Hefler et al v. Wells Fargo & Company et al

Federal Civil Lawsuit California Northern District Court, Case No. 3:16-cv-05479
District Judge Jon S. Tigar, presiding
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District Judge Jon S. Tigar
Last Updated March 15, 2021 at 2:08 PM EDT (4.8 years ago) Update UpdateSpaceE-Mail Alert AlertsSpaceJump Jump
Summary

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Parties
No Logo Gary Hefler, Plaintiff

Represented by Robbins Geller Rudman & Dowd LLP

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED Aelish Marie Baig +1 415 288 4545 +1 415 288 4534 AelishB@rgrdlaw.com
Individually and on Behalf of All Others Similarly Situated Jason Cassidy Davis +1 415 288 4545 +1 415 288 4534 jdavis@rgrdlaw.com
ATTORNEY TO BE NOTICED Jason Cassidy Davis +1 415 288 4545 +1 415 288 4534 jdavis@rgrdlaw.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Shawn Anthony Williams +1 415 288 4545 +1 415 288 4534 swilliams@rgrdlaw.com
No Logo Public School Teachers' Pension & Retirement Fund of Chicago, Plaintiff

Represented by Bernstein Litowitz Berger & Grossmann, LLP

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED Blair Allen Nicholas +1 858 793 0070 +1 858 793 0323 blairn@blbglaw.com
v.
No Logo Carrie L Tolstedt, Defendant
No Logo Carrie L. Tolstedt, Defendant
No Logo John R Shrewsberry, Defendant
No Logo John G. Stumpf, Defendant
No Logo John R. Shrewsberry, Defendant

Represented by Ramsey & Ehrlich LLP

Name Phone Fax E-Mail
Space Miles F. Ehrlich +1 510 548 3600 +1 510 291 3060 miles@ramsey-ehrlich.com
Space Katharine Ann Kates +1 510 548 3600 +1 510 291 3060 katharine@ramsey-ehrlich.com
Space Ismail Jomo Ramsey +1 510 548 3600 +1 510 548 3601 izzy@ramsey-ehrlich.com
No Logo Oregon Public Employees Retirement System, Defendant

Represented by Saveri & Saveri, Inc.

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Cadio Zirpoli +1 415 217 6810 +1 415 217 6813 cadio@saveri.com
Wells Fargo Bank, NA Wells Fargo Bank, NA, Defendant
Officially listed as "Wells Fargo & Company"
Officer/Director, NORWEST CORP
Officer/Director, Day Runner, Inc.
Officer/Director, Yucca Uranium Inc
Officer/Director, Munienhanced Fund Inc

Represented by Sullivan & Cromwell LLP

Name Phone Fax E-Mail
Space Brendan P. Cullen +1 650 461 5600 +1 650 461 5700 cullenb@sullcrom.com
Space Sverker Kristoffer Hogberg +1 650 461 5600 +1 650 461 5700 hogbergs@sullcrom.com
Space Richard Howard Klapper +1 212 558 3555 +1 212 558 3588 klapperr@sullcrom.com
Space Christopher Michael Viapiano +1 202 956 6985 +1 202 956 7056 viapianoc@sullcrom.com
Other Parties
No Logo Amy Cook, Movant

Represented by Bottini & Bottini, Inc.

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Francis A. Bottini, Jr. +1 858 914 2001 +1 858 914 2002 fbottini@bottinilaw.com
No Logo Carlos Antonio Llantada Estrada, Movant

Represented by Bronstein, Gewirtz & Grossman, LLC

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED Peretz Bronstein +1 212 697 6484 +1 212 697 7296 peretz@bgandg.com

Represented by Pomerantz LLP

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED Patrick Vincent Dahlstrom +1 212 661 1100 +1 212 661 8665 pdahlstrom@pomlaw.com
ATTORNEY TO BE NOTICED Jeremy Alan Lieberman +1 212 661 1100 +1 212 661 8665 jalieberman@pomlaw.com
ATTORNEY TO BE NOTICED Jennifer Pafiti +1 310 600 9775 +1 917 463 1044 jpafiti@pomlaw.com

Represented by Rosen Law Firm PA

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED Phillip C. Kim +1 212 686 1060 +1 212 202 3827 philkim@rosenlegal.com
ATTORNEY TO BE NOTICED LAURENCE M. ROSEN +1 973 313 1887 +1 212 202 3827 lrosen@rosenlegal.com
No Logo Cathy LeBendig, Movant

Represented by HIMMELSTEIN LAW NETWORK

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Barry R. Himmelstein +1 510 450 0782 +1 510 380 6147 barry@himmellaw.com
No Logo Donald Van Epps, Movant

Represented by Bronstein, Gewirtz & Grossman, LLC

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED Peretz Bronstein +1 212 697 6484 +1 212 697 7296 peretz@bgandg.com

Represented by Pomerantz LLP

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED Patrick Vincent Dahlstrom +1 212 661 1100 +1 212 661 8665 pdahlstrom@pomlaw.com
ATTORNEY TO BE NOTICED Jeremy Alan Lieberman +1 212 661 1100 +1 212 661 8665 jalieberman@pomlaw.com
ATTORNEY TO BE NOTICED Jennifer Pafiti +1 310 600 9775 +1 917 463 1044 jpafiti@pomlaw.com

Represented by Rosen Law Firm PA

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED Phillip C. Kim +1 212 686 1060 +1 212 202 3827 philkim@rosenlegal.com
ATTORNEY TO BE NOTICED LAURENCE M. ROSEN +1 973 313 1887 +1 212 202 3827 lrosen@rosenlegal.com
No Logo Fire & Police Pension Association of Colorado, Movant

Represented by Lieff Cabraser Heimann & Bernstein, LLP

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED Joy Ann Kruse +1 415 956 1000 +1 415 956 1008 jakruse@lchb.com
No Logo Floyd Madison, Movant

Represented by Bronstein, Gewirtz & Grossman, LLC

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED Peretz Bronstein +1 212 697 6484 +1 212 697 7296 peretz@bgandg.com

Represented by Pomerantz LLP

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED Patrick Vincent Dahlstrom +1 212 661 1100 +1 212 661 8665 pdahlstrom@pomlaw.com
ATTORNEY TO BE NOTICED Jeremy Alan Lieberman +1 212 661 1100 +1 212 661 8665 jalieberman@pomlaw.com
ATTORNEY TO BE NOTICED Jennifer Pafiti +1 310 600 9775 +1 917 463 1044 jpafiti@pomlaw.com

Represented by Rosen Law Firm PA

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED Phillip C. Kim +1 212 686 1060 +1 212 202 3827 philkim@rosenlegal.com
ATTORNEY TO BE NOTICED LAURENCE M. ROSEN +1 973 313 1887 +1 212 202 3827 lrosen@rosenlegal.com
No Logo George Hannon, Movant

Represented by Bottini & Bottini, Inc.

Name Phone Fax E-Mail
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Francis A. Bottini, Jr. +1 858 914 2001 +1 858 914 2002 fbottini@bottinilaw.com
No Logo Lee Van Epps, Movant

Represented by Bronstein, Gewirtz & Grossman, LLC

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED Peretz Bronstein +1 212 697 6484 +1 212 697 7296 peretz@bgandg.com

Represented by Pomerantz LLP

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED Patrick Vincent Dahlstrom +1 212 661 1100 +1 212 661 8665 pdahlstrom@pomlaw.com
ATTORNEY TO BE NOTICED Jeremy Alan Lieberman +1 212 661 1100 +1 212 661 8665 jalieberman@pomlaw.com
ATTORNEY TO BE NOTICED Jennifer Pafiti +1 310 600 9775 +1 917 463 1044 jpafiti@pomlaw.com

Represented by Rosen Law Firm PA

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED Phillip C. Kim +1 212 686 1060 +1 212 202 3827 philkim@rosenlegal.com
ATTORNEY TO BE NOTICED LAURENCE M. ROSEN +1 973 313 1887 +1 212 202 3827 lrosen@rosenlegal.com
No Logo Nicole Conoley, Movant

Represented by Bronstein, Gewirtz & Grossman, LLC

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED Peretz Bronstein +1 212 697 6484 +1 212 697 7296 peretz@bgandg.com

Represented by Pomerantz LLP

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED Patrick Vincent Dahlstrom +1 212 661 1100 +1 212 661 8665 pdahlstrom@pomlaw.com
ATTORNEY TO BE NOTICED Jeremy Alan Lieberman +1 212 661 1100 +1 212 661 8665 jalieberman@pomlaw.com
ATTORNEY TO BE NOTICED Jennifer Pafiti +1 310 600 9775 +1 917 463 1044 jpafiti@pomlaw.com

Represented by Rosen Law Firm PA

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED Phillip C. Kim +1 212 686 1060 +1 212 202 3827 philkim@rosenlegal.com
ATTORNEY TO BE NOTICED LAURENCE M. ROSEN +1 973 313 1887 +1 212 202 3827 lrosen@rosenlegal.com
No Logo Rhett Conoley, Movant

Represented by Bronstein, Gewirtz & Grossman, LLC

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED Peretz Bronstein +1 212 697 6484 +1 212 697 7296 peretz@bgandg.com

