ORDER RE: CLAIMANTS SEEKING COURT REVIEW OF THE REJECTION OF THEIR PROOFS OF CLAIM: The POCs submitted by the following claimants who have requested this Court's review, are hereby finally REJECTED: Joan Rodriguez, 5165197; Charles E. Herbert, P.E., 1765520; Sumana S. Rockich IRA, 30012298; Sumana S. Rockich & Michael Rockich, JT, 30012244. (Signed by Judge Shira A. Scheindlin on 10/23/2012) Filed In Associated Cases: 1:21-mc-00092-SAS-HBP et al.(ft) (Entered: 11/07/2012)
DECLARATION of Stephen J Cirami in Opposition re: responses receied on plaintiffs' motion to approve rejection of certain claimants who have disputed the rejection of their claims. Filed In Associated Cases: 1:21-mc-00092-SAS-HBP et al.(cd) (Entered: 10/19/2012)
DECLARATION of George A Bauer in Opposition to answering submission from Charles A Herbert, P.E. Filed In Associated Cases: 1:21-mc-00092-SAS-HBP et al.(cd) (Entered: 10/19/2012)
DECLARATION of Stephen J. Cirami in Support re: (58 in 1:01-cv-11249-SAS, 60 in 1:01-cv-10753-SAS, 41 in 1:01-cv-10988-SAS, 39 in 1:01-cv-09883-SAS, 58 in 1:01-cv-06873-SAS, 27 in 1:06-cv-12881-SAS, 37 in 1:01-cv-10799-SAS, 97 in 1:01-cv-06001-SAS, 66 in 1:01-cv-08404-SAS, 45 in 1:01-cv-10901-SAS, 22 in 1:01-cv-09190-SAS, 26 in 1:06-cv-10230-SAS, 37 in 1:01-cv-11219-SAS, 38 in 1:01-cv-10942-SAS, 61 in 1:01-cv-10838-SAS, 49 in 1:01-cv-10576-SAS, 43 in 1:01-cv-10683-SAS, 39 in 1:01-cv-10105-SAS, 28 in 1:01-cv-06780-SAS, 57 in 1:01-cv-09748-SAS, 74 in 1:01-cv-00242-SAS, 27 in 1:06-cv-14287-SAS, 27 in 1:06-cv-14202-SAS, 78 in 1:01-cv-03857-SAS, 33 in 1:01-cv-09619-SAS, 55 in 1:01-cv-02359-SAS, 54 in 1:01-cv-06288-SAS, 36 in 1:01-cv-10800-SAS, 64 in 1:01-cv-07048-SAS, 51 in 1:01-cv-06277-SAS, 61 in 1:01-cv-09417-SAS, 46 in 1:01-cv-10053-SAS, 48 in 1:01-cv-09504-SAS, 51 in 1:01-cv-06820-SAS, 36 in 1:01-cv-10108-SAS, 41 in 1:01-cv-09411-SAS, 22 in 1:01-cv-09191-SAS, 37 in 1:01-cv-10839-SAS, 58 in 1:01-cv-05258-SAS, 72 in 1:01-cv-02261-SAS, 68 in 1:01-cv-03020-SAS, 38 in 1:01-cv-11220-SAS, 60 in 1:01-cv-02858-SAS, 6319 in 1:21-mc-00092-SAS-HBP, 37 in 1:01-cv-09741-SAS, 27 in 1:06-cv-14286-SAS) MOTION iohkjm.. Filed In Associated Cases: 1:21-mc-00092-SAS-HBP et al.(pl) (Entered: 10/16/2012)
JOINT DECLARATION of Stanley D. Bernstein and Ariana J. Tadler in Support re: (58 in 1:01-cv-11249-SAS, 60 in 1:01-cv-10753-SAS, 41 in 1:01-cv-10988-SAS, 39 in 1:01-cv-09883-SAS, 58 in 1:01-cv-06873-SAS, 27 in 1:06-cv-12881-SAS, 37 in 1:01-cv-10799-SAS, 97 in 1:01-cv-06001-SAS, 66 in 1:01-cv-08404-SAS, 45 in 1:01-cv-10901-SAS, 22 in 1:01-cv-09190-SAS, 26 in 1:06-cv-10230-SAS, 37 in 1:01-cv-11219-SAS, 38 in 1:01-cv-10942-SAS, 61 in 1:01-cv-10838-SAS, 49 in 1:01-cv-10576-SAS, 43 in 1:01-cv-10683-SAS, 39 in 1:01-cv-10105-SAS, 28 in 1:01-cv-06780-SAS, 57 in 1:01-cv-09748-SAS, 74 in 1:01-cv-00242-SAS, 27 in 1:06-cv-14287-SAS, 27 in 1:06-cv-14202-SAS, 78 in 1:01-cv-03857-SAS, 33 in 1:01-cv-09619-SAS, 55 in 1:01-cv-02359-SAS, 54 in 1:01-cv-06288-SAS, 36 in 1:01-cv-10800-SAS, 64 in 1:01-cv-07048-SAS, 51 in 1:01-cv-06277-SAS, 61 in 1:01-cv-09417-SAS, 46 in 1:01-cv-10053-SAS, 48 in 1:01-cv-09504-SAS, 51 in 1:01-cv-06820-SAS, 36 in 1:01-cv-10108-SAS, 41 in 1:01-cv-09411-SAS, 22 in 1:01-cv-09191-SAS, 37 in 1:01-cv-10839-SAS, 58 in 1:01-cv-05258-SAS, 72 in 1:01-cv-02261-SAS, 68 in 1:01-cv-03020-SAS, 38 in 1:01-cv-11220-SAS, 60 in 1:01-cv-02858-SAS, 6319 in 1:21-mc-00092-SAS-HBP, 37 in 1:01-cv-09741-SAS, 27 in 1:06-cv-14286-SAS) MOTION iohkjm.. Filed In Associated Cases: 1:21-mc-00092-SAS-HBP et al.(pl) (Entered: 10/16/2012)
MEMORANDUM OF LAW in Support by Members of Plaintiffs' Executive Committee: re: MOTION ENTRY OF THE PROPOSED CLASS DISTRIBUTION ORDER. Filed In Associated Cases: 1:21-mc-00092-SAS-HBP et al.(pl) Modified on 10/16/2012 (pl). (Entered: 10/16/2012)
