Air Conditioning and Refrigeration Industry Retirement Trust v. Bank of Nova Scotia, New York Agency

Federal Civil Lawsuit New York Southern District Court, Case No. 1:15-cv-08287
District Judge Paul G. Gardephe, presiding
Tags No tags have been applied so far. Sign in to add some.
District Judge Paul G. Gardephe
Last Updated December 2, 2018 at 4:24 AM EST (7 years ago) Update UpdateSpaceE-Mail Alert AlertsSpaceJump Jump
Summary

No one has written a summary of this case yet. Sign up or sign in to contribute one.

Parties
No Logo Air Conditioning and Refrigeration Industry Retirement Trust, Plaintiff

Represented by Grant & Eisenhofer PA (NY)

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Peter Anthony Barile, III +1 646 722 8500 +1 646 722 8501 pbarile@gelaw.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Jay W. Eisenhofer +1 646 722 8512 +1 646 722 8501 jeisenhofer@gelaw.com

Represented by Grant & Eisenhofer, PA

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED Robert G. Eisler +1 302 622 7000 +1 302 622 7100 reisler@gelaw.com
v.
No Logo Bank of Nova Scotia, New York Agency, Defendant

Represented by Sullivan & Cromwell LLP

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED John Joseph Hughes, III +1 212 558 4497 +1 212 291 9905 hughesj@sullcrom.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED RICHARD C. PEPPERMAN, II +1 212 558 4000 +1 212 558 3588 peppermanr@sullcrom.com
Barclays Capital Inc. Barclays Capital Inc., Defendant
No Logo Bmo Capital Markets Corp., Defendant
BNP Paribas Securities Corporation BNP Paribas Securities Corporation, Defendant
Officially listed as "BNP Paribas Securities Corp"
Cantor Fitzgerald & Company, Inc. Cantor Fitzgerald & Company, Inc., Defendant
Officially listed as "Cantor Fitzgerald & Co."
Cf Group Management Inc Officer/Director, Cf Group Management Inc
Cantor Fitzgerald, LP Officer/Director, Cantor Fitzgerald, LP
No Logo CIBC World Markets Corp, Defendant
Citigroup Global Markets, Inc. Citigroup Global Markets, Inc., Defendant

Represented by Skadden Arps Slate Meagher & Flom LLP

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED Paul Madison Eckles +1 212 735 2578 +1 917 777 2578 pmeckles@skadden.com
ATTORNEY TO BE NOTICED SHEPARD GOLDFEIN +1 212 735 3610 +1 917 777 3610 shepard.goldfein@skadden.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Jay B. Kasner , +1 212 735 2628 +1 917 777 2628 jkasner@skadden.com
No Logo Commerz Markets LLC, Defendant
Credit Suisse Securities (USA) LLC Credit Suisse Securities (USA) LLC, Defendant
No Logo Daiwa Capital Markets America Inc., Defendant
Deutsche Bank Securities, Inc. Deutsche Bank Securities, Inc., Defendant

Represented by Simpson Thacher & Bartlett LLP

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED Patrick Joseph Campbell +1 212 455 3137 +1 212 455 2502 patrick.campbell@stblaw.com
ATTORNEY TO BE NOTICED David Elbaum +1 212 668 1900 +1 212 668 0315 david.elbaum@stblaw.com
ATTORNEY TO BE NOTICED Jeffrey H. Knox +1 212 455 2502 jeffrey.knox@stblaw.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Thomas C. Rice , +1 212 455 2000 +1 212 455 2502 trice@stblaw.com
ATTORNEY TO BE NOTICED Omari Largos Royter Mason +1 607 342 8752 +1 212 455 2502 omason@stblaw.com
ATTORNEY TO BE NOTICED Shannon Price Torres +1 212 455 2232 +1 212 455 2502 storres@stblaw.com
ATTORNEY TO BE NOTICED David W. Woll +1 212 455 2000 +1 212 455 2502 dwoll@stblaw.com
The Goldman Sachs Group, Inc. The Goldman Sachs Group, Inc., Defendant
Officially listed as "Goldman Sachs & Co."