Represented by Pomerantz LLP

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED Patrick Vincent Dahlstrom +1 212 661 1100 +1 212 661 8665 pdahlstrom@pomlaw.com
ATTORNEY TO BE NOTICED Jeremy Alan Lieberman +1 212 661 1100 +1 212 661 8665 jalieberman@pomlaw.com
ATTORNEY TO BE NOTICED Jennifer Pafiti +1 310 600 9775 +1 917 463 1044 jpafiti@pomlaw.com

Represented by Rosen Law Firm PA

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED Phillip C. Kim +1 212 686 1060 +1 212 202 3827 philkim@rosenlegal.com
ATTORNEY TO BE NOTICED LAURENCE M. ROSEN +1 973 313 1887 +1 212 202 3827 lrosen@rosenlegal.com
No Logo Sjunde AP-Fonden, Movant

Represented by Kessler Topaz Meltzer & Check, LLP

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED Naumon A. Amjed +1 610 667 7706 +1 610 667 7056 namjed@sbtklaw.com
ATTORNEY TO BE NOTICED Darren Check +1 610 667 7706 +1 610 667 7056 dcheck@ktmc.com
ATTORNEY TO BE NOTICED Ryan Thomas Degnan +1 610 667 7706 +1 610 667 7056 rdegnan@ktmc.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Eli Greenstein +1 415 400 3000 +1 415 400 3001 egreenstein@ktmc.com
No Logo Union Asset Management Holding Ag, Movant

Represented by Motley Rice, LLC

Name Phone Fax E-Mail
PRO HAC VICE, ATTORNEY TO BE NOTICED James Michael Hughes +1 843 216 9133 +1 843 216 9440 jhughes@motleyrice.com
PRO HAC VICE, ATTORNEY TO BE NOTICED Gregg S. Levin +1 843 216 9512 +1 843 216 9440 glevin@motleyrice.com
PRO HAC VICE, ATTORNEY TO BE NOTICED William H. Narwold +1 860 882 1676 +1 860 882 1682 bnarwold@motleyrice.com

Represented by Robbins Geller Rudman & Dowd LLP

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED Danielle Suzanne Myers +1 619 231 1058 +1 619 231 7423 dmyers@rgrdlaw.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Shawn Anthony Williams +1 415 288 4545 +1 415 288 4534 swilliams@rgrdlaw.com
No Logo Victoria Shaev, Movant

Represented by Wolf Haldenstein Adler Freeman & Herz, LLP

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED Betsy Carol Manifold +1 619 239 4599 manifold@whafh.com
No Logo William L Pate, Jr., Movant

Represented by Bronstein, Gewirtz & Grossman, LLC

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED Peretz Bronstein +1 212 697 6484 +1 212 697 7296 peretz@bgandg.com

Represented by Pomerantz LLP

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED Patrick Vincent Dahlstrom +1 212 661 1100 +1 212 661 8665 pdahlstrom@pomlaw.com
ATTORNEY TO BE NOTICED Jeremy Alan Lieberman +1 212 661 1100 +1 212 661 8665 jalieberman@pomlaw.com
ATTORNEY TO BE NOTICED Jennifer Pafiti +1 310 600 9775 +1 917 463 1044 jpafiti@pomlaw.com

Represented by Rosen Law Firm PA

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED Phillip C. Kim +1 212 686 1060 +1 212 202 3827 philkim@rosenlegal.com
ATTORNEY TO BE NOTICED LAURENCE M. ROSEN +1 973 313 1887 +1 212 202 3827 lrosen@rosenlegal.com
No Logo Steve Klein, Consol Plaintiff

