Merrill Lynch, Pierce, Fenner & Smith Inc. V Katherine Flanders-Borden

Federal Civil Lawsuit Massachusetts District Court, Case No. 1:17-cv-11681
District Judge George A. OToole, Jr, presiding
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District Judge George A. OToole, Jr
Last Updated September 17, 2021 at 6:27 AM EDT (3.8 years ago) Update UpdateSpaceE-Mail Alert AlertsSpaceJump Jump
Summary

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Parties
Merrill Lynch, Pierce, Fenner & Smith, Inc. Merrill Lynch, Pierce, Fenner & Smith, Inc., Defendant
Officer/Director, Cumulus Media Inc.
Officer/Director, Chart Industries, Inc.
Officer/Director, Lodgian, Inc.
Officer/Director, Mlgpe Ltd
Merrill Lynch GP Inc. Officer/Director, Merrill Lynch GP Inc.
Officer/Director, Merrill Lynch & Co Inc
Officer/Director, Merrill Lynch Group, Inc
Hertz Global Holdings Inc Officer/Director, Hertz Global Holdings Inc
Merrill Lynch International Officer/Director, Merrill Lynch International
Officer/Director, Merrill Lynch Trust Co Fsb
Officer/Director, Infospace.com, Inc.
Officer/Director, Fund Asset Management Lp
Officer/Director, New BlackRock, Inc.
Officer/Director, Princeton Administrators Lp
Officer/Director, NATIONSBANK CORP
Bank of America, NA Officer/Director, Bank of America, NA
Officer/Director, Blue Ridge Investments, LLC
Officer/Director, Gabelli Utility Fund
Officer/Director, Pimco High Income Fund
Officer/Director, Koll Real Estate Group Inc
Officer/Director, Uslife Income Fund Inc
Officer/Director, Muniholdings Fund Inc
Officer/Director, Munienhanced Fund Inc
Officer/Director, Muniyield Quality Fund Inc
Officer/Director, Munivest Fund II Inc

Represented by McGuireWoods LLP

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED, LEAD ATTORNEY Nellie E. Hestin +1 412 667 7909 nhestin@mcguirewoods.com
Other Parties
No Logo Brett L. Peterson, Cross Claimant

Represented by Engel & Schultz, LLP.

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED, ATTORNEY TO BE NOTICED, ATTORNEY TO BE NOTICED, ATTORNEY TO BE NOTICED Hilary S. Schultz +1 617 951 9980 +1 617 951 0048 hschultz@engelschultz.com
No Logo David E. Flanders, Cross Claimant

Represented by Engel & Schultz, LLP.

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED, ATTORNEY TO BE NOTICED, ATTORNEY TO BE NOTICED, ATTORNEY TO BE NOTICED Hilary S. Schultz +1 617 951 9980 +1 617 951 0048 hschultz@engelschultz.com
No Logo Karyn S. Beedy, Cross Claimant

Represented by Engel & Schultz, LLP.

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED, ATTORNEY TO BE NOTICED, ATTORNEY TO BE NOTICED, ATTORNEY TO BE NOTICED Hilary S. Schultz +1 617 951 9980 +1 617 951 0048 hschultz@engelschultz.com
No Logo William J. Sherry, Cross Claimant

Represented by Engel & Schultz, LLP.

