Morgan Stanley Smith Barney LLC v. Lake

Federal Civil Lawsuit Connecticut District Court, Case No. 3:18-cv-00147
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Last Updated December 5, 2019 at 10:27 AM EST (6.1 years ago) Update UpdateSpaceE-Mail Alert AlertsSpaceJump Jump
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Parties
No Logo Morgan Stanley Smith Barney FA Notes Holdings LLC, Plaintiff

▼ Represented by att.net Law Firm Placeholder

Name Phone Fax E-Mail
, , , John F. Conway +1 203 265 2035 jconway@lflaw.com

▼ Represented by Jaffe & Asher LLP

Name Phone Fax E-Mail
, , , Gary William Diamond +1 678 515 8148 gdiamond@jaffeandasher.com

▼ Represented by Terminus 200

Name Phone Fax E-Mail
, , , Terry Robert Weiss +1 678 553 2603 weisstr@gtlaw.com
v.
No Logo Jonathan R. Lake, Defendant
No Logo Morgan Stanley Smith Barney Llc, Defendant

▼ Represented by att.net Law Firm Placeholder

Name Phone Fax E-Mail
, , , John F. Conway +1 203 265 2035 jconway@lflaw.com
Space Shaw R Friedman +1 219 326 1264 +1 219 326 6228 sfriedman.associates@frontier.com
, , , , , , , , , , , MICHELLE SELDIN SILVERMAN +1 609 919 6660 msilverman@morganlewis.com

▼ Represented by Barnes & Thornburg, LLP

Name Phone Fax E-Mail
, David Michael Powlen +1 317 727 2211 +1 317 231 7433 david.powlen@btlaw.com

▼ Represented by Bressler Amery & Ross

Name Phone Fax E-Mail
, , Keith Olin +1 954 499 7979 +4997 499 499 7969 kolin@bressler.com

▼ Represented by Bruce S. Rogow PA

Name Phone Fax E-Mail
, Bruce S. Rogow +1 954 767 8909 +1 954 764 1530 brogow@rogowlaw.com

▼ Represented by Davis Polk & Wardwell, LLP

Name Phone Fax E-Mail
, , , Neal Alan Potischman +1 212 450 4000 +1 212 450 3270 neal.potischman@dpw.com

▼ Represented by DWH Legal Ltd.

Name Phone Fax E-Mail
, Douglas Warren Hyman +1 312 380 6587 dhyman@dwhlegal.com

▼ Represented by GEHRING & SATRIALE LLC

Name Phone Fax E-Mail
, JOSEPH E. GEHRING, JR. +1 212 400 7420

▼ Represented by Greenberg Traurig, LLP

Name Phone Fax E-Mail
, Jonathan Hale Claydon +1 312 863 7150 +1 312 863 7850 claydonj@gtlaw.com
, , , , Tracy Lynn Gerber +1 561 650 7900 +6556 655 655 6222 gerbert@gtlaw.com
Space Steven Marc Malina +1 312 456 8400 malinas@gtlaw.com

▼ Represented by Holland & Hart LLP

Name Phone Fax E-Mail
, Thomas L. Sansonetti +1 307 778 4250 +1 307 778 8175 tlsansonetti@hollandhart.com

▼ Represented by Jaffe & Asher LLP

Name Phone Fax E-Mail
, , , Gary William Diamond +1 678 515 8148 gdiamond@jaffeandasher.com

▼ Represented by Morgan Stanley Smith Barney Llc

Name Phone Fax E-Mail
Space Morgan Stanley Smith Barney LLC

▼ Represented by Morgan, Lewis & Bockius, LLP

Name Phone Fax E-Mail
, , Derek Jon Dilberian +1 305 415 3000 +1 877 432 9652 ddilberian@morganlewis.com
, , , , , , , , Anne Marie Estevez +1 305 415 3330 +1 305 415 3001 annemarie.estevez@morganlewis.com
ATTORNEY TO BE NOTICED, ATTORNEY TO BE NOTICED, ATTORNEY TO BE NOTICED Brendan Thomas Killeen +1 212 309 6712 +1 212 309 6001 bkilleen@morganlewis.com
, , , , , THOMAS A. LINTHORST +1 609 919 6642 tlinthorst@morganlewis.com
ATTORNEY TO BE NOTICED, ATTORNEY TO BE NOTICED, ATTORNEY TO BE NOTICED Christopher Kenneth Ramsey +1 412 560 3300 +1 412 560 7001 christopher.ramsey@morganlewis.com
, , , , , Stephanie Rosel Reiss +1 412 560 3378 +1 412 560 7001 stephanie.reiss@morganlewis.com
, , Melinda S. Riechert +1 650 843 4000 +1 650 843 4001 melinda.riechert@morganlewis.com
ATTORNEY TO BE NOTICED, LEAD ATTORNEY, ATTORNEY TO BE NOTICED, LEAD ATTORNEY, ATTORNEY TO BE NOTICED, LEAD ATTORNEY Andrew J Schaffran +1 212 309 6380 aschaffran@morganlewis.com
, , , , , Sam Scott Shaulson +1 212 309 6718 +1 212 309 6273 sshaulson@morganlewis.com
, , Jennifer P. Svanfeldt +1 415 442 1276 +1 415 442 1001 jennifer.svanfeldt@morganlewis.com
, , Roberta H. Vespremi +1 415 442 1465 rvespremi@morganlewis.com
, , Mark Edward Zelek +1 305 415 3303 +1 305 415 3001 mzelek@morganlewis.com
ATTORNEY TO BE NOTICED, ATTORNEY TO BE NOTICED, ATTORNEY TO BE NOTICED Nicole M. Zito +1 212 309 6707 +1 212 309 6001 nicole.zito@morganlewis.com

