Securities and Exchange Commission v. Burns

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69	Filed: 9/15/2022, Entered: None	Status Report
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68	Filed: 7/13/2022, Entered: None	Status Report
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67	Filed: 6/1/2022, Entered: None	Memo Endorsement
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66	Filed: 5/31/2022, Entered: None	Status Report
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65	Filed: 3/31/2022, Entered: None	Judgment
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64	Filed: 3/31/2022, Entered: None	Memo Endorsement
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63	Filed: 3/30/2022, Entered: None	Letter
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62	Filed: 3/30/2022, Entered: None	Proposed Judgment
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61	Filed: 1/5/2022, Entered: None	Memo Endorsement
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60	Filed: 12/29/2021, Entered: None	Status Report
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59	Filed: 9/13/2021, Entered: None	Order on Motion to Seal
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58	Filed: 9/10/2021, Entered: None	extension of time
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57	Filed: 9/10/2021, Entered: None	Seal
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56	Filed: 9/10/2021, Entered: None	Notice of Appearance
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55	Filed: 8/31/2021, Entered: None	Memo Endorsement
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54	Filed: 8/30/2021, Entered: None	Letter
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53	Filed: 7/14/2021, Entered: None	Memo Endorsement
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52	Filed: 7/13/2021, Entered: None	Letter
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51	Filed: 6/22/2021, Entered: None	Memo Endorsement
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50	Filed: 6/21/2021, Entered: None	Notice (Other)
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49	Filed: 4/26/2021, Entered: None	Memo Endorsement
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48	Filed: 4/26/2021, Entered: None	Letter
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47	Filed: 1/25/2021, Entered: None	Memo Endorsement
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46	Filed: 1/22/2021, Entered: None	Letter
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45	Filed: 9/10/2020, Entered: None	Memo Endorsement
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44	Filed: 9/8/2020, Entered: None	Letter
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43	Filed: 7/24/2020, Entered: None	Memo Endorsement
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42	Filed: 7/23/2020, Entered: None	Letter
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41	Filed: 6/8/2020, Entered: None	Memo Endorsement
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40	Filed: 6/5/2020, Entered: None	Letter
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39	Filed: 6/5/2020, Entered: None	Notice of Appearance
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38	Filed: 4/22/2020, Entered: None	Memo Endorsement
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37	Filed: 4/21/2020, Entered: None	Letter
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35	Filed: 3/4/2020, Entered: None	Letter
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34	Filed: 1/21/2020, Entered: None	Memo Endorsement
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33	Filed: 1/17/2020, Entered: None	Letter
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32	Filed: 12/5/2019, Entered: None	Memo Endorsement
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31	Filed: 12/4/2019, Entered: None	Letter
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30	Filed: 10/21/2019, Entered: None	Memo Endorsement
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29	Filed: 10/21/2019, Entered: None	Letter
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28	Filed: 9/5/2019, Entered: None	Letter
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27	Filed: 7/21/2019, Entered: None	Status Report
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26	Filed: 6/10/2019, Entered: None	Order on Motion to Stay
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25	Filed: 6/7/2019, Entered: None	Stay
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24	Filed: 5/13/2019, Entered: None	Stipulation and Order
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23	Filed: 5/13/2019, Entered: None	Order on Motion for Extension of Time
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22	Filed: 5/10/2019, Entered: None	extension of time
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21	Filed: 5/10/2019, Entered: None	Proposed Stipulation and Order
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20	Filed: 3/18/2019, Entered: None	Order on Motion for Leave to File Document
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19	Filed: 3/15/2019, Entered: None	Notice of Appearance
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18	Filed: 3/15/2019, Entered: None	Notice of Appearance
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17	Filed: 3/15/2019, Entered: None	Leave to File Document
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16	Filed: 3/8/2019, Entered: None	Order