Represented by Sullivan & Cromwell LLP

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED Stephen Ehrenberg +1 212 558 3269 +1 212 558 3588 ehrenbergs@sullcrom.com
ATTORNEY TO BE NOTICED Jonathan L Shapiro +1 212 558 3410 +1 212 291 9490 shapirojl@sullcrom.com

Represented by Winston & Strawn, LLP

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED Elizabeth P Papez +1 202 282 5678 epapez@winston.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Robert Yale Sperling +1 312 558 7941 +1 312 558 5700 rsperling@winston.com
ATTORNEY TO BE NOTICED Susannah P. Torpey +1 212 294 4690 +1 212 294 4700 STorpey@winston.com

Represented by Yune, Kim Do

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED Penny Shane +1 212 558 4000 +1 212 558 3588 shanep@sullcrom.com
HSBC Securities USA, Inc. HSBC Securities USA, Inc., Defendant
J.P. Morgan Securities LLC J.P. Morgan Securities LLC, Defendant
No Logo Jefferies Llc, Defendant
Officer/Director, Mikohn Gaming Corp
Officer/Director, Jefferies & Co Inc
Officer/Director, Jef Holding Co Inc
Officer/Director, Easterly Acquisition Corp.
Officer/Director, Leucadia National Corp
Officer/Director, Iporussia Inc
Officer/Director, Live Oak Acquisition Corp
No Logo John Doe Defendants Nos. 1-100, Defendant
No Logo John Doe Defendants Nos. 1-100 , Defendant
Merrill Lynch, Pierce, Fenner & Smith, Inc. Merrill Lynch, Pierce, Fenner & Smith, Inc., Defendant
Officer/Director, Cumulus Media Inc.
Officer/Director, Chart Industries, Inc.
Officer/Director, Lodgian, Inc.
Officer/Director, Mlgpe Ltd
Merrill Lynch GP Inc. Officer/Director, Merrill Lynch GP Inc.
Officer/Director, Merrill Lynch & Co Inc
Officer/Director, Merrill Lynch Group, Inc
Hertz Global Holdings Inc Officer/Director, Hertz Global Holdings Inc
Merrill Lynch International Officer/Director, Merrill Lynch International
Officer/Director, Merrill Lynch Trust Co Fsb
Officer/Director, Infospace.com, Inc.
Officer/Director, Fund Asset Management Lp
Officer/Director, New BlackRock, Inc.
Officer/Director, Princeton Administrators Lp
Officer/Director, NATIONSBANK CORP
Bank of America, NA Officer/Director, Bank of America, NA
Officer/Director, Blue Ridge Investments, LLC
Officer/Director, Gabelli Utility Fund
Officer/Director, Pimco High Income Fund
Officer/Director, Koll Real Estate Group Inc
Officer/Director, Uslife Income Fund Inc
Officer/Director, Muniholdings Fund Inc
Officer/Director, Munienhanced Fund Inc
Officer/Director, Muniyield Quality Fund Inc
Officer/Director, Munivest Fund II Inc
No Logo Mizuho Securities Usa Inc., Defendant
Morgan Stanley & Company LLC Morgan Stanley & Company LLC, Defendant
Officially listed as "Morgan Stanley & Co. LLC"

Represented by Paul, Weiss, Rifkind, Wharton & Garrison, LLP

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Susanna Michele Buergel +1 212 373 3553 +1 212 492 0553 sbuergel@paulweiss.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Kenneth Anthony Gallo +1 202 223 7356 +1 202 223 7456 kgallo@paulweiss.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Brad Scott Karp +1 212 373 2384 +1 212 373 2384 bkarp@paulweiss.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Richard A. Rosen +1 212 373 3305 +1 212 373 2359 rrosen@paulweiss.com
No Logo Nomura Securities International, Inc., Defendant
Officer/Director, Nomura Holdings, Inc.
RBC Capital Markets, LLC RBC Capital Markets, LLC, Defendant
No Logo Rbs Securities, Inc., Defendant

Represented by Davis Polk & Wardwell, LLP

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED Greg Donald Andres +1 212 450 4724 +1 212 450 5724 greg.andres@davispolk.com
ATTORNEY TO BE NOTICED Joel Murray Cohen +1 212 450 4935 +1 212 701 5592 jmcohen@dpw.com
ATTORNEY TO BE NOTICED Melissa Carrie King +1 212 450 3004 +1 212 701 6004 melissa.king@davispolk.com
SG Americas Securities, LLC SG Americas Securities, LLC, Defendant

