Corbett et al v. Bank of America Corp. et al :: New York Southern District Court

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144	Filed: 4/30/2021, Entered: None	Rule 7.1 Corporate Disclosure Statement

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72	Filed: 10/30/2015, Entered: None
	NOTICE OF APPEARANCE by David A. Paul on behalf of Cantor Fitzgerald & Co.. (Paul, David) (Entered: 10/30/2015)
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71	Filed: 10/30/2015, Entered: None
	NOTICE OF APPEARANCE by Ethan Edward Litwin on behalf of Cantor Fitzgerald & Co.. (Litwin, Ethan) (Entered: 10/30/2015)
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70	Filed: 10/30/2015, Entered: None
	NOTICE OF APPEARANCE by Malik Havalic on behalf of Cantor Fitzgerald & Co.. (Havalic, Malik) (Entered: 10/30/2015)
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69	Filed: 10/30/2015, Entered: None
	RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Cantor Fitzgerald & Co..(Popok, Michael) (Entered: 10/30/2015)
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68	Filed: 10/30/2015, Entered: None
	NOTICE OF APPEARANCE by Michael Steven Popok on behalf of Cantor Fitzgerald & Co.. (Popok, Michael) (Entered: 10/30/2015)
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67	Filed: 10/28/2015, Entered: None
	LETTER addressed to Judge Paul G. Gardephe from David E. Kovel dated October 28, 2015 re: Response to 10/21/15 Order. Document filed by Richard Corbett, Brian Fisher.(Kovel, David) (Entered: 10/28/2015)
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66	Filed: 10/28/2015, Entered: None
	LETTER addressed to Judge Paul G. Gardephe from Robert Y. Sperling dated 10/28/2015 re: on behalf of all Defendants concerning the 9/3/2015 consolidation Order and Court's 10/21/2015 request for parties' positions as to consolidation. Document filed by Goldman, Sachs & Co..(Sperling, Robert) (Entered: 10/28/2015)
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65	Filed: 10/28/2015, Entered: None
	SUMMONS RETURNED EXECUTED Summons and Complaint,,, served. CIBC World Markets Corp. served on 10/20/2015, answer due 11/10/2015. Service was accepted by Elizabeth Aylett, Senior Counsel. Document filed by Brian Fisher; Richard Corbett. (Kovel, David) (Entered: 10/28/2015)


64	Filed: 10/21/2015, Entered: None
	ORDER: The parties will make a submission by October 28, 2015, addressing whether they object to the consolidation of the above-captioned cases under Case No. 15 Civ. 5794 (PGG). (Signed by Judge Paul G. Gardephe on 10/21/2015) (kko) (Entered: 10/21/2015)
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63	Filed: 10/16/2015, Entered: None
	NOTICE OF APPEARANCE by Sophie-Charlotte Rohnke on behalf of RBC Capital Markets, LLC. (Rohnke, Sophie-Charlotte) (Entered: 10/16/2015)
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62	Filed: 10/16/2015, Entered: None
	NOTICE OF APPEARANCE by Leah Friedman on behalf of RBC Capital Markets, LLC. (Friedman, Leah) (Entered: 10/16/2015)
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61	Filed: 10/16/2015, Entered: None
	RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Royal Bank of Canada for RBC Capital Markets, LLC. Document filed by RBC Capital Markets, LLC.(Fishman, Marshall) (Entered: 10/16/2015)
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60	Filed: 10/16/2015, Entered: None
	NOTICE OF APPEARANCE by Marshall Howard Fishman on behalf of RBC Capital Markets, LLC. (Fishman, Marshall) (Entered: 10/16/2015)
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59	Filed: 10/15/2015, Entered: None
	RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Mizuho Bank, Ltd., Corporate Parent Mizuho Financial Group, Inc., Corporate Parent Mizuho Securities Co., Ltd. for Mizuho Securities USA Inc.. Document filed by Mizuho Securities USA Inc..(Fortinsky, Jerome) (Entered: 10/15/2015)
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58	Filed: 10/15/2015, Entered: None
	NOTICE OF APPEARANCE by Joanna Shally on behalf of Mizuho Securities USA Inc.. (Shally, Joanna) (Entered: 10/15/2015)