NOTICE OF MOTION AND MOTION FOR ENTRY OF THE PROPOSED CLASS DISTRIBUTION ORDER BY Members of Plaintiffs' Executive Committee: Filed In Associated Cases: 1:21-mc-00092-SAS-HBP et al.(pl) Modified on 10/16/2012 (pl). (Entered: 10/16/2012)
MEMORANDUM OF LAW in Support OF Charles A. Herbert, P.E. re: (25 in 1:06-cv-14287-SAS) MOTION to Approve FOR AN ORDER APPROVING PROOF OF CLAIM WHERE THE CLAIMANT DISPUTES THE REJECTION AND HAS REQUESTED THE COURT'S REVIEW OF SUCH REJECTION.. Filed In Associated Cases: 1:21-mc-00092-SAS-HBP et al.(pl) (Entered: 10/15/2012)
MOTION FOR AN ORDER APPROVING PROOF OF CLAIM WHERE THE CLAIMANT DISPUTES THE REJECTION AND HAS REQUESTED THE COURT'S REVIEW OF SUCH REJECTION. Document filed by Stanley E. O'Neal.Filed In Associated Cases: 1:21-mc-00092-SAS-HBP et al.(pl) (Entered: 10/15/2012)
ORDER GRANTING PERMISSION TO SUBMIT CD-ROM COPY OF EXHIBIT B TO THE DECLARATION OF STEPHEN J. CIRAMI: It is hereby ORDERED, that the Clerk of Court is directed to accept for filing and docket a CD-ROM or other digital storage device that contains a digital copy of Exhibits B-1 (Authorized Claimants) and B-2 (Rejected Claimants) to the Declaration of Stephen J. Cirami, Senior Vice President, Operations, of The Garden City Group, Inc. (Signed by Judge Shira A. Scheindlin on 10/5/2012) Filed In Associated Cases: 1:21-mc-00092-SAS-HBP et al.(lmb) (Entered: 10/09/2012)
ORDER FOR RELEASE OF FUNDS POSTED TO SATISFY RULE 7 BOND TO SETTLING OBJECTIONS granting (6302) Motion for Release of Funds in case 1:21-mc-00092-SAS-HBP. IT IS HEREBY ORDERED that within ten (10) calendar days of this order the clerk shall release to Jeffrey Weinstein, on behalf of the Movants, the $25,000 deposited with the cashier's office under Objectors Receipt Number 909152. The clerk's check for $25,000 should be made payable to "Jeffrey Weinstein" and mailed to Jeffrey Weinstein, 518 East Tyler Street, Athens, Texas, 75751. IT IS FURTHER ORDERED that the Movants are hereby relieved of their joint and several obligation to post a bond. Movants are to pay their own fees and costs in the action. The Clerk of the Court is directed to close this motion [Docket No. 6302]. (Signed by Judge Shira A. Scheindlin on 4/12/2012) Filed In Associated Cases: 1:21-mc-00092-SAS-HBP et al.(mro) Modified on 4/13/2012 (mro). (Entered: 04/12/2012)
ADMINISTRATIVE ORDER AUTHORIZING CLAIMS ADMINISTRATOR TO PROCESS CLAIMS SUBMITTED PRIOR TO ENTRY OF THIS ORDER AND TO STOP PROCESSING ANY NEW PROOFS OF CLAIM: The Claims Administrator is authorized to process all Proofs of Claim it received on or before entry of this Order; and it is further ORDERED, that any Proofs of Claim received by the Claims Administrator after entry of this Order shall not be processed, may not be accepted and shall be returned by the Claims Administrator to the sender together with a notice stating that "The Court has entered an Order providing that no Proof of Claim submitted after the date of entry of this Order may be accepted for any reason whatsoever" and it is further ORDERED, that the Claims Administrator is directed to include a notice on the www.iposecuritieslitigationsettlement.com website stating that no Proof of Claim submitted after the date ofentry of this Order may be accepted for any reason whatsoever; and it is further ORDERED, that the Claims Administrator is directed to promptly conclude the processing of all Proofs of Claim received on or before entry of this Order; and it is further ORDERED, that, upon the Claims Administrator's conclusion of the processing of the Proofs of Claim submitted or before entry of this Order, Plaintiffs' Executive Committee shall move for the Class Distribution Order contemplated in paragraph 14 of the Stipulation; and it is further ORDERED, that this Court retain jurisdiction over any further application or matter which may arise in connection with the administration an Settlement of this litigation. (Signed by Judge Shira A. Scheindlin on 2/9/2012) Filed In Associated Cases: 1:21-mc-00092-SAS-HBP et al.(ft) (Entered: 02/09/2012)
