Securities and Exchange Commission v. Ripple Labs, Inc. et al
Federal Civil Lawsuit New York Southern District Court, Case No. 1:20-cv-10832-AT-SN
District Judge Analisa Torres, presiding

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Last Updated April 15, 2021 at 7:09 PM DT (14.9 hours ago) Request Update Request UpdateSpaceE-Mail Alert Get E-Mail Alerts

United States Securities and Exchange Commission United States Securities and Exchange Commission, Plaintiff
v.
No Logo Bradley Garlinghouse, Defendant
No Logo Christian A. Larsen, Defendant
Ripple Labs Inc. Ripple Labs Inc., Defendant
Office Foley Square
Filed 12/22/2020
Jury Demand Plaintiff
Demand
Nature of Suit 850 - Other Statutes: Securities/Commodities/Exchange
Cause Section 15 U.S.C. § 77 Securities Fraud
Jurisdiction U.S. Government Plaintiff
Disposition
County NewYork
Terminated
Origin 1
Reopened
Lead Case
None
Related Case
None
Other Court Case None
Defendant Custody Status
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Legal Document (Payment Possibly Required) 119 Filed: 4/15/2021, Entered: None Letter
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    Legal Document (Payment Possibly Required) 118 Filed: 4/15/2021, Entered: None File Excess Pages
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      Legal Document (Payment Possibly Required) 117 Filed: 4/15/2021, Entered: None Order on Motion for Extension of Time to File Response/Reply
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        Legal Document (Payment Possibly Required) 116 Filed: 4/15/2021, Entered: None Notice of Appearance
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          Legal Document 101 Filed: 4/6/2021, Entered: 4/6/2021 Scheduling OrderCourt Filing
          IMPORTANT NOTICE: The telephonic discovery conference in this matter that is scheduled for today is not scheduled to take place until 2:00 p.m. EST. The Court is aware that many members of the public have been calling into the Court's telephone conference line many hours in advance of the conference. There are other court proceedings currently taking place prior to the conference in this matter, so for any member of the public that wishes to listen in to the conference in this matter, please do not call in until 2:00 p.m. EST. SO ORDERED. (Telephone Conference set for 4/6/2021 at 02:00 PM before Magistrate Judge Sarah Netburn.) (Signed by Magistrate Judge Sarah Netburn on 4/6/2021) (rjm)
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            Legal Document (Payment Possibly Required) 115 Filed: 4/14/2021, Entered: None Extension of Time to File Response/Reply
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              Legal Document (Payment Possibly Required) 100 Filed: 4/5/2021, Entered: 4/5/2021 Notice of appearance
              NOTICE OF APPEARANCE by Ladan Fazlollahi Stewart on behalf of Securities and Exchange Commission..(Stewart, Ladan)
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                Legal Document (Payment Possibly Required) 114 Filed: 4/12/2021, Entered: None Declaration in Support of Motion
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                  Legal Document (Payment Possibly Required) 99 Filed: 4/2/2021, Entered: 4/2/2021 Exhibit List
                  ***SELECTED PARTIES***Exhibit List / Exhibit 3 - Under Seal Version. Document filed by Ripple Labs Inc., Bradley Garlinghouse, Christian A. Larsen, Securities and Exchange Commission. (Attachments: # (1) Exhibit 4 - Under Seal Version)Motion or Order to File Under Seal: [98].(Ceresney, Andrew)
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                    Legal Document (Payment Possibly Required) 113 Filed: 4/12/2021, Entered: None Notice of Filing Transcript
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                      Legal Document 98 Filed: 4/2/2021, Entered: 4/2/2021 Motion to sealCourt Filing
                      LETTER MOTION to Seal / Update on Letter Motion to Seal addressed to Magistrate Judge Sarah Netburn from Andrew Ceresney dated April 2, 2021. Document filed by Ripple Labs Inc.. (Attachments: # (1) Exhibit 1 - Public Version, # (2) Exhibit 2 - Public Version).(Ceresney, Andrew)
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                        Legal Document (Payment Possibly Required) 112 Filed: 4/12/2021, Entered: None Transcript
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                          Legal Document (Payment Possibly Required) 97 Filed: 4/2/2021, Entered: 4/2/2021 Exhibit List
                          ***SELECTED PARTIES***Exhibit List Exhibit A to Motion to Compel (D.E. 72-1). Document filed by Securities and Exchange Commission, Bradley Garlinghouse, Christian A. Larsen, Ripple Labs Inc.. (Attachments: # (1) Exhibit A to Motion to Quash (D.E. 78-1))Motion or Order to File Under Seal: [83].(Tenreiro, Jorge)
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                            Legal Document (Payment Possibly Required) 111 Filed: 4/12/2021, Entered: None Memorandum of Law in Support of Motion
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                              Legal Document 96 Filed: 4/2/2021, Entered: 4/2/2021 response in opposition to motionCourt Filing
                              LETTER RESPONSE in Opposition to Motion addressed to Magistrate Judge Sarah Netburn from Jorge G. Tenreiro dated April 2, 2021 re: [83] LETTER MOTION to Seal addressed to Magistrate Judge Sarah Netburn from Andrew Ceresney dated March 25, 2021. . Document filed by Securities and Exchange Commission..(Tenreiro, Jorge)
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                                Legal Document (Payment Possibly Required) 110 Filed: 4/12/2021, Entered: None Dismiss
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                                  Legal Document 95 Filed: 3/31/2021, Entered: 3/31/2021 Notice of Filing Transcript
                                  NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a CONFERENCE proceeding held on 3/19/21 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days....(McGuirk, Kelly)
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                                    Legal Document (Payment Possibly Required) 109 Filed: 4/12/2021, Entered: None Declaration in Support of Motion
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                                      Legal Document (Payment Possibly Required) 94 Filed: 3/31/2021, Entered: 3/31/2021 transcriptCourt Filing
                                      TRANSCRIPT of Proceedings re: CONFERENCE held on 3/19/2021 before Magistrate Judge Sarah Netburn. Court Reporter/Transcriber: Lisa Picciano Franko, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 4/21/2021. Redacted Transcript Deadline set for 5/3/2021. Release of Transcript Restriction set for 6/29/2021..(McGuirk, Kelly)
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                                        Legal Document (Payment Possibly Required) 108 Filed: 4/12/2021, Entered: None Declaration in Support of Motion
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                                          Blank 93 Filed: 3/31/2021, Entered: 3/31/2021 Order on Motion to sealCourt Filing
                                          ORDER granting [83] Letter Motion to Seal. The Defendants' motion to seal is GRANTED solely on an interim basis. Furthermore, the parties are directed to meet and confer to discuss whether the Defendants' motion to seal can be narrowed and shall file a letter with the Court regarding any further narrowing no later than April 2, 2021. To the extent that the parties cannot agree, any remaining sealing issues will be addressed along with the decision on the merits of the motions. (HEREBY ORDERED by Magistrate Judge Sarah Netburn)(Text Only Order) (Netburn, Sarah)
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                                            Legal Document (Payment Possibly Required) 107 Filed: 4/12/2021, Entered: None Memorandum of Law in Support of Motion
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                                              Blank 92 Filed: 3/31/2021, Entered: 3/31/2021 Order on Motion to sealCourt Filing
                                              ORDER granting [82] Letter Motion to Seal. For the reasons stated in the SEC's March 30, 2021 letter, Investor A's motion to seal is granted. (HEREBY ORDERED by Magistrate Judge Sarah Netburn)(Text Only Order) (Netburn, Sarah)
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                                                Legal Document (Payment Possibly Required) 106 Filed: 4/12/2021, Entered: None Memorandum of Law in Support of Motion
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                                                  Legal Document (Payment Possibly Required) 91 Filed: 3/30/2021, Entered: 3/30/2021 Response to motionCourt Filing
                                                  ***SELECTED PARTIES***LETTER RESPONSE to Motion addressed to Magistrate Judge Sarah Netburn from Jorge G. Tenreiro dated March 30, 2021 re: [82] LETTER MOTION to Seal addressed to Magistrate Judge Sarah Netburn from Eva Ciko Carman dated March 25, 2021., [83] LETTER MOTION to Seal addressed to Magistrate Judge Sarah Netburn from Andrew Ceresney dated March 25, 2021. . Document filed by Securities and Exchange Commission, Bradley Garlinghouse, Christian A. Larsen, Ripple Labs Inc.. Motion or Order to File Under Seal: [83].(Tenreiro, Jorge)
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                                                    Legal Document (Payment Possibly Required) 105 Filed: 4/12/2021, Entered: None Dismiss
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                                                      Legal Document 90 Filed: 3/30/2021, Entered: 3/30/2021 Response to motionCourt Filing
                                                      LETTER RESPONSE to Motion addressed to Magistrate Judge Sarah Netburn from Jorge G. Tenreiro dated March 30, 2021 re: [82] LETTER MOTION to Seal addressed to Magistrate Judge Sarah Netburn from Eva Ciko Carman dated March 25, 2021., [83] LETTER MOTION to Seal addressed to Magistrate Judge Sarah Netburn from Andrew Ceresney dated March 25, 2021. . Document filed by Securities and Exchange Commission..(Tenreiro, Jorge)
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                                                        Legal Document (Payment Possibly Required) 104 Filed: 4/12/2021, Entered: None Seal
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                                                          Legal Document 89 Filed: 3/29/2021, Entered: 3/29/2021 OrderCourt Filing
