Oklahoma Police Pension and Retirement System v. Bank of Nova Scotia, New York Agency et al :: New York Southern District Court :: Federal Civil Lawsuit No. 1:15-cv-08149, Judge Paul G. Gardephe presiding

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144	Filed: 5/1/2021, Entered: None	Rule 7.1 Corporate Disclosure Statement

	Request

142	Filed: 4/8/2021, Entered: None	Rule 7.1 Corporate Disclosure Statement

	Request

96	Filed: 12/3/2015, Entered: None
	SUMMONS RETURNED EXECUTED. Goldman Sachs & Co. served on 10/27/2015, answer due 11/17/2015. Service was accepted by Joanne Cook Vice President. Document filed by Oklahoma Police Pension and Retirement System. (Martin, Scott) (Entered: 12/03/2015)
	Request

95	Filed: 12/3/2015, Entered: None
	SUMMONS RETURNED EXECUTED. Daiwa Capital Markets America Inc. served on 10/27/2015, answer due 11/17/2015. Service was accepted by Joshua D. Goodman Executive DIrector. Document filed by Oklahoma Police Pension and Retirement System. (Martin, Scott) (Entered: 12/03/2015)
	Request

94	Filed: 12/3/2015, Entered: None
	SUMMONS RETURNED EXECUTED. HSBC Securities (USA) Inc. served on 10/26/2015, answer due 11/16/2015. Service was accepted by Mara Velasco Registered Agent. Document filed by Oklahoma Police Pension and Retirement System. (Martin, Scott) (Entered: 12/03/2015)
	Request

93	Filed: 12/3/2015, Entered: None
	SUMMONS RETURNED EXECUTED. Deutsche Bank Securities Inc. served on 10/26/2015, answer due 11/16/2015. Service was accepted by Mara Velasco Registered Agent. Document filed by Oklahoma Police Pension and Retirement System. (Martin, Scott) (Entered: 12/03/2015)
	Request

92	Filed: 12/3/2015, Entered: None
	SUMMONS RETURNED EXECUTED. TD Securities (USA) LLC served on 10/21/2015, answer due 11/12/2015. Service was accepted by Suzanne Franco Vice President Legal Department. Document filed by Oklahoma Police Pension and Retirement System. (Martin, Scott) (Entered: 12/03/2015)
	Request

91	Filed: 12/3/2015, Entered: None
	SUMMONS RETURNED EXECUTED. SG Americas Securities, LLC served on 11/4/2015, answer due 11/25/2015. Service was accepted by Sattie Jairam Registered Agent. Document filed by Oklahoma Police Pension and Retirement System. (Martin, Scott) (Entered: 12/03/2015)
	Request

90	Filed: 12/3/2015, Entered: None
	SUMMONS RETURNED EXECUTED. Nomura Securites International, Inc. served on 10/21/2015, answer due 11/12/2015. Service was accepted by Mary Anne Byrnes Vice President Legal Dept. Document filed by Oklahoma Police Pension and Retirement System. (Martin, Scott) (Entered: 12/03/2015)
	Request

89	Filed: 12/3/2015, Entered: None
	SUMMONS RETURNED EXECUTED. Morgan Stanley & Co. LLC served on 10/21/2015, answer due 11/12/2015. Service was accepted by Andrea Abrahams Vice President. Document filed by Oklahoma Police Pension and Retirement System. (Martin, Scott) (Entered: 12/03/2015)
	Request

88	Filed: 12/3/2015, Entered: None
	SUMMONS RETURNED EXECUTED. Mizuho Securities USA Inc. served on 10/21/2015, answer due 11/12/2015. Service was accepted by Robert Cordell Executive Director. Document filed by Oklahoma Police Pension and Retirement System. (Martin, Scott) (Entered: 12/03/2015)
	Request

