Securities And Exchange Commission v. Apuzzo

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143	Filed: 3/11/2016, Entered: None	Stipulation
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142	Filed: 3/11/2016, Entered: None	Reply to Response to Motion
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140	Filed: 3/3/2016, Entered: None	Stipulation
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139	Filed: 2/23/2016, Entered: None	Memorandum in Opposition to Motion
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138	Filed: 2/9/2016, Entered: None	Memorandum in Support of Motion
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137	Filed: 1/29/2016, Entered: None	Transcript
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135	Filed: 1/21/2016, Entered: None	Stipulation
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134	Filed: 1/15/2016, Entered: None	Witness List
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133	Filed: 1/15/2016, Entered: None	Motion Hearing
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132	Filed: 12/4/2015, Entered: None	Trial Memo
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131	Filed: 11/12/2015, Entered: None	Affidavit
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130	Filed: 11/12/2015, Entered: None	Memorandum in Opposition to Motion
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128	Filed: 11/4/2015, Entered: None	Stipulation
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126	Filed: 10/20/2015, Entered: None	Stipulation
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125	Filed: 10/20/2015, Entered: None	Memorandum in Support of Motion
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124	Filed: 10/20/2015, Entered: None	Order
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123	Filed: 9/8/2015, Entered: None	Judgment
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122	Filed: 9/4/2015, Entered: None
	ORDER: Motion to Withdraw Maureen P. Reid and Lisa J. Hart as Attorney of Record for Defendant Joseph F. Apuzzo (Doc. No. 120 ) is hereby GRANTED. The appearances of Attorney Lisa J. Hart and Attorney Maureen P. Reid are terminated. It is so ordered. Signed by Judge Alvin W. Thompson on 09/04/2015. (Koehler, S) (Entered: 09/04/2015)
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121	Filed: 8/31/2015, Entered: None	Certificate of Good Standing
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120	Filed: 8/31/2015, Entered: None	Withdraw as Attorney
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119	Filed: 8/26/2015, Entered: None	Notice (Other)
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118	Filed: 8/24/2015, Entered: None
	NOTICE OF E-FILED CALENDAR: THIS IS THE ONLY NOTICE COUNSEL WILL RECEIVE. ALL PERSONS ENTERING THE COURTHOUSE MUST PRESENT PHOTO IDENTIFICATION. Hearing on post-judgment motion to be filed by the plaintiff set for 1/12/2016 at 09:30 AM in South Courtroom, 450 Main St., Hartford, CT before Judge Alvin W. Thompson. (Koehler, S) (Entered: 08/24/2015)
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117	Filed: 8/10/2015, Entered: None
	ORDER granting 116 Motion to Appear Pro Hac Vice Certificate of Good Standing due by 10/9/2015. Signed by Clerk on 8/10/2015. (Anastasio, F.) (Entered: 08/10/2015)
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116	Filed: 8/7/2015, Entered: None	Admission Pro Hac Vice
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115	Filed: 10/17/2014, Entered: None
	ORDER: The Consent Motion for Stay of Proceedings (Doc. No. 114 ) is hereby GRANTED, absent objection. Further proceedings in this matter are stayed until December 16, 2014. The Clerk shall add a STAYED flag for this case. It is so ordered. Signed by Judge Alvin W. Thompson on 10/17/2014. (Koehler, S) (Entered: 10/17/2014)
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114	Filed: 10/16/2014, Entered: None	Stay
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113	Filed: 8/27/2014, Entered: None
	ORDER granting 112 Motion to Appear Pro Hac Vice for Attorney Bridget Moore. Signed by Clerk on 8/27/14. (Ferguson, L.) (Entered: 08/27/2014)
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112	Filed: 8/25/2014, Entered: None	Admission Pro Hac Vice