                                                          ORDER: The Court has reviewed the parties' and proposed intervenors' letters dated March 19 and 26, 2021, ECF Nos. 75, 85-86. Accordingly, The proposed intervenors' request for leave to file a motion to intervene is GRANTED; By April 19, 2021, the proposed investors shall file their motion to intervene; By May 3, 2021, Plaintiff shall file its opposition papers, and Defendants shall file their response papers, if any; By May 17, 2021, the proposed intervenors shall file their reply to Plaintiff's opposition papers and Defendants' response papers, if any, and Plaintiff shall file a reply to Defendants' response papers, if any. SO ORDERED., ( Motions due by 4/19/2021., Responses due by 5/3/2021, Replies due by 5/17/2021.) (Signed by Judge Analisa Torres on 3/29/2021) (ama)
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                                                            Legal Document (Payment Possibly Required) 103 Filed: 4/9/2021, Entered: None Memorandum & Opinion
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                                                              Legal Document 88 Filed: 3/26/2021, Entered: 3/26/2021 Notice of Filing Transcript
                                                              NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a CONFERENCE proceeding held on 3/19/21 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days....(McGuirk, Kelly)
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                                                                Legal Document (Payment Possibly Required) 87 Filed: 3/26/2021, Entered: 3/26/2021 transcriptCourt Filing
                                                                TRANSCRIPT of Proceedings re: CONFERENCE held on 3/19/2021 before Magistrate Judge Sarah Netburn. Court Reporter/Transcriber: Lisa Picciano Franko, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 4/16/2021. Redacted Transcript Deadline set for 4/26/2021. Release of Transcript Restriction set for 6/24/2021..(McGuirk, Kelly)
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                                                                  Legal Document 86 Filed: 3/26/2021, Entered: 3/26/2021 letterCourt Filing
                                                                  LETTER addressed to Judge Analisa Torres from Michael K. Kellogg dated March 26, 2021 re: Motion to Intervene. Document filed by Bradley Garlinghouse, Christian A. Larsen, Ripple Labs Inc...(Kellogg, Michael)
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                                                                    Legal Document 85 Filed: 3/26/2021, Entered: 3/26/2021 letterCourt Filing
                                                                    LETTER addressed to Judge Analisa Torres from Jorge G. Tenreiro dated March 26, 2021 re: Motion to Intervene. Document filed by Securities and Exchange Commission..(Tenreiro, Jorge)
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                                                                      Legal Document (Payment Possibly Required) 84 Filed: 3/25/2021, Entered: 3/25/2021 Exhibit List
                                                                      ***SELECTED PARTIES***Exhibit List // Exhibit A, 72-1. Document filed by Ripple Labs Inc., Bradley Garlinghouse, Christian A. Larsen, Securities and Exchange Commission. (Attachments: # (1) Exhibit B, 72-2, # (2) Exhibit A, 78-1, # (3) Exhibit B, 78-2)Motion or Order to File Under Seal: [83].(Ceresney, Andrew)
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                                                                        Legal Document 83 Filed: 3/25/2021, Entered: 3/25/2021, Terminated: 3/31/2021 Motion to sealCourt Filing
                                                                        LETTER MOTION to Seal addressed to Magistrate Judge Sarah Netburn from Andrew Ceresney dated March 25, 2021. Document filed by Ripple Labs Inc...(Ceresney, Andrew)
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                                                                          Legal Document 82 Filed: 3/25/2021, Entered: 3/25/2021, Terminated: 3/31/2021 Motion to sealCourt Filing
                                                                          LETTER MOTION to Seal addressed to Magistrate Judge Sarah Netburn from Eva Ciko Carman dated March 25, 2021. Document filed by Investor A..(Carman, Eva)
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                                                                            Legal Document 81 Filed: 3/24/2021, Entered: 3/24/2021 Reply to Response to motionCourt Filing
                                                                            LETTER REPLY to Response to Motion addressed to Magistrate Judge Sarah Netburn from Michael K. Kellogg dated March 24, 2021 re: [67] LETTER MOTION to Compel Securities and Exchange Commission to Produce addressed to Magistrate Judge Sarah Netburn from Michael K. Kellogg dated March 15, 2021. . Document filed by Bradley Garlinghouse, Christian A. Larsen, Ripple Labs Inc...(Kellogg, Michael)
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                                                                              Legal Document 80 Filed: 3/24/2021, Entered: 3/24/2021 OrderCourt Filing
                                                                              ORDER: A telephonic discovery conference is scheduled for Tuesday, April 6, 2021, at 2:00 p.m., to discuss the Defendants' joint motion to compel. See ECF No. 67. Members of the public interested in listening to the conference should dial (877) 402-9757 and enter Access Code 7938632, followed by the pound (#) key. A dial-in number will be circulated to the parties before the conference. Separately, several unauthorized recordings were made of the previous discovery conference. The parties and the public are reminded that, pursuant to S.D.N.Y. Local Civil Rule 1.8(b), "no one other than Court officials engaged in the conduct of Court business shall... make an audio or video recording of any proceeding or any communication with the Court, an employee of the Court or any person acting at the direction of the Court, including a mediator." (Discovery Hearing set for 4/6/2021 at 02:00 PM before Magistrate Judge Sarah Netburn.) (Signed by Magistrate Judge Sarah Netburn on 3/24/2021) (ras)
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                                                                                Legal Document 79 Filed: 3/22/2021, Entered: 3/22/2021 Response to motionCourt Filing
                                                                                LETTER RESPONSE to Motion addressed to Magistrate Judge Sarah Netburn from Dugan Bliss dated March 22, 2021 re: [67] LETTER MOTION to Compel Securities and Exchange Commission to Produce addressed to Magistrate Judge Sarah Netburn from Michael K. Kellogg dated March 15, 2021. . Document filed by Securities and Exchange Commission. (Attachments: # (1) Exhibit A - Filed Under Seal, # (2) Exhibit B - Filed Under Seal, # (3) Exhibit C - Filed Under Seal, # (4) Exhibit D - Feb. 19, 2020 Transcript, # (5) Exhibit E - Mitchell Declaration).(Bliss, Dugan)
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                                                                                  Legal Document (Payment Possibly Required) 78 Filed: 3/22/2021, Entered: 3/22/2021 Response to motionCourt Filing
                                                                                  ***SELECTED PARTIES***LETTER RESPONSE to Motion addressed to Magistrate Judge Sarah Netburn from Dugan Bliss dated March 22, 2021 re: [67] LETTER MOTION to Compel Securities and Exchange Commission to Produce addressed to Magistrate Judge Sarah Netburn from Michael K. Kellogg dated March 15, 2021. . Document filed by Securities and Exchange Commission, Bradley Garlinghouse, Christian A. Larsen, Ripple Labs Inc.. (Attachments: # (1) Exhibit A - Filed Under Seal, # (2) Exhibit B - Filed Under Seal, # (3) Exhibit C - Filed Under Seal)Motion or Order to File Under Seal: [77].(Bliss, Dugan)
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                                                                                    Legal Document 77 Filed: 3/22/2021, Entered: 3/22/2021 letterCourt Filing
                                                                                    LETTER addressed to Magistrate Judge Sarah Netburn from Jorge G. Tenreiro dated March 22, 2021 re: Sealed Documents. Document filed by Securities and Exchange Commission..(Tenreiro, Jorge)
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                                                                                      Blank 76 Filed: 3/22/2021, Entered: 3/22/2021 Order on Motion to appear pro hac viceCourt Filing
                                                                                      ORDER granting [74] Motion for John E. Deaton to Appear Pro Hac Vice. (HEREBY ORDERED by Magistrate Judge Sarah Netburn)(Text Only Order) (Netburn, Sarah)
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                                                                                        Blank  Notice Regarding Pro Hac Vice Motion
                                                                                        >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. [74] MOTION for John E. Deaton to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (wb)
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                                                                                          Legal Document 75 Filed: 3/19/2021, Entered: 3/19/2021 letterCourt Filing
                                                                                          LETTER addressed to Judge Analisa Torres from John E. Deaton dated March 19, 2021 re: Intention to file Motion to Intervene. Document filed by Jordan Deaton, James LaMonte, Mya LaMonte, Tyler LaMonte, Mitchell McKenna, Kristiana Warner..(Deaton, John)
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                                                                                            Legal Document 74 Filed: 3/19/2021, Entered: 3/19/2021, Terminated: 3/22/2021 Motion to appear pro hac vice
                                                                                            MOTION for John E. Deaton to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Jordan Deaton, James LaMonte, Mya LaMonte, Tyler LaMonte, Mitchell McKenna, Kristiana Warner. (Attachments: # (1) Affidavit Exhibit A: Affidavit of John E. Deaton, # (2) Exhibit Ex. B: CT Certificate of Good Standing, # (3) Exhibit Ex. C: Iowa Certificate of Good Standing, # (4) Exhibit Ex. D: RI Certificate of Good Standing, # (5) Exhibit Ex. E: MA Certificate of Good Standing, # (6) Exhibit Ex. F USD Certificate of Good Standing, # (7) Text of Proposed Order).(Deaton, John)