87	Filed: 12/3/2015, Entered: None
	SUMMONS RETURNED EXECUTED. Merrill Lynch, Pierce, Fenner & Smith Inc. served on 10/21/2015, answer due 11/12/2015. Service was accepted by Audra Bernard Senior Legal Administrator. Document filed by Oklahoma Police Pension and Retirement System. (Martin, Scott) (Entered: 12/03/2015)
	Request

86	Filed: 12/3/2015, Entered: None
	SUMMONS RETURNED EXECUTED. Citigroup Global Markets Inc. served on 10/26/2015, answer due 11/16/2015. Service was accepted by Fern Strauss Managing Paralegal. Document filed by Oklahoma Police Pension and Retirement System. (Martin, Scott) (Entered: 12/03/2015)
	Request

85	Filed: 12/3/2015, Entered: None
	SUMMONS RETURNED EXECUTED. Commerz Markets LLC served on 10/26/2015, answer due 11/16/2015. Service was accepted by Mara Velasco Registered Agent. Document filed by Oklahoma Police Pension and Retirement System. (Martin, Scott) (Entered: 12/03/2015)
	Request

84	Filed: 12/3/2015, Entered: None
	SUMMONS RETURNED EXECUTED. Bank of Nova Scotia, New York Agency served on 10/26/2015, answer due 11/16/2015. Service was accepted by Richard Agate Director. Document filed by Oklahoma Police Pension and Retirement System. (Martin, Scott) (Entered: 12/03/2015)
	Request

83	Filed: 12/3/2015, Entered: None
	SUMMONS RETURNED EXECUTED. Goldman Sachs & Co. served on 10/20/2015, answer due 11/10/2015. Service was accepted by Joanne Cook Vice President. Document filed by Oklahoma Police Pension and Retirement System. (Martin, Scott) (Entered: 12/03/2015)
	Request

82	Filed: 12/3/2015, Entered: None
	SUMMONS RETURNED EXECUTED. Daiwa Capital Markets America Inc. served on 10/20/2015, answer due 11/10/2015. Service was accepted by Joshua D. Goodman Executive Director. Document filed by Oklahoma Police Pension and Retirement System. (Martin, Scott) (Entered: 12/03/2015)
	Request

81	Filed: 11/17/2015, Entered: None
	NOTICE OF APPEARANCE by Edward Nathaniel Moss on behalf of TD Securities (USA) LLC. (Moss, Edward) (Entered: 11/17/2015)
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80	Filed: 11/17/2015, Entered: None
	RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent TD Holdings II Inc., Other Affiliate The Toronto-Dominion Bank, Other Affiliate Toronto Dominion Holdings (U.S.A.), Inc. for TD Securities (USA) LLC. Document filed by TD Securities (USA) LLC.(Miller, Pamela) (Entered: 11/17/2015)
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79	Filed: 11/17/2015, Entered: None
	NOTICE OF APPEARANCE by Pamela Addison Miller on behalf of TD Securities (USA) LLC. (Miller, Pamela) (Entered: 11/17/2015)
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78	Filed: 11/13/2015, Entered: None
	RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Limestone Merger Sub LLC, Corporate Parent Leucadia National Corporation for Jefferies LLC. Document filed by Jefferies LLC.(Schacter, Kenneth) (Entered: 11/13/2015)
	Request