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111	Filed: 7/18/2014, Entered: None
	ORDER: The Joint Motion for Modification of Scheduling Order (Doc. No. 110 ) is hereby GRANTED. All dispositive motions or motions to strike expert testimony shall be filed by October 16, 2014. Responses to all such motions shall be filed by November 17, 2014. Replies shall be due by December 1, 2014. It is so ordered. Signed by Judge Alvin W. Thompson on 07/18/2014. (Bowers, J.) (Entered: 07/18/2014)
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110	Filed: 7/17/2014, Entered: None
	Joint MOTION for Modification of Scheduling Order by Joseph F. Apuzzo.Responses due by 8/7/2014 (Attachments: # 1 Text of Proposed Order)(Taube, Seth) (Entered: 07/17/2014)
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109	Filed: 5/19/2014, Entered: None
	ORDER: Joint Motion for Modification of Scheduling Order 104 was withdrawn. It is so ordered. Signed by Judge Alvin W. Thompson on 5/19/14. (Smith, S.) (Entered: 05/22/2014)
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108	Filed: 5/19/2014, Entered: None
	ORDER: The Motion to Withdraw Joint Motion for Modification of Scheduling Order (Docket No. 104) (Doc. No. 105 ) is hereby GRANTED. It is so ordered. Signed by Judge Alvin W. Thompson on 05/19/2014. (Bowers, J.) (Entered: 05/19/2014)
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107	Filed: 5/19/2014, Entered: None
	ORDER: Joint Motion for Modification of Scheduling Order 106 is hereby GRANTED. All dispositive motions or motions to strike expert testimony shall be filed by July 18, 2014. Responses to all such motions shall be filed by August 18, 2014. Replies shall be due by September 1, 2014. It is so ordered. Signed by Judge Alvin W. Thompson on 5/19/14. (Smith, S.) (Entered: 05/19/2014)
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106	Filed: 5/16/2014, Entered: None
	Joint MOTION for Modification of Scheduling Order by Joseph F. Apuzzo.Responses due by 6/6/2014 (Attachments: # 1 Text of Proposed Order)(Taube, Seth) (Entered: 05/16/2014)
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105	Filed: 5/14/2014, Entered: None
	MOTION to Withdraw Joint Motion for Modifcation of Scheduling Order (Docket No. 104) by Joseph F. Apuzzo. (Taube, Seth) (Entered: 05/14/2014)
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104	Filed: 5/13/2014, Entered: None
	Joint MOTION for Modification of Scheduling Order by Joseph F. Apuzzo.Responses due by 6/3/2014 (Attachments: # 1 Text of Proposed Order)(Taube, Seth) (Entered: 05/13/2014)
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103	Filed: 3/31/2014, Entered: None
	ORDER: The Defendant's Motion for Partial Summary Judgment (Doc. No. 77 ) is hereby DENIED. It is so ordered. Signed by Judge Alvin W. Thompson on 03/31/2014. (Bowers, J.) (Entered: 03/31/2014)
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102	Filed: 2/19/2014, Entered: None
	ORDER: Motion for Modification of Scheduling Order 101 is hereby GRANTED. Dispositive motions, or motions to strike expert testimony, shall be filed by May 19, 2014. Responses shall be filed by June 18, 2014. Replies will be due by July 2, 2014. It is so ordered. Signed by Judge Alvin W. Thompson on 2/19/14. (Smith, S.) (Entered: 02/20/2014)
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101	Filed: 2/14/2014, Entered: None
	MOTION FOR MODIFICATION OF SCHEDULING ORDER by Joseph F. Apuzzo.Responses due by 3/7/2014 (Attachments: # 1 Text of Proposed Order)(Taube, Seth) Modified on 2/21/2014 to correct motion relief (Ferguson, L.). Modified on 2/21/2014 (Ferguson, L.). (Entered: 02/14/2014)
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100	Filed: 1/13/2014, Entered: None
	ORDER: Joint Motion for Modification of Scheduling Order 99 is hereby GRANTED. All dispositive motions or motions to strike expert testimony shall be filed by February 17, 2014. Responses shall be due by March 19, 2014. Replies are due by April 2, 2014. It is so ordered. Signed by Judge Alvin W. Thompson on 1/13/14. (Smith, S.) (Entered: 01/14/2014)
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99	Filed: 1/10/2014, Entered: None
	Joint MOTION Modifying Scheduling Order by Joseph F. Apuzzo.Responses due by 1/31/2014 (Attachments: # 1 Text of Proposed Order)(Gora, Richard) (Entered: 01/10/2014)