PLAINTIFF'S REPLY TO PRO SE OBJECTOR JAMES J. HAYES'S AUGUST 8, 2011 SUBMISSION. Document filed by the plaintiffs. (Received in the night deposit box on 8/16/11 at 11:18 pm) Filed In Associated Cases: 1:21-mc-00092-SAS-HBP et al.(mro) (Entered: 08/17/2011)
DECLARATION of Christian Siebott in Support of Plaintiffs' Response to this Court's July 20, 2011 Order addressing whether Pro Se objector James J. Hayes is a class member. Document filed by the plaintiffs. (Received in the night deposit box on 8/5/11 at 11:13pm) Filed In Associated Cases: 1:21-mc-00092-SAS-HBP et al.(mro) (Entered: 08/08/2011)
PLAINTIFFS' RESPONSE TO THIS COURT'S JULY 20, 2011 ORDER ADDRESSING WHETHER PRO SE OBJECTOR JAMES J. HAYES IS A CLASS MEMBER. Document filed by the plaintiffs. (Received in the night deposit box on 8/5/11 at 11:13pm)Filed In Associated Cases: 1:21-mc-00092-SAS-HBP et al.(mro) (Entered: 08/08/2011)
ORDER: If Hayes is directed to submit any further support he wishes to be considered on the question of whether he is a class member, i.e., a "person...[who] purchased or otherwise acquired the securities of [Specific Issuer] during the Class Period and [was] damaged thereby," by the close of business on July 29, 2011. If Hayes makes any further submissions he shall simultaneously serve Plaintiffs' Executive Committee by email or by overnight express mail. Any party who wises to respond to Hayes's submissions to date or in response to this Order shall do so by the close of business on August 5, 2011. (Signed by Judge Shira A. Scheindlin on 7/20/2011) Filed In Associated Cases: 1:21-mc-00092-SAS-HBP et al.(tro) (Entered: 07/21/2011)
OPINION AND ORDER #100514. For the foregoing reasons, total fees shall be allocated according to the methodology described herein and in the amounts included in the attached Spreadsheet. Expenses and interest shall be allocated according to Exhibit A of the Proposal. The Objectors are directed to file their Objections and any responses thereto. The Clerk of the Court is then directed to close these motions. (Signed by Judge Shira A. Scheindlin on 7/8/11) Filed In Associated Cases: 1:21-mc-00092-SAS-HBP et al.(djc) (Entered: 07/12/2011)
ORDER Plaintiffs' Executive Committee ("EC") is hereby ordered to prepare a spreadsheet showing the allocation of total fees of $170,084,950.00 based on the "revised adjusted lodestars" of both the EC and non-EC law firms. This spreadsheet must be submitted to the Court by close of business Monday, June 20, 2011. (Signed by Judge Shira A. Scheindlin on 6/15/11); Filed In Associated Cases: 1:21-mc-00092-SAS-HBP et al.(djc) (Entered: 06/15/2011)
ENDORSED LETTER addressed to Judge Shira A. Scheindlin from Fred Taylor Isquith dated 12/17/10 re: We respectfully request a pre-motion conference for an Order directing Piven not to bring claims relating to his entitlement to fees in the IPO Litigation other than before Your Honor. ENDORSEMENT: To the extent that the law firm of Brower Piven, P.C. is directly seeking attorney's fees related to its work in the IPO litigation, such claim will be heard by Judge Scheindlin. But any disputes between Brower Piven and Wolf Haldenstein arising out of any alleged contract or agreement between those parties will be heard by Judge Sullivan. So ordered. (Signed by Judge Shira A. Scheindlin on 12/23/10) Filed In Associated Cases: 1:21-mc-00092-SAS-HBP et al.(rjm) (Entered: 01/13/2011)