77	Filed: 11/13/2015, Entered: None
	NOTICE OF APPEARANCE by Kenneth Ian Schacter on behalf of Jefferies LLC. (Schacter, Kenneth) (Entered: 11/13/2015)
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76	Filed: 11/12/2015, Entered: None
	STIPULATION SETTING TIME FOR DEFENDANTS TO ANSWER, MOVE, OR OTHERWISE RESPOND TO THE COMPLAINT AND FOR THE PARTIES TO PROPOSE CERTAIN CASE MANAGEMENT DATES: IT IS HEREBY STIPULATED AND AGREED: Defendants' time to answer, move or otherwise respond to the complaint is hereby suspended until such time as the United States District Court for the Southern District of New York or any other court to which the case is assigned enters an order coordinating or consolidating the foregoing cases and any Related Actions, provided that: upon resolution of proceedings concerning coordination or consolidation of the foregoing cases and any Related Actions, the parties shall confer in good faith regarding a proposed schedule for filing and responding to any consolidated complaint. If Defendants' time to answer, move, or otherwise respond to a complaint in any Related Action or other pending action is not similarly suspended pending the coordination or consolidation proceedings, the parties shall meet and confer in good faith concerning the schedule in this action, with each side preserving all rights to apply to this Court or any other Court of competent jurisdiction for appropriate relief. (As further set forth in this Order.) (Signed by Judge Paul G. Gardephe on 11/12/2015) (kgo) (Entered: 11/12/2015)
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75	Filed: 11/6/2015, Entered: None
	NOTICE OF APPEARANCE by Sophie-Charlotte Rohnke on behalf of RBC Capital Markets, LLC. (Rohnke, Sophie-Charlotte) (Entered: 11/06/2015)
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74	Filed: 11/6/2015, Entered: None
	NOTICE OF APPEARANCE by Leah Friedman on behalf of RBC Capital Markets, LLC. (Friedman, Leah) (Entered: 11/06/2015)
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73	Filed: 11/6/2015, Entered: None
	RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Royal Bank of Canada for RBC Capital Markets, LLC. Document filed by RBC Capital Markets, LLC.(Fishman, Marshall) (Entered: 11/06/2015)
	Request

72	Filed: 11/6/2015, Entered: None
	NOTICE OF APPEARANCE by Marshall Howard Fishman on behalf of RBC Capital Markets, LLC. (Fishman, Marshall) (Entered: 11/06/2015)
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71	Filed: 11/6/2015, Entered: None
	RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent The Royal Bank of Scotland Group PLC for RBS Securities Inc.. Document filed by RBS Securities Inc..(Cohen, Joel) (Entered: 11/06/2015)
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70	Filed: 11/6/2015, Entered: None
	NOTICE OF APPEARANCE by Melissa Carrie King on behalf of RBS Securities Inc.. (King, Melissa) (Entered: 11/06/2015)
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69	Filed: 11/6/2015, Entered: None
	NOTICE OF APPEARANCE by Greg Donald Andres on behalf of RBS Securities Inc.. (Andres, Greg) (Entered: 11/06/2015)
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68	Filed: 11/6/2015, Entered: None
	NOTICE OF APPEARANCE by Joel Murray Cohen on behalf of RBS Securities Inc.. (Cohen, Joel) (Entered: 11/06/2015)
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67	Filed: 11/6/2015, Entered: None
	NOTICE OF APPEARANCE by Todd Steven Fishman on behalf of SG Americas Securities, LLC. (Fishman, Todd) (Entered: 11/06/2015)
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66	Filed: 11/6/2015, Entered: None
	RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Societe Generale for SG Americas Securities, LLC. Document filed by SG Americas Securities, LLC.(Esseks, David) (Entered: 11/06/2015)
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65	Filed: 11/6/2015, Entered: None
	NOTICE OF APPEARANCE by David C. Esseks on behalf of SG Americas Securities, LLC. (Esseks, David) (Entered: 11/06/2015)
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64	Filed: 11/5/2015, Entered: None
	SUMMONS RETURNED EXECUTED. UBS Securities LLC served on 10/23/2015, answer due 11/13/2015. Service was accepted by Sally Castro Legal Assistant. Document filed by Oklahoma Police Pension and Retirement System. (Martin, Scott) (Entered: 11/05/2015)
	Request

63	Filed: 11/5/2015, Entered: None
	SUMMONS RETURNED EXECUTED. RBS Securities Inc. served on 10/23/2015, answer due 11/13/2015. Service was accepted by Matt White Associate. Document filed by Oklahoma Police Pension and Retirement System. (Martin, Scott) (Entered: 11/05/2015)
	Request