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98	Filed: 11/20/2013, Entered: None
	REVISED SCHEDULING ORDER: Dispositive Motions due by 1/15/2014 Signed by Judge Alvin W. Thompson on 11/19/2013.(Perez, J.) (Entered: 11/21/2013)
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97	Filed: 11/21/2013, Entered: None
	Docket Entry Correction re 96 Order Dismissing Case. Entered in error. Docketed on incorrect case. (Perez, J.) (Entered: 11/21/2013)
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96	Filed: 11/20/2013, Entered: None
	ENTERED IN ERROR-ORDER DISMISSING CASE Signed by Judge Alvin W. Thompson on 11/19/2013.(Perez, J.) Modified on 11/21/2013 (Perez, J.). (Entered: 11/21/2013)
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95	Filed: 11/19/2013, Entered: None
	ORDER: The Motion for Extension of Time (Doc. No. 94 ) is hereby GRANTED. See the attached Revised Scheduling Order for adjusted dates. It is so ordered. Signed by Judge Alvin W. Thompson on 11/19/2013. (Bowers, J.) (Entered: 11/19/2013)
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94	Filed: 11/18/2013, Entered: None
	MOTION for Extension of Time until 01/15/2014 To File Dispositive Motions 91 Order on Motion for Extension of Time, by Securities and Exchange Commission. (Attachments: # 1 Text of Proposed Order)(Stodghill, Charles) (Entered: 11/18/2013)
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93	Filed: 11/12/2013, Entered: None
	ORDER: The Motion for Melissa Armstrong to Withdraw (Doc. No. 92 ) is hereby GRANTED. It is so ordered. Signed by Judge Alvin W. Thompson on 11/12/2013. (Bowers, J.) (Entered: 11/12/2013)
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92	Filed: 11/11/2013, Entered: None
	MOTION for Melissa Armstrong to Withdraw as Attorney by Joseph F. Apuzzo. (Attachments: # 1 Text of Proposed Order)(Taube, Seth) (Entered: 11/11/2013)
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91	Filed: 10/2/2013, Entered: None
	ORDER: The Joint Motion for Extension of Time (Doc. No. 90 ) is hereby GRANTED. All expert discovery shall be completed by October 18, 2013. Motions to strike expert testimony and dispositive motions, if any, shall be filed by November 22, 2013. It is so ordered. Signed by Judge Alvin W. Thompson on 10/02/2013. (Bowers, J.) (Entered: 10/02/2013)
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90	Filed: 9/19/2013, Entered: None
	Joint MOTION for Extension of Time until October 18, 2013 and November 22, 2013 Deadlines to complete expert discovery and file motions to strike expert testimony or dispositive motions by Joseph F. Apuzzo, Securities and Exchange Commission. (Attachments: # 1 Text of Proposed Order)(Armstrong, Melissa) (Entered: 09/19/2013)
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89	Filed: 8/9/2013, Entered: None
	REPLY to Response to 77 MOTION for Summary Judgment filed by Joseph F. Apuzzo. (Armstrong, Melissa) (Entered: 08/09/2013)
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88	Filed: 7/22/2013, Entered: None
	Memorandum in Opposition re 77 MOTION for Summary Judgment filed by Securities and Exchange Commission. (Attachments: # 1 Affidavit of Lesley Atkins in Opposition to Motion, # 2 Statement of Material Facts and Disputed Issues in opposition to Motion)(Stodghill, Charles) (Additional attachment(s) added on 7/24/2013: # 3 REPLACEMENT OCR SEARCHALBE PDF FOR MEMORANDUM IN OPPOSITION, # 4 REPLACEMENT OCR SEARCHABLE PDF FOR AFFIDAVIT OF LESLEY B. ATKINS) (Ferguson, L.). (Entered: 07/22/2013)
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87	Filed: 7/16/2013, Entered: None
	CERTIFICATE OF GOOD STANDING re 83 MOTION for Attorney(s) Richard B. Harper to be Admitted Pro Hac Vice (paid $75 PHV fee; receipt number 0205-2923829) by Joseph F. Apuzzo. (Gora, Richard) (Entered: 07/16/2013)
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86	Filed: 7/15/2013, Entered: None
	ORDER: Consent Motion for Modification of Scheduling Order 85 is hereby GRANTED, absent objection. Plaintiff's opposition to defendant's motion for particial summary judgment shall be filed by July 22, 2013; defendant's reply to plaintiff's opposition shall be filed by August 9, 2013. It is so ordered. Responses due by 7/22/2013. Signed by Judge Alvin W. Thompson on 7/15/13. (Smith, S.) (Entered: 07/15/2013)
