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 23 |
Filed: 3/15/2021, Entered: 3/15/2021 |
Motion to Seal Case |
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APPLICATION to Seal Case Docket 5-1, which is unopposed by Defendant filed by plaintiff Securities and Exchange Commission. (Attachments: # (1) Proposed Order to Seal Docket Entry 5-1) (Hughes, Leslie)
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 Request |
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| 22 |
Filed: 3/15/2021, Entered: 3/15/2021 |
Order on Motion for order |
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ORDER GRANTING DEFENDANT ANDREW L. FASSARI'S APPLICATION TO SEAL DOCUMENTS [21] by Judge James V. Selna. (es)
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Request |
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 21 |
Filed: 3/15/2021, Entered: 3/15/2021, Terminated: 3/15/2021 |
Motion for order |
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DEFENDANT ANDREW L. FASSARl'S EX PARTE APPLICATION FOR ORDER PERMITTING DOCUMENTS TO BE FILED UNDER SEAL; DECLARATION OF JESSICA C. MUNK filed by defendant Andrew L. Fassari. (es)
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| 20 |
Filed: 3/15/2021, Entered: 3/15/2021 |
Sealed document |
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SEALED - DEFENDANT ANDREW L. FASSARI'S SCHEDULE AND ACCOUNTING OF ASSETS; DECLARATION OF ANDREW L. FASSARI (bm)
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| 19 |
Filed: 3/15/2021, Entered: 3/15/2021 |
Notice of Manual Filing (G-92) |
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NOTICE of Manual Filing filed by Defendant Andrew L. Fassari of Ex Parte Application for Leave to File Under Seal; Declaration of Jessica C. Munk; Defendant's Asset Schedule (Under Seal); Proposed Order. (Wiechert, David)
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Request |
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| 18 |
Filed: 3/12/2021, Entered: 3/15/2021 |
Service of Summons and Complaint Returned Executed (21 days) |
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PROOF OF SERVICE Executed by Plaintiff Securities and Exchange Commission, upon Defendant Andrew L. Fassari served on 3/9/2021, answer due 3/30/2021. Service of the Summons and Complaint were executed upon David Wiechert, Attorney for Defendant by email sent at 2:36 p.m. MST through Acccellion. Original Summons NOT returned. (es)
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Request |
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| 17 |
Filed: 3/12/2021, Entered: 3/12/2021 |
Order |
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ORDER GRANTING STIPULATION TO AMEND THE COURT'S ORDER FREEZING DEFENDANT'S ASSETS (DKT. NO. 11) PERMITTING LOANS AND/OR GIFTS FROM THIRD PARTIES FOR LEGAL FEES [16] by Judge James V. Selna, the Court hereby ORDERS as follows: 1. This Court's Order freezing Defendant Andrew L. Fassaris assets (Dkt. No. 11) is hereby amended to permit Mr. Fassari to receive loans and/or gifts from third parties for the payment of legal fees to defend this case and that any loans received by Mr. Fassari from third parties will not encumber any of his assets. (es)
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Request |
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| 16 |
Filed: 3/11/2021, Entered: 3/12/2021 |
Stipulation to Amend/Correct |
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STIPULATION TO AMEND THE COURT'S ORDER FREEZING DEFENDANT'S ASSETS (DKT.NO.11) PERMITTING LOANS AND/OR GIFTS FROM THIRD PARTIES FOR LEGAL FEES filed by defendant Andrew L. Fassari.(es)
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Request |
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| 15 |
Filed: 3/8/2021, Entered: 3/8/2021 |
Initial Order upon Filing of Complaint - form only |
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INITIAL ORDER FOLLOWING FILING OF COMPLAINT ASSIGNED TO JUDGE SELNA (lb)
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Request |
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| 14 |
Filed: 3/8/2021, Entered: 3/8/2021 |
Order |
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REDACTED ORDER (1) FREEZING ASSETS; (2) PERMITTING ALTERNATIVE MEANS OF SERVICE (3) REQUIRING AN ACCOUNTING; (4) PERMITTING EXPEDITED DISCOVERY; (5) PROHIBITING DESTRUCTION OF DOCUMENTS; AND (6) TO SET HEARING ON ORDER TO SHOW CAUSE [4] by Judge James V. Selna. (es)
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Request |
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| 13 |
Filed: 3/8/2021, Entered: 3/8/2021 |
Order on Motion to appear pro hac vice |
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ORDER by Judge James V. Selna: Granting [12] Non-Resident Attorney Leslie J. Hughes APPLICATION to Appear Pro Hac Vice on behalf of Plaintiff(s) Securities and Exchange Commission, designating Amy J. Longo as local counsel. (es)
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Request |
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| 12 |
Filed: 3/8/2021, Entered: 3/8/2021, Terminated: 3/8/2021 |
Motion to Appear Pro Hac Vice (G-64) |
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APPLICATION of Non-Resident Attorney Leslie J. Hughes to Appear Pro Hac Vice on behalf of Plaintiff Securities and Exchange Commission filed by plaintiff Securities and Exchange Commission. (es)
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Request |
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| 11 |
Filed: 3/8/2021, Entered: 3/8/2021 |
Order on Motion for order |
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UNDER SEALED ORDER (1) FREEZING ASSETS; (2) PERMITTING ALTERNATIVE MEANS OF SERVICE (3) REQUIRING AN ACCCOUNTING; (4) PERMITTING EXPEDITED DISCOVERY; (5) PROHIBITING DESTRUCTION OF DOCUMENTS; AND (6) TO SET HEARING ON ORDER TO SHOW CAUSE [4] by Judge James V. Selna. (es)
