Lehman Brothers Special Financing Inc. v. Bank of America National Association

Federal Civil Lawsuit New York Southern District Court, Case No. 1:14-cv-10070
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Parties
Defendant: 801 Grand CDO Series 2006-1 LLC, as Co-Isuer , 801 Grand CDO Series 2006-2 LLC, as Co-Issuer, 801 Grand CDO SPC f/a/o the Series 2006-1, as Issuer , 801 Grand CDO SPC f/a/o the Series 2006-2, as Isuer, 801 GRAND CDO SPC, f/a/o THE SERIES 2006-1, as Issuer, AIA International Ltd., AIG Taiwan Insurance Co., Ltd., ALTA CDO LLC, for Series 2007-1, as Co-Issuer , ALTA CDO LLC, for Series 2007-2, as Co-Issuer, ALTA CDO SPC, f/a/o the Series 2007-1 Segregated Portfolio, as Issuer , ALTA CDO SPC, f/a/o the Series 2007-2 Segregated Portfolio, as Issuer, American Family Life Assurance Company of Columbus, ANZ Investment Bank, ANZ Nominees Limited, Atlantic Central Bankers Bank, Banco Credito del Peru, Bank Of America National Association, Bank of New York Corporate Trustee Services Ltd., Bank Sinopac( f/k/a International Bank of Taipei), Bank Sinopac, f/k/a International Bank of Taipei, Barton Springs CDO Series 2005-1 LLC, as Co Issuer , Barton Springs CDO Series 2005-2 LLC, as Co-Issuer, Barton Springs CDO SPC, f/a/o The Series 2005-1 Segregated Portfolio, as Issuer , Barton Springs CDO SPC, f/a/o The Series 2005-2 Segregated Portfolio, as Issuer, Basis Capital Pty Limited, Basis Pac-Rim Opportunity Fund Ltd., Big Horn CDO 2007-1-Collateral , Blue Point CDO Series 2005-1 LLC, as Co-Issuer, Blue Point CDO SPC, f/a/o the Series 2005-1 Segregated Portfolio, as Issuer , Blue Point CDO SPC, f/a/o the Series 2005-2 Segregated Portfolio, BNY Mellon Corporate Trustee Services Limited, Broderick Cdo 3 Ltd., Cannington Funding Ltd., Cherry Hill CDO LLC for Series 2007-1, as Co-Issuer , Cherry Hill CDO LLC for Series 2007-2, as Co-Issuer, Cherry Hill CDO SPC, f/a/o the Series 2007-1 Segregated Portfolio, as Issuer , Cherry Hill CDO SPC, f/a/o the Series 2007-2 Segregated Portfolio, as Issuer, Cheyne CLO Investments I Ltd., Citibank, NA, Citicorp Nominees Pty Ltd., Citigroup Global Markets, Inc., City of Philadelphia PERS , Class V Funding III, Corp., Class V Funding Iii Ltd., Clearstream Banking S.A., Continental Life Insurance Company of Brentwood Tennessee , Copper Creek CDO LLC, as Co-Issuer, Copper Creek CDO SPC, f/a/o Series 2007-1 Segregated Portfolio, as Issuer , Country Life Insurance Company, Credit Suisse (Europe) Ltd., Credit Suisse Securities (USA) LLC, Crown City CDO 2005-1 Limited, as Issuer, Crown City CDO 2005-1 LLC, as Co-issuer, Crown City CDO 2005-2 Limited, as Issuer, Crown City CDO 2005-2 LLC, as Co-Issuer , Cutwater Asset Management, Corp., Defendant Group , Delaware Investment Advisers, a series of Delaware Management Business Trust, Deutsche Apotheker Und Arztebank, Deutsche Bank Trust Company Americas, Diversey Harbor ABS CDO, Inc., Diversey Harbor Abs Cdo Ltd., Eastern Metropolitan Regional Council, Elliot Associates, LP, Elliott International, LP, Ensign Peak Advisors , Epiq Bankruptcy Solutions, LLC, Euroamerica Asesorias S.A., Euroclear Bank SA/NV, First Northern Bank and Trust Company, Freedom Park CDO Series 2005-1 Limited, as Issuer, Freedom Park CDO Series 2005-1 LLC, as Co-Issuer, Fullerton Drive CDO Limited, as Issuer, Fullerton Drive CDO LLC, as Co-Issuer, Fulton Street CDO Corp., Garadex Inc., Gatex Properties Inc., General Security National Insurance , Genworth Life and Annuity Insurance Co., Genworth Life and Annuity Insurance Co. - LV SPIA , Genworth Life and Annuity Insurance Co. - LV STISL, Geometric Asset Funding Ltd., Gibraltar Life Insurance Company Ltd. (f/k/a AIG Edison GA Non Dima), Goldman Sachs International, The Goldman Sachs Group, Inc., Gordon Rausser, Greystone CDO Series 2006-1 LLC, as Co-Issuer , Greystone CDO Series 2006-2 LLC, as Co Issuer, Greystone CDO SPC, f/a/o the Series 2006-1 Segregated Portfolio, as Issuer , Greystone CDO SPC, f/a/o the Series2006-2 Segregated Portfolio, as Issuer, Group of 77 Defendants , Guohua Life Insurance Co. Ltd., Havenrock II Limited, HHE Partnership LP, HSBC Issuer Services Common Depository Nominee (UK) Limited, Illinois