SECURITIES AND EXCHANGE COMMISSION v. NEW

Federal Civil Lawsuit Indiana Southern District Court, Case No. 1:18-cv-03975
District Judge Sarah Evans Barker, presiding
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District Judge Sarah Evans Barker
Last Updated September 12, 2022 at 4:20 PM EDT (2.5 years ago) Update UpdateSpaceE-Mail Alert AlertsSpaceJump Jump
Summary

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Parties
United States Securities and Exchange Commission United States Securities and Exchange Commission, Plaintiff
Officially listed as "SECURITIES AND EXCHANGE COMMISSION"

Represented by United States Securities and Exchange Commission

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED Russell Koonin +1 305 982 6385 +1 305 536 4154 kooninr@sec.gov
ATTORNEY TO BE NOTICED Christine Nestor +1 305 982 6367 +1 305 536 4154 nestorc@sec.gov
v.
No Logo ALAN H. NEW, Defendant

Represented by Suite 450

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED, ATTORNEY TO BE NOTICED, ATTORNEY TO BE NOTICED Jonathan A. Bont +1 317 550 1855 +1 317 915 5886 jon@paganelligroup.com
ATTORNEY TO BE NOTICED, ATTORNEY TO BE NOTICED, ATTORNEY TO BE NOTICED Stephanie Lauren Grass +1 317 550 1855 +1 317 569 6016 stephanie@paganelligroup.com
No Logo DAVID N. KNUTH, Defendant

Represented by Suite 450

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED, ATTORNEY TO BE NOTICED, ATTORNEY TO BE NOTICED Jonathan A. Bont +1 317 550 1855 +1 317 915 5886 jon@paganelligroup.com
ATTORNEY TO BE NOTICED, ATTORNEY TO BE NOTICED, ATTORNEY TO BE NOTICED Stephanie Lauren Grass +1 317 550 1855 +1 317 569 6016 stephanie@paganelligroup.com
No Logo SYNERGY INVESTMENT SERVICES, LLC, Defendant