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15	Filed: 1/11/2019, Entered: None	Judgment - consent
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14	Filed: 1/11/2019, Entered: None	Order on Motion to Adjourn Conference
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13	Filed: 1/10/2019, Entered: None	Adjourn Conference
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12	Filed: 1/10/2019, Entered: None	Proposed Judgment
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11	Filed: 12/12/2018, Entered: None	order on motion for extension of time to file
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10	Filed: 12/11/2018, Entered: None	Extension of Time to File Document
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9	Filed: 11/8/2018, Entered: None	Letter
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8	Filed: 11/1/2018, Entered: None	Order for Initial Pretrial Conference
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7	Filed: 10/26/2018, Entered: 10/26/2018	waiver of service executed
	WAIVER OF SERVICE RETURNED EXECUTED. Andrew B. Scherr waiver sent on 10/17/2018, answer due 12/17/2018. Document filed by Securities and Exchange Commission. (McGrath, Kevin)
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6	Filed: 10/19/2018, Entered: 10/19/2018	judgment
	JUDGMENT AS TO DEFENDANT ALEXANDER BURNS: IT IS HEREBY ORDERED, ADJUDGED, AND DECREED that Defendant is permanently restrained and enjoined from violating, directly or indirectly, Section 10(b) of the Securities Exchange Act of 1934 (the "Exchange Act") [15 U.S.C. ?? 78j(b)] and Rule 10b-5 promulgated thereunder [17 C.F.R. ?? 240.10b-5], by using any means or instrumentality of interstate commerce, or of the mails, or of any facility of any national securities exchange, in connection with the purchase or sale of any security: (a) to employ any device, scheme, or artifice to defraud; as further set forth in this Order. There being no just reason for delay, pursuant to Rule 54(b) of the Federal Rules of Civil Procedure, the Clerk is ordered to enter this Final Judgment forthwith and without further notice. Alexander C. Burns terminated. (Signed by Judge Lorna G. Schofield on 10/19/2018) (cf)
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5	Filed: 10/18/2018, Entered: 10/18/2018	Letter
	LETTER addressed to Judge Lorna G. Schofield from Kevin P. McGrath dated October 18, 2018 re: Proposed Judgment as to Defendant Burns. Document filed by Securities and Exchange Commission.(McGrath, Kevin)
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4	Filed: 10/18/2018, Entered: 10/18/2018	Proposed Judgment
	PROPOSED JUDGMENT. Document filed by Securities and Exchange Commission. (Attachments: # 1 Consent to Judgment) (McGrath, Kevin) Proposed Judgment to be reviewed by Clerk's Office staff.
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3	Filed: 10/17/2018, Entered: 10/17/2018	Notice of Appearance
	NOTICE OF APPEARANCE by Kevin Patrick McGrath on behalf of Securities and Exchange Commission. (McGrath, Kevin)
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2	Filed: 10/16/2018, Entered: 10/16/2018	Civil Cover Sheet
	CIVIL COVER SHEET filed. (Smith, Thomas)
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1	Filed: 10/16/2018, Entered: 10/16/2018	Complaint
	COMPLAINT against Alexander Burns, Andrew Scherr. Document filed by Securities and Exchange Commission.(Smith, Thomas)
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	Filed: 10/18/2018, Entered: None	Unknown Document Type
	***NOTICE TO COURT REGARDING PROPOSED JUDGMENT. Document No. 4 Proposed Judgment was reviewed and approved as to form. (dt)
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	Filed: 10/17/2018, Entered: None	Unknown Document Type
	***NOTICE TO ATTORNEY REGARDING PARTY MODIFICATION. Notice to attorney Thomas Peter Smith. The party information for the following party/parties has been modified: Alexander C. Burns; Andrew B. Scherr. The information for the party/parties has been modified for the following reason/reasons: party name contained a typographical error. (sj)
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	Filed: 10/17/2018, Entered: None	Unknown Document Type
	***NOTICE TO ATTORNEY REGARDING CIVIL. CASE OPENING STATISTICAL ERROR CORRECTION: Notice to attorney Thomas Peter Smith. The following case opening statistical information was erroneously selected/entered: County code XX Out of State. The following correction(s) have been made to your case entry: the County code has been modified to New York. (sj)
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	Filed: 10/17/2018, Entered: None	Unknown Document Type
	CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Lorna G. Schofield. Please download and review the Individual Practices of the assigned District Judge, located at http://nysd.uscourts.gov/judges/District. Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. Please download and review the ECF Rules and Instructions, located at http://nysd.uscourts.gov/ecf_filing.php. (sj)
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	Filed: 10/17/2018, Entered: None	Unknown Document Type
	Magistrate Judge Henry B. Pitman is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: http://nysd.uscourts.gov/forms.php. (sj)
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	Filed: 10/17/2018, Entered: None	Unknown Document Type
	Case Designated ECF. (sj)
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