Pac-West Telecom IPO, et al v. Pac-West Telecomm, et al

Federal Civil Lawsuit New York Southern District Court, Case No. 1:01-cv-11217
District Judge Shira A. Scheindlin, presiding

Last Updated January 9, 2017 at 3:21 PM EST (8.2 years ago)

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Parties

Jerry Krim, Plaintiff

▼ Represented by Bernstein Liebhard LLP

Name	Phone	Fax	E-Mail

Stanley D Bernstein ,	+1 212 779 1414	+7793 779 779 3218	bernstein@bernlieb.com

▼ Represented by Law Offices of Laura M. Perrone, P.L.L.C.

Name	Phone	Fax	E-Mail

Laura M. Perrone	+1 212 949 5500

▼ Represented by Milberg LLP

Name	Phone	Fax	E-Mail

Melvyn I Weiss	+1 212 594 5300	+1 212 868 1229	mweiss@milbergweiss.com

Bear Stearns & Co Inc, Defendant

▼ Represented by Gibson Dunn & Crutcher, LLP

Name	Phone	Fax	E-Mail

RANDY MICHAEL MASTRO	+1 212 351 4000	+1 212 351 5219	rmastro@gibsondunn.com

Dennis V. Meyer, Defendant

The Goldman Sachs Group, Inc., Defendant
Officially listed as "Goldman, Sachs & Co."

▼ Represented by Sullivan & Cromwell LLP

Name	Phone	Fax	E-Mail

Gandolfo V. Diblasi	+1 212 558 4992	+5583 558 558 3588	diblasig@sullcrom.com
John Louis Hardiman	+1 212 558 4070	+1 212 558 3588	hardimanj@sullcrom.com
David Maxwell James Rein	+1 212 558 3035	+1 212 558 3588	reind@sullcrom.com
Penny Shane	+1 212 558 4000	+1 212 558 3588	shanep@sullcrom.com

Merrill Lynch, Pierce, Fenner & Smith, Inc., Defendant
Officially listed as "Merrill Lynch, Pierce, Fenner & Smith Incorporated"

Officer/Director, Cumulus Media Inc.

Officer/Director, Chart Industries, Inc.

Officer/Director, Lodgian, Inc.

Officer/Director, Ml Global Private Equity Fund L.p.

Officer/Director, Ml Global Private Equity Partners L.p.

Officer/Director, Mlgpe Ltd

Officer/Director, Merrill Lynch GP Inc.

Officer/Director, Merrill Lynch & Co Inc

Officer/Director, Merrill Lynch Group, Inc

Officer/Director, Hertz Global Holdings Inc

Officer/Director, Merrill Lynch International

Officer/Director, Delphi Automotive Systems Corp

Officer/Director, Merrill Lynch Trust Co Fsb

Officer/Director, Merrill Lynch Financial Markets, Inc.

Officer/Director, Infospace.com, Inc.

Officer/Director, Fund Asset Management Lp

Officer/Director, Merrill Lynch Investment Managers Lp

Officer/Director, New BlackRock, Inc.

Officer/Director, Princeton Administrators Lp

Officer/Director, First Trust Four Corners Senior Floating Rate Income Fund II

Officer/Director, BlackRock Preferred & Equity Advantage Trust

Officer/Director, NATIONSBANK CORP

Officer/Director, Mbia Capital Claymore Managed Duration National Municipal Tr

Officer/Director, Tortoise MLP Investment CORP

Officer/Director, Gabelli Dividend & Income Trust

Officer/Director, Blackrock Municipal 2018 Term Trust

Officer/Director, Alliance New York Municipal Income Fund

Officer/Director, Bank of America, NA

Officer/Director, Federated Municipal Income Fund

Officer/Director, Blue Ridge Investments, LLC

Officer/Director, Tropicana Las Vegas Hotel & Casino, Inc.

Officer/Director, Putnam Municipal Opportunities Trust

Officer/Director, Neuberger Berman Intermediate Municipal Fund Inc

Officer/Director, Blackrock New York Municipal 2018 Term Trust

Officer/Director, Gabelli Utility Fund

Officer/Director, Muniholdings New Jersey Insured Fund Inc

Officer/Director, Pimco High Income Fund

Officer/Director, Pioneer Municipal Advantage Trust

Officer/Director, Dreyfus Municipal Infrastructure Fund, Inc.

