City of Providence v. Bank of Nova Scotia, New York Agency et al :: New York Southern District Court

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178	Filed: 4/30/2021, Entered: None	Rule 7.1 Corporate Disclosure Statement

	Request

125	Filed: 10/30/2015, Entered: None
	NOTICE OF APPEARANCE by David A. Paul on behalf of Cantor Fitzgerald & Co.. (Paul, David) (Entered: 10/30/2015)
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124	Filed: 10/30/2015, Entered: None
	NOTICE OF APPEARANCE by Ethan Edward Litwin on behalf of Cantor Fitzgerald & Co.. (Litwin, Ethan) (Entered: 10/30/2015)
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123	Filed: 10/30/2015, Entered: None
	NOTICE OF APPEARANCE by Malik Havalic on behalf of Cantor Fitzgerald & Co.. (Havalic, Malik) (Entered: 10/30/2015)
	Request

122	Filed: 10/30/2015, Entered: None
	RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Cantor Fitzgerald & Co..(Popok, Michael) (Entered: 10/30/2015)
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121	Filed: 10/30/2015, Entered: None
	NOTICE OF APPEARANCE by Michael Steven Popok on behalf of Cantor Fitzgerald & Co.. (Popok, Michael) (Entered: 10/30/2015)
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120	Filed: 10/28/2015, Entered: None
	LETTER addressed to Judge Paul G. Gardephe from Robert Y. Sperling dated 10/28/2015 re: on behalf of all Defendants concerning the 9/3/2015 consolidation Order and Court's 10/21/2015 request for parties' positions as to consolidation. Document filed by Goldman Sachs & Co..(Sperling, Robert) (Entered: 10/28/2015)
	Request

119	Filed: 10/23/2015, Entered: None
	NOTICE OF APPEARANCE by Edward Nathaniel Moss on behalf of TD Securities (USA) LLC. (Moss, Edward) (Entered: 10/23/2015)
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118	Filed: 10/23/2015, Entered: None
	RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent TD Holdings II Inc., Other Affiliate The Toronto-Dominion Bank, Other Affiliate Toronto Dominion Holdings (U.S.A.), Inc. for TD Securities (USA) LLC. Document filed by TD Securities (USA) LLC.(Miller, Pamela) (Entered: 10/23/2015)
	Request

117	Filed: 10/23/2015, Entered: None
	NOTICE OF APPEARANCE by Pamela Addison Miller on behalf of TD Securities (USA) LLC. (Miller, Pamela) (Entered: 10/23/2015)
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116	Filed: 10/22/2015, Entered: None
	STIPULATION SETTING TIME FOR DEFENDANTS TO ANSWER, MOVE, OR OTHERWISE RESPOND TO THE COMPLAINT AND FOR THE PARTIES TO PROPOSE CERTAIN CASE MANAGEMENT DATES: IT IS HEREBY STIPULATED AND AGREED:1. The undersigned counsel accept service of the complaint in the above- captioned lawsuit on behalf of their respective clients, expressly reserving the right to contest whether any party in the complaint is properly named, and without waiver of any defenses, including those related to personal jurisdiction and venue, except as to the sufficiency of process and the service of process. 2. Defendants' time to answer, move or otherwise respond to the complaint is hereby suspended until such time as the United States District Court for the Southern District of New York or any other court to which the case is assigned enters an order coordinating or consolidating the foregoing cases and any Related Actions, provided that: a. upon resolution of proceedings concerning coordination or consolidation of the foregoing cases and any Related Actions, the parties shall confer in good faith regarding a proposed schedule for filing and responding to any consolidated complaint. 3. If Defendants' time to answer, move, or otherwise respond to a complaint in any Related Action or other pending action is not similarly suspended pending the coordination or consolidation proceedings, the parties s hall meet and confer in good faith concerning the schedule in this action, with each side preserving all rights to apply to this Court or any other Court of competent jurisdiction for appropriate relief. 4. The undersigned counsel further agree, subject to the approval of the Court, to extend, until at least 60 days after the foregoing cases and any Related Actions have been coordinated or consolidated and any lead and liaison counsel have been identified for the proceedings, the time for submitting the proposed Case Management Plan specified in the Court's Pretrial Conference Notice. (Signed by Judge Paul G. Gardephe on 10/22/2015) (lmb) Modified on 10/23/2015 (lmb). (Entered: 10/22/2015)
	Request