Represented by Allen & Overy, LLP

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED David C. Esseks +1 212 610 6399 david.esseks@allenovery.com
ATTORNEY TO BE NOTICED TODD STEVEN FISHMAN +1 212 610 6300 +1 212 610 6399 todd.fishman@newyork.allenovery.com
No Logo Td Securities (usa) Llc, Defendant
UBS Securities LLC UBS Securities LLC, Defendant
Attributes
Citation Section 15 U.S.C. § 15
Nature of Suit 410 - Anti-Trust
Timeline
  Entries (95) Tab Overlap Calendar Events Tab Overlap Related (0) Tab Overlap Tools Right End
Save 25% on a pre-paid one year subscription.
Legal Document (Payment Possibly Required) 168 Filed: 8/1/2018, Entered: None Notice of Appearance
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 167 Filed: 8/1/2018, Entered: None Notice of Appearance
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 166 Filed: 7/2/2018, Entered: None Memo Endorsement
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 165 Filed: 5/31/2018, Entered: None Order on Motion to withdraw as attorney
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 91 Filed: 10/29/2015, Entered: None Court Filing
ORDER ON MOTION TO ADMIT COUNSEL PRO HAC VICE granting 71 Motion for Elizabeth P. Papez to Appear Pro Hac Vice. (Signed by Judge Paul G. Gardephe on 10/29/2015) (kko) (Entered: 10/29/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 90 Filed: 10/29/2015, Entered: None Court Filing
ORDER ON MOTION TO ADMIT COUNSEL PRO HAC VICE granting 70 Motion for Robert Y. Sperling to Appear Pro Hac Vice. (Signed by Judge Paul G. Gardephe on 10/29/2015) (kko) (Entered: 10/29/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 89 Filed: 10/28/2015, Entered: None
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent The Royal Bank of Scotland Group PLC for RBS Securities Inc.. Document filed by RBS Securities Inc..(Cohen, Joel) (Entered: 10/28/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 88 Filed: 10/28/2015, Entered: None
NOTICE OF APPEARANCE by Melissa Carrie King on behalf of RBS Securities Inc.. (King, Melissa) (Entered: 10/28/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 87 Filed: 10/28/2015, Entered: None
NOTICE OF APPEARANCE by Greg Donald Andres on behalf of RBS Securities Inc.. (Andres, Greg) (Entered: 10/28/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 86 Filed: 10/28/2015, Entered: None
NOTICE OF APPEARANCE by Joel Murray Cohen on behalf of RBS Securities Inc.. (Cohen, Joel) (Entered: 10/28/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 85 Filed: 10/28/2015, Entered: None
NOTICE OF APPEARANCE by Todd Steven Fishman on behalf of SG Americas Securities LLC. (Fishman, Todd) (Entered: 10/28/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 84 Filed: 10/28/2015, Entered: None
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Societe Generale for SG Americas Securities LLC. Document filed by SG Americas Securities LLC.(Esseks, David) (Entered: 10/28/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 83 Filed: 10/28/2015, Entered: None
NOTICE OF APPEARANCE by David C. Esseks on behalf of SG Americas Securities LLC. (Esseks, David) (Entered: 10/28/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 82 Filed: 10/28/2015, Entered: None Court Filing
LETTER addressed to Judge Paul G. Gardephe from Robert Y. Sperling dated 10/28/2015 re: on behalf of all Defendants concerning the 9/3/2015 consolidation Order and Court's 10/21/2015 request for parties' positions as to consolidation. Document filed by Goldman Sachs & Co..(Sperling, Robert) (Entered: 10/28/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 81 Filed: 10/28/2015, Entered: None
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Morgan Stanley Capital Management, LLC, Corporate Parent Morgan Stanley Domestic Holdings, Inc., Corporate Parent Morgan Stanley, Other Affiliate Mitsubishi UFJ Financial Group, Inc., 7-1 Marunouchi 2-chrome, Chiyoda-ku, Tokyo 100-8330 for Morgan Stanley & Co. LLC. Document filed by Morgan Stanley & Co. LLC.(Karp, Brad) (Entered: 10/28/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 80 Filed: 10/28/2015, Entered: None