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                                                                                              Blank  discovery hearing
                                                                                              Minute Entry for proceedings held before Magistrate Judge Sarah Netburn: Discovery Hearing held on 3/19/2021. (ras)
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                                                                                                Legal Document 73 Filed: 3/18/2021, Entered: 3/18/2021 OrderCourt Filing
                                                                                                ORDER re: [70] Letter filed by Ripple Labs Inc.. Accordingly, 1. Defendants Garlinghouse's and Larsen's requests for leave to file a motion to dismiss is GRANTED; 2. By April 12, 2021, Defendants Garlinghouse and Larsen shall file their motions to dismiss; 3. By May 14, 2021, Plaintiff shall file its opposition papers; and 4. By June 4, 2021, Defendants Garlinghouse and Larsen shall file their replies, if any. Separately, 5. Plaintiff's request for leave to file a motion to strike is GRANTED; 6. By April 22, 2021, Plaintiff shall file its motion to strike; 7. By May 13, 2021, Defendant Ripple Labs shall file its opposition; and 8. By May 27, 2021, Plaintiff shall file its reply, if any. SO ORDERED. ( Motions due by 4/22/2021., Responses due by 4/14/2021, Replies due by 6/4/2021.) (Signed by Judge Analisa Torres on 3/18/2021) (kv)
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                                                                                                  Legal Document 72 Filed: 3/17/2021, Entered: 3/17/2021 response in opposition to motionCourt Filing
                                                                                                  LETTER RESPONSE in Opposition to Motion addressed to Magistrate Judge Sarah Netburn from Jorge G. Tenreiro dated March 17, 2021 re: [59] LETTER MOTION for Conference re: SEC's Requests for Production and Third-Party Subpoenas addressed to Magistrate Judge Sarah Netburn from Matthew C. Solomon & Martin Flumenbaum dated March 11, 2021. . Document filed by Securities and Exchange Commission. (Attachments: # (1) Exhibit A, # (2) Exhibit B, # (3) Exhibit C).(Tenreiro, Jorge)
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                                                                                                    Blank 71 Filed: 3/16/2021, Entered: 3/16/2021 Order on Motion for Extension of Time to File Response / ReplyCourt Filing
                                                                                                    ORDER granting [69] LETTER MOTION for Extension of Time to File Response/Reply as to [67] LETTER MOTION to Compel Securities and Exchange Commission to Produce. GRANTED. The S.E.C. shall file its reply to the Defendants' combined motion to quash no later than March 22, 2021. (HEREBY ORDERED by Magistrate Judge Sarah Netburn) (Text Only Order) (ras)
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                                                                                                      Legal Document 70 Filed: 3/16/2021, Entered: 3/16/2021 letterCourt Filing
                                                                                                      LETTER addressed to Judge Analisa Torres from Andrew J. Ceresney dated March 16, 2021 re: Response to SEC Letter re Motion to Strike [dkt. no. 54]. Document filed by Ripple Labs Inc...(Ceresney, Andrew)
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                                                                                                        Legal Document 69 Filed: 3/15/2021, Entered: 3/15/2021, Terminated: 3/16/2021 motion for extension of time to file response/replyCourt Filing
                                                                                                        LETTER MOTION for Extension of Time to File Response/Reply as to [67] LETTER MOTION to Compel Securities and Exchange Commission to Produce addressed to Magistrate Judge Sarah Netburn from Michael K. Kellogg dated March 15, 2021. addressed to Magistrate Judge Sarah Netburn from Jorge G. Tenreiro dated March 15, 2021. Document filed by Securities and Exchange Commission..(Tenreiro, Jorge)
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                                                                                                          Legal Document 68 Filed: 3/15/2021, Entered: 3/15/2021 Order on motion to interveneCourt Filing
                                                                                                          ORDER denying without prejudice to renewal by formal motion [65] Motion to Intervene. DENIED without prejudice to renewal in a motion that complies with Rule III(A) of the Court's Individual Practices in Civil Cases. SO ORDERED. (Signed by Judge Analisa Torres on 3/15/2021) (kv)
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                                                                                                            Legal Document 67 Filed: 3/15/2021, Entered: 3/15/2021 Motion to compelCourt Filing
                                                                                                            LETTER MOTION to Compel Securities and Exchange Commission to Produce addressed to Magistrate Judge Sarah Netburn from Michael K. Kellogg dated March 15, 2021. Document filed by Bradley Garlinghouse, Christian A. Larsen, Ripple Labs Inc.. (Attachments: # (1) Exhibit A, # (2) Exhibit B, # (3) Exhibit C, # (4) Exhibit D, # (5) Exhibit E, # (6) Exhibit F, # (7) Exhibit G, # (8) Exhibit H, # (9) Exhibit I).(Kellogg, Michael)
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                                                                                                              Blank  Notice Regarding Deficient Motion to Appear Pro Hac Vice
                                                                                                              >>>NOTICE REGARDING DEFICIENT MOTION TO APPEAR PRO HAC VICE. Notice to RE-FILE Document No. [64] MOTION for John E. Deaton to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-24247842. Motion and supporting papers to be reviewed by Clerk's Office staff... The filing is deficient for the following reason(s): missing Certificate of Good Standing from SUPREME COURT OF CONNECTICUT, SUPREME COURT OF IOWA, SUPREME COURT OF RHODE ISLAND, SUPREME COURT OF MASSACHUSETTS, AND SUPREME COURT OF RHODE ISLAND;. Re-file the motion as a Motion to Appear Pro Hac Vice - attach the correct signed PDF - select the correct named filer/filers - attach valid Certificates of Good Standing issued within the past 30 days - attach Proposed Order. (vba)
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                                                                                                                Legal Document 66 Filed: 3/14/2021, Entered: 3/14/2021 letterCourt Filing
                                                                                                                LETTER addressed to Judge Analisa Torres from John E. Deaton dated March 14, 2021 re: Explanation of Recent Motions. Document filed by Jordan Deaton, James LaMonte, Mya LaMonte, Tyler LaMonte, Mitchell McKenna, Kristiana Warner..(Deaton, John)
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                                                                                                                  Legal Document 65 Filed: 3/14/2021, Entered: 3/14/2021, Terminated: 3/15/2021 Motion to intervene
                                                                                                                  MOTION to Intervene . Document filed by Jordan Deaton, James LaMonte, Mya LaMonte, Tyler LaMonte, Mitchell McKenna, Kristiana Warner. (Attachments: # (1) Memorandum of Law in Support of Motion to Intervene).(Deaton, John)
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                                                                                                                    Legal Document 64 Filed: 3/14/2021, Entered: 3/14/2021, Terminated: 3/15/2021 Motion to appear pro hac vice
                                                                                                                    FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for John E. Deaton to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-24247842. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Jordan Deaton, James LaMonte, Mya LaMonte, Tyler LaMonte, Mitchell McKenna, Kristiana Warner. (Attachments: # (1) Affidavit Affidavit of John E. Deaton in support of Pro Hac Vice Admission, # (2) Text of Proposed Order Proposed Pro Hac Vice Order).(Deaton, John) Modified on 3/15/2021 (vba).
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                                                                                                                      Legal Document 63 Filed: 3/12/2021, Entered: 3/12/2021 letterCourt Filing
                                                                                                                      LETTER addressed to Judge Analisa Torres from Jorge G. Tenreiro dated March 12, 2021 re: Briefing Schedule for Motions to Dismiss. Document filed by Securities and Exchange Commission..(Tenreiro, Jorge)
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                                                                                                                        Blank 62 Filed: 3/12/2021, Entered: 3/12/2021 Order on Motion for Leave to File DocumentCourt Filing
                                                                                                                        ORDER granting [61] Letter Motion for Leave to File Document. The Defendants may file a combined letter motion of 10 pages or fewer. The Plaintiff will be accorded an equal page limit to respond. In addition, the parties are notified that Joy Guo, counsel for Defendants, was one of my law clerks during the September 2016-September 2017 term, more than three years ago. The Court does not believe this relationship creates a conflict but will entertain any application to have this case reassigned. (HEREBY ORDERED by Magistrate Judge Sarah Netburn)(Text Only Order) (Netburn, Sarah)