Represented by Suite 450

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED, ATTORNEY TO BE NOTICED, ATTORNEY TO BE NOTICED Jonathan A. Bont +1 317 550 1855 +1 317 915 5886 jon@paganelligroup.com
ATTORNEY TO BE NOTICED, ATTORNEY TO BE NOTICED, ATTORNEY TO BE NOTICED Stephanie Lauren Grass +1 317 550 1855 +1 317 569 6016 stephanie@paganelligroup.com
Attributes
Citation Section 15 U.S.C. § 77
Nature of Suit 850 - Other Statutes: Securities/Commodities/Exchange
Timeline
  Entries (48) Tab Overlap Calendar Events Tab Overlap Related (0) Tab Overlap Tools Right End
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Legal Document (Payment Possibly Required) 80 Filed: 9/12/2022, Entered: None Order on Motion to Withdraw Attorney Appearance
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Legal Document (Payment Possibly Required) 79 Filed: 9/9/2022, Entered: None Withdraw Attorney Appearance
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Legal Document (Payment Possibly Required) 78 Filed: 8/26/2022, Entered: None Order on Motion to Amend/Correct
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Legal Document (Payment Possibly Required) 77 Filed: 8/19/2022, Entered: None Amend/Correct
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Legal Document (Payment Possibly Required) 76 Filed: 4/26/2022, Entered: None Closed Judgment
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Legal Document (Payment Possibly Required) 75 Filed: 4/26/2022, Entered: None Order
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Legal Document (Payment Possibly Required) 74 Filed: 3/30/2022, Entered: None Evidentiary Hearing
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Legal Document (Payment Possibly Required) 73 Filed: 3/24/2022, Entered: None Order on Motion to Withdraw
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Legal Document (Payment Possibly Required) 72 Filed: 3/23/2022, Entered: None Evidentiary Hearing
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Legal Document (Payment Possibly Required) 71 Filed: 3/23/2022, Entered: None Designation of Evidence
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Legal Document (Payment Possibly Required) 70 Filed: 3/22/2022, Entered: None Designation of Evidence
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Legal Document (Payment Possibly Required) 69 Filed: 3/22/2022, Entered: None Submission
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Legal Document (Payment Possibly Required) 68 Filed: 3/22/2022, Entered: None Withdraw
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Legal Document (Payment Possibly Required) 67 Filed: 3/22/2022, Entered: None Submission
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Legal Document (Payment Possibly Required) 66 Filed: 3/22/2022, Entered: None Notice of Appearance
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Legal Document (Payment Possibly Required) 65 Filed: 3/21/2022, Entered: None Order on Motion for Continuance
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Legal Document (Payment Possibly Required) 64 Filed: 3/16/2022, Entered: None Motion (Other)
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Legal Document (Payment Possibly Required) 63 Filed: 3/15/2022, Entered: None Scheduling Order
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Legal Document (Payment Possibly Required) 62 Filed: 2/8/2022, Entered: None Settlement Conference
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Legal Document (Payment Possibly Required) 61 Filed: 2/1/2022, Entered: None Order
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Legal Document (Payment Possibly Required) 60 Filed: 12/22/2021, Entered: None Status Conference
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Legal Document (Payment Possibly Required) 59 Filed: 12/21/2021, Entered: None Notice (Other)
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Legal Document (Payment Possibly Required) 58 Filed: 12/21/2021, Entered: None Witness List
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Legal Document (Payment Possibly Required) 56 Filed: 12/16/2021, Entered: None Order on Motion for Extension of Time to File
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Legal Document (Payment Possibly Required) 55 Filed: 12/15/2021, Entered: None Extension of Time (Other)
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Legal Document (Payment Possibly Required) 54 Filed: 12/6/2021, Entered: None Protective Order
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Legal Document (Payment Possibly Required) 53 Filed: 12/6/2021, Entered: None Order on Motion to Withdraw
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Legal Document (Payment Possibly Required) 52 Filed: 12/3/2021, Entered: None Protective Order
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Legal Document (Payment Possibly Required) 51 Filed: 12/3/2021, Entered: None Withdraw
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Legal Document (Payment Possibly Required) 50 Filed: 12/2/2021, Entered: None Submission
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Legal Document (Payment Possibly Required) 49 Filed: 11/23/2021, Entered: None Status Conference
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Legal Document (Payment Possibly Required) 48 Filed: 11/18/2021, Entered: None Order on Motion to Withdraw Attorney Appearance
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Legal Document (Payment Possibly Required) 46 Filed: 11/16/2021, Entered: None Notice of Change of Attorney Information
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Legal Document (Payment Possibly Required) 45 Filed: 11/15/2021, Entered: None Notice of Appearance
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Legal Document (Payment Possibly Required) 44 Filed: 11/15/2021, Entered: None Withdraw Attorney Appearance
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Legal Document (Payment Possibly Required) 39 Filed: 9/27/2021, Entered: None Notice (Other)
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Legal Document (Payment Possibly Required) 34 Filed: 12/7/2020, Entered: None Response in Opposition to Motion
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Legal Document (Payment Possibly Required) 30 Filed: 7/27/2020, Entered: None Order Reopening Case
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Legal Document (Payment Possibly Required) 29 Filed: 7/25/2020, Entered: None Notice of Appearance
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Legal Document (Payment Possibly Required) 9 Filed: 12/20/2018, Entered: None Corporate Disclosure Statement
Corporate Disclosure Statement by SYNERGY INVESTMENT SERVICES, LLC. (Bont, Jonathan) (Entered: 12/20/2018)
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Legal Document (Payment Possibly Required) 8 Filed: 12/19/2018, Entered: None Notice to file Corporate Disclosure Statement
NOTICE to File Corporate Disclosure Statement to SYNERGY INVESTMENT SERVICES, LLC. (LAB) (CKM) (Entered: 12/20/2018)
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Legal Document (Payment Possibly Required) 7 Filed: 12/19/2018, Entered: None Notice of Appearance
NOTICE of Appearance by Christine Nestor on behalf of Plaintiff SECURITIES AND EXCHANGE COMMISSION. (Nestor, Christine) (Entered: 12/19/2018)
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Legal Document (Payment Possibly Required) 6 Filed: 12/19/2018, Entered: None Notice of Appearance
NOTICE of Appearance by Russell Koonin on behalf of Plaintiff SECURITIES AND EXCHANGE COMMISSION. (Koonin, Russell) (Entered: 12/19/2018)
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Legal Document (Payment Possibly Required) 5 Filed: 12/19/2018, Entered: None Notice of Appearance
NOTICE of Appearance by Stephanie Lauren Grass on behalf of Defendants DAVID N. KNUTH, ALAN H. NEW, SYNERGY INVESTMENT SERVICES, LLC. (Grass, Stephanie) (Entered: 12/19/2018)
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Legal Document (Payment Possibly Required) 4 Filed: 12/18/2018, Entered: None Notice of Appearance
NOTICE of Appearance by Jonathan A. Bont on behalf of Defendants DAVID N. KNUTH, ALAN H. NEW, SYNERGY INVESTMENT SERVICES, LLC. (Bont, Jonathan) (Entered: 12/18/2018)
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Legal Document (Payment Possibly Required) 3 Filed: 12/18/2018, Entered: None
MAGISTRATE JUDGE's NOTICE of Availability to Exercise Jurisdiction issued. (REO) (Entered: 12/18/2018)
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Legal Document (Payment Possibly Required) 2 Filed: 12/18/2018, Entered: None Permanent Injunction
Unopposed MOTION for Permanent Injunction and Other Relief, filed by Plaintiff Securities and Exchange Commission. (Attachments: # 1 Exhibit A -Alan New Consent, # 2 Exhibit A-1 Alan New Judgment, # 3 Exhibit B - David Knuth Consent, # 4 Exhibit B-1 David Knuth Judgment, # 5 Exhibit C - Synergy Consent, # 6 Exhibit C-1 Synergy Judgment)(Koonin, Russell) (Entered: 12/18/2018)
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Legal Document (Payment Possibly Required) 1 Filed: 12/17/2018, Entered: None Complaint
COMPLAINT For Injunctive and Other Relief against All Defendants, filed by All Plaintiffs. (No fee paid with this filing) (Attachments: # 1 Civil Cover Sheet)(Koonin, Russell) (Entered: 12/17/2018)
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