NOTICE OF APPEARANCE by Susanna Michele Buergel on behalf of Morgan Stanley & Co. LLC. (Buergel, Susanna) (Entered: 10/28/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 79 Filed: 10/28/2015, Entered: None
NOTICE OF APPEARANCE by Richard A. Rosen on behalf of Morgan Stanley & Co. LLC. (Rosen, Richard) (Entered: 10/28/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 78 Filed: 10/28/2015, Entered: None
NOTICE OF APPEARANCE by Kenneth Anthony Gallo on behalf of Morgan Stanley & Co. LLC. (Gallo, Kenneth) (Entered: 10/28/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 77 Filed: 10/28/2015, Entered: None
NOTICE OF APPEARANCE by Brad Scott Karp on behalf of Morgan Stanley & Co. LLC. (Karp, Brad) (Entered: 10/28/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 76 Filed: 10/27/2015, Entered: None
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent The Goldman Sachs Group, Inc. for Goldman Sachs & Co.. Document filed by Goldman Sachs & Co..(Shane, Penny) (Entered: 10/27/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 75 Filed: 10/27/2015, Entered: None
NOTICE OF APPEARANCE by Jonathan Lucas Shapiro on behalf of Goldman Sachs & Co.. (Shapiro, Jonathan) (Entered: 10/27/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 74 Filed: 10/27/2015, Entered: None
NOTICE OF APPEARANCE by Stephen Ehrenberg on behalf of Goldman Sachs & Co.. (Ehrenberg, Stephen) (Entered: 10/27/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 73 Filed: 10/27/2015, Entered: None
NOTICE OF APPEARANCE by Penny Shane on behalf of Goldman Sachs & Co.. (Shane, Penny) (Entered: 10/27/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 72 Filed: 10/27/2015, Entered: None
NOTICE OF APPEARANCE by Susannah Providence Torpey on behalf of Goldman Sachs & Co.. (Torpey, Susannah) (Entered: 10/27/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 71 Filed: 10/27/2015, Entered: None
MOTION for Elizabeth P. Papez to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-11557114. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Goldman Sachs & Co.. (Attachments: # 1 Exhibit A - Certificates of Good Standing, # 2 Text of Proposed Order)(Papez, Elizabeth) (Entered: 10/27/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 70 Filed: 10/27/2015, Entered: None
MOTION for Robert Y. Sperling to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-11557014. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Goldman Sachs & Co.. (Attachments: # 1 Exhibit A - Certificate of Good Standing, # 2 Text of Proposed Order)(Sperling, Robert) (Entered: 10/27/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 69 Filed: 10/27/2015, Entered: None
NOTICE OF APPEARANCE by Patrick Joseph Campbell on behalf of Deutsche Bank Securities Inc.. (Campbell, Patrick) (Entered: 10/27/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 68 Filed: 10/27/2015, Entered: None
NOTICE OF APPEARANCE by Omari Largos Royter Mason on behalf of Deutsche Bank Securities Inc.. (Mason, Omari) (Entered: 10/27/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 67 Filed: 10/27/2015, Entered: None
NOTICE OF APPEARANCE by Shannon Price Torres on behalf of Deutsche Bank Securities Inc.. (Torres, Shannon) (Entered: 10/27/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 66 Filed: 10/27/2015, Entered: None
NOTICE OF APPEARANCE by David Elbaum on behalf of Deutsche Bank Securities Inc.. (Elbaum, David) (Entered: 10/27/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 65 Filed: 10/27/2015, Entered: None
NOTICE OF APPEARANCE by Jeffrey H. Knox on behalf of Deutsche Bank Securities Inc.. (Knox, Jeffrey) (Entered: 10/27/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 64 Filed: 10/27/2015, Entered: None
NOTICE OF APPEARANCE by David J. Woll on behalf of Deutsche Bank Securities Inc.. (Woll, David) (Entered: 10/27/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 63 Filed: 10/27/2015, Entered: None
NOTICE OF APPEARANCE by Thomas C. Rice on behalf of Deutsche Bank Securities Inc.. (Rice, Thomas) (Entered: 10/27/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 62 Filed: 10/27/2015, Entered: None
