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 226 |
Filed: 12/4/2019, Entered: None |
Notice (Other) |
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| 222 |
Filed: 5/3/2019, Entered: None |
Withdraw as Attorney |
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Request |
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| 164 |
Filed: 10/19/2015, Entered: None |
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FIRST LETTER addressed to Judge Paul G. Gardephe from The Law Offices of Aaron H. Pierce, PLLC dated October 19, 2015 re: LABORERS LOCAL 231 PENSION FUND v. BANK OF NOVA SCOTIA - Misfiling. Document filed by Inter-Local Pension Fund Graphic Communications Conference of the International Brotherhood of Teamsters.(Pierce, Aaron) (Entered: 10/19/2015)
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Request |
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| 163 |
Filed: 10/15/2015, Entered: None |
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ORDER: Accordingly, the Clerk of the Court is directed to consolidate the above-captioned actions under Case No. 15 Civ. 5794 (PGG). SO ORDERED. (Signed by Judge Paul G. Gardephe on 10/15/2015) Filed In Associated Cases: 1:15-cv-05794-PGG et al.(ama) (Entered: 10/15/2015)
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Request |
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| 162 |
Filed: 10/9/2015, Entered: None |
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ORDER FOR ADMISSION PRO HAC VICE granting 154 Motion for William J. Kolasky to Appear Pro Hac Vice. (Signed by Judge Paul G. Gardephe on 10/8/2015) (mro) (Entered: 10/09/2015)
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Request |
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| 161 |
Filed: 10/5/2015, Entered: None |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Cantor Fitzgerald & Co..(Popok, Michael) (Entered: 10/05/2015)
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Request |
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| 160 |
Filed: 10/5/2015, Entered: None |
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NOTICE OF APPEARANCE by Michael Steven Popok on behalf of Cantor Fitzgerald & Co.. (Popok, Michael) (Entered: 10/05/2015)
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Request |
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| 159 |
Filed: 10/5/2015, Entered: None |
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NOTICE OF APPEARANCE by David A. Paul on behalf of Cantor Fitzgerald & Co.. (Paul, David) (Entered: 10/05/2015)
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Request |
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| 158 |
Filed: 10/5/2015, Entered: None |
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COMPLAINT against Inter-Local Pension Fund Graphic Communications Conference of the International Brotherhood of Teamsters. (Filing Fee $ 400.00, Receipt Number 0208-11466677)Document filed by Inter-Local Pension Fund Graphic Communications Conference of the International Brotherhood of Teamsters.(Pierce, Aaron) (Entered: 10/05/2015)
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Request |
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| 157 |
Filed: 10/3/2015, Entered: None |
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NOTICE OF APPEARANCE by Mark Adam Kirsch on behalf of UBS Securities LLC. (Kirsch, Mark) (Entered: 10/03/2015)
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Request |
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| 156 |
Filed: 10/2/2015, Entered: None |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent UBS AG, Corporate Parent UBS Americas, Inc., Other Affiliate UBS Group AG for UBS Securities LLC. Document filed by UBS Securities LLC.(Levin, Gabrielle) (Entered: 10/02/2015)
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Request |
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| 155 |
Filed: 10/2/2015, Entered: None |
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NOTICE OF APPEARANCE by Gabrielle Frances Levin on behalf of UBS Securities LLC. (Levin, Gabrielle) (Entered: 10/02/2015)
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Request |
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| 154 |
Filed: 9/29/2015, Entered: None |
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MOTION for William J. Kolasky to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-11445131. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Cantor Fitzgerald & Co.. (Attachments: # 1 Exhibit 1 - Certificate of Good Standing, # 2 Text of Proposed Order)(Kolasky, William) (Entered: 09/29/2015)
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| 153 |
Filed: 9/25/2015, Entered: None |
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LETTER addressed to Judge Paul G. Gardephe from Daniel L. Brockett dated September 25, 2015 re: Whether JPML Motion to Transfer Should Impact Lead Counsel Briefing Deadlines. Document filed by Cleveland Bakers and Teamsters Health and Welfare Fund, Cleveland Bakers and Teamsters Pension Fund, MASTERINVEST Kapitalanlage GmbH, Cleveland Bakers and Teamsters Health and Welfare Fund.Filed In Associated Cases: 1:15-cv-05794-PGG et al.(Brockett, Daniel) (Entered: 09/25/2015)
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| 152 |
Filed: 9/25/2015, Entered: None |
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LETTER addressed to Judge Paul G. Gardephe from Robert Y. Sperling dated 9/25/2015 re: 9/3/2015 consolidation order, and Court's 9/24/2015 request for parties' positions on consolidation, on behalf of all Defendants. Document filed by Goldman, Sachs & Co..Filed In Associated Cases: 1:15-cv-05794-PGG et al.(Sperling, Robert) (Entered: 09/25/2015)
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Request |
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| 151 |
Filed: 9/25/2015, Entered: None |
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LETTER addressed to Judge Paul G. Gardephe from Gregory S. Asciola dated 09/25/2015 re: Informing the judge that a JPML Motion to Transfer was filed on 9/24/2015 which nay impact pending litigation dates including due date of 10/1/2015 for lead plaintiff motions. Document filed by State-Boston Retirement System, Arkansas Teacher Retirement System. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5)Filed In Associated Cases: 1:15-cv-05794-PGG et al.(Asciolla, Gregory) (Entered: 09/25/2015)
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| 150 |
Filed: 9/23/2015, Entered: None |
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NOTICE OF APPEARANCE by Malik Havalic on behalf of Cantor Fitzgerald & Co.. (Havalic, Malik) (Entered: 09/23/2015)
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Request |
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| 149 |
Filed: 9/23/2015, Entered: None |
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NOTICE OF APPEARANCE by Ethan Edward Litwin on behalf of Cantor Fitzgerald & Co.. (Litwin, Ethan) (Entered: 09/23/2015)
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Request |
