NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a CONFERENCE proceeding held on 5/10/17 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(McGuirk, Kelly) (Entered: 05/25/2017)
TRANSCRIPT of Proceedings re: CONFERENCE held on 5/10/2017 before Judge Katherine Polk Failla. Court Reporter/Transcriber: Thomas Murray, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 6/15/2017. Redacted Transcript Deadline set for 6/26/2017. Release of Transcript Restriction set for 8/23/2017.(McGuirk, Kelly) (Entered: 05/25/2017)
NOTICE OF VOLUNTARY DISMISSAL Pursuant to Rule 41(a)(1)(A)(i) of the Federal Rules of Civil Procedure, the plaintiff(s) and or their counsel(s), hereby give notice that the above-captioned action is voluntarily dismissed, Without prejudice against the defendant(s) Amy E. Alving, Arconic Inc., Arthur D. Collins, Jr, Rajiv L. Gupta, David P. Hess, Klaus Kleinfeld, Sean O. Mahoney, E. Stanley O'Neal, John C. Plant, Katherine H. Ramundo, L. Rafael Reif, Julie G. Richardson, Patricia F. Russo, Ulrich R. Schmidt, Ratan N. Tata. Document filed by City of Atlanta Firefighters' Pension Fund. (Van Kwawegen, Jeroen) (Entered: 05/25/2017)
ORDER. On May 10, 2017, the Court held a hearing on Plaintiff's motion for a preliminary injunction (see Dkt. #6; see also Dkt. #7-8, 30-31, 34-35) and, later the same day, delivered an oral decision denying Plaintiff's motion. Accordingly, the Clerk of Court is directed to terminate the motion at Docket Entry 6. As discussed, the parties' shall submit a proposed stipulated order concerning Defendants' deadline to file an Answer. SO ORDERED. Denying 6 Motion for Preliminary Injunction. (Signed by Judge Katherine Polk Failla on 5/10/2017) (rjm) (Entered: 05/11/2017)
MEMO ENDORSEMENT on re: 36 LETTER addressed to Judge Katherine Polk Failla from Jeroen van Kwawegen dated 05/03/2017 re: Preliminary Injunction Hearing. Document filed by City of Atlanta Firefighters' Pension Fund. ENDORSEMENT: Application GRANTED. The conference scheduled for May 9, 2017, is hereby ADJOURNED to May 10, 2017, at 10:00 A.M. in Courtroom 618 of the Thurgood Marshall Courthouse, 40 Foley Square, New York, New York, 10007. So ordered. (Status Conference set for 5/10/2017 at 10:00 AM in Courtroom 618, 40 Centre Street, New York, NY 10007 before Judge Katherine Polk Failla.) (Signed by Judge Katherine Polk Failla on 5/4/2017) (rjm) (Entered: 05/04/2017)
LETTER addressed to Judge Katherine Polk Failla from Jeroen van Kwawegen dated 05/03/2017 re: Preliminary Injunction Hearing. Document filed by City of Atlanta Firefighters' Pension Fund.(Van Kwawegen, Jeroen) (Entered: 05/03/2017)
DECLARATION of Jeroen van Kwawegen in Support re: 6 MOTION for Preliminary Injunction .. Document filed by City of Atlanta Firefighters' Pension Fund. (Attachments: # 1 Exhibit A - Declaration of Kelen V. Evans in Support of Plaintiffs Motion for Preliminary Injunction, dated May 2, 2017V. Evans, # 2 Exhibit B - Edited Transcript of Arconic Inc. First Quarter 2017 Earnings Conference Call, dated April 25, 2017, # 3 Exhibit C - Elliott May 2, 2017 Press Release Titled Elliott Management Releases Statement on City of Atlanta Firefighters Pension Fund v. Arconic Inc., et al)(Van Kwawegen, Jeroen) (Entered: 05/02/2017)
REPLY MEMORANDUM OF LAW in Support re: 6 MOTION for Preliminary Injunction . . Document filed by City of Atlanta Firefighters' Pension Fund. (Van Kwawegen, Jeroen) (Entered: 05/02/2017)
RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Amy E. Alving, Arconic Inc., Arthur D. Collins, Jr, Rajiv L. Gupta, David P. Hess, Klaus Kleinfeld, Sean O. Mahoney, E. Stanley O'Neal, John C. Plant, Katherine H. Ramundo, L. Rafael Reif, Julie G. Richardson, Patricia F. Russo, Ulrich R. Schmidt, Ratan N. Tata.(Vizcarrondo, Paul) (Entered: 04/28/2017)
NOTICE OF APPEARANCE by Ryan A. McLeod on behalf of Amy E. Alving, Arconic Inc., Arthur D. Collins, Jr, Rajiv L. Gupta, David P. Hess, Klaus Kleinfeld, Sean O. Mahoney, E. Stanley O'Neal, John C. Plant, Katherine H. Ramundo, L. Rafael Reif, Julie G. Richardson, Patricia F. Russo, Ulrich R. Schmidt, Ratan N. Tata. (McLeod, Ryan) (Entered: 04/28/2017)
MEMORANDUM OF LAW in Opposition re: 6 MOTION for Preliminary Injunction . . Document filed by Amy E. Alving, Arconic Inc., Arthur D. Collins, Jr, Rajiv L. Gupta, David P. Hess, Klaus Kleinfeld, Sean O. Mahoney, E. Stanley O'Neal, John C. Plant, Katherine H. Ramundo, L. Rafael Reif, Julie G. Richardson, Patricia F. Russo, Ulrich R. Schmidt, Ratan N. Tata. (Vizcarrondo, Paul) (Entered: 04/28/2017)
NOTICE OF APPEARANCE by Bradley Reid Wilson on behalf of Amy E. Alving, Arconic Inc., Arthur D. Collins, Jr, Rajiv L. Gupta, David P. Hess, Klaus Kleinfeld, Sean O. Mahoney, E. Stanley O'Neal, John C. Plant, Katherine H. Ramundo, L. Rafael Reif, Julie G. Richardson, Patricia F. Russo, Ulrich R. Schmidt, Ratan N. Tata. (Wilson, Bradley) (Entered: 04/28/2017)
NOTICE OF APPEARANCE by Theodore N Mirvis on behalf of Amy E. Alving, Arconic Inc., Arthur D. Collins, Jr, Rajiv L. Gupta, David P. Hess, Klaus Kleinfeld, Sean O. Mahoney, E. Stanley O'Neal, John C. Plant, Katherine H. Ramundo, L. Rafael Reif, Julie G. Richardson, Patricia F. Russo, Ulrich R. Schmidt, Ratan N. Tata. (Mirvis, Theodore) (Entered: 04/28/2017)
NOTICE OF APPEARANCE by Paul Vizcarrondo on behalf of Amy E. Alving, Arconic Inc., Arthur D. Collins, Jr, Rajiv L. Gupta, David P. Hess, Klaus Kleinfeld, Sean O. Mahoney, E. Stanley O'Neal, John C. Plant, Katherine H. Ramundo, L. Rafael Reif, Julie G. Richardson, Patricia F. Russo, Ulrich R. Schmidt, Ratan N. Tata. (Vizcarrondo, Paul) (Entered: 04/28/2017)
AFFIDAVIT OF SERVICE of Summons and Complaint,. Klaus Kleinfeld served on 4/22/2017, answer due 5/15/2017. Document filed by City of Atlanta Firefighters' Pension Fund. (Van Kwawegen, Jeroen) (Entered: 04/26/2017)
LETTER addressed to Judge Katherine Polk Failla from Jeroen van Kwawegen dated 04/24/2017 re: Briefing Schedule Agreement. Document filed by City of Atlanta Firefighters' Pension Fund.(Van Kwawegen, Jeroen) (Entered: 04/24/2017)
AFFIDAVIT OF SERVICE of Summons and Complaint,. L. Rafael Reif served on 4/20/2017, answer due 5/11/2017. Service was accepted by Lee Cromer. Document filed by City of Atlanta Firefighters' Pension Fund. (Van Kwawegen, Jeroen) (Entered: 04/21/2017)
AFFIDAVIT OF SERVICE of Summons and Complaint,. Katherine H. Ramundo served on 4/20/2017, answer due 5/11/2017. Service was accepted by Lee Cromer. Document filed by City of Atlanta Firefighters' Pension Fund. (Van Kwawegen, Jeroen) (Entered: 04/21/2017)
AFFIDAVIT OF SERVICE of Summons and Complaint,. Julie G. Richardson served on 4/20/2017, answer due 5/11/2017. Service was accepted by Lee Cromer. Document filed by City of Atlanta Firefighters' Pension Fund. (Van Kwawegen, Jeroen) (Entered: 04/21/2017)