Represented by Pomerantz LLP

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED J Alexander Hood +1 212 661 1100 +1 212 661 8665 ahood@pomlaw.com
ATTORNEY TO BE NOTICED Jeremy Alan Lieberman +1 212 661 1100 +1 212 661 8665 jalieberman@pomlaw.com
LEAD ATTORNEY, ATTORNEY TO BE NOTICED Jennifer Pafiti +1 310 600 9775 +1 917 463 1044 jpafiti@pomlaw.com
Attributes
Citation Unknown
Nature of Suit 850 - Other Statutes: Securities/Commodities/Exchange
Timeline
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Request for Judicial Notice re 153 MOTION to Dismiss the Consolidated Class Action Complaint for Violations of the Federal Securities Laws pursuant to Federal Rule of Civil Procedure 12(b)(6) filed byJohn G. Stumpf. (Related document(s) 153 ) (Fondo, Grant) (Filed on 6/19/2017)
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Legal Document (Payment Possibly Required) 153 Filed: 6/19/2017, Entered: 6/19/2017 Unknown Document Type
MOTION to Dismiss the Consolidated Class Action Complaint for Violations of the Federal Securities Laws pursuant to Federal Rule of Civil Procedure 12(b)(6) filed by John G. Stumpf. Motion Hearing set for 10/26/2017 02:00 PM in Courtroom 9, 19th Floor, San Francisco before Hon. Jon S. Tigar. Responses due by 8/21/2017. Replies due by 9/25/2017. (Attachments: # 1 Declaration of Nicholas A. Reider, # 2 Proposed Order)(Fondo, Grant) (Filed on 6/19/2017)
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Certificate of Interested Entities by John G. Stumpf (Fondo, Grant) (Filed on 6/19/2017)
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Legal Document (Payment Possibly Required) 148 Filed: 6/19/2017, Entered: 6/19/2017 Unknown Document Type
Proposed Order re 147 MOTION to Dismiss Independent Directors' Notice of Moton and Motion to Dismiss Consolidated Complaint; Memorandum of Points and Authorities in Support Thereof by John D. Baker III, John S. Chen, Lloyd H. Dean, Elizabeth A. Duke, Susan E. Engel, Enrique Hernandez, Jr., Donald M. James, Cynthia H. Milligan, Federico F. Pena, James H. Quigley, Judith M. Runstad, Stephen W. Sanger, Susan G. Swenson, Suzanne M. Vautrinot. (White, Anna) (Filed on 6/19/2017)
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Legal Document (Payment Possibly Required) 147 Filed: 6/19/2017, Entered: 6/19/2017 Unknown Document Type
MOTION to Dismiss Independent Directors' Notice of Moton and Motion to Dismiss Consolidated Complaint; Memorandum of Points and Authorities in Support Thereof filed by John D. Baker III, John S. Chen, Lloyd H. Dean, Elizabeth A. Duke, Susan E. Engel, Enrique Hernandez, Jr., Donald M. James, Cynthia H. Milligan, Federico F. Pena, James H. Quigley, Judith M. Runstad, Stephen W. Sanger, Susan G. Swenson, Suzanne M. Vautrinot. Motion Hearing set for 10/26/2017 02:00 PM in Courtroom 9, 19th Floor, San Francisco before Hon. Jon S. Tigar. Responses due by 7/3/2017. Replies due by 7/10/2017. (White, Anna) (Filed on 6/19/2017)
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Legal Document (Payment Possibly Required) 146 Filed: 6/19/2017, Entered: 6/19/2017 Unknown Document Type
Certificate of Interested Entities by David Julian, Avid Modjtabai (Crudo, Timothy) (Filed on 6/19/2017)
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MOTION to Dismiss Consolidated Class Action Complaint for Violation of the Federal Securities Laws filed by David Julian, Avid Modjtabai. Motion Hearing set for 10/26/2017 02:00 PM in Courtroom 9, 19th Floor, San Francisco before Hon. Jon S. Tigar. Responses due by 8/21/2017. Replies due by 9/25/2017. (Attachments: # 1 Proposed Order)(Crudo, Timothy) (Filed on 6/19/2017)
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Request for Judicial Notice re 142 MOTION to Dismiss Consolidated Class Action Complaint, 143 MOTION to Dismiss Consolidated Class Action Complaint filed byDavid M. Carroll, James M. Strother. (Attachments: # 1 Declaration of Lily I. Becker, # 2 Exhibit 1 to Becker Declaration, # 3 Exhibit 2 to Becker Declaration, # 4 Exhibit 3 to Becker Declaration, # 5 Exhibit 4 to Becker Declaration, # 6 Exhibit 5 to Becker Declaration, # 7 Exhibit 6 to Becker Declaration, # 8 Exhibit 7 to Becker Declaration, # 9 Exhibit 8 to Becker Declaration, # 10 Exhibit 9 to Becker Declaration)(Related document(s) 142 , 143 ) (Kramer, James) (Filed on 6/19/2017)
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Legal Document (Payment Possibly Required) 143 Filed: 6/19/2017, Entered: 6/19/2017 Unknown Document Type
MOTION to Dismiss Consolidated Class Action Complaint filed by James M. Strother. Motion Hearing set for 10/26/2017 02:00 PM in Courtroom 9, 19th Floor, San Francisco before Hon. Jon S. Tigar. Responses due by 8/21/2017. Replies due by 9/25/2017. (Attachments: # 1 Exhibit 1: [Proposed] Order)(Kramer, James) (Filed on 6/19/2017)
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MOTION to Dismiss Consolidated Class Action Complaint filed by David M. Carroll. Motion Hearing set for 10/26/2017 02:00 PM in Courtroom 9, 19th Floor, San Francisco before Hon. Jon S. Tigar. Responses due by 8/21/2017. Replies due by 9/25/2017. (Attachments: # 1 Exhibit 1: [Proposed] Order)(Kramer, James) (Filed on 6/19/2017)
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Certificate of Interested Entities by Michael J. Loughlin (Cassman, Ted) (Filed on 6/19/2017)
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Legal Document (Payment Possibly Required) 140 Filed: 6/19/2017, Entered: 6/19/2017 Unknown Document Type
Proposed Order Granting Motion To Dismiss Complaint by Michael J. Loughlin. (Cassman, Ted) (Filed on 6/19/2017)
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First MOTION to Dismiss Complaint filed by Michael J. Loughlin. Motion Hearing set for 10/26/2017 02:00 PM in Courtroom 9, 19th Floor, San Francisco before Hon. Jon S. Tigar. Responses due by 8/21/2017. Replies due by 8/25/2017. (Cassman, Ted) (Filed on 6/19/2017)
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MOTION to Dismiss Consolidated Class Action Complaint filed by Carrie L. Tolstedt. Motion Hearing set for 10/26/2017 02:00 PM before Hon. Jon S. Tigar. Responses due by 8/21/2017. Replies due by 9/25/2017. (Attachments: # 1 Proposed Order)(Faucette, Jeffrey) (Filed on 6/19/2017)
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Certificate of Interested Entities by John D. Baker III, John S. Chen, Lloyd H. Dean, Elizabeth A. Duke, Susan E. Engel, Enrique Hernandez, Jr., Donald M. James, Cynthia H. Milligan, Federico F. Pena, James H. Quigley, Judith M. Runstad, Stephen W. Sanger, Susan G. Swenson, Suzanne M. Vautrinot (White, Anna) (Filed on 6/19/2017)
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Legal Document (Payment Possibly Required) 135 Filed: 6/19/2017, Entered: 6/19/2017 Unknown Document Type
MOTION to Dismiss Consolidated Class Action Complaint filed by Wells Fargo & Company. Motion Hearing set for 10/26/2017 02:00 PM in Courtroom 9, 19th Floor, San Francisco before Hon. Jon S. Tigar. Responses due by 8/21/2017. Replies due by 9/25/2017. (Attachments: # 1 Declaration of Brendan P. Cullen ISO Motion to Dismiss Consolidated Class Action Complaint, # 2 Exhibit A to Cullen Declaration, # 3 Exhibit B to Cullen Declaration, # 4 Request for Judicial Notice ISO Motion to Dismiss Consolidated Class Action Complaint, # 5 Proposed Order Granting Motion to Dismiss Consolidated Class Action Complaint)(Cullen, Brendan) (Filed on 6/19/2017)
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Legal Document (Payment Possibly Required) 127 Filed: 6/9/2017, Entered: 6/9/2017 Unknown Document TypeCourt Filing
ORDER GRANTING APPLICATION FOR ADMISSION OF ATTORNEY NICOLAS BOURTIN PRO HAC VICE by Judge Jon S. Tigar; granting 126 Motion for Pro Hac Vice. (wsn, COURT STAFF) (Filed on 6/9/2017)
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MOTION for Leave to Appear in Pro Hac Vice by Nicolas Bourtin, (Filing Fee: $310.00, receipt number 0971-11459706) filed by Wells Fargo & Company. (Hogberg, Sverker) (Filed on 6/9/2017)
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WAIVER OF SERVICE Returned Executed filed by Marcelo Mizuki, Gary Hefler, Union Asset Management Holding AG, Guy Solomonov. Service waived by Suzanne M. Vautrinot waiver sent on 5/4/2017, answer due 7/3/2017. (Williams, Shawn) (Filed on 6/2/2017)
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WAIVER OF SERVICE Returned Executed filed by Marcelo Mizuki, Gary Hefler, Union Asset Management Holding AG, Guy Solomonov. Service waived by Susan G. Swenson waiver sent on 5/4/2017, answer due 7/3/2017. (Williams, Shawn) (Filed on 6/2/2017)
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WAIVER OF SERVICE Returned Executed filed by Marcelo Mizuki, Gary Hefler, Union Asset Management Holding AG, Guy Solomonov. Service waived by Stephen W. Sanger waiver sent on 5/4/2017, answer due 7/3/2017. (Williams, Shawn) (Filed on 6/2/2017)
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WAIVER OF SERVICE Returned Executed filed by Marcelo Mizuki, Gary Hefler, Union Asset Management Holding AG, Guy Solomonov. Service waived by Judith M. Runstad waiver sent on 5/4/2017, answer due 7/3/2017. (Williams, Shawn) (Filed on 6/2/2017)