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent DB US Financial Markets Holding Corporation, Corporate Parent DB USA Corporation, Corporate Parent Deutsche Bank AG for Deutsche Bank Securities Inc.. Document filed by Deutsche Bank Securities Inc..(Rice, Thomas) (Entered: 10/27/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 61 Filed: 10/23/2015, Entered: None
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Other Affiliate The Bank of Nova Scotia for Bank of Nova Scotia, New York Agency. Document filed by Bank of Nova Scotia, New York Agency.(Pepperman, Richard) (Entered: 10/23/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 60 Filed: 10/23/2015, Entered: None
NOTICE OF APPEARANCE by John Joseph Hughes, III on behalf of Bank of Nova Scotia, New York Agency. (Hughes, John) (Entered: 10/23/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 59 Filed: 10/23/2015, Entered: None
NOTICE OF APPEARANCE by Richard C. Pepperman, II on behalf of Bank of Nova Scotia, New York Agency. (Pepperman, Richard) (Entered: 10/23/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 58 Filed: 10/23/2015, Entered: None
NOTICE OF APPEARANCE by Paul Madison Eckles on behalf of Citigroup Global Markets Inc.. (Eckles, Paul) (Entered: 10/23/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 57 Filed: 10/23/2015, Entered: None
NOTICE OF APPEARANCE by Shepard Goldfein on behalf of Citigroup Global Markets Inc.. (Goldfein, Shepard) (Entered: 10/23/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 56 Filed: 10/23/2015, Entered: None
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Citigroup Inc., Other Affiliate Citigroup Global Markets Holdings Inc., Other Affiliate Citigroup Financial Products, Inc. for Citigroup Global Markets Inc.. Document filed by Citigroup Global Markets Inc..(Kasner, Jay) (Entered: 10/23/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 55 Filed: 10/23/2015, Entered: None
NOTICE OF APPEARANCE by Jay B. Kasner on behalf of Citigroup Global Markets Inc.. (Kasner, Jay) (Entered: 10/23/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 54 Filed: 10/22/2015, Entered: None
ELECTRONIC SUMMONS ISSUED as to UBS Securities LLC. (dgo) (Entered: 10/22/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 53 Filed: 10/22/2015, Entered: None
ELECTRONIC SUMMONS ISSUED as to TD Securities (USA) LLC. (dgo) (Entered: 10/22/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 52 Filed: 10/22/2015, Entered: None
ELECTRONIC SUMMONS ISSUED as to SG Americas Securities LLC. (dgo) (Entered: 10/22/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 51 Filed: 10/22/2015, Entered: None
ELECTRONIC SUMMONS ISSUED as to RBS Securities Inc.. (dgo) (Entered: 10/22/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 50 Filed: 10/22/2015, Entered: None
ELECTRONIC SUMMONS ISSUED as to RBC Capital Markets, LLC. (dgo) (Entered: 10/22/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 49 Filed: 10/22/2015, Entered: None
ELECTRONIC SUMMONS ISSUED as to Nomura Securities International Inc.. (dgo) (Entered: 10/22/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 48 Filed: 10/22/2015, Entered: None
ELECTRONIC SUMMONS ISSUED as to Morgan Stanley & Co. LLC. (dgo) (Entered: 10/22/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 47 Filed: 10/22/2015, Entered: None
ELECTRONIC SUMMONS ISSUED as to Mizuho Securities USA, Inc.. (dgo) (Entered: 10/22/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 46 Filed: 10/22/2015, Entered: None
ELECTRONIC SUMMONS ISSUED as to Merrill Lynch, Pierce, Fenner & Smith, Inc.. (dgo) (Entered: 10/22/2015)
Request RequestSpace LREF
Save 25% on a pre-paid one year subscription.
Legal Document (Payment Possibly Required) 45 Filed: 10/22/2015, Entered: None
ELECTRONIC SUMMONS ISSUED as to Jefferies LLC. (dgo) (Entered: 10/22/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 44 Filed: 10/22/2015, Entered: None
ELECTRONIC SUMMONS ISSUED as to J.P. Morgan Securities LLC. (dgo) (Entered: 10/22/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 43 Filed: 10/22/2015, Entered: None
