Securities and Exchange Commission v. Knox

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351	Filed: 3/11/2025, Entered: None	Transcript
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349	Filed: 3/10/2025, Entered: None	Transcript - Appeal
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347	Filed: 2/25/2025, Entered: None	Abbreviated Electronic Appeal Record Sent to USCA
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346	Filed: 2/24/2025, Entered: None	Notice of Appeal
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345	Filed: 2/24/2025, Entered: None	Notice of Appearance
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343	Filed: 1/29/2025, Entered: None	Judgment
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342	Filed: 1/29/2025, Entered: None	Order on Motion for Summary Judgment
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336	Filed: 11/14/2024, Entered: None	Declaration
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332	Filed: 10/24/2024, Entered: None	Affidavit in Support of Motion
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331	Filed: 10/24/2024, Entered: None	Memorandum in Support of Motion
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330	Filed: 10/24/2024, Entered: None	SUMMARY JUDGMENT
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327	Filed: 7/30/2024, Entered: None	Withdraw as Attorney
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320	Filed: 7/15/2024, Entered: None	Affidavit in Support of Motion
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319	Filed: 7/15/2024, Entered: None	Memorandum in Support of Motion
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318	Filed: 7/15/2024, Entered: None	Compel
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316	Filed: 4/30/2024, Entered: None	Affidavit in Support of Motion
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315	Filed: 4/30/2024, Entered: None	Miscellaneous Relief
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313	Filed: 4/3/2024, Entered: None	USCA Mandate
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312	Filed: 2/9/2024, Entered: None	USCA Judgment
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311	Filed: 2/9/2024, Entered: None	USCA Opinion
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286	Filed: 10/7/2022, Entered: None	Judgment
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285	Filed: 10/7/2022, Entered: None	Order on Motion for Sanctions
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282	Filed: 9/6/2022, Entered: None	Miscellaneous Relief
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280	Filed: 8/24/2022, Entered: None	Reply to Response to Motion
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278	Filed: 8/15/2022, Entered: None	Leave to File Document
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277	Filed: 8/12/2022, Entered: None	Opposition to Motion
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275	Filed: 8/9/2022, Entered: None	extension of time
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274	Filed: 7/26/2022, Entered: None	Memorandum in Support of Motion
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273	Filed: 7/26/2022, Entered: None	Sanctions
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272	Filed: 6/3/2022, Entered: None	Judgment
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271	Filed: 6/3/2022, Entered: None	Judgment
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270	Filed: 6/3/2022, Entered: None	Judgment
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269	Filed: 6/3/2022, Entered: None	Judgment
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268	Filed: 6/3/2022, Entered: None	Judgment
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267	Filed: 6/3/2022, Entered: None	Judgment
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266	Filed: 6/3/2022, Entered: None	Judgment
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265	Filed: 6/3/2022, Entered: None	Judgment
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263	Filed: 6/3/2022, Entered: None	Order on Motion for Summary Judgment
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262	Filed: 6/1/2022, Entered: None	Notice of Withdrawal of Appearance
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260	Filed: 5/12/2022, Entered: None	Judgment
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258	Filed: 5/11/2022, Entered: None	Judgment under Rule 54b