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| 148 |
Filed: 9/22/2015, Entered: None |
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NOTICE OF APPEARANCE by Anna Marie Horning Nygren on behalf of Inter-Local Pension Fund Graphic Communications Conference of the International Brotherhood of Teamsters. Filed In Associated Cases: 1:15-cv-05794-PGG, 1:15-cv-05939-PGG(Horning Nygren, Anna) (Entered: 09/22/2015)
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Request |
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| 147 |
Filed: 9/22/2015, Entered: None |
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NOTICE OF APPEARANCE by Heidi M. Silton on behalf of Inter-Local Pension Fund Graphic Communications Conference of the International Brotherhood of Teamsters. Filed In Associated Cases: 1:15-cv-05794-PGG, 1:15-cv-05939-PGG(Silton, Heidi) (Entered: 09/22/2015)
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Request |
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| 146 |
Filed: 9/22/2015, Entered: None |
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NOTICE OF APPEARANCE by W. Joseph Bruckner on behalf of Inter-Local Pension Fund Graphic Communications Conference of the International Brotherhood of Teamsters. Filed In Associated Cases: 1:15-cv-05794-PGG, 1:15-cv-05939-PGG(Bruckner, W.) (Entered: 09/22/2015)
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Request |
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| 145 |
Filed: 9/16/2015, Entered: None |
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NOTICE OF APPEARANCE by Lawrence Alan Sucharow on behalf of State-Boston Retirement System, Arkansas Teacher Retirement System. Filed In Associated Cases: 1:15-cv-05794-PGG et al.(Sucharow, Lawrence) (Entered: 09/16/2015)
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Request |
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| 144 |
Filed: 9/16/2015, Entered: None |
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ORDER FOR ADMISSION PRO HAC VICE granting 136 Motion for Heidi M. Silton to Appear Pro Hac Vice. (As further set forth in this Order) (Signed by Judge Paul G. Gardephe on 9/15/2015) (kl) (Entered: 09/16/2015)
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Request |
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| 143 |
Filed: 9/16/2015, Entered: None |
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ORDER FOR ADMISSION PRO HAC VICE granting 135 Motion for W. Joseph Bruckner to Appear Pro Hac Vice. (As further set forth in this Order) (Signed by Judge Paul G. Gardephe on 9/15/2015) (kl) (Entered: 09/16/2015)
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Request |
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| 142 |
Filed: 9/16/2015, Entered: None |
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ORDER FOR ADMISSION PRO HAC VICE granting (131) Motion for Anna M. Horning Nygren to Appear Pro Hac Vice in case 1:15-cv-05794-PGG; granting (134) Motion for Anna M. Horning Nygren to Appear Pro Hac Vice in case 1:15-cv-05939-PGG. (Signed by Judge Paul G. Gardephe on 9/15/2015) Filed In Associated Cases: 1:15-cv-05794-PGG, 1:15-cv-05939-PGG (mro) (Entered: 09/16/2015)
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Request |
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| 141 |
Filed: 9/15/2015, Entered: None |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Morgan Stanley Capital Management, LLC, Corporate Parent Morgan Stanley Domestic Holdings, Inc., Corporate Parent Morgan Stanley, Other Affiliate Mitsubishi UFJ Financial Group, Inc., 7-1 Marunouchi 2-chrome, Chiyoda-ku, Tokyo 100-8330 for Morgan Stanley & Co. LLC. Document filed by Morgan Stanley & Co. LLC.(Karp, Brad) (Entered: 09/15/2015)
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| 140 |
Filed: 9/15/2015, Entered: None |
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NOTICE OF APPEARANCE by Kenneth Anthony Gallo on behalf of Morgan Stanley & Co. LLC. (Gallo, Kenneth) (Entered: 09/15/2015)
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Request |
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| 139 |
Filed: 9/15/2015, Entered: None |
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NOTICE OF APPEARANCE by Susanna Michele Buergel on behalf of Morgan Stanley & Co. LLC. (Buergel, Susanna) (Entered: 09/15/2015)
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Request |
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| 138 |
Filed: 9/15/2015, Entered: None |
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NOTICE OF APPEARANCE by Richard A. Rosen on behalf of Morgan Stanley & Co. LLC. (Rosen, Richard) (Entered: 09/15/2015)
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Request |
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| 137 |
Filed: 9/15/2015, Entered: None |
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NOTICE OF APPEARANCE by Brad Scott Karp on behalf of Morgan Stanley & Co. LLC. (Karp, Brad) (Entered: 09/15/2015)
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Request |
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| 136 |
Filed: 9/11/2015, Entered: None |
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MOTION for Heidi M. Silton to Appear Pro Hac Vice (Corrected). Filing fee $ 200.00, receipt number 0208-11377438. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Inter-Local Pension Fund Graphic Communications Conference of the International Brotherhood of Teamsters. (Attachments: # 1 Exhibit A - Certificate of Good Standing, # 2 Proposed Order)(Silton, Heidi) (Entered: 09/11/2015)
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| 135 |
Filed: 9/11/2015, Entered: None |
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MOTION for W. Joseph Bruckner to Appear Pro Hac Vice (Corrected). Filing fee $ 200.00, receipt number 0208-11377341. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Inter-Local Pension Fund Graphic Communications Conference of the International Brotherhood of Teamsters. (Attachments: # 1 Exhibit A - Certificate of Good Standing, # 2 Proposed Order)(Bruckner, W.) (Entered: 09/11/2015)
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| 134 |
Filed: 9/10/2015, Entered: None |
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MOTION for Anna M. Horning Nygren to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-11373849. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Inter-Local Pension Fund Graphic Communications Conference of the International Brotherhood of Teamsters. (Attachments: # 1 Exhibit A - Certificate of Good Standing, # 2 Proposed Order)Filed In Associated Cases: 1:15-cv-05794-PGG, 1:15-cv-05939-PGG(Horning Nygren, Anna) (Entered: 09/10/2015)
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| 133 |
Filed: 9/10/2015, Entered: None |
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FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for Heidi M. Silton to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-11373650. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Inter-Local Pension Fund Graphic Communications Conference of the International Brotherhood of Teamsters. (Attachments: # 1 Exhibit A - Certificate of Good Standing, # 2 Proposed Order)Filed In Associated Cases: 1:15-cv-05794-PGG, 1:15-cv-05939-PGG(Silton, Heidi) Modified on 9/10/2015 (sdi). (Entered: 09/10/2015)
