Lehman Brothers Special Financing Inc. v. Bank of America National Association

Federal Civil Lawsuit New York Southern District Court, Case No. 1:14-cv-10070
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Last Updated October 5, 2018 at 1:47 PM EDT (6.8 years ago) Update UpdateSpaceE-Mail Alert AlertsSpaceJump Jump
Summary

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Parties
No Logo Lehman Brothers Special Financing Inc., Plaintiff

Represented by Wollmuth Maher & Deutsch LLP

Name Phone Fax E-Mail
Space Adam M. Bialek +1 212 382 3300 +1 212 382 0050 abialek@wmd-law.com
Space William Francis Dahill +1 212 382 3300 +1 212 382 0050 Wdahill@wmd-law.com
Space PAUL R. DEFILIPPO +1 973 733 9200 +1 973 733 9292 pdefilippo@wmd-law.com
Space James N. Lawlor +1 973 733 9200 +1 973 733 9292 jlawlor@wmd-law.com
v.
No Logo 801 Grand CDO Series 2006-1 LLC, as Co-Isuer , Defendant
No Logo 801 Grand CDO Series 2006-2 LLC, as Co-Issuer, Defendant
No Logo 801 Grand CDO SPC f/a/o the Series 2006-1, as Issuer , Defendant
No Logo 801 Grand CDO SPC f/a/o the Series 2006-2, as Isuer, Defendant
No Logo 801 GRAND CDO SPC, f/a/o THE SERIES 2006-1, as Issuer, Defendant
No Logo AIA International Ltd., Defendant

Represented by Debevoise & Plimpton LLP

Name Phone Fax E-Mail
Space Shannon Rose Selden +1 212 909 6000 +1 212 909 6836 srselden@debevoise.com
Space Zheng Wang +1 212 909 6000 +1 212 909 6836 zwang@debevoise.com
No Logo AIG Taiwan Insurance Co., Ltd., Defendant
No Logo ALTA CDO LLC, for Series 2007-1, as Co-Issuer , Defendant
No Logo ALTA CDO LLC, for Series 2007-2, as Co-Issuer, Defendant
No Logo ALTA CDO SPC, f/a/o the Series 2007-1 Segregated Portfolio, as Issuer , Defendant
No Logo ALTA CDO SPC, f/a/o the Series 2007-2 Segregated Portfolio, as Issuer, Defendant
No Logo American Family Life Assurance Company of Columbus, Defendant
No Logo ANZ Investment Bank, Defendant
No Logo ANZ Nominees Limited, Defendant

Represented by Cleary Gottlieb Steen & Hamilton LLP

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Lewis J. Liman +1 212 225 2000 +1 212 225 3499 lliman@cgsh.com
Space Lewis J. Liman +1 212 225 2000 +1 212 225 3499 lliman@cgsh.com
No Logo Atlantic Central Bankers Bank, Defendant
No Logo Banco Credito del Peru, Defendant
No Logo Bank Of America National Association, Defendant

Represented by Alston & Bird, LLP

Name Phone Fax E-Mail
Space Michael Edward Johnson +1 212 210 9400 +1 212 210 9444 mjohnson@alston.com

Represented by Munger, Tolles & Olson LLP

Name Phone Fax E-Mail
Space Kevin Howard Scott +1 213 683 9138 +1 213 683 5138 kevin.scott@mto.com
Space Marc S T Dworsky +1 213 683 9100 +1 213 687 3702 marc.dworsky@mto.com
No Logo Bank of New York Corporate Trustee Services Ltd., Defendant

Represented by Reed Smith LLP

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED Eric C Schaffer +1 510 763 2000 +1 412 288 3063 ecschaffer@reedsmith.com
Space Eric C Schaffer +1 510 763 2000 +1 412 288 3063 ecschaffer@reedsmith.com
No Logo Bank Sinopac( f/k/a International Bank of Taipei), Defendant

Represented by Lowenstein Sandler, PC

Name Phone Fax E-Mail
Space JEFFREY PROL +1 973 597 2500 +1 973 597 2400 jprol@lowenstein.com
No Logo Bank Sinopac, f/k/a International Bank of Taipei, Defendant

Represented by Lowenstein Sandler, PC

Name Phone Fax E-Mail
Space JEFFREY PROL +1 973 597 2500 +1 973 597 2400 jprol@lowenstein.com
No Logo Barton Springs CDO Series 2005-1 LLC, as Co Issuer , Defendant
No Logo Barton Springs CDO Series 2005-2 LLC, as Co-Issuer, Defendant
Officially listed as "Barton Springs CDO Series 2005-2 LLC"
No Logo Barton Springs CDO SPC, f/a/o The Series 2005-1 Segregated Portfolio, as Issuer , Defendant
No Logo Barton Springs CDO SPC, f/a/o The Series 2005-2 Segregated Portfolio, as Issuer, Defendant
No Logo Basis Capital Pty Limited, Defendant
No Logo Basis Pac-Rim Opportunity Fund Ltd., Defendant
No Logo Big Horn CDO 2007-1-Collateral , Defendant
No Logo Blue Point CDO Series 2005-1 LLC, as Co-Issuer, Defendant
No Logo Blue Point CDO SPC, f/a/o the Series 2005-1 Segregated Portfolio, as Issuer , Defendant
No Logo Blue Point CDO SPC, f/a/o the Series 2005-2 Segregated Portfolio, Defendant
No Logo BNY Mellon Corporate Trustee Services Limited, Defendant
Officially listed as "BNY Mellon Corporate Trustee Services Ltd."
No Logo Broderick Cdo 3 Ltd., Defendant
No Logo Cannington Funding Ltd., Defendant

Represented by McDermott, Will & Emery, LLP

Name Phone Fax E-Mail
Space Andrew Bennett Kratenstein +1 212 547 5695 +1 212 547 5444 akratenstein@mwe.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Andrew Bennett Kratenstein +1 212 547 5695 +1 212 547 5444 akratenstein@mwe.com
No Logo Cherry Hill CDO LLC for Series 2007-1, as Co-Issuer , Defendant
No Logo Cherry Hill CDO LLC for Series 2007-2, as Co-Issuer, Defendant
No Logo Cherry Hill CDO SPC, f/a/o the Series 2007-1 Segregated Portfolio, as Issuer , Defendant
No Logo Cherry Hill CDO SPC, f/a/o the Series 2007-2 Segregated Portfolio, as Issuer, Defendant
No Logo Cheyne CLO Investments I Ltd., Defendant
Citibank, NA Citibank, NA, Defendant
Officer/Director, Kemet Corporation
Officer/Director, STRATOS LIGHTWAVE, INC.
Officer/Director, Chippac, Inc.
Officer/Director, Citicorp Holdings, Inc.
Citigroup, Inc. Officer/Director, Citigroup, Inc.
Officer/Director, CITICORP
Officer/Director, Intersil Holding Co
Officer/Director, Citigroup Holdings Co

Represented by Paul, Weiss, Rifkind, Wharton & Garrison, LLP

Name Phone Fax E-Mail
Space Stephen J. Shimshak +1 212 373 3133 +1 212 757 3990 sshimshak@paulweiss.com
No Logo Citicorp Nominees Pty Ltd., Defendant
Citigroup Global Markets, Inc. Citigroup Global Markets, Inc., Defendant
No Logo City of Philadelphia PERS , Defendant

Represented by Archer & Greiner, PC

Name Phone Fax E-Mail
Space Stephen Michael Packman +1 609 795 2121 +1 609 795 0574 spackman@archerlaw.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Stephen Michael Packman +1 609 795 2121 +1 609 795 0574 spackman@archerlaw.com
No Logo Class V Funding III, Corp., Defendant
No Logo Class V Funding Iii Ltd., Defendant
No Logo Clearstream Banking S.A., Defendant

Represented by Morgan, Lewis & Bockius, LLP

Name Phone Fax E-Mail
Space Mary Christina Pennisi +1 212 309 6000 +1 212 309 6001 mpennisi@morganlewis.com
Space John Michael Vassos +1 212 309 0600 +1 212 309 6273 jvassos@morganlewis.com
No Logo Continental Life Insurance Company of Brentwood Tennessee , Defendant

Represented by Morgan, Lewis & Bockius, LLP

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Joshua Dorchak +1 212 705 7000 +1 212 702 3667 joshua.dorchak@morganlewis.com
No Logo Copper Creek CDO LLC, as Co-Issuer, Defendant
No Logo Copper Creek CDO SPC, f/a/o Series 2007-1 Segregated Portfolio, as Issuer , Defendant
No Logo Country Life Insurance Company, Defendant

Represented by Morgan, Lewis & Bockius, LLP

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Andrew D. Gottfried +1 212 309 6148 +1 212 309 6001 agottfried@morganlewis.com
No Logo Credit Suisse (Europe) Ltd., Defendant
Credit Suisse Securities (USA) LLC Credit Suisse Securities (USA) LLC, Defendant

