Guy Gentile v. SEC :: Court of Appeals for the Third Circuit

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003013707088	Filed: 11/2/2020, Entered: None	?
	MANDATE ISSUED. (LMR)
	Request

003013662120	Filed: 9/10/2020, Entered: None	?
	JUDGMENT, Affirmed. Costs taxed against Appellant. (CJG)
	Request

003013662113	Filed: 9/10/2020, Entered: None	?
	PRECEDENTIAL OPINION. Coram: HARDIMAN, PORTER and PHIPPS, Circuit Judges. Total Pages: 17. Judge: PHIPPS Authoring. (CJG)


	Filed: 1/15/2020, Entered: None	?
	ARGUED on Wednesday, January 15, 2020. Panel: HARDIMAN, PORTER and PHIPPS, Circuit Judges. Matthew S. Ferguson arguing for Appellee SEC; Adam C. Ford arguing for Appellant Guy Gentile. (TLG)


003013459485	Filed: 1/15/2020, Entered: None	?
	COURT MINUTES OF ARGUED/SUBMITTED CASES. [18-2621, 18-2748, 18-2758, 19-2252] (TLG)
	Request

	Filed: 1/6/2020, Entered: None	?
	ECF FILER: SUMMARY OF ORAL ARGUMENT submitted by Attorney Adam C. Ford, Esq. for Appellant Guy Gentile. Case Summary: Whether the lower court erred in dismissal for lack of SMJ; whether 15 USC 78u(c) is the only test of validity for SEC investigations; and whether the lower court has jurisdiction of SEC violations of issuing subpoenas without an authorized investigation.. Post Video: YES. [19-2252] (ACF)


	Filed: 1/3/2020, Entered: None	?
	ECF FILER: SUMMARY OF ORAL ARGUMENT submitted by Attorney Matthew S. Ferguson, Esq. for Appellee SEC. Case Summary: Whether the district court properly dismissed for lack of subject matter jurisdiction Plaintiff-Appellant's complaint seeking to enjoin an ongoing Securities and Exchange Commission investigation into potential violations of the federal securities laws.. Post Video: YES. [19-2252] (MSF)


003013446193	Filed: 12/30/2019, Entered: None	?
	Oral Argument Notification for Wednesday, 01/15/2020. Courtroom & Time: Seitz Courtroom/9:30am. Location: Philadelphia, PA. (TLG)
	Request

003013395535	Filed: 11/4/2019, Entered: None	?
	ECF FILER: ARGUMENT ACKNOWLEDGMENT filed by Attorney Adam C. Ford, Esq. for Appellant Guy Gentile. Certificate of Service dated 11/04/2019. Service made by ECF. [19-2252] (ACF)
	Request

003013393692	Filed: 11/1/2019, Entered: None	?
	ECF FILER: ARGUMENT ACKNOWLEDGMENT filed by Attorney Matthew S. Ferguson, Esq. for Appellee SEC. Certificate of Service dated 11/01/2019. Service made by ECF. [19-2252] (MSF)
	Request

003013389729	Filed: 10/29/2019, Entered: None	?
	Calendared for Wednesday, 01/15/2020. (Rescheduled from Friday, 01/17/2020.) Calendar Clerk: TLG.--[Edited 12/30/2019 by TLG] (TLG)
	Request

	Filed: 10/17/2019, Entered: None	?
	HARD COPY RECEIVED from Appellant Guy Gentile - Reply Brief. Copies: 7. (SJB)


003013376777	Filed: 10/16/2019, Entered: None	?
	ECF FILER: ELECTRONIC REPLY BRIEF on behalf of Appellant Guy Gentile. Certificate of Service dated 10/16/2019 by ECF. [19-2252] (ACF)
	Request

	Filed: 9/30/2019, Entered: None	?
	Appellant Guy Gentile verbally granted an extension of time to file reply brief until 10/16/2019 pursuant to Third Cir. LAR 31.4. (CJG)


	Filed: 9/13/2019, Entered: None	?
	HARD COPY RECEIVED from Appellee SEC - Brief. Copies: 7. (SJB)


003013345435	Filed: 9/11/2019, Entered: None	?
	ECF FILER: ELECTRONIC BRIEF on behalf of Appellee SEC in 19-2252, filed. Certificate of Service dated 09/11/2019 by ECF, Email.--[Edited 09/13/2019 by MCW] (MSF)
	Request

	Filed: 8/14/2019, Entered: None	?
	Appellee SEC verbally granted an extension of time to file brief until 09/11/2019 pursuant to Third Cir. LAR 31.4. (CJG)


	Filed: 7/30/2019, Entered: None	?
	HARD COPY RECEIVED from Appellant Guy Gentile - Joint Appendix. Copies: 4. Volumes: 3 (Volume I attached to Brief). (MCW)


	Filed: 7/30/2019, Entered: None	?
	HARD COPY RECEIVED from Appellant Guy Gentile - Brief with Volume I of Appendix attached. Copies: 7. (LM)


003013305073	Filed: 7/29/2019, Entered: None	?
	ECF FILER: ELECTRONIC JOINT APPENDIX on behalf of Appellant Guy Gentile, filed. Certificate of service dated 07/29/2019 by ECF. [19-2252] (ACF)
	Request

003013305060	Filed: 7/29/2019, Entered: None	?
	ECF FILER: ELECTRONIC BRIEF with Volume I of Appendix attached on behalf of Appellant Guy Gentile, filed. Certificate of Service dated 07/29/2019 by ECF. [19-2252] (ACF)
	Request

003013266689	Filed: 6/18/2019, Entered: None	?
	BRIEFING NOTICE ISSUED. Brief on behalf of Appellant Guy Gentile due on or before 07/29/2019. Appendix due on or before 07/29/2019. (CJG)
	Request

003013264884	Filed: 6/14/2019, Entered: None	?
	ECF FILER: Transcript Purchase Order Form (Part 1) filed by Appellant Guy Gentile advising this court that transcripts are not needed. [19-2252] (ACF)
	Request

003013264881	Filed: 6/14/2019, Entered: None	?
	ECF FILER: Concise Summary of the Case filed by Appellant Guy Gentile, received. [19-2252] (ACF)
	Request

003013264878	Filed: 6/14/2019, Entered: None	?
	ECF FILER: CIVIL INFORMATION STATEMENT on behalf of Appellant Guy Gentile, filed. [19-2252] (ACF)
	Request

003013264875	Filed: 6/14/2019, Entered: None	?
	ECF FILER: ENTRY OF APPEARANCE from Adam C. Ford on behalf of Appellant(s) Guy Gentile. [19-2252] (ACF)
	Request

003013263336	Filed: 6/13/2019, Entered: None	?
	ECF FILER: ENTRY OF APPEARANCE from Samuel M. Forstein on behalf of Appellee(s) SEC. [19-2252] (SMF)
	Request

003013262078	Filed: 6/12/2019, Entered: None	?
	ECF FILER: ENTRY OF APPEARANCE from Matthew S. Ferguson on behalf of Appellee(s) U.S. Securities and Exchange Commission. [19-2252] (MSF)
	Request

	Filed: 5/31/2019, Entered: None	?
	RECORD available on District Court CM/ECF. (CJG)


003013252752	Filed: 5/31/2019, Entered: None	?
	CIVIL CASE DOCKETED. Notice filed by Appellant Guy Gentile in District Court No. 2-19-cv-05155. (CJG)
	Request