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                                                                                                                          Legal Document (Payment Possibly Required) 61 Filed: 3/12/2021, Entered: 3/12/2021, Terminated: 3/12/2021 Motion for Leave to file documentCourt Filing
                                                                                                                          LETTER MOTION for Leave to File Combined Letter Motion addressed to Magistrate Judge Sarah Netburn from Joy Guo dated March 12, 2021. Document filed by Bradley Garlinghouse, Christian A. Larsen, Ripple Labs Inc...(Guo, Joy)
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                                                                                                                            Blank 60 Filed: 3/12/2021, Entered: 3/12/2021 Order on Motion for conferenceCourt Filing
                                                                                                                            ORDER granting [59] Letter Motion for Conference re: [59] LETTER MOTION for Conference. A telephonic discovery conference is scheduled for March 19, 2021, at 10:30 a.m. at which to discuss the Defendants' motion to quash. At that time the parties should dial into the Court's dedicated teleconferencing line at (877) 402-9757 and enter Access Code 7938632, followed by the pound (#) key. The Plaintiff may file a reply to the Defendants' motion no later than March 18, 2021. (HEREBY ORDERED by Magistrate Judge Sarah Netburn)(Text Only Order) (Netburn, Sarah)
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                                                                                                                              Blank  set/reset hearings
                                                                                                                              Set/Reset Hearings: Discovery Hearing set for 3/19/2021 at 10:30 AM before Magistrate Judge Sarah Netburn. (ras)
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                                                                                                                                Legal Document 59 Filed: 3/11/2021, Entered: 3/11/2021, Terminated: 3/12/2021 Motion for ConferenceCourt Filing
                                                                                                                                LETTER MOTION for Conference re: SEC's Requests for Production and Third-Party Subpoenas addressed to Magistrate Judge Sarah Netburn from Matthew C. Solomon & Martin Flumenbaum dated March 11, 2021. Document filed by Bradley Garlinghouse. (Attachments: # (1) Exhibit A, # (2) Exhibit B, # (3) Exhibit C, # (4) Exhibit D, # (5) Exhibit E, # (6) Exhibit F, # (7) Exhibit G, # (8) Exhibit H, # (9) Exhibit I, # (10) Exhibit J).(Solomon, Matthew)
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                                                                                                                                  Blank 58 Filed: 3/11/2021, Entered: 3/11/2021 Order on Motion to appear pro hac viceCourt Filing
                                                                                                                                  ORDER granting [57] Motion for Nowell D. Bamberger to Appear Pro Hac Vice (HEREBY ORDERED by Judge Analisa Torres)(Text Only Order) (if)
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                                                                                                                                    Legal Document 57 Filed: 3/11/2021, Entered: 3/11/2021, Terminated: 3/11/2021 Motion to appear pro hac vice
                                                                                                                                    MOTION for Nowell D. Bamberger to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-24236296. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Bradley Garlinghouse. (Attachments: # (1) Declaration in Support, # (2) Certificate of Good Standing, Maryland, # (3) Certificate of Good Standing, DC, # (4) Proposed Order).(Bamberger, Nowell)
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                                                                                                                                      Blank  Notice Regarding Pro Hac Vice Motion
                                                                                                                                      >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. [57] MOTION for Nowell D. Bamberger to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-24236296. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (wb)
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                                                                                                                                        Legal Document 56 Filed: 3/10/2021, Entered: 3/10/2021 letterCourt Filing
                                                                                                                                        LETTER addressed to Judge Analisa Torres from Jorge G. Tenreiro dated 03/10/2021 re: Defendant Larsen's Pre-Motion Letter. Document filed by Securities and Exchange Commission..(Tenreiro, Jorge)
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                                                                                                                                          Legal Document 55 Filed: 3/10/2021, Entered: 3/10/2021 letterCourt Filing
                                                                                                                                          LETTER addressed to Judge Analisa Torres from Jorge G. Tenreiro dated 03/10/2021 re: Defendant Garlinghouse's Pre-Motion Letter. Document filed by Securities and Exchange Commission..(Tenreiro, Jorge)
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                                                                                                                                            Legal Document 54 Filed: 3/9/2021, Entered: 3/9/2021 letterCourt Filing
                                                                                                                                            LETTER addressed to Judge Analisa Torres from Securities and Exchange Commission dated March 9, 2021 re: Anticipated Motion to Strike. Document filed by Securities and Exchange Commission..(Tenreiro, Jorge)
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                                                                                                                                              Legal Document 53 Filed: 3/9/2021, Entered: 3/9/2021 protective orderCourt Filing
                                                                                                                                              STIPULATION AND PROTECTIVE ORDER...regarding procedures to be followed that shall govern the handling of confidential material...SO ORDERED. (Signed by Magistrate Judge Sarah Netburn on 3/9/2021) (ras)
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                                                                                                                                                Legal Document 52 Filed: 3/5/2021, Entered: 3/5/2021 Proposed Stipulation and Order
                                                                                                                                                PROPOSED STIPULATION AND ORDER. Document filed by Ripple Labs Inc...(Ceresney, Andrew)
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                                                                                                                                                  Legal Document 51 Filed: 3/4/2021, Entered: 3/4/2021 Answer to amended complaint
                                                                                                                                                  ANSWER to [46] Amended Complaint. Document filed by Ripple Labs Inc...(Ceresney, Andrew)
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                                                                                                                                                    Legal Document 50 Filed: 3/3/2021, Entered: 3/3/2021 letterCourt Filing
                                                                                                                                                    LETTER addressed to Judge Analisa Torres from Martin Flumenbaum dated March 3, 2021 re: Pre-Motion Letter for Motion to Dismiss. Document filed by Christian A. Larsen..(Flumenbaum, Martin)
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                                                                                                                                                      Legal Document 49 Filed: 3/3/2021, Entered: 3/3/2021 letterCourt Filing
                                                                                                                                                      LETTER addressed to Judge Analisa Torres from Matthew C. Solomon dated March 3, 2021 re: anticipated motion to dismiss. Document filed by Bradley Garlinghouse..(Solomon, Matthew)
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                                                                                                                                                        Legal Document 48 Filed: 2/22/2021, Entered: 2/22/2021 Case Management Plan
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                                                                                                                                                          Legal Document (Payment Possibly Required) 47 Filed: 2/22/2021, Entered: 2/22/2021 Order Referring Case to Magistrate JudgeCourt Filing
                                                                                                                                                          ORDER. Order that case be referred to the Clerk of Court for assignment to a Magistrate Judge for General Pretrial (includes scheduling, discovery, non-dispositive pretrial motions, and settlement). Referred to Magistrate Judge Sarah Netburn. SO ORDERED. (Signed by Judge Analisa Torres on 2/22/2021) (ks)
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                                                                                                                                                            Blank  Pretrial Conference - Initial
