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 182 |
Filed: 1/26/2017, Entered: None |
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LETTER addressed to Judge Paul G. Gardephe from J. Douglas Richards, Jay L. Himes and Faith E. Gay dated January 26, 2017 re: Response to Mr. Zelcs' letter of January 23, 2017. Document filed by Cleveland Bakers and Teamsters Health and Welfare Fund, Cleveland Bakers and Teamsters Health and Welfare Fund(on behalf of themselves and all others similarly situated), Cleveland Bakers and Teamsters Pension Fund, MASTERINVEST Kapitalanlage GmbH.Filed In Associated Cases: 1:15-md-02673-PGG et al.(Eisenkraft, Michael) (Entered: 01/26/2017)
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| 181 |
Filed: 10/12/2016, Entered: None |
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MEMO ENDORSEMENT granting 168 Motion to Withdraw as Attorney.. ENDORSEMENT: SO ORDERED. (Signed by Judge Paul G. Gardephe on 10/12/2016) (kl) (Entered: 10/12/2016)
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| 180 |
Filed: 9/16/2016, Entered: None |
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RESPONSE in Support of Motion re: (94 in 1:15-md-02673-PGG) MOTION to Appoint Counsel by Korein Tillery LLC, Kellogg, Huber, Hansen, Todd, Evans & Figel PLLC, and Scott+Scott LLP. MOTION to Appoint Counsel by Korein Tillery LLC, Kellogg, Huber, Hansen, Todd, Evans & Figel PLLC, and Scott+Scott LLP. . Document filed by Rock Capital Markets, LLC. Filed In Associated Cases: 1:15-md-02673-PGG et al.(Fata, Anthony) (Entered: 09/16/2016)
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| 179 |
Filed: 9/16/2016, Entered: None |
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RESPONSE in Support of Motion re: (98 in 1:15-md-02673-PGG) MOTION to Appoint Counsel Application to Appoint Labaton Sucharow LLP as Interim Co-Lead Class Counsel Alongside Cohen Milstein Sellers & Toll PLLC and Quinn Emanuel Urquhart & Sullivan, LLP., (88 in 1:15-md-02673-PGG) MOTION to Appoint Counsel by Cohen Milstein Sellers & Toll PLLC., (86 in 1:15-md-02673-PGG) MOTION to Appoint Counsel by Quinn Emanuel Urquhart & Sullivan, LLP. . Document filed by American Federation of Teachers, Cleveland Bakers and Teamsters Health and Welfare Fund(on behalf of themselves and all others similarly situated), Cleveland Bakers and Teamsters Pension Fund, MASTERINVEST Kapitalanlage GmbH, UNIQA Capital Markets GmbH. Filed In Associated Cases: 1:15-md-02673-PGG et al.(Gay, Faith) (Entered: 09/16/2016)
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| 178 |
Filed: 9/15/2016, Entered: None |
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NOTICE of Withdrawal of Leah Friedman. Document filed by RBC Capital Markets, LLC, RBC Capital Markets LLC, RBC Capital Markets, L.L.C., RBC Capital Markets. Filed In Associated Cases: 1:15-md-02673-PGG et al.(Friedman, Leah) (Entered: 09/15/2016)
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| 177 |
Filed: 9/6/2016, Entered: None |
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ORDER GRANTING WITHDRAWAL AS COUNSEL in case 1:15-cv-05794-PGG; granting (75) MOTION for Daniel J. Veroff to Withdraw as Attorney. This motion for an order directing the withdrawal of Daniel J. Veroff as counsel for Plaintiffs Jane Franklin and Jonathan Richard Williamson ("Plaintiffs") is GRANTED. IT IS HEREBY ORDERED as follows: 1. Daniel J. Veroff is hereby withdrawn as counsel of record for Plaintiffs and fully discharged from any further representation or obligation in this case. 2. Pillsbury & Coleman, LLP will continue to represent Plaintiffs in this action. 3. Daniel J. Veroff (email: dveroff@pillsburycoleman.com) is removed from the mailing matrix and from receiving electronic filings in this case. SO ORDERED. Attorney Daniel J Veroff terminated in case 1:15-md-02673-PGG. (Signed by Judge Paul G. Gardephe on 9/6/2016) Filed In Associated Cases: 1:15-md-02673-PGG et al. (kl) (Entered: 09/06/2016)
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| 176 |
Filed: 9/6/2016, Entered: None |
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MEMORANDUM OF LAW in Support re: (94 in 1:15-md-02673-PGG) MOTION to Appoint Counsel by Korein Tillery LLC, Kellogg, Huber, Hansen, Todd, Evans & Figel PLLC, and Scott+Scott LLP. MOTION to Appoint Counsel by Korein Tillery LLC, Kellogg, Huber, Hansen, Todd, Evans & Figel PLLC, and Scott+Scott LLP. . Document filed by Rock Capital Markets, LLC. Filed In Associated Cases: 1:15-md-02673-PGG et al.(Fata, Anthony) (Entered: 09/06/2016)
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| 175 |
Filed: 9/6/2016, Entered: None |
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LETTER addressed to Judge Paul G. Gardephe from Michael Eisenkraft dated September 6, 2016 re: courtesy copies of Application to Appoint Cohen Milstein Sellers & Toll PLLC Interim Co-lead Class Counsel Alongside Quinn Emanuel Urquhart & Sullivan, LLP and Labaton Sucharow LLP. Document filed by Cleveland Bakers and Teamsters Health and Welfare Fund, Cleveland Bakers and Teamsters Pension Fund, MASTERINVEST Kapitalanlage GmbH.Filed In Associated Cases: 1:15-md-02673-PGG et al.(Eisenkraft, Michael) (Entered: 09/06/2016)
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| 174 |
Filed: 9/2/2016, Entered: None |
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FILING ERROR - WRONG EVENT TYPE SELECTED FROM MENU - MOTION to Appoint Counsel Rock Capital, LLC's/Cafferty Clobes Meriwether & Sprengel LLP's Motion to Appoint Scott+Scott, Korein Tillery and Kellog Huber as Co-Lead Counsel. Document filed by Rock Capital Markets, LLC.Filed In Associated Cases: 1:15-md-02673-PGG et al.(Fata, Anthony) Modified on 9/6/2016 (db). (Entered: 09/02/2016)
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| 173 |
Filed: 8/22/2016, Entered: None |
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ORDER: After consultation with counsel for the parties, it is hereby ORDERED that the following schedule will apply to motions to appoint lead counsel, submissions concerning the plaintiffs' steering committee, the filing of a Consolidated Amended Complaint, and any motion to dismiss: 1. As to motions to appoint lead counsel: a. Moving papers must be filed by September 2, 2016, and are limited to 15 pages; b. Responses are due on September 16, 2016, and are limited to 10 pages; and c. Reply briefs, if any, are due on September 23, 2016, and are limited to 7 pages. 2. Within fourteen days of appointment of lead counsel, lead counsel will make a recommendation to the Court as to the membership and size of the plaintiffs' steering committee. Any party objecting to lead counsel's recommendation will file its objection with the Court within seven days. 3. The Consolidated Amended Complaint will be filed 60 days after the appointment of lead counsel. 4. Any motion to dismiss will be filed 60 days after the filing of the Consolidated Amended Complaint. Winston & Strawn LLP, Paul, Weiss, Rifkind, Wharton & Garrison LLP, and Simpson Thacher & Bartlett LLP will serve as liaison counsel for Defendants. The attached Schedule A reflects the cases that have been consolidated for pretrial purposes. SO ORDERED. (Motions due by 9/2/2016., Responses due by 9/16/2016, Replies due by 9/23/2016.) (Signed by Judge Paul G. Gardephe on 8/22/2016) Filed In Associated Cases: 1:15-md-02673-PGG et al.(kl) (Entered: 08/22/2016)
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| 172 |
Filed: 8/19/2016, Entered: None |
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LETTER addressed to Judge Paul G. Gardephe from Faith E. Gay dated August 19, 2016 re: Additions to Schedule of Consolidated Cases. Document filed by American Federation of Teachers, Cleveland Bakers and Teamsters Health and Welfare Fund, Cleveland Bakers and Teamsters Pension Fund, MASTERINVEST Kapitalanlage GmbH, UNIQA Capital Markets GmbH.Filed In Associated Cases: 1:15-md-02673-PGG et al.(Gay, Faith) (Entered: 08/19/2016)
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| 171 |
Filed: 8/18/2016, Entered: None |
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ORDER: It is hereby ORDERED that the conference scheduled for Monday, August 22, 2016 at 10:30 a.m., will take place in Courtroom 110 at the Thurgood Marshall Courthouse, 40 Centre Street, New York, New York. It is further ORDERED that Schedule A, which reflects the cases that have been consolidated for pretrial purposes, is modified as reflected in the attached version. SO ORDERED. (Signed by Judge Paul G. Gardephe on 8/18/2016) Filed In Associated Cases: 1:15-md-02673-PGG et al.(kl) (Entered: 08/18/2016)
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| 170 |
Filed: 8/16/2016, Entered: None |
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ORDER FOR ADMISSION PRO HAC VICE granting (60) Motion for John E. Schmidtlein to Appear Pro Hac Vice in case 1:15-md-02673-PGG. (Signed by Judge Paul G. Gardephe on 8/15/2016) Filed In Associated Cases: 1:15-md-02673-PGG et al., per Chambers. (kko) (Entered: 08/16/2016)
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| 169 |
Filed: 8/10/2016, Entered: None |
