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 40 |
Filed: 9/8/2021, Entered: 9/8/2021 |
Notice of voluntary dismissal |
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NOTICE OF VOLUNTARY DISMISSAL pursuant to Rule 41(a)(1)(A)(i) of the Federal Rules of Civil Procedure, the plaintiff(s) and or their counsel(s), hereby give notice that the above-captioned action is voluntarily dismissed, and without costs against the defendant(s) Downing Digital Healthcare Group, LLC, Downing Investment Partners, LP, Downing Partners, LLC. Document filed by Securities and Exchange Commission. Proposed document to be reviewed and processed by Clerk's Office staff (No action required by chambers)...(Dunnigan, Christopher)
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 Request |
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 39 |
Filed: 8/20/2021, Entered: 8/20/2021 |
Add and Terminate Parties |
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| 38 |
Filed: 8/20/2021, Entered: 8/20/2021 |
Consent Judgment |
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| 37 |
Filed: 8/19/2021, Entered: 8/19/2021 |
order on motion to reopen case |
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ORDER granting [36] LETTER MOTION to Reopen Case and Approve Consent Judgments. The Court is in receipt of the Commission's letter requesting that the Court lift the stay in this matter and enter the Final Judgment. The Court hereby ORDERS that the stay in this matter is lifted. The Court will concurrently enter the Final Judgments. SO ORDERED. (Signed by Judge Katherine Polk Failla on 8/19/2021) (jca) Modified on 8/19/2021 (jca).
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Request |
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| 36 |
Filed: 8/19/2021, Entered: 8/19/2021, Terminated: 8/19/2021 |
Motion to Reopen Case |
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LETTER MOTION to Reopen Case and Approve Consent Judgments addressed to Judge Katherine Polk Failla from Christopher J. Dunnigan dated 08/19/21. Document filed by Securities and Exchange Commission..(Dunnigan, Christopher)
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Request |
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| 35 |
Filed: 8/19/2021, Entered: 8/19/2021 |
Proposed Consent Order |
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PROPOSED CONSENT ORDER. Document filed by Securities and Exchange Commission. (Attachments: # (1) Text of Proposed Order Proposed Final Judgment).(Dunnigan, Christopher)
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Request |
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| 34 |
Filed: 8/19/2021, Entered: 8/19/2021 |
Proposed Consent Order |
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PROPOSED CONSENT ORDER. Document filed by Securities and Exchange Commission. (Attachments: # (1) Text of Proposed Order Proposed Final Judgment).(Dunnigan, Christopher)
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Request |
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| 33 |
Filed: 6/25/2021, Entered: 6/25/2021 |
Memo Endorsement |
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MEMO ENDORSEMENT on re: [32] Letter filed by Securities and Exchange Commission. ENDORSEMENT: Application GRANTED. The Clerk of Court is directed to amend the case caption to reflect the proper spelling of Defendant Marc Lawrence's name. Marc Lawrence added. Mark Lawrence terminated. (Signed by Judge Katherine Polk Failla on 6/25/2021) (rro)
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Request |
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| 32 |
Filed: 6/25/2021, Entered: 6/25/2021 |
Letter |
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LETTER addressed to Judge Katherine Polk Failla from Christopher J. Dunnigan dated June 25, 2021 re: Defendant Name Change. Document filed by Securities and Exchange Commission..(Dunnigan, Christopher)
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Request |
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| 31 |
Filed: 9/20/2019, Entered: 9/20/2019 |
Order on motion to intervene |
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ORDER granting [28] Motion to Intervene. ORDERED that the Government's motion to intervene is GRANTED; IT IS FURTHER ORDERED that: Proceedings in this action are stayed in their entirety during the pendency of the Criminal Action. Upon the request of the Commission and without objection from the United States Attorney's Office or Defendants (see Dkt. #30), the Court grants the Motion, without prejudice to the Commission seeking leave to amend its pleading. The initial pretrial conference, previously scheduled for October 4, 2019, is hereby ADJOURNED. The Clerk of Court is directed to terminate the motion at docket entry 28. (Signed by Judge Katherine Polk Failla on 9/20/2019) (rro)
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Request |