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| 132 |
Filed: 9/10/2015, Entered: None |
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FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for W. Joseph Bruckner to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-11373579. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Inter-Local Pension Fund Graphic Communications Conference of the International Brotherhood of Teamsters. (Attachments: # 1 Exhibit A - Certificate of Good Standing, # 2 Proposed Order)Filed In Associated Cases: 1:15-cv-05794-PGG, 1:15-cv-05939-PGG(Bruckner, W.) Modified on 9/10/2015 (sdi). (Entered: 09/10/2015)
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| 131 |
Filed: 9/3/2015, Entered: None |
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ORDER granting (131 in case number 15cv6474) Motion to Consolidate Cases: On August 31, 2015, Plaintiffs in the above-captioned actions submitted letters requesting that this Court consolidate these actions pursuant to Federal Rule of Civil Procedure 42(a). See No. 15 Civ. 5794 (PGG), Dkt. No. 121; No. 15 Civ. 5807 (PGG), Dkt. No. 178; No. 15 Civ. 5830 (PGG), Dkt. No. 109; No. 15 Civ. 5843 (PGG), Dkt. No. 98; No. 15 Civ. 5931 (PGG), Dkt. No. 97; No. 15 Civ. 5939 (PGG), Dkt. No. 129; No. 15 Civ. 5957 (PGG), Dkt. No. 153; No. 15 Civ. 6003 (PGG), Dkt. No. 82; 15 Civ. 6072 (PGG), Dkt. No. 81; 15 Civ. 6129 (PGG), Dkt. No. 147; No. 15 Civ. 6139 (PGG), Dkt. No. 102; No. 15 Civ. 6474 (PGG), Dkt. No. 131; No. 15 Civ. 6782 (PGG), Dkt. No. 35. Those applications are granted. The Clerk of the Court is directed to consolidate the above-captioned actions under the first case filed, 15 Civ. 5794 (PGG), and to terminate the motion (No. 15 Civ. 6474, Dkt. No. 131). It is further ORDERED that motions for appointment of lead plaintiff and lead counsel shall be filed by October 1, 2015. Opposition to any motions for appointment of lead plaintiff and lead counsel shall be filed by October 22, 2015. It is further ORDERED that the initial pre-trial conferences previously scheduled for October 8, 2015 in the following matters are adjourned sine die: State Boston Retirement System v. Bank of Nova Scotia, New York Agency et al., No. 15 Civ. 5794 (PGG); Beaver County Employees' Retirement Fund et al. v. Bank of Nova Scotia, New York Agency et al., No. 15 Civ. 5807 (PGG); Arkansas Teacher Retirement System v. Bank of Nova Scotia, New York Agency et al., No. 15 Civ. 5830 (PGG). (Signed by Judge Paul G. Gardephe on 9/2/2015) (tn) (Entered: 09/03/2015)
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| 130 |
Filed: 8/31/2015, Entered: None |
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NOTICE OF APPEARANCE by Jeffrey H. Knox on behalf of Deutsche Bank Securities Inc.. (Knox, Jeffrey) (Entered: 08/31/2015)
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| 129 |
Filed: 8/31/2015, Entered: None |
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LETTER addressed to Judge Paul G. Gardephe from Eugene A. Spector dated August 31, 2015 re: Consolidation of Related Actions Alleging Treasury Manipulation. Document filed by Inter-Local Pension Fund Graphic Communications Conference of the International Brotherhood of Teamsters. (Attachments: # 1 Schedule of Related Actions)(Spector, Eugene) (Entered: 08/31/2015)
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| 128 |
Filed: 8/27/2015, Entered: None |
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ORDER: Each party will make a submission by September 3, 2015, addressing whether the above-captioned cases should be consolidated. SO ORDERED. (Signed by Judge Paul G. Gardephe on 8/27/2015) (ama) (Entered: 08/27/2015)
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Request |
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| 127 |
Filed: 8/26/2015, Entered: None |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Daiwa Securities Group, Inc., Corporate Parent Daiwa Capital Markets America Holdings Inc., Corporate Parent Daiwa International Holdings Inc. for Daiwa Capital Markets America Inc.. Document filed by Daiwa Capital Markets America Inc..(Naftalis, Gary) (Entered: 08/26/2015)
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| 126 |
Filed: 8/26/2015, Entered: None |
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NOTICE OF APPEARANCE by Tobias B. Jacoby on behalf of Daiwa Capital Markets America Inc.. (Jacoby, Tobias) (Entered: 08/26/2015)
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| 125 |
Filed: 8/26/2015, Entered: None |
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NOTICE OF APPEARANCE by Alan Roy Friedman on behalf of Daiwa Capital Markets America Inc.. (Friedman, Alan) (Entered: 08/26/2015)
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| 124 |
Filed: 8/26/2015, Entered: None |
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NOTICE OF APPEARANCE by Gary P. Naftalis on behalf of Daiwa Capital Markets America Inc.. (Naftalis, Gary) (Entered: 08/26/2015)
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| 123 |
Filed: 8/24/2015, Entered: None |
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NOTICE OF APPEARANCE by David A. Paul on behalf of Cantor Fitzgerald & Co.. (Paul, David) (Entered: 08/24/2015)
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Request |
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| 122 |
Filed: 8/24/2015, Entered: None |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Cantor Fitzgerald & Co..(Popok, Michael) (Entered: 08/24/2015)
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Request |
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| 121 |
Filed: 8/24/2015, Entered: None |
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NOTICE OF APPEARANCE by Michael Steven Popok on behalf of Cantor Fitzgerald & Co.. (Popok, Michael) (Entered: 08/24/2015)
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Request |
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| 120 |
Filed: 8/24/2015, Entered: None |
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NOTICE OF APPEARANCE by Sophie Charlotte Rohnke on behalf of RBC Capital Markets, LLC. (Rohnke, Sophie) (Entered: 08/24/2015)
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Request |
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| 119 |
Filed: 8/24/2015, Entered: None |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent HSBC Markets (USA) Inc., Corporate Parent HSBC Holdings plc, Corporate Parent HSBC North America Holdings Inc. for HSBC Securities (USA) Inc.. Document filed by HSBC Securities (USA) Inc..(Liman, Lewis) (Entered: 08/24/2015)
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| 118 |
Filed: 8/21/2015, Entered: None |
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NOTICE OF APPEARANCE by Jennifer Kennedy Park on behalf of HSBC Securities (USA) Inc.. (Park, Jennifer) (Entered: 08/21/2015)
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| 117 |