                                                                                                                                                            Minute Entry for proceedings held before Judge Analisa Torres: Initial Pretrial Conference held on 2/22/2021. (if)
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                                                                                                                                                              Legal Document 46 Filed: 2/18/2021, Entered: 2/18/2021 Amended complaint
                                                                                                                                                              FIRST AMENDED COMPLAINT amending [4] Complaint against Bradley Garlinghouse, Christian A. Larsen, Ripple Labs Inc. with JURY DEMAND.Document filed by Securities and Exchange Commission. Related document: [4] Complaint..(Best, Richard)
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                                                                                                                                                                Legal Document 45 Filed: 2/15/2021, Entered: 2/15/2021 letterCourt Filing
                                                                                                                                                                JOINT LETTER addressed to Judge Analisa Torres from Parties dated 2/15/21 re: Proposed Discovery Schedule. Document filed by Securities and Exchange Commission..(Tenreiro, Jorge)
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                                                                                                                                                                  Legal Document 44 Filed: 2/15/2021, Entered: 2/15/2021 Proposed Scheduling Order
                                                                                                                                                                  PROPOSED SCHEDULING ORDER. Document filed by Securities and Exchange Commission..(Tenreiro, Jorge)
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                                                                                                                                                                    Legal Document 43 Filed: 1/29/2021, Entered: 1/29/2021 Answer to Complaint
                                                                                                                                                                    ANSWER to [4] Complaint. Document filed by Ripple Labs Inc...(Ceresney, Andrew)
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                                                                                                                                                                      Legal Document 42 Filed: 1/29/2021, Entered: 1/29/2021 Rule 7.1 Corporate Disclosure Statement
                                                                                                                                                                      RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Ripple Labs Inc...(Ceresney, Andrew)
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                                                                                                                                                                        Blank 41 Filed: 1/21/2021, Entered: 1/21/2021 Order on Motion to appear pro hac viceCourt Filing
                                                                                                                                                                        ORDER granting [40] Motion for Meredith R. Dearborn to Appear Pro Hac Vice (HEREBY ORDERED by Judge Analisa Torres)(Text Only Order)(if)
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                                                                                                                                                                          Legal Document (Payment Possibly Required) 40 Filed: 1/15/2021, Entered: 1/15/2021, Terminated: 1/21/2021 Motion to appear pro hac vice
                                                                                                                                                                          MOTION for Meredith R. Dearborn to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-23532786. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Christian A. Larsen. (Attachments: # (1) Declaration of Meredith R. Dearborn, # (2) Certificate of Good Standing, # (3) Text of Proposed Order).(Dearborn, Meredith)
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                                                                                                                                                                            Blank  Notice Regarding Pro Hac Vice Motion
                                                                                                                                                                            >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. [40] MOTION for Meredith R. Dearborn to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-23532786. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (aea)
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                                                                                                                                                                              Blank 39 Filed: 1/13/2021, Entered: 1/13/2021 Order on Motion to appear pro hac viceCourt Filing
                                                                                                                                                                              ORDER granting [25] Motion for Matthew C. Solomon to Appear Pro Hac Vice (HEREBY ORDERED by Judge Analisa Torres)(Text Only Order)(if)
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                                                                                                                                                                                Blank 38 Filed: 1/13/2021, Entered: 1/13/2021 Order on Motion to appear pro hac viceCourt Filing
                                                                                                                                                                                ORDER granting [24] Motion for Bradley E Oppenheimer to Appear Pro Hac Vice (HEREBY ORDERED by Judge Analisa Torres)(Text Only Order(if)
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                                                                                                                                                                                  Blank 37 Filed: 1/13/2021, Entered: 1/13/2021 Order on Motion to appear pro hac viceCourt Filing
                                                                                                                                                                                  ORDER granting [23] Motion for Collin R White to Appear Pro Hac Vice (HEREBY ORDERED by Judge Analisa Torres)(Text Only Order)(if)
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                                                                                                                                                                                    Blank 36 Filed: 1/13/2021, Entered: 1/13/2021 Order on Motion to appear pro hac viceCourt Filing
                                                                                                                                                                                    ORDER granting [22] Motion for Eliana Margo Pfeffer to Appear Pro Hac Vice (HEREBY ORDERED by Judge Analisa Torres)(Text Only Order)(if)
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                                                                                                                                                                                      Blank 35 Filed: 1/13/2021, Entered: 1/13/2021 Order on Motion to appear pro hac viceCourt Filing
                                                                                                                                                                                      ORDER granting [21] Motion for Gregory G Rapawy to Appear Pro Hac Vice (HEREBY ORDERED by Judge Analisa Torres)(Text Only Order)(if)
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                                                                                                                                                                                        Blank 34 Filed: 1/13/2021, Entered: 1/13/2021 Order on Motion to appear pro hac viceCourt Filing
                                                                                                                                                                                        ORDER granting [20] Motion for Lillian V. Smith to Appear Pro Hac Vice (HEREBY ORDERED by Judge Analisa Torres)(Text Only Order)(if)
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                                                                                                                                                                                          Blank 33 Filed: 1/13/2021, Entered: 1/13/2021 Order on Motion to appear pro hac viceCourt Filing
                                                                                                                                                                                          ORDER granting [18] Motion for Michael K. Kellogg to Appear Pro Hac Vice (HEREBY ORDERED by Judge Analisa Torres)(Text Only Order)(if)
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                                                                                                                                                                                            Legal Document (Payment Possibly Required) 32 Filed: 1/11/2021, Entered: 1/11/2021 Notice of appearance
                                                                                                                                                                                            NOTICE OF APPEARANCE by Justin David Ward on behalf of Christian A. Larsen..(Ward, Justin)
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                                                                                                                                                                                              Legal Document (Payment Possibly Required) 31 Filed: 1/11/2021, Entered: 1/11/2021 Notice of appearance