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WAIVER OF SERVICE Returned Executed filed by Marcelo Mizuki, Gary Hefler, Union Asset Management Holding AG, Guy Solomonov. Service waived by James H. Quigley waiver sent on 5/4/2017, answer due 7/3/2017. (Williams, Shawn) (Filed on 6/2/2017)
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WAIVER OF SERVICE Returned Executed filed by Marcelo Mizuki, Gary Hefler, Union Asset Management Holding AG, Guy Solomonov. Service waived by Federico F. Pena waiver sent on 5/4/2017, answer due 7/3/2017. (Williams, Shawn) (Filed on 6/2/2017)
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Legal Document (Payment Possibly Required) 119 Filed: 6/2/2017, Entered: 6/2/2017 Unknown Document Type
WAIVER OF SERVICE Returned Executed filed by Marcelo Mizuki, Gary Hefler, Union Asset Management Holding AG, Guy Solomonov. Service waived by Cynthia H. Milligan waiver sent on 5/4/2017, answer due 7/3/2017. (Williams, Shawn) (Filed on 6/2/2017)
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Legal Document (Payment Possibly Required) 118 Filed: 6/2/2017, Entered: 6/2/2017 Unknown Document Type
WAIVER OF SERVICE Returned Executed filed by Marcelo Mizuki, Gary Hefler, Union Asset Management Holding AG, Guy Solomonov. Service waived by Donald M. James waiver sent on 5/4/2017, answer due 7/3/2017. (Williams, Shawn) (Filed on 6/2/2017)
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WAIVER OF SERVICE Returned Executed filed by Marcelo Mizuki, Gary Hefler, Union Asset Management Holding AG, Guy Solomonov. Service waived by Enrique Hernandez, Jr. waiver sent on 5/4/2017, answer due 7/3/2017. (Williams, Shawn) (Filed on 6/2/2017)
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WAIVER OF SERVICE Returned Executed filed by Marcelo Mizuki, Gary Hefler, Union Asset Management Holding AG, Guy Solomonov. Service waived by Susan E. Engel waiver sent on 5/4/2017, answer due 7/3/2017. (Williams, Shawn) (Filed on 6/2/2017)
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WAIVER OF SERVICE Returned Executed filed by Marcelo Mizuki, Gary Hefler, Union Asset Management Holding AG, Guy Solomonov. Service waived by Elizabeth A. Duke waiver sent on 5/4/2017, answer due 7/3/2017. (Williams, Shawn) (Filed on 6/2/2017)
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WAIVER OF SERVICE Returned Executed filed by Marcelo Mizuki, Gary Hefler, Union Asset Management Holding AG, Guy Solomonov. Service waived by Lloyd H. Dean waiver sent on 5/4/2017, answer due 7/3/2017. (Williams, Shawn) (Filed on 6/2/2017)
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WAIVER OF SERVICE Returned Executed filed by Marcelo Mizuki, Gary Hefler, Union Asset Management Holding AG, Guy Solomonov. Service waived by John S. Chen waiver sent on 5/4/2017, answer due 7/3/2017. (Williams, Shawn) (Filed on 6/2/2017)
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WAIVER OF SERVICE Returned Executed filed by Marcelo Mizuki, Gary Hefler, Union Asset Management Holding AG, Guy Solomonov. Service waived by John D. Baker III waiver sent on 5/4/2017, answer due 7/3/2017. (Williams, Shawn) (Filed on 6/2/2017)
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Legal Document (Payment Possibly Required) 111 Filed: 5/19/2017, Entered: 5/19/2017 Unknown Document Type
CERTIFICATE of Counsel Adam Wierzbowski by Shawn A. Williams on behalf of Gary Hefler, Marcelo Mizuki, Guy Solomonov, Union Asset Management Holding AG (Williams, Shawn) (Filed on 5/19/2017)
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CERTIFICATE of Counsel Jeroen Van Kwawegen by Shawn A. Williams on behalf of Gary Hefler, Marcelo Mizuki, Guy Solomonov, Union Asset Management Holding AG (Williams, Shawn) (Filed on 5/19/2017)
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CERTIFICATE of Counsel Blair A. Nicholas by Shawn A. Williams on behalf of Gary Hefler, Marcelo Mizuki, Guy Solomonov, Union Asset Management Holding AG (Williams, Shawn) (Filed on 5/19/2017)
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CERTIFICATE of Counsel Salvatore J. Graziano by Shawn A. Williams on behalf of Gary Hefler, Marcelo Mizuki, Guy Solomonov, Union Asset Management Holding AG (Williams, Shawn) (Filed on 5/19/2017)
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CERTIFICATE of Counsel Angus Fei Ni by Shawn A. Williams on behalf of Gary Hefler, Marcelo Mizuki, Guy Solomonov, Union Asset Management Holding AG (Williams, Shawn) (Filed on 5/19/2017)
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CERTIFICATE of Counsel Rebecca Boon by Shawn A. Williams on behalf of Gary Hefler, Marcelo Mizuki, Guy Solomonov, Union Asset Management Holding AG (Williams, Shawn) (Filed on 5/19/2017)
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Legal Document (Payment Possibly Required) 105 Filed: 5/17/2017, Entered: 5/17/2017 Unknown Document TypeCourt Filing
ORDER GRANTING APPLICATION FOR ADMISSION OF ATTORNEY ANGUS NI PRO HAC VICE by Judge Jon S. Tigar; granting 102 Motion for Pro Hac Vice. (wsn, COURT STAFF) (Filed on 5/17/2017)
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ORDER GRANTING APPLICATION FOR ADMISSION OF ATTORNEY REBECCA E. BOON PRO HAC VICE by Judge Jon S. Tigar; granting 100 Motion for Pro Hac Vice. (wsn, COURT STAFF) (Filed on 5/17/2017)
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ORDER GRANTING APPLICATION FOR ADMISSION OF ATTORNEY ADAM H. WIERZBOWSKI PRO HAC VICE by Judge Jon S. Tigar; granting 98 Motion for Pro Hac Vice. (wsn, COURT STAFF) (Filed on 5/17/2017)
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MOTION for Leave to Appear in Pro Hac Vice Angus Ni, (Filing Fee: $310.00, receipt number 0971-11402340) filed by Union Asset Management Holding AG. (Ni, Angus) (Filed on 5/17/2017)
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ORDER GRANTING APPLICATION FOR ADMISSION OF ATTORNEY SALVATORE J. GRAZIANO PRO HAC VICE by Judge Jon S. Tigar; granting 96 Motion for Pro Hac Vice. (wsn, COURT STAFF) (Filed on 5/17/2017)
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MOTION for Leave to Appear in Pro Hac Vice Rebecca E. Boon, (Filing Fee: $310.00, receipt number 0971-11402274) filed by Union Asset Management Holding AG. (Boon, Rebecca) (Filed on 5/17/2017)
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ORDER GRANTING APPLICATION FOR ADMISSION OF ATTORNEY JEROEN VAN KWAWEGEN PRO HAC VICE by Judge Jon S. Tigar; granting 97 Motion for Pro Hac Vice. (wsn, COURT STAFF) (Filed on 5/17/2017)
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MOTION for Leave to Appear in Pro Hac Vice Adam H. Wierzbowski, (Filing Fee: $310.00, receipt number 0971-11402230) filed by Union Asset Management Holding AG. (Wierzbowski, Adam) (Filed on 5/17/2017)
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MOTION for Leave to Appear in Pro Hac Vice Jeroen Van Kwawegen, (Filing Fee: $310.00, receipt number 0971-11402174) filed by Union Asset Management Holding AG. (Van Kwawegen, Jeroen) (Filed on 5/17/2017)
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MOTION for Leave to Appear in Pro Hac Vice Salvatore J. Graziano, (Filing Fee: $310.00, receipt number 0971-11402137) filed by Union Asset Management Holding AG. (Graziano, Salvatore) (Filed on 5/17/2017)
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STIPULATION AND ORDER re 93 STIPULATION WITH PROPOSED ORDER Substituting Lead Counsel filed by Guy Solomonov, Marcelo Mizuki, Union Asset Management Holding AG, Gary Hefler. Signed by Judge Jon S. Tigar on May 17, 2017. (wsn, COURT STAFF) (Filed on 5/17/2017)
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Declaration of Blair A. Nicholas in Support of 93 STIPULATION WITH [PROPOSED] ORDER Substituting Lead Counsel filed by Gary Hefler, Marcelo Mizuki, Guy Solomonov, Union Asset Management Holding AG. (Attachments: #(1) Exhibit A - Firm Resume) (Related document(s) 93 ) (Williams, Shawn) (Filed on 5/16/2017)
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STIPULATION WITH [PROPOSED] ORDER Substituting Lead Counsel filed by Gary Hefler, Marcelo Mizuki, Guy Solomonov, Union Asset Management Holding AG. (Williams, Shawn) (Filed on 5/16/2017)
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NOTICE of Appearance by Rees Ferriter Morgan (Morgan, Rees) (Filed on 5/4/2017)
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STIPULATION AND ORDER re 89 STIPULATION WITH [PROPOSED] ORDER TO SET BRIEFING SCHEDULE filed by Wells Fargo & Company. Signed by Judge Jon S. Tigar on May 3, 2017. (wsn, COURT STAFF) (Filed on 5/3/2017)
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JOINT STIPULATION WITH [PROPOSED] ORDER TO SET BRIEFING SCHEDULE filed by Wells Fargo & Company. (Cullen, Brendan) (Filed on 5/3/2017)
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WAIVER OF SERVICE Returned Executed filed by Marcelo Mizuki, Gary Hefler, Union Asset Management Holding AG, Guy Solomonov. Service waived by James M. Strother waiver sent on 3/22/2017, answer due 5/22/2017. (Williams, Shawn) (Filed on 4/6/2017)
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WAIVER OF SERVICE Returned Executed filed by Marcelo Mizuki, Gary Hefler, Union Asset Management Holding AG, Guy Solomonov. Service waived by Timoty J. Sloan waiver sent on 3/22/2017, answer due 5/22/2017. (Williams, Shawn) (Filed on 4/6/2017)