Mutual Life Insurance Co., Illinois Tool Works, Inc., Illinois Tool Works, Inc. Savings and Investment Plan, JA Hokkaido Shinren, Jefferson Valley CDO Series 2006-1 LLC, as Co-Issuer , Jefferson Valley CDO SPC, f/a/o the Series 2006-1 Segregated Portfolio, as Issuer, JPMorgan Chase Bank, NA, JP Morgan Securities, PLC , Kings River Limited, as Issuer, Kings River LLC, as Co-issuer , KLIO II Funding Corp., Klio Ii Funding Ltd., KLIO III Funding Corp., Klio Iii Funding Ltd., Lakeview CDO LLC Series 2007-1, as Co- Issuer, Lakeview CDO LLC, f/a/o the Series 2007-3 Segregated Portfolio, as Co-Issuer , Lakeview CDO LLC, f/a/o the Series2007-2 Segregated Portfolio, as Co-Issuer, Lakeview CDO SPC, f/a/o the Series 2007-1 Segregated Portfolio, as Issuer, Lakeview CDO SPC, f/a/o the Series 2007-2 Segregated Portfolio, as Issuer, Lakeview CDO SPC, f/a/o the Series2007-3 Segregated Portfolio, as Issuer , Lancer Funding Ii Ltd., Lancer Funding II, LLC, LGT Bank in Liechtenstein Ltd., Lifeplan Australia Friendly Society Ltd., Lincoln National Life Insurance Company, Liquidators of Lehman Brothers Australia Limited, Loreley Financing (Jersey) No. 15 Limited, Macquarie Bank Ltd., Macquarie Prisim Pty Ltd. , Magnetar Constellation Fund Ii Ltd., Magnetar Constellation Master Fund Iii Ltd., Magnetar Constellation Master Fund Ltd., Mariner Ldc, Marsh & McLennan Companies, Inc. Stock Investment Plan, Marsh & McLennan Master Retirement Trust , MBIA, Inc., Merrill Lynch International, Merrill Lynch International Global Equity Finance, Merrill Lynch, Pierce, Fenner & Smith, Inc., Merrill Lynch Pierce Fenner & Smith/Fixed Income, Michigan Carpenters Pension Fund, Mizuho International Plc, Mkp Vela Cbo Ltd., Modern Woodmen of America, Inc. , MoneyGram Securities LLC, Montrose Harbor CDO I, Inc., Montrose Harbor Cdo I Ltd., Morgan Stanley & Company Inc., Morgan Stanley & Co. Incorporated n/k/a Morgan Stanley & Co. LLC, Morgans Financial Limited, Mulberry Street Cdo Ltd., Nan Shan Life Insurance Co. Ltd., National Nominees Limited, National Registered Agents, Inc., Nationwide Life Insurance Company, Nationwide Mutual Insurance Co., Nationwide Mutual Life Insurance Company, Natixis Financial Products LLC, Nippon Life Insurance Co., Nonghyup Bank, NongHyup Bank (f/k/a Korea's National Agricultural Cooperative Federation), Ohio Public Employee Retirement System, Omicron Investment Management GmbH (f/k/a UNIQA Alternative Investments GmbH), Pantera Vive CDO LLC, as Co-Issuer , Pantera Vive CDO SPC, f/a/o the Series 2007-1, as Issuer, Pb Capital Corporation, PCA Life Assurance Co. Ltd., Pebble Creek LCDO 2007-2, LLC, as Co-Issuer, Pebble Creek LCDO 2007-2, Ltd.., as Issuer, Penn's Landing CDO LLC, as Co-Issuer, Penn's Landing CDO SPC, f/a/o the Series 2007-1 Segregated Portfolio, as Issuer, PHL Variable Insurance Company, Phoenix Life Insurance Company, Pinnacle Point Funding Corp., Pinnacle Point Funding Ltd, PPL Services Corporation Master Trust, Prebon Financial Products, Inc., Principal Life Insurance Company, Putnam Dynamic Asset Allocation Funds - Growth Portfolio, Putnam Intermediate Domestic Investment Grade Trust, Putnam Stable Value Fund, Putnam Structured Product CDO 2002-1 LLC, Putnam Structured Product Cdo 2002-1 Ltd., Putnam Structured Product CDO 2003-1 LLC, Putnam Structured Product CDO 2003-1 Ltd. , Pyxis ABS CDO 2007-1 LLC, as Co-Issuer, Pyxis ABS CDO 2007-1 Ltd., As Issuer , Quartz Finance PLC, as Issuer, Quartz Finance PLC, Series 2004-1, RAACLC Trust, Series 2003-A, Restructured Asset Certificates with Enhanced Returns, Series 2005-19-C Trust, Restructured Asset Certificates with Enhanced Returns, Series 2005-21-C Trust, as Issuer, Restructured Asset Certificates with Enhanced Returns, Series 2006-1-C Trust, as Issuer, Restructured Asset Certificates with Enhanced Returns, Series 2007-4-C Trust, as Issuer, RGA Reinsurance Co., RGA Reinsurance Company, Inc. , Rothschild Bank International Limited, Ruby Finance PLC, f/a/o the Series 2005-1, Ruby Finance PLC, f/a/o the Series 2005-1, Class A2-A9, as Issuer, Ruby Finance PLC, f/a/o the Series 2006-4, as Issuer , Ruby Finance PLC, f/a/o the Series 2007-1, as