Represented by Cravath, Swaine & Moore, LLP

Name Phone Fax E-Mail
Space Richard W. Clary +1 212 474 1000 +1 212 474 3700 rclary@cravath.com
Space Richard Beryl Levin +1 212 474 1000 +1 212 474 3700 rlevin@cravath.com
Space Michael A Paskin +1 212 474 1000 +1 212 474 3700 mpaskin@cravath.com
No Logo Crown City CDO 2005-1 Limited, as Issuer, Defendant
No Logo Crown City CDO 2005-1 LLC, as Co-issuer, Defendant
No Logo Crown City CDO 2005-2 Limited, as Issuer, Defendant
No Logo Crown City CDO 2005-2 LLC, as Co-Issuer , Defendant
No Logo Cutwater Asset Management, Corp., Defendant

Represented by Cadwalader, Wickersham & Taft LLP

Name Phone Fax E-Mail
Space Ingrid Mara Bagby +1 212 504 6894 +1 212 504 6666 ingrid.bagby@cwt.com
No Logo Defendant Group , Defendant

Represented by Sidley Austin LLP

Name Phone Fax E-Mail
LEAD ATTORNEY, PRO HAC VICE, ATTORNEY TO BE NOTICED Bryan Krakauer +1 312 853 7000 +1 312 853 7036 bkrakauer@sidley.com
No Logo Delaware Investment Advisers, a series of Delaware Management Business Trust, Defendant
No Logo Deutsche Apotheker Und Arztebank, Defendant
Deutsche Bank Trust Company Americas Deutsche Bank Trust Company Americas, Defendant
Officially listed as "Deutsche Bank Trust Company Americas, As Indenture Trustee"

Represented by Nixon Peabody LLP

Name Phone Fax E-Mail
Space Christopher Marshall Desiderio +1 212 940 3077 +1 866 741 3993 cdesiderio@nixonpeabody.com
No Logo Diversey Harbor ABS CDO, Inc., Defendant
No Logo Diversey Harbor Abs Cdo Ltd., Defendant
No Logo Eastern Metropolitan Regional Council, Defendant
No Logo Elliot Associates, LP, Defendant
No Logo Elliott International, LP, Defendant
No Logo Ensign Peak Advisors , Defendant
No Logo Epiq Bankruptcy Solutions, LLC, Defendant
No Logo Euroamerica Asesorias S.A., Defendant
No Logo Euroclear Bank SA/NV, Defendant
No Logo First Northern Bank and Trust Company, Defendant

Represented by Ballard Spahr LLP

Name Phone Fax E-Mail
Space JESSE NOAH SILVERMAN +1 215 864 8127 +1 215 864 9035 slaughter@ballardspahr.com
No Logo Freedom Park CDO Series 2005-1 Limited, as Issuer, Defendant
No Logo Freedom Park CDO Series 2005-1 LLC, as Co-Issuer, Defendant
No Logo Fullerton Drive CDO Limited, as Issuer, Defendant
No Logo Fullerton Drive CDO LLC, as Co-Issuer, Defendant
No Logo Fulton Street CDO Corp., Defendant
No Logo Garadex Inc., Defendant

Represented by Venable LLP

Name Phone Fax E-Mail
Space David Neil Cinotti +1 212 370 6279 +1 212 370 5598 dncinotti@venable.com
Space Edward Ambrose Smith, III +1 212 307 5500 +1 212 307 5598 easmith@venable.com
No Logo Gatex Properties Inc., Defendant
No Logo General Security National Insurance , Defendant

Represented by Lovells LLP-Chicago

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Scott Walter Reynolds +1 212 918 3000 +1 212 918 3100 scott.reynolds@lovells.com
No Logo Genworth Life and Annuity Insurance Co., Defendant
No Logo Genworth Life and Annuity Insurance Co. - LV SPIA , Defendant
No Logo Genworth Life and Annuity Insurance Co. - LV STISL, Defendant
No Logo Geometric Asset Funding Ltd., Defendant
No Logo Gibraltar Life Insurance Company Ltd. (f/k/a AIG Edison GA Non Dima), Defendant
Goldman Sachs International Goldman Sachs International, Defendant
Goldman Sachs Group Inc Officer/Director, Goldman Sachs Group Inc
Officer/Director, Reva Medical, Inc.

Represented by Cleary Gottlieb Steen & Hamilton LLP

Name Phone Fax E-Mail
Space Carmine D. Boccuzzi, Jr. +1 212 225 2000 +1 212 225 3499 maofiling@cgsh.com
The Goldman Sachs Group, Inc. The Goldman Sachs Group, Inc., Defendant
Officially listed as "Goldman, Sachs & Co."
No Logo Gordon Rausser, Defendant
No Logo Greystone CDO Series 2006-1 LLC, as Co-Issuer , Defendant
No Logo Greystone CDO Series 2006-2 LLC, as Co Issuer, Defendant
No Logo Greystone CDO SPC, f/a/o the Series 2006-1 Segregated Portfolio, as Issuer , Defendant
No Logo Greystone CDO SPC, f/a/o the Series2006-2 Segregated Portfolio, as Issuer, Defendant
No Logo Group of 77 Defendants , Defendant

Represented by Sidley Austin LLP

Name Phone Fax E-Mail
LEAD ATTORNEY, PRO HAC VICE, ATTORNEY TO BE NOTICED Bryan Krakauer +1 312 853 7000 +1 312 853 7036 bkrakauer@sidley.com
No Logo Guohua Life Insurance Co. Ltd., Defendant
No Logo Havenrock II Limited, Defendant
No Logo HHE Partnership LP, Defendant
No Logo HSBC Issuer Services Common Depository Nominee (UK) Limited, Defendant
No Logo Illinois Mutual Life Insurance Co., Defendant

Represented by Weitzman Law Offices, LLC (NJ)

Name Phone Fax E-Mail
Space Casey Brian Howard +1 212 812 8342 +1 212 812 8372 choward@lockelord.com
No Logo Illinois Tool Works, Inc., Defendant
Officer/Director, Premark International, Inc.
No Logo Illinois Tool Works, Inc. Savings and Investment Plan, Defendant
No Logo JA Hokkaido Shinren, Defendant

Represented by Diamond McCarthy, LLP

Name Phone Fax E-Mail
Space Stephen Todd Loden +1 212 430 5400 +1 212 430 5499 sloden@diamondmccarthy.com
No Logo Jefferson Valley CDO Series 2006-1 LLC, as Co-Issuer , Defendant
No Logo Jefferson Valley CDO SPC, f/a/o the Series 2006-1 Segregated Portfolio, as Issuer, Defendant
JPMorgan Chase Bank, NA JPMorgan Chase Bank, NA, Defendant
Officially listed as "JP Morgan Chase Bank, National Association"
No Logo JP Morgan Securities, PLC , Defendant

Represented by Wachtell Lipton Rosen & Katz LLP

Name Phone Fax E-Mail
Space Ian Boczko +1 212 403 1139 +1 212 403 2000 iboczko@wlrk.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Ian Boczko +1 212 403 1139 +1 212 403 2000 iboczko@wlrk.com
No Logo Kings River Limited, as Issuer, Defendant
No Logo Kings River LLC, as Co-issuer , Defendant
No Logo KLIO II Funding Corp., Defendant
No Logo Klio Ii Funding Ltd., Defendant
No Logo KLIO III Funding Corp., Defendant
No Logo Klio Iii Funding Ltd., Defendant
No Logo Lakeview CDO LLC Series 2007-1, as Co- Issuer, Defendant
No Logo Lakeview CDO LLC, f/a/o the Series 2007-3 Segregated Portfolio, as Co-Issuer , Defendant
No Logo Lakeview CDO LLC, f/a/o the Series2007-2 Segregated Portfolio, as Co-Issuer, Defendant
No Logo Lakeview CDO SPC, f/a/o the Series 2007-1 Segregated Portfolio, as Issuer, Defendant
Officially listed as "Lakeview CDO SPC, f/a/o the Series 2007-1 Segregated Portfolio "
No Logo Lakeview CDO SPC, f/a/o the Series 2007-2 Segregated Portfolio, as Issuer, Defendant
No Logo Lakeview CDO SPC, f/a/o the Series2007-3 Segregated Portfolio, as Issuer , Defendant
No Logo Lancer Funding Ii Ltd., Defendant
No Logo Lancer Funding II, LLC, Defendant
No Logo LGT Bank in Liechtenstein Ltd., Defendant
No Logo Lifeplan Australia Friendly Society Ltd., Defendant
No Logo Lincoln National Life Insurance Company, Defendant
No Logo Liquidators of Lehman Brothers Australia Limited, Defendant