ELECTRONIC SUMMONS ISSUED as to HSBC Securities (USA) Inc.. (dgo) (Entered: 10/22/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 42 Filed: 10/22/2015, Entered: None
ELECTRONIC SUMMONS ISSUED as to Goldman Sachs & Co.. (dgo) (Entered: 10/22/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 41 Filed: 10/22/2015, Entered: None
ELECTRONIC SUMMONS ISSUED as to Deutsche Bank Securities Inc.. (dgo) (Entered: 10/22/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 40 Filed: 10/22/2015, Entered: None
ELECTRONIC SUMMONS ISSUED as to Daiwa Capital Markets America Inc.. (dgo) (Entered: 10/22/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 39 Filed: 10/22/2015, Entered: None
ELECTRONIC SUMMONS ISSUED as to Credit Suisse Securities (USA) LLC. (dgo) (Entered: 10/22/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 38 Filed: 10/22/2015, Entered: None
ELECTRONIC SUMMONS ISSUED as to Citigroup Global Markets Inc.. (dgo) (Entered: 10/22/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 37 Filed: 10/22/2015, Entered: None
ELECTRONIC SUMMONS ISSUED as to CIBC World Markets Corp. (dgo) (Entered: 10/22/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 36 Filed: 10/22/2015, Entered: None
ELECTRONIC SUMMONS ISSUED as to Cantor Fitzgerald & Co.. (dgo) (Entered: 10/22/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 35 Filed: 10/22/2015, Entered: None
ELECTRONIC SUMMONS ISSUED as to BNP Paribas Securities Corp. (dgo) (Entered: 10/22/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 34 Filed: 10/22/2015, Entered: None
ELECTRONIC SUMMONS ISSUED as to BMO Capital Markets Corp. (dgo) (Entered: 10/22/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 33 Filed: 10/22/2015, Entered: None
ELECTRONIC SUMMONS ISSUED as to Barclays Capital Inc.. (dgo) (Entered: 10/22/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 32 Filed: 10/22/2015, Entered: None
ELECTRONIC SUMMONS ISSUED as to Bank of Nova Scotia, New York Agency. (dgo) (Entered: 10/22/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 31 Filed: 10/22/2015, Entered: None
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Air Conditioning and Refrigeration Industry Retirement Trust.(Eisler, Robert) (Entered: 10/22/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 30 Filed: 10/22/2015, Entered: None
NOTICE OF APPEARANCE by Jay W. Eisenhofer on behalf of Air Conditioning and Refrigeration Industry Retirement Trust. (Eisenhofer, Jay) (Entered: 10/22/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 29 Filed: 10/22/2015, Entered: None
NOTICE OF APPEARANCE by Peter Anthony Barile, III on behalf of Air Conditioning and Refrigeration Industry Retirement Trust. (Barile, Peter) (Entered: 10/22/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 28 Filed: 10/22/2015, Entered: None
COMPLAINT against BMO Capital Markets Corp, BNP Paribas Securities Corp, Bank of Nova Scotia, New York Agency, Barclays Capital Inc., CIBC World Markets Corp, Cantor Fitzgerald & Co., Citigroup Global Markets Inc., Commerz Markets LLC, Credit Suisse Securities (USA) LLC, Daiwa Capital Markets America Inc., Deutsche Bank Securities Inc., Goldman Sachs & Co., HSBC Securities (USA) Inc., J.P. Morgan Securities LLC, Jefferies LLC, John Doe Defendants Nos. 1-100, Merrill Lynch, Pierce, Fenner & Smith, Inc., Mizuho Securities USA, Inc., Morgan Stanley & Co. LLC, Nomura Securities International Inc., RBC Capital Markets, LLC, RBS Securities Inc., SG Americas Securities LLC, TD Securities (USA) LLC, UBS Securities LLC. Document filed by Air Conditioning and Refrigeration Industry Retirement Trust.(Eisler, Robert) (Entered: 10/22/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 27 Filed: 10/21/2015, Entered: None
REQUEST FOR ISSUANCE OF SUMMONS as to UBS Securities LLC, re: 1 Complaint,,,. Document filed by Air Conditioning and Refrigeration Industry Retirement Trust. (Eisler, Robert) (Entered: 10/21/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 26 Filed: 10/21/2015, Entered: None