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85	Filed: 7/11/2013, Entered: None
	MOTION for Extension of Time to File Response/Reply as to 77 MOTION for Summary Judgment until 7/22/2013 by Securities and Exchange Commission. (Attachments: # 1 Text of Proposed Order)(Stodghill, Charles) (Entered: 07/11/2013)
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84	Filed: 6/28/2013, Entered: None
	ORDER granting 83 Motion to Appear Pro Hac Vice. Attorney Richard Benjamin Harper for Joseph F. Apuzzo added. Certificate of Good Standing due by 8/27/2013. Signed by Clerk on 6/28/13. (Ferguson, L.) (Entered: 06/28/2013)
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83	Filed: 6/27/2013, Entered: None
	MOTION for Attorney(s) Richard B. Harper to be Admitted Pro Hac Vice (paid $75 PHV fee; receipt number 0205-2923829) by Joseph F. Apuzzo. (McHugh, Patrick) (Entered: 06/27/2013)
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82	Filed: 6/23/2013, Entered: None
	ORDER: Revised Scheduling Order granting Motion for Extension of Time (Doc. No. 81 ). Signed by Judge Alvin W. Thompson on 6/22/13. (Gallagher, Robyn) Modified on 6/24/2013 to correct signature date (Ferguson, L.). (Entered: 06/23/2013)
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81	Filed: 6/7/2013, Entered: None
	Consent MOTION for Extension of Time by Joseph F. Apuzzo. (Attachments: # 1 Text of Proposed Order)(Armstrong, Melissa) (Entered: 06/07/2013)
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80	Filed: 6/6/2013, Entered: None
	AFFIDAVIT re 77 MOTION for Summary Judgment Signed By Joseph F. Apuzzo filed by Joseph F. Apuzzo. (Attachments: # 1 Exhibit A to Apuzzo Declaration, # 2 Exhibit B to Apuzzo Declaration, # 3 Exhibit C to Apuzzo Declaration, # 4 Exhibit D to Apuzzo Declaration)(Armstrong, Melissa) (Entered: 06/06/2013)
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79	Filed: 6/6/2013, Entered: None
	Statement of Material Facts re 77 MOTION for Summary Judgment filed by Joseph F. Apuzzo. (Armstrong, Melissa) (Entered: 06/06/2013)
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78	Filed: 6/6/2013, Entered: None
	Memorandum in Support re 77 MOTION for Summary Judgment filed by Joseph F. Apuzzo. (Attachments: # 1 Exhibit 1 to Memorandum of Law, # 2 Exhibit 2 to Memorandum of Law, # 3 Exhibit 3 to Memorandum of Law)(Armstrong, Melissa) (Entered: 06/06/2013)
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77	Filed: 6/6/2013, Entered: None
	MOTION for Summary Judgment by Joseph F. Apuzzo.Responses due by 6/27/2013 (Armstrong, Melissa) (Entered: 06/06/2013)
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76	Filed: 5/29/2013, Entered: None
	ORDER: The Motion for Extension of Time (Doc. No. 64 ) is hereby GRANTED. All expert discovery shall be completed by July 12, 2013. Dispositive motions, if any, shall be filed by August 2, 2013. All other dates requested in the motion are also approved. A joint trial memorandum order will be issued once the dispositive motions deadline has passed. It is so ordered. Signed by Judge Alvin W. Thompson on 5/29/2013. (Gallagher, Robyn) (Entered: 05/29/2013)
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75	Filed: 5/23/2013, Entered: None
	MOTION for Extension of Time 64 Scheduling Order by Securities and Exchange Commission. (Attachments: # 1 Text of Proposed Order)(Stodghill, Charles) (Entered: 05/23/2013)
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74	Filed: 4/24/2013, Entered: None
	NOTICE OF E-FILED CALENDAR: THIS IS THE ONLY NOTICE COUNSEL WILL RECEIVE. Settlement Conference set for 5/13/2013 at 11:00 AM before James R. Hawkins II, ParaJudicial Officer, at the Office of Baker & Botts, 30 Rockefeller Plaza, New York, NY 10022. The parties must attend this settlement conference. Ex parte memoranda should be submitted to Mr. Hawkins by email no later than 5/6/2013. See attached for further instructions. (Smith, S.) (Entered: 04/24/2013)
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73	Filed: 4/12/2013, Entered: None
	CERTIFICATE OF GOOD STANDING re 67 MOTION for Attorney(s) Melissa Armstrong to be Admitted Pro Hac Vice (includes a request to waive the fee) by Joseph F. Apuzzo. (Gora, Richard) (Entered: 04/12/2013)