Represented by Kirkland & Ellis LLP

Name Phone Fax E-Mail
Space David Richard Seligman +1 312 861 2200 +1 312 862 2200 dseligman@kirkland.com
No Logo Loreley Financing (Jersey) No. 15 Limited, Defendant
No Logo Macquarie Bank Ltd., Defendant
No Logo Macquarie Prisim Pty Ltd. , Defendant
No Logo Magnetar Constellation Fund Ii Ltd., Defendant
No Logo Magnetar Constellation Master Fund Iii Ltd., Defendant
No Logo Magnetar Constellation Master Fund Ltd., Defendant
No Logo Mariner Ldc, Defendant

Represented by Olshan, Grundman, Frome, Rosenzweig & Wolosky, LLP

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Thomas James Fleming +1 212 451 2213 +1 212 451 2222 tfleming@olshanlaw.com

Represented by Schulte Roth & Zabel LLP

Name Phone Fax E-Mail
Space Lawrence V. Gelber +1 212 756 2460 +1 212 593 5955 lawrence.gelber@srz.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Lawrence V. Gelber +1 212 756 2460 +1 212 593 5955 lawrence.gelber@srz.com
No Logo Marsh & McLennan Companies, Inc. Stock Investment Plan, Defendant
No Logo Marsh & McLennan Master Retirement Trust , Defendant

Represented by Morgan, Lewis & Bockius, LLP

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Joshua Dorchak +1 212 705 7000 +1 212 702 3667 joshua.dorchak@morganlewis.com

Represented by White & Williams LLP

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Sedgwick M. Jeanite +1 212 631 4413 +1 212 868 4846 jeanites@whiteandwilliams.com
Space Sedgwick M. Jeanite +1 212 631 4413 +1 212 868 4846 jeanites@whiteandwilliams.com
No Logo MBIA, Inc., Defendant

Represented by Bingham McCutchen LLP

Name Phone Fax E-Mail
Space Kevin James Biron +1 212 705 7000 +1 212 752 5378 Kevin.Biron@bingham.com
Merrill Lynch International Merrill Lynch International, Defendant
Officer/Director, Merrill Lynch & Co Inc
Officer/Director, Merrill Lynch Trust Co Fsb
No Logo Merrill Lynch International Global Equity Finance, Defendant
Merrill Lynch, Pierce, Fenner & Smith, Inc. Merrill Lynch, Pierce, Fenner & Smith, Inc., Defendant
Officially listed as "Merrill Lynch Pierce Fenner & Smith Incorporated"
Officer/Director, Cumulus Media Inc.
Officer/Director, Chart Industries, Inc.
Officer/Director, Lodgian, Inc.
Officer/Director, Mlgpe Ltd
Merrill Lynch GP Inc. Officer/Director, Merrill Lynch GP Inc.
Officer/Director, Merrill Lynch & Co Inc
Officer/Director, Merrill Lynch Group, Inc
Hertz Global Holdings Inc Officer/Director, Hertz Global Holdings Inc
Merrill Lynch International Officer/Director, Merrill Lynch International
Officer/Director, Merrill Lynch Trust Co Fsb
Officer/Director, Infospace.com, Inc.
Officer/Director, Fund Asset Management Lp
Officer/Director, New BlackRock, Inc.
Officer/Director, Princeton Administrators Lp
Officer/Director, NATIONSBANK CORP
Bank of America, NA Officer/Director, Bank of America, NA
Officer/Director, Blue Ridge Investments, LLC
Officer/Director, Gabelli Utility Fund
Officer/Director, Pimco High Income Fund
Officer/Director, Koll Real Estate Group Inc
Officer/Director, Uslife Income Fund Inc
Officer/Director, Muniholdings Fund Inc
Officer/Director, Munienhanced Fund Inc
Officer/Director, Muniyield Quality Fund Inc
Officer/Director, Munivest Fund II Inc

Represented by Cleary Gottlieb Steen & Hamilton LLP

Name Phone Fax E-Mail
Space Jeffrey A. Rosenthal +1 212 225 2000 +1 212 225 3499 jrosenthal@cgsh.com
No Logo Merrill Lynch Pierce Fenner & Smith/Fixed Income, Defendant
No Logo Michigan Carpenters Pension Fund, Defendant
No Logo Mizuho International Plc, Defendant
No Logo Mkp Vela Cbo Ltd., Defendant

Represented by Schulte Roth & Zabel LLP

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Lawrence V. Gelber +1 212 756 2460 +1 212 593 5955 lawrence.gelber@srz.com
Space Lawrence V. Gelber +1 212 756 2460 +1 212 593 5955 lawrence.gelber@srz.com
No Logo Modern Woodmen of America, Inc. , Defendant

Represented by Morgan, Lewis & Bockius, LLP

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Joshua Dorchak +1 212 705 7000 +1 212 702 3667 joshua.dorchak@morganlewis.com
No Logo MoneyGram Securities LLC, Defendant

Represented by Gray, Plant, Mooty, Mooty & Bennett, PA

Name Phone Fax E-Mail
Space Phillip Bohl +1 612 632 3000 +1 612 333 0066 phillip.bohl@gpmlaw.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Phillip Bohl +1 612 632 3000 +1 612 333 0066 phillip.bohl@gpmlaw.com
No Logo Montrose Harbor CDO I, Inc., Defendant
No Logo Montrose Harbor Cdo I Ltd., Defendant
Morgan Stanley & Company Inc. Morgan Stanley & Company Inc., Defendant
Officially listed as "Morgan Stanley & Co. Incorporated"
Director, Toy Biz, Inc.
Officer/Director, Pagemart Wireless, Inc.
Officer/Director, Vital Images, Inc.
Officer/Director, Xcyte Therapies, Inc.
Officer/Director, Websense, Inc.
Officer/Director, Silgan Holdings Inc.
Officer/Director, Msci Inc.
Officer/Director, Allegiance Telecom, Inc.
Officer/Director, Wci Communities, Inc.
Officer/Director, Gramercy Capital Corp.
Officer/Director, Discover Financial Services
Officer/Director, Cadiz Land Co Inc
Officer/Director, Ivf America Inc /de
Officer/Director, Jefferson Smurfit Corp /de/
Officer/Director, Imre Corp
Officer/Director, Uniholding Corp
Officer/Director, Cardiac Pathways Corp
Officer/Director, Impsat Corp
Officer/Director, Allscripts Inc /il
Officer/Director, Allscripts Holding Inc
Officer/Director, Psf Group Holdings Inc
Officer/Director, Acquicor Technology Inc
Officer/Director, Constant Contact, Inc.
Officer/Director, Big Entertainment, Inc.
Officer/Director, Pilgrim Prime Rate Trust
Officer/Director, Digitalglobe, Inc.
Officer/Director, Remec, Inc.
Officer/Director, Golden Tan, Inc
Officer/Director, Ms Holdings Inc
Officer/Director, NB Telecom, Inc.
Officer/Director, Pioneer High Income Trust
Officer/Director, Muniyield Quality Fund Inc
Officer/Director, Lazarus Industries Inc
Officer/Director, Pacholder Fund Inc
Officer/Director, Texas Industries, Inc.
Officer/Director, Innocoll Holdings plc
Officer/Director, Visions In Glass Inc
Officer/Director, Bloom Energy Corp
Officer/Director, Leisure Acquisition Corp.
Officer/Director, Rps Realty Trust
Officer/Director, Symix Systems, Inc.
Officer/Director, Cfw Communications Co
Officer/Director, Saratogo Holdings I Inc
Officer/Director, Municipal Partners Fund Inc
No Logo Morgan Stanley & Co. Incorporated n/k/a Morgan Stanley & Co. LLC, Defendant
No Logo Morgans Financial Limited, Defendant
No Logo Mulberry Street Cdo Ltd., Defendant
No Logo Nan Shan Life Insurance Co. Ltd., Defendant
No Logo National Nominees Limited, Defendant
No Logo National Registered Agents, Inc., Defendant
No Logo Nationwide Life Insurance Company, Defendant

Represented by WONG FLEMING PC

Name Phone Fax E-Mail
Space JAMES K. HANEY +1 609 951 9520 jhaney@wongfleming.com
Space LINDA WONG +1 215 546 2776 lwong@wongfleming.com
No Logo Nationwide Mutual Insurance Co., Defendant
No Logo Nationwide Mutual Life Insurance Company, Defendant

Represented by WONG FLEMING PC

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED JAMES K. HANEY +1 609 951 9520 jhaney@wongfleming.com
Space JAMES K. HANEY +1 609 951 9520 jhaney@wongfleming.com
No Logo Natixis Financial Products LLC, Defendant
No Logo Nippon Life Insurance Co., Defendant
Officially listed as "Nippon Life Insurance Company"
Officer/Director, TCW Direct Lending VII LLC
Officer/Director, NLGI US Private Debt Fund I
No Logo Nonghyup Bank, Defendant
No Logo NongHyup Bank (f/k/a Korea's National Agricultural Cooperative Federation), Defendant
No Logo Ohio Public Employee Retirement System, Defendant