Officer/Director, Federated Intermediate Municipal Income Fund

Officer/Director, Koll Real Estate Group Inc

Officer/Director, Real Estatefor Lease Com Inc

Officer/Director, Uslife Income Fund Inc

Officer/Director, Muniholdings Fund Inc

Officer/Director, Muniholdings New York Fund Inc

Officer/Director, Muniholdings California Fund Inc

Officer/Director, Muniholdings Insured Fund Inc/nj

Officer/Director, Eaton Vance Ohio Municipal Income Trust

Officer/Director, Eaton Vance Massachusetts Municipal Income Trust

Officer/Director, Blackrock Pennsylvania Strategic Municipal Trust

Officer/Director, Cohen & Steers Advantage Income Fund Inc

Officer/Director, Blackrock Municipal Income Trust

Officer/Director, Alliance National Municipal Income Fund

Officer/Director, Blackrock New Jersey Municipal Bond Trust

Officer/Director, Calamos Convertible Opportunities & Income Fund

Officer/Director, Blackrock California Municipal Income Trust II

Officer/Director, Blackrock New York Municipal Income Trust II

Officer/Director, Blackrock Municipal 2022 Term Trust

Officer/Director, Eaton Vance Insured Ohio Municipal Bond Fund I

Officer/Director, Preferred Income Strategies Fund Inc

Officer/Director, Preferred & Corporate Income Strategies Fund Inc

Officer/Director, Muni Intermediate Duration Fund Inc

Officer/Director, Muni New York Intermediate Duration Fund Inc

Officer/Director, Dreman Claymore Dividend & Income Fund

Officer/Director, Advent/Claymore Global Convertible Securities & Income Fund

Officer/Director, Munienhanced Fund Inc

Officer/Director, Nuveen New York Performance Plus Municipal Fund Inc

Officer/Director, Nuveen California Municipal Market Opportunity Fund Inc

Officer/Director, Nuveen New York Investment Quality Municipal Fund Inc

Officer/Director, Nuveen New Jersey Investment Quality Municipal Fund Inc

Officer/Director, Nuveen California Select Quality Income Municipal Fund Inc

Officer/Director, Nuveen New York Select Quality Municipal Fund Inc

Officer/Director, Nuveen Quality Income Municipal Fund Inc

Officer/Director, Muniyield New York Insured Fund Inc

Officer/Director, Muniyield New Jersey Fund Inc

Officer/Director, Nuveen Premium Income Municipal Fund 2 Inc

Officer/Director, Muniyield Quality Fund II Inc

Officer/Director, Muniyield Quality Fund Inc

Officer/Director, Muniyield Michigan Insured Fund Inc

Officer/Director, Van Kampen Merritt Massachusetts Value Municipal Income Trus

Officer/Director, Muniyield New Jersey Insured Fund Inc

Officer/Director, Duff & Phelps Utility & Corporate Bond Trust Inc

Officer/Director, Preferred Income Management Fund Inc

Officer/Director, Nuveen Premium Income Municipal Fund 4 Inc

Officer/Director, Munivest Fund II Inc

Officer/Director, Nuveen Virginia Premium Income Municipal Fund

Officer/Director, Municipal Advantage Fund Inc

Officer/Director, American Municipal Income Portfolio Inc

Officer/Director, Muniyield Arizona Fund II Inc

Officer/Director, Eaton Vance New York Municipal Income Trust

▼ Represented by Goodwin Procter, LLP

Name	Phone	Fax	E-Mail

Mark Holland	+1 212 813 8800	+1 212 355 3333	mholland@goodwinlaw.com

PAC West Telecomm, Inc., Defendant

Richard E. Bryson, Defendant

Salomon Smith Barney, Inc., Defendant

Wallace W. Griffin, Defendant

Other Parties

Floyd Benigni, Intervenor Plaintiff

Attributes

Citation	15 U.S.C. § 77
Nature of Suit	850 - Other Statutes: Securities/Commodities/Exchange

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15	Filed: 12/30/2009, Entered: None
	ORDER AND FINAL JUDGMENT settling action as to 01 Civ. 11217. (Signed by Judge Shira A. Scheindlin on 11/24/09) (Attachments: # 1 notice of right to appeal)(ml) (Entered: 12/30/2009)
	Request