62	Filed: 11/5/2015, Entered: None
	ORDER FOR ADMISSION PRO HAC VICE granting 52 Motion for Lesley Elizabeth Weaver to Appear Pro Hac Vice. (Signed by Judge Paul G. Gardephe on 11/4/2015) (kko) (Entered: 11/05/2015)
	Request

61	Filed: 11/4/2015, Entered: None
	SUMMONS RETURNED EXECUTED. BMO Capital Markets Corp served on 10/23/2015, answer due 11/13/2015. Service was accepted by Lorena Ituaru Legal Assistant. Document filed by Oklahoma Police Pension and Retirement System. (Martin, Scott) (Entered: 11/04/2015)
	Request

60	Filed: 11/4/2015, Entered: None
	SUMMONS RETURNED EXECUTED. BNP Paribas Securities Corp served on 10/23/2015, answer due 11/13/2015. Service was accepted by Tracy Grant Assistant. Document filed by Oklahoma Police Pension and Retirement System. (Martin, Scott) (Entered: 11/04/2015)
	Request

59	Filed: 11/4/2015, Entered: None
	SUMMONS RETURNED EXECUTED. Cantor Fitzgerald & Co. served on 10/23/2015, answer due 11/13/2015. Service was accepted by David Paul Assistant General Counsel. Document filed by Oklahoma Police Pension and Retirement System. (Martin, Scott) (Entered: 11/04/2015)
	Request

58	Filed: 11/4/2015, Entered: None
	SUMMONS RETURNED EXECUTED. CIBC World Markets Corp served on 10/23/2015, answer due 11/13/2015. Service was accepted by Elizabeth Rose Aylett Executive Director as Financial Advisor. Document filed by Oklahoma Police Pension and Retirement System. (Martin, Scott) (Entered: 11/04/2015)
	Request

57	Filed: 11/4/2015, Entered: None
	SUMMONS RETURNED EXECUTED. Jefferies LLC served on 10/23/2015, answer due 11/13/2015. Service was accepted by Vicki Andreadis Assistant General Counsel. Document filed by Oklahoma Police Pension and Retirement System. (Martin, Scott) (Entered: 11/04/2015)
	Request

56	Filed: 11/4/2015, Entered: None
	SUMMONS RETURNED EXECUTED. Barclays Capital Inc served on 10/23/2015, answer due 11/13/2015. Service was accepted by Richard R. Eva - Legal. Document filed by Oklahoma Police Pension and Retirement System. (Martin, Scott) (Entered: 11/04/2015)
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55	Filed: 11/3/2015, Entered: None
	NOTICE OF APPEARANCE by Mark Adam Kirsch on behalf of UBS Securities LLC. (Kirsch, Mark) (Entered: 11/03/2015)
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54	Filed: 11/3/2015, Entered: None
	RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent UBS AG, Corporate Parent UBS Americas, Inc., Other Affiliate UBS Group AG for UBS Securities LLC. Document filed by UBS Securities LLC.(Levin, Gabrielle) (Entered: 11/03/2015)
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53	Filed: 11/3/2015, Entered: None
	NOTICE OF APPEARANCE by Gabrielle Frances Levin on behalf of UBS Securities LLC. (Levin, Gabrielle) (Entered: 11/03/2015)
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52	Filed: 11/3/2015, Entered: None
	MOTION for Lesley Elizabeth Weaver to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Oklahoma Police Pension and Retirement System. (Attachments: # 1 Exhibit A - Certificate of Good Standing, # 2 Text of Proposed Order)(Weaver, Lesley) (Entered: 11/03/2015)
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51	Filed: 10/30/2015, Entered: None
	NOTICE OF APPEARANCE by David A. Paul on behalf of Cantor Fitzgerald & Co.. (Paul, David) (Entered: 10/30/2015)
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50	Filed: 10/30/2015, Entered: None
	RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Cantor Fitzgerald & Co..(Popok, Michael) (Entered: 10/30/2015)
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49	Filed: 10/30/2015, Entered: None
	NOTICE OF APPEARANCE by Michael Steven Popok on behalf of Cantor Fitzgerald & Co.. (Popok, Michael) (Entered: 10/30/2015)
	Request