ENDORSED LETTER addressed to Judge Shira A. Scheindlin from Fred Taylor Isquith dated 12/17/2010 re: Requesting a pre-motion conference for an Order directing Piven not to bring claims relating to his entitlement to fees in the IPO Litigation other than before Your Honor. ENDORSEMENT: To the extent that the law firm of Brower Piven P.C. is directly seeking attorneys fees related to its work in the IPO litigation, such claims will be heard by Judge Scheindlin. But any disputes between Brower Piven and Wolf Haldenstein arriving out of any alleged contract or agreement between those parties will be heard by Judge Sullivan. (Signed by Judge Shira A. Scheindlin on 12/23/2010) Filed In Associated Cases: 1:21-mc-00092-SAS-HBP et al.(jpo) (Entered: 01/07/2011)
ENDORSED LETTER addressed to Judge Shira A. Scheindlin from Fred Taylor Isquith dated 12/17/10 re: Request for a pre-motion conference for an Order directing Piven not to bring claims relating to his entitlement to fees in the IPQ Litigation other than before Your Honor. ENDORSEMENT: To the extent that the law firm Brower Piven PC is directly seeking attorneys' fees related to its work in the IPO litigation, such caim will be heard by Judge Sheindlin. But only disputes between Brower Piven and Wolf Halderstein arising out of any alleged contract or agreement between those parties will be heard by Judge Sullivan. So Ordered. (Signed by Judge Shira A. Scheindlin on 12/23/10) Filed In Associated Cases: 1:21-mc-00092-SAS-HBP et al.(db) Modified on 1/13/2011 (db). (Entered: 12/28/2010)
RESPONSE to Discovery Request from Baum.Document filed by Lester Baum.Associated Cases: 1:21-mc-00092-SAS-HBP et al.(Greene, Leland) (Entered: 04/14/2010)
NOTICE OF APPEARANCE by Leland L. Greene on behalf of Lester Baum Filed In Associated Cases: 1:21-mc-00092-SAS-HBP et al.(Greene, Leland) (Entered: 04/14/2010)
ORDER AND FINAL JUDGMENT, Settleing action. (Signed by Judge Shira A. Scheindlin on 11/24/09) (Attachments: # 1 Notice of Right to Appeal)(dt) (Entered: 11/30/2009)
STIPULATION AND ORDER; on 5/13/08, the court issued and filed an Opinion and order granting in part and denying in part the motion of the underwriters to strike class allegations from the complaints in twenty-six non-focus cases pursuant to Fed. R. Civ. P. 23(d)(1)(D). The court directed that withing 21 days of the Opinion and Order, "plaintiffs shall notify defendants and the Court of the identity of the putative class representatives for each proposed class in each of the 18 cases and the basis for each putative representative's claim, and shall indicate whether these putative representatives are members of the proposed classes." Plaintiffs' time to disclose the required information is extended through and including 3/6/09. (Signed by Judge Shira A. Scheindlin on 2/11/09) Filed In Associated Cases: 1:21-mc-00092-SAS et al.(sac) (Entered: 02/13/2009)
STIPULATION AND ORDER; on 5/13/08, the court issued and filed an Opinion and Order granting in part and denying in part the motion of the underwriters to strike class allegations from the complaints in twenty-six non-focus cases. The court directed that within twenty-one days of the Opinion and Order, "plaintiffs shall notify defendants and the Court of the identity of the putative class representatives for each proposed class in each of the eighteen cases and the basis for each putative representative's claim, and shall indicate whether these putative representatives are members of the proposed classes." Plaintiffs' time to disclose the required information is extended through and including 1/30/09. (Signed by Judge Shira A. Scheindlin on 10/28/08) Filed In Associated Cases: 1:21-mc-00092-SAS et al.(sac) (Entered: 10/29/2008)