Issuer, SBSI, Inc., Scor Reinsurance Company, Securitized Product of Restructured Collateral Limited SPC, f/a/o the Series 2007-1 Federation A-1 Segregated Portfolio, as Issuer, Securitized Product of Restructured Collateral Limited SPC, f/a/o the Series 2007-1 Federation A-2 Segregated Portfolio, as Issuer, Securitized Product of Restructured Collateral Limited SPC, f/a/o the Series 2007-1 TABXSPOKE , Security Benefit Life Insurance Co. , Sentinel Management Group Inc., Series 2007-1 TABXSPOKE (07-140-100) LLC, as Co-Issuer , Shenandoah Life Insurance Company, Shield Securities Ltd,, Shin Kong Life Insurance Co., Ltd., Shinhan Bank, SMH Capital Advisors , Smh Capital Advisors Inc, Societe Generale Investment Corporation, Solar V CDO LLC, as Co-Issuer , Solar V CDO SPC, f/a/o the Series 2007-1 Segregated Portfolio, St. Vincent De Paul Society Queensland, StabFund Sub CA AG, Standard Life Insurance Co. of Indiana, Standard Life Insurance Company of Indiana, Stanton ABS I p.l.c. , Stanton CDO I Ltd., Stanton CDO I SA, Starling Strategies Ltd., State Street Custodial Services (Ireland) Limited , State Street Global Advisors, State Street International Ireland Limited, Stichting Shell Pensioenfonds, Stormharbour Securities Llp, Stowe CDO LLC, as Co-Issuer, Stowe CDO Series 2006-1 LLC, as Co-Issuer, Stowe CDO SPC f/a/o the Series 2008-2A Segregated Portfolio, as Issuer, Stowe CDO SPC, f/a/o the Series 2006-1 Segregated Portfolio, as Issuer , Stowe CDO SPC, f/a/o the Series 2008-2A Segregated Portfolio, as Issuer, Strategic Global (Putnam) Managed Trust, Structured Credit America LTD , Structured Credit Opportunities Fund Ii L.p., Sun Life Assurance Company Of Canada, Sun Life Assurance Company of Canada U.S., Sunset Park CDO Limited SPC, f/a/o the Series 2004-1 Segregated Portfolio,as Issuer, Sunset Park CDO Limited SPC, f/a/o the Series 2004-2 Segregated Portfolio, as Issuer, Sunset Park CDO Limited SPC, f/a/o the Series 2004-4 Segregated Portfolio, as Issuer, Sunset Park CDO Limited SPC, f/a/o the Series 2005-5 Segregated Portfolio, as Issuer, Sunset Park CDO, LLC, Sunset Park CDO Series 2005-5 LLC, as Co-Issuer , Sunset Park CDO Series 2005-6 Limited, as Issuer, Sunset Park CDO Series 2005-6 LLC, as Co-Issuer , Sunset Park CDO-M Limited SPC f/a/o the Series 2005-3 Segregated Portfolio, as Issuer, Sunset Park CDO-M LLC, as Co-issuer, Susquahana Bank, Susquehanna Bank, Tavares Square CDO Limited, as Issuer , Tavares Square CDO LLC, as Co-Issuer, Taylor Creek Limited, as Issuer, Taylor Creek LLC, as Co-Issuer, Terwin Capital, LLC, The Bank of Fukuoka, Ltd., The Bank of New York Mellon, The Daegu Bank, Ltd., The Dispatch Printing Company, The Lincoln National Life Insurance Company, The Liverpool Limited Partnership, The Winter Group, Tierra Alta Funding I Ltd., Tierra Alta Funding I, Corp., Tricadia Credit Stategies Master Fund, Ltd., Tricadia Credit Strategies Master Fund, Ltd. , Trustee U.S. Bank Trust National Association, U.S. Bank, NA, U.S. Bank National Association, as Trustee, U.S. Bank National Association, as Trustee with respect to Whitehawk CDO Funding, U.S. Bank National Association, not individually but solely in its capacity as Trustee for Class V Funding III Ltd., U.S. Bank National Association, not individually but solely in its capacity as Trustee for Klio II Funding Corp., U.S. Bank National Association, not individually but solely in its capacity as Trustee for Klio III Funding Corp., U.S. Bank National Association, not individually but solely in its capacity as Trustee for Putnam Structured Products CDO 2002-1 Ltd., U.S. Bank National Association, not individually but solely in its capacity as Trustee for Putnam Structured Products CDO 2003-1 Ltd., UBS Fixed Income, UniCredit Bank AG, London Branch , Union Investment Institutional GmbH, Union Investment Luxembourg SA, Union UniReserve Euro Corporates, Valeo Investment Grade Cdo Ltd., Vox Place Cdo Limited, Vox Place CDO LLC, Wells Fargo Bank, NA, Whitehawk CDO Funding, LLC, Whitehawk Cdo Funding Ltd., William F. Dahill, Zais Investment Grade Limited Ii, Zais Investment Grade Limited V, Zais Investment Grade Limited X
Debtor: Lehman Brothers Holdings, Inc.
