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 25 |
Filed: 12/14/2009, Entered: None |
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ORDER AND FINAL JUDGMENT settling action. (Signed by Judge Shira A. Scheindlin on 11/24/09) (Attachments: # 1 Notice of Right to Appeal)(dt) (Entered: 12/14/2009)
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Filed: 6/28/2007, Entered: None |
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STIPULATION AND ORDER that the Stipulation and Agreement of Settlement with defendant Issuers and Individuals submitted to the Court on 6/10/4, is hereby terminated purs to Paragraph 39 of the Proposed Partial Settlement. However, purs to paragraph 40 of the Proposed Partial Settlement, that paragraph, and the paragraphs referred to therein, shall survive the termination of the Proposed Partial Settlement. This Stipulation resolves (5527) Motion to Approve of Class action settlement. The Clerk of Court is directed to close this motion. This document relates to: All cases listed on Schedule I. (orig fld in 21mc92, #5620). (Signed by Judge Shira A. Scheindlin on 6/25/07) (cd)
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| 24 |
Filed: 7/29/2003, Entered: None |
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ANSWER by Morgan Stanley Dean to [9-1] amended complaint . (Attorney Steven G. Bradbury from the Firm: Kirkland & Ellis). (moc) (Entered: 11/22/2003)
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| 23 |
Filed: 7/22/2003, Entered: None |
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ANSWER by Goldman Sachs Group to [14-1] amended complaint . (Attorney Penny Shane from the Firm: Sullivan & Cromwell, LLP). (sac) (Entered: 09/19/2003)
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| 22 |
Filed: 1/15/2003, Entered: None |
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NOTICE of REGISTRATION AND FIRM NAME CHANGE by Goldman Sachs Group. Re: Sullivan & Cromwell LLP. (jw) (Entered: 03/06/2003)
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| 20 |
Filed: 8/27/2002, Entered: None |
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AFFIDAVIT OF SERVICE of the S & C for the Violations of the FSL as to Koichi Suzuki by regsitered mail. Delivered by Brian Hayden, a paralegal of Wolf Haldenstein Adler Freeman & Herz, LLP. Delivered by Brian Hayden, a paralegal at Wolf Haldenstein Adler Freeman & Herz, LLP on 8/5/02 . Answer due on 8/26/02 for Koichi Suzuki Government Answer due on 10/4/02 for Koichi Suzuki . (laq) (Entered: 08/30/2002)
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| 19 |
Filed: 8/27/2002, Entered: None |
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AFFIDAVIT OF SERVICE of the S & C for the Violations of the FSL as to Yasuhiro Nishi by registered mail. Delivered by Brian Hayden, a paralegal at Wolf Haldenstein adler Freeman & Herz, LLP on 8/5/02 . Answer due on 8/26/02 for Yasuhiro Nishi. Government Answer due on 10/4/02 for Nishi . (laq) (Entered: 08/30/2002)
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| 12 |
Filed: 7/3/2002, Entered: None |
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RETURN OF SERVICE upon Gordon A. Campbell of Summons and Complaint unexecuted on 6/7/02. (pl) (Entered: 07/16/2002)
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| 11 |
Filed: 7/3/2002, Entered: None |
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RETURN OF SERVICE upon Steve Dewitt of Summons and Complaint unexecuted on 6/11/02. (pl) (Entered: 07/16/2002)
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| 10 |
Filed: 7/3/2002, Entered: None |
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AFFIDAVIT OF SERVICE of Summons and Complaint as to Initiative Japan by personal serivce on 6/13/02 . Answer due on 7/3/02 for Initiative Japan . (pl) (Entered: 07/16/2002)
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| 18 |
Filed: 6/21/2002, Entered: None |
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AFFIDAVIT OF SERVICE of S&C as to Initiative Japan by personal service on 5/23/02. (sac) (Entered: 07/26/2002)
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| 17 |
Filed: 6/21/2002, Entered: None |
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AFFIDAVIT OF SERVICE of S&C as to Yasuhiro Nishi by personal service on 5/23/02. (sac) (Entered: 07/26/2002)
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| 16 |
Filed: 6/21/2002, Entered: None |
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AFFIDAVIT OF SERVICE of S&C as to Koichi Suzuki by personal service on 5/23/02. (sac) (Entered: 07/26/2002)
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| 15 |
Filed: 6/14/2002, Entered: None |
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AFFIDAVIT OF SERVICE of S&C as to Initiative Japan by Yuka Tanji, managing agent, on 6/6/02. (sac) (Entered: 07/26/2002)
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| 21 |
Filed: 5/13/2002, Entered: None |
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ORDER, appointing Crowe Foreign Services as international process server . ( signed by Judge Shira A. Scheindlin ); (sac) (Entered: 12/04/2002)