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72	Filed: 4/12/2013, Entered: None
	CERTIFICATE OF GOOD STANDING re 66 MOTION for Attorney(s) Lisa J. Hart to be Admitted Pro Hac Vice (paid $75 PHV fee; receipt number 0205-2833429) by Joseph F. Apuzzo. (Gora, Richard) (Entered: 04/12/2013)
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71	Filed: 4/10/2013, Entered: None
	NOTICE of Appearance by Lisa J Hart on behalf of Joseph F. Apuzzo (Hart, Lisa) (Entered: 04/10/2013)
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70	Filed: 4/10/2013, Entered: None
	NOTICE of Appearance by Melissa Armstrong on behalf of Joseph F. Apuzzo (Armstrong, Melissa) (Entered: 04/10/2013)
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69	Filed: 4/8/2013, Entered: None
	ORDER: Motion to Admit Melissa Armstrong as Visiting Attorney 67 is hereby GRANTED. Certificate of Good Standing due by 6/7/2013. Signed by Clerk on 4/8/2013. (Smith, S.) (Entered: 04/08/2013)
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68	Filed: 4/8/2013, Entered: None
	ORDER: Motion to Admit Lisa J. Hart as a Visiting Attorney 66 is hereby GRANTED. Certificate of Good Standing due by 6/7/2013. Signed by Clerk on 4/8/2013. (Smith, S.) (Entered: 04/08/2013)
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67	Filed: 4/5/2013, Entered: None
	MOTION for Attorney(s) Melissa Armstrong to be Admitted Pro Hac Vice (paid $75 PHV fee; receipt number 0205-2833412) by Joseph F. Apuzzo. (McHugh, Patrick) Modified on 4/5/2013 to add in receipt number - filing fee was paid. (Ruocco, M.). (Entered: 04/05/2013)
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66	Filed: 4/5/2013, Entered: None
	MOTION for Attorney(s) Lisa J. Hart to be Admitted Pro Hac Vice (paid $75 PHV fee; receipt number 0205-2833429) by Joseph F. Apuzzo. (McHugh, Patrick) (Entered: 04/05/2013)
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65	Filed: 1/11/2013, Entered: None
	ANSWER to 1 Complaint with Affirmative Defenses and Special Defenses with Jury Demand by Joseph F. Apuzzo.(McHugh, Patrick) (Entered: 01/11/2013)
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64	Filed: 1/11/2013, Entered: None
	SCHEDULING ORDER. Signed by Judge Alvin W. Thompson on 1/11/2013. (Gallagher, Robyn) (Entered: 01/11/2013)
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63	Filed: 12/26/2012, Entered: None
	PROPOSED ORDER Joint Proposed Scheduling Order by Joseph F. Apuzzo, Securities and Exchange Commission. (McHugh, Patrick) (Entered: 12/26/2012)
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62	Filed: 12/11/2012, Entered: None
	NOTICE OF E-FILED CALENDAR: THIS IS THE ONLY NOTICE COUNSEL WILL RECEIVE. ALL PERSONS ENTERING THE COURTHOUSE MUST PRESENT PHOTO IDENTIFICATION.Scheduling Conference set for 12/14/2012 at 11:00 AM, 450 Main St., Hartford, CT before James R. Hawkins II, ParaJudicial Officer. Counsel should report to the South Chambers, Suite 240, for room assignment. (Sykes, J.) (Entered: 12/11/2012)
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61	Filed: 11/20/2012, Entered: None
	MANDATE of USCA dated 11/20/12 Reversing the Judgment of the District Court and the Case is Remanded 59 Notice of Appeal filed by Securities and Exchange Commission (Ferguson, L.) (Entered: 11/27/2012)
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60	Filed: 4/1/2011, Entered: None
	Index to Record on Appeal by Securities and Exchange Commission re 59 Notice of Appeal, 1 Complaint, 45 Affidavit, 41 Memorandum in Support of Motion, 42 Affidavit, 44 Memorandum in Opposition to Motion, 49 Reply to Response to Motion, 58 Judgment, 57 Order on Motion to Dismiss, 40 MOTION to Dismiss. For docket entries without a hyperlink, contact the court to arrange for the document(s) to be made available to you. (Stodghill, Charles) (Entered: 04/01/2011)
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59	Filed: 2/18/2011, Entered: None
	NOTICE OF APPEAL as to 58 Judgment by Securities and Exchange Commission. (Malone, P.) (Entered: 02/18/2011)
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58	Filed: 12/22/2010, Entered: None
	JUDGMENT entered in favor of defendant Joseph F. Apuzzo.For Appeal Forms please go to the following website: http://www.ctd.uscourts.gov/forms.html. Signed by Clerk on 12/22/10. (Ferguson, L.) (Entered: 12/23/2010)