Name Phone Fax E-Mail
ATTORNEY TO BE NOTICED, ATTORNEY TO BE NOTICED, ATTORNEY TO BE NOTICED, ATTORNEY TO BE NOTICED Hilary S. Schultz +1 617 951 9980 +1 617 951 0048 hschultz@engelschultz.com
No Logo Katherine Flanders-Borden, Cross Defendant
Attributes
Citation Section 28 U.S.C. § 1335
Nature of Suit 890 - Other Statutes: Other Statutory Actions
Timeline
  Entries (29) Tab Overlap Calendar Events Tab Overlap Related (0) Tab Overlap Tools Right End
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Legal Document (Payment Possibly Required) 126 Filed: 9/17/2021, Entered: None USCA Mandate
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Legal Document (Payment Possibly Required) 125 Filed: 8/27/2021, Entered: None USCA Judgment
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Legal Document (Payment Possibly Required) 124 Filed: 8/27/2021, Entered: None USCA Opinion
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Legal Document (Payment Possibly Required) 123 Filed: 6/16/2021, Entered: None Order
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Legal Document (Payment Possibly Required) 122 Filed: 6/9/2021, Entered: None Notice - Other
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Legal Document (Payment Possibly Required) 121 Filed: 4/21/2021, Entered: None Order
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Legal Document (Payment Possibly Required) 119 Filed: 4/19/2021, Entered: None Order on Motion for Disbursement of Funds
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Legal Document (Payment Possibly Required) 118 Filed: 3/19/2021, Entered: None Release of Funds
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Legal Document (Payment Possibly Required) 116 Filed: 1/14/2021, Entered: None Expedite
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Legal Document (Payment Possibly Required) 115 Filed: 1/7/2021, Entered: None Letter/request - non-motion
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Legal Document (Payment Possibly Required) 114 Filed: 1/5/2021, Entered: None Disbursement of funds
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Legal Document (Payment Possibly Required) 113 Filed: 10/26/2020, Entered: None Notice - Other
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Legal Document (Payment Possibly Required) 99 Filed: 7/21/2020, Entered: None Judgment
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Legal Document (Payment Possibly Required) 96 Filed: 7/1/2020, Entered: None Order on Motion for Summary Judgment
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Legal Document (Payment Possibly Required) 32 Filed: 7/9/2018, Entered: None Order on Motion to DismissCourt Filing
Judge George A. O'Toole, Jr: ORDER entered denying 15 Motion for Default Judgment; denying 23 Motion for Default and Default Judgment; denying 24 Motion for Default Judgment and Default; denying 26 Motion to Dismiss (Halley, Taylor)
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Legal Document (Payment Possibly Required) 14 Filed: 11/28/2017, Entered: None Unknown Document TypeCourt Filing
Judge George A. O'Toole, Jr: ELECTRONIC ORDER entered terminating 11 Motion for Bond (Halley, Taylor) (Entered: 11/28/2017)
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Legal Document (Payment Possibly Required) 13 Filed: 11/28/2017, Entered: None Unknown Document TypeCourt Filing
Judge George A. O'Toole, Jr: ELECTRONIC ORDER entered. Pursuant to 28 U.S.C. ?? 1335, Interpleader plaintiff Merrill Lynch, Pierce, Fenner & Smith is hereby ordered to post a bond in the amount of $10,000, in compliance with Local Rule 67.1, as surety for this action. (Halley, Taylor) (Entered: 11/28/2017)
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Legal Document (Payment Possibly Required) 12 Filed: 11/10/2017, Entered: None Unknown Document Type
MEMORANDUM in Support re 11 MOTION for Bond pursuant to 28 U.S.C. 1335 filed by Merrill Lynch, Pierce, Fenner & Smith Inc.. (Hestin, Nellie) (Entered: 11/10/2017)
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Legal Document (Payment Possibly Required) 11 Filed: 11/10/2017, Entered: None Unknown Document Type
MOTION for Bond pursuant to 28 U.S.C. 1335 by Merrill Lynch, Pierce, Fenner & Smith Inc..(Hestin, Nellie) (Entered: 11/10/2017)