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48	Filed: 10/30/2015, Entered: None
	NOTICE OF APPEARANCE by Ethan Edward Litwin on behalf of Cantor Fitzgerald & Co.. (Litwin, Ethan) (Entered: 10/30/2015)
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47	Filed: 10/30/2015, Entered: None
	NOTICE OF APPEARANCE by Malik Havalic on behalf of Cantor Fitzgerald & Co.. (Havalic, Malik) (Entered: 10/30/2015)
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46	Filed: 10/29/2015, Entered: None
	ORDER ON MOTION TO ADMIT COUNSEL PRO HAC VICE granting 32 Motion for Elizabeth P. Papez to Appear Pro Hac Vice. (Signed by Judge Paul G. Gardephe on 10/29/2015) (tn) (Entered: 10/29/2015)
	Request

45	Filed: 10/29/2015, Entered: None
	ORDER ON MOTION TO ADMIT COUNSEL PRO HAC VICE granting 31 Motion for Robert Y. Sperling to Appear Pro Hac Vice. (Signed by Judge Paul G. Gardephe on 10/29/2015) (tn) (Entered: 10/29/2015)
	Request

44	Filed: 10/28/2015, Entered: None
	FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for Lesley E. Weaver to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-11563281. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Oklahoma Police Pension and Retirement System. (Attachments: # 1 Exhibit A - Certificate of Standing, # 2 Text of Proposed Order)(Weaver, Lesley) Modified on 10/28/2015 (bcu). (Entered: 10/28/2015)
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43	Filed: 10/28/2015, Entered: None
	LETTER addressed to Judge Paul G. Gardephe from Robert Y. Sperling dated 10/28/2015 re: on behalf of all Defendants concerning the 9/3/2015 consolidation Order and Court's 10/21/2015 request for parties' positions as to consolidation. Document filed by Goldman Sachs & Co..(Sperling, Robert) (Entered: 10/28/2015)
	Request

42	Filed: 10/28/2015, Entered: None
	RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Morgan Stanley Capital Management, LLC, Corporate Parent Morgan Stanley Domestic Holdings, Inc., Corporate Parent Morgan Stanley, Other Affiliate Mitsubishi UFJ Financial Group, Inc., 7-1 Marunouchi 2-chrome, Chiyoda-ku, Tokyo 100-8330 for Morgan Stanley & Co. LLC. Document filed by Morgan Stanley & Co. LLC.(Karp, Brad) (Entered: 10/28/2015)
	Request

41	Filed: 10/28/2015, Entered: None
	NOTICE OF APPEARANCE by Susanna Michele Buergel on behalf of Morgan Stanley & Co. LLC. (Buergel, Susanna) (Entered: 10/28/2015)
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40	Filed: 10/28/2015, Entered: None
	NOTICE OF APPEARANCE by Richard A. Rosen on behalf of Morgan Stanley & Co. LLC. (Rosen, Richard) (Entered: 10/28/2015)
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39	Filed: 10/28/2015, Entered: None
	NOTICE OF APPEARANCE by Kenneth Anthony Gallo on behalf of Morgan Stanley & Co. LLC. (Gallo, Kenneth) (Entered: 10/28/2015)
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38	Filed: 10/28/2015, Entered: None
	NOTICE OF APPEARANCE by Brad Scott Karp on behalf of Morgan Stanley & Co. LLC. (Karp, Brad) (Entered: 10/28/2015)
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37	Filed: 10/27/2015, Entered: None
	RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent The Goldman Sachs Group, Inc. for Goldman Sachs & Co.. Document filed by Goldman Sachs & Co..(Shane, Penny) (Entered: 10/27/2015)
	Request