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Request |
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| 10 |
Filed: 3/8/2021, Entered: 3/8/2021 |
Order on Motion for order |
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ORDER RE PLAINTIFF SECURITIES AND EXCHANGE COMMISSION'S EX PARTE APPLICATION TO FILE COMPLAINT AND APPLICATION FOR AN ASSET FREEZE ORDER UNDER SEAL UNDER LOCAL RULE 79.5-1 [3] by Judge James V. Selna. (es)
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Request |
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| 9 |
Filed: 3/5/2021, Entered: 3/5/2021 |
Pro Hac Vice Application Due (G-109) - optional html form |
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NOTICE OF PRO HAC VICE APPLICATION DUE for Non-Resident Attorney Leslie J Hughes on behalf on Plaintiff. A document recently filed in this case lists you as an out-of-state attorney of record. However, the Court has not been able to locate any record that you are admitted to the Bar of this Court, and you have not filed an application to appear Pro Hac Vice in this case. Accordingly, within 5 business days of the date of this notice, you must either (1) have your local counsel file an application to appear Pro Hac Vice (Form G-64) and pay the applicable fee, or (2) complete the next section of this form and return it to the court at cacd_attyadm@cacd.uscourts.gov. You have been removed as counsel of record from the docket in this case, and you will not be added back to the docket until your Pro Hac Vice status has been resolved. (ghap)
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Request |
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| 8 |
Filed: 3/5/2021, Entered: 3/5/2021 |
Notice to Parties of Court-Directed ADR Program (ADR-8) - optional html form |
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NOTICE TO PARTIES OF COURT-DIRECTED ADR PROGRAM filed. (ghap)
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Request |
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| 7 |
Filed: 3/5/2021, Entered: 3/5/2021 |
Notice of Assignment to United States Judges (CV-18) - optional html form |
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NOTICE OF ASSIGNMENT to District Judge James V. Selna and Magistrate Judge Autumn D. Spaeth. (ghap)
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Request |
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| 2 |
Filed: 3/3/2021, Entered: 3/5/2021 |
Summons issued |
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21 DAY Summons Issued re Complaint - (Discovery), [1] as to Defendant Andrew L. Fassari. (ghap) Modified on 3/5/2021 (ghap).
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Request |
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 6 |
Filed: 3/2/2021, Entered: 3/5/2021 |
Declaration |
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DECLARATION of John Dwyer filed by Plaintiff Securities and Exchange Commission. (ghap)
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| 5 |
Filed: 3/2/2021, Entered: 3/5/2021 |
memorandum in support of motion |
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MEMORANDUM of Points and Authorities in Support of Ex Parte Application for an Order (1) Freezing Assets; (2) Permitting Alternative Means of Service; (3) Requiring an Accounting; (4) Permitting Expedited Discovery; (5) Prohibiting Documents; and (6) to Set Hearing on Order to Show Cause filed by Plaintiff Securities and Exchange Commission. (Attachments: # (1) Lodged Proposed Order (1) Freezing Assets; (2) Permitting Alternative Means of Service; (3) Requiring an Accounting; (4) Permitting Expedited Discovery; (5) Prohibiting Documents; and (6) to Set Hearing on Order to Show Cause)(ghap)
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Request |
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| 4 |
Filed: 3/2/2021, Entered: 3/5/2021 |
Motion for order |
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EX PARTE APPLICATION for Order (1) Freezing Assets; (2) Permitting Alternative Means of Service; (3) Requiring an Accounting; (4) Permitting Expedited Discovery; (5) Prohibiting Destruction of Documents; and (6) to Set Hearing on Order to Show Cause, filed by plaintiff Securities and Exchange Commission. (Attachments: # (1) Lodged Proposed Order (1) Freezing Assets; (2) Permitting Alternative Means of Service; (3) Requiring an Accounting; (4) Permitting Expedited Discovery; (5) Prohibiting Destruction of Documents; and (6) to Set Hearing on Order to Show Cause) (ghap)
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Request |
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| 3 |
Filed: 3/2/2021, Entered: 3/5/2021 |
Motion for order |
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EX PARTE APPLICATION to File Complaint and Application for and Asset Freeze Order Under Seal Under Local Rule 79.5-1, filed by plaintiff Securities and Exchange Commission. (Attachments: # (1) Lodged Proposed Order to Filed Complaint and Application for an Asset Freeze Order Under Seal Under Local Rule 79.5-1) (ghap)
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Request |
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| 1 |
Filed: 3/2/2021, Entered: 3/5/2021 |
Complaint - (Discovery) |
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COMPLAINT against Defendant Andrew L. Fassari.Case assigned to Judge James V. Selna for all further proceedings. Discovery referred to Magistrate Judge Autumn D. Spaeth.(Filing fee $ 402: No Fee) Jury Demanded., filed by plaintiff Securities and Exchange Commission. (Attachments: # (1) CV-71) (ghap)
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