In Re: Lehman Brothers Holdings, Inc.
Plaintiff: Lehman Brothers Special Financing Inc.
Attributes
Citation Section 28 U.S.C. § 157
Nature of Suit 423 - Bankruptcy Withdrawal, Rule 28 U.S.C. ยง 157
Timeline
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Legal Document (Payment Possibly Required) 65 Filed: 6/17/2015, Entered: None Unknown Document Type
NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a CONFERENCE proceeding held on 6/5/15 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(McGuirk, Kelly) (Entered: 06/17/2015)
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Legal Document (Payment Possibly Required) 64 Filed: 6/17/2015, Entered: None Unknown Document TypeCourt Filing
TRANSCRIPT of Proceedings re: CONFERENCE held on 6/5/2015 before Judge Katherine Polk Failla. Court Reporter/Transcriber: Rose Prater, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 7/13/2015. Redacted Transcript Deadline set for 7/23/2015. Release of Transcript Restriction set for 9/18/2015.(McGuirk, Kelly) (Entered: 06/17/2015)
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Legal Document (Payment Possibly Required) 63 Filed: 6/11/2015, Entered: None Unknown Document Type
CLERK'S JUDGMENT: it is ORDERED, ADJUDGED AND DECREED: That for the reasons stated in the Court's Order dated June, 20 15, Defendants' motion to withdraw the bankruptcy reference is denied and the case is closed. (Signed by Clerk of Court Ruby Krajick on 6/11/2015) (Attachments: # 1 Right to Appeal Attachment 1, # 2 Right to Appeal Attachment 2)(tn) (Entered: 06/11/2015)
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Legal Document (Payment Possibly Required) 62 Filed: 6/5/2015, Entered: None Unknown Document TypeCourt Filing
ORDER denying 1 Motion to Withdraw Bankruptcy Reference. For the reasons set forth in the oral decision rendered telephonically on June 5, 2015, Defendants' motion to withdraw the bankruptcy reference is DENIED. The Clerk of Court is directed to terminate all pending motions, adjourn all remaining dates, and close this case. (Signed by Judge Katherine Polk Failla on 6/5/2015) (mro) (Entered: 06/08/2015)
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Blank 61 Filed: 6/1/2015, Entered: None Unknown Document TypeCourt Filing
ORDER: The parties are hereby ORDERED to participate in a telephone conference for a decision on the pending motion to withdraw the bankruptcy reference on June 5, 2015 at 4:00 p.m. The law firm of Sidley Austin LLP is directed to provide conference call dial-in information to participants. (Telephone Conference set for 6/5/2015 at 04:00 PM before Judge Katherine Polk Failla.) (Signed by Judge Katherine Polk Failla on 6/1/2015) (kl) (Entered: 06/01/2015)
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Legal Document (Payment Possibly Required) 60 Filed: 5/19/2015, Entered: None Unknown Document TypeCourt Filing
MEMO ENDORSEMENT on re: 59 Letter, filed by Shenandoah Life Insurance Company. ENDORSEMENT: SO ORDERED. Attorney John Richard Hein terminated. (Signed by Judge Katherine Polk Failla on 5/19/2015) (tn) (Entered: 05/20/2015)
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Legal Document (Payment Possibly Required) 59 Filed: 5/19/2015, Entered: None Unknown Document TypeCourt Filing
LETTER addressed to Judge Katherine Polk Failla from Joseph J. Saltarelli dated May 19, 2015 re: respectfully request that the Court so-order this letter directing that John R. Hein, Esq. be removed from docket as counsel for Shenandoah Life Insurance Company. Document filed by Shenandoah Life Insurance Company.(Saltarelli, Joseph) (Entered: 05/19/2015)
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Legal Document (Payment Possibly Required) 58 Filed: 5/19/2015, Entered: None Unknown Document Type
NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a hearing proceeding held on 5/4/2015 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(McGuirk, Kelly) (Entered: 05/19/2015)
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Legal Document (Payment Possibly Required) 57 Filed: 5/19/2015, Entered: None Unknown Document TypeCourt Filing
TRANSCRIPT of Proceedings re: hearing held on 5/4/2015 before Judge Katherine Polk Failla. Court Reporter/Transcriber: Jennifer Thun, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 6/12/2015. Redacted Transcript Deadline set for 6/22/2015. Release of Transcript Restriction set for 8/20/2015.(McGuirk, Kelly) (Entered: 05/19/2015)
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Legal Document (Payment Possibly Required) 56 Filed: 4/24/2015, Entered: None Court Filing
ORDER granting 54 Motion for Kevin Howard Scott to Appear Pro Hac Vice. (Signed by Judge Katherine Polk Failla on 4/24/2015) (tn) (Entered: 04/24/2015)
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Legal Document (Payment Possibly Required) 55 Filed: 4/24/2015, Entered: None Court Filing
ORDER granting 53 Motion for Aaron M. Bernay to Appear Pro Hac Vice. (Signed by Judge Katherine Polk Failla on 4/24/2015) (tn) (Entered: 04/24/2015)
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Legal Document (Payment Possibly Required) 54 Filed: 4/22/2015, Entered: None