                                                                                                                                                                                              NOTICE OF APPEARANCE by Kristina Anne Bunting on behalf of Christian A. Larsen..(Bunting, Kristina)
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                                                                                                                                                                                                Legal Document (Payment Possibly Required) 30 Filed: 1/11/2021, Entered: 1/11/2021 Notice of appearance
                                                                                                                                                                                                NOTICE OF APPEARANCE by Michael E. Gertzman on behalf of Christian A. Larsen..(Gertzman, Michael)
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                                                                                                                                                                                                  Legal Document (Payment Possibly Required) 29 Filed: 1/11/2021, Entered: 1/11/2021 Notice of appearance
                                                                                                                                                                                                  NOTICE OF APPEARANCE by Martin Flumenbaum on behalf of Christian A. Larsen..(Flumenbaum, Martin)
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                                                                                                                                                                                                    Legal Document (Payment Possibly Required) 28 Filed: 1/11/2021, Entered: 1/11/2021 Notice of appearance
                                                                                                                                                                                                    NOTICE OF APPEARANCE by Samuel Loewenson Levander on behalf of Bradley Garlinghouse..(Levander, Samuel)
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                                                                                                                                                                                                      Legal Document (Payment Possibly Required) 27 Filed: 1/11/2021, Entered: 1/11/2021 Notice of appearance
                                                                                                                                                                                                      NOTICE OF APPEARANCE by Lucas Dehaan Hakkenberg on behalf of Bradley Garlinghouse..(Hakkenberg, Lucas)
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                                                                                                                                                                                                        Legal Document (Payment Possibly Required) 26 Filed: 1/11/2021, Entered: 1/11/2021 Notice of appearance
                                                                                                                                                                                                        NOTICE OF APPEARANCE by Alexander Javad Janghorbani on behalf of Bradley Garlinghouse..(Janghorbani, Alexander)
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                                                                                                                                                                                                          Legal Document (Payment Possibly Required) 25 Filed: 1/11/2021, Entered: 1/11/2021, Terminated: 1/13/2021 Motion to appear pro hac vice
                                                                                                                                                                                                          MOTION for Matthew C. Solomon to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-23450851. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Bradley Garlinghouse. (Attachments: # (1) Declaration, # (2) NY Certificate of Good Standing, # (3) DC Certificate of Good Standing, # (4) Text of Proposed Order).(Solomon, Matthew)
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                                                                                                                                                                                                            Legal Document (Payment Possibly Required) 24 Filed: 1/11/2021, Entered: 1/11/2021, Terminated: 1/13/2021 Motion to appear pro hac vice
                                                                                                                                                                                                            MOTION for Bradley E Oppenheimer to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-23446785. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Ripple Labs Inc.. (Attachments: # (1) Affidavit Bradley E Oppenheimer Affidavit, # (2) Exhibit Bradley E Oppenheimer DC Bar Certificate of Good Standing, # (3) Exhibit Bradley E Oppenheimer MD Bar Certificate of Good Standing, # (4) Exhibit Bradley E Oppenheimer MA Bar Certificate of Good Standing, # (5) Text of Proposed Order Bradley E Oppenheimer Proposed PHV Order).(Oppenheimer, Bradley)
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                                                                                                                                                                                                              Legal Document (Payment Possibly Required) 23 Filed: 1/11/2021, Entered: 1/11/2021, Terminated: 1/13/2021 Motion to appear pro hac vice
                                                                                                                                                                                                              MOTION for Collin R White to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-23446169. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Ripple Labs Inc.. (Attachments: # (1) Affidavit Collin R White Affidavit, # (2) Exhibit Collin R White DC Bar Certificate of Good Standing, # (3) Exhibit Collin R White NY Bar Certificate of Good Standing, # (4) Text of Proposed Order Collin R White Proposed PHV Order).(White, Collin)
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                                                                                                                                                                                                                Legal Document (Payment Possibly Required) 22 Filed: 1/11/2021, Entered: 1/11/2021, Terminated: 1/13/2021 Motion to appear pro hac vice
                                                                                                                                                                                                                MOTION for Eliana Margo Pfeffer to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-23445880. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Ripple Labs Inc.. (Attachments: # (1) Affidavit Eliana Margo Pfeffer Affidavit, # (2) Exhibit Eliana Margo Pfeffer NY Bar Certificate of Good Standing, # (3) Text of Proposed Order Eliana Margo Pfeffer Proposed PHV Order).(Pfeffer, Eliana)
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                                                                                                                                                                                                                  Legal Document 21 Filed: 1/11/2021, Entered: 1/11/2021, Terminated: 1/13/2021 Motion to appear pro hac vice
                                                                                                                                                                                                                  MOTION for Gregory G Rapawy to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number BNYSDC-23445611. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Ripple Labs Inc.. (Attachments: # (1) Affidavit Gregory G Rapawy Affidavit, # (2) Exhibit Gregory G Rapawy DC Bar Certificate of Good Standing, # (3) Exhibit Gregory G Rapawy MA Bar Certificate of Good Standing, # (4) Text of Proposed Order Gregory G Rapawy Proposed PHV Order).(Rapawy, Gregory)
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                                                                                                                                                                                                                    Legal Document (Payment Possibly Required) 20 Filed: 1/11/2021, Entered: 1/11/2021, Terminated: 1/13/2021 Motion to appear pro hac vice
                                                                                                                                                                                                                    MOTION for Lillian V. Smith to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-23445197. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Ripple Labs Inc.. (Attachments: # (1) Affidavit Lillian Smith Affidavit, # (2) Exhibit Lillian Smith DC Certificate of Good Standing, # (3) Exhibit Lillian Smith NY Certificate of Good Standing, # (4) Text of Proposed Order Lillian Smith Proposed Order).(Smith, Lillian)
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                                                                                                                                                                                                                      Legal Document (Payment Possibly Required) 19 Filed: 1/11/2021, Entered: 1/11/2021 waiver of service executed
                                                                                                                                                                                                                      WAIVER OF SERVICE RETURNED EXECUTED. Christian A. Larsen waiver sent on 1/4/2021, answer due 3/5/2021. Document filed by Securities and Exchange Commission..(Tenreiro, Jorge)
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                                                                                                                                                                                                                        Legal Document (Payment Possibly Required) 18 Filed: 1/11/2021, Entered: 1/11/2021, Terminated: 1/13/2021 Motion to appear pro hac vice