AFFIDAVIT OF SERVICE of Summons and Complaint,. Amy E. Alving served on 4/20/2017, answer due 5/11/2017. Service was accepted by Lee Cromer. Document filed by City of Atlanta Firefighters' Pension Fund. (Van Kwawegen, Jeroen) (Entered: 04/21/2017)
AFFIDAVIT OF SERVICE of Summons and Complaint,. Patricia F. Russo served on 4/20/2017, answer due 5/11/2017. Service was accepted by Lee Cromer. Document filed by City of Atlanta Firefighters' Pension Fund. (Van Kwawegen, Jeroen) (Entered: 04/21/2017)
AFFIDAVIT OF SERVICE of Summons and Complaint,. Arthur D. Collins, Jr served on 4/20/2017, answer due 5/11/2017. Service was accepted by Lee Cromer. Document filed by City of Atlanta Firefighters' Pension Fund. (Van Kwawegen, Jeroen) (Entered: 04/21/2017)
AFFIDAVIT OF SERVICE of Summons and Complaint,. Ulrich R. Schmidt served on 4/20/2017, answer due 5/11/2017. Service was accepted by Lee Cromer. Document filed by City of Atlanta Firefighters' Pension Fund. (Van Kwawegen, Jeroen) (Entered: 04/21/2017)
AFFIDAVIT OF SERVICE of Summons and Complaint,. Rajiv L. Gupta served on 4/20/2017, answer due 5/11/2017. Service was accepted by Lee Cromer. Document filed by City of Atlanta Firefighters' Pension Fund. (Van Kwawegen, Jeroen) (Entered: 04/21/2017)
AFFIDAVIT OF SERVICE of Summons and Complaint,. Ratan N. Tata served on 4/20/2017, answer due 5/11/2017. Service was accepted by Lee Cromer. Document filed by City of Atlanta Firefighters' Pension Fund. (Van Kwawegen, Jeroen) (Entered: 04/21/2017)
AFFIDAVIT OF SERVICE of Summons and Complaint,. David P. Hess served on 4/20/2017, answer due 5/11/2017. Service was accepted by Lee Cromer. Document filed by City of Atlanta Firefighters' Pension Fund. (Van Kwawegen, Jeroen) (Entered: 04/21/2017)
AFFIDAVIT OF SERVICE of Summons and Complaint,. E. Stanley O'Neal served on 4/20/2017, answer due 5/11/2017. Service was accepted by Lee Cromer. Document filed by City of Atlanta Firefighters' Pension Fund. (Van Kwawegen, Jeroen) (Entered: 04/21/2017)
AFFIDAVIT OF SERVICE of Summons and Complaint,. John C. Plant served on 4/20/2017, answer due 5/11/2017. Service was accepted by Lee Cromer. Document filed by City of Atlanta Firefighters' Pension Fund. (Van Kwawegen, Jeroen) (Entered: 04/21/2017)
AFFIDAVIT OF SERVICE of Summons and Complaint,. Sean O. Mahoney served on 4/20/2017, answer due 5/11/2017. Service was accepted by Lee Cromer. Document filed by City of Atlanta Firefighters' Pension Fund. (Van Kwawegen, Jeroen) (Entered: 04/21/2017)
AFFIDAVIT OF SERVICE of Summons and Complaint,. Arconic Inc. served on 4/20/2017, answer due 5/11/2017. Service was accepted by Lee Cromer, Authorized Agent. Document filed by City of Atlanta Firefighters' Pension Fund. (Van Kwawegen, Jeroen) (Entered: 04/21/2017)
ORDER: granting 6 Motion for hearing on Preliminary Injunction. Application GRANTED. The preliminary injunction hearing is hereby set for May 9, 2017, at 9:30 A.M. in Courtroom 618 of the Thurgood Marshall Courthouse, 40 Foley Square, New York, New York, 10007. The preliminary injunction motion shall be fully briefed by May 2, 2017; the parties may agree among themselves to internal deadlines within this period for opposition and reply briefing. The parties shall submit to Chambers two courtesy copies of all motions papers in the manner specified in Rule 4.D. of the Court's Individual Rules of Practice in Civil Cases. Plaintiff will forward this Endorsement to Defendants' identified counsel. (Motions due by 5/2/2017)(Signed by Judge Katherine Polk Failla on 4/21/2017) (ap) Modified on 4/21/2017 (ap). (Entered: 04/21/2017)