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WAIVER OF SERVICE Returned Executed filed by Marcelo Mizuki, Gary Hefler, Union Asset Management Holding AG, Guy Solomonov. Service waived by Avid Modjtabai waiver sent on 3/22/2017, answer due 5/22/2017. (Williams, Shawn) (Filed on 4/6/2017)
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WAIVER OF SERVICE Returned Executed filed by Marcelo Mizuki, Gary Hefler, Union Asset Management Holding AG, Guy Solomonov. Service waived by Michael J. Loughlin waiver sent on 3/22/2017, answer due 5/22/2017. (Williams, Shawn) (Filed on 4/6/2017)
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WAIVER OF SERVICE Returned Executed filed by Marcelo Mizuki, Gary Hefler, Union Asset Management Holding AG, Guy Solomonov. Service waived by David Julian waiver sent on 3/22/2017, answer due 5/22/2017. (Williams, Shawn) (Filed on 4/6/2017)
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WAIVER OF SERVICE Returned Executed filed by Marcelo Mizuki, Gary Hefler, Union Asset Management Holding AG, Guy Solomonov. Service waived by Hope A. Hardison waiver sent on 3/22/2017, answer due 5/22/2017. (Williams, Shawn) (Filed on 4/6/2017)
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WAIVER OF SERVICE Returned Executed filed by Marcelo Mizuki, Gary Hefler, Union Asset Management Holding AG, Guy Solomonov. Service waived by David M. Carroll waiver sent on 3/22/2017, answer due 5/22/2017. (Williams, Shawn) (Filed on 4/6/2017)
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Legal Document (Payment Possibly Required) 81 Filed: 3/15/2017, Entered: 3/15/2017 Unknown Document TypeCourt Filing
ORDER GRANTING APPLICATION FOR ADMISSION OF ATTORNEY ENU MAINIGI PRO HAC VICE by Judge Jon S. Tigar; granting 79 Motion for Pro Hac Vice. (wsn, COURT STAFF) (Filed on 3/15/2017)
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ORDER GRANTING APPLICATION FOR ADMISSION OF ATTORNEY LESLIE C. VIGEN PRO HAC VICE by Judge Jon S. Tigar; granting 78 Motion for Pro Hac Vice. (wsn, COURT STAFF) (Filed on 3/15/2017)
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Legal Document (Payment Possibly Required) 79 Filed: 3/14/2017, Entered: 3/14/2017 Unknown Document Type
MOTION for Leave to Appear in Pro Hac Vice, (Filing Fee: $310.00, receipt number 0971-11231176) filed by Carrie L. Tolstedt. (Mainigi, Enu) (Filed on 3/14/2017)
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Legal Document (Payment Possibly Required) 78 Filed: 3/14/2017, Entered: 3/14/2017 Unknown Document Type
MOTION for Leave to Appear in Pro Hac Vice, (Filing Fee: $310.00, receipt number 0971-11231098) filed by Carrie L. Tolstedt. (Vigen, Leslie) (Filed on 3/14/2017)
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Legal Document (Payment Possibly Required) 77 Filed: 3/13/2017, Entered: 3/13/2017 Unknown Document TypeCourt Filing
ORDER GRANTING APPLICATION FOR ADMISSION OF ATTORNEY WILLIAM P. TINKLER PRO HAC VICE by Judge Jon S. Tigar; granting 75 Motion for Pro Hac Vice. (wsn, COURT STAFF) (Filed on 3/13/2017)
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Legal Document (Payment Possibly Required) 76 Filed: 3/13/2017, Entered: 3/13/2017 Unknown Document Type
NOTICE of Appearance by Jeffrey E. Faucette for Defendant Carrie Tolstedt (Faucette, Jeffrey) (Filed on 3/13/2017)
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Legal Document (Payment Possibly Required) 75 Filed: 3/10/2017, Entered: 3/10/2017 Unknown Document Type
MOTION for Leave to Appear in Pro Hac Vice, (Filing Fee: $310.00, receipt number 0971-11222911) filed by Union Asset Management Holding AG. (Attachments: #(1) Certificate of Good Standing)(Tinkler, William) (Filed on 3/10/2017)
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Legal Document (Payment Possibly Required) 74 Filed: 3/7/2017, Entered: 3/7/2017 Unknown Document Type
Summons Issued as to Defendants John D. Baker III, David M. Carroll, John S. Chen, Lloyd H. Dean, Elizabeth A. Duke, Susan E. Engel, Hope A. Hardison, Enrique Hernandez, Jr., Donald M. James, David Julian, Michael J. Loughlin, Cynthia H. Milligan, Avid Modjtabai, Federico F. Pena, James H. Quigley, Judith M. Runstad, Stephen W. Sanger, Timoty J. Sloan, James M. Strother, Susan G. Swenson & Suzanne M. Vautrinot. (tnS) (Filed on 3/7/2017)
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Legal Document (Payment Possibly Required) 73 Filed: 3/6/2017, Entered: 3/6/2017 Unknown Document Type
Proposed Summons. (Williams, Shawn) (Filed on 3/6/2017)
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Legal Document (Payment Possibly Required) 72 Filed: 3/6/2017, Entered: 3/6/2017 Unknown Document Type
Consolidated Class Action Complaint for Violations of the Federal Securities Laws; Demand for Jury Trial against John R. Shrewsberry, John G. Stumpf, Carrie L. Tolstedt, Wells Fargo & Company, Timoty J. Sloan, David M. Carroll, David Julian, Hope A. Hardison, Michael J. Loughlin, Avid Modjtabai, John D. Baker III, John S. Chen, Lloyd H. Dean, Elizabeth A. Duke, Susan E. Engel, Enrique Hernandez, Jr., Donald M. James, Cynthia H. Milligan, Federico F. Pena, James H. Quigley, Judith M. Runstad, Stephen W. Sanger, James M. Strother, Susan G. Swenson, Suzanne M. Vautrinot. Filed byGary Hefler, Union Asset Management Holding AG, Marcelo Mizuki, Guy Solomonov. (Attachments: # 1 Exhibit A - Senate Hearing, # 2 Exhibit B - House Hearing, # 3 Exhibit C- Background Paper)(Williams, Shawn) (Filed on 3/6/2017)
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Legal Document (Payment Possibly Required) 71 Filed: 1/24/2017, Entered: 1/24/2017 Unknown Document TypeCourt Filing
ORDER GRANTING APPLICATION FOR ADMISSION OF ATTORNEY JOSHUA LITTLEJOHN PRO HAC VICE by Judge Jon S. Tigar; granting 70 Motion for Pro Hac Vice. (wsn, COURT STAFF) (Filed on 1/24/2017)
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Legal Document (Payment Possibly Required) 70 Filed: 1/19/2017, Entered: 1/19/2017 Unknown Document Type
MOTION for Leave to Appear in Pro Hac Vice, (Filing Fee: $310.00, receipt number 0971-11085914) filed by Union Asset Management Holding AG. (Attachments: #(1) Exhibit Certificate of Good Standing)(Littlejohn, Joshua) (Filed on 1/19/2017)
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Legal Document (Payment Possibly Required) 69 Filed: 1/12/2017, Entered: 1/12/2017 Unknown Document TypeCourt Filing
ORDER GRANTING APPLICATION FOR ADMISSION OF ATTORNEY CHRISTOPHER M. VIAPIANO PRO HAC VICE by Judge Jon S. Tigar; granting 67 Motion for Pro Hac Vice. (wsn, COURT STAFF) (Filed on 1/12/2017)
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Legal Document (Payment Possibly Required) 68 Filed: 1/12/2017, Entered: 1/12/2017 Unknown Document TypeCourt Filing
ORDER GRANTING APPLICATION FOR ADMISSION OF ATTORNEY RICHARD H. KLAPPER PRO HAC VICE by Judge Jon S. Tigar; granting 66 Motion for Pro Hac Vice. (wsn, COURT STAFF) (Filed on 1/12/2017)
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Legal Document (Payment Possibly Required) 67 Filed: 1/12/2017, Entered: 1/12/2017 Unknown Document Type
MOTION for Leave to Appear in Pro Hac Vice by Christopher M. Viapiano, (Filing Fee: $310.00, receipt number 0971-11070148.) filed by Wells Fargo & Company. (Hogberg, Sverker) (Filed on 1/12/2017)
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Legal Document (Payment Possibly Required) 66 Filed: 1/12/2017, Entered: 1/12/2017 Unknown Document Type
MOTION for Leave to Appear in Pro Hac Vice by Richard H. Klapper, (Filing Fee: $310.00, receipt number 0971-11069762.) filed by Wells Fargo & Company. (Hogberg, Sverker) (Filed on 1/12/2017)
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Legal Document (Payment Possibly Required) 65 Filed: 1/12/2017, Entered: None Unknown Document Type
CLERK'S NOTICE CONTINUING CASE MANAGEMENT CONFERENCE. The Initial Case Management Conference previously set for 1/25/2017 is continued to 9/27/2017 at 2:00 PM in Courtroom 9, 19th Floor, San Francisco. A Joint Case Management Statement is due by 9/18/2017. (This is a text-only entry generated by the court. There is no document associated with this entry.) (wsn, COURT STAFF) (Filed on 1/12/2017) (Entered: 01/12/2017)
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Legal Document (Payment Possibly Required) 64 Filed: 1/12/2017, Entered: None Stipulation and Order
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Legal Document (Payment Possibly Required) 64 Filed: 1/11/2017, Entered: None Unknown Document TypeCourt Filing
STIPULATION AND ORDER re 63 STIPULATION WITH PROPOSED ORDER to Continue Case Management Conference and Set Briefing Schedule filed by Wells Fargo & Company. Signed by Judge Jon S. Tigar on January 11, 2017. (wsn, COURT STAFF) (Filed on 1/11/2017) (Entered: 01/12/2017)
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Legal Document (Payment Possibly Required) 63 Filed: 1/11/2017, Entered: 1/11/2017 Unknown Document Type
STIPULATION WITH [PROPOSED] ORDER to Continue Case Management Conference and Set Briefing Schedule filed by Wells Fargo & Company. (Cullen, Brendan) (Filed on 1/11/2017)
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Legal Document (Payment Possibly Required) 62 Filed: 1/9/2017, Entered: 1/9/2017 Unknown Document Type
ADR Clerk's Notice re: Non-Compliance with Court Order (ewh, COURT STAFF) (Filed on 1/9/2017)