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AMENDED COMPLAINT amending 1 Complaint,,, against BMO Capital Markets Corp, BNP Paribas Securities Corp, Bank of Nova Scotia, New York Agency, Barclays Capital Inc., CIBC World Markets Corp., Cantor Fitzgerald & Co., Citigroup Global Markets Inc., Commerz Markets LLC, Credit Suisse Securities (USA) LLC, Daiwa Capital Markets America Inc., Deutsche Bank Securities Inc., Goldman, Sachs & Co., HSBC Securities (USA) Inc., J.P. Morgan Securities LLC, Jefferies LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Mizuho Securities USA Inc., Morgan Stanley & Co. LLC, Nomura Securities International, Inc., RBC Capital Markets, LLC, RBS Securities Inc., SG Americas Securities, LLC, TD Securities (USA) LLC, UBS Securities LLC with JURY DEMAND.Document filed by Oklahoma Firefighters Pension and Retirement System. Related document: 1 Complaint,,, filed by Oklahoma Firefighters Pension and Retirement System.(Kaplan, Robert) (Entered: 08/10/2016)
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| 168 |
Filed: 8/5/2016, Entered: None |
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MOTION for Alexis A. Lien to Withdraw as Attorney . Document filed by Merrill Lynch, Pierce, Fenner & Smith Incorporated.Filed In Associated Cases: 1:15-md-02673-PGG et al.(Collogan, Lauren) (Entered: 08/05/2016)
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| 167 |
Filed: 7/26/2016, Entered: None |
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STIPULATION AND ORDER SETTING DIRECT FILING OF CASES IN THE SOUTHERN DISTRICT OF NEW YORK FOR THE PURPOSES OF PRETRIAL PROCEEDINGS: IT IS HEREBY STIPULATED AND AGREED by and between the parties and their respective counsel as follows: 1. Plaintiffs who file a Direct Filed Case are required to designate for each such case the original venue in which the case would have been filed but for the direct filing procedure (the "Designated Forum"). 2. Each Direct Filed Case filed in accordance with the direct filing procedure will be deemed to have been originally filed in the Designated Forum. 3. For any Direct Filed Case that meets the conditions set forth in paragraphs 1 and 2 above, Defendants will not object that the Southern District of New York is an improper venue for such Case. 4. Upon completion of all pretrial proceedings applicable to a Direct Filed Case, this Court, pursuant to 28 U.S.C. § 1404(a), may transfer that case to the Designated Forum, after considering the recommendations of the parties to that case. 5. Except for an objection that the Southern District of New York is an improper venue for a Direct Filed Case, all other rights, arguments and defenses of Defendants are preserved and not waived, including, but not limited to, whether the Designated Forum is an improper venue and whether a Defendant is subject to personal jurisdiction in the Designated Forum. 6. Any plaintiff filing a Direct Filed Case who objects to any part of this Stipulation and [Proposed] Order shall have 10 days from the date that its case is filed to file a notice of motion with the Court to bring on a motion asserting such objection, and setting forth the basis for objection. If such a motion is granted in a Direct Filed Case, Defendants shall not be bound by the terms of this Stipulation and [Proposed] Order with respect to that case. SO ORDERED. (Signed by Judge Paul G. Gardephe on 7/26/2016) Filed In Associated Cases: 1:15-md-02673-PGG et al.(kl) (Entered: 07/26/2016)
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| 166 |
Filed: 7/15/2016, Entered: None |
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NOTICE of Filing of Updated Exhibit B to Letter of 7/14/2016 re: (130 in 1:15-cv-05843-PGG, 183 in 1:15-cv-05957-PGG, 112 in 1:15-cv-06072-PGG, 134 in 1:15-cv-07420-PGG, 54 in 1:15-cv-09968-PGG, 113 in 1:15-cv-06003-PGG, 210 in 1:15-cv-05807-PGG, 175 in 1:15-cv-06129-PGG, 138 in 1:15-cv-05931-PGG, 99 in 1:15-cv-06853-PGG, 88 in 1:15-cv-07735-PGG, 133 in 1:15-cv-05830-PGG, 125 in 1:15-cv-06782-PGG, 63 in 1:16-cv-00180-PGG, 62 in 1:16-cv-00005-PGG, 44 in 1:15-md-02673-PGG, 29 in 1:15-cv-09169-PGG, 85 in 1:15-cv-07111-PGG, 106 in 1:15-cv-06892-PGG, 13 in 1:15-cv-09975-PGG, 176 in 1:15-cv-05794-PGG, 127 in 1:15-cv-06139-PGG, 145 in 1:15-cv-07006-PGG, 113 in 1:15-cv-09803-PGG, 142 in 1:15-cv-07385-PGG, 62 in 1:15-cv-10116-PGG, 91 in 1:15-cv-07481-PGG, 47 in 1:15-cv-10117-PGG, 100 in 1:15-cv-07329-PGG, 23 in 1:16-cv-00030-PGG, 67 in 1:16-cv-01177-PGG, 144 in 1:15-cv-07390-PGG, 177 in 1:15-cv-05939-PGG, 95 in 1:15-cv-07325-PGG, 165 in 1:15-cv-06474-PGG, 130 in 1:15-cv-08287-PGG, 58 in 1:15-cv-10118-PGG) Letter,,. Document filed by Arkansas Teacher Retirement System, State-Boston Retirement System. (Attachments: # 1 Exhibit Updated Exhibit B to Letter of 7/14/2016)Filed In Associated Cases: 1:15-md-02673-PGG et al.(Himes, Jay) (Entered: 07/15/2016)
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| 165 |
Filed: 7/14/2016, Entered: None |
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LETTER addressed to Judge Paul G. Gardephe from Jay L. Himes, J. Douglas Richards and Faith E. Gay dated 07/14/2016 re: Plaintiffs' counsel's views re lead and liaison counsel, a Plaintiffs' steering committee, and proposed method and schedule re appointment of lead and liaison counsel. Document filed by State-Boston Retirement System, Arkansas Teacher Retirement System. (Attachments: # 1 Exhibit A, # 2 Exhibit B)Filed In Associated Cases: 1:15-md-02673-PGG et al.(Himes, Jay) (Entered: 07/14/2016)
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| 164 |
Filed: 7/13/2016, Entered: None |
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FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for Henry B. Liu to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-12533215. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by J.P. Morgan Securities LLC, JP Morgan Securities LLC, J.P. Morgan Securities Holdings LLC, J.P.Morgan Securities LLC, J.P. Morgan Securities LLC, J.P Morgan Securities LLC, JP. Morgan Securities, LLC., J.P. Morgan Securities LLC. (Attachments: # 1 Exhibit Certificate of Good Standing, # 2 Text of Proposed Order)Filed In Associated Cases: 1:15-md-02673-PGG et al.(Liu, Henry) Modified on 7/13/2016 (wb). (Entered: 07/13/2016)
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| 163 |
Filed: 7/7/2016, Entered: None |
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LETTER addressed to Judge Paul G. Gardephe from David J. Woll dated July 7, 2016 re: the protocol for the direct filing of additional cases in this District. Document filed by 3RED TRADING LLC, BMO Capital Markets Corp., BNP Paribas Securities Corp., Bank of America Corp., Bank of Nova Scotia, New York Agency, Barclays Capital Inc., CIBC World Markets Corp., Cantor Fitzgerald & Co., Citigroup Global Market Inc., Commerz Markets LLC, Countrywide Securities Corp., Credit Suisse Securities (USA) LLC, Daiwa Capital Markets America Inc., Deutsche Bank Securities Inc., Goldman, Sachs & Co., HSBC Securities (USA) Inc., J.P.Morgan Securities LLC, Jeffries LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Mizuho Securities USA Inc., Morgan Stanley & Co. LLC, Nomura Securities International Inc., RBC Capital Markets, LLC, RBS Securities Inc., SG Americas Securities LLC, TD Securities (USA) LLC, UBS Securities LLC.Filed In Associated Cases: 1:15-md-02673-PGG et al.(Woll, David) (Entered: 07/07/2016)
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| 162 |
Filed: 6/30/2016, Entered: None |
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LETTER addressed to Judge Paul G. Gardephe from David J. Woll dated June 30, 2016 re: Order dated June 13, 2016. Document filed by Deutsche Bank Securities Inc..Filed In Associated Cases: 1:15-md-02673-PGG et al.(Woll, David) (Entered: 06/30/2016)
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| 161 |
Filed: 6/13/2016, Entered: None |
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CIVIL CASE MANAGEMENT PLAN AND SCHEDULING ORDER: The civil actions listed on Schedule A are consolidated for pretrial purposes. Any "tag-along" actions later removed to or transferred to this Court, or directly filed in the Southern District of New York, will automatically be consolidated with this action without the necessity of future motions or orders. This consolidation, however, does not constitute a determination that the actions should be consolidated for trial, nor does it have the effect of making any entity a party to any action in which he, she, or it has not been named, served, or added in accordance with the Federal Rules of Civil Procedure. In the Court's view, a master case file limited to filings of significance to the MDL as a whole or a substantial number of member cases would be advantageous. Accordingly, the Clerk of Court is directed to open a master case file bearing docket number 16-MC-2673. Any filing fees associated with opening the master case file docket are waived. The caption shall read "In re: Treasury Securities Auction Antitrust Litigation." For administrative purposes only, in 16-MC-2673, Plaintiffs shall be listed as "Treasury Securities Auction Antitrust MDL Plaintiffs," and Defendants shall be listed as "Treasury Securities Auction Antitrust MDL Defendants." There will be no appearances entered unless and until the Court orders otherwise. The Court will transfer any and all relevant documents filed in 15-MD-2673 to 15-MD-2673. This Order and all subsequent entries docketed in 16-MC-2543 are to be docketed simultaneously in 15-MD-2673. The Clerk of the Court is directed to Transfer Docket No. 1 (Transfer Order) from 15-MD-2673 to 16-MC-2673. The Court will conduct an Initial Conference on Monday, August 22, 2016 at 10:30 a.m. in Courtroom 705 at the Thurgood Marshall Courthouse, 40 Centre Street, New York, New York. Counsel shall check in with the Courtroom Deputy at least fifteen minutes in advance. This Order vacates any case management or scheduling order issued by a court prior to the transfer of a case to 15-MD-2673. Pending the Initial Conference and further orders of this Court, all deadlines in this action (except those set forth herein), including Defendants' time to respond to any of the complaints and all discovery deadlines, are stayed. This Order does not, however, preclude the provision of voluntary discovery by any party. Any and all pending motions in the transferor courts are denied without prejudice, and will be adjudicated under the procedures set forth in this Order and subsequent orders issued by this Court. (As further set forth in this Order) Initial Conference set for 8/22/2016 at 10:30 AM in Courtroom 705, 40 Centre Street, New York, NY 10007 before Judge Paul G. Gardephe. (Signed by Judge Paul G. Gardephe on 6/13/2016) Filed In Associated Cases: 1:15-md-02673-PGG et al.(kl) (Entered: 06/13/2016)