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Filed: None, Entered: None |
Case Stayed |
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Case Stayed (rro)
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| 30 |
Filed: 9/19/2019, Entered: 9/19/2019 |
Response to motion |
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RESPONSE to Motion re: [28] MOTION to Intervene to Stay Litigation. . Document filed by Securities and Exchange Commission. (Tenreiro, Jorge)
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Request |
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| 29 |
Filed: 9/17/2019, Entered: 9/17/2019 |
Memorandum of Law in Support of Motion |
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MEMORANDUM OF LAW in Support re: [28] MOTION to Intervene to Stay Litigation. . Document filed by United States of America. (Kamal, Jilan)
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Request |
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| 28 |
Filed: 9/17/2019, Entered: 9/17/2019, Terminated: 9/20/2019 |
Motion to Intervene |
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MOTION to Intervene to Stay Litigation. Document filed by United States of America.(Kamal, Jilan)
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Request |
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| 27 |
Filed: 8/20/2019, Entered: 8/20/2019 |
Order on motion for extension of time |
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ORDER granting [26] Letter Motion for Extension of Time. Application GRANTED. SO ORDERED. (Signed by Judge Katherine Polk Failla on 8/20/2019) (rro)
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Request |
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| 26 |
Filed: 8/20/2019, Entered: 8/20/2019, Terminated: 8/20/2019 |
Motion for Extension of Time |
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SECOND LETTER MOTION for Extension of Time to respond to the complaint addressed to Judge Katherine Polk Failla from Andrew St. Laurent dated August 20, 2019. Document filed by Mark Lawrence.(St. Laurent, Andrew)
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Request |
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Filed: None, Entered: None |
***Set/Reset Deadlines |
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Set/Reset Deadlines: Mark Lawrence answer due 9/23/2019. (rro)
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| 25 |
Filed: 8/14/2019, Entered: 8/14/2019 |
waiver of service executed |
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WAIVER OF SERVICE RETURNED EXECUTED. Downing Investment Partners, LP waiver sent on 8/6/2019, answer due 10/7/2019. Document filed by Securities and Exchange Commission. (Tenreiro, Jorge)
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Request |
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| 24 |
Filed: 7/24/2019, Entered: 7/24/2019 |
Order on Motion for extension of time to answer |
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ORDER granting [23] Letter Motion for Extension of Time to Answer. Application GRANTED. Defendant Lawrence's time to answer or otherwise respond is hereby extended until August 23, 2019. Mark Lawrence answer due 8/23/2019. (Signed by Judge Katherine Polk Failla on 7/24/2019) (mro)
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Request |
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| 23 |
Filed: 7/24/2019, Entered: 7/24/2019, Terminated: 7/24/2019 |
Motion for Extension of Time to File Answer |
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LETTER MOTION for Extension of Time to File Answer addressed to Judge Katherine Polk Failla from Andrew St. Laurent dated 07/24/2019. Document filed by Mark Lawrence.(St. Laurent, Andrew)
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Request |
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| 22 |
Filed: 7/24/2019, Entered: 7/24/2019 |
Notice of Appearance |
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NOTICE OF APPEARANCE by Andrew M. St. Laurent on behalf of Mark Lawrence. (St. Laurent, Andrew)
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Request |
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| 21 |
Filed: 7/22/2019, Entered: 7/22/2019 |
Order for Initial Pretrial Conference |
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NOTICE OF INITIAL PRETRIAL CONFERENCE: Initial Conference set for 10/4/2019 at 03:00 PM in Courtroom 618, 40 Centre Street, New York, NY 10007 before Judge Katherine Polk Failla. (Signed by Judge Katherine Polk Failla on 7/22/2019) (rro)
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Request |
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| 20 |
Filed: 7/10/2019, Entered: 7/10/2019 |
Certificate of Service Complaints |