▼ Represented by Orrick Herrington & Sutcliffe LLP

Name Phone Fax E-Mail
Space Michael Delikat +1 212 506 5000 +1 212 506 5151 mdelikat@orrick.com
Space Sara E Dionne +1 916 447 9200 +1 916 329 4900 sdionne@orrick.com
Space Lynne C. Hermle +1 650 614 7400 +1 650 614 7401 lchermle@orrick.com
, , Lynne C. Hermle +1 650 614 7400 +1 650 614 7401 lchermle@orrick.com
, Kenneth P Herzinger +1 415 773 5409 +1 415 773 5759 kherzinger@orrick.com
, , , , , Trish Higgins +1 916 329 7943 +1 916 329 4900 thiggins@orrick.com
Space Lisa Bari Lupion +1 212 506 5078 +1 212 506 5151 llupion@orrick.com
, , Jessica R. Perry +1 650 614 7400 +1 650 614 7401 jperry@orrick.com

▼ Represented by Quinn Emanuel Urquhart & Sullivan, LLP

Name Phone Fax E-Mail
, , , , , Peter J Armenio +1 212 849 7000 +1 212 849 7100 peterarmenio@quinnemanuel.com
, , Thomas W Cushing +1 312 705 7400 +1 312 705 7401 thomascushing@quinnemanuel.com
, , David A. Nelson +1 312 705 7400 +1 212 849 7100 davenelson@quinnemanuel.com
, , , Tigran Vardanian +1 312 463 2961 +1 312 463 2962 tigranvardanian@quinnemanuel.com

▼ Represented by Suite 5300

Name Phone Fax E-Mail
, , , , , , , , Annika Elaine Ashton +1 305 415 3000 +1 305 415 3001 aashton@morganlewis.com
, , Voula EllenAlexopoulo Liroff +1 305 415 3430 +1 305 415 3001 vliroff@morganlewis.com

▼ Represented by Terminus 200

Name Phone Fax E-Mail
, , , Terry Robert Weiss +1 678 553 2603 weisstr@gtlaw.com

▼ Represented by Weil Gotshal & Manges LLP

Name Phone Fax E-Mail
, Jonathan D. Polkes +1 212 504 6021 +1 212 504 6666 jonathan.polkes@weil.com
, Richard William Slack +1 212 310 8000 +1 212 833 3148 richard.slack@weil.com
, Michael Francis Walsh +1 212 310 8000 +1 212 833 3148 michael.walsh@weil.com
Attributes
Citation Section 9 U.S.C. § 9
Nature of Suit 896 - Other Statutes: Arbitration
Timeline
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Legal Document (Payment Possibly Required) 55 Filed: 12/5/2019, Entered: None Writ Issued
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Legal Document (Payment Possibly Required) 27 Filed: 3/17/2018, Entered: None Objection
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Legal Document (Payment Possibly Required) 9 Filed: 2/12/2018, Entered: None Summons Returned Executed
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Legal Document (Payment Possibly Required) 2 Filed: 1/25/2018, Entered: None Unknown Document Type
Corporate Disclosure Statement by Morgan Stanley Smith Barney FA Notes Holdings LLC, Morgan Stanley Smith Barney LLC identifying Corporate Parent Morgan Stanley, Corporate Parent Morgan Stanley Domestic Holdings, Inc., Corporate Parent Morgan Stanley Capital Management, LLC, Corporate Parent Morgan Stanley Smith Barney Holdings LLC for Morgan Stanley Smith Barney FA Notes Holdings LLC, Morgan Stanley Smith Barney LLC. (Conway, John) (Entered: 01/25/2018)
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Legal Document (Payment Possibly Required) 1 Filed: 1/25/2018, Entered: None Unknown Document Type
COMPLAINT against Morgan Stanley Smith Barney LLC, Morgan Stanley Smith Barney FA Notes Holdings LLC ( Filing fee $400 receipt number ACTDC-4694149.), filed by Morgan Stanley Smith Barney LLC, Morgan Stanley Smith Barney FA Notes Holdings LLC. (Attachments: # 1 Exhibit A (Arbitration Award), # 2 Exhibit B (Promissory Note 1), # 3 Exhibit C (Promissory Note 2), # 4 Exhibit D (Promissory Note 3), # 5 Exhibit E (Promissory Note 4), # 6 Exhibit F (Promissory Note 5), # 7 Exhibit G (Promissory Note 6), # 8 Exhibit H (Promissory Note 7), # 9 Exhibit I (Statement of Claim), # 10 Exhibit J (Withdrawal of Appearance), # 11 Exhibit K (12-01-17 FINRA letter), # 12 Exhibit L (12-28-17 FINRA letters), # 13 Affidavit (Attorney Affidavit re: interest calculations))(Conway, John) (Entered: 01/25/2018)
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