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255	Filed: 4/29/2022, Entered: None	Statement of Material Facts L.R. 56.1
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254	Filed: 4/29/2022, Entered: None	Sur-Reply to Motion
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251	Filed: 4/20/2022, Entered: None	Leave to File Document
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250	Filed: 4/15/2022, Entered: None	Appendix/Exhibit
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249	Filed: 4/15/2022, Entered: None	Statement of Material Facts L.R. 56.1
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248	Filed: 4/15/2022, Entered: None	Affidavit in Support of Motion
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247	Filed: 4/15/2022, Entered: None	Reply to Response to Motion
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245	Filed: 4/8/2022, Entered: None	extension of time
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244	Filed: 3/29/2022, Entered: None	Appendix/Exhibit
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243	Filed: 3/29/2022, Entered: None	Statement of Material Facts L.R. 56.1
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242	Filed: 3/29/2022, Entered: None	Memorandum in Opposition to Motion
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241	Filed: 3/23/2022, Entered: None	Order on Motion for Default Judgment
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239	Filed: 3/7/2022, Entered: None	Extension of Time to File Response/Reply
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238	Filed: 3/3/2022, Entered: None	Affidavit in Support of Motion
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237	Filed: 3/3/2022, Entered: None	Memorandum in Support of Motion
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236	Filed: 3/3/2022, Entered: None	Default Judgment
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235	Filed: 2/22/2022, Entered: None	Appendix/Exhibit
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234	Filed: 2/22/2022, Entered: None	Affidavit in Support of Motion
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233	Filed: 2/22/2022, Entered: None	Affidavit in Support of Motion
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232	Filed: 2/22/2022, Entered: None	Statement of Material Facts L.R. 56.1
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231	Filed: 2/22/2022, Entered: None	Memorandum in Support of Motion
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230	Filed: 2/22/2022, Entered: None	SUMMARY JUDGMENT
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228	Filed: 2/13/2022, Entered: None	File Excess Pages
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227	Filed: 2/13/2022, Entered: None	Notice of Appearance
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226	Filed: 2/1/2022, Entered: None	Standing order on motions for default judgment
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223	Filed: 1/28/2022, Entered: None	Entry of Default
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221	Filed: 1/14/2022, Entered: None	extension of time
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219	Filed: 12/17/2021, Entered: None	extension of time
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218	Filed: 12/16/2021, Entered: None	Order on Motion to Amend
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217	Filed: 12/16/2021, Entered: None	Amend
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214	Filed: 10/29/2021, Entered: None	extension of time
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212	Filed: 10/1/2021, Entered: None	Modification
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210	Filed: 8/26/2021, Entered: None	Continue
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208	Filed: 6/23/2021, Entered: None	extension of time
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206	Filed: 5/3/2021, Entered: None	Response to Motion
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205	Filed: 4/23/2021, Entered: None	Modification
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203	Filed: 4/8/2021, Entered: None	extension of time
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202	Filed: 3/16/2021, Entered: None	Order on Motion for Modification
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201	Filed: 3/15/2021, Entered: None	Modification
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200	Filed: 3/15/2021, Entered: None	Order on Motion to Amend