STIPULATION AND ORDER; on 5/13/08, the Court issued and filed an Opinion and Order granting in part and denying in part the motion of the underwriters to strike class allegations from the complaints in 26 non-focus cases. The Court directed that within 21 days of the Opinion and Order, "plaintiffs shall notify defendants and the Court of the identity of the putative class representatives for each proposed class in each of the 18 cases and the basis for each putative representative's claim, and shall indicate whether putative representatives are members of the proposed classes." Plaintiffs' time to disclose the required information is extended through and including 10/30/08. (Signed by Judge Shira A. Scheindlin on 8/25/08) Filed In Associated Cases: 1:21-mc-00092-SAS et al.(sac) (Entered: 08/25/2008)
STIPULATION AND ORDER; on 5/13/08, the Court issued and filed an Opinion and Order granting in part and denying in part the motion of the underwriters to strike class allegations from the complaints in 26 non-focus cases. The Court directed that within 21 days of the Opinion and Order, "plaintiffs shall notify defendants and the Court of the identity of the putative class representatives for each proposed class in each of the 18 cases and the basis for each putative representative's claim, and shall indicate whether putative representatives are members of the proposed classes." The Plaintiffs' time to disclose the required information is extended through and including 8/22/08. (Signed by Judge Shira A. Scheindlin on 7/16/08) Filed In Associated Cases: 1:21-mc-00092-SAS et al.(sac) (Entered: 07/17/2008)
STIPULATION AND ORDER; on 5/13/08, the Court issued and filed an Opinion and Order granting in part and denying in part the motion of the underwriters to strike class allegations from the complaints in twenty-six non-focus cases. Plaintiffs' time to disclose the required information is extended through and including 7/15/08. (Signed by Judge Shira A. Scheindlin on 6/4/08) This Document Relates to: 01cv3020; 01cv5258; 01cv6277; 01cv6820; 01cv6873; 01cv9411; 01cv9504; 01cv9741; 01cv9748; 01cv9619; 01cv9883; 01cv10053; 01cv10105; 01cv10108; 01cv10576; 01cv10683; 01cv10753; 01cv10799; 01cv10838; 01cv10839; 01cv10901; 01cv10942; 01cv10988; 01cv11219; 01cv11220; 01cv11249. (sac) (Entered: 06/05/2008)
ANSWER to Amended Class Action Complaint. Document filed by Citigroup Global Markets, Inc.. Related document: 9 Amended Complaint filed by Ralph C. Harrison.(sac, ) (Entered: 03/31/2004)
ANSWER by Morgan Stanley & Co. to [9-1] amended complaint . (Attorney Andrew B. Clubok from the Firm: Kirkland & Ellis, LLP) (sac) (Entered: 10/20/2003)
STIPULATION AND ORDER, substituting Morrison & Foerster LLP in place of Brobeck, Phleger & Harrison, LLP as counsel for deft Capstone Turbine Corp. ( signed by Judge Shira A. Scheindlin ) (sac) (Entered: 03/13/2003)
DECLARATION of Samuel H. Rudman by Ralph C. Harrison in support Re: [5-1] motion for an order, appointing Movant as Lead Pltff, [5-2] motion for an order, approving Movant's selection of the IPO Securities Litigation Pltffs' Executive Committee to serve as Lead Counsel. (sac) (Entered: 03/08/2002)
MEMORANDUM OF LAW by Ralph C. Harrison in support of [5-1] motion for an order, appointing Movant as Lead Pltff, [5-2] motion for an order, approving Movant's selection of the IPO Securities Litigation Pltffs' Executive Committee to serve as Lead Counsel. (sac) (Entered: 03/08/2002)
NOTICE OF MOTION by Ralph C. Harrison for an order, appointing Movant as Lead Pltff ; for an order, approving Movant's selection of the IPO Securities Litigation Pltffs' Executive Committee to serve as Lead Counsel ; Return date not indicated. (rec'd in the night deposit box on 2/25/02 at 11:14 p.m.) (sac) (Entered: 03/08/2002)