NOTICE OF WITHDRAWAL OF COUNSEL: PLEASE TAKE NOTICE THAT as of March 1, 2016, I, Joanna Shally, will no longer be an employee of Shearman & Sterling LLP and hereby withdraw as counsel of record for defendant Mizuho Securities USA Inc. ("Mizuho") in the above-captioned action and all related actions listed on the attached Exhibit 1. I respectfully request to be removed from the Court's service list for the above-captioned action and all related actions listed on Exhibit 1. Shearman & Sterling LLP continues to serve as counsel for Mizuho in this action and the listed related actions through its attorneys, counsel of record Stuart J. Baskin, Jerome S. Fortinsky, and H. Miriam Farber. Please direct all future correspondence and papers in this action and the listed related actions to Mr. Baskin, Mr. Fortinsky, and Ms. Farber. SO ORDERED. Attorney Joanna Shally terminated. (Signed by Judge Paul G. Gardephe on 6/2/2016) (kl) (Entered: 06/03/2016)
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent TD Holdings II Inc., Other Affiliate The Toronto-Dominion Bank, Other Affiliate Toronto Dominion Holdings (U.S.A.), Inc. for TD Securities (USA) LLC. Document filed by TD Securities (USA) LLC.(Miller, Pamela) (Entered: 11/24/2015)
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Morgan Stanley Capital Management, LLC, Corporate Parent Morgan Stanley Domestic Holdings, Inc., Corporate Parent Morgan Stanley, Other Affiliate Mitsubishi UFJ Financial Group, Inc., 7-1 Marunouchi 2-chrome, Chiyoda-ku, Tokyo 100-8330 for Morgan Stanley & Co. LLC. Document filed by Morgan Stanley & Co. LLC.(Karp, Brad) (Entered: 11/20/2015)
STIPULATION SETTING TIME FOR DEFENDANTS TO ANSWER, MOVE, OR OTHERWISE RESPOND TO THE COMPLAINT AND FOR THE PARTIES TO PROPOSE CERTAIN CASE MANAGEMENT DATES: IT IS HEREBY STIPULATED AND AGREED: 1. The undersigned counsel accept service of the complaint in the above-captioned lawsuit on behalf of their respective clients, expressly reserving the right to contest whether any party in the complaint is properly named, and without waiver of any defenses, including those related to personal jurisdiction and venue, except as to the sufficiency of process and the service of process. 2. Defendants' time to answer, move or otherwise respond to the complaint is hereby suspended until such time as the United States District Court for the Southern District of New York or any other court to which the case is assigned enters an order coordinating or consolidating the foregoing cases and any Related Actions, provided that: (As further set forth in this Order.) (Signed by Judge Paul G. Gardephe on 11/18/2015) (kko) (Entered: 11/19/2015)
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent The Royal Bank of Scotland Group PLC for RBS Securities Inc.. Document filed by RBS Securities Inc..(Cohen, Joel) (Entered: 11/17/2015)
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Royal Bank of Canada for RBC Capital Markets, LLC. Document filed by RBC Capital Markets, LLC.(Fishman, Marshall) (Entered: 11/17/2015)
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Societe Generale for SG America Securities, LLC. Document filed by SG America Securities, LLC.(Esseks, David) (Entered: 11/17/2015)
MOTION for Elizabeth P. Papez to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-11595260. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Goldman, Sachs & Co.. (Attachments: # 1 Exhibit A - Certificates of Good Standing, # 2 Text of Proposed Order)(Papez, Elizabeth) (Entered: 11/05/2015)
MOTION for Robert Y. Sperling to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-11595187. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Goldman, Sachs & Co.. (Attachments: # 1 Exhibit A - Certificate of Good Standing, # 2 Text of Proposed Order)(Sperling, Robert) (Entered: 11/05/2015)
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent DB US Financial Markets Holding Corporation, Corporate Parent DB USA Corporation, Corporate Parent Deutsche Bank AG for Deutsche Bank Securities Inc.. Document filed by Deutsche Bank Securities Inc..(Rice, Thomas) (Entered: 11/03/2015)
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Bank of Montreal for BMO Capital Markets Corp.. Document filed by BMO Capital Markets Corp..(Houck, Robert) (Entered: 11/02/2015)
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Other Affiliate The Bank of Nova Scotia for Bank of Nova Scotia, New York Agency. Document filed by Bank of Nova Scotia, New York Agency.(Pepperman, Richard) (Entered: 10/30/2015)
ELECTRONIC SUMMONS ISSUED as to BMO Capital Markets Corp., BNP Paribas Securities Corp., Bank of Nova Scotia, New York Agency, Barclays Capital Inc., CIBC World Markets Corp., Cantor Fitzgerald & Co., Citigroup Global Markets Inc., Commerz Markets LLC, Countrywide Securities Corporation, Credit Suisse Securities (USA) LLC, Daiwa Capital Markets America Inc., Deutsche Bank Securities Inc., Goldman, Sachs & Co., HSBC Securities (USA) Inc., J.P. Morgan Securities LLC, Jefferies LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Mizuho Securities USA Inc., Morgan Stanley & Co. LLC, Nomura Securities International Inc., RBC Capital Markets, LLC, RBS Securities Inc., SG America Securities, LLC, TD Securities (USA) LLC, UBS Securities LLC. (pc) (Entered: 10/29/2015)
REQUEST FOR ISSUANCE OF SUMMONS as to Bank of Nova Scotia, New York Agency; Barclays Capital Inc.; BMO Capital Markets Corp.; BNP Paribas Securities Corp.; Cantor Fitzgerald & Co.; CIBC World Markets Corp.; Citigroup Global Markets Inc.; Commerz Markets LLC; Countrywide Securities Corporation; Credit Suisse Securities (USA) LLC; Daiwa Capital Markets America Inc.; Deutsche Bank Securities Inc.; Goldman, Sachs & Co.; HSBC Securities (USA) Inc.; Jefferies LLC; J.P. Morgan Securities LLC; Merrill Lynch, Pierce, Fenner & Smith Incorporated; Mizuho Securities USA Inc.; Morgan Stanley & Co. LLC; Nomura Securities International, Inc.; RBC Capital Markets, LLC; RBS Securities Inc.; SG Americas Securities, LLC; TD Securities (USA) LLC; and UBS Securities LLC, re: 1 Complaint,,,. Document filed by University of Puerto Rico Retirement System. (Twersky, Mitchell) (Entered: 10/28/2015)
STATEMENT OF RELATEDNESS re: that this action be filed as related to 15-cv-05794-PGG. Document filed by University of Puerto Rico Retirement System.(Twersky, Mitchell) (Entered: 10/28/2015)
COMPLAINT against BMO Capital Markets Corp., BNP Paribas Securities Corp., Bank of Nova Scotia, New York Agency, Barclays Capital Inc., CIBC World Markets Corp., Cantor Fitzgerald & Co., Citigroup Global Markets Inc., Commerz Markets LLC, Countrywide Securities Corporation, Credit Suisse Securities (USA) LLC, Daiwa Capital Markets America Inc., Deutsche Bank Securities Inc., Goldman, Sachs & Co., HSBC Securities (USA) Inc., J.P. Morgan Securities LLC, Jefferies LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Mizuho Securities USA Inc., Morgan Stanley & Co. LLC, Nomura Securities International Inc., RBC Capital Markets, LLC, RBS Securities Inc., SG America Securities, LLC, TD Securities (USA) LLC, UBS Securities LLC. (Filing Fee $ 400.00, Receipt Number 0208-11561293)Document filed by University of Puerto Rico Retirement System.(Twersky, Mitchell) (Entered: 10/28/2015)
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