                                                                                                                                                                                                                        MOTION for Michael K. Kellogg to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-23444062. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Ripple Labs Inc.. (Attachments: # (1) Affidavit MKK Affidavit, # (2) Exhibit MKK Certificate of Good Standing, # (3) Text of Proposed Order MKK PHV Proposed Order).(Kellogg, Michael)
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                                                                                                                                                                                                                          Legal Document (Payment Possibly Required) 17 Filed: 1/11/2021, Entered: 1/11/2021 Notice of appearance
                                                                                                                                                                                                                          NOTICE OF APPEARANCE by Joy Guo on behalf of Ripple Labs Inc...(Guo, Joy)
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                                                                                                                                                                                                                            Legal Document (Payment Possibly Required) 16 Filed: 1/11/2021, Entered: 1/11/2021 Notice of appearance
                                                                                                                                                                                                                            NOTICE OF APPEARANCE by Christopher Sean Ford on behalf of Ripple Labs Inc...(Ford, Christopher)
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                                                                                                                                                                                                                              Legal Document (Payment Possibly Required) 15 Filed: 1/11/2021, Entered: 1/11/2021 Notice of appearance
                                                                                                                                                                                                                              NOTICE OF APPEARANCE by Andrew J. Ceresney on behalf of Ripple Labs Inc...(Ceresney, Andrew)
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                                                                                                                                                                                                                                Legal Document (Payment Possibly Required) 14 Filed: 1/11/2021, Entered: 1/11/2021 Notice of appearance
                                                                                                                                                                                                                                NOTICE OF APPEARANCE by Andrew Edward Goldsmith on behalf of Ripple Labs Inc...(Goldsmith, Andrew)
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                                                                                                                                                                                                                                  Legal Document (Payment Possibly Required) 13 Filed: 1/11/2021, Entered: 1/11/2021 Notice of appearance
                                                                                                                                                                                                                                  NOTICE OF APPEARANCE by Lisa R. Zornberg on behalf of Ripple Labs Inc...(Zornberg, Lisa)
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                                                                                                                                                                                                                                    Legal Document 12 Filed: 1/11/2021, Entered: 1/11/2021 Notice of appearance
                                                                                                                                                                                                                                    NOTICE OF APPEARANCE by Mary Jo White on behalf of Ripple Labs Inc...(White, Mary Jo)
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                                                                                                                                                                                                                                      Legal Document (Payment Possibly Required) 11 Filed: 1/11/2021, Entered: 1/11/2021 Notice of appearance
                                                                                                                                                                                                                                      NOTICE OF APPEARANCE by Reid Mason Figel on behalf of Ripple Labs Inc...(Figel, Reid)
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                                                                                                                                                                                                                                        Legal Document (Payment Possibly Required) 10 Filed: 1/11/2021, Entered: 1/11/2021 waiver of service executed
                                                                                                                                                                                                                                        WAIVER OF SERVICE RETURNED EXECUTED. Bradley Garlinghouse waiver sent on 1/4/2021, answer due 3/5/2021. Document filed by Securities and Exchange Commission..(Tenreiro, Jorge)
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                                                                                                                                                                                                                                          Blank  Notice Regarding Pro Hac Vice Motion
                                                                                                                                                                                                                                          >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. [25] MOTION for Matthew C. Solomon to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-23450851. Motion and supporting papers to be reviewed by Clerk's Office staff. The document has been reviewed and there are no deficiencies. (aea)
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                                                                                                                                                                                                                                            Blank  Notice Regarding Pro Hac Vice Motion
                                                                                                                                                                                                                                            >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. [24] MOTION for Bradley E Oppenheimer to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-23446785. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (wb)
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                                                                                                                                                                                                                                              Blank  Notice Regarding Pro Hac Vice Motion
                                                                                                                                                                                                                                              >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. [20] MOTION for Lillian V. Smith to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-23445197. Motion and supporting papers to be reviewed by Clerk's Office staff., [22] MOTION for Eliana Margo Pfeffer to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-23445880. Motion and supporting papers to be reviewed by Clerk's Office staff., [21] MOTION for Gregory G Rapawy to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number BNYSDC-23445611. Motion and supporting papers to be reviewed by Clerk's Office staff., [23] MOTION for Collin R White to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-23446169. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (wb)
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                                                                                                                                                                                                                                                Blank  Notice Regarding Pro Hac Vice Motion
                                                                                                                                                                                                                                                >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. [18] MOTION for Michael K. Kellogg to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number ANYSDC-23444062. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (wb)
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                                                                                                                                                                                                                                                  Legal Document (Payment Possibly Required) 9 Filed: 1/8/2021, Entered: 1/8/2021 waiver of service executed
                                                                                                                                                                                                                                                  WAIVER OF SERVICE RETURNED EXECUTED. Ripple Labs Inc. waiver sent on 1/4/2021, answer due 3/5/2021. Document filed by Securities and Exchange Commission..(Tenreiro, Jorge)