Filed: 8/21/2015, Entered: None |
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FILING ERROR - NOT ALL CORPORATE PARENTS/OTHER AFFILIATES WERE ADDED - RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent HSBC Holdings plc for HSBC Securities (USA) Inc.. Document filed by HSBC Securities (USA) Inc..(Liman, Lewis) Modified on 8/24/2015 (lb). (Entered: 08/21/2015)
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| 116 |
Filed: 8/21/2015, Entered: None |
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NOTICE OF APPEARANCE by Lewis J. Liman on behalf of HSBC Securities (USA) Inc.. (Liman, Lewis) (Entered: 08/21/2015)
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Request |
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| 115 |
Filed: 8/21/2015, Entered: None |
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NOTICE OF APPEARANCE by Breon Stacey Peace on behalf of HSBC Securities (USA) Inc.. (Peace, Breon) (Entered: 08/21/2015)
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Request |
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| 114 |
Filed: 8/21/2015, Entered: None |
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NOTICE OF APPEARANCE by David J. Yeres on behalf of BMO Capital Markets Corp.. (Yeres, David) (Entered: 08/21/2015)
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Request |
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| 113 |
Filed: 8/20/2015, Entered: None |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent BAC North America Holding Company, Corporate Parent Bank Of America Corporation, Corporate Parent NB Holdings Corporation for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Document filed by Merrill Lynch, Pierce, Fenner & Smith Incorporated.(Boyle, Nicholas) (Entered: 08/20/2015)
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| 112 |
Filed: 8/20/2015, Entered: None |
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NOTICE OF APPEARANCE by Nicholas James Boyle on behalf of Merrill Lynch, Pierce, Fenner & Smith Incorporated. (Boyle, Nicholas) (Entered: 08/20/2015)
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Request |
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| 111 |
Filed: 8/19/2015, Entered: None |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Limestone Merger Sub, LLC, Corporate Parent JefferiesGroup LLC, Corporate Parent Leucadia National Corporation for Jefferies LLC. Document filed by Jefferies LLC.(Schacter, Kenneth) (Entered: 08/19/2015)
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| 110 |
Filed: 8/19/2015, Entered: None |
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NOTICE OF APPEARANCE by Kenneth Ian Schacter on behalf of Jefferies LLC. (Schacter, Kenneth) (Entered: 08/19/2015)
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Request |
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| 109 |
Filed: 8/18/2015, Entered: None |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Bank of Montreal for BMO Capital Markets Corp.. Document filed by BMO Capital Markets Corp..(Houck, Robert) (Entered: 08/18/2015)
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| 108 |
Filed: 8/17/2015, Entered: None |
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STIPULATION SETTING TIME FOR DEFENDANTS TO ANSWER, MOVE, OR OTHERWISE RESPOND TO THE COMPLAINT AND FOR THE PARTIES TO PROPOSE CERTAIN CASE MANAGEMENT DATES: NOW, THEREFORE, IT IS HEREBY STIPULATED AND AGREED: The undersigned counsel accept service of the complaint in the above-captioned lawsuit on behalf of their respective clients, expressly reserving the right to contest whether any party in the complaint is properly named, and without waiver of any defenses, including those related to personal jurisdiction and venue, except as to the sufficiency of process and the service of process. Defendants' time to answer, move or otherwise respond to the complaint is hereby suspended until such time as the United States District Court for the Southern District of New York or any other court to which the case is assigned enters an order coordinating or consolidating the foregoing cases and any Related Actions. The undersigned counsel further agree, subject to the approval of the Court, to extend, until at least 60 days after the foregoing cases and any Related Actions have been coordinated or consolidated and any lead and liaison counsel have been identified for the proceedings, the time for submitting the proposed Case Management Plan specified in the Court's Pretrial Conference Notice. SO ORDERED. (Signed by Judge Paul G. Gardephe on 8/17/2015) (ama) (Entered: 08/17/2015)
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| 107 |
Filed: 8/17/2015, Entered: None |
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NOTICE OF APPEARANCE by Paul Madison Eckles on behalf of Citigroup Global Markets Inc.. (Eckles, Paul) (Entered: 08/17/2015)
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| 106 |
Filed: 8/17/2015, Entered: None |
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NOTICE OF APPEARANCE by Shepard Goldfein on behalf of Citigroup Global Markets Inc.. (Goldfein, Shepard) (Entered: 08/17/2015)
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| 105 |
Filed: 8/17/2015, Entered: None |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Nomura Holdings, Inc., Corporate Parent Nomura Holding America Inc. for Nomura Securities International, Inc.. Document filed by Nomura Securities International, Inc..(Holley, Steven) (Entered: 08/17/2015)
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| 104 |
Filed: 8/17/2015, Entered: None |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Citigroup Inc., Other Affiliate Citigroup Global Markets Holdings Inc., Other Affiliate Citigroup Financial Products, Inc. for Citigroup Global Markets Inc.. Document filed by Citigroup Global Markets Inc..(Kasner, Jay) (Entered: 08/17/2015)
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| 103 |
Filed: 8/17/2015, Entered: None |
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NOTICE OF APPEARANCE by Jay B. Kasner on behalf of Citigroup Global Markets Inc.. (Kasner, Jay) (Entered: 08/17/2015)
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| 102 |
Filed: 8/17/2015, Entered: None |
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NOTICE OF APPEARANCE by Amanda Flug Davidoff on behalf of Nomura Securities International, Inc.. (Davidoff, Amanda) (Entered: 08/17/2015)
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| 101 |
Filed: 8/17/2015, Entered: None |
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NOTICE OF APPEARANCE by Steven Lyon Holley on behalf of Nomura Securities International, Inc.. (Holley, Steven) (Entered: 08/17/2015)
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Request |
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| 100 |
Filed: 8/17/2015, Entered: None |
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ORDER ON MOTION TO ADMIT COUNSEL PRO HAC VICE granting 63 Motion for Elizabeth P. Papez to Appear Pro Hac Vice. (Signed by Judge Paul G. Gardephe on 8/14/2015) (mro) (Entered: 08/17/2015)