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| 160 |
Filed: 6/8/2016, Entered: None |
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MEMO ENDORSEMENT in case 1:15-cv-05794-PGG; granting (33) Motion for Shannon Price Torres to Withdraw as Attorney. ENDORSEMENT: SO ORDERED. Attorney Shannon Price Torres terminated in case 1:15-md-02673-PGG. (Signed by Judge Paul G. Gardephe on 6/7/2016) Filed In Associated Cases: 1:15-md-02673-PGG et al. (kl) (Entered: 06/08/2016)
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| 159 |
Filed: 6/3/2016, Entered: None |
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NOTICE OF WITHDRAWAL OF COUNSEL: PLEASE TAKE NOTICE THAT as of March 1, 2016, I, Joanna Shally, will no longer be an employee of Shearman & Sterling LLP and hereby withdraw as counsel of record for defendant Mizuho Securities USA Inc. ("Mizuho") in the above-captioned action and all related actions listed on the attached Exhibit 1. I respectfully request to be removed from the Court's service list for the above-captioned action and all related actions listed on Exhibit 1. Shearman & Sterling LLP continues to serve as counsel for Mizuho in this action and the listed related actions through its attorneys, counsel of record Stuart J. Baskin, Jerome S. Fortinsky, and H. Miriam Farber. Please direct all future correspondence and papers in this action and the listed related actions to Mr. Baskin, Mr. Fortinsky, and Ms. Farber. SO ORDERED. Attorney Joanna Shally terminated. (Signed by Judge Paul G. Gardephe on 6/2/2016) Filed In Associated Cases: 1:15-md-02673-PGG et al.(kl) (Entered: 06/03/2016)
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| 158 |
Filed: 2/17/2016, Entered: None |
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NOTICE OF APPEARANCE by H. Miriam Farber on behalf of Mizuho Securities USA Inc., Mizuho Securities USA, Inc.. Filed In Associated Cases: 1:15-md-02673-PGG et al.(Farber, H.) (Entered: 02/17/2016)
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| 157 |
Filed: 2/2/2016, Entered: None |
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NOTICE of Withdrawal of Appearance of Jonathan L. Shapiro. Document filed by Goldman, Sachs & Co.. Filed In Associated Cases: 1:15-md-02673-PGG et al.(Shapiro, Jonathan) (Entered: 02/02/2016)
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| 156 |
Filed: 12/8/2015, Entered: None |
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LETTER addressed to Judge Paul G. Gardephe from Daniel L. Brockett dated December 8, 2015 re: Schedule for Leadership Briefing. Document filed by Cleveland Bakers and Teamsters Health and Welfare Fund, Cleveland Bakers and Teamsters Pension Fund, MASTERINVEST Kapitalanlage GmbH.Filed In Associated Cases: 1:15-cv-05794-PGG et al.(Brockett, Daniel) (Entered: 12/08/2015)
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| 155 |
Filed: 10/15/2015, Entered: None |
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ORDER: Accordingly, the Clerk of the Court is directed to consolidate the above-captioned actions under Case No. 15 Civ. 5794 (PGG). SO ORDERED. (Signed by Judge Paul G. Gardephe on 10/15/2015) Filed In Associated Cases: 1:15-cv-05794-PGG et al.(ama) (Entered: 10/15/2015)
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| 154 |
Filed: 10/9/2015, Entered: None |
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ORDER FOR ADMISSION PRO HAC VICE granting 145 Motion for William J. Kolasky to Appear Pro Hac Vice. (Signed by Judge Paul G. Gardephe on 10/8/2015) (mro) (Entered: 10/09/2015)
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| 153 |
Filed: 10/5/2015, Entered: None |
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NOTICE OF APPEARANCE by Mark Adam Kirsch on behalf of UBS Securities LLC. (Kirsch, Mark) (Entered: 10/05/2015)
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| 152 |
Filed: 10/5/2015, Entered: None |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent UBS AG, Corporate Parent UBS Americas, Inc., Other Affiliate UBS Group AG for UBS Securities LLC. Document filed by UBS Securities LLC.(Levin, Gabrielle) (Entered: 10/05/2015)
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| 151 |
Filed: 10/5/2015, Entered: None |
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NOTICE OF APPEARANCE by Gabrielle Frances Levin on behalf of UBS Securities LLC. (Levin, Gabrielle) (Entered: 10/05/2015)
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| 150 |
Filed: 10/5/2015, Entered: None |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Nomura Holdings, Inc., Corporate Parent Nomura Holding America Inc. for Nomura Securities International, Inc.. Document filed by Nomura Securities International, Inc..(Holley, Steven) (Entered: 10/05/2015)
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| 149 |
Filed: 10/5/2015, Entered: None |
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NOTICE OF APPEARANCE by Steven Lyon Holley on behalf of Nomura Securities International, Inc.. (Holley, Steven) (Entered: 10/05/2015)
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| 148 |
Filed: 10/5/2015, Entered: None |
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NOTICE OF APPEARANCE by Amanda Flug Davidoff on behalf of Nomura Securities International, Inc.. (Davidoff, Amanda) (Entered: 10/05/2015)
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| 147 |
Filed: 10/2/2015, Entered: None |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Canadian Imperial Bank of Commerce for CIBC World Markets Corp.. Document filed by CIBC World Markets Corp..(Clareman, Lloyd) (Entered: 10/02/2015)
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| 146 |
Filed: 10/2/2015, Entered: None |
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NOTICE OF APPEARANCE by Lloyd S Clareman on behalf of CIBC World Markets Corp.. (Clareman, Lloyd) (Entered: 10/02/2015)
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Filed: 9/29/2015, Entered: None |
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MOTION for William J. Kolasky to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-11445697. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Cantor Fitzgerald & Co.. (Attachments: # 1 Exhibit 1 - Certificate of Good Standing, # 2 Text of Proposed Order)(Kolasky, William) (Entered: 09/29/2015)
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| 144 |
Filed: 9/25/2015, Entered: None |
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LETTER addressed to Judge Paul G. Gardephe from Daniel L. Brockett dated September 25, 2015 re: Whether JPML Motion to Transfer Should Impact Lead Counsel Briefing Deadlines. Document filed by Cleveland Bakers and Teamsters Health and Welfare Fund, Cleveland Bakers and Teamsters Pension Fund, MASTERINVEST Kapitalanlage GmbH, Cleveland Bakers and Teamsters Health and Welfare Fund.Filed In Associated Cases: 1:15-cv-05794-PGG et al.(Brockett, Daniel) (Entered: 09/25/2015)
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| 143 |
Filed: 9/25/2015, Entered: None |
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LETTER addressed to Judge Paul G. Gardephe from Robert Y. Sperling dated 9/25/2015 re: 9/3/2015 consolidation order, and Court's 9/24/2015 request for parties' positions on consolidation, on behalf of all Defendants. Document filed by Goldman, Sachs & Co..Filed In Associated Cases: 1:15-cv-05794-PGG et al.(Sperling, Robert) (Entered: 09/25/2015)
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| 142 |
Filed: 9/25/2015, Entered: None |
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LETTER addressed to Judge Paul G. Gardephe from Gregory S. Asciola dated 09/25/2015 re: Informing the judge that a JPML Motion to Transfer was filed on 9/24/2015 which nay impact pending litigation dates including due date of 10/1/2015 for lead plaintiff motions. Document filed by State-Boston Retirement System, Arkansas Teacher Retirement System. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5)Filed In Associated Cases: 1:15-cv-05794-PGG et al.(Asciolla, Gregory) (Entered: 09/25/2015)
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Request |
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| 141 |
Filed: 9/23/2015, Entered: None |
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NOTICE OF APPEARANCE by Malik Havalic on behalf of Cantor Fitzgerald & Co.. (Havalic, Malik) (Entered: 09/23/2015)
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Request |
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| 140 |
Filed: 9/23/2015, Entered: None |