Represented by Frost Brown Todd LLC

Name Phone Fax E-Mail
Space Lindsey F. Baker +1 513 651 6737 +1 513 651 6981 lbaker@fbtlaw.com
Space Aaron M. Bernay +1 513 651 6800 +1 513 651 6981 abernay@fbtlaw.com
Space Ronald E Gold +1 513 651 6156 +1 513 651 6981 rgold@fbtlaw.com

Represented by Suite 3250, USX Tower

Name Phone Fax E-Mail
Space Nelson D. Alexander +1 317 237 3265 +1 317 237 3900 nalexander@fbtlaw.com
No Logo Omicron Investment Management GmbH (f/k/a UNIQA Alternative Investments GmbH), Defendant
No Logo Pantera Vive CDO LLC, as Co-Issuer , Defendant
No Logo Pantera Vive CDO SPC, f/a/o the Series 2007-1, as Issuer, Defendant
No Logo Pb Capital Corporation, Defendant

Represented by Seward & Kissel LLP

Name Phone Fax E-Mail
Space John R. Ashmead +1 212 574 1200 +1 212 480 8421 ashmead@sewkis.com
No Logo PCA Life Assurance Co. Ltd., Defendant
No Logo Pebble Creek LCDO 2007-2, LLC, as Co-Issuer, Defendant
No Logo Pebble Creek LCDO 2007-2, Ltd.., as Issuer, Defendant
No Logo Penn's Landing CDO LLC, as Co-Issuer, Defendant
No Logo Penn's Landing CDO SPC, f/a/o the Series 2007-1 Segregated Portfolio, as Issuer, Defendant
No Logo PHL Variable Insurance Company, Defendant
No Logo Phoenix Life Insurance Company, Defendant
No Logo Pinnacle Point Funding Corp., Defendant
No Logo Pinnacle Point Funding Ltd, Defendant
No Logo PPL Services Corporation Master Trust, Defendant

Represented by Reed Smith LLP

Name Phone Fax E-Mail
Space Eric C Schaffer +1 510 763 2000 +1 412 288 3063 ecschaffer@reedsmith.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Eric C Schaffer +1 510 763 2000 +1 412 288 3063 ecschaffer@reedsmith.com
No Logo Prebon Financial Products, Inc., Defendant
No Logo Principal Life Insurance Company, Defendant

Represented by Sidley Austin LLP

Name Phone Fax E-Mail
Space Mark Bruce Blocker +1 312 853 6097 +1 312 853 7036 mblocker@sidley.com
Space Bryan Krakauer +1 312 853 7000 +1 312 853 7036 bkrakauer@sidley.com
No Logo Putnam Dynamic Asset Allocation Funds - Growth Portfolio, Defendant
No Logo Putnam Intermediate Domestic Investment Grade Trust, Defendant
No Logo Putnam Stable Value Fund, Defendant
No Logo Putnam Structured Product CDO 2002-1 LLC, Defendant
No Logo Putnam Structured Product Cdo 2002-1 Ltd., Defendant
No Logo Putnam Structured Product CDO 2003-1 LLC, Defendant
No Logo Putnam Structured Product CDO 2003-1 Ltd. , Defendant
No Logo Pyxis ABS CDO 2007-1 LLC, as Co-Issuer, Defendant
No Logo Pyxis ABS CDO 2007-1 Ltd., As Issuer , Defendant
No Logo Quartz Finance PLC, as Issuer, Defendant
No Logo Quartz Finance PLC, Series 2004-1, Defendant
No Logo RAACLC Trust, Series 2003-A, Defendant
No Logo Restructured Asset Certificates with Enhanced Returns, Series 2005-19-C Trust, Defendant
No Logo Restructured Asset Certificates with Enhanced Returns, Series 2005-21-C Trust, as Issuer, Defendant
Officially listed as "Restructured Asset Certificates with Enhanced Returns, Series 2005-21-C Trust "
No Logo Restructured Asset Certificates with Enhanced Returns, Series 2006-1-C Trust, as Issuer, Defendant
Officially listed as "Restructured Asset Certificates with Enhanced Returns, Series 2006-1-C Trust"
No Logo Restructured Asset Certificates with Enhanced Returns, Series 2007-4-C Trust, as Issuer, Defendant
Officially listed as "Restructured Asset Certificates with Enhanced Returns, Series 2007-4-C Trust "
No Logo RGA Reinsurance Co., Defendant
No Logo RGA Reinsurance Company, Inc. , Defendant

Represented by Jackson Walker LLP

Name Phone Fax E-Mail
Space Patricia Baron Tomasco +1 512 236 2076 +1 512 691 4438 ptomasco@jw.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Patricia Baron Tomasco +1 512 236 2076 +1 512 691 4438 ptomasco@jw.com
No Logo Rothschild Bank International Limited, Defendant
No Logo Ruby Finance PLC, f/a/o the Series 2005-1, Defendant
No Logo Ruby Finance PLC, f/a/o the Series 2005-1, Class A2-A9, as Issuer, Defendant
No Logo Ruby Finance PLC, f/a/o the Series 2006-4, as Issuer , Defendant
No Logo Ruby Finance PLC, f/a/o the Series 2007-1, as Issuer, Defendant
No Logo SBSI, Inc., Defendant
No Logo Scor Reinsurance Company, Defendant

Represented by Hogan Lovells US LLP

Name Phone Fax E-Mail
Space Daniel Joseph Lanigan +1 212 909 0673 +1 212 918 3100

Represented by Kaye Scholer LLP

Name Phone Fax E-Mail
Space Peter A. Ivanick +1 212 424 8075 +1 212 424 8500 pivanick@dl.com

Represented by Lovells LLP-Chicago

Name Phone Fax E-Mail
Space Scott Walter Reynolds +1 212 918 3000 +1 212 918 3100 scott.reynolds@lovells.com
No Logo Securitized Product of Restructured Collateral Limited SPC, f/a/o the Series 2007-1 Federation A-1 Segregated Portfolio, as Issuer, Defendant
No Logo Securitized Product of Restructured Collateral Limited SPC, f/a/o the Series 2007-1 Federation A-2 Segregated Portfolio, as Issuer, Defendant
No Logo Securitized Product of Restructured Collateral Limited SPC, f/a/o the Series 2007-1 TABXSPOKE , Defendant
Officially listed as "Securitized Product of Restructured Collateral Limited SPC, f/a/o the Series 2007-1 TABXSPOKE (07-140-100) Segregated Portfolio"
No Logo Security Benefit Life Insurance Co. , Defendant

Represented by McCarter & English LLP

Name Phone Fax E-Mail
Space David Jeffrey Adler +1 973 622 4444 +1 973 624 7070 dadler@mccarter.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED David Jeffrey Adler +1 973 622 4444 +1 973 624 7070 dadler@mccarter.com
No Logo Sentinel Management Group Inc., Defendant
No Logo Series 2007-1 TABXSPOKE (07-140-100) LLC, as Co-Issuer , Defendant
No Logo Shenandoah Life Insurance Company, Defendant

Represented by Hunton & Williams LLP

Name Phone Fax E-Mail
Space John Richard Hein +1 212 309 1091 +1 212 309 1848 jhein@hunton.com
Space Joseph J. Saltarelli +1 212 309 1000 +1 212 309 1100 jsaltarelli@hunton.com
No Logo Shield Securities Ltd,, Defendant

Represented by Freshfields Bruckhaus Deringer US LLP

Name Phone Fax E-Mail
Space Timothy P. Harkness +1 212 277 4000 +1 212 277 4001 timothy.harkness@freshfields.com
Space Peter Jaffe +1 202 777 4500 +1 202 777 4555 peter.jaffe@freshfields.com
Space Shannon Marie Leitner +1 212 230 4664 +1 646 465 7464 shannon.leitner@freshfields.com
Space David Yury Livshiz +1 212 225 2553 +1 212 225 3999 david.livshiz@freshfields.com
Space Michelle Young Suh Park +1 212 474 1944 +1 212 474 3700 michelle.park@freshfields.com
No Logo Shin Kong Life Insurance Co., Ltd., Defendant
No Logo Shinhan Bank, Defendant
No Logo SMH Capital Advisors , Defendant
No Logo Smh Capital Advisors Inc, Defendant
No Logo Societe Generale Investment Corporation, Defendant