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                                                                                                                                                                                                                                                    Legal Document 8 Filed: 12/29/2020, Entered: 12/29/2020 OrderCourt Filing
                                                                                                                                                                                                                                                    ORDER: To protect the public health, while promoting the "just, speedy, and inexpensive determination of every action and proceeding," Fed. R. Civ. P. 1, it is ORDERED pursuant to Rules 30(b)(3) and 30(b)(4) of the Federal Rules of Civil Procedure that all depositions in this action may be taken via telephone, videoconference, or other remote means. It is further ORDERED pursuant to Rule 30(b)(5) that a deposition will be deemed to have taken place "before an officer appointed or designated under Rule 28" if such officer attends the deposition using the same remote means used to connect all other participants, so long as all participants (including the officer) can clearly hear and be heard by all other participants. The parties are encouraged to engage in discovery through remote means at every available opportunity. SO ORDERED. (Signed by Judge Analisa Torres on 12/29/2020) (kv)
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                                                                                                                                                                                                                                                      Legal Document 7 Filed: 12/29/2020, Entered: 12/29/2020 Order for Initial Pretrial ConferenceCourt Filing
                                                                                                                                                                                                                                                      INITIAL PRETRIAL CONFERENCE ORDER: Counsel for all parties are directed to appear for an initial pretrial conference, in accordance with Rule 16 of the Federal Rules of Civil Procedure, at 10:00 a.m. on February 22, 2021, to be held telephonically. The parties are directed to dial 888-398-2342 or 215-861-0674, and enter access code 5598827. Principal trial counsel must appear at this and all subsequent conferences. Initial Conference set for 2/22/2021 at 10:00 AM before Judge Analisa Torres. (Signed by Judge Analisa Torres on 12/29/2020) (kv)
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                                                                                                                                                                                                                                                        Legal Document 6 Filed: 12/29/2020, Entered: 12/29/2020 Order
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                                                                                                                                                                                                                                                          Legal Document 5 Filed: 12/23/2020, Entered: 12/23/2020 Notice of appearance
                                                                                                                                                                                                                                                          NOTICE OF APPEARANCE by Dugan William Edward Bliss on behalf of Securities and Exchange Commission..(Bliss, Dugan)
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                                                                                                                                                                                                                                                            Blank  Case Designated ECF.
                                                                                                                                                                                                                                                            Case Designated ECF. (pc)
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                                                                                                                                                                                                                                                              Blank  Case Designation
                                                                                                                                                                                                                                                              Magistrate Judge Sarah Netburn is so designated. Pursuant to 28 U.S.C. Section 636(c) and Fed. R. Civ. P. 73(b)(1) parties are notified that they may consent to proceed before a United States Magistrate Judge. Parties who wish to consent may access the necessary form at the following link: https://nysd.uscourts.gov/sites/default/files/2018-06/AO-3.pdf. (pc)
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                                                                                                                                                                                                                                                                Blank  Case Opening Initial Assignment Notice
                                                                                                                                                                                                                                                                CASE OPENING INITIAL ASSIGNMENT NOTICE: The above-entitled action is assigned to Judge Analisa Torres. Please download and review the Individual Practices of the assigned District Judge, located at https://nysd.uscourts.gov/judges/district-judges. Attorneys are responsible for providing courtesy copies to judges where their Individual Practices require such. Please download and review the ECF Rules and Instructions, located at https://nysd.uscourts.gov/rules/ecf-related-instructions..(pc)
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                                                                                                                                                                                                                                                                  Blank  Notice to Attorney Regarding Party Modification
                                                                                                                                                                                                                                                                  ***NOTICE TO ATTORNEY REGARDING PARTY MODIFICATION. Notice to attorney Richard R. Best. The party information for the following party/parties has been modified: Securities and Exchange Commission, Bradley Garlinghouse, Ripple Labs Inc., Christian A. Larsen. The information for the party/parties has been modified for the following reason/reasons: party role was entered incorrectly;. (pc)
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                                                                                                                                                                                                                                                                    Legal Document 4 Filed: 12/22/2020, Entered: 12/22/2020 Complaint
                                                                                                                                                                                                                                                                    COMPLAINT against Bradley Garlinghouse, Christian A. Larsen, Ripple Labs Inc.. Document filed by Securities and Exchange Commission..(Best, Richard) Modified on 12/23/2020 (pc). Modified on 12/29/2020 (pc).
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                                                                                                                                                                                                                                                                      Legal Document 3 Filed: 12/22/2020, Entered: 12/22/2020 Notice of appearance
                                                                                                                                                                                                                                                                      NOTICE OF APPEARANCE by Jorge Gerardo Tenreiro on behalf of Securities and Exchange Commission..(Tenreiro, Jorge)
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                                                                                                                                                                                                                                                                        Legal Document 2 Filed: 12/22/2020, Entered: 12/22/2020 Civil Cover Sheet
                                                                                                                                                                                                                                                                        CIVIL COVER SHEET filed..(Best, Richard)
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                                                                                                                                                                                                                                                                          Legal Document 1 Filed: 12/22/2020, Entered: 12/22/2020 Complaint
                                                                                                                                                                                                                                                                          FILING ERROR - DEFICIENT PLEADING - PDF ERROR - COMPLAINT against Bradley Garlinghouse, Ripple Labs Inc., Christian A. Larsen. Document filed by Securities and Exchange Commission..(Best, Richard) Modified on 12/29/2020 (pc).
                                                                                                                                                                                                                                                                            LREF

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