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Legal Document (Payment Possibly Required) 61 Filed: 1/6/2017, Entered: 1/6/2017 Unknown Document TypeCourt Filing
Transcript of Proceedings held on 1/5/17, before Judge Jon S. Tigar. Court Reporter Jo Ann Bryce, telephone number 510-910-5888, joann_bryce@cand.uscourts.gov. Per General Order No. 59 and Judicial Conference policy, this transcript may be viewed only at the Clerk's Office public terminal or may be purchased through the Court Reporter until the deadline for the Release of Transcript Restriction after 90 days. After that date, it may be obtained through PACER. Any Notice of Intent to Request Redaction, if required, is due no later than 5 business days from date of this filing. (Re 60 Transcript Order ) Release of Transcript Restriction set for 4/6/2017. (Related documents(s) 60 ) (Bryce, Joann) (Filed on 1/6/2017)
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Legal Document (Payment Possibly Required) 60 Filed: 1/6/2017, Entered: 1/6/2017 Unknown Document Type
TRANSCRIPT ORDER for proceedings held on 01/05/2017 before Hon. Jon S. Tigar by Wells Fargo & Company, for Court Reporter Jo Ann Bryce. (Cullen, Brendan) (Filed on 1/6/2017)
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Legal Document (Payment Possibly Required) 59 Filed: 1/6/2017, Entered: 1/6/2017 Unknown Document Type
TRANSCRIPT ORDER for proceedings held on 01/05/2017 before Hon. Jon S. Tigar by Union Asset Management Holding AG, for Court Reporter Jo Ann Bryce. (Myers, Danielle) (Filed on 1/6/2017)
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Legal Document (Payment Possibly Required) 58 Filed: 1/5/2017, Entered: 1/5/2017 Unknown Document TypeCourt Filing
ORDER CONSOLIDATING CASES AND APPOINTING LEAD PLAINTIFF AND LEAD COUNSEL by Judge Jon S. Tigar granting 29 Motion to Consolidate Cases; granting 29 Motion to Appoint Lead Plaintiff and Lead Counsel. (wsn, COURT STAFF) (Filed on 1/5/2017)
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Legal Document (Payment Possibly Required) 57 Filed: 1/5/2017, Entered: 1/5/2017 Unknown Document Type
Minute Entry for proceedings held before Hon. Jon S. Tigar: Motion Hearing held on 1/5/2017 re 29 MOTION to Consolidate Cases, MOTION to Appoint Lead Plaintiff and Lead Counsel filed by Union Asset Management Holding AG. Total Time in Court: 4 minutes. Court Reporter: Jo Ann Bryce. (wsn, COURT STAFF) (Date Filed: 1/5/2017)
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Legal Document (Payment Possibly Required) 56 Filed: 1/4/2017, Entered: 1/4/2017 Unknown Document Type
CERTIFICATE of Counsel William H. Narwold Pursuant to Civil L.R. 3-7(d) by Gregg S. Levin on behalf of Union Asset Management Holding AG (Levin, Gregg) (Filed on 1/4/2017)
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Legal Document (Payment Possibly Required) 55 Filed: 12/20/2016, Entered: None Unknown Document TypeCourt Filing
RELATED CASE ORDER by Judge Jon S. Tigar granting (48) Motion to Relate Case in case 3:16-cv-05479-JST. (wsn, COURT STAFF) (Filed on 12/20/2016) (Entered: 12/20/2016)
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Legal Document (Payment Possibly Required) 54 Filed: 12/16/2016, Entered: 12/16/2016 Unknown Document Type
NOTICE of Unopposed Motion for Consolidation, Appointment as Lead Plaintiff and Approval of Selection of Counsel by Union Asset Management Holding AG re 29 MOTION to Consolidate Cases MOTION to Appoint Lead Plaintiff and Lead Counsel filed by Union Asset Management Holding AG. (Myers, Danielle) (Filed on 12/16/2016)
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Legal Document (Payment Possibly Required) 53 Filed: 12/14/2016, Entered: 12/14/2016 Unknown Document Type
NOTICE of Appearance by Katharine Ann Kates, Ismail Ramsey, and Miles Ehrlich for John R. Shrewsberry (Kates, Katharine) (Filed on 12/14/2016)
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Legal Document (Payment Possibly Required) 52 Filed: 12/13/2016, Entered: 12/13/2016 Unknown Document TypeCourt Filing
ORDER GRANTING APPLICATION FOR ADMISSION OF ATTORNEY WILLIAM H. NARWOLD PRO HAC VICE by Judge Jon S. Tigar; granting 50 Motion for Pro Hac Vice. (wsn, COURT STAFF) (Filed on 12/13/2016)
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Legal Document (Payment Possibly Required) 51 Filed: 12/13/2016, Entered: 12/13/2016 Unknown Document TypeCourt Filing
ORDER GRANTING APPLICATION FOR ADMISSION OF ATTORNEY GREGG S. LEVIN PRO HAC VICE by Judge Jon S. Tigar; granting 49 Motion for Pro Hac Vice. (wsn, COURT STAFF) (Filed on 12/13/2016)
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Legal Document (Payment Possibly Required) 50 Filed: 12/13/2016, Entered: 12/13/2016 Unknown Document Type
MOTION for Leave to Appear in Pro Hac Vice, (Filing Fee: $310.00, receipt number 0971-11002262) filed by Union Asset Management Holding AG. (Attachments: #(1) Certificate of Good Standing)(Narwold, William) (Filed on 12/13/2016)
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Legal Document (Payment Possibly Required) 49 Filed: 12/13/2016, Entered: 12/13/2016 Unknown Document Type
MOTION for Leave to Appear in Pro Hac Vice, (Filing Fee: $310.00, receipt number 0971-11002204) filed by Union Asset Management Holding AG. (Attachments: #(1) Certificate of Good Standing)(Levin, Gregg) (Filed on 12/13/2016)
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Legal Document (Payment Possibly Required) 48 Filed: 12/12/2016, Entered: 12/12/2016 Unknown Document Type
ADMINISTRATIVE MOTION to Consider Whether Cases Should Be Related filed by Public School Teachers' Pension and Retirement Fund of Chicago. (Attachments: #(1) Declaration of Blair A. Nicholas, #(2) Exhibit A, #(3) [Proposed] Order) (Nicholas, Blair) (Filed on 12/12/2016)
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Legal Document (Payment Possibly Required) 47 Filed: 12/12/2016, Entered: None Unknown Document TypeCourt Filing
RELATED CASE ORDER by Judge Jon S. Tigar granting (41) Motion to Relate Case in case 3:16-cv-05479-JST. (wsn, COURT STAFF) (Filed on 12/12/2016) (Entered: 12/12/2016)
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Legal Document (Payment Possibly Required) 46 Filed: 12/9/2016, Entered: 12/9/2016 Unknown Document Type
Memorandum of Points and Authorities in Further Support of (re 29 MOTION for Consolidation, Appointment as Lead Plaintiff and Approval of its Selection of Lead Counsel) filed by Union Asset Management Holding AG. (Myers, Danielle) (Filed on 12/9/2016)
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Legal Document (Payment Possibly Required) 45 Filed: 12/9/2016, Entered: 12/9/2016 Unknown Document Type
NOTICE OF WITHDRAWAL OF LEAD PLAINTIFF MOTION OF WELLS FARGO INVESTOR GROUP, DKT. #25 (Lieberman, Jeremy) (Filed on 12/9/2016)
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Legal Document (Payment Possibly Required) 44 Filed: 12/9/2016, Entered: 12/9/2016 Unknown Document Type
Notice of Withdrawal of re 28 Sjunde AP-Fonden Motion for Appointment as Lead Plaintiff and Approval of Selection of Counsel (Greenstein, Eli) (Filed on 12/9/2016)
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Legal Document (Payment Possibly Required) 43 Filed: 12/8/2016, Entered: 12/8/2016 Unknown Document Type
Notice of Withdrawal of re 26 MOTION OF THE OREGON PUBLIC EMPLOYEES RETIREMENT SYSTEM FOR CONSOLIDATION OF RELATED ACTIONS, APPOINTMENT AS LEAD PLAINTIFF, AND APPROVAL OF ITS SELECTION OF COUNSEL (Zirpoli, Cadio) (Filed on 12/8/2016)
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Legal Document (Payment Possibly Required) 42 Filed: 12/7/2016, Entered: 12/7/2016 Unknown Document Type
NOTICE of Non-Opposition filed by Union Asset Management Holding AG to re 41 Administrative Motion to Consider Whether Cases Should Be Related (Myers, Danielle) (Filed on 12/7/2016)
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Legal Document (Payment Possibly Required) 41 Filed: 12/5/2016, Entered: 12/5/2016 Unknown Document Type
Administrative Motion to Consider Whether Cases Should Be Related filed by George Hannon. (Attachments: #(1) Declaration of Francis A. Bottini, Jr., #(2) Proposed Order, #(3) Certificate/Proof of Service)(Bottini, Francis) (Filed on 12/5/2016)
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Legal Document (Payment Possibly Required) 40 Filed: 11/26/2016, Entered: None Certificate of Counsel
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Legal Document (Payment Possibly Required) 40 Filed: 11/25/2016, Entered: None Unknown Document Type
CERTIFICATE of Counsel Shawn A. Williams Pursuant to Local Rule 3-7(D) filed by Shawn A. Williams on behalf of Union Asset Management Holding AG (Williams, Shawn) (Filed on 11/25/2016) (Entered: 11/25/2016)
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Legal Document (Payment Possibly Required) 39 Filed: 11/26/2016, Entered: None Certificate of Interested Entities
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Legal Document (Payment Possibly Required) 39 Filed: 11/25/2016, Entered: None Unknown Document Type
Certification of Interested Entities or Persons filed by Sjunde AP-Fonden (Greenstein, Eli) (Filed on 11/25/2016) (Entered: 11/25/2016)