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57	Filed: 10/15/2015, Entered: None
	NOTICE OF APPEARANCE by John A. Nathanson on behalf of Mizuho Securities USA Inc.. (Nathanson, John) (Entered: 10/15/2015)
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56	Filed: 10/15/2015, Entered: None
	NOTICE OF APPEARANCE by Jerome Steven Fortinsky on behalf of Mizuho Securities USA Inc.. (Fortinsky, Jerome) (Entered: 10/15/2015)
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55	Filed: 10/15/2015, Entered: None
	NOTICE OF APPEARANCE by Stuart Jay Baskin on behalf of Mizuho Securities USA Inc.. (Baskin, Stuart) (Entered: 10/15/2015)
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54	Filed: 10/15/2015, Entered: None
	RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent The Royal Bank of Scotland Group plc for RBS Securities Inc.. Document filed by RBS Securities Inc..(Cohen, Joel) (Entered: 10/15/2015)
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53	Filed: 10/15/2015, Entered: None
	NOTICE OF APPEARANCE by Melissa Carrie King on behalf of RBS Securities Inc.. (King, Melissa) (Entered: 10/15/2015)
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52	Filed: 10/15/2015, Entered: None
	NOTICE OF APPEARANCE by Greg Donald Andres on behalf of RBS Securities Inc.. (Andres, Greg) (Entered: 10/15/2015)
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51	Filed: 10/15/2015, Entered: None
	NOTICE OF APPEARANCE by Joel Murray Cohen on behalf of RBS Securities Inc.. (Cohen, Joel) (Entered: 10/15/2015)
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50	Filed: 10/15/2015, Entered: None
	NOTICE OF APPEARANCE by Todd Steven Fishman on behalf of SG Americas Securities, LLC. (Fishman, Todd) (Entered: 10/15/2015)
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49	Filed: 10/15/2015, Entered: None
	RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Societe Generale for SG Americas Securities, LLC. Document filed by SG Americas Securities, LLC.(Esseks, David) (Entered: 10/15/2015)
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48	Filed: 10/15/2015, Entered: None
	NOTICE OF APPEARANCE by David C. Esseks on behalf of SG Americas Securities, LLC. (Esseks, David) (Entered: 10/15/2015)
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47	Filed: 10/14/2015, Entered: None
	ORDER ON MOTION TO ADMIT COUNSEL PRO HAC VICE granting 6 Motion for Robert Y. Sperling to Appear Pro Hac Vice. (As further set forth in this Order.) (Signed by Judge Paul G. Gardephe on 10/14/2015) (tro) Modified on 10/23/2015 (tro). (Entered: 10/14/2015)
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46	Filed: 10/14/2015, Entered: None
	ORDER ON MOTION TO ADMIT COUNSEL PRO HAC VICE granting 7 Motion for Elizabeth P. Papez to Appear Pro Hac Vice. (As further set forth in this Order) (Signed by Judge Paul G. Gardephe on 10/14/2015) (kl) (Entered: 10/14/2015)
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45	Filed: 10/13/2015, Entered: None
	RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Jefferies Group LLC, Corporate Parent Limestone Merger Sub, LLC, Corporate Parent Leucadia National Corporation for Jefferies LLC. Document filed by Jefferies LLC.(Schacter, Kenneth) (Entered: 10/13/2015)
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44	Filed: 10/13/2015, Entered: None
	NOTICE OF APPEARANCE by Kenneth Ian Schacter on behalf of Jefferies LLC. (Schacter, Kenneth) (Entered: 10/13/2015)
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43	Filed: 10/9/2015, Entered: None
	NOTICE OF APPEARANCE by John D. Friel on behalf of BMO Capital Markets Corp.. (Friel, John) (Entered: 10/09/2015)
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42	Filed: 10/9/2015, Entered: None
	NOTICE OF APPEARANCE by David J. Yeres on behalf of BMO Capital Markets Corp.. (Yeres, David) (Entered: 10/09/2015)
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41	Filed: 10/9/2015, Entered: None
	RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Bank of Montreal for BMO Capital Markets Corp.. Document filed by BMO Capital Markets Corp..(Houck, Robert) (Entered: 10/09/2015)
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40	Filed: 10/9/2015, Entered: None