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199	Filed: 3/14/2021, Entered: None	Amend
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198	Filed: 3/14/2021, Entered: None	Notice of Appearance
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197	Filed: 2/15/2021, Entered: None	Order on Motion for Modification
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196	Filed: 2/15/2021, Entered: None	Modification
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194	Filed: 2/4/2021, Entered: None	extension of time
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192	Filed: 1/14/2021, Entered: None	extension of time
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190	Filed: 12/28/2020, Entered: None	Leave to file electronically Pro Se
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189	Filed: 9/2/2020, Entered: None	Order on Motion for Modification
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187	Filed: 8/14/2020, Entered: None	Order on Motion for Miscellaneous Relief
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185	Filed: 4/29/2020, Entered: None	Order on Motion for Modification
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183	Filed: 4/23/2020, Entered: None	Order on Motion for Modification
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177	Filed: 12/19/2019, Entered: None	Order on Motion for Modification
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174	Filed: 10/31/2019, Entered: None	Judgment - consent
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171	Filed: 10/3/2019, Entered: None	Order on Motion for Protective Order
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61	Filed: 11/27/2018, Entered: None	Unknown Document Type
	MOTION for Leave to File Excess Pages in support of motion for default judgment by Securities and Exchange Commission.(Shields, Kathleen) (Entered: 11/27/2018)
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60	Filed: 11/27/2018, Entered: None	Unknown Document Type
	Notice of Service of Process filed by Securities and Exchange Commission. Individual(s)/Entities served: Simone Gastauer Foehr. (Attachments: # 1 Exhibit A)(Shields, Kathleen) (Entered: 11/27/2018)
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59	Filed: 11/26/2018, Entered: None	Unknown Document Type
	Mail dkt. 51 sent to Silverton SA Inc. c/o Michael Gastauer returned to sender - "moved". (Pacho, Arnold) (Entered: 11/26/2018)
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58	Filed: 11/16/2018, Entered: None	Unknown Document Type
	Copy re 57 Preliminary Injunction mailed to Roger Knox on 11/16/2018. (Pacho, Arnold) (Entered: 11/16/2018)
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57	Filed: 11/16/2018, Entered: None	Preliminary Injunction
	Judge Richard G. Stearns: ORDER entered. Preliminary Injunction, Asset Freeze, and Order for Other Equitable Relief. (Pacho, Arnold) (Entered: 11/16/2018)
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56	Filed: 11/16/2018, Entered: None	Unknown Document Type
	Judge Richard G. Stearns: ELECTRONIC ORDER entered granting 55 Motion to Amend Preliminary Injunction. (Pacho, Arnold) (Entered: 11/16/2018)
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52	Filed: 11/6/2018, Entered: None
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49	Filed: 11/5/2018, Entered: None	Unknown Document Type
	MOTION for Entry of Default as to defendants WB21 US Inc., Silverton SA Inc., WB21 NA Inc., C Capital Corp., Wintercap SA Inc., and B2 Cap Inc. by Securities and Exchange Commission.(Shields, Kathleen) (Entered: 11/05/2018)
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	Filed: 12/21/2018, Entered: None	Order on motion for extension of time
	Attachment 1
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	Filed: 12/17/2018, Entered: None	Order on motion for extension of time
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47	Filed: 10/26/2018, Entered: None	Unknown Document Type
	Copy of 46 Preliminary Injunction mailed to Roger Knox on 10/26/2018. (Pacho, Arnold) (Entered: 10/26/2018)
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46	Filed: 10/26/2018, Entered: None	Preliminary Injunction
	Judge Richard G. Stearns: ORDER entered. Preliminary Injunction, Asset Freeze, and Order for Other Equitable Relief. (Pacho, Arnold) (Entered: 10/26/2018)
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45	Filed: 10/26/2018, Entered: None	Unknown Document Type