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Legal Document (Payment Possibly Required) 38 Filed: 11/26/2016, Entered: None Certificate of Counsel
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Legal Document (Payment Possibly Required) 38 Filed: 11/25/2016, Entered: None Unknown Document Type
CERTIFICATE of Counsel Gregg S. Levin Pursuant to Local Rule 3-7(D) filed by Danielle Suzanne Myers on behalf of Union Asset Management Holding AG (Myers, Danielle) (Filed on 11/25/2016) (Entered: 11/25/2016)
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Legal Document (Payment Possibly Required) 37 Filed: 11/26/2016, Entered: None Certificate of Counsel
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Legal Document (Payment Possibly Required) 37 Filed: 11/25/2016, Entered: None Unknown Document Type
CERTIFICATE of Counsel James M. Hughes Pursuant to Local Rule 3-7(D) filed by Danielle Suzanne Myers on behalf of Union Asset Management Holding AG (Myers, Danielle) (Filed on 11/25/2016) (Entered: 11/25/2016)
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Legal Document (Payment Possibly Required) 36 Filed: 11/26/2016, Entered: None Certificate of Counsel
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Legal Document (Payment Possibly Required) 36 Filed: 11/25/2016, Entered: None Unknown Document Type
CERTIFICATE of Counsel Danielle S. Myers Pursuant to Local Rule 3-7(d) filed by Danielle Suzanne Myers on behalf of Union Asset Management Holding AG (Myers, Danielle) (Filed on 11/25/2016) (Entered: 11/25/2016)
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Legal Document (Payment Possibly Required) 35 Filed: 11/26/2016, Entered: None Certificate of Interested Entities
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Legal Document (Payment Possibly Required) 35 Filed: 11/25/2016, Entered: None Unknown Document Type
Certificate of Interested Entities by Union Asset Management Holding AG identifying Corporate Parent DZ BANK AG, Corporate Parent WGZ BANK AG, Corporate Parent R+V Holding AG for. -Union Asset Management Holding AG's Rule 7.1 Disclosure Statement (Myers, Danielle) (Filed on 11/25/2016) (Entered: 11/25/2016)
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Legal Document (Payment Possibly Required) 34 Filed: 11/26/2016, Entered: None Certificate of Counsel
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Legal Document (Payment Possibly Required) 34 Filed: 11/25/2016, Entered: None Unknown Document Type
CERTIFICATEION of Counsel Eli R. Greenstein Pursuant to Civil L.R. 3-7(d) filed by Eli Greenstein on behalf of Sjunde AP-Fonden (Greenstein, Eli) (Filed on 11/25/2016) (Entered: 11/25/2016)
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Legal Document (Payment Possibly Required) 33 Filed: 11/26/2016, Entered: None Certificate of Counsel
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Legal Document (Payment Possibly Required) 33 Filed: 11/25/2016, Entered: None Unknown Document Type
CERTIFICATION of Counsel Ryan T. Degnan Pursuant to Civil L.R. 3-7(d) filed by Eli Greenstein on behalf of Sjunde AP-Fonden (Greenstein, Eli) (Filed on 11/25/2016) (Entered: 11/25/2016)
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Legal Document (Payment Possibly Required) 32 Filed: 11/26/2016, Entered: None Certificate of Counsel
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Legal Document (Payment Possibly Required) 32 Filed: 11/25/2016, Entered: None Unknown Document Type
CERTIFICATION of Counsel Darren J. Check Pursuant to Civil L.R. 3-7(d) filed by Eli Greenstein on behalf of Sjunde AP-Fonden (Greenstein, Eli) (Filed on 11/25/2016) (Entered: 11/25/2016)
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Legal Document (Payment Possibly Required) 31 Filed: 11/26/2016, Entered: None Declaration in Support
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Legal Document (Payment Possibly Required) 31 Filed: 11/25/2016, Entered: None Unknown Document Type
Declaration of Danielle S. Myers in Support of 29 MOTION for Consolidation, Appointment as Lead Plaintiff and for Approval of Its Selection of Lead Counsel filed by Union Asset Management Holding AG. (Attachments: # 1 Exhibit A (Certification), # 2 Exhibit B (Notice), # 3 Exhibit C (Loss chart), # 4 Exhibit D (Assignments), # 5 Exhibit E (Motley Rice resume), # 6 Exhibit F (RGRD resume), # 7 Exhibit G (Chemed opinion))(Related document(s) 29 ) (Myers, Danielle) (Filed on 11/25/2016) (Entered: 11/25/2016)
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Legal Document (Payment Possibly Required) 30 Filed: 11/26/2016, Entered: None Certificate of Counsel
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Legal Document (Payment Possibly Required) 30 Filed: 11/25/2016, Entered: None Unknown Document Type
CERTIFICATION of Counsel Naumon A. Amjed Pursuant to Civil L.R. 3-7(d) filed by Eli Greenstein on behalf of Sjunde AP-Fonden (Greenstein, Eli) (Filed on 11/25/2016) (Entered: 11/25/2016)
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Legal Document (Payment Possibly Required) 29 Filed: 11/26/2016, Entered: None Appoint Lead Plaintiff and Lead Counsel
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Legal Document (Payment Possibly Required) 29 Filed: 11/25/2016, Entered: None Unknown Document Type
NOTICE OF MOTION & MOTION for Consolidation, Appointment as Lead Plaintiff and Approval of Its Selection of Counsel; Memorandum of Points & Authorities in Support Thereof filed by Union Asset Management Holding AG. Motion Hearing set for 1/5/2017 02:00 PM in Courtroom 9, 19th Floor, San Francisco before Hon. Jon S. Tigar. Responses due by 12/9/2016. Replies due by 12/16/2016. (Attachments: #(1) Proposed Order)(Myers, Danielle) (Filed on 11/25/2016) (Entered: 11/25/2016)
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Legal Document (Payment Possibly Required) 28 Filed: 11/26/2016, Entered: None Appoint Lead Plaintiff and Lead Counsel
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Legal Document (Payment Possibly Required) 28 Filed: 11/25/2016, Entered: None Unknown Document Type
NOTICE OF MOTION & MOTION for Consolidation of Related Actions, Appointment as Lead Plaintiff, and Approval of Selection of Counsel; Memorandum of Points & Authorities in Support Thereof filed by Sjunde AP-Fonden. Motion Hearing set for 1/5/2017 02:00 PM in Courtroom 9, 19th Floor, San Francisco before Hon. Jon S. Tigar. Responses due by 12/9/2016. Replies due by 12/16/2016. (Attachments: # 1 Proposed Order Proposed Order, # 2 Declaration Declaration of Eli Greenstein, # 3 Exhibit Exhibit A to Greenstein Declaration, # 4 Exhibit Exhibit B to Greenstein Declaration, # 5 Exhibit Exhibit C to Greenstein Declaration, # 6 Exhibit Exhibit D to Greenstein Declaration)(Greenstein, Eli) (Filed on 11/25/2016) (Entered: 11/25/2016)
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Legal Document (Payment Possibly Required) 27 Filed: 11/26/2016, Entered: None Notice of Appearance
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Legal Document (Payment Possibly Required) 27 Filed: 11/25/2016, Entered: None Unknown Document Type
NOTICE of Appearance by Danielle Suzanne Myers of Shawn A. Williams and Danielle S. Myers (Myers, Danielle) (Filed on 11/25/2016) (Entered: 11/25/2016)
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Legal Document (Payment Possibly Required) 26 Filed: 11/26/2016, Entered: None Appoint Counsel
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Legal Document (Payment Possibly Required) 26 Filed: 11/25/2016, Entered: None Unknown Document Type
NOTICE OF MOTION & MOTION for Consolidation of Related Actions, Appointment as Lead Plaintiff, and Approval of Its Selection of Counsel; Memorandum of Points & Authorities in Support Thereof filed by Oregon Public Employees Retirement System. (Attachments: # 1 Declaration of Cadio Zirpoli In Support Of Motion, # 2 Exhibit A, # 3 Exhibit B, # 4 Exhibit C, # 5 Exhibit D, # 6 Exhibit E, # 7 Declaration Of Dodemaide, # 8 Declaration Of Mirarchi, # 9 Declaration Of Roseman, # 10 Declaration Of Willis, # 11 Declaration Of Zirpoli, # 12 Proposed Order)(Zirpoli, Cadio) (Filed on 11/25/2016) (Entered: 11/25/2016)
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Legal Document (Payment Possibly Required) 25 Filed: 11/25/2016, Entered: 11/25/2016 Unknown Document Type
NOTICE OF MOTION & MOTION for Consolidation, Appointment as Lead Plaintiff and Approval of Counsel; Memorandum of Points & Authorities in Support of Motion filed by Floyd Madison, William L Pate, Jr., Carlos Antonio Llantada Estrada, Lee Van Epps, Donald Van Epps, Nicole Conoley, Rhett Conoley. Motion Hearing set for 1/5/2017 02:00 PM in Courtroom 1, 17th Floor, San Francisco before Hon. Jon S. Tigar. Responses due by 12/9/2016. Replies due by 12/16/2016. (Attachments: # 1 Proposed Order, # 2 Declaration, # 3 Exhibit A, # 4 Exhibit B, # 5 Exhibit C, # 6 Exhibit D)(Lieberman, Jeremy) (Filed on 11/25/2016)
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Legal Document (Payment Possibly Required) 24 Filed: 11/21/2016, Entered: None Unknown Document TypeCourt Filing
ORDER CONSOLIDATING HEARINGS ON MOTIONS TO CONSOLIDATE AND COMPETING MOTIONS TO APPOINT LEAD PLAINTIFF AND LEAD COUNSEL. Signed by Judge Jon S. Tigar on November 21, 2016. (wsn, COURT STAFF) (Filed on 11/21/2016) (Entered: 11/21/2016)