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Request |
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| 99 |
Filed: 8/17/2015, Entered: None |
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ORDER ON MOTION TO ADMIT COUNSEL PRO HAC VICE granting 62 Motion for Robert Y. Sperling to Appear Pro Hac Vice. (Signed by Judge Paul G. Gardephe on 8/14/2015) (mro) (Entered: 08/17/2015)
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Request |
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| 98 |
Filed: 8/14/2015, Entered: None |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Other Affiliate Bank of Nova Scotia for Bank of Nova Scotia, New York Agency. Document filed by Bank of Nova Scotia, New York Agency.(Pepperman, Richard) (Entered: 08/14/2015)
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Request |
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| 97 |
Filed: 8/14/2015, Entered: None |
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NOTICE OF APPEARANCE by John Joseph Hughes, III on behalf of Bank of Nova Scotia, New York Agency. (Hughes, John) (Entered: 08/14/2015)
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Request |
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| 96 |
Filed: 8/14/2015, Entered: None |
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NOTICE OF APPEARANCE by Richard C. Pepperman, II on behalf of Bank of Nova Scotia, New York Agency. (Pepperman, Richard) (Entered: 08/14/2015)
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Request |
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| 95 |
Filed: 8/14/2015, Entered: None |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent The Royal Bank of Scotland Group plc for RBS Securities Inc.. Document filed by RBS Securities Inc..(Cohen, Joel) (Entered: 08/14/2015)
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Request |
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| 94 |
Filed: 8/14/2015, Entered: None |
|
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NOTICE OF APPEARANCE by Melissa Carrie King on behalf of RBS Securities Inc.. (King, Melissa) (Entered: 08/14/2015)
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Request |
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| 93 |
Filed: 8/14/2015, Entered: None |
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NOTICE OF APPEARANCE by Greg Donald Andres on behalf of RBS Securities Inc.. (Andres, Greg) (Entered: 08/14/2015)
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Request |
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| 92 |
Filed: 8/14/2015, Entered: None |
|
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NOTICE OF APPEARANCE by Joel Murray Cohen on behalf of RBS Securities Inc.. (Cohen, Joel) (Entered: 08/14/2015)
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Request |
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| 91 |
Filed: 8/14/2015, Entered: None |
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NOTICE OF APPEARANCE by Edward Nathaniel Moss on behalf of TD Securities (USA) LLC. (Moss, Edward) (Entered: 08/14/2015)
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Request |
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| 90 |
Filed: 8/14/2015, Entered: None |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent TD Holdings II Inc., Other Affiliate The Toronto-Dominion Bank, Other Affiliate Toronto Dominion Holdings (U.S.A.), Inc. for TD Securities (USA) LLC. Document filed by TD Securities (USA) LLC.(Miller, Pamela) (Entered: 08/14/2015)
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Request |
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| 89 |
Filed: 8/14/2015, Entered: None |
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NOTICE OF APPEARANCE by Pamela Addison Miller on behalf of TD Securities (USA) LLC. (Miller, Pamela) (Entered: 08/14/2015)
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Request |
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| 88 |
Filed: 8/14/2015, Entered: None |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent DB USA Corporation, Corporate Parent Deutsche Bank AG, Corporate Parent DB U.S. Financial Markets Holding Corporation for Deutsche Bank Securities Inc.. Document filed by Deutsche Bank Securities Inc..(Rice, Thomas) (Entered: 08/14/2015)
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Request |
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| 87 |
Filed: 8/14/2015, Entered: None |
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NOTICE OF APPEARANCE by Todd Steven Fishman on behalf of SG Americas Securities, LLC. (Fishman, Todd) (Entered: 08/14/2015)
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Request |
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| 86 |
Filed: 8/14/2015, Entered: None |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent JP Morgan Chase & Co. for J.P. Morgan Securities LLC. Document filed by J.P. Morgan Securities LLC.(Gimbel, Mark) (Entered: 08/14/2015)
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Request |
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| 85 |
Filed: 8/14/2015, Entered: None |
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NOTICE OF APPEARANCE by Mark Putnam Gimbel on behalf of J.P. Morgan Securities LLC. (Gimbel, Mark) (Entered: 08/14/2015)
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Request |
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| 84 |
Filed: 8/14/2015, Entered: None |
|
|
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Societe Generale for SG Americas Securities, LLC. Document filed by SG Americas Securities, LLC.(Esseks, David) (Entered: 08/14/2015)
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Request |
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| 83 |
Filed: 8/14/2015, Entered: None |
|
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NOTICE OF APPEARANCE by David C. Esseks on behalf of SG Americas Securities, LLC. (Esseks, David) (Entered: 08/14/2015)
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Request |
|
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| 82 |
Filed: 8/14/2015, Entered: None |
|
|
ORDER FOR ADMISSION PRO HAC VICE granting 53 Motion for Eugene A. Spector to Appear Pro Hac Vice. (Signed by Judge Paul G. Gardephe on 8/13/2015) (mro) (Entered: 08/14/2015)
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|
Request |
|
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| 81 |
Filed: 8/13/2015, Entered: None |
|
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NOTICE OF APPEARANCE by Patrick Joseph Campbell on behalf of Deutsche Bank Securities Inc.. (Campbell, Patrick) (Entered: 08/13/2015)
|
|
Request |
|
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| 80 |
Filed: 8/13/2015, Entered: None |
|
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NOTICE OF APPEARANCE by Omari Largos Royter Mason on behalf of Deutsche Bank Securities Inc.. (Mason, Omari) (Entered: 08/13/2015)
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|
Request |
|
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| 79 |
Filed: 8/13/2015, Entered: None |
|
|