LETTER addressed to Judge Katherine Polk Failla from Jeroen van Kwawegen dated 04/20/2017 re: Scheduling Preliminary Injunction Hearing. Document filed by City of Atlanta Firefighters' Pension Fund.(Van Kwawegen, Jeroen) (Entered: 04/20/2017)
DECLARATION of Jeroen Van Kwawegen in Support re: 6 MOTION for Preliminary Injunction .. Document filed by City of Atlanta Firefighters' Pension Fund. (Attachments: # 1 Exhibit Arconic Inc. Form 8-K, Dated April 12, 2017, # 2 Exhibit Amendment and Restatement of the Trust Agreement Between Mellon Bank, NA and Alcoa Inc, Dated Sept. 24, 2007, # 3 Exhibit Arconic Press Release, dated Feb. 1, 2016, # 4 Exhibit Elliot Management Definitive Proxy Statement, dated March 9, 2017, # 5 Exhibit Arconic Inc. definitive Proxy Statement, dated March 13, 2017, # 6 Exhibit Arconic Inc, Press Release, dated April 17, 2017, # 7 Exhibit Elliot Management Press Release, dated April 17, 2017, # 8 Exhibit Klaus Kleinfeld Letter to Paul Singer, dated April 11, 2017, # 9 Exhibit Arconic Inc. Letter to Shareholders, dated Feb. 6, 2017, # 10 Exhibit Arconic Inc. Letter to Shareholders, dated March 2, 2017)(Van Kwawegen, Jeroen) (Entered: 04/20/2017)
MEMORANDUM OF LAW in Support re: 6 MOTION for Preliminary Injunction . . Document filed by City of Atlanta Firefighters' Pension Fund. (Van Kwawegen, Jeroen) (Entered: 04/20/2017)
MOTION for Preliminary Injunction . Document filed by City of Atlanta Firefighters' Pension Fund. Return Date set for 5/3/2017 at 09:30 AM. (Attachments: # 1 Text of Proposed Order)(Van Kwawegen, Jeroen) (Entered: 04/20/2017)
ELECTRONIC SUMMONS ISSUED as to Amy E. Alving, Arconic Inc., Arthur D. Collins, Jr, Rajiv L. Gupta, David P. Hess, Klaus Kleinfeld, Sean O. Mahoney, E. Stanley O'Neal, John C. Plant, Katherine H. Ramundo, L. Rafael Reif, Julie G. Richardson, Patricia F. Russo, Ulrich R. Schmidt, Ratan N. Tata. (kl) (Entered: 04/20/2017)
REQUEST FOR ISSUANCE OF SUMMONS as to Arconic, Inc., Katherine H. Ramundo, Amy E. Alving, Arthur D. Collins, Jr., Rajiv L. Gupta, David P. Hess, Klaus Fleinfeld, Sean O. Mahoney, E. Stanley O'Neal, John C. Plant, L. Rafael Reif, Julie G. Richardson, Patricia F. Russo, Ulrich R. Schmidt, Ratan N. Tata, re: 1 Complaint,. Document filed by City of Atlanta Firefighters' Pension Fund. (Van Kwawegen, Jeroen) (Entered: 04/20/2017)
FILING ERROR - SUMMONS REQUEST - PARTY NAME ERROR REQUEST FOR ISSUANCE OF SUMMONS as to Arconic, Inc., Katherine H. Ramundo, Amy E. Alving, Arthur D. Collins, Jr., Rajiv L. Gupta, David P. Hess, Klaus Fleinfeld, Sean O. Mahoney, E. Stanley O'Neal, John C. Plant, L. Rafael Reif, Julie G. Richardson, Patricia F. Russo, Ulrich R. Schmidt, Ratan N. Tat, re: 1 Complaint,. Document filed by City of Atlanta Firefighters' Pension Fund. (Van Kwawegen, Jeroen) Modified on 4/20/2017 (kl). (Entered: 04/19/2017)
COMPLAINT against Amy E. Alving, Arconic Inc., Arthur D. Collins, Jr, Rajiv L. Gupta, David P. Hess, Klaus Kleinfeld, Sean O. Mahoney, E. Stanley O'Neal, John C. Plant, Katherine H. Ramundo, L. Rafael Reif, Julie G. Richardson, Patricia F. Russo, Ulrich R. Schmidt, Ratan N. Tat. (Filing Fee $ 400.00, Receipt Number 0208-13562561)Document filed by City of Atlanta Firefighters' Pension Fund.(Van Kwawegen, Jeroen) (Entered: 04/19/2017)
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