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NOTICE OF APPEARANCE by Ethan Edward Litwin on behalf of Cantor Fitzgerald & Co.. (Litwin, Ethan) (Entered: 09/23/2015)
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Request |
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| 139 |
Filed: 9/16/2015, Entered: None |
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NOTICE OF APPEARANCE by Lawrence Alan Sucharow on behalf of State-Boston Retirement System, Arkansas Teacher Retirement System. Filed In Associated Cases: 1:15-cv-05794-PGG et al.(Sucharow, Lawrence) (Entered: 09/16/2015)
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Request |
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| 138 |
Filed: 9/15/2015, Entered: None |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Morgan Stanley Capital Management, LLC, Corporate Parent Morgan Stanley Domestic Holdings, Inc., Corporate Parent Morgan Stanley, Other Affiliate Mitsubishi UFJ Financial Group, Inc., 7-1 Marunouchi 2-chrome, Chiyoda-ku, Tokyo 100-8330 for Morgan Stanley & Co. LLC. Document filed by Morgan Stanley & Co. LLC.(Karp, Brad) (Entered: 09/15/2015)
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Request |
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| 137 |
Filed: 9/15/2015, Entered: None |
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NOTICE OF APPEARANCE by Kenneth Anthony Gallo on behalf of Morgan Stanley & Co. LLC. (Gallo, Kenneth) (Entered: 09/15/2015)
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Request |
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| 136 |
Filed: 9/15/2015, Entered: None |
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NOTICE OF APPEARANCE by Susanna Michele Buergel on behalf of Morgan Stanley & Co. LLC. (Buergel, Susanna) (Entered: 09/15/2015)
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Request |
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| 135 |
Filed: 9/15/2015, Entered: None |
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NOTICE OF APPEARANCE by Richard A. Rosen on behalf of Morgan Stanley & Co. LLC. (Rosen, Richard) (Entered: 09/15/2015)
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Request |
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| 134 |
Filed: 9/15/2015, Entered: None |
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NOTICE OF APPEARANCE by Brad Scott Karp on behalf of Morgan Stanley & Co. LLC. (Karp, Brad) (Entered: 09/15/2015)
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Request |
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| 133 |
Filed: 9/3/2015, Entered: None |
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ORDER granting 131 Motion to Consolidate Cases: On August 31, 2015, Plaintiffs in the above-captioned actions submitted letters requesting that this Court consolidate these actions pursuant to Federal Rule of Civil Procedure 42(a). See No. 15 Civ. 5794 (PGG), Dkt. No. 121; No. 15 Civ. 5807 (PGG), Dkt. No. 178; No. 15 Civ. 5830 (PGG), Dkt. No. 109; No. 15 Civ. 5843 (PGG), Dkt. No. 98; No. 15 Civ. 5931 (PGG), Dkt. No. 97; No. 15 Civ. 5939 (PGG), Dkt. No. 129; No. 15 Civ. 5957 (PGG), Dkt. No. 153; No. 15 Civ. 6003 (PGG), Dkt. No. 82; 15 Civ. 6072 (PGG), Dkt. No. 81; 15 Civ. 6129 (PGG), Dkt. No. 147; No. 15 Civ. 6139 (PGG), Dkt. No. 102; No. 15 Civ. 6474 (PGG), Dkt. No. 131; No. 15 Civ. 6782 (PGG), Dkt. No. 35. Those applications are granted. The Clerk of the Court is directed to consolidate the above-captioned actions under the first case filed, 15 Civ. 5794 (PGG), and to terminate the motion (No. 15 Civ. 6474, Dkt. No. 131). It is further ORDERED that motions for appointment of lead plaintiff and lead counsel shall be filed by October 1, 2015. Opposition to any motions for appointment of lead plaintiff and lead counsel shall be filed by October 22, 2015. It is further ORDERED that the initial pre-trial conferences previously scheduled for October 8, 2015 in the following matters are adjourned sine die: State Boston Retirement System v. Bank of Nova Scotia, New York Agency et al., No. 15 Civ. 5794 (PGG); Beaver County Employees' Retirement Fund et al. v. Bank of Nova Scotia, New York Agency et al., No. 15 Civ. 5807 (PGG); Arkansas Teacher Retirement System v. Bank of Nova Scotia, New York Agency et al., No. 15 Civ. 5830 (PGG). (Signed by Judge Paul G. Gardephe on 9/2/2015) (tn) (Entered: 09/03/2015)
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Request |
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| 132 |
Filed: 9/1/2015, Entered: None |
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NOTICE OF APPEARANCE by Jason Aron Uris on behalf of Oklahoma Firefighters Pension and Retirement System. (Uris, Jason) (Entered: 09/01/2015)
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Request |
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| 131 |
Filed: 8/31/2015, Entered: None |
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MOTION to Consolidate Cases . Document filed by Oklahoma Firefighters Pension and Retirement System.(Kaplan, Robert) (Entered: 08/31/2015)
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Request |
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| 130 |
Filed: 8/28/2015, Entered: None |
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NOTICE OF APPEARANCE by Paul Madison Eckles on behalf of Citigroup Global Markets Inc.. (Eckles, Paul) (Entered: 08/28/2015)
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Request |
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| 129 |
Filed: 8/28/2015, Entered: None |
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NOTICE OF APPEARANCE by Shepard Goldfein on behalf of Citigroup Global Markets Inc.. (Goldfein, Shepard) (Entered: 08/28/2015)
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Request |
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| 128 |
Filed: 8/28/2015, Entered: None |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Citigroup Inc,, Other Affiliate Citigroup Global Markets Holdings Inc., Other Affiliate Citigroup Financial Products, Inc. for Citigroup Global Markets Inc.. Document filed by Citigroup Global Markets Inc..(Kasner, Jay) (Entered: 08/28/2015)
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Request |
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| 127 |
Filed: 8/28/2015, Entered: None |
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NOTICE OF APPEARANCE by Jay B. Kasner on behalf of Citigroup Global Markets Inc.. (Kasner, Jay) (Entered: 08/28/2015)
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Request |
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| 126 |
Filed: 8/27/2015, Entered: None |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent BAC North America Holding Company, Corporate Parent Bank Of America Corporation, Corporate Parent NB Holdings Corporation for Merrill Lynch, Pierce, Fenner & Smith Incorporated. Document filed by Merrill Lynch, Pierce, Fenner & Smith Incorporated.(Boyle, Nicholas) (Entered: 08/27/2015)
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Request |
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| 125 |
Filed: 8/27/2015, Entered: None |
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NOTICE OF APPEARANCE by Nicholas James Boyle on behalf of Merrill Lynch, Pierce, Fenner & Smith Incorporated. (Boyle, Nicholas) (Entered: 08/27/2015)
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Request |
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| 124 |
Filed: 8/26/2015, Entered: None |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Daiwa Securities Group, Inc., Corporate Parent Daiwa Capital Markets America Holdings Inc., Corporate Parent Daiwa International Holdings Inc. for Daiwa Capital Markets America Inc.. Document filed by Daiwa Capital Markets America Inc..(Naftalis, Gary) (Entered: 08/26/2015)
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Request |
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| 123 |
Filed: 8/26/2015, Entered: None |
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NOTICE OF APPEARANCE by Tobias B. Jacoby on behalf of Daiwa Capital Markets America Inc.. (Jacoby, Tobias) (Entered: 08/26/2015)
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Request |
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| 122 |
Filed: 8/26/2015, Entered: None |
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NOTICE OF APPEARANCE by Alan Roy Friedman on behalf of Daiwa Capital Markets America Inc.. (Friedman, Alan) (Entered: 08/26/2015)
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Request |
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| 121 |
Filed: 8/26/2015, Entered: None |
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NOTICE OF APPEARANCE by Gary P. Naftalis on behalf of Daiwa Capital Markets America Inc.. (Naftalis, Gary) (Entered: 08/26/2015)
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Request |
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| 120 |
Filed: 8/25/2015, Entered: None |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Cantor Fitzgerald & Co..(Popok, Michael) (Entered: 08/25/2015)
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Request |
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| 119 |
Filed: 8/25/2015, Entered: None |
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NOTICE OF APPEARANCE by Michael Steven Popok on behalf of Cantor Fitzgerald & Co.. (Popok, Michael) (Entered: 08/25/2015)
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Request |