REQUEST FOR ISSUANCE OF SUMMONS as to TD Securities (USA) LLC, re: 1 Complaint,,,. Document filed by Air Conditioning and Refrigeration Industry Retirement Trust. (Eisler, Robert) (Entered: 10/21/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 25 Filed: 10/21/2015, Entered: None
REQUEST FOR ISSUANCE OF SUMMONS as to SG Americas Securities, LLC, re: 1 Complaint,,,. Document filed by Air Conditioning and Refrigeration Industry Retirement Trust. (Eisler, Robert) (Entered: 10/21/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 24 Filed: 10/21/2015, Entered: None
REQUEST FOR ISSUANCE OF SUMMONS as to RBS Securities Inc., re: 1 Complaint,,,. Document filed by Air Conditioning and Refrigeration Industry Retirement Trust. (Eisler, Robert) (Entered: 10/21/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 23 Filed: 10/21/2015, Entered: None
REQUEST FOR ISSUANCE OF SUMMONS as to RBC Capital Markets, LLC, re: 1 Complaint,,,. Document filed by Air Conditioning and Refrigeration Industry Retirement Trust. (Eisler, Robert) (Entered: 10/21/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 22 Filed: 10/21/2015, Entered: None
REQUEST FOR ISSUANCE OF SUMMONS as to Nomura Securities International, Inc., re: 1 Complaint,,,. Document filed by Air Conditioning and Refrigeration Industry Retirement Trust. (Eisler, Robert) (Entered: 10/21/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 21 Filed: 10/21/2015, Entered: None
REQUEST FOR ISSUANCE OF SUMMONS as to Morgan Stanley & Co. LLC, re: 1 Complaint,,,. Document filed by Air Conditioning and Refrigeration Industry Retirement Trust. (Eisler, Robert) (Entered: 10/21/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 20 Filed: 10/21/2015, Entered: None
REQUEST FOR ISSUANCE OF SUMMONS as to Mizuho Securities USA Inc., re: 1 Complaint,,,. Document filed by Air Conditioning and Refrigeration Industry Retirement Trust. (Eisler, Robert) (Entered: 10/21/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 19 Filed: 10/21/2015, Entered: None
REQUEST FOR ISSUANCE OF SUMMONS as to Merrill Lynch, Pierce, Fenner & Smith Inc., re: 1 Complaint,,,. Document filed by Air Conditioning and Refrigeration Industry Retirement Trust. (Eisler, Robert) (Entered: 10/21/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 18 Filed: 10/21/2015, Entered: None
REQUEST FOR ISSUANCE OF SUMMONS as to J.P. Morgan Securities LLC, re: 1 Complaint,,,. Document filed by Air Conditioning and Refrigeration Industry Retirement Trust. (Eisler, Robert) (Entered: 10/21/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 17 Filed: 10/21/2015, Entered: None
REQUEST FOR ISSUANCE OF SUMMONS as to Jefferies LLC, re: 1 Complaint,,,. Document filed by Air Conditioning and Refrigeration Industry Retirement Trust. (Eisler, Robert) (Entered: 10/21/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 16 Filed: 10/21/2015, Entered: None
REQUEST FOR ISSUANCE OF SUMMONS as to HSBC Securities (USA) Inc., re: 1 Complaint,,,. Document filed by Air Conditioning and Refrigeration Industry Retirement Trust. (Eisler, Robert) (Entered: 10/21/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 15 Filed: 10/21/2015, Entered: None
REQUEST FOR ISSUANCE OF SUMMONS as to Goldman, Sachs & Co., re: 1 Complaint,,,. Document filed by Air Conditioning and Refrigeration Industry Retirement Trust. (Eisler, Robert) (Entered: 10/21/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 14 Filed: 10/21/2015, Entered: None
REQUEST FOR ISSUANCE OF SUMMONS as to Deutsche Bank Securities Inc., re: 1 Complaint,,,. Document filed by Air Conditioning and Refrigeration Industry Retirement Trust. (Eisler, Robert) (Entered: 10/21/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 13 Filed: 10/21/2015, Entered: None
REQUEST FOR ISSUANCE OF SUMMONS as to Daiwa Capital Markets America Inc., re: 1 Complaint,,,. Document filed by Air Conditioning and Refrigeration Industry Retirement Trust. (Eisler, Robert) (Entered: 10/21/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 12 Filed: 10/21/2015, Entered: None