115	Filed: 10/21/2015, Entered: None
	ORDER: The parties will make a submission by October 28, 2015, addressing whether they object to the consolidation of the above-captioned cases under Case No. 15 Civ. 5794 (PGG). (Signed by Judge Paul G. Gardephe on 10/21/2015) (kko) (Entered: 10/21/2015)
	Request

114	Filed: 10/15/2015, Entered: None
	RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Mizuho Bank, Ltd., Corporate Parent Mizuho Financial Group, Inc., Corporate Parent Mizuho Securities Co., Ltd. for Mizuho Securities USA Inc.. Document filed by Mizuho Securities USA Inc..(Fortinsky, Jerome) (Entered: 10/15/2015)
	Request

113	Filed: 10/15/2015, Entered: None
	NOTICE OF APPEARANCE by Joanna Shally on behalf of Mizuho Securities USA Inc.. (Shally, Joanna) (Entered: 10/15/2015)
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112	Filed: 10/15/2015, Entered: None
	NOTICE OF APPEARANCE by John A. Nathanson on behalf of Mizuho Securities USA Inc.. (Nathanson, John) (Entered: 10/15/2015)
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111	Filed: 10/15/2015, Entered: None
	NOTICE OF APPEARANCE by Jerome Steven Fortinsky on behalf of Mizuho Securities USA Inc.. (Fortinsky, Jerome) (Entered: 10/15/2015)
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110	Filed: 10/15/2015, Entered: None
	NOTICE OF APPEARANCE by Stuart Jay Baskin on behalf of Mizuho Securities USA Inc.. (Baskin, Stuart) (Entered: 10/15/2015)
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109	Filed: 10/14/2015, Entered: None
	RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Morgan Stanley Capital Management, LLC, Corporate Parent Morgan Stanley Domestic Holdings, Inc., Corporate Parent Morgan Stanley, Other Affiliate Mitsubishi UFJ Financial Group, Inc., 7-1 Marunouchi 2-chrome, Chiyoda-ku, Tokyo 100-8330 for Morgan Stanley & Co. LLC. Document filed by Morgan Stanley & Co. LLC.(Karp, Brad) (Entered: 10/14/2015)
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108	Filed: 10/14/2015, Entered: None
	NOTICE OF APPEARANCE by Kenneth Anthony Gallo on behalf of Morgan Stanley & Co. LLC. (Gallo, Kenneth) (Entered: 10/14/2015)
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107	Filed: 10/14/2015, Entered: None
	NOTICE OF APPEARANCE by Susanna Michele Buergel on behalf of Morgan Stanley & Co. LLC. (Buergel, Susanna) (Entered: 10/14/2015)
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106	Filed: 10/14/2015, Entered: None
	NOTICE OF APPEARANCE by Richard A. Rosen on behalf of Morgan Stanley & Co. LLC. (Rosen, Richard) (Entered: 10/14/2015)
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105	Filed: 10/14/2015, Entered: None
	NOTICE OF APPEARANCE by Brad Scott Karp on behalf of Morgan Stanley & Co. LLC. (Karp, Brad) (Entered: 10/14/2015)
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104	Filed: 10/14/2015, Entered: None
	NOTICE OF APPEARANCE by Jayne Arnold Goldstein on behalf of City of Providence. (Goldstein, Jayne) (Entered: 10/14/2015)
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103	Filed: 10/14/2015, Entered: None
	ORDER FOR ADMISSION PRO HAC VICE granting 36 Motion for Jayne Arnold Goldstein to Appear Pro Hac Vice. (Signed by Judge Paul G. Gardephe on 10/14/2015) (kko) (Entered: 10/14/2015)
	Request

102	Filed: 10/14/2015, Entered: None
	ORDER ON MOTION TO ADMIT COUNSEL PRO HAC VICE granting 66 Motion for Robert Y. Sperling to Appear Pro Hac Vice. (Signed by Judge Paul G. Gardephe on 10/14/2015) (kko) (Entered: 10/14/2015)
	Request

101	Filed: 10/14/2015, Entered: None
	ORDER ON MOTION TO ADMIT COUNSEL PRO HAC VICE granting 67 Motion for Elizabeth P. Papez to Appear Pro Hac Vice. (Signed by Judge Paul G. Gardephe on 10/14/2015) (kko) (Entered: 10/14/2015)
	Request