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57	Filed: 12/20/2010, Entered: None
	ORDER granting 40 Motion to Dismiss. Signed by Judge Alvin W. Thompson on 12/20/2010. (Jean-Louis, C) (Entered: 12/20/2010)
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56	Filed: 12/6/2010, Entered: None
	PROPOSED ORDER Revised Consent Order Regarding Scheduling by Joseph F. Apuzzo, Securities and Exchange Commission. (McHugh, Patrick) (Entered: 12/06/2010)
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55	Filed: 10/19/2010, Entered: None
	PROPOSED ORDER Consent Order Regarding Scheduling by Joseph F. Apuzzo, Securities And Exchange Commission. (McHugh, Patrick) (Entered: 10/19/2010)
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54	Filed: 1/11/2010, Entered: None
	Stipulated Protective Order. Signed by Judge Alvin W. Thompson on 01/11/2010. (Grady, B.) (Entered: 01/13/2010)
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53	Filed: 1/5/2010, Entered: None
	STIPULATION for Protective Order by Securities And Exchange Commission, Joseph F. Apuzzo. (McHugh, Patrick) (Entered: 01/05/2010)
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52	Filed: 12/16/2009, Entered: None
	First NOTICE OF ADDITIONAL AUTHORITY by Joseph F. Apuzzo re 51 First MOTION for Leave to File Supplemental Brief Regarding Recently Released Authority filed by Joseph F. Apuzzo. (Attachments: # 1 Exhibit A)(McHugh, Patrick) (Entered: 12/16/2009)
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51	Filed: 12/16/2009, Entered: None
	First MOTION for Leave to File Supplemental Brief Regarding Recently Released Authority by Joseph F. Apuzzo. (McHugh, Patrick) (Entered: 12/16/2009)
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50	Filed: 2/3/2009, Entered: None
	ORDER OF TRANSFER. Case reassigned to Judge Alvin W. Thompson for all further proceedings. Signed by Clerk on 2/3/09. (S-D'Onofrio, B.) (Entered: 02/03/2009)
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49	Filed: 1/12/2009, Entered: None
	REPLY to Response to 40 MOTION to Dismiss filed by Joseph F. Apuzzo. (Taube, Seth) (Entered: 01/12/2009)
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48	Filed: 1/6/2009, Entered: None
	ORDER granting 47 Motion for Leave to File Excess Pages. Signed by Judge Alan H. Nevas on 1/6/09. (Jaiman, R.) Modified on 1/6/2009 (Jaiman, R.). (Entered: 01/06/2009)
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47	Filed: 1/5/2009, Entered: None
	First MOTION for Leave to File Excess Pages by Joseph F. Apuzzo. (McHugh, Patrick) (Entered: 01/05/2009)
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46	Filed: 11/28/2008, Entered: None
	CERTIFICATE OF SERVICE by Securities And Exchange Commission re 45 Affidavit, 44 Memorandum in Opposition to Motion to Dismiss (Stodghill, Charles) (Entered: 11/28/2008)
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45	Filed: 11/28/2008, Entered: None
	AFFIDAVIT re 40 MOTION to Dismiss 44 Memorandum in Opposition to Motion to Dismiss Signed By Lesley Atkins filed by Securities And Exchange Commission. (Stodghill, Charles) Motion link Modified on 12/1/2008 (Bauer, J.). (Entered: 11/28/2008)
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44	Filed: 11/28/2008, Entered: None
	Memorandum in Opposition re 40 MOTION to Dismiss filed by Securities And Exchange Commission. (Stodghill, Charles) (Entered: 11/28/2008)
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43	Filed: 9/25/2008, Entered: None
	Minute Entry for proceedings held before Judge Alan H. Nevas: Prefiling Conference held on 9/25/2008. Motion to Dismiss will be filed, Plaintiff to respond 60 days and Defendant will have 45 days to reply (Jaiman, R.) Modified on 11/21/2008 (Jaiman, R.). (Entered: 10/16/2008)
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42	Filed: 9/29/2008, Entered: None
	AFFIDAVIT re 40 MOTION to Dismiss Signed By Maureen Reid filed by Joseph F. Apuzzo. (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Reid, Maureen) (Entered: 09/29/2008)
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41	Filed: 9/29/2008, Entered: None
	Memorandum in Support re 40 MOTION to Dismiss filed by Joseph F. Apuzzo. (Taube, Seth) (Entered: 09/29/2008)