36	Filed: 10/27/2015, Entered: None
	NOTICE OF APPEARANCE by Jonathan Lucas Shapiro on behalf of Goldman Sachs & Co.. (Shapiro, Jonathan) (Entered: 10/27/2015)
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35	Filed: 10/27/2015, Entered: None
	NOTICE OF APPEARANCE by Stephen Ehrenberg on behalf of Goldman Sachs & Co.. (Ehrenberg, Stephen) (Entered: 10/27/2015)
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34	Filed: 10/27/2015, Entered: None
	NOTICE OF APPEARANCE by Penny Shane on behalf of Goldman Sachs & Co.. (Shane, Penny) (Entered: 10/27/2015)
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33	Filed: 10/27/2015, Entered: None
	NOTICE OF APPEARANCE by Susannah Providence Torpey on behalf of Goldman Sachs & Co.. (Torpey, Susannah) (Entered: 10/27/2015)
	Request

32	Filed: 10/27/2015, Entered: None
	MOTION for Elizabeth P. Papez to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-11556848. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Goldman Sachs & Co.. (Attachments: # 1 Exhibit A - Certificates of Good Standing, # 2 Text of Proposed Order)(Papez, Elizabeth) (Entered: 10/27/2015)
	Request

31	Filed: 10/27/2015, Entered: None
	MOTION for Robert Y. Sperling to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-11556773. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Goldman Sachs & Co.. (Attachments: # 1 Exhibit A - Certificate of Good Standing, # 2 Text of Proposed Order)(Sperling, Robert) (Entered: 10/27/2015)
	Request

30	Filed: 10/21/2015, Entered: None
	NOTICE OF APPEARANCE by Patrick Joseph Campbell on behalf of Deutsche Bank Securities Inc.. (Campbell, Patrick) (Entered: 10/21/2015)
	Request

29	Filed: 10/21/2015, Entered: None
	NOTICE OF APPEARANCE by Jeffrey H. Knox on behalf of Deutsche Bank Securities Inc.. (Knox, Jeffrey) (Entered: 10/21/2015)
	Request

28	Filed: 10/21/2015, Entered: None
	NOTICE OF APPEARANCE by Omari Largos Royter Mason on behalf of Deutsche Bank Securities Inc.. (Mason, Omari) (Entered: 10/21/2015)
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27	Filed: 10/21/2015, Entered: None
	NOTICE OF APPEARANCE by David Elbaum on behalf of Deutsche Bank Securities Inc.. (Elbaum, David) (Entered: 10/21/2015)
	Request

26	Filed: 10/21/2015, Entered: None
	NOTICE OF APPEARANCE by Shannon Price Torres on behalf of Deutsche Bank Securities Inc.. (Torres, Shannon) (Entered: 10/21/2015)
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25	Filed: 10/21/2015, Entered: None
	NOTICE OF APPEARANCE by David J. Woll on behalf of Deutsche Bank Securities Inc.. (Woll, David) (Entered: 10/21/2015)
	Request

24	Filed: 10/21/2015, Entered: None
	RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent DB USA Corporation, Corporate Parent Deutsche Bank AG, Corporate Parent DB U.S. Financial Markets Holding Corporation for Deutsche Bank Securities Inc.. Document filed by Deutsche Bank Securities Inc..(Rice, Thomas) (Entered: 10/21/2015)
	Request

23	Filed: 10/21/2015, Entered: None
	NOTICE OF APPEARANCE by Thomas C. Rice on behalf of Deutsche Bank Securities Inc.. (Rice, Thomas) (Entered: 10/21/2015)
	Request

22	Filed: 10/19/2015, Entered: None
	RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Oklahoma Police Pension and Retirement System.(Martin, Scott) (Entered: 10/19/2015)
	Request