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| 118 |
Filed: 8/25/2015, Entered: None |
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NOTICE OF APPEARANCE by David A. Paul on behalf of Cantor Fitzgerald & Co.. (Paul, David) (Entered: 08/25/2015)
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Request |
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| 117 |
Filed: 8/25/2015, Entered: None |
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NOTICE OF APPEARANCE by Todd Steven Fishman on behalf of SG Americas Securities, LLC. (Fishman, Todd) (Entered: 08/25/2015)
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Request |
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| 116 |
Filed: 8/25/2015, Entered: None |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Societe Generale for SG Americas Securities, LLC. Document filed by SG Americas Securities, LLC.(Esseks, David) (Entered: 08/25/2015)
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Request |
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| 115 |
Filed: 8/25/2015, Entered: None |
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NOTICE OF APPEARANCE by David C. Esseks on behalf of SG Americas Securities, LLC. (Esseks, David) (Entered: 08/25/2015)
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Request |
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| 114 |
Filed: 8/25/2015, Entered: None |
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ORDER: The parties will make a submission by August 31, 2015, addressing whether the above-captioned case should be consolidated with the following cases: As set forth herein. SO ORDERED. (Signed by Judge Paul G. Gardephe on 8/24/2015) (ama) (Entered: 08/25/2015)
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Request |
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| 113 |
Filed: 8/24/2015, Entered: None |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Other Affiliate The Bank of Nova Scotia for Bank of Nova Scotia, New York Agency. Document filed by Bank of Nova Scotia, New York Agency.(Pepperman, Richard) (Entered: 08/24/2015)
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Request |
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| 112 |
Filed: 8/24/2015, Entered: None |
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NOTICE OF APPEARANCE by John Joseph Hughes, III on behalf of Bank of Nova Scotia, New York Agency. (Hughes, John) (Entered: 08/24/2015)
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Request |
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| 111 |
Filed: 8/24/2015, Entered: None |
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NOTICE OF APPEARANCE by Richard C. Pepperman, II on behalf of Bank of Nova Scotia, New York Agency. (Pepperman, Richard) (Entered: 08/24/2015)
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Request |
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| 110 |
Filed: 8/24/2015, Entered: None |
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NOTICE OF APPEARANCE by Edward Nathaniel Moss on behalf of TD Securities (USA) LLC. (Moss, Edward) (Entered: 08/24/2015)
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Request |
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| 109 |
Filed: 8/24/2015, Entered: None |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent TD Holdings II Inc., Other Affiliate The Toronto-Dominion Bank, Other Affiliate Toronto Dominion Holdings (U.S.A.), Inc. for TD Securities (USA) LLC. Document filed by TD Securities (USA) LLC.(Miller, Pamela) (Entered: 08/24/2015)
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Request |
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| 108 |
Filed: 8/24/2015, Entered: None |
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NOTICE OF APPEARANCE by Pamela Addison Miller on behalf of TD Securities (USA) LLC. (Miller, Pamela) (Entered: 08/24/2015)
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Request |
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| 107 |
Filed: 8/24/2015, Entered: None |
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NOTICE OF APPEARANCE by Sophie Charlotte Rohnke on behalf of RBC Capital Markets, LLC. (Rohnke, Sophie) (Entered: 08/24/2015)
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Request |
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| 106 |
Filed: 8/24/2015, Entered: None |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent HSBC Markets (USA) Inc., Corporate Parent HSBC Holdings plc, Corporate Parent HSBC North America Holdings Inc. for HSBC Securities (USA) Inc.. Document filed by HSBC Securities (USA) Inc..(Liman, Lewis) (Entered: 08/24/2015)
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Request |
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| 105 |
Filed: 8/24/2015, Entered: None |
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STIPULATION SETTING TIME FOR DEFENDANTS TO ANSWER, MOVE, OR OTHERWISE RESPOND TO THE COMPLAINT AND FOR THE PARTIES TO PROPOSE CERTAIN CASE MANAGEMENT DATES: NOW, THEREFORE, IT IS HEREBY STIPULATED AND AGREED: The undersigned counsel accept service of the complaint in the above-captioned lawsuit on behalf of their respective clients, expressly reserving the right to contest whether any party in the complaint is properly named, and without waiver of any defenses, including those related to personal jurisdiction and venue, except as to the sufficiency of process and the service of process. Defendants' time to answer, move or otherwise respond to the complaint is hereby suspended until such time as the United States District Court for the Southern District of New York or any other court to which the case is assigned enters an order coordinating or consolidating the foregoing cases and any Related Actions. If Defendants' time to answer, move, or otherwise respond to a complaint in any Related Action or other pending action is not similarly suspended pending the coordination or consolidation proceedings, the parties shall meet and confer in good faith concerning the schedule in this action, with each side preserving all rights to apply to this Court or any other Court of competent jurisdiction for appropriate relief. The parties will submit the joint letter as directed in the Court's July 29, 2015 Notice of Pretrial Conference in State-Boston (the "Pretrial Conference Notice"). The undersigned counsel further agree, subject to the approval of the Court, to extend, until at least 60 days after the foregoing cases and any Related Actions have been coordinated or consolidated and any lead and liaison counsel have been identified for the proceedings, the time for submitting the proposed Case Management Plan specified in the Court's Pretrial Conference Notice. SO ORDERED. (Signed by Judge Paul G. Gardephe on 8/24/2015) (ama) (Entered: 08/24/2015)
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Request |
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| 104 |
Filed: 8/21/2015, Entered: None |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent The Royal Bank of Scotland Group PLC for RBS Securities Inc.. Document filed by RBS Securities Inc..(Cohen, Joel) (Entered: 08/21/2015)
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Request |
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| 103 |
Filed: 8/21/2015, Entered: None |
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NOTICE OF APPEARANCE by Melissa Carrie King on behalf of RBS Securities Inc.. (King, Melissa) (Entered: 08/21/2015)
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Request |
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| 102 |
Filed: 8/21/2015, Entered: None |
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NOTICE OF APPEARANCE by Greg Donald Andres on behalf of RBS Securities Inc.. (Andres, Greg) (Entered: 08/21/2015)
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Request |
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| 101 |
Filed: 8/21/2015, Entered: None |
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NOTICE OF APPEARANCE by Joel Murray Cohen on behalf of RBS Securities Inc.. (Cohen, Joel) (Entered: 08/21/2015)
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Request |
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| 100 |
Filed: 8/21/2015, Entered: None |
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NOTICE OF APPEARANCE by Jennifer Kennedy Park on behalf of HSBC Securities (USA) Inc.. (Park, Jennifer) (Entered: 08/21/2015)
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Request |
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| 99 |
Filed: 8/21/2015, Entered: None |
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FILING ERROR - NOT ALL CORPORATE PARENTS/OTHER AFFILIATES WERE ADDED - RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent HSBC Holdings plc for HSBC Securities (USA) Inc.. Document filed by HSBC Securities (USA) Inc..(Liman, Lewis) Modified on 8/24/2015 (lb). (Entered: 08/21/2015)
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Request |
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| 98 |
Filed: 8/21/2015, Entered: None |
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NOTICE OF APPEARANCE by Lewis J. Liman on behalf of HSBC Securities (USA) Inc.. (Liman, Lewis) (Entered: 08/21/2015)
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Request |
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| 97 |
Filed: 8/21/2015, Entered: None |