100	Filed: 10/14/2015, Entered: None
	STIPULATION SETTING TIME FOR DEFENDANTS TO ANSWER, MOVE, OR OTHERWISE RESPOND TO THE COMPLAINT AND FOR THE PARTIES TO PROPOSE CERTAIN CASE MANAGEMENT DATES: IT IS HEREBY STIPULATED AND AGREED: 2. Defendants' time to answer, move or otherwise respond to the complaint is hereby suspended until such time as the United States District Court for the Southern District of New York or any other court to which the case is assigned enters an order coordinating or consolidating the foregoing cases and any Related Actions, provided that: a. upon resolution of proceedings concerning coordination or consolidation of the foregoing cases and any Related Actions, the parties shall confer in good faith regarding a proposed schedule for filing and responding to any consolidated complaint. 3. If Defendants' time to answer, move, or otherwise respond to a complaint in any Related Action or other pending action is not similarly suspended pending the coordination or consolidation proceedings, the parties shall meet and confer in good faith concerning the schedule in this action, with each side preserving all rights to apply to this Court or any other Court of competent jurisdiction for appropriate relief. (As further set forth in this Order.) (Signed by Judge Paul G. Gardephe on 10/14/2015) (kko) (Entered: 10/14/2015)
	Request

99	Filed: 10/9/2015, Entered: None
	NOTICE OF APPEARANCE by John D. Friel on behalf of BMO Capital Markets Corp. (Friel, John) (Entered: 10/09/2015)
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98	Filed: 10/9/2015, Entered: None
	NOTICE OF APPEARANCE by David J. Yeres on behalf of BMO Capital Markets Corp. (Yeres, David) (Entered: 10/09/2015)
	Request

97	Filed: 10/9/2015, Entered: None
	RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Bank of Montreal for BMO Capital Markets Corp. Document filed by BMO Capital Markets Corp.(Houck, Robert) (Entered: 10/09/2015)
	Request

96	Filed: 10/9/2015, Entered: None
	NOTICE OF APPEARANCE by Robert G. Houck on behalf of BMO Capital Markets Corp. (Houck, Robert) (Entered: 10/09/2015)
	Request

95	Filed: 10/9/2015, Entered: None
	NOTICE OF APPEARANCE by Sophie-Charlotte Rohnke on behalf of RBC Capital Markets, LLC. (Rohnke, Sophie-Charlotte) (Entered: 10/09/2015)
	Request

94	Filed: 10/9/2015, Entered: None
	NOTICE OF APPEARANCE by Leah Friedman on behalf of RBC Capital Markets, LLC. (Friedman, Leah) (Entered: 10/09/2015)
	Request

93	Filed: 10/9/2015, Entered: None
	RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Royal Bank of Canada for RBC Capital Markets, LLC. Document filed by RBC Capital Markets, LLC.(Fishman, Marshall) (Entered: 10/09/2015)
	Request

92	Filed: 10/9/2015, Entered: None
	NOTICE OF APPEARANCE by Marshall Howard Fishman on behalf of RBC Capital Markets, LLC. (Fishman, Marshall) (Entered: 10/09/2015)
	Request

91	Filed: 10/8/2015, Entered: None
	RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent The Royal Bank of Scotland Group PLC for RBS Securities Inc.. Document filed by RBS Securities Inc..(Cohen, Joel) (Entered: 10/08/2015)
	Request

90	Filed: 10/8/2015, Entered: None
	NOTICE OF APPEARANCE by Melissa Carrie King on behalf of RBS Securities Inc.. (King, Melissa) (Entered: 10/08/2015)
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89	Filed: 10/8/2015, Entered: None
	NOTICE OF APPEARANCE by Greg Donald Andres on behalf of RBS Securities Inc.. (Andres, Greg) (Entered: 10/08/2015)
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88	Filed: 10/8/2015, Entered: None
	NOTICE OF APPEARANCE by Joel Murray Cohen on behalf of RBS Securities Inc.. (Cohen, Joel) (Entered: 10/08/2015)
	Request

87	Filed: 10/8/2015, Entered: None
	NOTICE OF APPEARANCE by Todd Steven Fishman on behalf of SG Americas Securities, LLC. (Fishman, Todd) (Entered: 10/08/2015)
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86	Filed: 10/8/2015, Entered: None
	RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Societe Generale for SG Americas Securities, LLC. Document filed by SG Americas Securities, LLC.(Esseks, David) (Entered: 10/08/2015)
	Request