21	Filed: 10/19/2015, Entered: None
	RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Other Affiliate The Bank of Nova Scotia for Bank of Nova Scotia, New York Agency. Document filed by Bank of Nova Scotia, New York Agency.(Pepperman, Richard) (Entered: 10/19/2015)
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20	Filed: 10/19/2015, Entered: None
	NOTICE OF APPEARANCE by John Joseph Hughes, III on behalf of Bank of Nova Scotia, New York Agency. (Hughes, John) (Entered: 10/19/2015)
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19	Filed: 10/19/2015, Entered: None
	NOTICE OF APPEARANCE by Richard C. Pepperman, II on behalf of Bank of Nova Scotia, New York Agency. (Pepperman, Richard) (Entered: 10/19/2015)
	Request

18	Filed: 10/19/2015, Entered: None
	NOTICE OF APPEARANCE by Paul Madison Eckles on behalf of Citigroup Global Markets Inc.. (Eckles, Paul) (Entered: 10/19/2015)
	Request

17	Filed: 10/19/2015, Entered: None
	NOTICE OF APPEARANCE by Shepard Goldfein on behalf of Citigroup Global Markets Inc.. (Goldfein, Shepard) (Entered: 10/19/2015)
	Request

16	Filed: 10/19/2015, Entered: None
	RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Citigroup Inc., Other Affiliate Citigroup Global Markets Holdings Inc., Other Affiliate Citigroup Financial Products, Inc. for Citigroup Global Markets Inc.. Document filed by Citigroup Global Markets Inc..(Kasner, Jay) (Entered: 10/19/2015)
	Request

15	Filed: 10/19/2015, Entered: None
	NOTICE OF APPEARANCE by Jay B. Kasner on behalf of Citigroup Global Markets Inc.. (Kasner, Jay) (Entered: 10/19/2015)
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14	Filed: 10/16/2015, Entered: None
	NOTICE OF APPEARANCE by John D. Friel on behalf of BMO Capital Markets Corp. (Friel, John) (Entered: 10/16/2015)
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13	Filed: 10/16/2015, Entered: None
	NOTICE OF APPEARANCE by David J. Yeres on behalf of BMO Capital Markets Corp. (Yeres, David) (Entered: 10/16/2015)
	Request

12	Filed: 10/16/2015, Entered: None
	RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Bank of Montreal for BMO Capital Markets Corp. Document filed by BMO Capital Markets Corp.(Houck, Robert) (Entered: 10/16/2015)
	Request

11	Filed: 10/16/2015, Entered: None
	NOTICE OF APPEARANCE by Robert G. Houck on behalf of BMO Capital Markets Corp. (Houck, Robert) (Entered: 10/16/2015)
	Request

10	Filed: 10/16/2015, Entered: None
	ELECTRONIC SUMMONS ISSUED as to BMO Capital Markets Corp, BNP Paribas Securities Corp, Bank of Nova Scotia, New York Agency, Barclays Capital Inc, CIBC World Markets Corp, Cantor Fitzgerald & Co., Citigroup Global Markets Inc., Commerz Markets LLC, Credit Suisse Securites (USA) LLC, Daiwa Capital Markets America Inc., Deutsche Bank Securities Inc., Goldman Sachs & Co., HSBC Securities (USA) Inc., Jefferies LLC, Merrill Lynch, Pierce, Fenner & Smith Inc., Mizuho Securities USA Inc., Morgan Securities LLC, Morgan Stanley & Co. LLC, Nomura Securites International, Inc., RBC Capital Markets, LLC, RBS Securities Inc., SG Americas Securities, LLC, TD Securities (USA) LLC, UBS Securities LLC. (rch) (Entered: 10/16/2015)
	Request