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NOTICE OF APPEARANCE by Breon Stacey Peace on behalf of HSBC Securities (USA) Inc.. (Peace, Breon) (Entered: 08/21/2015)
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Request |
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| 96 |
Filed: 8/21/2015, Entered: None |
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NOTICE OF APPEARANCE by Mark David Villaverde on behalf of Commerz Markets LLC. (Villaverde, Mark) (Entered: 08/21/2015)
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Request |
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| 95 |
Filed: 8/21/2015, Entered: None |
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NOTICE OF APPEARANCE by Sean Miles Murphy on behalf of Commerz Markets LLC. (Murphy, Sean) (Entered: 08/21/2015)
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Request |
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| 94 |
Filed: 8/21/2015, Entered: None |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Commerzbank AG for Commerz Markets LLC. Document filed by Commerz Markets LLC.(Gelfand, David) (Entered: 08/21/2015)
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Request |
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| 93 |
Filed: 8/21/2015, Entered: None |
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NOTICE OF APPEARANCE by David Robert Gelfand on behalf of Commerz Markets LLC. (Gelfand, David) (Entered: 08/21/2015)
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Request |
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| 92 |
Filed: 8/21/2015, Entered: None |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Royal Bank of Canada for RBC Capital Markets, LLC. Document filed by RBC Capital Markets, LLC.(Fishman, Marshall) (Entered: 08/21/2015)
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Request |
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| 91 |
Filed: 8/21/2015, Entered: None |
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NOTICE OF APPEARANCE by Marshall Howard Fishman on behalf of RBC Capital Markets, LLC. (Fishman, Marshall) (Entered: 08/21/2015)
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Request |
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| 90 |
Filed: 8/21/2015, Entered: None |
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NOTICE OF APPEARANCE by Leah Friedman on behalf of RBC Capital Markets, LLC. (Friedman, Leah) (Entered: 08/21/2015)
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Request |
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| 89 |
Filed: 8/21/2015, Entered: None |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent JPMorgan Chase & Co. for J.P. Morgan Securities LLC. Document filed by J.P. Morgan Securities LLC.(Gimbel, Mark) (Entered: 08/21/2015)
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Request |
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| 88 |
Filed: 8/21/2015, Entered: None |
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NOTICE OF APPEARANCE by Mark Putnam Gimbel on behalf of J.P. Morgan Securities LLC. (Gimbel, Mark) (Entered: 08/21/2015)
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Request |
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| 87 |
Filed: 8/21/2015, Entered: None |
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NOTICE OF APPEARANCE by David J. Yeres on behalf of BMO Capital Markets Corp. (Yeres, David) (Entered: 08/21/2015)
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Request |
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| 86 |
Filed: 8/21/2015, Entered: None |
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NOTICE OF APPEARANCE by John D. Friel on behalf of BMO Capital Markets Corp. (Friel, John) (Entered: 08/21/2015)
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Request |
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| 85 |
Filed: 8/21/2015, Entered: None |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Bank of Montreal for BMO Capital Markets Corp. Document filed by BMO Capital Markets Corp.(Houck, Robert) (Entered: 08/21/2015)
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Request |
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| 84 |
Filed: 8/21/2015, Entered: None |
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NOTICE OF APPEARANCE by Robert G. Houck on behalf of BMO Capital Markets Corp. (Houck, Robert) (Entered: 08/21/2015)
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Request |
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| 83 |
Filed: 8/21/2015, Entered: None |
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ORDER ON MOTION TO ADMIT COUNSEL PRO HAC VICE granting 81 Motion for Elizabeth P. Papez to Appear Pro Hac Vice. (Signed by Judge Paul G. Gardephe on 8/21/2015) (ama) (Entered: 08/21/2015)
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Request |
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| Save 25% on a pre-paid one year subscription. |
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| 82 |
Filed: 8/21/2015, Entered: None |
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ORDER ON MOTION TO ADMIT COUNSEL PRO HAC VICE granting 80 Motion for Robert Y. Sperling to Appear Pro Hac Vice. (Signed by Judge Paul G. Gardephe on 8/21/2015) (ama) (Entered: 08/21/2015)
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Request |
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| 81 |
Filed: 8/20/2015, Entered: None |
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MOTION for Elizabeth P. Papez to Appear Pro Hac Vice [Corrected]. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Goldman, Sachs & Co.. (Attachments: # 1 Ex. A - Certificates of Good Standing, # 2 Text of Proposed Order)(Papez, Elizabeth) (Entered: 08/20/2015)
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Request |
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| 80 |
Filed: 8/20/2015, Entered: None |
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MOTION for Robert Y. Sperling to Appear Pro Hac Vice [Corrected]. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Goldman, Sachs & Co.. (Attachments: # 1 Ex. A - Certificate of Good Standing, # 2 Text of Proposed Order)(Sperling, Robert) (Entered: 08/20/2015)
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Request |
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| 79 |
Filed: 8/19/2015, Entered: None |
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NOTICE OF APPEARANCE by Kathleen Suzanne McArthur on behalf of Barclays Capital Inc.. (McArthur, Kathleen) (Entered: 08/19/2015)
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Request |
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| 78 |
Filed: 8/19/2015, Entered: None |
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NOTICE OF APPEARANCE by Matthew Alexander Schwartz on behalf of Barclays Capital Inc.. (Schwartz, Matthew) (Entered: 08/19/2015)
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Request |
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| 77 |
Filed: 8/19/2015, Entered: None |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Barclays Group US Inc., Corporate Parent BARCLAYS BANK PLC for Barclays Capital Inc.. Document filed by Barclays Capital Inc..(Braff, David) (Entered: 08/19/2015)
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Request |
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| 76 |
Filed: 8/19/2015, Entered: None |
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NOTICE OF APPEARANCE by David Harold Braff on behalf of Barclays Capital Inc.. (Braff, David) (Entered: 08/19/2015)
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Request |
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| 75 |
Filed: 8/19/2015, Entered: None |
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NOTICE OF APPEARANCE by Susannah Providence Torpey on behalf of Goldman, Sachs & Co.. (Torpey, Susannah) (Entered: 08/19/2015)
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Request |
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| 74 |
Filed: 8/19/2015, Entered: None |
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FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for Elizabeth P. Papez to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-11296202. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Goldman, Sachs & Co.. (Attachments: # 1 Ex. A - Certificates of Good Standing, # 2 Text of Proposed Order)(Papez, Elizabeth) Modified on 8/20/2015 (wb). (Entered: 08/19/2015)
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Request |
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| 73 |
Filed: 8/19/2015, Entered: None |
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FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for Robert Y. Sperling to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-11296162. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Goldman, Sachs & Co.. (Attachments: # 1 Exhibit Ex. A - Certificate of Good Standing, # 2 Text of Proposed Order)(Sperling, Robert) Modified on 8/20/2015 (wb). (Entered: 08/19/2015)
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Request |
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| 72 |
Filed: 8/19/2015, Entered: None |
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NOTICE OF APPEARANCE by Jonathan Lucas Shapiro on behalf of Goldman, Sachs & Co.. (Shapiro, Jonathan) (Entered: 08/19/2015)
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Request |