	NOTICE OF APPEARANCE by Robert G. Houck on behalf of BMO Capital Markets Corp.. (Houck, Robert) (Entered: 10/09/2015)
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39	Filed: 10/7/2015, Entered: None
	NOTICE OF APPEARANCE by Matthew Alexander Schwartz on behalf of Barclays Capital Inc.. (Schwartz, Matthew) (Entered: 10/07/2015)
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38	Filed: 10/7/2015, Entered: None
	NOTICE OF APPEARANCE by Kathleen Suzanne McArthur on behalf of Barclays Capital Inc.. (McArthur, Kathleen) (Entered: 10/07/2015)
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37	Filed: 10/7/2015, Entered: None
	RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent BARCLAYS BANK PLC, Corporate Parent Barclays Group US Inc. for Barclays Capital Inc.. Document filed by Barclays Capital Inc..(Braff, David) (Entered: 10/07/2015)
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36	Filed: 10/7/2015, Entered: None
	NOTICE OF APPEARANCE by David Harold Braff on behalf of Barclays Capital Inc.. (Braff, David) (Entered: 10/07/2015)
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35	Filed: 10/6/2015, Entered: None
	NOTICE OF APPEARANCE by Jeffrey H. Knox on behalf of Deutsche Bank Securities Inc.. (Knox, Jeffrey) (Entered: 10/06/2015)
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34	Filed: 10/6/2015, Entered: None
	NOTICE OF APPEARANCE by Patrick Joseph Campbell on behalf of Deutsche Bank Securities Inc.. (Campbell, Patrick) (Entered: 10/06/2015)
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33	Filed: 10/6/2015, Entered: None
	NOTICE OF APPEARANCE by Shannon Price Torres on behalf of Deutsche Bank Securities Inc.. (Torres, Shannon) (Entered: 10/06/2015)
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32	Filed: 10/6/2015, Entered: None
	NOTICE OF APPEARANCE by Omari Largos Royter Mason on behalf of Deutsche Bank Securities Inc.. (Mason, Omari) (Entered: 10/06/2015)
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31	Filed: 10/6/2015, Entered: None
	NOTICE OF APPEARANCE by David Elbaum on behalf of Deutsche Bank Securities Inc.. (Elbaum, David) (Entered: 10/06/2015)
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30	Filed: 10/6/2015, Entered: None
	NOTICE OF APPEARANCE by David J. Woll on behalf of Deutsche Bank Securities Inc.. (Woll, David) (Entered: 10/06/2015)
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29	Filed: 10/6/2015, Entered: None
	RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent DB USA Corporation, Corporate Parent Deutsche Bank AG, Corporate Parent DB U.S. Financial Markets Holding Corporation for Deutsche Bank Securities Inc.. Document filed by Deutsche Bank Securities Inc..(Rice, Thomas) (Entered: 10/06/2015)
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28	Filed: 10/6/2015, Entered: None
	NOTICE OF APPEARANCE by Thomas C. Rice on behalf of Deutsche Bank Securities Inc.. (Rice, Thomas) (Entered: 10/06/2015)
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27	Filed: 10/5/2015, Entered: None
	LETTER addressed to Judge Paul G. Gardephe from David E. Kovel dated October 5, 2015 re: Courtesy Copy of Complaint. Document filed by Richard Corbett, Brian Fisher.(Kovel, David) (Entered: 10/05/2015)
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26	Filed: 10/5/2015, Entered: None
	RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Nomura Holdings, Inc., Corporate Parent Nomura Holding America Inc. for Nomura Securities International Inc.. Document filed by Nomura Securities International Inc..(Holley, Steven) (Entered: 10/05/2015)
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25	Filed: 10/5/2015, Entered: None
	NOTICE OF APPEARANCE by Steven Lyon Holley on behalf of Nomura Securities International Inc.. (Holley, Steven) (Entered: 10/05/2015)
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24	Filed: 10/5/2015, Entered: None
	NOTICE OF APPEARANCE by Amanda Flug Davidoff on behalf of Nomura Securities International Inc.. (Davidoff, Amanda) (Entered: 10/05/2015)
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23	Filed: 10/2/2015, Entered: None