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40	Filed: 9/29/2008, Entered: None
	MOTION to Dismiss by Joseph F. Apuzzo.Responses due by 10/20/2008 (Taube, Seth) (Entered: 09/29/2008)
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39	Filed: 9/25/2008, Entered: None
	ORDER granting 38 Motion for Order Setting Discovery Parameters pending entry of judgment in U.S. v. Milne, 3:08cr90(AHN). Signed by Judge Alan H. Nevas on 09/25/08. (Brooks, L.) (Entered: 09/25/2008)
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38	Filed: 9/22/2008, Entered: None
	Consent Motion for Order Setting Discovery Parameters by Securities And Exchange Commission, Joseph F. Apuzzo of Consent (Taube, Seth) Modified on 9/23/2008 to correct motion event (D'Andrea, S.) (Entered: 09/22/2008)
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37	Filed: 9/16/2008, Entered: None
	NOTICE OF E-FILED CALENDAR: THIS IS THE ONLY NOTICE COUNSEL/THE PARTIES WILL RECEIVE.ALL PERSONS ENTERING THE COURTHOUSE MUST PRESENT PHOTO IDENTIFICATION. Prefiling Conference set for 9/25/2008 at 10:00 AM in Chambers Room 240 - Annex, 915 Lafayette Blvd., Bridgeport, CT before Judge Alan H. Nevas (Jaiman, R.) (Entered: 09/16/2008)
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36	Filed: 9/15/2008, Entered: None
	ORDER granting 35 Motion for Pre-Filing Conference. Signed by Judge Alan H. Nevas on 9/15/08. (Jaiman, R.) (Entered: 09/15/2008)
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35	Filed: 9/9/2008, Entered: None
	MOTION for Pre-Filing Conference by Joseph F. Apuzzo. (McHugh, Patrick) (Entered: 09/09/2008)
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34	Filed: 9/4/2008, Entered: None
	ORDER granting 33 Motion for Extension of Time until September 29, 2008 to answer, move against or otherwise respond to Plaintiffs Complaint by Joseph F. Apuzzo. Signed by Judge Alan H. Nevas on 09/04/08. (Brooks, L.) (Entered: 09/04/2008)
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33	Filed: 9/3/2008, Entered: None
	Third MOTION for Extension of Time until September 29, 2008 to answer, move against or otherwise respond to Plaintiffs Complaint. by Joseph F. Apuzzo. (McHugh, Patrick) (Entered: 09/03/2008)
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32	Filed: 8/18/2008, Entered: None
	ORDER granting 30 Motion for Extension of Time September 8, 2008 to respond to the complaint. Signed by Judge Alan H. Nevas on 8/18/08. (Jaiman, R.) (Entered: 08/18/2008)
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31	Filed: 8/18/2008, Entered: None
	Docket Entry Correction...Modified to have counsel submit a motion for extension of time re 29 Proposed Order (Jaiman, R.) (Entered: 08/18/2008)
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30	Filed: 8/15/2008, Entered: None
	MOTION for Extension of Time until September 8, 2008 to respond to the complaint by Securities And Exchange Commission, Joseph F. Apuzzo. (Attachments: # 1 Text of Proposed Order)(Taube, Seth) (Entered: 08/15/2008)
	Request
29	Filed: 8/4/2008, Entered: None
	ENTERED IN ERROR...PROPOSED ORDER Consent Order by Joseph F. Apuzzo. (Taube, Seth) Modified on 8/18/2008 (Jaiman, R.). (Entered: 08/04/2008)
	Request
28	Filed: 6/10/2008, Entered: None
	NOTICE of Appearance by Lesley B. Atkins on behalf of Securities And Exchange Commission (Atkins, Lesley) (Entered: 06/10/2008)
	Request
27	Filed: 5/27/2008, Entered: None
	ORDER Granting 26 Motion for Attorney Lesley B. Atkins to Appear Pro Hac Vice. Signed by Clerk on 5/27/2008. (D'Andrea, S.) (Entered: 05/27/2008)
	Request
26	Filed: 5/20/2008, Entered: None
	MOTION for Attorney Lesley B. Atkins to Appear Pro Hac Vice by Securities And Exchange Commission. (D'Andrea, S.) (Entered: 05/27/2008)
	Request
25	Filed: 3/12/2008, Entered: None
	ORDER approving 22 Report of Rule 26(f) Planning Meeting. Discovery due by 12/31/2008. Dispositive Motions due by 3/3/2009. Signed by Judge Alan H. Nevas on 3/12/08. (Montz, A.) (Entered: 03/12/2008)
	Request
24	Filed: 3/12/2008, Entered: None
	CONSENT ORDER Granting 17 Motion to Stay for a Period of 90 Days; Granting 19 Motion to Intervene by USA. Signed by Judge Alan H. Nevas on 3/11/2008. (D'Andrea, S.) (Entered: 03/12/2008)
	Request
23	Filed: 2/28/2008, Entered: None