	Electronic Clerk's Notes for proceedings held before Judge Richard G. Stearns: granting 34 Motion for Preliminary Injunction; Motion Hearing held on 10/26/2018 re 34 MOTION for Preliminary Injunction Asset Freeze, and Order for Other Equitable Relief filed by Securities and Exchange Commission. The court agreed that, if appropriate, it would entertain motions to modify the injunction by defendants once service is made and/or counsel enter appearances. (Court Reporter: James Gibbons at jamesgibbonsrpr@gmail.com.)(Attorneys present: Rebecca Israel, Kathleen Shields, and Jonathan Allen for the SEC; William Connolly, Roger Knox's appointed counsel in the criminal case appeared only in that regard.) (Zierk, Marsha) (Entered: 10/26/2018)
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44	Filed: 10/19/2018, Entered: None	Order on Motion to withdraw as attorney
	Judge Richard G. Stearns: ORDER entered granting 43 Motion to Withdraw as Attorney. Attorney Philip G. Cormier and Syrie Fried terminated. (Zierk, Marsha) (Entered: 10/19/2018)
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43	Filed: 10/18/2018, Entered: None	Unknown Document Type
	MOTION to Withdraw as Attorney by Roger Knox.(Cormier, Philip) (Entered: 10/18/2018)
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42	Filed: 10/18/2018, Entered: None	Unknown Document Type
	ELECTRONIC NOTICE Resetting Hearing on Motion 34 MOTION for Preliminary Injunction Asset Freeze, and Order for Other Equitable Relief : Motion Hearing set for 10/26/2018 02:00 PM in Courtroom 21 before Judge Richard G. Stearns. (Maynard, Timothy) (Entered: 10/18/2018)
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41	Filed: 10/18/2018, Entered: None	Unknown Document Type
	ELECTRONIC NOTICE Resetting Hearing on Motion 34 MOTION for Preliminary Injunction Asset Freeze, and Order for Other Equitable Relief : Motion Hearing set for 10/30/2018 02:00 PM in Courtroom 21 before Judge Richard G. Stearns. (Maynard, Timothy) (Entered: 10/18/2018)
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40	Filed: 10/17/2018, Entered: None	order on motion for miscellaneous relief
	Judge Richard G. Stearns: ORDER entered denying 25 without prejudice Motion to modify TRO to permit defendant to pay legal fee expenses. (Zierk, Marsha) (Entered: 10/17/2018)
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39	Filed: 10/16/2018, Entered: None	Unknown Document Type
	Judge Richard G. Stearns: ELECTRONIC ORDER entered granting 32 Motion for Modification to the existing temporary restraining Order (TRO) with regard to defendant Roger Knox as agreed to by the SEC and Knox. See Dkt #32. Knox's obligations pursuant to Sections IX and XIII of the TRO be extended to October 22, 2018, with the exception that Knox must provide the SEC with a written list of all "bank accounts, brokerage accounts, investments, business interests, loans, lines of credit, and real and personal property wherever situated," and the location of any funds or other assets by October 15, 2018. See Dkt. No. 9, at §§ IX.1, IX.6, and IX.7; and Knox's obligations pursuant to Section X of the TRO be extended to October 25, 2018. (Zierk, Marsha) (Entered: 10/16/2018)
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38	Filed: 10/15/2018, Entered: None	Unknown Document Type
	RESPONSE TO COURT ORDER by Roger Knox . (Attachments: # 1 Exhibit 1 - Affidavit to Criminal Complaint)(Cormier, Philip) (Entered: 10/15/2018)
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37	Filed: 10/15/2018, Entered: None	Unknown Document Type
	ELECTRONIC NOTICE Setting Hearing on Motion 34 MOTION for Preliminary Injunction Asset Freeze, and Order for Other Equitable Relief : Motion Hearing set for 10/30/2018 02:00 PM in Courtroom 21 before Judge Richard G. Stearns. (Maynard, Timothy) (Entered: 10/15/2018)
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36	Filed: 10/15/2018, Entered: None	Unknown Document Type
	Judge Richard G. Stearns: ELECTRONIC ORDER entered. The Temporary Restraining Order enter on October 2, 2018, [Dkt #9], is extended and remains in full force and effect until this court can hear the Security and Exchange Commission's motion for preliminary injunction [Dkt #34] and enter a ruling. The Clerk will set a hearing on the Motion for Preliminary Injunction for October 30, 2018, at 2:00 p.m. in Courtroom 21.(Zierk, Marsha) (Entered: 10/15/2018)
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35	Filed: 10/11/2018, Entered: None	memorandum in support of motion