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Mizuho Bank, Ltd., Corporate Parent Mizuho Financial Group, Inc., Corporate Parent Mizuho Securities Co., Ltd. for Mizuho Securities USA Inc.. Document filed by Mizuho Securities USA Inc..(Fortinsky, Jerome) (Entered: 08/13/2015)
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|
Request |
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| 78 |
Filed: 8/13/2015, Entered: None |
|
|
NOTICE OF APPEARANCE by Shannon Price Torres on behalf of Deutsche Bank Securities Inc.. (Torres, Shannon) (Entered: 08/13/2015)
|
|
Request |
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| 77 |
Filed: 8/13/2015, Entered: None |
|
|
NOTICE OF APPEARANCE by David Elbaum on behalf of Deutsche Bank Securities Inc.. (Elbaum, David) (Entered: 08/13/2015)
|
|
Request |
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| 76 |
Filed: 8/13/2015, Entered: None |
|
|
NOTICE OF APPEARANCE by John Davis Friel on behalf of BMO Capital Markets Corp.. (Friel, John) (Entered: 08/13/2015)
|
|
Request |
|
|
|
| 75 |
Filed: 8/13/2015, Entered: None |
|
|
NOTICE OF APPEARANCE by David J. Woll on behalf of Deutsche Bank Securities Inc.. (Woll, David) (Entered: 08/13/2015)
|
|
Request |
|
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| 74 |
Filed: 8/13/2015, Entered: None |
|
|
NOTICE OF APPEARANCE by Thomas C. Rice on behalf of Deutsche Bank Securities Inc.. (Rice, Thomas) (Entered: 08/13/2015)
|
|
Request |
|
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| 73 |
Filed: 8/13/2015, Entered: None |
|
|
NOTICE OF APPEARANCE by Robert G. Houck on behalf of BMO Capital Markets Corp.. (Houck, Robert) (Entered: 08/13/2015)
|
|
Request |
|
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|
| 72 |
Filed: 8/13/2015, Entered: None |
|
|
NOTICE OF APPEARANCE by Leah Friedman on behalf of RBC Capital Markets, LLC. (Friedman, Leah) (Entered: 08/13/2015)
|
|
Request |
|
|
|
| 71 |
Filed: 8/13/2015, Entered: None |
|
|
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Royal Bank of Canada for RBC Capital Markets, LLC. Document filed by RBC Capital Markets, LLC.(Fishman, Marshall) (Entered: 08/13/2015)
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|
Request |
|
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|
| 70 |
Filed: 8/13/2015, Entered: None |
|
|
NOTICE OF APPEARANCE by Marshall Howard Fishman on behalf of RBC Capital Markets, LLC. (Fishman, Marshall) (Entered: 08/13/2015)
|
|
Request |
|
|
|
| 69 |
Filed: 8/13/2015, Entered: None |
|
|
NOTICE OF APPEARANCE by Jonathan Lucas Shapiro on behalf of Goldman, Sachs & Co.. (Shapiro, Jonathan) (Entered: 08/13/2015)
|
|
Request |
|
|
|
| 68 |
Filed: 8/13/2015, Entered: None |
|
|
NOTICE OF APPEARANCE by Stephen Ehrenberg on behalf of Goldman, Sachs & Co.. (Ehrenberg, Stephen) (Entered: 08/13/2015)
|
|
Request |
|
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|
| 67 |
Filed: 8/13/2015, Entered: None |
|
|
NOTICE OF APPEARANCE by Susannah Providence Torpey on behalf of Goldman, Sachs & Co.. (Torpey, Susannah) (Entered: 08/13/2015)
|
|
Request |
|
|
|
| Save 25% on a pre-paid one year subscription. |
|
|
| 66 |
Filed: 8/13/2015, Entered: None |
|
|
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent The Goldman Sachs Group, Inc. for Goldman, Sachs & Co.. Document filed by Goldman, Sachs & Co..(Shane, Penny) (Entered: 08/13/2015)
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|
Request |
|
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|
| 65 |
Filed: 8/13/2015, Entered: None |
|
|
NOTICE OF APPEARANCE by Penny Shane on behalf of Goldman, Sachs & Co.. (Shane, Penny) (Entered: 08/13/2015)
|
|
Request |
|
|
|
| 64 |
Filed: 8/13/2015, Entered: None |
|
|
NOTICE OF APPEARANCE by Joanna Shally on behalf of Mizuho Securities USA Inc.. (Shally, Joanna) (Entered: 08/13/2015)
|
|
Request |
|
|
|
| 63 |
Filed: 8/13/2015, Entered: None |
|
|
MOTION for Elizabeth P. Papez to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-11274526. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Goldman, Sachs & Co.. (Attachments: # 1 Exhibit Ex. A - Certificates of Good Standing, # 2 Text of Proposed Order)(Papez, Elizabeth) (Entered: 08/13/2015)
|
|
Request |
|
|
|
| 62 |
Filed: 8/13/2015, Entered: None |
|
|
MOTION for Robert Y. Sperling to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-11274486. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Goldman, Sachs & Co.. (Attachments: # 1 Exhibit Ex. A - Certificate of Good Standing, # 2 Text of Proposed Order)(Sperling, Robert) (Entered: 08/13/2015)
|
|
Request |
|
|
|
| 61 |
Filed: 8/13/2015, Entered: None |
|
|
NOTICE OF APPEARANCE by Krista Ann Friedrich on behalf of Credit Suisse Securities (USA) LLC. (Friedrich, Krista) (Entered: 08/13/2015)
|
|
Request |
|
|
|
| 60 |
Filed: 8/13/2015, Entered: None |
|
|
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Credit Suisse Group AG for Credit Suisse Securities (USA) LLC. Document filed by Credit Suisse Securities (USA) LLC.(Januszewski, David) (Entered: 08/13/2015)
|
|
Request |
|
|
|
| 59 |
Filed: 8/13/2015, Entered: None |
|
|
NOTICE OF APPEARANCE by Jerome Steven Fortinsky on behalf of Mizuho Securities USA Inc.. (Fortinsky, Jerome) (Entered: 08/13/2015)
|
|
Request |
|
|
|
| 58 |
Filed: 8/13/2015, Entered: None |
|
|
NOTICE OF APPEARANCE by David George Januszewski on behalf of Credit Suisse Securities (USA) LLC. (Januszewski, David) (Entered: 08/13/2015)
|
|
Request |
|
|
|
| 57 |
Filed: 8/13/2015, Entered: None |
|
|
NOTICE OF APPEARANCE by Elai E. Katz on behalf of Credit Suisse Securities (USA) LLC. (Katz, Elai) (Entered: 08/13/2015)
|
|
Request |
|
|
|
| 56 |
Filed: 8/13/2015, Entered: None |
|
|
NOTICE OF APPEARANCE by Herbert Scott Washer on behalf of Credit Suisse Securities (USA) LLC. (Washer, Herbert) (Entered: 08/13/2015)
|
|
Request |
|
|
|
| 55 |
Filed: 8/13/2015, Entered: None |
|
|
NOTICE OF APPEARANCE by Thorn Rosenthal on behalf of Credit Suisse Securities (USA) LLC. (Rosenthal, Thorn) (Entered: 08/13/2015)
|
|
Request |
|
|
|
| 54 |
Filed: 8/13/2015, Entered: None |
|
|
NOTICE OF APPEARANCE by Stuart Jay Baskin on behalf of Mizuho Securities USA Inc.. (Baskin, Stuart) (Entered: 08/13/2015)
|
|
Request |
|
|
|
| 53 |
Filed: 8/13/2015, Entered: None |
|
|
MOTION for Eugene A. Spector to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-11273441. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Inter-Local Pension Fund Graphic Communications Conference of the International Brotherhood of Teamsters. (Attachments: # 1 Text of Proposed Order)(Spector, Eugene) (Entered: 08/13/2015)
|
|
Request |
|
|
|
| 52 |
Filed: 8/11/2015, Entered: None |
|
|
ORDER FOR ADMISSION PRO HAC VICE granting 51 Motion for Jonathan Marc Jagher to Appear Pro Hac Vice. (Signed by Judge Paul G. Gardephe on 8/11/2015) (ama) (Entered: 08/11/2015)
|
|
Request |
|
|
|
| 51 |
Filed: 8/11/2015, Entered: None |
|
|
MOTION for Jonathan Marc Jagher to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-11262197. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Inter-Local Pension Fund Graphic Communications Conference of the International Brotherhood of Teamsters. (Attachments: # 1 Certificates of Good Standing, # 2 Text of Proposed Order)(Jagher, Jonathan) (Entered: 08/11/2015)