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Legal Document (Payment Possibly Required) 10 Filed: 11/9/2017, Entered: None Unknown Document Type
ANSWER to 1 Complaint,, CROSSCLAIM against Katherine Flanders-Borden by Brett L. Peterson, David E. Flanders, William J. Sherry, Karyn S. Beedy. (Attachments: # 1 Exhibit Exhibit 1)(Schultz, Hilary) (Entered: 11/09/2017)
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Legal Document (Payment Possibly Required) 9 Filed: 11/7/2017, Entered: None Unknown Document Type
AFFIDAVIT OF SERVICE Executed by Merrill Lynch, Pierce, Fenner & Smith Inc.. Katherine Flanders-Borden served on 10/21/2017, answer due 11/13/2017. Acknowledgement filed by Merrill Lynch, Pierce, Fenner & Smith Inc.. (Hestin, Nellie) (Entered: 11/07/2017)
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Legal Document (Payment Possibly Required) 8 Filed: 9/12/2017, Entered: None Unknown Document Type
WAIVER OF SERVICE Returned Executed by Brett L. Peterson, David E. Flanders, William J. Sherry, Karyn S. Beedy. William J. Sherry waiver sent on 9/12/2017, answer due 11/13/2017. (Schultz, Hilary) (Entered: 09/12/2017)
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Legal Document (Payment Possibly Required) 7 Filed: 9/12/2017, Entered: None Unknown Document Type
WAIVER OF SERVICE Returned Executed by Brett L. Peterson, David E. Flanders, William J. Sherry, Karyn S. Beedy. Brett L. Peterson waiver sent on 9/12/2017, answer due 11/13/2017. (Schultz, Hilary) (Entered: 09/12/2017)
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Legal Document (Payment Possibly Required) 6 Filed: 9/12/2017, Entered: None Unknown Document Type
WAIVER OF SERVICE Returned Executed by Brett L. Peterson, David E. Flanders, William J. Sherry, Karyn S. Beedy. David E. Flanders waiver sent on 9/12/2017, answer due 11/13/2017. (Schultz, Hilary) (Entered: 09/12/2017)
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Legal Document (Payment Possibly Required) 5 Filed: 9/12/2017, Entered: None Unknown Document Type
WAIVER OF SERVICE Returned Executed by Brett L. Peterson, David E. Flanders, William J. Sherry, Karyn S. Beedy. Karyn S. Beedy waiver sent on 9/12/2017, answer due 11/13/2017. (Schultz, Hilary) (Entered: 09/12/2017)
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Legal Document (Payment Possibly Required) 4 Filed: 9/12/2017, Entered: None Unknown Document Type
NOTICE of Appearance by Hilary S. Schultz on behalf of Karyn S. Beedy, David E. Flanders, Brett L. Peterson, William J. Sherry (Schultz, Hilary) (Entered: 09/12/2017)
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Legal Document (Payment Possibly Required) 3 Filed: 9/8/2017, Entered: None Unknown Document Type
Summons Issued as to Karyn S. Beedy, David E. Flanders, Katherine Flanders-Borden, Brett L. Peterson, William J. Sherry. Counsel receiving this notice electronically should download this summons, complete one for each defendant and serve it in accordance with Fed.R.Civ.P. 4 and LR 4.1. Summons will be mailed to plaintiff(s) not receiving notice electronically for completion of service. (Jones, Sherry) (Entered: 09/08/2017)
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Legal Document (Payment Possibly Required) 2 Filed: 9/8/2017, Entered: None Unknown Document TypeCourt Filing
ELECTRONIC NOTICE of Case Assignment. Judge George A. OToole, Jr assigned to case. If the trial Judge issues an Order of Reference of any matter in this case to a Magistrate Judge, the matter will be transmitted to Magistrate Judge Jennifer C. Boal. (adminn, ) (Entered: 09/08/2017)
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Legal Document (Payment Possibly Required) 1 Filed: 9/6/2017, Entered: None Unknown Document Type
COMPLAINT in Interpleader against Brett L. Peterson, David E. Flanders, William J. Sherry, Katherine Flanders-Borden, Karyn S. Beedy Filing fee: $ 400, receipt number 0101-6783003 (Fee Status: Filing Fee paid), filed by Merrill Lynch, Pierce, Fenner & Smith Inc.. (Attachments: # 1 Civil Cover Sheet, # 2 Category Form, # 3 Exhibit A, # 4 Exhibit B, # 5 Exhibit C, # 6 Exhibit D)(Hestin, Nellie) (Entered: 09/06/2017)
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