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CERTIFICATE OF SERVICE of Summons and Complaint. Downing Partners, LLC served on 7/8/2019, answer due 7/29/2019. Service was accepted by David Wagner. Document filed by Securities and Exchange Commission. (Dunnigan, Christopher)
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Request |
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| 19 |
Filed: 7/10/2019, Entered: 7/10/2019 |
Certificate of Service Complaints |
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CERTIFICATE OF SERVICE of Summons and Complaint. Downing Investment Partners, LP served on 7/8/2019, answer due 7/29/2019. Service was accepted by David Wagner. Document filed by Securities and Exchange Commission. (Dunnigan, Christopher)
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Request |
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| 18 |
Filed: 7/10/2019, Entered: 7/10/2019 |
Certificate of Service Complaints |
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CERTIFICATE OF SERVICE of Summons and Complaint. Downing Digital Healthcare Group, LLC served on 7/8/2019, answer due 7/29/2019. Service was accepted by David Wagner. Document filed by Securities and Exchange Commission. (Dunnigan, Christopher)
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Request |
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| 17 |
Filed: 7/10/2019, Entered: 7/10/2019 |
Certificate of Service Complaints |
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CERTIFICATE OF SERVICE of Summons and Complaint. David Wagner served on 7/8/2019, answer due 7/29/2019. Service was accepted by David Wagner. Document filed by Securities and Exchange Commission. (Dunnigan, Christopher)
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Request |
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| 16 |
Filed: 7/3/2019, Entered: 7/3/2019 |
Certificate of Service Complaints |
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CERTIFICATE OF SERVICE of Summons and Complaint. Mark Lawrence served on 7/3/2019, answer due 7/24/2019. Service was accepted by Mark Lawrence. Document filed by Securities and Exchange Commission. (Dunnigan, Christopher)
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Request |
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| 15 |
Filed: 6/18/2019, Entered: 6/18/2019 |
Summons issued |
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ELECTRONIC SUMMONS ISSUED as to Downing Digital Healthcare Group, LLC. (dnh)
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Request |
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| 14 |
Filed: 6/17/2019, Entered: 6/17/2019 |
Request for Issuance of Summons |
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REQUEST FOR ISSUANCE OF SUMMONS as to Downing Digital Healthcare Group, LLC, re: [1] Complaint. Document filed by Securities and Exchange Commission. (Dunnigan, Christopher)
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Request |
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| 13 |
Filed: 6/17/2019, Entered: 6/17/2019 |
Summons issued |
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ELECTRONIC SUMMONS ISSUED as to Mark Lawrence. (pc)
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Request |
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| 12 |
Filed: 6/17/2019, Entered: 6/17/2019 |
Summons issued |
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ELECTRONIC SUMMONS ISSUED as to Downing Investment Partners, LP. (pc)
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Request |
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| 11 |
Filed: 6/17/2019, Entered: 6/17/2019 |
Summons issued |
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ELECTRONIC SUMMONS ISSUED as to Downing Partners, LLC. (pc)
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Request |
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| 10 |
Filed: 6/17/2019, Entered: 6/17/2019 |
Summons issued |
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ELECTRONIC SUMMONS ISSUED as to David Wagner. (pc)
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Request |
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Filed: None, Entered: None |
Notice to Attorney Regarding Deficient Request for Issuance of Summons |
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***NOTICE TO ATTORNEY REGARDING DEFICIENT REQUEST FOR ISSUANCE OF SUMMONS. Notice to Attorney Christopher John Dunnigan to RE-FILE Document No. [6] Request for Issuance of Summons,. The filing is deficient for the following reason(s): Include the complete party name as listed on the complaint caption title;. Re-file the document using the event type Request for Issuance of Summons found under the event list Service of Process - select the correct filer/filers - and attach the correct summons form PDF. (pc)
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Filed: None, Entered: None |
Case Designated ECF. |
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Case Designated ECF. (pc)