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|
Request |
|
|
|
| 50 |
Filed: 7/31/2015, Entered: None |
|
|
NOTICE OF APPEARANCE by Kathleen Suzanne McArthur on behalf of Barclays Capital Inc.. (McArthur, Kathleen) (Entered: 07/31/2015)
|
|
Request |
|
|
|
| 49 |
Filed: 7/31/2015, Entered: None |
|
|
NOTICE OF APPEARANCE by Matthew Alexander Schwartz on behalf of Barclays Capital Inc.. (Schwartz, Matthew) (Entered: 07/31/2015)
|
|
Request |
|
|
|
| 48 |
Filed: 7/31/2015, Entered: None |
|
|
NOTICE OF APPEARANCE by David Harold Braff on behalf of Barclays Capital Inc.. (Braff, David) (Entered: 07/31/2015)
|
|
Request |
|
|
|
| 47 |
Filed: 7/31/2015, Entered: None |
|
|
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Barclays Group US Inc., Corporate Parent BARCLAYS BANK PLC for Barclays Capital Inc.. Document filed by Barclays Capital Inc..(Braff, David) (Entered: 07/31/2015)
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|
Request |
|
|
|
| 46 |
Filed: 7/30/2015, Entered: None |
|
|
ELECTRONIC SUMMONS ISSUED as to UBS Securities LLC. (rch) (Entered: 07/30/2015)
|
|
Request |
|
|
|
| 45 |
Filed: 7/30/2015, Entered: None |
|
|
ELECTRONIC SUMMONS ISSUED as to TD Securities (USA) LLC. (rch) (Entered: 07/30/2015)
|
|
Request |
|
|
|
| 44 |
Filed: 7/30/2015, Entered: None |
|
|
ELECTRONIC SUMMONS ISSUED as to SG Americas Securities, LLC. (rch) (Entered: 07/30/2015)
|
|
Request |
|
|
|
| 43 |
Filed: 7/30/2015, Entered: None |
|
|
ELECTRONIC SUMMONS ISSUED as to RBS Securities Inc.. (rch) (Entered: 07/30/2015)
|
|
Request |
|
|
|
| 42 |
Filed: 7/30/2015, Entered: None |
|
|
ELECTRONIC SUMMONS ISSUED as to RBC Capital Markets, LLC. (rch) (Entered: 07/30/2015)
|
|
Request |
|
|
|
| 41 |
Filed: 7/30/2015, Entered: None |
|
|
ELECTRONIC SUMMONS ISSUED as to Nomura Securities International, Inc.. (rch) (Entered: 07/30/2015)
|
|
Request |
|
|
|
| 40 |
Filed: 7/30/2015, Entered: None |
|
|
ELECTRONIC SUMMONS ISSUED as to Morgan Stanley & Co. LLC. (rch) (Entered: 07/30/2015)
|
|
Request |
|
|
|
| 39 |
Filed: 7/30/2015, Entered: None |
|
|
ELECTRONIC SUMMONS ISSUED as to Mizuho Securities USA Inc.. (rch) (Entered: 07/30/2015)
|
|
Request |
|
|
|
| 38 |
Filed: 7/30/2015, Entered: None |
|
|
ELECTRONIC SUMMONS ISSUED as to Merrill Lynch, Pierce, Fenner & Smith Incorporated. (rch) (Entered: 07/30/2015)
|
|
Request |
|
|
|
| 37 |
Filed: 7/30/2015, Entered: None |
|
|
ELECTRONIC SUMMONS ISSUED as to J.P. Morgan Securities LLC. (rch) (Entered: 07/30/2015)
|
|
Request |
|
|
|
| 36 |
Filed: 7/30/2015, Entered: None |
|
|
ELECTRONIC SUMMONS ISSUED as to Jefferies LLC. (rch) (Entered: 07/30/2015)
|
|
Request |
|
|
|
| 35 |
Filed: 7/30/2015, Entered: None |
|
|
ELECTRONIC SUMMONS ISSUED as to HSBC Securities (USA) Inc.. (rch) (Entered: 07/30/2015)
|
|
Request |
|
|
|
| 34 |
Filed: 7/30/2015, Entered: None |
|
|
ELECTRONIC SUMMONS ISSUED as to Goldman, Sachs & Co.. (rch) (Entered: 07/30/2015)
|
|
Request |
|
|
|
| 33 |
Filed: 7/30/2015, Entered: None |
|
|
ELECTRONIC SUMMONS ISSUED as to Deutsche Bank Securities Inc.. (rch) (Entered: 07/30/2015)
|
|
Request |
|
|
|
| 32 |
Filed: 7/30/2015, Entered: None |
|
|
ELECTRONIC SUMMONS ISSUED as to Daiwa Capital Markets America Inc.. (rch) (Entered: 07/30/2015)
|
|
Request |
|
|
|
| 31 |
Filed: 7/30/2015, Entered: None |
|
|
ELECTRONIC SUMMONS ISSUED as to Credit Suisse Securities (USA) LLC. (rch) (Entered: 07/30/2015)
|
|
Request |
|
|
|
| 30 |
Filed: 7/30/2015, Entered: None |
|
|
ELECTRONIC SUMMONS ISSUED as to Citigroup Global Markets Inc.. (rch) (Entered: 07/30/2015)
|
|
Request |
|
|
|
| 29 |
Filed: 7/30/2015, Entered: None |
|
|
ELECTRONIC SUMMONS ISSUED as to Cantor Fitzgerald & Co.. (rch) (Entered: 07/30/2015)
|
|
Request |
|
|
|
| 28 |
Filed: 7/30/2015, Entered: None |
|
|
ELECTRONIC SUMMONS ISSUED as to Barclays Capital Inc.. (rch) (Entered: 07/30/2015)
|
|
Request |
|
|
|
| 27 |
Filed: 7/30/2015, Entered: None |
|
|
ELECTRONIC SUMMONS ISSUED as to BMO Capital Markets Corp.. (rch) (Entered: 07/30/2015)
|
|
Request |
|
|
|
| 26 |
Filed: 7/30/2015, Entered: None |
|
|
ELECTRONIC SUMMONS ISSUED as to Bank of Nova Scotia, New York Agency. (rch) (Entered: 07/30/2015)
|
|
Request |
|
|
|
| 25 |
Filed: 7/29/2015, Entered: None |
|
|
REQUEST FOR ISSUANCE OF SUMMONS as to UBS Securities LLC, re: 1 Complaint,,,. Document filed by Inter-Local Pension Fund Graphic Communications Conference of the International Brotherhood of Teamsters. (Roseman, Robert) (Entered: 07/29/2015)
|
|
Request |
|
|
|
| 24 |
Filed: 7/29/2015, Entered: None |
|
|
REQUEST FOR ISSUANCE OF SUMMONS as to TD Securities (USA) LLC, re: 1 Complaint,,,. Document filed by Inter-Local Pension Fund Graphic Communications Conference of the International Brotherhood of Teamsters. (Roseman, Robert) (Entered: 07/29/2015)
|
|
Request |
|
|
|
| 23 |
Filed: 7/29/2015, Entered: None |
|
|
REQUEST FOR ISSUANCE OF SUMMONS as to SG Americas Securities, LLC, re: 1 Complaint,,,. Document filed by Inter-Local Pension Fund Graphic Communications Conference of the International Brotherhood of Teamsters. (Roseman, Robert) (Entered: 07/29/2015)
|
|
Request |
|
|
|
| 22 |
Filed: 7/29/2015, Entered: None |
|
|
REQUEST FOR ISSUANCE OF SUMMONS as to RBS Securities Inc., re: 1 Complaint,,,. Document filed by Inter-Local Pension Fund Graphic Communications Conference of the International Brotherhood of Teamsters. (Roseman, Robert) (Entered: 07/29/2015)
|
|
Request |
|
|
|
| 21 |
Filed: 7/29/2015, Entered: None |
|
|
REQUEST FOR ISSUANCE OF SUMMONS as to RBC Capital Markets, LLC, re: 1 Complaint,,,. Document filed by Inter-Local Pension Fund Graphic Communications Conference of the International Brotherhood of Teamsters. (Roseman, Robert) (Entered: 07/29/2015)
|
|
Request |
|
|
|
| 20 |
Filed: 7/29/2015, Entered: None |
|
|
REQUEST FOR ISSUANCE OF SUMMONS as to Nomura Securities International, Inc., re: 1 Complaint,,,. Document filed by Inter-Local Pension Fund Graphic Communications Conference of the International Brotherhood of Teamsters. (Roseman, Robert) (Entered: 07/29/2015)
|
|
Request |
|
|
|
| 19 |
Filed: 7/29/2015, Entered: None |
|
|
REQUEST FOR ISSUANCE OF SUMMONS as to Morgan Stanley & Co. LLC, re: 1 Complaint,,,. Document filed by Inter-Local Pension Fund Graphic Communications Conference of the International Brotherhood of Teamsters. (Roseman, Robert) (Entered: 07/29/2015)
|
|
Request |
|
|
|
| 18 |
Filed: 7/29/2015, Entered: None |
|
|
REQUEST FOR ISSUANCE OF SUMMONS as to Mizuho Securities USA Inc., re: 1 Complaint,,,. Document filed by Inter-Local Pension Fund Graphic Communications Conference of the International Brotherhood of Teamsters. (Roseman, Robert) (Entered: 07/29/2015)
|
|
Request |
|
|
|
| 17 |
Filed: 7/29/2015, Entered: None |
|
|
REQUEST FOR ISSUANCE OF SUMMONS as to Merrill Lynch, Pierce, Fenner & Smith Incorporated, re: 1 Complaint,,,. Document filed by Inter-Local Pension Fund Graphic Communications Conference of the International Brotherhood of Teamsters. (Roseman, Robert) (Entered: 07/29/2015)
|
|
Request |
|
|
|
| 16 |
Filed: 7/29/2015, Entered: None |
|
|