85	Filed: 10/8/2015, Entered: None
	NOTICE OF APPEARANCE by David C. Esseks on behalf of SG Americas Securities, LLC. (Esseks, David) (Entered: 10/08/2015)
	Request

84	Filed: 10/7/2015, Entered: None
	NOTICE OF APPEARANCE by Matthew Alexander Schwartz on behalf of Barclays Capital Inc.. (Schwartz, Matthew) (Entered: 10/07/2015)
	Request

83	Filed: 10/7/2015, Entered: None
	NOTICE OF APPEARANCE by Kathleen Suzanne McArthur on behalf of Barclays Capital Inc.. (McArthur, Kathleen) (Entered: 10/07/2015)
	Request

82	Filed: 10/7/2015, Entered: None
	RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent BARCLAYS BANK PLC, Corporate Parent Barclays Group US Inc. for Barclays Capital Inc.. Document filed by Barclays Capital Inc..(Braff, David) (Entered: 10/07/2015)
	Request

81	Filed: 10/7/2015, Entered: None
	NOTICE OF APPEARANCE by David Harold Braff on behalf of Barclays Capital Inc.. (Braff, David) (Entered: 10/07/2015)
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80	Filed: 10/5/2015, Entered: None
	WAIVER OF SERVICE RETURNED EXECUTED. Document filed by City of Providence. (Lieberman, Jeremy) (Entered: 10/05/2015)
	Request

79	Filed: 10/5/2015, Entered: None
	RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Nomura Holdings, Inc., Corporate Parent Nomura Holding America Inc. for Nomura Securities International, Inc.. Document filed by Nomura Securities International, Inc..(Holley, Steven) (Entered: 10/05/2015)
	Request

78	Filed: 10/5/2015, Entered: None
	NOTICE OF APPEARANCE by Steven Lyon Holley on behalf of Nomura Securities International, Inc.. (Holley, Steven) (Entered: 10/05/2015)
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77	Filed: 10/5/2015, Entered: None
	NOTICE OF APPEARANCE by Amanda Flug Davidoff on behalf of Nomura Securities International, Inc.. (Davidoff, Amanda) (Entered: 10/05/2015)
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76	Filed: 10/2/2015, Entered: None
	NOTICE OF APPEARANCE by Paul Madison Eckles on behalf of Citigroup Global Markets Inc.. (Eckles, Paul) (Entered: 10/02/2015)
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75	Filed: 10/2/2015, Entered: None
	NOTICE OF APPEARANCE by Shepard Goldfein on behalf of Citigroup Global Markets Inc.. (Goldfein, Shepard) (Entered: 10/02/2015)
	Request

74	Filed: 10/2/2015, Entered: None
	RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Citigroup Inc., Other Affiliate Citigroup Global Markets Holdings Inc, Other Affiliate Citigroup Financial Products, Inc. for Citigroup Global Markets Inc.. Document filed by Citigroup Global Markets Inc..(Kasner, Jay) (Entered: 10/02/2015)
	Request

73	Filed: 10/2/2015, Entered: None
	NOTICE OF APPEARANCE by Jay B. Kasner on behalf of Citigroup Global Markets Inc.. (Kasner, Jay) (Entered: 10/02/2015)
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72	Filed: 10/1/2015, Entered: None
	NOTICE OF APPEARANCE by Jonathan Lucas Shapiro on behalf of Goldman Sachs & Co.. (Shapiro, Jonathan) (Entered: 10/01/2015)
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71	Filed: 10/1/2015, Entered: None
	NOTICE OF APPEARANCE by Stephen Ehrenberg on behalf of Goldman Sachs & Co.. (Ehrenberg, Stephen) (Entered: 10/01/2015)
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70	Filed: 10/1/2015, Entered: None
	RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent The Goldman Sachs Group, Inc. for Goldman Sachs & Co.. Document filed by Goldman Sachs & Co..(Shane, Penny) (Entered: 10/01/2015)
	Request