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Filed: None, Entered: None |
Case Designation |
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Magistrate Judge Barbara C. Moses is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: http://nysd.uscourts.gov/forms.php. (pc)
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Filed: None, Entered: None |
Case Opening Initial Assignment Notice |
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CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Katherine Polk Failla. Please download and review the Individual Practices of the assigned District Judge, located at http://nysd.uscourts.gov/judges/District. Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. Please download and review the ECF Rules and Instructions, located at http://nysd.uscourts.gov/ecf_filing.php. (pc)
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Filed: None, Entered: None |
Notice to Attorney Regarding Case Opening Statistical Error Correction |
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***NOTICE TO ATTORNEY REGARDING CIVIL. CASE OPENING STATISTICAL ERROR CORRECTION: Notice to attorney Marc Peter Berger. The following case opening statistical information was erroneously selected/entered: County code Albany;. The following correction(s) have been made to your case entry: the County code has been modified to New York;. (pc)
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| 9 |
Filed: 6/14/2019, Entered: 6/14/2019 |
Notice of Appearance |
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NOTICE OF APPEARANCE by Jorge Gerardo Tenreiro on behalf of Securities and Exchange Commission. (Tenreiro, Jorge)
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Request |
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| 8 |
Filed: 6/14/2019, Entered: 6/14/2019 |
Request for Issuance of Summons |
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REQUEST FOR ISSUANCE OF SUMMONS as to Downing Partners, LLC, re: [1] Complaint. Document filed by Securities and Exchange Commission. (Dunnigan, Christopher)
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Request |
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| 7 |
Filed: 6/14/2019, Entered: 6/14/2019 |
Request for Issuance of Summons |
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REQUEST FOR ISSUANCE OF SUMMONS as to Downing Investment Partners, LP, re: [1] Complaint. Document filed by Securities and Exchange Commission. (Dunnigan, Christopher)
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Request |
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| 6 |
Filed: 6/14/2019, Entered: 6/14/2019 |
Request for Issuance of Summons |
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FILING ERROR - DEFICIENT PLEADING - SUMMONS REQUEST PDF ERROR - REQUEST FOR ISSUANCE OF SUMMONS as to Downing Digital Healthcare Group, LLC, re: [1] Complaint. Document filed by Securities and Exchange Commission. (Dunnigan, Christopher) Modified on 6/17/2019 (pc).
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Request |
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| 5 |
Filed: 6/14/2019, Entered: 6/14/2019 |
Request for Issuance of Summons |
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REQUEST FOR ISSUANCE OF SUMMONS as to Mark Lawrence, re: [1] Complaint. Document filed by Securities and Exchange Commission. (Dunnigan, Christopher)
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Request |
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| 4 |
Filed: 6/14/2019, Entered: 6/14/2019 |
Request for Issuance of Summons |
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REQUEST FOR ISSUANCE OF SUMMONS as to David Wagner, re: [1] Complaint. Document filed by Securities and Exchange Commission. (Dunnigan, Christopher)
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Request |
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| 3 |
Filed: 6/14/2019, Entered: 6/14/2019 |
Civil Cover Sheet |
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CIVIL COVER SHEET filed. (Dunnigan, Christopher)
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Request |
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| 2 |
Filed: 6/14/2019, Entered: 6/14/2019 |
Notice of Appearance |
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NOTICE OF APPEARANCE by Christopher John Dunnigan on behalf of Securities and Exchange Commission. (Dunnigan, Christopher)
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Request |
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| 1 |
Filed: 6/14/2019, Entered: 6/14/2019 |
Complaint |
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COMPLAINT against Downing Digital Healthcare Group, LLC, Downing Investment Partners, LP, Downing Partners, LLC, Mark Lawrence, David Wagner. Document filed by Securities and Exchange Commission.(Berger, Marc)
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