MOTION for Kevin Howard Scott to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-10844710. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Bank of America National Association. (Attachments: # 1 Exhibit A (Certificate of Good Standing), # 2 Text of Proposed Order)(Scott, Kevin) (Entered: 04/22/2015)
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Legal Document (Payment Possibly Required) 53 Filed: 4/22/2015, Entered: None
MOTION for Aaron M. Bernay to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-10844370. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Ohio Public Employee Retirement System. (Attachments: # 1 Certificate of Good Standing, # 2 Text of Proposed Order)(Bernay, Aaron) (Entered: 04/22/2015)
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Legal Document (Payment Possibly Required) 52 Filed: 4/13/2015, Entered: None Court Filing
MEMO ENDORSEMENT on re: 51 Notice (Other) filed by Ohio Public Employee Retirement System. ENDORSEMENT: SO ORDERED. (Signed by Judge Katherine Polk Failla on 4/13/2015) (tn) (Entered: 04/13/2015)
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Legal Document (Payment Possibly Required) 51 Filed: 4/10/2015, Entered: None
NOTICE of Withdrawal of Appearance re: 45 Order on Motion to Appear Pro Hac Vice. Document filed by Ohio Public Employee Retirement System. (Baker, Lindsey) (Entered: 04/10/2015)
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Legal Document (Payment Possibly Required) 50 Filed: 4/9/2015, Entered: None
NOTICE OF APPEARANCE by Christopher James Houpt on behalf of Societe Generale Investment Corporation. (Houpt, Christopher) (Entered: 04/09/2015)
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Legal Document (Payment Possibly Required) 49 Filed: 4/8/2015, Entered: None Court Filing
ORDER re: 1 MOTION TO WITHDRAW THE BANKRUPTCY REFERENCE. Bankruptcy Court Case Numbers: 10-3547A, 08-B-13555 (SCC) filed by Defendant Group: The parties are hereby ORDERED to appear for oral argument on the pending motion to withdraw the bankruptcy reference on May 4, 2015, at 10:00 a.m. in Courtroom 618 of the Thurgood Marshall Courthouse, 40 Foley Square, New York, New York. (Oral Argument set for 5/4/2015 at 10:00 AM in Courtroom 618, 40 Centre Street, New York, NY 10007 before Judge Katherine Polk Failla.) (Signed by Judge Katherine Polk Failla on 4/8/2015) (tn) (Entered: 04/09/2015)
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Legal Document (Payment Possibly Required) 48 Filed: 3/17/2015, Entered: None Court Filing
ORDER granting 47 Motion for Ronald E. Gold to Appear Pro Hac Vice. (Signed by Judge Katherine Polk Failla on 3/17/2015) (tn) (Entered: 03/17/2015)
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Legal Document (Payment Possibly Required) 47 Filed: 3/16/2015, Entered: None
MOTION for Ronald E. Gold to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-10705267. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Ohio Public Employee Retirement System. (Attachments: # 1 Exhibit Certificate of Good Standing, # 2 Text of Proposed Order)(Gold, Ronald) (Entered: 03/16/2015)
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Legal Document (Payment Possibly Required) 46 Filed: 3/6/2015, Entered: None Court Filing
ORDER granting 43 Motion for Nelson D. Alexander to Appear Pro Hac Vice. (Signed by Judge Katherine Polk Failla on 3/6/2015) (tn) (Entered: 03/06/2015)
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Legal Document (Payment Possibly Required) 45 Filed: 3/6/2015, Entered: None Court Filing
ORDER granting 44 Motion for Lindsey F. Baker to Appear Pro Hac Vice. (Signed by Judge Katherine Polk Failla on 3/6/2015) (tn) (Entered: 03/06/2015)
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Legal Document (Payment Possibly Required) 44 Filed: 3/5/2015, Entered: None
AMENDED MOTION for Lindsey F. Baker to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-10668507. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Ohio Public Employee Retirement System. (Attachments: # 1 Exhibit Certificate of Good Standing, # 2 Text of Proposed Order)(Baker, Lindsey) (Entered: 03/05/2015)
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Legal Document (Payment Possibly Required) 43 Filed: 3/5/2015, Entered: None
MOTION for Nelson D. Alexander to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-10667851. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Ohio Public Employee Retirement System. (Attachments: # 1 Exhibit Certificate of Good Standing, # 2 Text of Proposed Order)(Alexander, Nelson) (Entered: 03/05/2015)
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Legal Document (Payment Possibly Required) 42 Filed: 3/5/2015, Entered: None
FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for Lindsey F. Baker to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-10667397. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Ohio Public Employee Retirement System. (Attachments: # 1 Exhibit Certificate of Good Standing, # 2 Text of Proposed Order)(Baker, Lindsey) Modified on 3/5/2015 (sdi). (Entered: 03/05/2015)
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Legal Document (Payment Possibly Required) 41 Filed: 2/26/2015, Entered: None Court Filing