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| 71 |
Filed: 8/19/2015, Entered: None |
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NOTICE OF APPEARANCE by Stephen Ehrenberg on behalf of Goldman, Sachs & Co.. (Ehrenberg, Stephen) (Entered: 08/19/2015)
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Request |
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| 70 |
Filed: 8/19/2015, Entered: None |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent The Goldman Sachs Group, Inc. for Goldman, Sachs & Co.. Document filed by Goldman, Sachs & Co..(Shane, Penny) (Entered: 08/19/2015)
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Request |
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| 69 |
Filed: 8/19/2015, Entered: None |
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NOTICE OF APPEARANCE by Penny Shane on behalf of Goldman, Sachs & Co.. (Shane, Penny) (Entered: 08/19/2015)
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Request |
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| 68 |
Filed: 8/19/2015, Entered: None |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Mizuho Bank, Ltd., Corporate Parent Mizuho Financial Group, Inc., Corporate Parent Mizuho Securities Co., Ltd. for Mizuho Securities USA Inc.. Document filed by Mizuho Securities USA Inc..(Fortinsky, Jerome) (Entered: 08/19/2015)
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Request |
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| 67 |
Filed: 8/19/2015, Entered: None |
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NOTICE OF APPEARANCE by Joanna Shally on behalf of Mizuho Securities USA Inc.. (Shally, Joanna) (Entered: 08/19/2015)
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Request |
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| 66 |
Filed: 8/19/2015, Entered: None |
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NOTICE OF APPEARANCE by John A. Nathanson on behalf of Mizuho Securities USA Inc.. (Nathanson, John) (Entered: 08/19/2015)
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Request |
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| 65 |
Filed: 8/19/2015, Entered: None |
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NOTICE OF APPEARANCE by Jerome Steven Fortinsky on behalf of Mizuho Securities USA Inc.. (Fortinsky, Jerome) (Entered: 08/19/2015)
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Request |
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| 64 |
Filed: 8/19/2015, Entered: None |
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NOTICE OF APPEARANCE by Stuart Jay Baskin on behalf of Mizuho Securities USA Inc.. (Baskin, Stuart) (Entered: 08/19/2015)
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Request |
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| 63 |
Filed: 8/19/2015, Entered: None |
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RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Limestone Merger Sub, LLC, Corporate Parent JefferiesGroup LLC, Corporate Parent Leucadia National Corporation for Jefferies LLC. Document filed by Jefferies LLC.(Schacter, Kenneth) (Entered: 08/19/2015)
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Request |
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| 62 |
Filed: 8/19/2015, Entered: None |
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NOTICE OF APPEARANCE by Kenneth Ian Schacter on behalf of Jefferies LLC. (Schacter, Kenneth) (Entered: 08/19/2015)
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Request |
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| 61 |
Filed: 8/19/2015, Entered: None |
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NOTICE OF APPEARANCE by Lauren Ilene Dubick on behalf of Oklahoma Firefighters Pension and Retirement System. (Dubick, Lauren) (Entered: 08/19/2015)
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Request |
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| 60 |
Filed: 8/18/2015, Entered: None |
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ELECTRONIC SUMMONS ISSUED as to UBS Securities LLC. (laq) (Entered: 08/18/2015)
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Request |
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| 59 |
Filed: 8/18/2015, Entered: None |
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ELECTRONIC SUMMONS ISSUED as to TD Securities (USA) LLC. (laq) (Entered: 08/18/2015)
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Request |
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| 58 |
Filed: 8/18/2015, Entered: None |
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ELECTRONIC SUMMONS ISSUED as to SG Americas Securities, LLC. (laq) (Entered: 08/18/2015)
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Request |
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| 57 |
Filed: 8/18/2015, Entered: None |
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ELECTRONIC SUMMONS ISSUED as to RBS Securities Inc. (laq) (Entered: 08/18/2015)
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Request |
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| 56 |
Filed: 8/18/2015, Entered: None |
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ELECTRONIC SUMMONS ISSUED as to RBC Capital Markets, LLC. (laq) (Entered: 08/18/2015)
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Request |
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| 55 |
Filed: 8/18/2015, Entered: None |
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ELECTRONIC SUMMONS ISSUED as to Nomura Securities International, Inc. (laq) (Entered: 08/18/2015)
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Request |
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| 54 |
Filed: 8/18/2015, Entered: None |
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ELECTRONIC SUMMONS ISSUED as to Morgan Stanley & Co. LLC. (laq) (Entered: 08/18/2015)
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Request |
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| 53 |
Filed: 8/18/2015, Entered: None |
|
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ELECTRONIC SUMMONS ISSUED as to Mizuho Securities USA Inc. (laq) (Entered: 08/18/2015)
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|
Request |
|
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| 52 |
Filed: 8/18/2015, Entered: None |
|
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ELECTRONIC SUMMONS ISSUED as to Merrill Lynch, Pierce, Fenner & Smith Incorporated. (laq) (Entered: 08/18/2015)
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|
Request |
|
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| 51 |
Filed: 8/18/2015, Entered: None |
|
|
ELECTRONIC SUMMONS ISSUED as to J.P. Morgan Securities LLC. (laq) (Entered: 08/18/2015)
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|
Request |
|
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| 50 |
Filed: 8/18/2015, Entered: None |
|
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ELECTRONIC SUMMONS ISSUED as to Jefferies LLC. (laq) (Entered: 08/18/2015)
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|
Request |
|
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| 49 |
Filed: 8/18/2015, Entered: None |
|
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ELECTRONIC SUMMONS ISSUED as to HSBC Securities (USA) Inc. (laq) (Entered: 08/18/2015)
|
|
Request |
|
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| 48 |
Filed: 8/18/2015, Entered: None |
|
|
ELECTRONIC SUMMONS ISSUED as to Goldman, Sachs & Co. (laq) (Entered: 08/18/2015)
|
|
Request |
|
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| 47 |
Filed: 8/18/2015, Entered: None |
|
|
ELECTRONIC SUMMONS ISSUED as to Deutsche Bank Securities Inc. (laq) (Entered: 08/18/2015)
|
|
Request |
|
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| 46 |
Filed: 8/18/2015, Entered: None |
|
|
ELECTRONIC SUMMONS ISSUED as to Daiwa Capital Markets America Inc. (laq) (Entered: 08/18/2015)
|
|
Request |
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| 45 |
Filed: 8/18/2015, Entered: None |
|
|
ELECTRONIC SUMMONS ISSUED as to Credit Suisse Securities (USA) LLC. (laq) (Entered: 08/18/2015)
|
|
Request |
|
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|
| 44 |
Filed: 8/18/2015, Entered: None |
|
|
ELECTRONIC SUMMONS ISSUED as to Commerz Markets LLC. (laq) (Entered: 08/18/2015)
|
|
Request |
|
|
|
| 43 |
Filed: 8/18/2015, Entered: None |
|
|
ELECTRONIC SUMMONS ISSUED as to Citigroup Global Markets Inc. (laq) (Entered: 08/18/2015)
|
|
Request |
|
|
|
| 42 |
Filed: 8/18/2015, Entered: None |
|
|
ELECTRONIC SUMMONS ISSUED as to CIBC World Markets Corp. (laq) (Entered: 08/18/2015)
|
|
Request |
|
|
|
| 41 |
Filed: 8/18/2015, Entered: None |
|
|
ELECTRONIC SUMMONS ISSUED as to Cantor Fitzgerald & Co. (laq) (Entered: 08/18/2015)
|
|
Request |
|
|
|
| 40 |
Filed: 8/18/2015, Entered: None |
|
|
ELECTRONIC SUMMONS ISSUED as to BNP Paribas Securities Corp. (laq) (Entered: 08/18/2015)
|
|
Request |
|
|
|
| 39 |
Filed: 8/18/2015, Entered: None |
|
|
ELECTRONIC SUMMONS ISSUED as to BMO Capital Markets Corp. (laq) (Entered: 08/18/2015)
|
|
Request |
|
|
|
| 38 |
Filed: 8/18/2015, Entered: None |
|
|
ELECTRONIC SUMMONS ISSUED as to Barclays Capital Inc.. (laq) (Entered: 08/18/2015)
|
|
Request |
|
|
|
| 37 |
Filed: 8/18/2015, Entered: None |
|
|
ELECTRONIC SUMMONS ISSUED as to Bank of Nova Scotia, New York Agency. (laq) (Entered: 08/18/2015)
|
|
Request |
|
|
|
| 36 |
Filed: 8/18/2015, Entered: None |
|
|