	PROPOSED ORDER Consent Order by Joseph F. Apuzzo re: 17 Motion to Stay and 19 Motion to Intervene (Taube, Seth) Modified on 3/4/2008 to create links to doc #s 17 and 19(D'Andrea, S.) (Entered: 02/28/2008)
	Request
22	Filed: 2/27/2008, Entered: None
	REPORT of Rule 26(f) Planning Meeting. (Stodghill, Charles) (Entered: 02/27/2008)
	Request
21	Filed: 2/26/2008, Entered: None
	ORDER granting 18 Motion to Withdraw as Attorney. Attorney Victoria S Shin terminated. Signed by Judge Alan H. Nevas on 2/26/08. (Montz, A.) (Entered: 02/26/2008)
	Request
20	Filed: 2/25/2008, Entered: None
	NOTICE of Appearance by Charles D. Stodghill on behalf of Securities And Exchange Commission (Stodghill, Charles) (Entered: 02/25/2008)
	Request
19	Filed: 2/19/2008, Entered: None
	MOTION to Intervene by United States.Responses Due by 3/11/2008. (D'Andrea, S.) (Entered: 02/20/2008)
	Request
18	Filed: 2/20/2008, Entered: None
	MOTION for Victoria S. Shin to Withdraw as Attorney by Securities And Exchange Commission. (Shin, Victoria) (Entered: 02/20/2008)
	Request
17	Filed: 2/19/2008, Entered: None
	MOTION to Stay by United States.Responses due by 3/11/2008 (McGarry, Michael) (Entered: 02/19/2008)
	Request
16	Filed: 2/19/2008, Entered: None
	NOTICE of Appearance by Michael S. McGarry on behalf of United States (McGarry, Michael) (Entered: 02/19/2008)
	Request
15	Filed: 2/19/2008, Entered: None
	NOTICE of Appearance by John B. Hughes on behalf of Securities And Exchange Commission as local counsel (Hughes, John) (Entered: 02/19/2008)
	Request
14	Filed: 2/13/2008, Entered: None
	NOTICE of Appearance by Maureen P. Reid on behalf of Joseph F. Apuzzo (Reid, Maureen) (Entered: 02/13/2008)
	Request
13	Filed: 2/13/2008, Entered: None
	NOTICE of Appearance by Seth T. Taube on behalf of Joseph F. Apuzzo (Taube, Seth) (Entered: 02/13/2008)
	Request
12	Filed: 2/8/2008, Entered: None
	ORDER Granting 10 Motion for Attorney Seth T. Taube to Appear Pro Hac Vice; Granting 11 Motion for Attorney Maureen P. Reid to Appear Pro Hac Vice. Signed by Clerk on 2/8/2008. (D'Andrea, S.) (Entered: 02/08/2008)
	Request
11	Filed: 2/8/2008, Entered: None
	MOTION for Attorney Maureen P. Reid to Appear Pro Hac Vice. Filing Fee $25.00, Receipt Number B015465, by Joseph F. Apuzzo. (D'Andrea, S.) (Entered: 02/08/2008)
	Request
10	Filed: 2/8/2008, Entered: None
	MOTION for Attorney Seth T. Taube to Appear Pro Hac Vice. Filing Fee $25.00, Receipt Number B015465, by Joseph F. Apuzzo. (D'Andrea, S.) (Entered: 02/08/2008)
	Request
9	Filed: 1/31/2008, Entered: None
	ORDER Granting 8 Motion for Attorney Charles D. Stodghill to Appear Pro Hac Vice for Securities And Exchange Commission. Attorney added. Signed by Clerk on 1/31/2008. (D'Andrea, S.) (Entered: 01/31/2008)
	Request
8	Filed: 1/31/2008, Entered: None
	MOTION for Attorney Charles D. Stodghill to Appear Pro Hac Vice by Securities And Exchange Commission. (Attachments: # 1 Affidavit of Charles D. Stodghill)(D'Andrea, S.) (Entered: 01/31/2008)
	Request
7	Filed: 1/25/2008, Entered: None
	NOTICE of Appearance by Richard S. Gora on behalf of Joseph F. Apuzzo (Gora, Richard) (Entered: 01/25/2008)
	Request
6	Filed: 1/25/2008, Entered: None
	NOTICE of Appearance by Patrick J. McHugh on behalf of Joseph F. Apuzzo (McHugh, Patrick) (Entered: 01/25/2008)
	Request
5	Filed: 1/23/2008, Entered: None
	NOTICE to Counsel on Transferred Case. Signed by Clerk on 1/23/08. (Montz, A.) (Entered: 01/23/2008)
	Request
4	Filed: 1/14/2008, Entered: None
	ORDER OF TRANSFER. Case reassigned to Judge Alan H. Nevas for all further proceedings. Signed by Judge Christopher F. Droney on 1/14/08. (D'Onofrio, B.) (Entered: 01/15/2008)
	Request
3	Filed: 12/27/2007, Entered: None
	ELECTRONIC FILING ORDER. Signed by Judge Christopher F. Droney on 12/27/2007. (Falcone, K.) (Entered: 12/28/2007)
	Request
2	Filed: 12/27/2007, Entered: None
	Order on Pretrial Deadlines: Motions to Dismiss due on 3/27/2008. Amended Pleadings due by 2/25/2008 Discovery due by 6/27/2008 Dispositive Motions due by 7/27/2008. Signed by Clerk on 12/27/2007. (Falcone, K.) (Entered: 12/28/2007)
	Request
1	Filed: 12/27/2007, Entered: None
	COMPLAINT against Joseph F. Apuzzo, filed by Securities And Exchange Commission.(Falcone, K.) (Entered: 12/28/2007)
	Request

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