LETTER addressed to Judge Katherine Polk Failla from James N. Lawlor dated February 26, 2015 re: Further relevant developments. Document filed by Lehman Brothers Special Financing Inc..(Lawlor, James) (Entered: 02/26/2015)
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Legal Document (Payment Possibly Required) 40 Filed: 2/25/2015, Entered: None
AFFIDAVIT OF SERVICE of Reply Memorandum of Law in Support, Docket entry No. 37, served on Wollmuth Maher & Deutsch LLP, 500 Fifth Avenue, New York, NY 10110, and Wollmuth Maher & Deutsch LLP, One Gateway Center, 9th Floor, Newark, NJ 07102 on February 20, 2015. Service was made by FedEx. Document filed by Defendant Group. (Krakauer, Bryan) (Entered: 02/25/2015)
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Legal Document (Payment Possibly Required) 39 Filed: 2/23/2015, Entered: None Court Filing
LETTER addressed to Judge Katherine Polk Failla from James N. Lawlor dated February 23, 2015 re: Relevant Developments. Document filed by Lehman Brothers Special Financing Inc..(Lawlor, James) (Entered: 02/23/2015)
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Legal Document (Payment Possibly Required) 38 Filed: 2/20/2015, Entered: None
NOTICE OF CHANGE OF ADDRESS by Peter Jaffe on behalf of Shield Securities Ltd,. New Address: Freshfields Bruckhaus Deringer US LLP, 700 13th Street NW, Washington, DC, USA 20005, 202-777-4500. (Jaffe, Peter) (Entered: 02/20/2015)
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Legal Document (Payment Possibly Required) 37 Filed: 2/20/2015, Entered: None
REPLY MEMORANDUM OF LAW in Support re: 1 MOTION TO WITHDRAW THE BANKRUPTCY REFERENCE. Bankruptcy Court Case Numbers: 10-3547A, 08-B-13555 (SCC). . Document filed by Defendant Group. (Krakauer, Bryan) (Entered: 02/20/2015)
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Legal Document (Payment Possibly Required) 36 Filed: 2/20/2015, Entered: None Court Filing
ORDER granting 31 Motion for William A. Slaughter to Appear Pro Hac Vice. (Signed by Judge Katherine Polk Failla on 2/20/2015) (tn) (Entered: 02/20/2015)
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Legal Document (Payment Possibly Required) 35 Filed: 2/20/2015, Entered: None Court Filing
ORDER granting 32 Motion for Jon T. Pearson to Appear Pro Hac Vice. (Signed by Judge Katherine Polk Failla on 2/20/2015) (tn) (Entered: 02/20/2015)
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Legal Document (Payment Possibly Required) 34 Filed: 2/20/2015, Entered: None
NOTICE OF APPEARANCE by Peter Jaffe on behalf of Shield Securities Ltd,. (Jaffe, Peter) (Entered: 02/20/2015)
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Legal Document (Payment Possibly Required) 33 Filed: 2/18/2015, Entered: None
AFFIDAVIT OF SERVICE. Document filed by Lehman Brothers Special Financing Inc.. (Bialek, Adam) (Entered: 02/18/2015)
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Legal Document (Payment Possibly Required) 32 Filed: 2/12/2015, Entered: 2/12/2015 Motion to Appear Pro Hac Vice
MOTION for Jon T. Pearson to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-10593137. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by First Northern Bank and Trust Company. (Attachments: # (1) Certificates of Good Standing, # (2) Text of Proposed Order)(Slaughter, William)
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Legal Document (Payment Possibly Required) 31 Filed: 2/12/2015, Entered: 2/12/2015 Motion to Appear Pro Hac Vice
MOTION for William A. Slaughter to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-10593119. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by First Northern Bank and Trust Company. (Attachments: # (1) Certificate of Good Standing, # (2) Text of Proposed Order)(Slaughter, William)
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Legal Document (Payment Possibly Required) 30 Filed: 2/10/2015, Entered: None Court Filing
STIPULATION AND MOTION FOR SUBSTITUTION OF COUNSEL: The undersigned hereby consent to the substitution of Munger Tolles & Olson LLP as attorneys for defendant Bank of America, National Association in the above-entitled case. SO ORDERED. Attorney Marc T.G. Dworsky for Bank of America National Association added. Attorney Michael Edward Johnson terminated. (Signed by Judge Katherine Polk Failla on 2/10/2015) (tn) (Entered: 02/10/2015)
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Legal Document (Payment Possibly Required) 29 Filed: 2/9/2015, Entered: None Court Filing
ORDER granting 12 Motion for Bryan Krakauer to Appear Pro Hac Vice. (Signed by Judge Katherine Polk Failla on 2/9/2015) (kl) (Entered: 02/09/2015)
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Legal Document (Payment Possibly Required) 28 Filed: 2/9/2015, Entered: None Court Filing
ORDER granting 11 Motion for Mark B. Blocker to Appear Pro Hac Vice. (Signed by Judge Katherine Polk Failla on 2/9/2015) (kl) Modified on 2/9/2015 (kl). (Entered: 02/09/2015)
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Legal Document (Payment Possibly Required) 27 Filed: 2/6/2015, Entered: None
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent NB Holdings Corporation, Other Affiliate Bank Of America Corporation for Merrill Lynch Pierce Fenner & Smith Incorporated. Document filed by Merrill Lynch Pierce Fenner & Smith Incorporated.(Rosenthal, Jeffrey) (Entered: 02/06/2015)