REQUEST FOR ISSUANCE OF SUMMONS as to Credit Suisse Securities (USA) LLC, re: 1 Complaint,,,. Document filed by Air Conditioning and Refrigeration Industry Retirement Trust. (Eisler, Robert) (Entered: 10/21/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 11 Filed: 10/21/2015, Entered: None
REQUEST FOR ISSUANCE OF SUMMONS as to Commerz Markets LLC, re: 1 Complaint,,,. Document filed by Air Conditioning and Refrigeration Industry Retirement Trust. (Eisler, Robert) (Entered: 10/21/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 10 Filed: 10/21/2015, Entered: None
REQUEST FOR ISSUANCE OF SUMMONS as to Citigroup Global Markets Inc., re: 1 Complaint,,,. Document filed by Air Conditioning and Refrigeration Industry Retirement Trust. (Eisler, Robert) (Entered: 10/21/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 9 Filed: 10/21/2015, Entered: None
REQUEST FOR ISSUANCE OF SUMMONS as to CIBC World Markets Corp., re: 1 Complaint,,,. Document filed by Air Conditioning and Refrigeration Industry Retirement Trust. (Eisler, Robert) (Entered: 10/21/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 8 Filed: 10/21/2015, Entered: None
REQUEST FOR ISSUANCE OF SUMMONS as to Cantor Fitzgerald & Co., re: 1 Complaint,,,. Document filed by Air Conditioning and Refrigeration Industry Retirement Trust. (Eisler, Robert) (Entered: 10/21/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 7 Filed: 10/21/2015, Entered: None
REQUEST FOR ISSUANCE OF SUMMONS as to BNP Paribas Securities Corp., re: 1 Complaint,,,. Document filed by Air Conditioning and Refrigeration Industry Retirement Trust. (Eisler, Robert) (Entered: 10/21/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 6 Filed: 10/21/2015, Entered: None
REQUEST FOR ISSUANCE OF SUMMONS as to BMO Capital Markets Corp., re: 1 Complaint,,,. Document filed by Air Conditioning and Refrigeration Industry Retirement Trust. (Eisler, Robert) (Entered: 10/21/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 5 Filed: 10/21/2015, Entered: None
REQUEST FOR ISSUANCE OF SUMMONS as to Barclays Capital Inc., re: 1 Complaint,,,. Document filed by Air Conditioning and Refrigeration Industry Retirement Trust. (Eisler, Robert) (Entered: 10/21/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 4 Filed: 10/21/2015, Entered: None
REQUEST FOR ISSUANCE OF SUMMONS as to Bank of Nova Scotia, New York Agency, re: 1 Complaint,,,. Document filed by Air Conditioning and Refrigeration Industry Retirement Trust. (Eisler, Robert) (Entered: 10/21/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 3 Filed: 10/21/2015, Entered: None
STATEMENT OF RELATEDNESS re: that this action be filed as related to 1:15-cv-5794 (PGG). Document filed by Air Conditioning and Refrigeration Industry Retirement Trust.(Eisler, Robert) (Entered: 10/21/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 2 Filed: 10/21/2015, Entered: None
CIVIL COVER SHEET filed. (Eisler, Robert) (Entered: 10/21/2015)
Request RequestSpace LREF
Legal Document (Payment Possibly Required) 1 Filed: 10/21/2015, Entered: None
FILING ERROR - DEFICIENT PLEADING - SIGNATURE ERROR - COMPLAINT against BMO Capital Markets Corp, BNP Paribas Securities Corp, Bank of Nova Scotia, New York Agency, Barclays Capital Inc., CIBC World Markets Corp, Cantor Fitzgerald & Co., Citigroup Global Markets Inc., Commerz Markets LLC, Credit Suisse Securities (USA) LLC, Daiwa Capital Markets America Inc., Deutsche Bank Securities Inc., Goldman Sachs & Co., HSBC Securities (USA) Inc., J.P. Morgan Securities LLC, Jefferies LLC, John Doe Defendants Nos. 1-100, Merrill Lynch, Pierce, Fenner & Smith, Inc., Mizuho Securities USA, Inc., Morgan Stanley & Co. LLC, Nomura Securities International Inc., RBC Capital Markets, LLC, RBS Securities Inc., SG Americas Securities LLC, TD Securities (USA) LLC, UBS Securities LLC. (Filing Fee $ 400.00, Receipt Number 0208-11532915)Document filed by Air Conditioning and Refrigeration Industry Retirement Trust.(Eisler, Robert) Modified on 10/22/2015 (dgo). (Entered: 10/21/2015)
Request RequestSpace LREF

Statistics

This case has been viewed 243 times.

Space
Issues Laws Cases Pro Articles Firms Entities
Issues Laws Cases Pro Articles Firms Entities
 
PlainSite
Sign Up
Need Password Help?