69	Filed: 10/1/2015, Entered: None
	NOTICE OF APPEARANCE by Penny Shane on behalf of Goldman Sachs & Co.. (Shane, Penny) (Entered: 10/01/2015)
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68	Filed: 10/1/2015, Entered: None
	NOTICE OF APPEARANCE by Susannah Providence Torpey on behalf of Goldman Sachs & Co.. (Torpey, Susannah) (Entered: 10/01/2015)
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67	Filed: 10/1/2015, Entered: None
	MOTION for Elizabeth P. Papez to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-11458356. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Goldman Sachs & Co.. (Attachments: # 1 Exhibit A - Certificates of Good Standing, # 2 Text of Proposed Order)(Papez, Elizabeth) (Entered: 10/01/2015)
	Request

66	Filed: 10/1/2015, Entered: None
	MOTION for Robert Y. Sperling to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-11458270. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Goldman Sachs & Co.. (Attachments: # 1 Exhibit A - Certificate of Good Standing, # 2 Text of Proposed Order)(Sperling, Robert) (Entered: 10/01/2015)
	Request

65	Filed: 10/1/2015, Entered: None
	RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Other Affiliate The Bank of Nova Scotia for Bank of Nova Scotia, New York Agency. Document filed by Bank of Nova Scotia, New York Agency.(Pepperman, Richard) (Entered: 10/01/2015)
	Request

64	Filed: 10/1/2015, Entered: None
	NOTICE OF APPEARANCE by John Joseph Hughes, III on behalf of Bank of Nova Scotia, New York Agency. (Hughes, John) (Entered: 10/01/2015)
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63	Filed: 10/1/2015, Entered: None
	NOTICE OF APPEARANCE by Richard C. Pepperman, II on behalf of Bank of Nova Scotia, New York Agency. (Pepperman, Richard) (Entered: 10/01/2015)
	Request

62	Filed: 9/30/2015, Entered: None
	RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Jefferies Group LLC, Corporate Parent Limestone Merger Sub LLC, Corporate Parent Leucadia National Corporation for Jefferies LLC. Document filed by Jefferies LLC.(Schacter, Kenneth) (Entered: 09/30/2015)
	Request

61	Filed: 9/30/2015, Entered: None
	NOTICE OF APPEARANCE by Kenneth Ian Schacter on behalf of Jefferies LLC. (Schacter, Kenneth) (Entered: 09/30/2015)
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60	Filed: 9/30/2015, Entered: None
	NOTICE OF APPEARANCE by Justin Solomon Nematzadeh on behalf of City of Providence. (Nematzadeh, Justin) (Entered: 09/30/2015)
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59	Filed: 9/30/2015, Entered: None
	ELECTRONIC SUMMONS ISSUED as to UBS Securities LLC. (dgo) (Entered: 09/30/2015)
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58	Filed: 9/30/2015, Entered: None
	ELECTRONIC SUMMONS ISSUED as to TD Securities (USA) LLC. (dgo) (Entered: 09/30/2015)
	Request

57	Filed: 9/30/2015, Entered: None
	ELECTRONIC SUMMONS ISSUED as to SG Americas Securities, LLC. (dgo) (Entered: 09/30/2015)
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56	Filed: 9/30/2015, Entered: None
	ELECTRONIC SUMMONS ISSUED as to RBS Securities Inc.. (dgo) (Entered: 09/30/2015)
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55	Filed: 9/30/2015, Entered: None
	ELECTRONIC SUMMONS ISSUED as to RBC Capital Markets, LLC. (dgo) (Entered: 09/30/2015)
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54	Filed: 9/30/2015, Entered: None
	ELECTRONIC SUMMONS ISSUED as to Nomura Securities International, Inc.. (dgo) (Entered: 09/30/2015)
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53	Filed: 9/30/2015, Entered: None
	ELECTRONIC SUMMONS ISSUED as to Morgan Stanley & Co. LLC. (dgo) (Entered: 09/30/2015)
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52	Filed: 9/30/2015, Entered: None
	ELECTRONIC SUMMONS ISSUED as to Mizuho Securities USA Inc.. (dgo) (Entered: 09/30/2015)
	Request

51	Filed: 9/30/2015, Entered: None
	ELECTRONIC SUMMONS ISSUED as to Merrill Lynch, Pierce, Fenner & Smith Incorporated. (dgo) (Entered: 09/30/2015)
	Request

50	Filed: 9/30/2015, Entered: None
	ELECTRONIC SUMMONS ISSUED as to J.P. Morgan Securities LLC. (dgo) (Entered: 09/30/2015)
	Request

