for Lack of Jurisdiction [Notice of Motion to Dismiss the Second Consolidated Amended Class Action Complaint Pursuant to Fed. R. Civ. P. 12(b)(2)]. [The London Gold Market Fixing Limited's Memorandum of Law in Support of its Motion to Dismiss for Lack of Personal Jurisdiction]. Document filed by The London Gold Market Fixing LTD.. (Attachments: # 1 Appendix of Unreported Cases Cited in The London Gold Market Fixing Limited's Memorandum of Law In Support of its Motion to Dismiss for Lack of Personal Jurisdiction)(Masella, James) (Entered: 04/30/2015)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          MOTION to Dismiss for Lack of Jurisdiction [Notice of Motion to Dismiss the Second Consolidated Amended Class Action Complaint Pursuant to Fed. R. Civ. P. 12(b)(2)]. Document filed by The London Gold Market Fixing LTD..(Masella, James) (Entered: 04/30/2015)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            MEMORANDUM OF LAW in Support re: 73 MOTION to Dismiss Second Consolidated Amended Class Action Complaint. . Document filed by Barclays Bank PLC, Duetsche Bank, AG, HSBC Bank PLC, Societe Generale, The Bank of Nova Scotia. (Ehrenberg, Stephen) (Entered: 04/30/2015)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              Legal Document (Payment Possibly Required) 73 Filed: 4/30/2015, Entered: None
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              MOTION to Dismiss Second Consolidated Amended Class Action Complaint. Document filed by Barclays Bank PLC, Duetsche Bank, AG, HSBC Bank PLC, Societe Generale, The Bank of Nova Scotia.(Ehrenberg, Stephen) (Entered: 04/30/2015)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                MEMORANDUM OF LAW in Support re: 71 MOTION to Dismiss Under FRCP 12(b)(6) & 12(f). . Document filed by UBS AG, UBS Securities LLC. (Sanders, Joel) (Entered: 04/30/2015)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  MOTION to Dismiss Under FRCP 12(b)(6) & 12(f). Document filed by UBS AG, UBS Securities LLC. Responses due by 6/15/2015(Sanders, Joel) (Entered: 04/30/2015)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    MOTION for Thomas G. Hungar to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-10871282. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by UBS AG, UBS Securities LLC. (Attachments: # 1 Certificates of Good Standing, # 2 Proposed Order)(Hungar, Thomas) (Entered: 04/30/2015)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      NOTICE OF APPEARANCE by Brian Thomas Fitzpatrick on behalf of Barclays Bank PLC. (Fitzpatrick, Brian) (Entered: 04/29/2015)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        NOTICE OF CHANGE OF ADDRESS by Linda P. Nussbaum on behalf of Kevin Maher, Eric Nalven. New Address: Nussbaum Law Group, P.C., 570 Lexington Avenue, 19th Floor, New York, New York, 10022, (212) 702-7053. (Nussbaum, Linda) (Entered: 04/29/2015)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          MEMO ENDORSEMENT on re: 66 Letter request for Expansion of Page Limits, filed by UBS Securities LLC, UBS AG. ENDORSEMENT: Application GRANTED. (Signed by Judge Valerie E. Caproni on 4/20/2015) (spo) (Entered: 04/21/2015)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            LETTER addressed to Judge Valerie E. Caproni from Joel S. Sanders dated April 20, 2015 re: Request for Expansion of Page Limits. Document filed by UBS AG, UBS Securities LLC.(Sanders, Joel) (Entered: 04/20/2015)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              Legal Document (Payment Possibly Required) 65 Filed: 4/20/2015, Entered: None
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              AFFIDAVIT OF SERVICE of Summons and Amended Complaint,,,. UBS Securities LLC served on 3/23/2015, answer due 4/13/2015. Service was accepted by Sally Castro, Assistant Legal Department. Document filed by Patricia Benvenuto; Norman Bailey; Nando, Inc.; Thomas Galligher; KPFF Investment, Inc.; Trieste Matte; American Precious Metals, Ltd.; Santiago Gold Fund LP; Blanche McKennon; J. Scott Nicholson; Albert Semrau; Quitman D. Fulmer; Frank Flanagan; White Oak Fund LP; Edward R. Derksen; Duane Lewis; Ken Peters; Kevin Maher; Michel de Chabert-Ostland; Robert Marechal; David Markun; Kelly McKennon; Thomas Moran; Eric Nalven; Steve E. Summer; Edward Derksen; David Windmiller; Larry Dean Lewis. (Brockett, Daniel) (Entered: 04/20/2015)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                Legal Document (Payment Possibly Required) 64 Filed: 4/20/2015, Entered: None
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                AFFIDAVIT OF SERVICE of Summons and Amended Complaint,,,. UBS AG served on 3/20/2015, answer due 4/10/2015. Service was accepted by Maria Valle, Paralegal. Document filed by Patricia Benvenuto; Norman Bailey; Nando, Inc.; Thomas Galligher; KPFF Investment, Inc.; Trieste Matte; American Precious Metals, Ltd.; Santiago Gold Fund LP; Blanche McKennon; J. Scott Nicholson; Albert Semrau; Quitman D. Fulmer; Frank Flanagan; White Oak Fund LP; Edward R. Derksen; Duane Lewis; Ken Peters; Kevin Maher; Michel de Chabert-Ostland; Robert Marechal; David Markun; Kelly McKennon; Thomas Moran; Eric Nalven; Richard White; Steve E. Summer; Edward Derksen; David Windmiller; Larry Dean Lewis. (Brockett, Daniel) (Entered: 04/20/2015)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  NOTICE OF APPEARANCE by Scott Andrew Eisman on behalf of HSBC Bank PLC. (Eisman, Scott) (Entered: 04/15/2015)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    NOTICE OF APPEARANCE by Leah Friedman on behalf of HSBC Bank PLC. (Friedman, Leah) (Entered: 04/15/2015)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent HSBC Holdings plc for HSBC Bank PLC. Document filed by HSBC Bank PLC.(Lacovara, Michael) (Entered: 04/15/2015)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        NOTICE OF APPEARANCE by Michael Lacovara on behalf of HSBC Bank PLC. (Lacovara, Michael) (Entered: 04/15/2015)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          ORDER FOR ADMISSION PRO HAC VICE granting 56 Motion for Melanie L. Katsur to Appear Pro Hac Vice. (Signed by Judge Valerie E. Caproni on 4/10/2015) (spo) (Entered: 04/10/2015)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            ORDER FOR ADMISSION PRO HAC VICE granting 57 Motion for D. Jarrett Arp to Appear Pro Hac Vice. (Signed by Judge Valerie E. Caproni on 4/10/2015) (spo) (Entered: 04/10/2015)
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                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              MOTION for David Jarrett Arp to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-10801075. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by UBS AG, UBS Securities LLC. (Attachments: # 1 Certificate of Good Standing, # 2 Proposed Order)(Arp, David) (Entered: 04/10/2015)