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Legal Document (Payment Possibly Required) 26 Filed: 2/6/2015, Entered: None
NOTICE OF APPEARANCE by Jeffrey A. Rosenthal on behalf of Merrill Lynch Pierce Fenner & Smith Incorporated. (Rosenthal, Jeffrey) (Entered: 02/06/2015)
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Legal Document (Payment Possibly Required) 25 Filed: 2/6/2015, Entered: None
AFFIDAVIT OF SERVICE. Document filed by Lehman Brothers Special Financing Inc.. (DeFilippo, Paul) (Entered: 02/06/2015)
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Legal Document (Payment Possibly Required) 24 Filed: 2/4/2015, Entered: None
AFFIDAVIT OF SERVICE of Memorandum of Law in Opposition to Motion to Withdraw Reference and Declaration of J. Lawlor served on Counsel of record for each Ad Hoc Defendant on February 3, 2015. Service was made by Electronic Mail. Document filed by Lehman Brothers Special Financing Inc.. (DeFilippo, Paul) (Entered: 02/04/2015)
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Legal Document (Payment Possibly Required) 23 Filed: 2/3/2015, Entered: None
DECLARATION of James N. Lawlor in Opposition re: 1 MOTION TO WITHDRAW THE BANKRUPTCY REFERENCE. Bankruptcy Court Case Numbers: 10-3547A, 08-B-13555 (SCC).. Document filed by Lehman Brothers Special Financing Inc.. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D (Part 1), # 5 Exhibit D (Part 2), # 6 Exhibit E, # 7 Exhibit F, # 8 Exhibit G, # 9 Exhibit H, # 10 Exhibit I, # 11 Exhibit J, # 12 Exhibit K, # 13 Exhibit L, # 14 Exhibit M, # 15 Exhibit N, # 16 Exhibit O)(Lawlor, James) (Entered: 02/03/2015)
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Legal Document (Payment Possibly Required) 22 Filed: 2/3/2015, Entered: None
MEMORANDUM OF LAW in Opposition re: 1 MOTION TO WITHDRAW THE BANKRUPTCY REFERENCE. Bankruptcy Court Case Numbers: 10-3547A, 08-B-13555 (SCC). . Document filed by Lehman Brothers Special Financing Inc.. (DeFilippo, Paul) (Entered: 02/03/2015)
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Legal Document (Payment Possibly Required) 21 Filed: 2/2/2015, Entered: None Court Filing
LETTER addressed to Judge Katherine Polk Failla from Michael E. Johnson dated February 2, 2015 re: Respectfully Requesting that the Court Instruct the Docket Clerk to Terminate my Association with this Matter. Document filed by Bank of America National Association.(Johnson, Michael) (Entered: 02/02/2015)
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Legal Document (Payment Possibly Required) 20 Filed: 2/2/2015, Entered: None Court Filing
MEMO ENDORSEMENT on re: 19 Letter filed by Defendant Group. ENDORSEMENT: The parties' request for oral argument is hereby taken under advisement. Once the motion is fully briefed the Court may set oral argument at its discretion. (Signed by Judge Katherine Polk Failla on 2/2/2015) (tn) (Entered: 02/02/2015)
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Legal Document (Payment Possibly Required) 19 Filed: 2/2/2015, Entered: None Court Filing
LETTER addressed to Judge Katherine Polk Failla from Mark B. Blocker dated February 2, 2014 re: Oral Argument. Document filed by Defendant Group.(Blocker, Mark) (Entered: 02/02/2015)
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Legal Document (Payment Possibly Required) 18 Filed: 1/29/2015, Entered: None Court Filing
STIPULATION AND ORDER SETTING BRIEFING SCHEDULE ON AD HOC GROUP OF DEFENDANTS' MOTION TO WITHDRAW THE REFERENCE FROM THE BANKRUPTCY COURT: that any response to the Motion shall be filed with the District Court on or before February 3, 2015; and (2) any reply in support of the Motion shall be filed with the District Court on or before February 20, 2015. Set Deadlines/Hearing as to 1 MOTION TO WITHDRAW THE BANKRUPTCY REFERENCE. Bankruptcy Court Case Numbers: 10-3547A, 08-B-13555 (SCC): Responses due by 2/3/2015, Replies due by 2/20/2015. (Signed by Judge Katherine Polk Failla on 1/28/2015) (tn) (Entered: 01/29/2015)
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Legal Document (Payment Possibly Required) 17 Filed: 1/14/2015, Entered: None
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent The Bank of New York Mellon Corporation for Bank of New York Corporate Trustee Services Ltd.. Document filed by Bank of New York Corporate Trustee Services Ltd.. (Attachments: # 1 Certificate of Service)(Schaffer, Eric) (Entered: 01/14/2015)
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Legal Document (Payment Possibly Required) 16 Filed: 1/14/2015, Entered: None
NOTICE OF APPEARANCE by Eric Andrew Schaffer on behalf of Bank of New York Corporate Trustee Services Ltd.. (Attachments: # 1 Certificate of Service)(Schaffer, Eric) (Entered: 01/14/2015)
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Legal Document (Payment Possibly Required) 15 Filed: 1/9/2015, Entered: None Court Filing
MEMO ENDORSEMENT on re: 14 Letter, filed by Principal Life Insurance Company. ENDORSEMENT: Having also received and reviewed the letter of today's date submitted by Movants, the application contained herein is GRANTED. Deadlines for responsive papers to Movants' Motion to Withdraw are hereby STAYED pending further order of the Court. (Signed by Judge Katherine Polk Failla on 1/9/2015) (tn) (Entered: 01/09/2015)