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| 14 |
Filed: 5/10/2002, Entered: None |
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CORRECTED AMENDED COMPLAINT by Morris Kassin amending [9-1] amended complaint ; Summons issued. (sac) (Entered: 07/19/2002)
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| 13 |
Filed: 5/10/2002, Entered: None |
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ERRATA to amended class action complaint for violations of the Federal Securities Laws by Morris Kassin striking paragraph 12. (sac) (Entered: 07/19/2002)
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Filed: 4/19/2002, Entered: None |
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MASTER ALLEGATIONS by Morris Kassin RE: Amended Complaint, doc.# 9, Filed on April 19, 2002. (ac)
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| 9 |
Filed: 4/19/2002, Entered: None |
Unknown Document Type |
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AMENDED COMPLAINT by Morris Kassin amending [1-1] complaint ; Summons issued. (ac) (Entered: 07/16/2002)
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Filed: 4/19/2002, Entered: None |
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OMNIBUS ORDER, granting [6-1] motion for an order, appointing Movant as Lead Pltff, granting [6-2] motion for an order, approving Movant selection of the IPO Securities Litigation Pltffs' Executive Committee to serve as Lead Counsel. ( signed by Judge Shira A. Scheindlin ); Copies mailed. (orig. doc. filed in 21 mc 92, doc. #4319) (sac)
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| 8 |
Filed: 2/8/2002, Entered: None |
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DECLARATION of Ian T. Stoll by Saul Kassin in support Re: [6-1] motion for an order, appointing Movant as Lead Pltff, [6-2] motion for an order, approving Movant selection of the IPO Securities Litigation Pltffs' Executive Committee to serve as Lead Counsel. (sac) (Entered: 03/04/2002)
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| 7 |
Filed: 2/8/2002, Entered: None |
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MEMORANDUM OF LAW by Saul Kassin in support of [6-1] motion for an order, appointing Movant as Lead Pltff, [6-2] motion for an order, approving Movant selection of the IPO Securities Litigation Pltffs' Executive Committee to serve as Lead Counsel. (sac) (Entered: 03/04/2002)
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| 6 |
Filed: 2/8/2002, Entered: None |
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NOTICE OF MOTION by Saul Kassin for an order, appointing Movant as Lead Pltff ; for an order, approving Movant selection of the IPO Securities Litigation Pltffs' Executive Committee to serve as Lead Counsel ; Return date not indicated. (rec'd in the night deposit box on 2/1/02 at 10:49 p.m.) (sac) (Entered: 03/04/2002)
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| 5 |
Filed: 1/9/2002, Entered: None |
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RULE 1.9 CERTIFICATE filed by Goldman Sachs Group. (sac) (Entered: 02/12/2002)
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| 4 |
Filed: 1/8/2002, Entered: None |
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AFFIDAVIT OF SERVICE of Summons & Complaint as to Morgan Stanley Dean by Steven Bradbury on 1/8/02. (sac) (Entered: 02/12/2002)
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| 3 |
Filed: 1/4/2002, Entered: None |
Unknown Document Type |
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RULE 1.9 CERTIFICATE filed by Morgan Stanley Dean . (gmo) (Entered: 01/21/2002)
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| 2 |
Filed: 1/4/2002, Entered: None |
Unknown Document Type |
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AFFIDAVIT OF SERVICE of Summons & Complaint as to Goldman Sachs Group by Patricia McGraw, Legal Asst., on 12/21/01. (sac) (Entered: 01/21/2002)
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Filed: 12/5/2001, Entered: None |
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Case accepted as related to 1:21mc92. (db)
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Request From Archives (Scanning Fees/Delay May Apply) |
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Filed: 12/5/2001, Entered: None |
Unknown Document Type |
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Magistrate Judge Gabriel W. Gorenstein is so designated. (db)
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Request From Archives (Scanning Fees/Delay May Apply) |
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| 1 |
Filed: 12/5/2001, Entered: None |
Unknown Document Type |
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COMPLAINT filed. Summons issued and Notice pursuant to 28 U.S.C. 636(c). FILING FEE $ 150.00 RECEIPT # 424403. (db) (Entered: 12/12/2001)
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Request From Archives (Scanning Fees/Delay May Apply) |
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