49	Filed: 9/30/2015, Entered: None
	ELECTRONIC SUMMONS ISSUED as to Jefferies LLC. (dgo) (Entered: 09/30/2015)
	Request

48	Filed: 9/30/2015, Entered: None
	ELECTRONIC SUMMONS ISSUED as to HSBC Securities (USA) Inc.. (dgo) (Entered: 09/30/2015)
	Request

47	Filed: 9/30/2015, Entered: None
	ELECTRONIC SUMMONS ISSUED as to Goldman Sachs & Co.. (dgo) (Entered: 09/30/2015)
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46	Filed: 9/30/2015, Entered: None
	ELECTRONIC SUMMONS ISSUED as to Deutsche Bank Securities Inc.. (dgo) (Entered: 09/30/2015)
	Request

45	Filed: 9/30/2015, Entered: None
	ELECTRONIC SUMMONS ISSUED as to Daiwa Capital Markets America Inc.. (dgo) (Entered: 09/30/2015)
	Request

44	Filed: 9/30/2015, Entered: None
	ELECTRONIC SUMMONS ISSUED as to Credit Suisse Securities (USA) LLC. (dgo) (Entered: 09/30/2015)
	Request

43	Filed: 9/30/2015, Entered: None
	ELECTRONIC SUMMONS ISSUED as to Commerz Markets LLC. (dgo) (Entered: 09/30/2015)
	Request

42	Filed: 9/30/2015, Entered: None
	ELECTRONIC SUMMONS ISSUED as to Citigroup Global Markets Inc.. (dgo) (Entered: 09/30/2015)
	Request

41	Filed: 9/30/2015, Entered: None
	ELECTRONIC SUMMONS ISSUED as to Cantor Fitzgerald & Co.. (dgo) (Entered: 09/30/2015)
	Request

40	Filed: 9/30/2015, Entered: None
	ELECTRONIC SUMMONS ISSUED as to Barclays Capital Inc.. (dgo) (Entered: 09/30/2015)
	Request

39	Filed: 9/30/2015, Entered: None
	ELECTRONIC SUMMONS ISSUED as to BNP Paribas Securities Corp.. (dgo) (Entered: 09/30/2015)
	Request

38	Filed: 9/30/2015, Entered: None
	ELECTRONIC SUMMONS ISSUED as to BMO Capital Markets Corp. (dgo) (Entered: 09/30/2015)
	Request

37	Filed: 9/30/2015, Entered: None
	ELECTRONIC SUMMONS ISSUED as to Bank of Nova Scotia, New York Agency. (dgo) (Entered: 09/30/2015)
	Request

36	Filed: 9/30/2015, Entered: None
	MOTION for Jayne Arnold Goldstein to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-11449257. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by City of Providence. (Attachments: # 1 Text of Proposed Order, # 2 Supplement Good Standing Certificates)(Goldstein, Jayne) (Entered: 09/30/2015)
	Request

35	Filed: 9/30/2015, Entered: None
	NOTICE OF APPEARANCE by Patrick Joseph Campbell on behalf of Deutsche Bank Securities Inc.. (Campbell, Patrick) (Entered: 09/30/2015)
	Request

34	Filed: 9/30/2015, Entered: None
	NOTICE OF APPEARANCE by David Elbaum on behalf of Deutsche Bank Securities Inc.. (Elbaum, David) (Entered: 09/30/2015)
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33	Filed: 9/30/2015, Entered: None
	NOTICE OF APPEARANCE by Jeffrey H. Knox on behalf of Deutsche Bank Securities Inc.. (Knox, Jeffrey) (Entered: 09/30/2015)
	Request

32	Filed: 9/30/2015, Entered: None
	NOTICE OF APPEARANCE by David J. Woll on behalf of Deutsche Bank Securities Inc.. (Woll, David) (Entered: 09/30/2015)
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31	Filed: 9/30/2015, Entered: None
	NOTICE OF APPEARANCE by Shannon Price Torres on behalf of Deutsche Bank Securities Inc.. (Torres, Shannon) (Entered: 09/30/2015)
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30	Filed: 9/30/2015, Entered: None
	NOTICE OF APPEARANCE by Omari Largos Royter Mason on behalf of Deutsche Bank Securities Inc.. (Mason, Omari) (Entered: 09/30/2015)
	Request