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Legal Document (Payment Possibly Required) 23 Filed: 11/21/2016, Entered: 11/21/2016 Unknown Document TypeCourt Filing
STIPULATION AND ORDER re 21 STIPULATION WITH [PROPOSED] ORDER TO ENLARGE TIME TO RESPOND TO COMPLAINT filed by Wells Fargo & Company. Signed by Judge Jon S. Tigar on November 21, 2016. (wsn, COURT STAFF) (Filed on 11/21/2016)
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Legal Document (Payment Possibly Required) 22 Filed: 11/21/2016, Entered: None Unknown Document TypeCourt Filing
ORDER by Judge Jon S. Tigar granting (19) Administrative Motion To Consider Whether Cases Should Be Related in case 3:16-cv-05479-JST. (wsn, COURT STAFF) (Filed on 11/21/2016) (Entered: 11/21/2016)
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Legal Document (Payment Possibly Required) 21 Filed: 11/18/2016, Entered: 11/18/2016 Unknown Document Type
JOINT STIPULATION WITH [PROPOSED] ORDER TO ENLARGE TIME TO RESPOND TO COMPLAINT filed by Wells Fargo & Company. (Cullen, Brendan) (Filed on 11/18/2016)
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Legal Document (Payment Possibly Required) 20 Filed: 11/18/2016, Entered: 11/18/2016 Unknown Document Type
NOTICE of Appearance by Brendan P. Cullen and Sverker K. Hogberg (Cullen, Brendan) (Filed on 11/18/2016)
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Legal Document (Payment Possibly Required) 19 Filed: 11/16/2016, Entered: 11/16/2016 Unknown Document Type
ADMINISTRATIVE MOTION To Consider Whether Cases Should Be Related filed by Fire & Police Pension Association of Colorado. Responses due by 11/21/2016. (Attachments: # 1 Declaration of Joy A. Kruse, # 2 Exhibit A, # 3 Proposed Order, # 4 Certificate/Proof of Service)(Kruse, Joy) (Filed on 11/16/2016)
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Legal Document (Payment Possibly Required) 18 Filed: 11/15/2016, Entered: None Unknown Document TypeCourt Filing
RELATED CASE ORDER by Judge Jon S. Tigar granting (15) Motion to Relate Case in case 3:16-cv-05479-JST. (wsn, COURT STAFF) (Filed on 11/15/2016) (Entered: 11/15/2016)
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Legal Document (Payment Possibly Required) 17 Filed: 11/8/2016, Entered: 11/8/2016 Unknown Document Type
WAIVER OF SERVICE Returned Executed filed by Gary Hefler. Service waived by Carrie L. Tolstedt waiver sent on 10/12/2016, answer due 12/12/2016. (Williams, Shawn) (Filed on 11/8/2016)
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Legal Document (Payment Possibly Required) 16 Filed: 11/8/2016, Entered: 11/8/2016 Unknown Document Type
WAIVER OF SERVICE Returned Executed filed by Gary Hefler. Service waived by John G. Stumpf waiver sent on 10/12/2016, answer due 12/12/2016. (Williams, Shawn) (Filed on 11/8/2016)
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Legal Document (Payment Possibly Required) 15 Filed: 11/5/2016, Entered: 11/5/2016 Unknown Document Type
Administrative Motion to Consider Whether Cases Should Be Related Pursuant to Civil L.R. 3-12 filed by Cathy LeBendig. (Attachments: # 1 Declaration of Barry Himmelstein, # 2 Proposed Order, # 3 Certificate/Proof of Service)(Himmelstein, Barry) (Filed on 11/5/2016)
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Legal Document (Payment Possibly Required) 14 Filed: 11/1/2016, Entered: None Unknown Document TypeCourt Filing
RELATED CASE ORDER by Judge Jon S. Tigar granting (13) Administrative Motion to Consider Whether Cases Should Be Related in case 3:16-cv-05479-JST. (wsn, COURT STAFF) (Filed on 11/1/2016) (Entered: 11/01/2016)
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Legal Document (Payment Possibly Required) 13 Filed: 10/24/2016, Entered: 10/24/2016 Unknown Document Type
Joint ADMINISTRATIVE MOTION to Consider Whether Cases Should Be Related Pursuant to L.R. 3-12 and 7-11 filed by Victoria Shaev. Responses due by 10/28/2016. (Attachments: # 1 Declaration of Betsy C. Manifold, # 2 Exhibit A, # 3 Exhibit B, # 4 Exhibit C, # 5 Exhibit D, # 6 Exhibit E, # 7 Exhibit F, # 8 Exhibit G, # 9 Proposed Order, # 10 Certificate/Proof of Service)(Manifold, Betsy) (Filed on 10/24/2016)
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Legal Document (Payment Possibly Required) 12 Filed: 10/21/2016, Entered: None Unknown Document TypeCourt Filing
RELATED CASE ORDER. Signed by Judge Jon S. Tigar on October 21, 2016. (wsn, COURT STAFF) (Filed on 10/21/2016) (Entered: 10/21/2016)
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Legal Document (Payment Possibly Required) 11 Filed: 10/21/2016, Entered: None Unknown Document Type
CLERK'S NOTICE CONTINUING CASE MANAGEMENT CONFERENCE. The Initial Case Management Conference previously set for 12/28/2016 is continued to 1/25/2017 at 2:00 PM in Courtroom 9, 19th Floor, San Francisco. The Joint Case Management Statement is due by 1/13/2017. (This is a text-only entry generated by the court. There is no document associated with this entry.) (wsn, COURT STAFF) (Filed on 10/21/2016) (Entered: 10/21/2016)
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Legal Document (Payment Possibly Required) 10 Filed: 10/21/2016, Entered: None Unknown Document Type
SUMMONS Returned Executed by Gary Hefler. John R. Shrewsberry served on 10/5/2016, answer due 10/26/2016. (Williams, Shawn) (Filed on 10/21/2016) (Entered: 10/21/2016)
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Legal Document (Payment Possibly Required) 9 Filed: 10/21/2016, Entered: None Unknown Document Type
SUMMONS Returned Executed by Gary Hefler. Wells Fargo & Company served on 10/4/2016, answer due 10/25/2016. (Williams, Shawn) (Filed on 10/21/2016) (Entered: 10/21/2016)
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Legal Document (Payment Possibly Required) 8 Filed: 10/19/2016, Entered: None Unknown Document TypeCourt Filing
RELATED CASE ORDER by Judge Jon S. Tigar granting (7) Motion to Relate Case in case 3:16-cv-05479-JST. (wsn, COURT STAFF) (Filed on 10/19/2016) (Entered: 10/19/2016)
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Legal Document (Payment Possibly Required) 7 Filed: 10/13/2016, Entered: 10/13/2016 Unknown Document Type
Administrative Motion to Consider Whether Cases Should Be Related filed by Amy Cook. (Attachments: # 1 Declaration of Francis A. Bottini, Jr., # 2 Proposed Order, # 3 Certificate/Proof of Service)(Bottini, Francis) (Filed on 10/13/2016)
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Legal Document (Payment Possibly Required) 6 Filed: 9/27/2016, Entered: None Unknown Document Type
Summons Issued as to Defendants John R. Shrewsberry, John G. Stumpf, Carrie L. Tolstedt & Wells Fargo & Company. (tnS) (Filed on 9/27/2016) (Entered: 09/27/2016)
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Legal Document (Payment Possibly Required) 5 Filed: 9/27/2016, Entered: None Unknown Document Type
Initial Case Management Scheduling Order with ADR Deadlines: This case is assigned to a judge who participates in the Cameras in the Courtroom Pilot Project. See General Order 65 and http://cand.uscourts.gov/cameras. Joint Case Management Statement due by 12/21/2016. Initial Case Management Conference set for 12/28/2016 at 2:00 PM in Courtroom 9, 19th Floor, San Francisco. (Attachments: #(1) Notice of Eligibility for Video Recording) (tnS) (Filed on 9/27/2016) (Entered: 09/27/2016)
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Legal Document (Payment Possibly Required) 4 Filed: 9/27/2016, Entered: None Unknown Document Type
Case assigned to Hon. Jon S. Tigar. Counsel for plaintiff or the removing party is responsible for serving the Complaint or Notice of Removal, Summons and the assigned judge's standing orders and all other new case documents upon the opposing parties. For information, visit E-Filing A New Civil Case at http://cand.uscourts.gov/ecf/caseopening.Standing orders can be downloaded from the court's web page at www.cand.uscourts.gov/judges. Upon receipt, the summons will be issued and returned electronically. Counsel is required to send chambers a copy of the initiating documents pursuant to L.R. 5-1(e)(7). A scheduling order will be sent by Notice of Electronic Filing (NEF) within two business days. (haS, COURT STAFF) (Filed on 9/27/2016) (Entered: 09/27/2016)
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Legal Document (Payment Possibly Required) 3 Filed: 9/26/2016, Entered: None Unknown Document Type
Certification of Interested Entities or Persons filed by Gary Hefler (Williams, Shawn) (Filed on 9/26/2016) (Entered: 09/26/2016)
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Legal Document (Payment Possibly Required) 2 Filed: 9/26/2016, Entered: None Unknown Document Type
Proposed Summons. (Williams, Shawn) (Filed on 9/26/2016) (Entered: 09/26/2016)
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Blank 1 Filed: 9/26/2016, Entered: None Unknown Document Type
CLASS ACTION COMPLAINT for Violations of the Federal Securities Laws; Demand for Jury Trial against John R. Shrewsberry, John G. Stumpf, Carrie L. Tolstedt & Wells Fargo & Company, (Filing Fee: $400.00, receipt number 0971-10800480). Filed by Gary Hefler. (Attachments: #(1) Civil Cover Sheet)(Williams, Shawn) (Filed on 9/26/2016) (Entered: 09/26/2016)
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