	MEMORANDUM in Support re 34 MOTION for Preliminary Injunction Asset Freeze, and Order for Other Equitable Relief filed by Securities and Exchange Commission. (Israel, Rebecca) (Entered: 10/11/2018)
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34	Filed: 10/11/2018, Entered: None	Motion for Preliminary Injunction
	MOTION for Preliminary Injunction Asset Freeze, and Order for Other Equitable Relief by Securities and Exchange Commission. (Attachments: # 1 Text of Proposed Order)(Israel, Rebecca) (Entered: 10/11/2018)
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33	Filed: 10/11/2018, Entered: None	Opposition to Motion
	Opposition re 25 MOTION re 9 Order Modification of Temporary Restraining Order as to Roger Knox filed by Securities and Exchange Commission. (Forni, Eric) (Entered: 10/11/2018)
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32	Filed: 10/11/2018, Entered: None	Motion to modify
	Joint MOTION to Modify THE TEMPORARY RESTRAINING ORDER AS TO ROGER KNOX by Securities and Exchange Commission.(Forni, Eric) (Entered: 10/11/2018)
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30	Filed: 10/10/2018, Entered: None	order on motion to seal document
	Judge Richard G. Stearns: ELECTRONIC ORDER entered granting 29 Motion to Seal Document. (Pacho, Arnold) (Entered: 10/10/2018)
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29	Filed: 10/9/2018, Entered: None	motion to seal document
	MOTION to Seal Document by Roger Knox.(Cormier, Philip) (Entered: 10/09/2018)
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28	Filed: 10/9/2018, Entered: None	summons returned executed
	SUMMONS Returned Executed Wintercap SA served on 10/5/2018, answer due 10/26/2018. (Shields, Kathleen) (Entered: 10/09/2018)
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27	Filed: 10/9/2018, Entered: None	summons returned executed
	SUMMONS Returned Executed Roger Knox served on 10/5/2018, answer due 10/26/2018. (Shields, Kathleen) (Entered: 10/09/2018)
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26	Filed: 10/9/2018, Entered: None	Notice of Appearance
	NOTICE of Appearance by Kathleen Burdette Shields on behalf of Securities and Exchange Commission (Shields, Kathleen) (Entered: 10/09/2018)
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25	Filed: 10/5/2018, Entered: None	Motion for Miscellaneous Relief
	MOTION re 9 Order Modification of Temporary Restraining Order by Roger Knox. (Attachments: # 1 Affidavit)(Cormier, Philip) (Entered: 10/05/2018)
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24	Filed: 10/5/2018, Entered: None	Notice of Appearance
	NOTICE of Appearance by Philip G. Cormier on behalf of Roger Knox (Cormier, Philip) (Entered: 10/05/2018)
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23	Filed: 10/5/2018, Entered: None	Notice of Appearance
	NOTICE of Appearance by Syrie D. Fried on behalf of Roger Knox (Fried, Syrie) (Entered: 10/05/2018)
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22	Filed: 10/5/2018, Entered: None	summons returned executed
	SUMMONS Returned Executed Wintercap SA Inc. served on 10/3/2018, answer due 10/24/2018. (Forni, Eric) (Entered: 10/05/2018)
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21	Filed: 10/5/2018, Entered: None	summons returned executed
	SUMMONS Returned Executed C Capital Corp served on 10/3/2018, answer due 10/24/2018. (Forni, Eric) (Entered: 10/05/2018)
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20	Filed: 10/5/2018, Entered: None	summons returned executed
	SUMMONS Returned Executed WB21 NA Inc. served on 10/3/2018, answer due 10/24/2018. (Forni, Eric) (Entered: 10/05/2018)
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19	Filed: 10/5/2018, Entered: None	summons returned executed
	SUMMONS Returned Executed B2 Cap Inc. served on 10/3/2018, answer due 10/24/2018. (Forni, Eric) (Entered: 10/05/2018)
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18	Filed: 10/5/2018, Entered: None	summons returned executed
	SUMMONS Returned Executed WB21 US Inc served on 10/3/2018, answer due 10/24/2018. (Forni, Eric) (Entered: 10/05/2018)
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17	Filed: 10/5/2018, Entered: None	summons returned executed
	SUMMONS Returned Executed B21 Ltd. served on 10/3/2018, answer due 10/24/2018. (Forni, Eric) (Entered: 10/05/2018)
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16	Filed: 10/5/2018, Entered: None	summons returned executed