Represented by Mayer Brown, LLP

Name Phone Fax E-Mail
Space Christopher James Houpt +1 212 506 2380 +1 212 849 5830 choupt@mayerbrown.com
No Logo Solar V CDO LLC, as Co-Issuer , Defendant
No Logo Solar V CDO SPC, f/a/o the Series 2007-1 Segregated Portfolio, Defendant
No Logo St. Vincent De Paul Society Queensland, Defendant
No Logo StabFund Sub CA AG, Defendant
No Logo Standard Life Insurance Co. of Indiana, Defendant
No Logo Standard Life Insurance Company of Indiana, Defendant
No Logo Stanton ABS I p.l.c. , Defendant
No Logo Stanton CDO I Ltd., Defendant
No Logo Stanton CDO I SA, Defendant
No Logo Starling Strategies Ltd., Defendant
No Logo State Street Custodial Services (Ireland) Limited , Defendant
No Logo State Street Global Advisors, Defendant
No Logo State Street International Ireland Limited, Defendant
No Logo Stichting Shell Pensioenfonds, Defendant
No Logo Stormharbour Securities Llp, Defendant
No Logo Stowe CDO LLC, as Co-Issuer, Defendant
No Logo Stowe CDO Series 2006-1 LLC, as Co-Issuer, Defendant
No Logo Stowe CDO SPC f/a/o the Series 2008-2A Segregated Portfolio, as Issuer, Defendant
No Logo Stowe CDO SPC, f/a/o the Series 2006-1 Segregated Portfolio, as Issuer , Defendant
No Logo Stowe CDO SPC, f/a/o the Series 2008-2A Segregated Portfolio, as Issuer, Defendant
No Logo Strategic Global (Putnam) Managed Trust, Defendant
No Logo Structured Credit America LTD , Defendant

Represented by Stroock & Stroock & Lavan LLP

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Claude Gabriel Szyfer +1 212 806 5400 +1 212 806 6006 cszyfer@stroock.com
Space Claude Gabriel Szyfer +1 212 806 5400 +1 212 806 6006 cszyfer@stroock.com
No Logo Structured Credit Opportunities Fund Ii L.p., Defendant

Represented by Olshan, Grundman, Frome, Rosenzweig & Wolosky, LLP

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Thomas James Fleming +1 212 451 2213 +1 212 451 2222 tfleming@olshanlaw.com
Space Thomas James Fleming +1 212 451 2213 +1 212 451 2222 tfleming@olshanlaw.com

Represented by Schulte Roth & Zabel LLP

Name Phone Fax E-Mail
Space Lawrence V. Gelber +1 212 756 2460 +1 212 593 5955 lawrence.gelber@srz.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Lawrence V. Gelber +1 212 756 2460 +1 212 593 5955 lawrence.gelber@srz.com
No Logo Sun Life Assurance Company Of Canada, Defendant
No Logo Sun Life Assurance Company of Canada U.S., Defendant
No Logo Sunset Park CDO Limited SPC, f/a/o the Series 2004-1 Segregated Portfolio,as Issuer, Defendant
No Logo Sunset Park CDO Limited SPC, f/a/o the Series 2004-2 Segregated Portfolio, as Issuer, Defendant
No Logo Sunset Park CDO Limited SPC, f/a/o the Series 2004-4 Segregated Portfolio, as Issuer, Defendant
No Logo Sunset Park CDO Limited SPC, f/a/o the Series 2005-5 Segregated Portfolio, as Issuer, Defendant
No Logo Sunset Park CDO, LLC, Defendant
No Logo Sunset Park CDO Series 2005-5 LLC, as Co-Issuer , Defendant
No Logo Sunset Park CDO Series 2005-6 Limited, as Issuer, Defendant
No Logo Sunset Park CDO Series 2005-6 LLC, as Co-Issuer , Defendant
No Logo Sunset Park CDO-M Limited SPC f/a/o the Series 2005-3 Segregated Portfolio, as Issuer, Defendant
No Logo Sunset Park CDO-M LLC, as Co-issuer, Defendant
No Logo Susquahana Bank, Defendant
No Logo Susquehanna Bank, Defendant

Represented by Morgan, Lewis & Bockius, LLP

Name Phone Fax E-Mail
Space Patrick Dunnington Fleming +1 212 309 6614 +1 212 309 6001 pfleming@morganlewis.com
Space Andrew D. Gottfried +1 212 309 6148 +1 212 309 6001 agottfried@morganlewis.com
No Logo Tavares Square CDO Limited, as Issuer , Defendant
No Logo Tavares Square CDO LLC, as Co-Issuer, Defendant
No Logo Taylor Creek Limited, as Issuer, Defendant
No Logo Taylor Creek LLC, as Co-Issuer, Defendant
No Logo Terwin Capital, LLC, Defendant
No Logo The Bank of Fukuoka, Ltd., Defendant

Represented by Morgan, Lewis & Bockius, LLP

Name Phone Fax E-Mail
Space Joshua Dorchak +1 212 705 7000 +1 212 702 3667 joshua.dorchak@morganlewis.com
No Logo The Bank of New York Mellon, Defendant
Officially listed as "The Bank of New York Mellon National Association"
No Logo The Daegu Bank, Ltd., Defendant

Represented by Akin Gump Strauss Hauer & Feld LLP

Name Phone Fax E-Mail
Space Deborah Jill Newman +1 212 872 7481 +1 212 872 7585 djnewman@akingump.com

Represented by Dentons (US) LLP

Name Phone Fax E-Mail
Space John Alexander Bicks +1 212 398 4898 +1 212 768 6800 jbicks@sonnenschein.com
No Logo The Dispatch Printing Company, Defendant
No Logo The Lincoln National Life Insurance Company, Defendant
No Logo The Liverpool Limited Partnership, Defendant

Represented by Kleinberg, Kaplan, Wolff & Cohen, PC

Name Phone Fax E-Mail
Space Matthew J. Gold +1 212 880 9827 +1 212 986 8866 mgold@kkwc.com
No Logo The Winter Group, Defendant
No Logo Tierra Alta Funding I Ltd., Defendant
No Logo Tierra Alta Funding I, Corp., Defendant
No Logo Tricadia Credit Stategies Master Fund, Ltd., Defendant

Represented by Schulte Roth & Zabel LLP

Name Phone Fax E-Mail
Space Lawrence V. Gelber +1 212 756 2460 +1 212 593 5955 lawrence.gelber@srz.com
No Logo Tricadia Credit Strategies Master Fund, Ltd. , Defendant

Represented by Olshan, Grundman, Frome, Rosenzweig & Wolosky, LLP

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Thomas James Fleming +1 212 451 2213 +1 212 451 2222 tfleming@olshanlaw.com
No Logo Trustee U.S. Bank Trust National Association, Defendant
U.S. Bank, NA U.S. Bank, NA, Defendant
Officially listed as "U.S. Bank National Association"

Represented by Chapman & Cutler LLP

Name Phone Fax E-Mail
Space James Michael Heiser +1 312 845 3877 +1 312 516 1477 heiser@chapman.com
Space Craig Michael Price +1 212 655 6000 +1 212 697 7210 cprice@chapman.com
No Logo U.S. Bank National Association, as Trustee, Defendant
No Logo U.S. Bank National Association, as Trustee with respect to Whitehawk CDO Funding, Defendant
No Logo U.S. Bank National Association, not individually but solely in its capacity as Trustee for Class V Funding III Ltd., Defendant
No Logo U.S. Bank National Association, not individually but solely in its capacity as Trustee for Klio II Funding Corp., Defendant
No Logo U.S. Bank National Association, not individually but solely in its capacity as Trustee for Klio III Funding Corp., Defendant
No Logo U.S. Bank National Association, not individually but solely in its capacity as Trustee for Putnam Structured Products CDO 2002-1 Ltd., Defendant
No Logo U.S. Bank National Association, not individually but solely in its capacity as Trustee for Putnam Structured Products CDO 2003-1 Ltd., Defendant
No Logo UBS Fixed Income, Defendant
No Logo UniCredit Bank AG, London Branch , Defendant
No Logo Union Investment Institutional GmbH, Defendant