REQUEST FOR ISSUANCE OF SUMMONS as to J.P. Morgan Securities LLC, re: 1 Complaint,,,. Document filed by Inter-Local Pension Fund Graphic Communications Conference of the International Brotherhood of Teamsters. (Roseman, Robert) (Entered: 07/29/2015)
|
|
Request |
|
|
|
| 15 |
Filed: 7/29/2015, Entered: None |
|
|
REQUEST FOR ISSUANCE OF SUMMONS as to Jefferies LLC, re: 1 Complaint,,,. Document filed by Inter-Local Pension Fund Graphic Communications Conference of the International Brotherhood of Teamsters. (Roseman, Robert) (Entered: 07/29/2015)
|
|
Request |
|
|
|
| 14 |
Filed: 7/29/2015, Entered: None |
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REQUEST FOR ISSUANCE OF SUMMONS as to HSBC Securities (USA) Inc., re: 1 Complaint,,,. Document filed by Inter-Local Pension Fund Graphic Communications Conference of the International Brotherhood of Teamsters. (Roseman, Robert) (Entered: 07/29/2015)
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Request |
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| 13 |
Filed: 7/29/2015, Entered: None |
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REQUEST FOR ISSUANCE OF SUMMONS as to Goldman, Sachs & Co., re: 1 Complaint,,,. Document filed by Inter-Local Pension Fund Graphic Communications Conference of the International Brotherhood of Teamsters. (Roseman, Robert) (Entered: 07/29/2015)
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Request |
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| 12 |
Filed: 7/29/2015, Entered: None |
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REQUEST FOR ISSUANCE OF SUMMONS as to Deutsche Bank Securities Inc., re: 1 Complaint,,,. Document filed by Inter-Local Pension Fund Graphic Communications Conference of the International Brotherhood of Teamsters. (Roseman, Robert) (Entered: 07/29/2015)
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Request |
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| 11 |
Filed: 7/29/2015, Entered: None |
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REQUEST FOR ISSUANCE OF SUMMONS as to Daiwa Capital Markets America Inc., re: 1 Complaint,,,. Document filed by Inter-Local Pension Fund Graphic Communications Conference of the International Brotherhood of Teamsters. (Roseman, Robert) (Entered: 07/29/2015)
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Request |
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| 10 |
Filed: 7/29/2015, Entered: None |
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REQUEST FOR ISSUANCE OF SUMMONS as to Credit Suisse Securities (USA) LLC, re: 1 Complaint,,,. Document filed by Inter-Local Pension Fund Graphic Communications Conference of the International Brotherhood of Teamsters. (Roseman, Robert) (Entered: 07/29/2015)
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Request |
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| 9 |
Filed: 7/29/2015, Entered: None |
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REQUEST FOR ISSUANCE OF SUMMONS as to Citigroup Global Markets Inc., re: 1 Complaint,,,. Document filed by Inter-Local Pension Fund Graphic Communications Conference of the International Brotherhood of Teamsters. (Roseman, Robert) (Entered: 07/29/2015)
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Request |
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| 8 |
Filed: 7/29/2015, Entered: None |
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REQUEST FOR ISSUANCE OF SUMMONS as to Cantor Fitzgerald & Co., re: 1 Complaint,,,. Document filed by Inter-Local Pension Fund Graphic Communications Conference of the International Brotherhood of Teamsters. (Roseman, Robert) (Entered: 07/29/2015)
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Request |
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| 7 |
Filed: 7/29/2015, Entered: None |
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REQUEST FOR ISSUANCE OF SUMMONS as to Barclays Capital Inc., re: 1 Complaint,,,. Document filed by Inter-Local Pension Fund Graphic Communications Conference of the International Brotherhood of Teamsters. (Roseman, Robert) (Entered: 07/29/2015)
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Request |
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| 6 |
Filed: 7/29/2015, Entered: None |
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REQUEST FOR ISSUANCE OF SUMMONS as to BMO Capital Markets Corp., re: 1 Complaint,,,. Document filed by Inter-Local Pension Fund Graphic Communications Conference of the International Brotherhood of Teamsters. (Roseman, Robert) (Entered: 07/29/2015)
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Request |
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| 5 |
Filed: 7/29/2015, Entered: None |
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REQUEST FOR ISSUANCE OF SUMMONS as to 1.Bank of Nova Scotia, New York Agency, re: 1 Complaint,,,. Document filed by Inter-Local Pension Fund Graphic Communications Conference of the International Brotherhood of Teamsters. (Roseman, Robert) (Entered: 07/29/2015)
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Request |
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| 4 |
Filed: 7/29/2015, Entered: None |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Inter-Local Pension Fund Graphic Communications Conference of the International Brotherhood of Teamsters.(Roseman, Robert) (Entered: 07/29/2015)
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Request |
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| 3 |
Filed: 7/29/2015, Entered: None |
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STATEMENT OF RELATEDNESS re: that this action be filed as related to 1:15-cv-05794. Document filed by Inter-Local Pension Fund Graphic Communications Conference of the International Brotherhood of Teamsters.(Roseman, Robert) (Entered: 07/29/2015)
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Request |
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| 2 |
Filed: 7/29/2015, Entered: None |
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CIVIL COVER SHEET filed. (Roseman, Robert) (Entered: 07/29/2015)
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Request |
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| 1 |
Filed: 7/29/2015, Entered: None |
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COMPLAINT against BMO Capital Markets Corp., Bank of Nova Scotia, New York Agency, Barclays Capital Inc., Cantor Fitzgerald & Co., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Daiwa Capital Markets America Inc., Deutsche Bank Securities Inc., Goldman, Sachs & Co., HSBC Securities (USA) Inc., J.P. Morgan Securities LLC, Jefferies LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Mizuho Securities USA Inc., Morgan Stanley & Co. LLC, Nomura Securities International, Inc., RBC Capital Markets, LLC, RBS Securities Inc., SG Americas Securities, LLC, TD Securities (USA) LLC, UBS Securities LLC. (Filing Fee $ 400.00, Receipt Number 0208-11211437)Document filed by Inter-Local Pension Fund Graphic Communications Conference of the International Brotherhood of Teamsters.(Roseman, Robert) (Entered: 07/29/2015)
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