29	Filed: 9/30/2015, Entered: None
	RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent DB USA Corporation, Corporate Parent Deutsche Bank AG, Corporate Parent DB U.S. Financial Markets Holding Corporation for Deutsche Bank Securities Inc.. Document filed by Deutsche Bank Securities Inc..(Rice, Thomas) (Entered: 09/30/2015)
	Request

28	Filed: 9/30/2015, Entered: None
	NOTICE OF APPEARANCE by Thomas C. Rice on behalf of Deutsche Bank Securities Inc.. (Rice, Thomas) (Entered: 09/30/2015)
	Request

27	Filed: 9/29/2015, Entered: None
	REQUEST FOR ISSUANCE OF SUMMONS as to UBS Securities LLC, re: 1 Complaint,,,. Document filed by City of Providence. (Lieberman, Jeremy) (Entered: 09/29/2015)
	Request

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26	Filed: 9/29/2015, Entered: None
	REQUEST FOR ISSUANCE OF SUMMONS as to TD Securities (USA) LLC, re: 1 Complaint,,,. Document filed by City of Providence. (Lieberman, Jeremy) (Entered: 09/29/2015)
	Request

25	Filed: 9/29/2015, Entered: None
	REQUEST FOR ISSUANCE OF SUMMONS as to SG Americas Securities, LLC, re: 1 Complaint,,,. Document filed by City of Providence. (Lieberman, Jeremy) (Entered: 09/29/2015)
	Request

24	Filed: 9/29/2015, Entered: None
	REQUEST FOR ISSUANCE OF SUMMONS as to RBS Securities Inc., re: 1 Complaint,,,. Document filed by City of Providence. (Lieberman, Jeremy) (Entered: 09/29/2015)
	Request

23	Filed: 9/29/2015, Entered: None
	REQUEST FOR ISSUANCE OF SUMMONS as to RBC Capital Markets, LLC, re: 1 Complaint,,,. Document filed by City of Providence. (Lieberman, Jeremy) (Entered: 09/29/2015)
	Request

22	Filed: 9/29/2015, Entered: None
	REQUEST FOR ISSUANCE OF SUMMONS as to Nomura Securities International, Inc., re: 1 Complaint,,,. Document filed by City of Providence. (Lieberman, Jeremy) (Entered: 09/29/2015)
	Request

21	Filed: 9/29/2015, Entered: None
	REQUEST FOR ISSUANCE OF SUMMONS as to Morgan Stanley & Co. LLC, re: 1 Complaint,,,. Document filed by City of Providence. (Lieberman, Jeremy) (Entered: 09/29/2015)
	Request

20	Filed: 9/29/2015, Entered: None
	REQUEST FOR ISSUANCE OF SUMMONS as to Mizuho Securities USA Inc., re: 1 Complaint,,,. Document filed by City of Providence. (Lieberman, Jeremy) (Entered: 09/29/2015)
	Request

19	Filed: 9/29/2015, Entered: None
	REQUEST FOR ISSUANCE OF SUMMONS as to Merrill Lynch, Pierce, Fenner & Smith Incorporated, re: 1 Complaint,,,. Document filed by City of Providence. (Lieberman, Jeremy) (Entered: 09/29/2015)
	Request

18	Filed: 9/29/2015, Entered: None
	REQUEST FOR ISSUANCE OF SUMMONS as to J.P. Morgan Securities LLC, re: 1 Complaint,,,. Document filed by City of Providence. (Lieberman, Jeremy) (Entered: 09/29/2015)
	Request

17	Filed: 9/29/2015, Entered: None
	REQUEST FOR ISSUANCE OF SUMMONS as to Jefferies LLC, re: 1 Complaint,,,. Document filed by City of Providence. (Lieberman, Jeremy) (Entered: 09/29/2015)
	Request

16	Filed: 9/29/2015, Entered: None
	REQUEST FOR ISSUANCE OF SUMMONS as to HSBC Securities (USA) Inc., re: 1 Complaint,,,. Document filed by City of Providence. (Lieberman, Jeremy) (Entered: 09/29/2015)
	Request

15	Filed: 9/29/2015, Entered: None
	REQUEST FOR ISSUANCE OF SUMMONS as to Goldman, Sachs & Co., re: 1 Complaint,,,. Document filed by City of Providence. (Lieberman, Jeremy) (Entered: 09/29/2015)
	Request