Represented by Drinker Biddle & Reath LLP

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED James Millar +1 212 248 3264 +1 212 248 3141 james.millar@dbr.com
Space James Millar +1 212 248 3264 +1 212 248 3141 james.millar@dbr.com
No Logo Union Investment Luxembourg SA, Defendant
No Logo Union UniReserve Euro Corporates, Defendant
No Logo Valeo Investment Grade Cdo Ltd., Defendant
No Logo Vox Place Cdo Limited, Defendant
No Logo Vox Place CDO LLC, Defendant
Wells Fargo Bank, NA Wells Fargo Bank, NA, Defendant
Officially listed as "Wells Fargo Bank, National Association"
Officer/Director, NORWEST CORP
Officer/Director, Day Runner, Inc.
Officer/Director, Yucca Uranium Inc
Officer/Director, Munienhanced Fund Inc
No Logo Whitehawk CDO Funding, LLC, Defendant
No Logo Whitehawk Cdo Funding Ltd., Defendant
No Logo William F. Dahill, Defendant
No Logo Zais Investment Grade Limited Ii, Defendant
No Logo Zais Investment Grade Limited V, Defendant
No Logo Zais Investment Grade Limited X, Defendant
Other Parties
Lehman Brothers Holdings, Inc. Lehman Brothers Holdings, Inc., Debtor
Lehman Brothers Holdings, Inc. Lehman Brothers Holdings, Inc., In Re
Attributes
Citation Section 28 U.S.C. § 157
Nature of Suit 423 - Bankruptcy Withdrawal, Rule 28 U.S.C. § 157
Timeline
  Entries (65) Tab Overlap Calendar Events Tab Overlap Related (0) Tab Overlap Tools Right End
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Legal Document (Payment Possibly Required) 65 Filed: 6/17/2015, Entered: None Unknown Document Type
NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a CONFERENCE proceeding held on 6/5/15 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(McGuirk, Kelly) (Entered: 06/17/2015)
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Legal Document (Payment Possibly Required) 64 Filed: 6/17/2015, Entered: None Unknown Document TypeCourt Filing
TRANSCRIPT of Proceedings re: CONFERENCE held on 6/5/2015 before Judge Katherine Polk Failla. Court Reporter/Transcriber: Rose Prater, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 7/13/2015. Redacted Transcript Deadline set for 7/23/2015. Release of Transcript Restriction set for 9/18/2015.(McGuirk, Kelly) (Entered: 06/17/2015)
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Legal Document (Payment Possibly Required) 63 Filed: 6/11/2015, Entered: None Unknown Document Type
CLERK'S JUDGMENT: it is ORDERED, ADJUDGED AND DECREED: That for the reasons stated in the Court's Order dated June, 20 15, Defendants' motion to withdraw the bankruptcy reference is denied and the case is closed. (Signed by Clerk of Court Ruby Krajick on 6/11/2015) (Attachments: # 1 Right to Appeal Attachment 1, # 2 Right to Appeal Attachment 2)(tn) (Entered: 06/11/2015)
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Legal Document (Payment Possibly Required) 62 Filed: 6/5/2015, Entered: None Unknown Document TypeCourt Filing
ORDER denying 1 Motion to Withdraw Bankruptcy Reference. For the reasons set forth in the oral decision rendered telephonically on June 5, 2015, Defendants' motion to withdraw the bankruptcy reference is DENIED. The Clerk of Court is directed to terminate all pending motions, adjourn all remaining dates, and close this case. (Signed by Judge Katherine Polk Failla on 6/5/2015) (mro) (Entered: 06/08/2015)
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Blank 61 Filed: 6/1/2015, Entered: None Unknown Document TypeCourt Filing
ORDER: The parties are hereby ORDERED to participate in a telephone conference for a decision on the pending motion to withdraw the bankruptcy reference on June 5, 2015 at 4:00 p.m. The law firm of Sidley Austin LLP is directed to provide conference call dial-in information to participants. (Telephone Conference set for 6/5/2015 at 04:00 PM before Judge Katherine Polk Failla.) (Signed by Judge Katherine Polk Failla on 6/1/2015) (kl) (Entered: 06/01/2015)
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Legal Document (Payment Possibly Required) 60 Filed: 5/19/2015, Entered: None Unknown Document TypeCourt Filing
MEMO ENDORSEMENT on re: 59 Letter, filed by Shenandoah Life Insurance Company. ENDORSEMENT: SO ORDERED. Attorney John Richard Hein terminated. (Signed by Judge Katherine Polk Failla on 5/19/2015) (tn) (Entered: 05/20/2015)
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Legal Document (Payment Possibly Required) 59 Filed: 5/19/2015, Entered: None Unknown Document TypeCourt Filing
LETTER addressed to Judge Katherine Polk Failla from Joseph J. Saltarelli dated May 19, 2015 re: respectfully request that the Court so-order this letter directing that John R. Hein, Esq. be removed from docket as counsel for Shenandoah Life Insurance Company. Document filed by Shenandoah Life Insurance Company.(Saltarelli, Joseph) (Entered: 05/19/2015)
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Legal Document (Payment Possibly Required) 58 Filed: 5/19/2015, Entered: None Unknown Document Type
NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a hearing proceeding held on 5/4/2015 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(McGuirk, Kelly) (Entered: 05/19/2015)
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Legal Document (Payment Possibly Required) 57 Filed: 5/19/2015, Entered: None Unknown Document TypeCourt Filing
TRANSCRIPT of Proceedings re: hearing held on 5/4/2015 before Judge Katherine Polk Failla. Court Reporter/Transcriber: Jennifer Thun, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 6/12/2015. Redacted Transcript Deadline set for 6/22/2015. Release of Transcript Restriction set for 8/20/2015.(McGuirk, Kelly) (Entered: 05/19/2015)
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Legal Document (Payment Possibly Required) 56 Filed: 4/24/2015, Entered: None Court Filing
ORDER granting 54 Motion for Kevin Howard Scott to Appear Pro Hac Vice. (Signed by Judge Katherine Polk Failla on 4/24/2015) (tn) (Entered: 04/24/2015)
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Legal Document (Payment Possibly Required) 55 Filed: 4/24/2015, Entered: None Court Filing
ORDER granting 53 Motion for Aaron M. Bernay to Appear Pro Hac Vice. (Signed by Judge Katherine Polk Failla on 4/24/2015) (tn) (Entered: 04/24/2015)
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Legal Document (Payment Possibly Required) 54 Filed: 4/22/2015, Entered: None
MOTION for Kevin Howard Scott to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-10844710. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Bank of America National Association. (Attachments: # 1 Exhibit A (Certificate of Good Standing), # 2 Text of Proposed Order)(Scott, Kevin) (Entered: 04/22/2015)
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Legal Document (Payment Possibly Required) 53 Filed: 4/22/2015, Entered: None
MOTION for Aaron M. Bernay to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-10844370. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Ohio Public Employee Retirement System. (Attachments: # 1 Certificate of Good Standing, # 2 Text of Proposed Order)(Bernay, Aaron) (Entered: 04/22/2015)
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Legal Document (Payment Possibly Required) 52 Filed: 4/13/2015, Entered: None Court Filing
MEMO ENDORSEMENT on re: 51 Notice (Other) filed by Ohio Public Employee Retirement System. ENDORSEMENT: SO ORDERED. (Signed by Judge Katherine Polk Failla on 4/13/2015) (tn) (Entered: 04/13/2015)
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Legal Document (Payment Possibly Required) 51 Filed: 4/10/2015, Entered: None
NOTICE of Withdrawal of Appearance re: 45 Order on Motion to Appear Pro Hac Vice. Document filed by Ohio Public Employee Retirement System. (Baker, Lindsey) (Entered: 04/10/2015)
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Legal Document (Payment Possibly Required) 50 Filed: 4/9/2015, Entered: None
NOTICE OF APPEARANCE by Christopher James Houpt on behalf of Societe Generale Investment Corporation. (Houpt, Christopher) (Entered: 04/09/2015)
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Legal Document (Payment Possibly Required) 49 Filed: 4/8/2015, Entered: None Court Filing
ORDER re: 1 MOTION TO WITHDRAW THE BANKRUPTCY REFERENCE. Bankruptcy Court Case Numbers: 10-3547A, 08-B-13555 (SCC) filed by Defendant Group: The parties are hereby ORDERED to appear for oral argument on the pending motion to withdraw the bankruptcy reference on May 4, 2015, at 10:00 a.m. in Courtroom 618 of the Thurgood Marshall Courthouse, 40 Foley Square, New York, New York. (Oral Argument set for 5/4/2015 at 10:00 AM in Courtroom 618, 40 Centre Street, New York, NY 10007 before Judge Katherine Polk Failla.) (Signed by Judge Katherine Polk Failla on 4/8/2015) (tn) (Entered: 04/09/2015)
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Legal Document (Payment Possibly Required) 48 Filed: 3/17/2015, Entered: None Court Filing
ORDER granting 47 Motion for Ronald E. Gold to Appear Pro Hac Vice. (Signed by Judge Katherine Polk Failla on 3/17/2015) (tn) (Entered: 03/17/2015)
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Legal Document (Payment Possibly Required) 47 Filed: 3/16/2015, Entered: None