	NOTICE OF APPEARANCE by Paul Madison Eckles on behalf of Citigroup Global Markets Inc.. (Eckles, Paul) (Entered: 10/02/2015)
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22	Filed: 10/2/2015, Entered: None
	NOTICE OF APPEARANCE by Shepard Goldfein on behalf of Citigroup Global Markets Inc.. (Goldfein, Shepard) (Entered: 10/02/2015)
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21	Filed: 10/2/2015, Entered: None
	RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Citigroup Inc., Other Affiliate Citigroup Global Markets Holdings Inc, Other Affiliate Citigroup Financial Products, Inc. for Citigroup Global Markets Inc.. Document filed by Citigroup Global Markets Inc..(Kasner, Jay) (Entered: 10/02/2015)
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20	Filed: 10/2/2015, Entered: None
	NOTICE OF APPEARANCE by Jay B. Kasner on behalf of Citigroup Global Markets Inc.. (Kasner, Jay) (Entered: 10/02/2015)
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19	Filed: 10/2/2015, Entered: None
	RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Other Affiliate The Bank of Nova Scotia for Bank of Nova Scotia, New York Agency. Document filed by Bank of Nova Scotia, New York Agency.(Pepperman, Richard) (Entered: 10/02/2015)
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18	Filed: 10/2/2015, Entered: None
	NOTICE OF APPEARANCE by John Joseph Hughes, III on behalf of Bank of Nova Scotia, New York Agency. (Hughes, John) (Entered: 10/02/2015)
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17	Filed: 10/2/2015, Entered: None
	NOTICE OF APPEARANCE by Richard C. Pepperman, II on behalf of Bank of Nova Scotia, New York Agency. (Pepperman, Richard) (Entered: 10/02/2015)
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16	Filed: 10/1/2015, Entered: None
	NOTICE OF APPEARANCE by Lauren Wagner Pederson on behalf of Richard Corbett, Brian Fisher. (Pederson, Lauren) (Entered: 10/01/2015)
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15	Filed: 10/1/2015, Entered: None
	NOTICE OF APPEARANCE by Thomas W. Elrod on behalf of Richard Corbett, Brian Fisher. (Elrod, Thomas) (Entered: 10/01/2015)
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14	Filed: 10/1/2015, Entered: None
	NOTICE OF APPEARANCE by David A. Bishop on behalf of Richard Corbett, Brian Fisher. (Bishop, David) (Entered: 10/01/2015)
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13	Filed: 10/1/2015, Entered: None
	NOTICE OF APPEARANCE by Jonathan Lucas Shapiro on behalf of Goldman, Sachs & Co.. (Shapiro, Jonathan) (Entered: 10/01/2015)
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12	Filed: 10/1/2015, Entered: None
	ELECTRONIC SUMMONS ISSUED as to BMO Capital Markets Corp., BNP Paribas Securities Corp., Bank of America Corp., Bank of Nova Scotia, New York Agency, Barclays Capital Inc., CIBC World Markets Corp., Cantor Fitzgerald & Co., Citigroup Global Markets Inc., Commerz Markets LLC, Credit Suisse Securities (USA) LLC, Daiwa Capital Markets America Inc., Deutsche Bank Securities Inc., Goldman, Sachs & Co., HSBC Securities (USA) Inc., J.P. Morgan Securities LLC, Jefferies LLC, John Does 1-50, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Mizuho Securities USA Inc., Morgan Stanley & Co. LLC, Nomura Securities International Inc., RBC Capital Markets, LLC, RBS Securities Inc., SG Americas Securities, LLC, TD Securities (USA) LLC, UBS Securities LLC. (rch) (Entered: 10/01/2015)
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11	Filed: 10/1/2015, Entered: None
	NOTICE OF APPEARANCE by Stephen Ehrenberg on behalf of Goldman, Sachs & Co.. (Ehrenberg, Stephen) (Entered: 10/01/2015)
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10	Filed: 10/1/2015, Entered: None
	RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent The Goldman Sachs Group, Inc. for Goldman, Sachs & Co.. Document filed by Goldman, Sachs & Co..(Shane, Penny) (Entered: 10/01/2015)
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9	Filed: 10/1/2015, Entered: None
	NOTICE OF APPEARANCE by Penny Shane on behalf of Goldman, Sachs & Co.. (Shane, Penny) (Entered: 10/01/2015)