14	Filed: 6/25/2007, Entered: None
	NOTICE of OF BANKRUPTCY AND SUGGESTION OF AUTOMATIC STAY. Document filed by Pac-West Telecomm, Inc. IPO Securities Litigation, Pac-West Telecomm, Inc.. (pl) (Entered: 06/27/2007)
	Request

13	Filed: 8/13/2003, Entered: None
	ANSWER to Amended Class Action Complaint. Document filed by Salomon Smith Barney Inc.. Related document: 7 Amended Complaint filed by Jerry Krim.(sac, ) (Entered: 03/31/2004)
	Request

12	Filed: 7/22/2003, Entered: None
	ANSWER by Merrill Lynch, Inc. to [7-1] amended complaint . (Attorney Mark Holland from the Firm: Clifford Chance US, LLP). (sac) (Entered: 09/16/2003)
	Request

11	Filed: 7/22/2003, Entered: None
	ANSWER by Goldman, Sachs & Co. to [7-1] amended complaint. (Attorney Penny Shane from the Firm: Sullivan & Cromwell, LLP). (sac) (Entered: 08/21/2003)
	Request

10	Filed: 7/21/2003, Entered: None
	ANSWER by Bear, Stearns & Co. to [7-1] amended complaint. (Attorney Randy Mastro from the Firm: Gibson, Dunn & Crutcher, LLP). (sac) (Entered: 08/07/2003)
	Request

9	Filed: 12/27/2002, Entered: None
	CONSENT ORDER, substituting Laura M. Perrone, Esq. in place of Harvey Greenfield as counsel for pltff Jerry Krim. ( signed by Judge Shira A. Scheindlin ) (sac) (Entered: 03/14/2003)
	Request

8	Filed: 1/15/2003, Entered: None
	NOTICE of REGISTRATION AND FIRM NAME CHANGE by Goldman, Sachs & Co. Re: Sullivan & Cromwell, LLP. (gf) (Entered: 03/06/2003)
	Request

7	Filed: 4/19/2002, Entered: None
	AMENDED COMPLAINT by Jerry Krim amending [1-1] complaint ; Summons issued. (ac) (Entered: 07/19/2002)
	Request

6	Filed: 2/8/2002, Entered: None
	DECLARATION of Samuel H. Rudman by Jerry Krim in support Re: [4-1] motion for an order, appointing Movant as Lead Pltff, [4-2] motion for an order, approving Movant's selection of the IPO Securities Litigation Pltffs' Executive Committee to serve as Lead Counsel. (01 Civ. 11217)... rec'd in night deposit box on 2/5/02 at 9:25 p.m. (sac) (Entered: 03/05/2002)
	Request

5	Filed: 2/8/2002, Entered: None
	MEMORANDUM OF LAW by Jerry Krim in support of [4-1] motion for an order, appointing Movant as Lead Pltff, [4-2] motion for an order, approving Movant's selection of the IPO Securities Litigation Pltffs' Executive Committee to serve as Lead Counsel. (01 Civ. 11217)... rec'd in the night deposit box on 2/5/02 at 9:25 p.m. (sac) (Entered: 03/05/2002)
	Request

4	Filed: 2/5/2002, Entered: None
	NOTICE OF MOTION by Jerry Krim for an order, appointing Movant as Lead Pltff ; for an order, approving Movant's selection of the IPO Securities Litigation Pltffs' Executive Committee to serve as Lead Counsel ; Return date not indicated. (01 Civ. 11217)... rec'd in the night deposit box on 2/5/02 at 9:24 p.m. (sac) (Entered: 03/05/2002)
	Request

3	Filed: 1/9/2002, Entered: None
	RULE 1.9 CERTIFICATE filed by Goldman, Sachs & Co. . (moc) (Entered: 01/31/2002)
	Request

2	Filed: 1/4/2002, Entered: None
	RULE 1.9 CERTIFICATE filed by Merrill Lynch, Inc. (sac) (Entered: 01/30/2002)
	Request

1	Filed: 12/6/2001, Entered: None
	COMPLAINT filed. Summons issued and Notice pursuant to 28 U.S.C. 636(c). FILING FEE $ 150.00 RECEIPT # 424568. (db) (Entered: 12/13/2001)
	Request From Archives (Scanning Fees/Delay May Apply)

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