MOTION for Ronald E. Gold to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-10705267. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Ohio Public Employee Retirement System. (Attachments: # 1 Exhibit Certificate of Good Standing, # 2 Text of Proposed Order)(Gold, Ronald) (Entered: 03/16/2015)
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Legal Document (Payment Possibly Required) 46 Filed: 3/6/2015, Entered: None Court Filing
ORDER granting 43 Motion for Nelson D. Alexander to Appear Pro Hac Vice. (Signed by Judge Katherine Polk Failla on 3/6/2015) (tn) (Entered: 03/06/2015)
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Legal Document (Payment Possibly Required) 45 Filed: 3/6/2015, Entered: None Court Filing
ORDER granting 44 Motion for Lindsey F. Baker to Appear Pro Hac Vice. (Signed by Judge Katherine Polk Failla on 3/6/2015) (tn) (Entered: 03/06/2015)
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Legal Document (Payment Possibly Required) 44 Filed: 3/5/2015, Entered: None
AMENDED MOTION for Lindsey F. Baker to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-10668507. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Ohio Public Employee Retirement System. (Attachments: # 1 Exhibit Certificate of Good Standing, # 2 Text of Proposed Order)(Baker, Lindsey) (Entered: 03/05/2015)
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Legal Document (Payment Possibly Required) 43 Filed: 3/5/2015, Entered: None
MOTION for Nelson D. Alexander to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-10667851. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Ohio Public Employee Retirement System. (Attachments: # 1 Exhibit Certificate of Good Standing, # 2 Text of Proposed Order)(Alexander, Nelson) (Entered: 03/05/2015)
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Legal Document (Payment Possibly Required) 42 Filed: 3/5/2015, Entered: None
FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for Lindsey F. Baker to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-10667397. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Ohio Public Employee Retirement System. (Attachments: # 1 Exhibit Certificate of Good Standing, # 2 Text of Proposed Order)(Baker, Lindsey) Modified on 3/5/2015 (sdi). (Entered: 03/05/2015)
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Legal Document (Payment Possibly Required) 41 Filed: 2/26/2015, Entered: None Court Filing
LETTER addressed to Judge Katherine Polk Failla from James N. Lawlor dated February 26, 2015 re: Further relevant developments. Document filed by Lehman Brothers Special Financing Inc..(Lawlor, James) (Entered: 02/26/2015)
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Legal Document (Payment Possibly Required) 40 Filed: 2/25/2015, Entered: None
AFFIDAVIT OF SERVICE of Reply Memorandum of Law in Support, Docket entry No. 37, served on Wollmuth Maher & Deutsch LLP, 500 Fifth Avenue, New York, NY 10110, and Wollmuth Maher & Deutsch LLP, One Gateway Center, 9th Floor, Newark, NJ 07102 on February 20, 2015. Service was made by FedEx. Document filed by Defendant Group. (Krakauer, Bryan) (Entered: 02/25/2015)
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Legal Document (Payment Possibly Required) 39 Filed: 2/23/2015, Entered: None Court Filing
LETTER addressed to Judge Katherine Polk Failla from James N. Lawlor dated February 23, 2015 re: Relevant Developments. Document filed by Lehman Brothers Special Financing Inc..(Lawlor, James) (Entered: 02/23/2015)
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Legal Document (Payment Possibly Required) 38 Filed: 2/20/2015, Entered: None
NOTICE OF CHANGE OF ADDRESS by Peter Jaffe on behalf of Shield Securities Ltd,. New Address: Freshfields Bruckhaus Deringer US LLP, 700 13th Street NW, Washington, DC, USA 20005, 202-777-4500. (Jaffe, Peter) (Entered: 02/20/2015)
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Legal Document (Payment Possibly Required) 37 Filed: 2/20/2015, Entered: None
REPLY MEMORANDUM OF LAW in Support re: 1 MOTION TO WITHDRAW THE BANKRUPTCY REFERENCE. Bankruptcy Court Case Numbers: 10-3547A, 08-B-13555 (SCC). . Document filed by Defendant Group. (Krakauer, Bryan) (Entered: 02/20/2015)
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Legal Document (Payment Possibly Required) 36 Filed: 2/20/2015, Entered: None Court Filing
ORDER granting 31 Motion for William A. Slaughter to Appear Pro Hac Vice. (Signed by Judge Katherine Polk Failla on 2/20/2015) (tn) (Entered: 02/20/2015)
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Legal Document (Payment Possibly Required) 35 Filed: 2/20/2015, Entered: None Court Filing
ORDER granting 32 Motion for Jon T. Pearson to Appear Pro Hac Vice. (Signed by Judge Katherine Polk Failla on 2/20/2015) (tn) (Entered: 02/20/2015)
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Legal Document (Payment Possibly Required) 34 Filed: 2/20/2015, Entered: None
NOTICE OF APPEARANCE by Peter Jaffe on behalf of Shield Securities Ltd,. (Jaffe, Peter) (Entered: 02/20/2015)
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Legal Document (Payment Possibly Required) 33 Filed: 2/18/2015, Entered: None
AFFIDAVIT OF SERVICE. Document filed by Lehman Brothers Special Financing Inc.. (Bialek, Adam) (Entered: 02/18/2015)
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Legal Document (Payment Possibly Required) 32 Filed: 2/12/2015, Entered: 2/12/2015 Motion to Appear Pro Hac Vice
MOTION for Jon T. Pearson to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-10593137. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by First Northern Bank and Trust Company. (Attachments: # (1) Certificates of Good Standing, # (2) Text of Proposed Order)(Slaughter, William)
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Legal Document (Payment Possibly Required) 31 Filed: 2/12/2015, Entered: 2/12/2015 Motion to Appear Pro Hac Vice
MOTION for William A. Slaughter to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-10593119. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by First Northern Bank and Trust Company. (Attachments: # (1) Certificate of Good Standing, # (2) Text of Proposed Order)(Slaughter, William)
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Legal Document (Payment Possibly Required) 30 Filed: 2/10/2015, Entered: None Court Filing
STIPULATION AND MOTION FOR SUBSTITUTION OF COUNSEL: The undersigned hereby consent to the substitution of Munger Tolles & Olson LLP as attorneys for defendant Bank of America, National Association in the above-entitled case. SO ORDERED. Attorney Marc T.G. Dworsky for Bank of America National Association added. Attorney Michael Edward Johnson terminated. (Signed by Judge Katherine Polk Failla on 2/10/2015) (tn) (Entered: 02/10/2015)
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Legal Document (Payment Possibly Required) 29 Filed: 2/9/2015, Entered: None Court Filing
ORDER granting 12 Motion for Bryan Krakauer to Appear Pro Hac Vice. (Signed by Judge Katherine Polk Failla on 2/9/2015) (kl) (Entered: 02/09/2015)
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Legal Document (Payment Possibly Required) 28 Filed: 2/9/2015, Entered: None Court Filing
ORDER granting 11 Motion for Mark B. Blocker to Appear Pro Hac Vice. (Signed by Judge Katherine Polk Failla on 2/9/2015) (kl) Modified on 2/9/2015 (kl). (Entered: 02/09/2015)
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Legal Document (Payment Possibly Required) 27 Filed: 2/6/2015, Entered: None
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent NB Holdings Corporation, Other Affiliate Bank Of America Corporation for Merrill Lynch Pierce Fenner & Smith Incorporated. Document filed by Merrill Lynch Pierce Fenner & Smith Incorporated.(Rosenthal, Jeffrey) (Entered: 02/06/2015)
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Legal Document (Payment Possibly Required) 26 Filed: 2/6/2015, Entered: None
NOTICE OF APPEARANCE by Jeffrey A. Rosenthal on behalf of Merrill Lynch Pierce Fenner & Smith Incorporated. (Rosenthal, Jeffrey) (Entered: 02/06/2015)
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Legal Document (Payment Possibly Required) 25 Filed: 2/6/2015, Entered: None
AFFIDAVIT OF SERVICE. Document filed by Lehman Brothers Special Financing Inc.. (DeFilippo, Paul) (Entered: 02/06/2015)
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Legal Document (Payment Possibly Required) 24 Filed: 2/4/2015, Entered: None
AFFIDAVIT OF SERVICE of Memorandum of Law in Opposition to Motion to Withdraw Reference and Declaration of J. Lawlor served on Counsel of record for each Ad Hoc Defendant on February 3, 2015. Service was made by Electronic Mail. Document filed by Lehman Brothers Special Financing Inc.. (DeFilippo, Paul) (Entered: 02/04/2015)
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Legal Document (Payment Possibly Required) 23 Filed: 2/3/2015, Entered: None