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8	Filed: 10/1/2015, Entered: None
	NOTICE OF APPEARANCE by Susannah Providence Torpey on behalf of Goldman, Sachs & Co.. (Torpey, Susannah) (Entered: 10/01/2015)
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7	Filed: 10/1/2015, Entered: None
	MOTION for Elizabeth P. Papez to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-11458649. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Goldman, Sachs & Co.. (Attachments: # 1 Exhibit A - Certificates of Good Standing, # 2 Text of Proposed Order)(Papez, Elizabeth) (Entered: 10/01/2015)
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6	Filed: 10/1/2015, Entered: None
	MOTION for Robert Y. Sperling to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-11458582. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Goldman, Sachs & Co.. (Attachments: # 1 Exhibit A - Certificate of Good Standing, # 2 Text of Proposed Order)(Sperling, Robert) (Entered: 10/01/2015)
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5	Filed: 10/1/2015, Entered: None
	COMPLAINT against BMO Capital Markets Corp., BNP Paribas Securities Corp., Bank of America Corp., Bank of Nova Scotia, New York Agency, Barclays Capital Inc., CIBC World Markets Corp., Cantor Fitzgerald & Co., Citigroup Global Markets Inc., Commerz Markets LLC, Credit Suisse Securities (USA) LLC, Daiwa Capital Markets America Inc., Deutsche Bank Securities Inc., Goldman, Sachs & Co., HSBC Securities (USA) Inc., J.P. Morgan Securities LLC, Jefferies LLC, John Does 1-50, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Mizuho Securities USA Inc., Morgan Stanley & Co. LLC, Nomura Securities International Inc., RBC Capital Markets, LLC, RBS Securities Inc., SG Americas Securities, LLC, TD Securities (USA) LLC, UBS Securities LLC. Document filed by Brian Fisher, Richard Corbett.(Kovel, David) (Entered: 10/01/2015)
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4	Filed: 9/30/2015, Entered: None
	REQUEST FOR ISSUANCE OF SUMMONS as to Bank of America Corp., Bank of Nova Scotia, New York Agency, BMO Capital Markets Corp., BNP Paribas Securities Corp., Barclays Capital Inc., Cantor Fitzgerald & Co., CIBC World Markets Corp., Citigroup Global Markets Inc., Commerz Markets LLC, Credit Suisse Securities (USA) LLC, Daiwa Capital Markets America Inc., Deutsche Bank Securities Inc., Goldman, Sachs & Co., HSBC Securities (USA) Inc., Jefferies LLC, J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Mizuho Securities USA Inc., Morgan Stanley & Co. LLC, Nomura Securities International, Inc., RBC Capital Markets, LLC, RBS Securities Inc., SG Americas Securities, LLC, TD Securities (USA) LLC, UBS Securities LLC, re: 1 Complaint,,,. Document filed by Richard Corbett, Brian Fisher. (Kovel, David) (Entered: 09/30/2015)
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3	Filed: 9/30/2015, Entered: None
	STATEMENT OF RELATEDNESS re: that this action be filed as related to 15-cv-05794. Document filed by Richard Corbett, Brian Fisher.(Kovel, David) (Entered: 09/30/2015)
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2	Filed: 9/30/2015, Entered: None
	CIVIL COVER SHEET filed. (Kovel, David) (Entered: 09/30/2015)
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1	Filed: 9/30/2015, Entered: None
	COMPLAINT against BMO Capital Markets Corp., BNP Paribas Securities Corp., Bank of America Corp., Bank of Nova Scotia, New York Agency, Barclays Capital Inc., CIBC World Markets Corp., Cantor Fitzgerald & Co., Citigroup Global Markets Inc., Commerz Markets LLC, Credit Suisse Securities (USA) LLC, Daiwa Capital Markets America Inc., Deutsche Bank Securities Inc., Goldman, Sachs & Co., HSBC Securities (USA) Inc., J.P. Morgan Securities LLC, Jefferies LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Mizuho Securities USA Inc., Morgan Stanley & Co. LLC, Nomura Securities International Inc., RBC Capital Markets, LLC, RBS Securities Inc., SG Americas Securities, LLC, TD Securities (USA) LLC, UBS Securities LLC. (Filing Fee $ 400.00, Receipt Number 0208-11453848)Document filed by Brian Fisher, Richard Corbett.(Kovel, David) (Entered: 09/30/2015)