14	Filed: 9/29/2015, Entered: None
	REQUEST FOR ISSUANCE OF SUMMONS as to Deutsche Bank Securities Inc., re: 1 Complaint,,,. Document filed by City of Providence. (Lieberman, Jeremy) (Entered: 09/29/2015)
	Request

13	Filed: 9/29/2015, Entered: None
	REQUEST FOR ISSUANCE OF SUMMONS as to Daiwa Capital Markets America Inc., re: 1 Complaint,,,. Document filed by City of Providence. (Lieberman, Jeremy) (Entered: 09/29/2015)
	Request

12	Filed: 9/29/2015, Entered: None
	REQUEST FOR ISSUANCE OF SUMMONS as to Credit Suisse Securities (USA) LLC, re: 1 Complaint,,,. Document filed by City of Providence. (Lieberman, Jeremy) (Entered: 09/29/2015)
	Request

11	Filed: 9/29/2015, Entered: None
	REQUEST FOR ISSUANCE OF SUMMONS as to Commerz Markets LLC, re: 1 Complaint,,,. Document filed by City of Providence. (Lieberman, Jeremy) (Entered: 09/29/2015)
	Request

10	Filed: 9/29/2015, Entered: None
	REQUEST FOR ISSUANCE OF SUMMONS as to Citigroup Global Markets Inc., re: 1 Complaint,,,. Document filed by City of Providence. (Lieberman, Jeremy) (Entered: 09/29/2015)
	Request

9	Filed: 9/29/2015, Entered: None
	REQUEST FOR ISSUANCE OF SUMMONS as to Cantor Fitzgerald & Co., re: 1 Complaint,,,. Document filed by City of Providence. (Lieberman, Jeremy) (Entered: 09/29/2015)
	Request

8	Filed: 9/29/2015, Entered: None
	REQUEST FOR ISSUANCE OF SUMMONS as to Barclays Capital Inc., re: 1 Complaint,,,. Document filed by City of Providence. (Lieberman, Jeremy) (Entered: 09/29/2015)
	Request

7	Filed: 9/29/2015, Entered: None
	REQUEST FOR ISSUANCE OF SUMMONS as to BNP Paribas Securities Corp., re: 1 Complaint,,,. Document filed by City of Providence. (Lieberman, Jeremy) (Entered: 09/29/2015)
	Request

6	Filed: 9/29/2015, Entered: None
	REQUEST FOR ISSUANCE OF SUMMONS as to BMO Capital Markets Corp., re: 1 Complaint,,,. Document filed by City of Providence. (Lieberman, Jeremy) (Entered: 09/29/2015)
	Request

5	Filed: 9/29/2015, Entered: None
	REQUEST FOR ISSUANCE OF SUMMONS as to Bank of Nova Scotia, New York Agency, re: 1 Complaint,,,. Document filed by City of Providence. (Lieberman, Jeremy) (Entered: 09/29/2015)
	Request

4	Filed: 9/29/2015, Entered: None
	RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by City of Providence.(Lieberman, Jeremy) (Entered: 09/29/2015)
	Request

3	Filed: 9/29/2015, Entered: None
	STATEMENT OF RELATEDNESS re: that this action be filed as related to 15-cv-5794. Document filed by City of Providence.(Lieberman, Jeremy) (Entered: 09/29/2015)
	Request

2	Filed: 9/29/2015, Entered: None
	CIVIL COVER SHEET filed. (Lieberman, Jeremy) (Entered: 09/29/2015)
	Request

1	Filed: 9/29/2015, Entered: None
	COMPLAINT against BMO Capital Markets Corp, BNP Paribas Securities Corp., Bank of Nova Scotia, New York Agency, Barclays Capital Inc., Cantor Fitzgerald & Co., Citigroup Global Markets Inc., Commerz Markets LLC, Credit Suisse Securities (USA) LLC, Daiwa Capital Markets America Inc., Deutsche Bank Securities Inc., Goldman Sachs & Co., HSBC Securities (USA) Inc., J.P. Morgan Securities LLC, Jefferies LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Mizuho Securities USA Inc., Morgan Stanley & Co. LLC, Nomura Securities International, Inc., RBC Capital Markets, LLC, RBS Securities Inc., SG Americas Securities, LLC, TD Securities (USA) LLC, UBS Securities LLC. (Filing Fee $ 400.00, Receipt Number 0208-11447297)Document filed by City of Providence.(Lieberman, Jeremy) (Entered: 09/29/2015)
	Request