DECLARATION of James N. Lawlor in Opposition re: 1 MOTION TO WITHDRAW THE BANKRUPTCY REFERENCE. Bankruptcy Court Case Numbers: 10-3547A, 08-B-13555 (SCC).. Document filed by Lehman Brothers Special Financing Inc.. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D (Part 1), # 5 Exhibit D (Part 2), # 6 Exhibit E, # 7 Exhibit F, # 8 Exhibit G, # 9 Exhibit H, # 10 Exhibit I, # 11 Exhibit J, # 12 Exhibit K, # 13 Exhibit L, # 14 Exhibit M, # 15 Exhibit N, # 16 Exhibit O)(Lawlor, James) (Entered: 02/03/2015)
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Legal Document (Payment Possibly Required) 22 Filed: 2/3/2015, Entered: None
MEMORANDUM OF LAW in Opposition re: 1 MOTION TO WITHDRAW THE BANKRUPTCY REFERENCE. Bankruptcy Court Case Numbers: 10-3547A, 08-B-13555 (SCC). . Document filed by Lehman Brothers Special Financing Inc.. (DeFilippo, Paul) (Entered: 02/03/2015)
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Legal Document (Payment Possibly Required) 21 Filed: 2/2/2015, Entered: None Court Filing
LETTER addressed to Judge Katherine Polk Failla from Michael E. Johnson dated February 2, 2015 re: Respectfully Requesting that the Court Instruct the Docket Clerk to Terminate my Association with this Matter. Document filed by Bank of America National Association.(Johnson, Michael) (Entered: 02/02/2015)
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Legal Document (Payment Possibly Required) 20 Filed: 2/2/2015, Entered: None Court Filing
MEMO ENDORSEMENT on re: 19 Letter filed by Defendant Group. ENDORSEMENT: The parties' request for oral argument is hereby taken under advisement. Once the motion is fully briefed the Court may set oral argument at its discretion. (Signed by Judge Katherine Polk Failla on 2/2/2015) (tn) (Entered: 02/02/2015)
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Legal Document (Payment Possibly Required) 19 Filed: 2/2/2015, Entered: None Court Filing
LETTER addressed to Judge Katherine Polk Failla from Mark B. Blocker dated February 2, 2014 re: Oral Argument. Document filed by Defendant Group.(Blocker, Mark) (Entered: 02/02/2015)
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Legal Document (Payment Possibly Required) 18 Filed: 1/29/2015, Entered: None Court Filing
STIPULATION AND ORDER SETTING BRIEFING SCHEDULE ON AD HOC GROUP OF DEFENDANTS' MOTION TO WITHDRAW THE REFERENCE FROM THE BANKRUPTCY COURT: that any response to the Motion shall be filed with the District Court on or before February 3, 2015; and (2) any reply in support of the Motion shall be filed with the District Court on or before February 20, 2015. Set Deadlines/Hearing as to 1 MOTION TO WITHDRAW THE BANKRUPTCY REFERENCE. Bankruptcy Court Case Numbers: 10-3547A, 08-B-13555 (SCC): Responses due by 2/3/2015, Replies due by 2/20/2015. (Signed by Judge Katherine Polk Failla on 1/28/2015) (tn) (Entered: 01/29/2015)
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Legal Document (Payment Possibly Required) 17 Filed: 1/14/2015, Entered: None
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent The Bank of New York Mellon Corporation for Bank of New York Corporate Trustee Services Ltd.. Document filed by Bank of New York Corporate Trustee Services Ltd.. (Attachments: # 1 Certificate of Service)(Schaffer, Eric) (Entered: 01/14/2015)
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Legal Document (Payment Possibly Required) 16 Filed: 1/14/2015, Entered: None
NOTICE OF APPEARANCE by Eric Andrew Schaffer on behalf of Bank of New York Corporate Trustee Services Ltd.. (Attachments: # 1 Certificate of Service)(Schaffer, Eric) (Entered: 01/14/2015)
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Legal Document (Payment Possibly Required) 15 Filed: 1/9/2015, Entered: None Court Filing
MEMO ENDORSEMENT on re: 14 Letter, filed by Principal Life Insurance Company. ENDORSEMENT: Having also received and reviewed the letter of today's date submitted by Movants, the application contained herein is GRANTED. Deadlines for responsive papers to Movants' Motion to Withdraw are hereby STAYED pending further order of the Court. (Signed by Judge Katherine Polk Failla on 1/9/2015) (tn) (Entered: 01/09/2015)
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Legal Document (Payment Possibly Required) 14 Filed: 1/9/2015, Entered: None Court Filing
LETTER addressed to Judge Katherine Polk Failla from Bryan Krakauer dated 1/9/2015 re: Counsel writes to respond to the letter just sent to you by James Lawlor, counsel for plaintiff Lehman Brothers Special Financing Inc. ("LBSF"), concerning the briefing schedule on the Withdrawal Motion. ***Docket and file instructions from chambers. Document filed by Principal Life Insurance Company.(tn) Modified on 1/9/2015 (tn). (Entered: 01/09/2015)
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Legal Document (Payment Possibly Required) 13 Filed: 1/8/2015, Entered: None
AFFIDAVIT OF SERVICE of Withdrawal of Reference Motion, Memorandum of Law and Blocker Declaration served on Wollmuth Maher & Deutsch LLP and Defendants on 12/17/14. Service was made by Overnight Delivery on Wollmuth Maher & Deutsch LLP (NY & Newark offices)/Email and First Class Mail on Defendants. Document filed by Defendant Group. (Krakauer, Bryan) (Entered: 01/08/2015)
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Legal Document (Payment Possibly Required) 12 Filed: 1/7/2015, Entered: None
MOTION for Bryan Krakauer to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Principal Life Insurance Company. (Attachments: # 1 Certificate of Good Standing, # 2 Text of Proposed Order)(Krakauer, Bryan) (Entered: 01/07/2015)
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Legal Document (Payment Possibly Required) 11 Filed: 1/7/2015, Entered: None
MOTION for Mark B. Blocker to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Principal Life Insurance Company. (Attachments: # 1 Certificate of Good Standing, # 2 Text of Proposed Order)(Blocker, Mark) (Entered: 01/07/2015)
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Legal Document (Payment Possibly Required) 10 Filed: 1/6/2015, Entered: None
FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for Mark B. Blocker to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-10465769. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Principal Life Insurance Company. (Attachments: # 1 Exhibit Certificate of Good Standing, # 2 Text of Proposed Order)(Blocker, Mark) Modified on 1/7/2015 (bcu). (Entered: 01/06/2015)
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Legal Document (Payment Possibly Required) 9 Filed: 1/6/2015, Entered: None
FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for Bryan Krakauer to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-10465766. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Principal Life Insurance Company. (Attachments: # 1 Exhibit Certificate of Good Standing, # 2 Text of Proposed Order)(Krakauer, Bryan) Modified on 1/7/2015 (bcu). (Entered: 01/06/2015)
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Legal Document (Payment Possibly Required) 8 Filed: 12/31/2014, Entered: None
NOTICE OF APPEARANCE by James N Lawlor on behalf of Lehman Brothers Special Financing Inc.. (Lawlor, James) (Entered: 12/31/2014)
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Legal Document (Payment Possibly Required) 7 Filed: 12/31/2014, Entered: None
NOTICE OF APPEARANCE by Paul DeFilippo on behalf of Lehman Brothers Special Financing Inc.. (DeFilippo, Paul) (Entered: 12/31/2014)
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Legal Document (Payment Possibly Required) 6 Filed: 12/31/2014, Entered: None
NOTICE OF APPEARANCE by William Francis Dahill on behalf of Lehman Brothers Special Financing Inc.. (Dahill, William) (Entered: 12/31/2014)
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Legal Document (Payment Possibly Required) 5 Filed: 12/31/2014, Entered: None
NOTICE OF APPEARANCE by Adam Michael Bialek on behalf of Lehman Brothers Special Financing Inc.. (Bialek, Adam) (Entered: 12/31/2014)
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Legal Document (Payment Possibly Required) 4 Filed: 12/22/2014, Entered: 12/24/2014 Civil Cover Sheet
CIVIL COVER SHEET filed. (bkar)
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Legal Document (Payment Possibly Required) 3 Filed: 12/22/2014, Entered: 12/24/2014 Declaration in Support
DECLARATION of Mark B. Blocker in Support re: [1] MOTION TO WITHDRAW THE BANKRUPTCY REFERENCE. Bankruptcy Court Case Numbers: 10-3547A, 08-B-13555 (SCC).. Document filed by Defendant Group. (Attachments: # (1) Exhibit A, # (2) Exhibit B, # (3) Exhibit C)(bkar)
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Legal Document (Payment Possibly Required) 2 Filed: 12/22/2014, Entered: 12/24/2014 Memorandum of Law in Support
MEMORANDUM OF LAW in Support re: [1] MOTION TO WITHDRAW THE BANKRUPTCY REFERENCE. Bankruptcy Court Case Numbers: 10-3547A, 08-B-13555 (SCC).. Document filed by Defendant Group. (bkar)
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Legal Document (Payment Possibly Required) 1 Filed: 12/22/2014, Entered: 12/24/2014 Motion to Withdraw Bankruptcy Reference
MOTION TO WITHDRAW THE BANKRUPTCY REFERENCE. Bankruptcy Court Case Numbers: 10-3547A, 08-B-13555 (SCC).Document filed by Defendant Group.(bkar)
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