9	Filed: 10/16/2015, Entered: None
	RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Mizuho Bank, Ltd., Corporate Parent Mizuho Financial Group, Inc., Corporate Parent Mizuho Securities Co., Ltd. for Mizuho Securities USA Inc.. Document filed by Mizuho Securities USA Inc..(Fortinsky, Jerome) (Entered: 10/16/2015)
	Request

8	Filed: 10/16/2015, Entered: None
	NOTICE OF APPEARANCE by Joanna Shally on behalf of Mizuho Securities USA Inc.. (Shally, Joanna) (Entered: 10/16/2015)
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7	Filed: 10/16/2015, Entered: None
	NOTICE OF APPEARANCE by John A. Nathanson on behalf of Mizuho Securities USA Inc.. (Nathanson, John) (Entered: 10/16/2015)
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6	Filed: 10/16/2015, Entered: None
	NOTICE OF APPEARANCE by Jerome Steven Fortinsky on behalf of Mizuho Securities USA Inc.. (Fortinsky, Jerome) (Entered: 10/16/2015)
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5	Filed: 10/16/2015, Entered: None
	NOTICE OF APPEARANCE by Stuart Jay Baskin on behalf of Mizuho Securities USA Inc.. (Baskin, Stuart) (Entered: 10/16/2015)
	Request

4	Filed: 10/16/2015, Entered: None
	STATEMENT OF RELATEDNESS re: that this action be filed as related to 15-cv-5794. Document filed by Oklahoma Police Pension and Retirement System.(Martin, Scott) (Entered: 10/16/2015)
	Request

3	Filed: 10/15/2015, Entered: None
	REQUEST FOR ISSUANCE OF SUMMONS as to Bank of Nova Scotia, New York Agency; BMO Capital Markets Corp.; BNP Paribas Securities Corp.; Barclays Capital Inc.; Cantor Fitzgerald & Co.; CIBC World Markets Corp.; Citigroup Global Markets Inc.; Commerz Markets LLC; Credit Suisse Securities (USA) LLC; Daiwa Capital Markets America Inc.; Deutsche Bank Securities Inc.; Goldman, Sachs & Co.; HSBC Securities (USA) Inc.; Jefferies LLC; J.P. Morgan Securities LLC; Merrill Lynch, Pierce, Fenner & Smith Incorporated; Mizuho Securities USA Inc.; Morgan Stanley & Co. LLC; Nomura Securities International, Inc.; RBC Capital Markets, LLC; RBS Securities Inc.; SG Americas Securities, LLC; TD Securities (USA) LLC; and UBS Securities LLC, re: 1 Complaint,,,. Document filed by Oklahoma Police Pension and Retirement System. (Martin, Scott) (Entered: 10/15/2015)
	Request

2	Filed: 10/15/2015, Entered: None
	CIVIL COVER SHEET filed. (Martin, Scott) (Entered: 10/15/2015)
	Request

1	Filed: 10/15/2015, Entered: None
	COMPLAINT against BMO Capital Markets Corp, BNP Paribas Securities Corp, Bank of Nova Scotia, New York Agency, Barclays Capital Inc, CIBC World Markets Corp, Cantor Fitzgerald & Co., Citigroup Global Markets Inc., Commerz Markets LLC, Credit Suisse Securites (USA) LLC, Daiwa Capital Markets America Inc., Deutsche Bank Securities Inc., Goldman Sachs & Co., HSBC Securities (USA) Inc., Jefferies LLC, Merrill Lynch, Pierce, Fenner & Smith Inc., Mizuho Securities USA Inc., Morgan Securities LLC, Morgan Stanley & Co. LLC, Nomura Securites International, Inc., RBC Capital Markets, LLC, RBS Securities Inc., SG Americas Securities, LLC, TD Securities (USA) LLC, UBS Securities LLC. (Filing Fee $ 400.00, Receipt Number 0208-11513068)Document filed by Oklahoma Police Pension and Retirement System.(Martin, Scott) (Entered: 10/15/2015)
	Request