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Legal Document (Payment Possibly Required) 14 Filed: 1/9/2015, Entered: None Court Filing
LETTER addressed to Judge Katherine Polk Failla from Bryan Krakauer dated 1/9/2015 re: Counsel writes to respond to the letter just sent to you by James Lawlor, counsel for plaintiff Lehman Brothers Special Financing Inc. ("LBSF"), concerning the briefing schedule on the Withdrawal Motion. ***Docket and file instructions from chambers. Document filed by Principal Life Insurance Company.(tn) Modified on 1/9/2015 (tn). (Entered: 01/09/2015)
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Legal Document (Payment Possibly Required) 13 Filed: 1/8/2015, Entered: None
AFFIDAVIT OF SERVICE of Withdrawal of Reference Motion, Memorandum of Law and Blocker Declaration served on Wollmuth Maher & Deutsch LLP and Defendants on 12/17/14. Service was made by Overnight Delivery on Wollmuth Maher & Deutsch LLP (NY & Newark offices)/Email and First Class Mail on Defendants. Document filed by Defendant Group. (Krakauer, Bryan) (Entered: 01/08/2015)
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Legal Document (Payment Possibly Required) 12 Filed: 1/7/2015, Entered: None
MOTION for Bryan Krakauer to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Principal Life Insurance Company. (Attachments: # 1 Certificate of Good Standing, # 2 Text of Proposed Order)(Krakauer, Bryan) (Entered: 01/07/2015)
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Legal Document (Payment Possibly Required) 11 Filed: 1/7/2015, Entered: None
MOTION for Mark B. Blocker to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Principal Life Insurance Company. (Attachments: # 1 Certificate of Good Standing, # 2 Text of Proposed Order)(Blocker, Mark) (Entered: 01/07/2015)
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Legal Document (Payment Possibly Required) 10 Filed: 1/6/2015, Entered: None
FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for Mark B. Blocker to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-10465769. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Principal Life Insurance Company. (Attachments: # 1 Exhibit Certificate of Good Standing, # 2 Text of Proposed Order)(Blocker, Mark) Modified on 1/7/2015 (bcu). (Entered: 01/06/2015)
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Legal Document (Payment Possibly Required) 9 Filed: 1/6/2015, Entered: None
FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for Bryan Krakauer to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-10465766. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Principal Life Insurance Company. (Attachments: # 1 Exhibit Certificate of Good Standing, # 2 Text of Proposed Order)(Krakauer, Bryan) Modified on 1/7/2015 (bcu). (Entered: 01/06/2015)
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Legal Document (Payment Possibly Required) 8 Filed: 12/31/2014, Entered: None
NOTICE OF APPEARANCE by James N Lawlor on behalf of Lehman Brothers Special Financing Inc.. (Lawlor, James) (Entered: 12/31/2014)
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Legal Document (Payment Possibly Required) 7 Filed: 12/31/2014, Entered: None
NOTICE OF APPEARANCE by Paul DeFilippo on behalf of Lehman Brothers Special Financing Inc.. (DeFilippo, Paul) (Entered: 12/31/2014)
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Legal Document (Payment Possibly Required) 6 Filed: 12/31/2014, Entered: None
NOTICE OF APPEARANCE by William Francis Dahill on behalf of Lehman Brothers Special Financing Inc.. (Dahill, William) (Entered: 12/31/2014)
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Legal Document (Payment Possibly Required) 5 Filed: 12/31/2014, Entered: None
NOTICE OF APPEARANCE by Adam Michael Bialek on behalf of Lehman Brothers Special Financing Inc.. (Bialek, Adam) (Entered: 12/31/2014)
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Legal Document (Payment Possibly Required) 4 Filed: 12/22/2014, Entered: 12/24/2014 Civil Cover Sheet
CIVIL COVER SHEET filed. (bkar)
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Legal Document (Payment Possibly Required) 3 Filed: 12/22/2014, Entered: 12/24/2014 Declaration in Support
DECLARATION of Mark B. Blocker in Support re: [1] MOTION TO WITHDRAW THE BANKRUPTCY REFERENCE. Bankruptcy Court Case Numbers: 10-3547A, 08-B-13555 (SCC).. Document filed by Defendant Group. (Attachments: # (1) Exhibit A, # (2) Exhibit B, # (3) Exhibit C)(bkar)
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Legal Document (Payment Possibly Required) 2 Filed: 12/22/2014, Entered: 12/24/2014 Memorandum of Law in Support
MEMORANDUM OF LAW in Support re: [1] MOTION TO WITHDRAW THE BANKRUPTCY REFERENCE. Bankruptcy Court Case Numbers: 10-3547A, 08-B-13555 (SCC).. Document filed by Defendant Group. (bkar)
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Legal Document (Payment Possibly Required) 1 Filed: 12/22/2014, Entered: 12/24/2014 Motion to Withdraw Bankruptcy Reference
MOTION TO WITHDRAW THE BANKRUPTCY REFERENCE. Bankruptcy Court Case Numbers: 10-3547A, 08-B-13555 (SCC).Document filed by Defendant Group.(bkar)
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