	SUMMONS Returned Executed Simone Gastauer Foehr served on 10/3/2018, answer due 10/24/2018. (Forni, Eric) (Entered: 10/05/2018)
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15	Filed: 10/5/2018, Entered: None	summons returned executed
	SUMMONS Returned Executed Raimund Gastauer served on 10/3/2018, answer due 10/24/2018. (Forni, Eric) (Entered: 10/05/2018)
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14	Filed: 10/5/2018, Entered: None	summons returned executed
	SUMMONS Returned Executed Silverton SA Inc. served on 10/3/2018, answer due 10/24/2018. (Forni, Eric) (Entered: 10/05/2018)
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13	Filed: 10/5/2018, Entered: None	summons returned executed
	SUMMONS Returned Executed Michael T. Gastauer served on 10/3/2018, answer due 10/24/2018. (Forni, Eric) (Entered: 10/05/2018)
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12	Filed: 10/3/2018, Entered: None	Order on Motion to Unseal Case
	Judge Richard G. Stearns: ELECTRONIC ORDER entered granting 11 Motion to Unseal Case. (Pacho, Arnold) (Entered: 10/03/2018)
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11	Filed: 10/3/2018, Entered: None	Motion to Unseal Case
	MOTION to Unseal Case by Securities and Exchange Commission. (Pacho, Arnold) (Entered: 10/03/2018)
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10	Filed: 10/2/2018, Entered: None	Summons issued
	Summons Issued as to B2 Cap Inc., C Capital Corp, Michael T. Gastauer, Roger Knox, Silverton SA Inc., WB21 NA Inc., WB21 US Inc, Wintercap SA, Wintercap SA Inc.. Counsel receiving this notice electronically should download this summons, complete one for each defendant and serve it in accordance with Fed.R.Civ.P. 4 and LR 4.1. Summons will be mailed to plaintiff(s) not receiving notice electronically for completion of service. (Rynne, Michelle) (Entered: 10/02/2018)
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9	Filed: 10/2/2018, Entered: None	Order
	Judge Richard G. Stearns: ORDER entered ALLOWING 3 Emergency Ex Parte MOTION for Temporary Restraining Order, Order Freezing Assets and Order for other Equitable Relief filed by Securities and Exchange Commission (Rynne, Michelle) (Entered: 10/02/2018)
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8	Filed: 10/2/2018, Entered: None	Order on Motion to Seal Case +
	Judge Richard G. Stearns: ELECTRONIC ORDER entered granting 7 Motion to Seal Case (Rynne, Michelle) (Entered: 10/02/2018)
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7	Filed: 10/2/2018, Entered: None	Motion to Seal Case
	MOTION to Seal Case by Securities and Exchange Commission.(Rynne, Michelle) (Entered: 10/02/2018)
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6	Filed: 10/2/2018, Entered: None	Proposed Document(s) submitted
	Proposed Order re 3 Motion for Temporary Restraining Order submitted by Securities and Exchange Commission. (Rynne, Michelle) (Entered: 10/02/2018)
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5	Filed: 10/2/2018, Entered: None	Declaration
	DECLARATION of Trevor T. Donelan re 3 MOTION for Temporary Restraining Order by Securities and Exchange Commission. (Rynne, Michelle) (Entered: 10/02/2018)
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4	Filed: 10/2/2018, Entered: None	memorandum in support of motion
	MEMORANDUM in Support re 3 MOTION for Temporary Restraining Order filed by Securities and Exchange Commission. (Rynne, Michelle) (Entered: 10/02/2018)
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3	Filed: 10/2/2018, Entered: None	Motion for TRO
	Emergency Ex Parte MOTION for Temporary Restraining Order, Order Freezing Assets and Order for other Equitable Relief by Securities and Exchange Commission.(Rynne, Michelle) (Entered: 10/02/2018)
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2	Filed: 10/2/2018, Entered: None	Notice of Case Assignment
	ELECTRONIC NOTICE of Case Assignment. Judge Richard G. Stearns assigned to case. If the trial Judge issues an Order of Reference of any matter in this case to a Magistrate Judge, the matter will be transmitted to Magistrate Judge Marianne B. Bowler. (Rynne, Michelle) (Entered: 10/02/2018)
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1	Filed: 10/2/2018, Entered: None	Complaint
	COMPLAINT against All Defendants, filed by Securities and Exchange Commission. (Attachments: # 1 Civil Cover Sheet)(Rynne, Michelle) (Entered: 10/02/2018)
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