NOTICE OF APPEARANCE by Omari Largos Royter Mason on behalf of Deutsche Bank Securities Inc.. (Mason, Omari) (Entered: 08/18/2015)
|
|
Request |
|
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|
| 35 |
Filed: 8/18/2015, Entered: None |
|
|
NOTICE OF APPEARANCE by David Elbaum on behalf of Deutsche Bank Securities Inc.. (Elbaum, David) (Entered: 08/18/2015)
|
|
Request |
|
|
|
| 34 |
Filed: 8/18/2015, Entered: None |
|
|
NOTICE OF APPEARANCE by Patrick Joseph Campbell on behalf of Deutsche Bank Securities Inc.. (Campbell, Patrick) (Entered: 08/18/2015)
|
|
Request |
|
|
|
| 33 |
Filed: 8/18/2015, Entered: None |
|
|
NOTICE OF APPEARANCE by David J. Woll on behalf of Deutsche Bank Securities Inc.. (Woll, David) (Entered: 08/18/2015)
|
|
Request |
|
|
|
| 32 |
Filed: 8/18/2015, Entered: None |
|
|
NOTICE OF APPEARANCE by Shannon Price Torres on behalf of Deutsche Bank Securities Inc.. (Torres, Shannon) (Entered: 08/18/2015)
|
|
Request |
|
|
|
| 31 |
Filed: 8/18/2015, Entered: None |
|
|
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent DB US Financial Markets Holding Corporation, Corporate Parent DB USA Corporation, Corporate Parent Deutsche Bank AG for Deutsche Bank Securities Inc.. Document filed by Deutsche Bank Securities Inc..(Rice, Thomas) (Entered: 08/18/2015)
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|
Request |
|
|
|
| 30 |
Filed: 8/18/2015, Entered: None |
|
|
NOTICE OF APPEARANCE by Thomas C. Rice on behalf of Deutsche Bank Securities Inc.. (Rice, Thomas) (Entered: 08/18/2015)
|
|
Request |
|
|
|
| 29 |
Filed: 8/17/2015, Entered: None |
|
|
NOTICE OF APPEARANCE by Frederic Scott Fox, Sr on behalf of Oklahoma Firefighters Pension and Retirement System. (Fox, Frederic) (Entered: 08/17/2015)
|
|
Request |
|
|
|
| 28 |
Filed: 8/17/2015, Entered: None |
|
|
NOTICE OF APPEARANCE by Donald R. Hall, Jr on behalf of Oklahoma Firefighters Pension and Retirement System. (Hall, Donald) (Entered: 08/17/2015)
|
|
Request |
|
|
|
| 27 |
Filed: 8/17/2015, Entered: None |
|
|
REQUEST FOR ISSUANCE OF SUMMONS as to TD Securities (USA) LLC, re: 1 Complaint,,,. Document filed by Oklahoma Firefighters Pension and Retirement System. (Kaplan, Robert) (Entered: 08/17/2015)
|
|
Request |
|
|
|
| 26 |
Filed: 8/17/2015, Entered: None |
|
|
REQUEST FOR ISSUANCE OF SUMMONS as to SG Americas Securities, LLC, re: 1 Complaint,,,. Document filed by Oklahoma Firefighters Pension and Retirement System. (Kaplan, Robert) (Entered: 08/17/2015)
|
|
Request |
|
|
|
| 25 |
Filed: 8/17/2015, Entered: None |
|
|
REQUEST FOR ISSUANCE OF SUMMONS as to RBS Securities Inc, re: 1 Complaint,,,. Document filed by Oklahoma Firefighters Pension and Retirement System. (Kaplan, Robert) (Entered: 08/17/2015)
|
|
Request |
|
|
|
| 24 |
Filed: 8/17/2015, Entered: None |
|
|
REQUEST FOR ISSUANCE OF SUMMONS as to RBC Capital Markets, LLC, re: 1 Complaint,,,. Document filed by Oklahoma Firefighters Pension and Retirement System. (Kaplan, Robert) (Entered: 08/17/2015)
|
|
Request |
|
|
|
| 23 |
Filed: 8/17/2015, Entered: None |
|
|
REQUEST FOR ISSUANCE OF SUMMONS as to Nomura Securities International, Inc., re: 1 Complaint,,,. Document filed by Oklahoma Firefighters Pension and Retirement System. (Kaplan, Robert) (Entered: 08/17/2015)
|
|
Request |
|
|
|
| 22 |
Filed: 8/17/2015, Entered: None |
|
|
REQUEST FOR ISSUANCE OF SUMMONS as to Morgan Stanley & Co. LLC, re: 1 Complaint,,,. Document filed by Oklahoma Firefighters Pension and Retirement System. (Kaplan, Robert) (Entered: 08/17/2015)
|
|
Request |
|
|
|
| 21 |
Filed: 8/17/2015, Entered: None |
|
|
REQUEST FOR ISSUANCE OF SUMMONS as to Mizuho Securities USA Inc., re: 1 Complaint,,,. Document filed by Oklahoma Firefighters Pension and Retirement System. (Kaplan, Robert) (Entered: 08/17/2015)
|
|
Request |
|
|
|
| 20 |
Filed: 8/17/2015, Entered: None |
|
|
REQUEST FOR ISSUANCE OF SUMMONS as to Merrill Lynch, Pierce, Fenner & Smith Incorporated, re: 1 Complaint,,,. Document filed by Oklahoma Firefighters Pension and Retirement System. (Kaplan, Robert) (Entered: 08/17/2015)
|
|
Request |
|
|
|
| 19 |
Filed: 8/17/2015, Entered: None |
|
|
REQUEST FOR ISSUANCE OF SUMMONS as to Jefferies LLC, re: 1 Complaint,,,. Document filed by Oklahoma Firefighters Pension and Retirement System. (Kaplan, Robert) (Entered: 08/17/2015)
|
|
Request |
|
|
|
| 18 |
Filed: 8/17/2015, Entered: None |
|
|
REQUEST FOR ISSUANCE OF SUMMONS as to J.P. Morgan Securities LLC, re: 1 Complaint,,,. Document filed by Oklahoma Firefighters Pension and Retirement System. (Kaplan, Robert) (Entered: 08/17/2015)
|
|
Request |
|
|
|
| 17 |
Filed: 8/17/2015, Entered: None |
|
|
REQUEST FOR ISSUANCE OF SUMMONS as to HSBC Securities (USA) Inc., re: 1 Complaint,,,. Document filed by Oklahoma Firefighters Pension and Retirement System. (Kaplan, Robert) (Entered: 08/17/2015)
|
|
Request |
|
|
|
| 16 |
Filed: 8/17/2015, Entered: None |
|
|
REQUEST FOR ISSUANCE OF SUMMONS as to Goldman, Sachs & Co., re: 1 Complaint,,,. Document filed by Oklahoma Firefighters Pension and Retirement System. (Kaplan, Robert) (Entered: 08/17/2015)
|
|
Request |
|
|
|
| 15 |
Filed: 8/17/2015, Entered: None |
|
|
REQUEST FOR ISSUANCE OF SUMMONS as to Deutsche Bank Securities Inc., re: 1 Complaint,,,. Document filed by Oklahoma Firefighters Pension and Retirement System. (Kaplan, Robert) (Entered: 08/17/2015)
|
|
Request |
|
|
|
| 14 |
Filed: 8/17/2015, Entered: None |
|
|
REQUEST FOR ISSUANCE OF SUMMONS as to UBS Securities LLC, re: 1 Complaint,,,. Document filed by Oklahoma Firefighters Pension and Retirement System. (Kaplan, Robert) (Entered: 08/17/2015)
|
|
Request |
|
|
|
| 13 |
Filed: 8/17/2015, Entered: None |
|
|
REQUEST FOR ISSUANCE OF SUMMONS as to Daiwa Capital Markets America Inc., re: 1 Complaint,,,. Document filed by Oklahoma Firefighters Pension and Retirement System. (Kaplan, Robert) (Entered: 08/17/2015)
|
|
Request |
|
|
|
| 12 |
Filed: 8/17/2015, Entered: None |
|
|
REQUEST FOR ISSUANCE OF SUMMONS as to Credit Suisse Securities (USA) LLC, re: 1 Complaint,,,. Document filed by Oklahoma Firefighters Pension and Retirement System. (Kaplan, Robert) (Entered: 08/17/2015)
|
|
Request |
|
|
|
| 11 |
Filed: 8/17/2015, Entered: None |
|
|
REQUEST FOR ISSUANCE OF SUMMONS as to Commerz Markets LLC, re: 1 Complaint,,,. Document filed by Oklahoma Firefighters Pension and Retirement System. (Kaplan, Robert) (Entered: 08/17/2015)
|
|
Request |
|
|
|
| 10 |
Filed: 8/17/2015, Entered: None |
|
|
REQUEST FOR ISSUANCE OF SUMMONS as to Citigroup Global Markets Inc., re: 1 Complaint,,,. Document filed by Oklahoma Firefighters Pension and Retirement System. (Kaplan, Robert) (Entered: 08/17/2015)
|
|
Request |
|
|
|
| 9 |
Filed: 8/17/2015, Entered: None |
|
|
REQUEST FOR ISSUANCE OF SUMMONS as to CIBC World Markets Corp, re: 1 Complaint,,,. Document filed by Oklahoma Firefighters Pension and Retirement System. (Kaplan, Robert) (Entered: 08/17/2015)
|
|
Request |
|
|
|
| 8 |
Filed: 8/17/2015, Entered: None |
|
|
REQUEST FOR ISSUANCE OF SUMMONS as to Cantor Fitzgerald & Co., re: 1 Complaint,,,. Document filed by Oklahoma Firefighters Pension and Retirement System. (Kaplan, Robert) (Entered: 08/17/2015)
|
|
Request |
|
|
|
| 7 |
Filed: 8/17/2015, Entered: None |
|
|
REQUEST FOR ISSUANCE OF SUMMONS as to BNP Paribas Securities Corp, re: 1 Complaint,,,. Document filed by Oklahoma Firefighters Pension and Retirement System. (Kaplan, Robert) (Entered: 08/17/2015)
|
|
Request |
|
|
|
| 6 |
Filed: 8/17/2015, Entered: None |
|
|
REQUEST FOR ISSUANCE OF SUMMONS as to BMO Capital Markets Corp, re: 1 Complaint,,,. Document filed by Oklahoma Firefighters Pension and Retirement System. (Kaplan, Robert) (Entered: 08/17/2015)
|
|
Request |
|
|
|
| 5 |
Filed: 8/17/2015, Entered: None |
|
|
REQUEST FOR ISSUANCE OF SUMMONS as to Barclays Capital Inc, re: 1 Complaint,,,. Document filed by Oklahoma Firefighters Pension and Retirement System. (Kaplan, Robert) (Entered: 08/17/2015)
|
|
Request |
|
|
|
| 4 |
Filed: 8/17/2015, Entered: None |
|
|
REQUEST FOR ISSUANCE OF SUMMONS as to Bank of Nova Scotia, New York Agency, re: 1 Complaint,,,. Document filed by Oklahoma Firefighters Pension and Retirement System. (Kaplan, Robert) (Entered: 08/17/2015)
|
|
Request |
|
|
|
| 3 |
Filed: 8/17/2015, Entered: None |
|
|
STATEMENT OF RELATEDNESS re: that this action be filed as related to 1:15-cv-05794. Document filed by Oklahoma Firefighters Pension and Retirement System.(Kaplan, Robert) (Entered: 08/17/2015)
|
|
Request |
|
|
|
| 2 |
Filed: 8/17/2015, Entered: None |
|
|
CIVIL COVER SHEET filed. (Kaplan, Robert) (Entered: 08/17/2015)
|
|
Request |
|
|
|
| 1 |
Filed: 8/17/2015, Entered: None |
|
|
COMPLAINT against BMO Capital Markets Corp, BNP Paribas Securities Corp, Bank of Nova Scotia, New York Agency, Barclays Capital Inc., CIBC World Markets Corp., Cantor Fitzgerald & Co., Citigroup Global Markets Inc., Commerz Markets LLC, Credit Suisse Securities (USA) LLC, Daiwa Capital Markets America Inc., Deutsche Bank Securities Inc., Goldman, Sachs & Co., HSBC Securities (USA) Inc., J.P. Morgan Securities LLC, Jefferies LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Mizuho Securities USA Inc., Morgan Stanley & Co. LLC, Nomura Securities International, Inc., RBC Capital Markets, LLC, RBS Securities Inc., SG Americas Securities, LLC, TD Securities (USA) LLC, UBS Securities LLC. (Filing Fee $ 400.00, Receipt Number 0208-11285460)Document filed by Oklahoma Firefighters Pension and Retirement System.(Kaplan, Robert) (Entered: 08/17/2015)
|
|
Request |
|
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